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FUNCTIONAL AND MECHANISTIC CHARACTERIZATION OF CRTC1-MAML2 FUSION ONCOGENE IN MUCOEPIDERMOID CARCINOMAS AND LONG NONCODING RNA LINC00473 IN NON-SMALL CELL LUNG CANCER By ZIRONG CHEN A DISSERTATION PRESENTED TO THE GRADUATE SCHOOL OF THE UNIVERSITY OF FLORIDA IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY UNIVERSITY OF FLORIDA 2016
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FUNCTIONAL AND MECHANISTIC CHARACTERIZATION OF CRTC1-MAML2 FUSION ONCOGENE IN MUCOEPIDERMOID CARCINOMAS AND LONG NONCODING RNA LINC00473 IN NON-SMALL CELL LUNG CANCER

By

ZIRONG CHEN

A DISSERTATION PRESENTED TO THE GRADUATE SCHOOL OF THE UNIVERSITY OF FLORIDA IN PARTIAL FULFILLMENT

OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY

UNIVERSITY OF FLORIDA

2016

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© 2016 Zirong Chen

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To my wife and my parents!

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ACKNOWLEDGMENTS

First of all, I sincerely thank my mentor Dr. Lizi Wu who has been providing me

constant support and excellent guidance throughout the years. She always encouraged

me when I had difficulties for my research and has trained me into an independent

scientist that I am today. I also would like to thank to my supervisory committee

members, Drs. Frederic Kaye, Jianrong Lu and Peggy Wallace for their great scientific

guidance and advice for my study.

I also want to thank all the former and current colleagues in Dr. Lizi Wu’ lab,

including Huangxuan Shen, Shuibin Lin, Yumei Gu, Chunxia Cao, Liang Tian, Chengbin

Hu, Ernesto Fernandez, Xianlin Zou, Rongqiang Yang, Wei Ni, Xuehui Li and Xin Zhou.

Their contributions and help allowed me to successfully carry out my research.

I would like to thank Interdisciplinary Program (IDP) in Biomedical Sciences for

offering me the wonderful opportunity and support for my graduate training. Special

thanks go to Ms. Kristyn Minkoff for all her assistance.

Last but not least I would like to thank my wife Xiaohui Wen and my family for

their continued support and encouragement during my PhD studies.

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TABLE OF CONTENTS page

ACKNOWLEDGMENTS .................................................................................................. 4

LIST OF TABLES ............................................................................................................ 9

LIST OF FIGURES ........................................................................................................ 10

LIST OF ABBREVIATIONS ........................................................................................... 13

ABSTRACT ................................................................................................................... 15

CHAPTER

1 RESEARCH BACKGROUND ................................................................................. 17

Salivary Gland Tumor ............................................................................................. 17

Mucoepidermoid Carcinoma ............................................................................. 18 The CRTC1-MAML2 Fusion Oncogene In MEC ............................................... 19

Long Noncoding RNA In Cancer ............................................................................. 20

Molecular Mechanisms Of LncRNAs ................................................................ 20 LncRNAs In Cancer Development And Progression ........................................ 21

LncRNAs As Cancer Biomarkers And Therapeutic Targets ............................. 22

2 GENERATION AND CHARACTERIZATION OF A MOUSE MODEL OF CRTC1-MAML2-INDUCED MUCOEPIDERMOID CARCINOMA ........................... 25

Abstract ................................................................................................................... 25 Rationale ................................................................................................................. 26

Materials And Methods ........................................................................................... 26 Transgenic Construction, Generation Of Transgenic Mice, And Genotyping ... 26

Transgene Copy Number Calculation .............................................................. 27 Transduction Of Mouse Salivary Glands With AAV5-Cre-GFP Virus ............... 27

RNA Isolation And QRT-PCR ........................................................................... 28 Tissue Protein Extract Preparation And Western-Blot Analysis ........................ 28 H&E staining, PAS Staining And Immunohistochemistry ................................. 29 Isolation Of Primary Cells From Mouse Salivary Gland Tumors And Culture

Of Tumor Spheres ......................................................................................... 29

Microarray Gene Expression Profiling .............................................................. 30 Results .................................................................................................................... 30

Three Independent Cre-Inducible CRTC1-MAML2 Transgenic Mouse Lines Were Established. ......................................................................................... 30

Cre-Regulated CRTC1-MAML2 Transgenic Mice Developed Salivary Gland Tumors After Mating With MMTV-Cre Mice. .................................................. 32

Salivary Gland Tumors Developed From MCre-CM(+) Mice Had Histological Feature Of Human MEC................................................................................ 33

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MCre-CM(+) Mice Developed Ear Cysts And Skin Cysts Phenotypes With CRTC1-MAML2 Fusion Expression. ............................................................. 34

CRTC1-MAML2 Expression Promotes Salisphere Formation .......................... 35

Gene Expression Profiling Analysis Identified Differentially Expressed Genes Associated With Mouse CRTC1-MAML2-Induced MEC .................... 36

Mice With AAV Cre-Induced CRTC1-MAML2 Expression In Salivary Glands Developed MEC-Like Tumors ....................................................................... 37

CCSP-CM(+) Mice Developed Lung Tumors With CRTC1-MAML2 Fusion Expression. ................................................................................................... 38

Discussion .............................................................................................................. 39

3 A NOVEL LONG NONCODING RNA LINC00473 FUNCTIONS AS A MEDIATOR FOR CRTC1-MAML2 FUSION ONCOGENIC ACTIVITY IN MUCOEPIDERMOID CARCINOMA ....................................................................... 53

Abstract ................................................................................................................... 53

Rationale ................................................................................................................. 54 Materials And Methods ........................................................................................... 55

Cell Culture ....................................................................................................... 55 Plasmids ........................................................................................................... 55 Viral Production And Transduction ................................................................... 56

Western Blotting Analysis ................................................................................. 56 Quantitative RT-PCR (qRT-PCR) ..................................................................... 56

Luciferase Reporter Assays ............................................................................. 57 Chromatin Immunoprecipitation (ChIP) ............................................................ 57 RNA-Fluorescence In Situ Hybridization (RNA-FISH) ...................................... 57 RNA In Situ Hybridization (RNA ISH) ............................................................... 58

Microarray Gene Expression Profiling .............................................................. 58

Nanostring Ncounter Assay .............................................................................. 59 Cell Growth And Cell Death Assay ................................................................... 59

Mouse Xenograft Studies ................................................................................. 60 Study Approval ................................................................................................. 60

Statistical Analysis ............................................................................................ 60 Results .................................................................................................................... 60

LINC00473 Expression Is Enhanced In CRTC1-MAML2 Fusion-Positive Human MEC Cell Lines And Primary Tumors. .............................................. 60

LINC00473 Is A Novel Target Gene Induced By CRTC1-MAML2 Fusion Oncoprotein ................................................................................................... 62

CRTC1-MAML2 Fusion Oncoprotein Directly Regulates LINC00473 Expression Through CRTC1-MAML2/CREB Signaling Axis. ........................ 63

Depletion Of LINC00473 Expression In Fusion-Positive MEC Cells Led To Reduce Cancer Cell Growth And Survival Both In Vitro And In Vivo ............. 64

LINC00473 Is Revealed As A Nuclear-Retained Long Noncoding RNA .......... 65

Gene Expression Profiling Identified LINC00473 Regulated Genes In Fusion-Positive MEC ..................................................................................... 66

Discussion .............................................................................................................. 66

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4 CAMP/CREB-REGULATED LINC00473: POTENTIAL BIOMARKER AND THERAPEUTIC TARGET FOR LKB1-INACTIVATED CANCER ............................ 77

Abstract ................................................................................................................... 77

Rationale ................................................................................................................. 78 Materials And Methods ........................................................................................... 80

Plasmids ........................................................................................................... 80 Cell Culture ....................................................................................................... 81 Rapid Amplification Of CDNA Ends (RACE) .................................................... 81

Coding Potential Prediction .............................................................................. 82 Viral Production And Transduction ................................................................... 82

Western Blotting Analysis ................................................................................. 83 Quantitative RT-PCR (qRT-PCR) ..................................................................... 83 Reporter Assays ............................................................................................... 83 Chromatin Immunoprecipitation ........................................................................ 84 RNA-Fluorescence In Situ Hybridization (RNA-FISH) ...................................... 84

RNA Fractionation And Northern Blotting Analysis ........................................... 85

RNA Immunoprecipitation ................................................................................. 85 Cell Proliferation And Apoptosis Assay ............................................................ 85 Mouse Xenograft Studies ................................................................................. 86

LncRNA Microarray Analysis ............................................................................ 86

Nanostring Ncounter Gene Expression Analysis .............................................. 86 RNAscope In Situ Hybridization (RNA ISH) ...................................................... 87

Proteomic Analysis Of The LINC00473-Associated Protein Complex .............. 88

Analysis Of RNA Sequencing And Clinical Data .............................................. 88 Statistical Analysis ............................................................................................ 88 Study Approval ................................................................................................. 89

Results .................................................................................................................... 89 Genome-Wide LncRNA Profiling Identified LINC00473 As A Top LKB1

Signaling-Regulated LncRNA In NSCLC Cells. ............................................. 89 Elevated LINC00473 Expression Is Tightly Correlated With NSCLC LKB1

Inactivation Status ......................................................................................... 91

Direct RNA Detection In FFPE Specimens Revealed That LINC00473 Expression Is Elevated In A Subset Of NSCLC That Tend To Have Mutations In The LKB1 Gene Coding Regions .............................................. 92

Elevated LINC00473 Expression Is Associated With Tumor LKB1 Mutations And Correlated With Poor Prognosis In TCGA Lung Adenocarcinomas ....... 95

LINC00473 Expression Is Promoted By LKB1-Loss-Induced CRTC/CREB Activation....................................................................................................... 96

In Vitro And In Vivo Approaches Revealed Critical Functions Of LINC00473 In The Growth Of LKB1-Null Lung Cancer Cells. .......................................... 98

LINC00473 Is A Nuclear LncRNA And Functions As A Regulator Of Gene Expression In Part Through Interacting With NONO And Modulating CRTC/CREB Transcription. ........................................................................... 99

Discussion ............................................................................................................ 102

5 CONCLUSION ...................................................................................................... 129

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LIST OF REFERENCES ............................................................................................. 132

BIOGRAPHICAL SKETCH .......................................................................................... 143

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LIST OF TABLES

Table page

4-1 Primer and probe sequences used in this study. .............................................. 128

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LIST OF FIGURES

Figure page

1-1 Diagram depicting the t(11;19) chromosomal translocation that generates a new CRTC1-MAML2 fusion. ............................................................................... 24

2-1 Three Cre-regulated CRTC1-MAML2 transgenic mouse lines were established.. ....................................................................................................... 43

2-2 The Cre-regulated CRTC1-MAML2 transgene mouse model developed salivary gland tumors after crossing with MMTV-Cre mice. ................................ 44

2-3 mCre-CM(+) mice developed salivary gland tumor with human MEC histology. ............................................................................................................ 45

2-4 mCre-CM(+) mice developed ear cysts with CRTC1-MAML2 fusion expression. ......................................................................................................... 46

2-5 Skin cysts were observed in the mCre-CM(+) mice with CRTC1-MAML2 fusion expression. ............................................................................................... 47

2-6 CRTC1-MAML2 expression enhanced salisphere formation .............................. 48

2-7 Gene expression profiling analysis identified genes differentially regulated by CRTC1-MAML2 in salivary gland tumors. .......................................................... 49

2-8 LSL-CM(+) mice with AAV-Cre-induced fusion expression in salivary glands led to MEC-like tumor development and the tumor was transplantable. ............. 50

2-9 LSL-CM(+) mice with Ad5-Cre-induced fusion expression in salivary glands led to MEC-like tumor development and the tumor was transplantable. ............. 51

2-10 CCSP-CM(+) mice developed lung tumors with CRTC1-MAML2 fusion expression. ......................................................................................................... 52

3-1 LINC00473 expression is highly evaluated in human CRTC1-MAML2 fusion-positive MEC cell lines and primary tumors. ....................................................... 69

3-2 LINC00473 expression is directly regulated by CRTC1-MAML2 fusion oncoprotein. ........................................................................................................ 70

3-3 CRTC1-MAML2 fusion activates LINC00473 expression though co-activating the transcription factor CREB.. ........................................................................... 71

3-4 Depletion of LINC00473 expression in CRTC1-MAML2 fusion-positive MEC H3118 cells results in a reduction in cell proliferation and survival in vitro and blocked the growth of human MEC xenografts in vivo. ....................................... 72

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3-5 Depletion of LINC00473 expression in CRTC1-MAML2 fusion-positive MEC HMC3A cells results in a reduction in cell proliferation and survival in vitro. ...... 73

3-6 Specific nuclear distribution of LINC00473 was revealed in CRTC1-MAML2 fusion positive human MEC cells and primary tumors. ....................................... 74

3-7 Gene expression profiling analysis identified genes differentially regulated by LINC00473 in MEC cells. ................................................................................... 75

3-8 A model for the molecular basis of LINC00473 induction by CRTC1-MAML2 in fusion-positive MEC cells. ............................................................................... 76

4-1 LncRNA profiling revealed that LINC00473 is induced by LKB1 loss in NSCLC cells. .................................................................................................... 108

4-2 LKB1 wt protein, but not LKB1 K78I mutant, was capable of activating AMPK signaling. .......................................................................................................... 109

4-3 RACE and coding potential analyses of LINC00473 transcripts. ...................... 110

4-4 Expression analyses of LINC00473 and SIK1 genes in LKB1-wt and LKB1-mut lung NSCLC cell lines. ............................................................................... 111

4-5 Enhanced LINC00473 expression is highly correlated with human lung adenocarcinoma with LKB1 mutational status and associated with poor survival. ............................................................................................................ 112

4-6 Detection of LINC00473 expression in FFPE specimens by RNA in situ hybridization using RNAscope® 2.0 High Definition (HD) assays. .................... 113

4-7 Human lung adenocarcinomas with high LINC00473 expression were enriched with mutations in the LKB1 gene coding region. ................................ 114

4-8 Box plots show expression levels of LINC00473 (A), SIK1 (B), and LKB1 (C) genes in LKB1 mutant (Mut) and wildtype (Wt) human lung adenocarcinomas. ............................................................................................ 115

4-9 Analysis of the correlation between LINC00473 Expression, the LKB1-Loss Signature, LKB1 Expression, and SIK1 Expression. ........................................ 116

4-10 Kaplan-Meier survival analyses showed that high LINC00473 expression, but not LKB1 mutations in the coding regions, was associated with poor prognosis. ......................................................................................................... 117

4-11 LINC00473 expression is regulated by LKB1-CRTC1-CREB signaling axis. ... 118

4-12 Regulation of LINC00473 expression by the LKB1/CRTC/CREB signaling axis. .................................................................................................................. 119

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4-13 Depletion of LINC00473 expression in LKB1-null NSCLC cells causes reduced cell growth and survival in vitro and in vivo. ........................................ 120

4-14 Knockdown of LINC00473 expression in LKB1-null human NSCLC H157 resulted in reduced cell growth and survival in vitro and in vivo. ...................... 121

4-15 Overexpression of LINC00473 in LKB1-wt lung human NSCLC cells increased cell proliferation and expression of several CREB target genes. ..... 122

4-16 LINC00473 shows predominantly nuclear localization with distinct nuclear structures. ......................................................................................................... 123

4-17 LINC00473 showed a distinct nuclear localization pattern. .............................. 124

4-18 LINC00473 is associated with NONO protein and stimulates CRTC-NONO interaction. ........................................................................................................ 125

4-19 NEDD9 is a LINC00473-regulated and CREB-regulated target gene, but its expression shows no significant difference between LKB1 wt and LKB1 mut NSCLC cell lines. .............................................................................................. 126

4-20 A model for the molecular basis of LINC00473 induction and the role of sustained LINC00473 expression as a potential biomarker and prognostic marker, therapeutic target, and gene regulator for LKB1-inactivated NSCLC. . 127

5-1 A model for aberrant CRTC-CREB activation in cancer cell. ............................ 131

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LIST OF ABBREVIATIONS

AAV Adeno-associated virus

ACC Adenoid cystic carcinoma

AREG Amphiregulin

ASO Antisense oligonucleotides

bp Base pair

CCLE Cancer Cell Line Encyclopedia

CCSP Clara Cell Secretory Protein

Cdk6 Cyclin-dependent kinase 6

ChIP Chromatin immunoprecipitation

CIP Calf Intestine Alkaline Phosphatase

CM CRTC1-MAML2

CMV-IE Cytomegalovirus--immediate early

CPC Coding Potential Calculator

CREB cAMP responsive element binding protein

CRPC Castration-resistant prostate cancer

CRTC1 CREB Regulated Transcription Coactivator 1

Ctl Control

DMEM Dulbecco’s modified Eagle’s medium

dnCRTC Dominant negative form of CRTC

EGFR Epidermal growth factor receptor

ER Estrogen receptors

FDA Food and Drug Administration

FFPE Formalin-fixed, paraffin-embedded

GO Gene ontology

H&E Hematoxylin and eosin

HD High definition

HOTAIR HOX transcript antisense RNA

HTA Human transcriptome array

IgG Immunoglobulin G

IHC Immunohistochemistry

IP Immunoprecipitation

K78I Lysine 78 mutated to isoleucine

KEGG Kyoto Encyclopedia of Genes and Genomes

LKB1 Liver kinase B1

LncRNA Long noncoding RNA

LNP Lipid nanoparticles

LSL-CM LoxP-STOP-LoxP-FLAG-tagged CRTC1-MAML2

LUAD Lung adenocarcinoma

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Luc Luciferase

MALAT1 Metastasis-associated lung adenocarcinoma transcript 1

MAML2 Mastermind like transcriptional coactivator 2

mCre-CM MMTV-Cre;LSL-CM

MEC Mucoepidermoid carcinoma

MMTV Mouse mammary tumor virus

MSG Mouse salivary gland

mut Mutant

NEDD9 Neural precursor cell expressed developmentally down-regulated protein 9

NFAT Nuclear factor of activated T cells

NOD.SCID Nonobese diabetic/severe combined immunodeficiency

NONO Non-POU-domain-containing, octamer binding protein

NRON Non-coding repressor of NFAT

NSCLC Non-small cell lung cancer

nt Nucleotide

PAGE Polyacrylamide

PAS Periodic acid–Schiff

PCA3 Prostate cancer gene antigen 3

PFA Paraformaldehyde-

PPIB Peptidylprolyl isomerase

PRC2 Polycomb repressive complex 2

qRT-PCR Quantitative reverse transcription polymerase chain reaction

RACE Rapid amplification of cDNA ends

RNA-FISH RNA fluorescence in situ hybridization

RNA-ISH RNA in situ hybridization

RNAi RNA interference

RT Room temperature

SD Stable disease

SG Salivary gland

SGT Salivary gland tumor

SIK1 Salt-Inducible Kinase 1

SNV Single-nucleotide variant

TAD Transcriptional activation domain

TAP Tobacco Acid Pyrophosphatase

TCGA The Cancer Genome Atlas

tv Transcript variant

UTR Untranslated region

wt Wild-type

XIST X inactive-specific transcript

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Abstract of Dissertation Presented to the Graduate School of the University of Florida in Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy

FUNCTIONAL AND MECHANISTIC CHARACTERIZATION OF CRTC1-MAML2 FUSION ONCOGENE IN MUCOEPIDERMOID CARCINOMAS AND LONG NONCODING RNA LINC00473 IN NON-SMALL CELL LUNG CANCER

By

Zirong Chen

August 2016

Chair: Lizi Wu Major: Medical Sciences-Genetics

This research centered on studying aberrant CRTC-CREB signaling in human

mucoepidermoid carcinoma (MEC) and lung cancer. MEC is the most common salivary

gland malignancy. Advanced and metastatic MEC have limited therapeutic options and

poor unpredictable treatment outcomes and therefore a better understanding of the

molecular pathogenesis of MEC is necessary for developing effective treatments. The

majority of MEC cases contain a specific recurrent t(11;19)(q14-21;p12-13)

translocation that generates the CRTC1-MAML2 fusion protein. Existing data support

that CRTC1-MAML2 constitutively activates CREB-mediated transcription and has

oncogenic potential in vitro. However, its critical mediators and in vivo roles in MEC

tumorigenesis remain poorly elucidated. I hypothesized that CRTC1-MAML2 is essential

for MEC carcinogenesis in vivo and drives MEC pathogenesis through the aberrant

activation of downstream target genes. To test this hypothesis, I established a Cre

regulated CRTC1-MAML2 transgenic mouse model and investigated downstream

CRTC1-MAML2-regulated targets. Mice expressing the CRTC1-MAML2 transgene in

salivary glands developed MEC-like tumors. A long noncoding RNA (LINC00473) was

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identified as a mediator for CRTC1-MAML2 function in MEC growth and survival.

Therefore, my studies supported a causal role for CRTC1-MAML2 in MEC and

established the transgenic mouse as a model of human MEC that is invaluable for

future therapeutic testing. Moreover, LINC00473 is critical for MEC tumorigenesis and

servers as a novel therapeutic target.

CRTC-CREB signaling can also be aberrantly induced by the inactivation of the

tumor suppressor gene LKB1. LKB1 mutational events are common in lung cancer. I

observed that LINC00473 was consistently the most highly induced gene in LKB1-

inactivated human primary lung cancer samples and derived cell lines. Elevated

LINC00473 expression correlated with poor prognosis and sustained LINC00473

expression was required for the growth and survival of LKB1-inactivated NSCLC cells.

Mechanistically, LINC00473 was induced by LKB1 inactivation and subsequent

activation of CRTC-CREB signaling. My data support that LINC00473 expression is a

robust biomarker for tumor LKB1 functional status and a therapeutic target for LKB1-

inactivated lung cancer.

My collective data demonstrated the importance of aberrantly activated CRTC-

CREB signaling in human MEC and lung cancer, which contributed to a better

understanding of oncogenic mechanisms and revealed new therapeutic targets.

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CHAPTER 1 RESEARCH BACKGROUND

Salivary Gland Tumor

Salivary glands are located in the mouth and produce saliva, which moistens

food to help with chewing and swallowing. There are three main pairs of salivary glands,

including parotid glands, submandibular glands and sublingual glands. Thousands of

minor glands are around the rest of the mouth (1). Salivary glands are the sites of origin

for a wide variety of tumors. The salivary gland tumors are relatively rare with about 2.2

to 2.5 cases per 100 000 people, which constitutes 3% to 6% of all head and neck

cancers (2). About 70% of salivary gland tumors occur in the parotid glands, 8% in the

submandibular glands and 22% in the sublingual and minor salivary glands (3). Salivary

gland tumors are heterogeneous and consist of many different types. Mucoepidermoid

carcinoma (MEC) and adenoid cystic carcinoma (ACC) rank the first and second most

common salivary gland malignancies, respectively. Surgery, radiation therapy and

chemotherapy are the standard treatments for patients with salivary gland cancer.

However, effective treatments for advanced or metastatic salivary gland tumors are

currently not available.

Multiple studies have identified genomic alternations in salivary gland cancer,

and the identification of targeted therapies in salivary gland tumor is crucial for

improving patients’ treatment outcomes (4). Several targeted therapies have been

tested in salivary gland cancers. For instance, the monoclonal antibody against the

HER-2/neu receptor Trastuzumab was used to treat 14 patients with salivary gland

cancers that overexpressed HER-2/neu in a phase II clinical trial. One of three MEC

patients had a partial response with disappearance of some bony lesions and

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stabilization without new lesion 45 months after treatment (5). Human-murine chimeric

monoclonal antibody against EGFR receptor, Cetuximab (Erbitux) was tested in 30

patients with recurrent and/or metastatic salivary gland tumors in a phase II clinical

study. Stable disease (SD) was observed in 24 patients and 15 patients had lasting

more than 6 months after treatment (6). The small molecule inhibitor Axitinib (AG-

013736) targeting VEGF receptor was tested in a patient with ACC in a phase I study.

Partial response was identified in this patient after three treatment cycles (7). These

novel molecular-targeted therapies provide potential effective treatments for some

salivary gland cancers. The identification of molecular abnormalities in salivary gland

cancer and characterization of their functional roles in tumorigenesis are essential for

the new development of specific targeted therapies.

Mucoepidermoid Carcinoma

Mucoepidermoid carcinoma (MEC) is one of the most frequent salivary gland

malignancies, accounting for 30% to 35% of all malignant neoplasms of the major and

minor salivary glands (8, 9). MEC also develops at distant and atypical sites, including

lung, breast, skin, esophagus, pancreas, thyroid, ovary and cervix (10, 11). MEC tumors

show a typical histological feature consisting of three cell types in varying proportions:

epidermoid cells, mucin-secreting cells, and intermediate cells, often with the presence

of cyst structure (9). Current grading systems are based on the cyst formation,

differentiation of the three cell types and cytomorphologic changes. MEC cases are

histologically classified as low, intermediate and high-grade tumors. Low-grade tumors

are usually removed by surgical resection while high-grade tumors require radiation

therapy and neck dissection. Histologic tumor grade is a useful but not consistent

prognostic indicator for mucoepidermoid carcinomas of the major and minor salivary

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glands. Currently, patients with locally advanced, nonresectable and metastatic MEC

have limited therapeutic options and poor unpredictable treatment outcomes. The

clinical improvement has been hindered by a lack of understanding of the basic

mechanisms underlying MEC development as well as suitable preclinical models.

The CRTC1-MAML2 Fusion Oncogene In MEC

Recurrent chromosomal rearrangements in MEC were first described by

Nordkyist et al. in 1994 (12). More than 50% of MEC cases contain a specific recurrent

t(11;19)(q14-21;p12-13) translocation, strongly suggesting that this genetic

rearrangement is involved in MEC pathogenesis (13, 14). The t(11;19) (q14-21;p12-13)

translocation involving the CRTC1 and MAML2 genes was cloned and characterized by

Tonon et al. in 2003. This translocation fuses exon 1 of the CRTC1 gene at 19p13 to

exons 2-5 of the MAML2 gene at 11q21, generating a new CRTC1-MAML2 fusion

protein (Figure 1-1) (15, 16). The CRTC1-MAML2 fusion consists of the N terminal of

CRTC1 (42 amino acids) that serves as a CREB binding domain and the C terminal of

MAML2 (981amino acids) that is the transcriptional activation domain (TAD). The

CRTC1-MAML2 fusion exhibits a strong transcription co-activator activity and is capable

of interacting with the transcription factor CREB and activating CREB-mediated

transcription (17, 18). Importantly, ectopic expression of the CRTC1-MAML2 fusion

gene transformed rat RK3E epithelial cells in vitro. The resulting transformed cells were

able to grow tumors in nude mice (17). More recently, we observed that shRNA-

mediated depletion of CRTC1-MAML2 fusion expression reduced cell proliferation and

survival in human MEC cells in vitro and in mouse xenografts (19). All the data strongly

support a role for the CRTC1-MAML2 fusion protein in MEC tumorigenesis and

maintenance. However, the molecular mechanisms and functions of the CRTC1-

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MAML2 fusion protein in MEC tumor development and progression in vivo have not

been fully elucidated.

It should be noted that less frequently detected MEC-related fusions (about 6%)

involve another member of the CRTC family CRTC3 and MAML2 (20-22). The CRTC3-

MAML2 fusion also consists of the CREB binding domain of CRTC3 and the TAD

domain of MAML2. Therefore, it is predicted that CRTC3-MAML2 has similar functional

activity to that of CRTC1-MAML2. However, further studies are needed to validate that

hypothesis.

Long Noncoding RNA In Cancer

A long noncoding RNA (lncRNA) is defined as a non-protein-coding transcript

that has more than 200 nucleotides in length. LncRNAs are described according to their

locations of gene region, including intergenic lncRNA, antisense transcripts and

enhancer RNA (23). The human genome encodes more than 10,000 lncRNAs and

currently only a handful of lncRNAs have been characterized (24-26). It has become

increasingly clear that many lncRNAs play important roles in cancer.

Molecular Mechanisms Of LncRNAs

LncRNAs have been reported to carry out various cellular functions through

multiple diverse mechanisms. LncRNAs can regulate gene expression through

epigenetic regulation or post-transcriptional modification. For example, lncRNA XIST (X

inactive-specific transcript) interacts with polycomb repressive complex 2 (PRC2), which

results in X chromatin repression and thus leads to transcriptional silencing (27).

Moreover, lncRNA can act as a ‘miRNA sponge’ to interact with microRNA and

influence the miRNA target gene expression. For instance, liver specific lncRNA HULC

interacts with microRNA-372 and reduces translational repression of microRNA-372

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target gene, PRKACB (28). LncRNAs can also interact with cellular proteins and

modulate protein activity and localization. For instance, lncRNA NRON (non-coding

repressor of NFAT) binds to NFAT (nuclear factor of activated T cells) protein and

regulates the NFAT nuclear trafficking to down-regulate NFAT target gene expression

(29). Furthermore, lncRNAs interact with and guide transcription factors to their target

gene promoters and activate gene expression. For example, lncRNA Evf-2 specifically

cooperates with transcription factor Dlx-2 to increase the transcriptional activity (30).

These findings demonstrate that lncRNAs play important cellular functions through

heterogeneous mechanisms.

LncRNAs In Cancer Development And Progression

LncRNAs contribute to cancer progression and development via modulating

important cancer signaling pathways. Firstly, lncRNA is essential for cancer cell

proliferation. For example, lncRNA HOTAIR (HOX transcript antisense RNA) expression

is sufficient to induce androgen-independent AR activation and drive the AR-mediated

transcriptional program in the absence of androgen in castration-resistant prostate

cancer (CRPC) (31). Secondly, several lncRNAs were identified to play significant roles

in modulating tumor suppressor and cell growth-arrest signaling pathways. For instance,

p53-regulated long noncoding RNA lincRNA-p21 interacts with hnRNPK to regulate

CDKN1A and arrests the cell cycle in a p53-dependent p21 transcription (32). Thirdly,

lncRNA plays a role in the maintenance of genome stability. A recent report showed that

an abundant lncRNA NORAD sequesters PUMILIO protein away from target mRNA to

regulate chromosomal stability (33). Finally, many cancer-associated lncRNAs play a

role in regulating cancer cell invasion and metastases. The depletion of the long

noncoding RNA MALAT1 (metastasis-associated lung adenocarcinoma transcript 1)

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reduced lung cancer cell migration and decreased tumor nodules in a mouse xenograft

(34). Therefore, lncRNAs have growing importance in various aspects of cancer biology.

LncRNAs As Cancer Biomarkers And Therapeutic Targets

LncRNAs exhibit up-regulated or down-regulated expression in specific type of

cancers, suggesting that lncRNA expression may serve as a biomarker for cancer

diagnosis, prognosis and potential therapeutic targets. One particularly well-

characterized long noncoding RNA prostate cancer gene antigen 3 (PCA3) is a highly

prostate-specific gene. PCA3 is significantly elevated expression in prostate cancer,

suggesting that PCA3 is a specific biomarker of prostate cancer (35). The lncRNA

PCA3 expression-based molecular test was FDA-approved for the prostate cancer

diagnosis in 2012. Therefore, lncRNAs have great potential to serve as excellent cancer

diagnostic markers.

Since lncRNAs are associated with cancer-specific phenotypes, they provide

tremendous opportunities for RNA-based targeting as anti-cancer approaches. Several

therapeutic strategies have been successfully explored to modulate the lncRNA

expression, such as small RNA interference (RNAi), antisense oligonucleotides (ASOs)

and CRISPR/CAS9 system. For instance, HOTAIR is up-expressed in several types of

carcinoma cells. Depletion of HOTAIR expression using RNAi significantly reduced the

renal carcinoma cell proliferation and survival in vitro and in vivo (36). Locked nucleic

acid GapmeRs, a modified version of ASO that targeted lncRNA SAMMON reduced

melanoma cell growth in vitro and in patient-derived xenograft models, demonstrating

potential therapeutic efficacy of targeting this lncRNA (37). ASOs have already

demonstrated success in lncRNA-targeted HOTAIR therapeutics in breast cancer (38).

Recently, Ji-long Liu group reported that the use of CRISPR/CAS9 system with multiple

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sgRNAs that flank the transcription start site of lncRNA roX gene successfully reduced

the roX gene expression in Drosophila cells, which demonstrated that CRISPR/CAS9

system has potential application in targeting lncRNA as anti-cancer treatment (39).

These studies strongly suggest that lncRNA targeting could offer novel opportunities for

cancer therapy and should be further investigated.

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Figure 1-1: Diagram depicting the t(11;19) chromosomal translocation that generates a new CRTC1-MAML2 fusion.

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CHAPTER 2 GENERATION AND CHARACTERIZATION OF A MOUSE MODEL OF CRTC1-

MAML2-INDUCED MUCOEPIDERMOID CARCINOMA

Abstract

In this study, I determined the oncogenic potential of the CRTC1-MAML2 fusion

in vivo by establishing a Cre-regulated CRTC1-MAML2 transgenic mouse model.

Through genetic crossing with MMTV-Cre mice or direct AAV-Cre transduction to

induce expression of the CRTC1-MAML2 transgene in salivary glandular cells, the

transgenic mice developed salivary gland tumors with typical human MEC histological

characteristics. Moreover, isolated tumor cells were capable of forming subcutaneous

tumors in immune-compromised hosts that again recapitulated the MEC histological

feature. Importantly, transcriptome analysis of CRTC1-MAML2-induced tumors showed

that these tumors exhibited a similar gene expression signature to that of human MEC,

strongly supporting that this mouse tumor model molecularly resembles human MEC.

Therefore, this study offers a direct proof for an oncogenic role of CRTC1-MAML2

fusion in vivo and provides the first genetically engineered mouse model for human

MEC. This mouse MEC model will be a promising preclinical model in evaluating

therapeutic strategies.

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Rationale

Previous studies strongly supported a role for the CRTC1-MAML2 fusion gene in

MEC tumorigenesis and maintenance. A better understanding of the biology of this

fusion oncogene would provide targeting opportunities for blocking MEC. However,

whether the CRTC1-MAML2 fusion is sufficient to induce MEC in vivo remained

unknown and no genetically engineered mice that model MEC development and

progression were available, until this work presented here.

In this study, I aimed to investigate whether the CRTC1-MAML2 fusion has a

causal role in MEC tumorigenesis in vivo. Our lab previously created a mouse model

carrying the CRTC1-MAML2 knock-in allele under the control of the CRTC1 enhancer

and promoter to reproduce the genetic abnormality in human MEC. However, pups

heterozygous for the knock-in allele died immediately after birth. To bypass the problem

of perinatal lethality, I established a Cre-regulated CRTC1-MAML2 transgenic mouse

model to determine whether CRTC1-MAML2 expression in salivary glands induces

MEC development. My study provided direct proof for an oncogenic role of CRTC1-

MAML2 fusion in MEC in vivo. This model represents the first genetic mouse model that

is highly relevant to human MEC, which is invaluable for further understanding of MEC

tumorigenesis and developing new diagnostic and mechanism-based treatment

approaches for human MEC.

Materials And Methods

Transgenic Construction, Generation Of Transgenic Mice, And Genotyping

A ~3.6 kb of NheI-NotI human CRTC1-MAML2 cDNA fragment, consisting of

Kozak-ATG-FLAG epitope sequence in frame with the entire open reading frame of

CRTC1-MAML2 followed by ~400 bp of 3’UTR, was cloned into the pCBR vector to

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obtain the construct pCBR_LSL-CM. The pCBR_LSL-CM plasmid DNA was then

digested with KpnI to remove plasmid vector backbone, purified and used for

microinjection into the pronucleo of fertilized eggs from FVB/J mice (#001800, Jackson

laboratory) in our transgenic core facility. The transgenic mice were identified by PCR

amplification of tail genomic DNA with the CRTC1-MAML2 primers (Forward, 5’-

TTCGAGGAGGTCATGAAGGA-3’; Reverse, 5’-TTGCTGTTGGCAGGAGATAG-3’).

Three lines of transgenic founder mice (LSL-CM1, CM2 and CM3) were maintained by

crossing with wild-type FVB/J mice. The transgenic mice were crossed with

homozygous transgenic MMTV-Cre mice [Tg(MMTV-cre)4Mam/J, #003553, Jackson

laboratory]. The fusion transgene was identified as described above. Littermates without

carrying the transgene were used as negative controls.

Transgene Copy Number Calculation

Since the haploid content of a mammalian genome is approximately 3 X 109 bp

and the transgenic mice are heterozygous. It is estimated that 100 ng of tail DNA is

equivalent to 0.277 pg of purified LSL-CM fragment from the transgene construct (8.3

kb). The qRT-PCR assays were performed with 0.1, 1, 10, 100 and 1000 copies of

pCBR-CRTC1-MAML2 construct and a standard curve was established. The transgene

copy numbers of three LSL-CM lines were determined by performing qRT-PCR for their

Ct values followed by inferring their gene copy numbers from the established standard

curve.

Transduction Of Mouse Salivary Glands With AAV5-Cre-GFP Virus

The AAV5-Cre-GFP (#7018, Vector Biolab) vector was delivered into

submandibular glands by retrograde ductal administration (40). In brief, LSL-CM(+) mice

(8 to 10 weeks old) were anesthetized with ketamine (60 mg/mL, 1 µL/g body weight,

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Phoenix Scientific) and xylazine (8 mg/mL, 1 µL/g body weight, Phoenix Scientific) by

intramuscular injection. Then the mice were administered atropine (0.5 mg/kg body

weight, Sigma) by intramuscular injection to reduced salivary flow. After that, 50 µL of

AAV5-Cre-GFP (4.5 X 108 viral particles) in isotonic saline was infused through a

tapered cannula inserted into an orifice of the main excretory duct.

RNA Isolation And QRT-PCR

Tissues or tumors from these transgenic mice were processed for RNA isolation

after snap freezing in liquid nitrogen. Total RNA was extracted using Trizol reagent

(Invitrogen) and purified by RNAeasy Mini Column (QIAGEN). The yield and quality of

RNA were assessed using spectrophotometry at the Agilent 2100 Bioanalyzer (Agilent

Technologies). RNA was transcribed into cDNA using a GeneAmp RNA PCR kit

(Applied Biosystems). Real-time qPCR was performed using the StepOne Real-Time

PCR System (Applied Biosystems) with the SYBR Green PCR Core Reagents Kit

(Applied Biosystems). Gapdh was used as an internal control to normalize gene

expression levels. The following primers were used: CRTC1-MAML2 primers (Forward,

5’-TTCGAGGAGGTCATGAAGGA-3’; Reverse, 5’-TTGCTGTTGGCAGGAGATAG-3’);

and Gapdh primers (Forward, 5’-CAATGACCCCTTCATTGACC-3’; Reverse, 5’-

GACAAGCTTCCCGTTCTCAG-3’).

Tissue Protein Extract Preparation And Western-Blot Analysis

Tissues or tumors were processed for protein isolation after snap freezing in

liquid nitrogen. Whole-cell protein extracts were prepared using RIPA buffer and

subjected to immunoblotting. For immunoblot analysis, protein extracts were

fractionated in SDS-polyacrylamide (PAGE) gels and electrotransferred to nitrocellulose

membranes. The membranes were blocked for 1 hour in a buffer containing 10 mM Tris,

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pH 8.0, 150 mM NaCl, 0.05% Tween 20, and 5% nonfat dry milk. The membranes were

incubated with the antibodies (anti-MAML2, Cell signaling CST-4618; anti-FLAG,

Thermos PA1-984B, or anti-β-actin, Santa Cruz sc-47778) overnight at 4 °C, then

washed and incubated with a horseradish peroxidase-conjugated secondary antibody

for 1 hour at RT. The protein bands were visualized by enhanced chemiluminescence

(Pierce).

H&E staining, PAS Staining And Immunohistochemistry

Tissues were excised, fixed for 24 hours in 4% Paraformaldehyde (PFA),

transferred to 70% ethanol, processed and embedded in paraffin. Sections were cut at 5

μm and mounted on slides for hematoxylin and eosin (H&E) staining and Periodic acid

Schiff (PAS) staining. For immunohistochemistry, sections were incubated for 30

minutes with the primary antibodies. Antigen–antibody complexes were detected by

using the peroxidase ABC kit (Vector labs) according to the manufacturer’s instructions.

The stained tissue sections were scanned and digitized using the Aperio Imagescope

(Leica).

Isolation Of Primary Cells From Mouse Salivary Gland Tumors And Culture Of Tumor Spheres

Tumors were resected, cut into small pieces, digested with collagenase (23

mg/mL) and hyaluronidase enzyme (40 mg/mL) for 2 hours at 37 ºC, and then filtered

through 100 µM and 50 µM pore-size filters (BD/Falcon). Cell suspensions were

cultured in mouse salivary gland (MSG) culture medium [DMEM:F12 with penicillin (100

I.U./mL), streptomycin (100 μg/mL), glutamax (2 mM), epidermal growth factor-2 (20

ng/mL), fibroblast growth factor-2 (20 ng/mL), N2 supplement (1 %), insulin (10 μg/mL)

and dexamethasone (1 μM)] with ultra-low attachment 6-well plates (41).

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Microarray Gene Expression Profiling

Total RNAs from the salivary gland tumors, tumor adjacent tissues of mCre-

CM(+) mice or normal salivary glands of mCre-CM(-) mice were extracted using the

RNeasy RNA extraction kit (Qiagen). RNA samples were subjected to expression

analysis using the Affymetrix human transcriptome array 2.0 (HTA 2.0). Genes were

considered differentially expressed in salivary gland tumor tissues compared with tumor

adjacent tissue or normal salivary gland control based on an absolute fold changes of

≥10 and p-value <0.05. Duplicate biological replicates were included in microarray gene

expression analysis.

Results

Three Independent Cre-Inducible CRTC1-MAML2 Transgenic Mouse Lines Were Established.

To study the direct in vivo role of CRTC1-MAML2 in MEC tumorigenesis, I used a

strategy that allows conditional expression of CRTC1-MAML2 in salivary glands in a

Cre-regulated transgenic mouse model (Figure 2-1A). The CRTC1-MAML2 fusion cDNA

was placed downstream of a stop cassette flanked with two loxP sites (LoxP-STOP-

LoxP-FLAG-tagged CRTC1-MAML2, denoted as LSL-CM). The stop cassette can be

deleted upon expression of Cre recombinase, allowing fusion expression. Specifically, I

cloned a ~3.6 kb of NheI-NotI fusion fragment, consisting of Kozak-ATG-FLAG epitope

sequence in frame with the open reading frame of CRTC1-MAML2 followed by ~400 bp

of 3’UTR, into a pCBR vector. The LSL-CM transgene fragment was under control of a

ubiquitous expressed CAG promoter consisting of a 1.7 kb chicken β-actin promoter

combined with the cytomegalovirus-immediate early enhancer (CMV-IE). The N-

terminal FLAG tag had no effect on fusion transforming and co-activator functions (18). I

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first verified the transgene construct by DNA sequencing. I next tested the induction of

CRTC1-MAML2 expression by Cre-dependent expression in mammalian cells, through

co-transfection of the transgene construct pCBR-LSL-CM with pCAGIG empty vector or

pCAGIG-Cre recombinase expression vector into 293T cells. Through western blotting

analysis, I observed induced expression of CRTC1-MAML2 fusion in the presence, but

not in the absence, of Cre recombinase co-expression (Figure 2-1B), which confirmed

Cre-regulated CRTC1-MAML2 expression.

Subsequently, I purified the 8.3 kb KpnI transgenic fragment for microinjection

after removing the prokaryotic vector sequence (Figure 2-1C). The Mouse Models Core

(University of Florida) performed microinjection of the purified CRTC1-MAML2

transgenic fragment into the pronucleo of more than 200 fertilized FVB/NJ oocytes, and

eventually generated 47 mice. After genotyping of these mice for the presence of the

CRTC1-MAML2 transgene by PCR analysis using the primers that span the

translocation breakpoint, I identified four F0 transgenic founders (2 males and 2

females). Three of these founders (designated as LSL-CM1, 2, and 3) transmitted the

transgene to progeny in a Mendelian fashion when bred to FVB/J mice (Figure 2-1D

and not shown). To determine the copy numbers of transgene in these mice, I

performed qPCR and generated a linear standard curve using the pCBR-CRTC1-

MAML2 plasmid DNAs (Figure 2-1E). I then estimated the copy number of the

transgene in three founders, LSL-CM1, 2 and 3 as 14.66±0.80, 4.19±0.09, and

0.96±0.01, respectively (Figure 2-1F). Moreover, the transgene copy numbers in these

three mouse lines remained similar over three generations in comparison to their

founder mice, indicating that the transgene was stably integrated in mouse genome.

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Therefore, I successfully established three independent Cre-inducible transgenic

CRTC1-MAML2 mouse lines with different transgene copy numbers.

Cre-Regulated CRTC1-MAML2 Transgenic Mice Developed Salivary Gland Tumors After Mating With MMTV-Cre Mice.

To induce expression of the CRTC1-MAML2 transgene in salivary glands, I

generated a bi-transgenic mouse model (MMTV-Cre; LSL-CM, denoted as mCre-CM)

by crossing hemizygous transgenic mice LSL-CM mice to homozygous MMTV-Cre

transgenic mice [Tg(MMTV-Cre)4Mam/J from Jackson Lab] that express Cre

recombinase under control of the MMTV LTR promoter (Figure 2-2A). The MMTV-Cre

line directs high level of Cre expression that causes Cre-mediated deletion of loxP stop

cassette in salivary glands and other specific tissues such as skin and mammary

glands, and was previously used to induce Cre-regulated gene expression in salivary

glands (42). Since LSL-CM line 1 expressed the fusion transgene at the level equivalent

to that of the endogenous fusion in human MEC and consistently developed salivary

gland tumors, I focused my analysis on this line and “mCre-CM” mice here refers to

“MMTV-Cre; LSL-CM” line 1 mice.

To determine whether expression of CRTC1-MAML2 fusion transgene results in

a tumor phenotype, a cohort of bi-transgenic mice mCre-CM(+) and age-matched fusion

transgene negative littermates mCre-CM(-) were examined at least twice weekly.

I detected palpable masses in the neck region of the mCre-CM(+) mice as early

as the age of 8 to 12 weeks (Figure 2-2B). These mice developed salivary gland

tumors, usually showing one big tumor (Figure 2-2C). Western blotting analysis of

CRTC1-MAML2 fusion transgene expression in multiple organs in mCre-CM(+) mice

showed that the CRTC1-MAML2 transgene protein was highly expressed in salivary

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glands tumor and skin cysts, with low level in tumor adjacent salivary glands and no

detectable expression in lung, heart, liver, kidney, intestine, spleen, brain and muscle

tissues at age of 3-months (Figure 2-2D). The isolated salivary gland tumor cells from

mCre-CM(+) mice were able to form a tumor mass within two months after

subcutaneous injection to NOD.SCID mice, indicating that these tumor cells were from

fully transformed tumors (Figure 2-2E). I observed that both female and male mCre-

CM(+) mice (n=79) developed salivary gland tumors with different tumor onsets. The

time for half of mice to develop tumors in these mice was 129 days, while no tumor

development occurred in the mCre-CM(-) mice (n=14) (Figure 2-2F). Moreover, the

kinetics of salivary gland tumor occurrence analysis in both female and male showed

that the time for tumor development in of 50% of transgenic mice mCre-CM(+) in male

(n=40) and female (n=39) was 118 days and 131 days, respectively (Figure 2-2G).

These data indicated that there was no significant difference in tumor occurrence

between male and female mCre-CM(+) mice.

Salivary Gland Tumors Developed From MCre-CM(+) Mice Had Histological Feature Of Human MEC

To determine whether salivary gland tumors from the mCre-CM(+) mice were

MEC, I performed the H&E staining for histological analysis, periodic acid-Schiff (PAS)

staining for mucin detection, and IHC for the CRTC1-MAML2 fusion protein expression

using human MAML2 TAD antibodies. The control salivary gland tissues from non-

transgenic mCre-CM(-) mice, salivary gland tissues from transgenic mCre-CM(+) mice

before overt tumor phenotype [4-week-old mCre-CM(+) mice], and salivary gland

tumors developed from mCre-CM(+) mice were used (Figure 2-3A). I observed that

salivary gland tumors developed in the mCre-CM(+) mice contained epidermoid cells,

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mucin-secreting cells and intermediate cells, with different degrees of cysts as shown by

H&E and PAS staining. The human CRTC1-MAML2 positive MEC cell H292 xenograft

tumor sections were stained with H&E and IHC for fusion expression and used as a

positive MEC histological control (Figure 2-3B). These data indicated that these salivary

gland tumors displayed a histologic feature resembling human MEC. The majority of

cells within the tumors were positive for CRTC1-MAML2 fusion expression.

In contrast, the control salivary glands from the mCre-CM(-) mice showed normal

histology without detectable CRTC1-MAML2 expression (Figure 2-3A). In the salivary

gland tissues from mCre-CM(+) mice before tumor development, I observed

hyperproliferative lesions in salivary gland duct on H&E staining, which showed clusters

of cells with CRTC1-MAML2 expression. The fusion transgene expression was not

uniform in the salivary glands, and the data suggest that the cells expressing the fusion

likely have proliferative advantage that subsequently gives rise to tumors. These data

suggested a progressive step from normal, hyperplasia, carcinoma in situ to

mucoepidermoid carcinoma, which was further supported by the tumor kinetics with

various latency and focal nature of the tumors using mCre-CM(+) mouse model (Figure

2-3C and D). These data indicated that tumor formation is driven by the expression of

CRTC1-MAML2 fusion transgene.

MCre-CM(+) Mice Developed Ear Cysts And Skin Cysts Phenotypes With CRTC1-MAML2 Fusion Expression.

Since the MMTV-Cre line expressed Cre in the skin, it was not surprising that I

also observed skin cysts phenotype in our mCre-CM(+) mice. Skin-related phenotypes

were found in the ear and tail, as cysts mainly developed in these areas as early as 4

weeks old and became more prominent in the size and the number with ages (Figure 2-

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4A). Histological analysis of the ear cysts from mCre-CM(+) mice showed masses in the

ear when compared to the control ear tissue from mCre-CM(-) mice. The ear cysts had

high expression of the CRTC1-MAML2 fusion protein (Figure 2-4B). Animals from all

transgenic mCre-CM(+) mice had skin cysts in compared with mCre-CM(-) normal

control after birth (Figure 2-5A). At 6-days of age, the skin cysts appeared more

prominently in mCre-CM(+) mice (Figure 2-5B). The skin cysts were found both in back

and front skins from the mCre-CM(+) mice at 3-months of age (Figure 2-5 C to E).

Histologic sections of the skin from mCre-CM(+) mice showed cystic structure within the

dermis, containing a thick cellular lining. These cystic structures showed CRTC1-

MAML2 expression by IHC assay (Figure 2-5 F and G). All mCre-CM(+) mice (n=79),

but no control siblings mCre-CM(-) mice (n=14), showed cysts in skin and developed

tumors during a 180-day observation period.

CRTC1-MAML2 Expression Promotes Salisphere Formation

Our knowledge of cell origins and events for oncogenic transformation leading to

salivary gland tumor is limited, which presents a significant barrier for the understanding

of the complexity of salivary gland tumor. The CRTC1-MAML2 gene fusion was

detected in all three cell types within MEC tumors including epidermoid cells, mucin-

secreting cells, and intermediate cells; this suggests that CRTC1-MAML2 might

transform salivary gland stem/progenitor cells. Therefore, as initial steps to study the

transformation events, I tested whether effect of the CRTC1-MAML2 fusion oncogene

on salivary gland stem/progenitor cells in vitro using a newly developed in vitro

salisphere assay. In brief, I isolated mouse submandibular glands cells from 4-week age

of mCre-CM(-) and mCre-CM(+) mice and cultured them into 6-well ultralow attachment

plate with mouse salivary gland culture medium to form salisphere (Figure 2-6A). The

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efficiency of sphere formation was higher in the mCre-CM(+) mice than the mCre-CM(-)

mice (Figure 2-6B). Moreover, I analyzed the sphere formation from the salivary gland

tumor cells and cells from tumor adjacent in mCre-CM(+) mice (Figure 2-6C), and found

that tumor cells from the mCre-CM(+) mice had enhanced sphere formation efficiency

when compared with the tumor adjacent cells (Figure 2-6D). These data indicated that

CRTC1-MAML2 expression likely enhances the self-renewal of salivary gland

stem/progenitor cells.

Gene Expression Profiling Analysis Identified Differentially Expressed Genes Associated With Mouse CRTC1-MAML2-Induced MEC

To study the molecular mechanisms of CRTC1-MAML2 in salivary gland

tumorigenesis, I extracted total RNA from salivary gland tumors and adjacent salivary

gland biopsies from mCre-CM(+) mice, including age-matched normal salivary gland

tissues from mCre-CM(-) mice for gene expression profiling analysis. I evaluated the

expression differences between two pairs of salivary gland tumors from mCre-CM(+)

mice and normal salivary glands from mCre-CM(-) mice. Using an absolute fold

changes of at least 10 and p-value less than 0.05, I identified a total of 2221

differentially expressed genes (1409 up-regulated and 812 down-regulated) in salivary

gland tumors compared with normal salivary glands (Figure 2-7A). Moreover, I identified

a total of 1258 differentially expressed genes (696 up-regulated and 562 down-

regulated) in salivary gland tumors compared with tumor-adjacent salivary gland tissues

(Figure 2-7B). Comparing different expression profiles of salivary gland tumors in tumor

adjacent tissues and normal salivary glands, I identified differentially regulated genes

(640 up-regulated and 529 down-regulated) in mouse CRTC1-MAML2-induced tumor

cells (Figure 2-7C and D). To further understand and the functions of these differentially

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regulated genes in mouse MEC-like tumor, I performed a KEGG pathway analysis on

the 640 up-regulated and 529 down-regulated genes using software David 6.7 (Figure

2-7E and F). This analysis revealed that 17 genes out of 640 up-regulated genes were

highly associated with signaling pathway in cancer according to the GO annotations.

These differentially regulated genes associated with mouse MEC will provide us a

molecular understanding for the role CRTC1-MAML2 in salivary gland tumorigenesis.

Mice With AAV Cre-Induced CRTC1-MAML2 Expression In Salivary Glands Developed MEC-Like Tumors

The MMTV-Cre line expresses Cre in other tissues besides salivary glands, as

shown by skin cysts developed in mCre-CM(+) mice (Figure 2-3A and 2-4A). In addition,

it is unclear whether CRTC1-MAML2 expression exerts any impact during salivary gland

development. In human MEC, the t(11;19) chromosomal translocation is a somatic

event, so postnatal expression of CRTC1-MAML2 will be more physiological to study its

oncogenic effects. Therefore, I took an adeno-associated viral vector (AAV)

transduction approach to induce CRTC1-MAML2 transgene expression during the

postnatal stage and specifically in salivary glands. AAV5 is currently being studied as

vectors for gene therapies in salivary glands because it is nonpathogenic, can efficiently

transduce cells in salivary glands, and maintain long-lived stable expression (40). To

test this in our system, I injected AAV5-Cre-GFP into the salivary glandular ducts of 8-

10 week old LSL-CM(+) mice (Figure 2-8A). These AAV5 viruses express an improved

Cre along with a GFP under control of the CMV promoter. I observed that mice

developed salivary gland tumors at ~3 months after retrograde injection of AAV5-Cre-

GFP (Figure 2-8B). To determine whether CRTC1-MAML2-induced tumors were fully

transformed, I made cell suspensions from CRTC1-MAML2-induced tumors, and

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injected them to immunocompromised NOD.SCID mice. These allograft tumors reached

the size of 1 cm within one month (Figure 2-8C). These data indicated that CRTC1-

MAML2-induced tumors were transplantable as tumorigenic feature. The induced

tumors and allograft tumor again showed MEC histologic characteristics by H&E

staining (Figure 2-8D and E), further indicating the oncogenic function of CRTC1-

MAML2 in MEC induction. Furthermore, I also tested Ad5-Cre-luc virus injection into the

line 2 LSL-CM(+) mice (Figure 2-9A). Luciferase expression was detected in salivary

glands at 24 hours after virus injection by bioluminescent imaging, indicating that the

Ad5-Cre-luc virus were successfully delivered to salivary gland of LSL-CM(+) mice

(Figure 2-9B). The induced salivary gland tumors were detected at 5-months after virus

injection in LSL-CM(+) mice (Figure 2-9C). The induced-salivary gland tumors were

transplantable into the NOD.SCID mice and were able to grow tumors (Figure 2-9D).

The induced tumors and allograft tumors again showed MEC histologic characteristics

by H&E staining and IHC staining for CRTC1-MAML2 expression (Figure 2-9E to I). The

CRTC1-MAML2 expressions were found in the induced salivary gland tumors and

several passages of allograft tumors. These data strongly demonstrated that CRTC1-

MAML2 fusion expression directly contribute to salivary gland tumorigenesis.

CCSP-CM(+) Mice Developed Lung Tumors With CRTC1-MAML2 Fusion Expression.

The mucoepidermoid carcinoma (MEC) of the lung is a rare malignant neoplasm

(43, 44). The CRTC1-MAML2 fusion protein is also seen MEC arising with the lung and

has been demonstrated independently in several case-reports (45, 46). The causal role

of the CRTC1-MAML2 fusion oncogene in lung carcinoma pathogenesis had not been

demonstrated in vivo. I sought to study the lung MEC using our LSL-CM(+) mouse

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model. To induce expression of the CRTC1-MAML2 transgene in the lung, I generated

a bitransgenic mouse model (CCSP-ER/Cre; LSL-CM, denoted as CCSP-CM) by

crossing the LSL-CM(+) to the CCSP-ER/Cre mice (#016225, Jackson laboratory)

(Figure 2-10A). The clara cell secretory protein (CCSP) promoter was used to

specifically express the target gene in the lung. The induced CRTC1-MAML2

expression in the lung was detected by qRT-PCR analysis after tamoxifen (75mg/kg)

injection to the CCSP-CM(+) mice (Figure 2-10B). The lung tumor masses were

detectable at 7 months and 10 months after tamoxifen injection in the CCSP-CM(+)

mice. CRTC1-MAML2 expression was detected in these tumors by IHC assay (Figure

2-10C and D). These data indicated that CRTC1-MAML2 fusion expression can induce

lung carcinogenesis in vivo.

Discussion

The CRTC1-MAML2 fusion gene represents a major driver oncogene and an

important therapeutic target for MEC (16). However, a comprehensive understanding of

the mechanisms and roles of the CRTC1-MAML2 fusion oncogene in MEC

development and progression remains limited. No genetically engineered mice (GEM)

that model MEC development and progression were previously available. GEM models

for human MEC are important for the elucidation of MEC tumorigenesis and progression

and for preclinical studies of targeted therapies, because they mimic MEC

tumorigenesis in situ in the host environment with an intact immune system.

In this study, I introduced human MEC-associated CRTC1-MAML2 fusion gene

to the mouse genome and established three independent Cre-regulated CRTC1-

MAML2 conditional transgenic lines. I utilized two strategies to introduce Cre and

subsequent CRTC1-MAML2 fusion expression in salivary glands. The first approach is

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through crossing with the MMTV-Cre transgenic mice that have been well characterized

with high Cre expression in mammary glandular cells and striated ductal cells in the

salivary gland (42). I observed that conditional expression of the CRTC1-MAML2 fusion

transgene in the salivary glandular cells resulted in the development of salivary gland

tumors that mimic human MEC histology. Tumor development is mainly determined by

specific oncogene and tissue context. I observed lesions in the salivary gland, but not

mammary glands, suggesting that the CRTC1-MAML2 oncogene can transform salivary

gland cells, but not mammary glands. The analogy is that c-MYC can transform

mammary glandular cells, but not salivary gland cells (47). C-Myc does not appear to

predispose to the developments of salivary gland neoplasms, likely reflecting the fact

that biochemical targets necessary for c-Myc action are absent in parotid cells. In

addition, tumors are frequently focal and have latency, suggesting that additional

genetic events are needed to develop overt tumors.

I was able to observe expression of the CRTC1-MAML2 transgene in the induced

tumors at the level comparable to fusion expression in human MEC. Cell-based

detection using immunhistochemical staining revealed a mosaic nature of CRTC1-

MAML2 fusion oncogene expression in salivary gland regions that was co-localized with

hyperproliferative regions and uniform expression in the induced tumors. The mosaic

Cre expression of the MMTV-Cre line was previously reported, which offered a unique

advantage allowing direct comparison of wild-type and overexpressed cells in close

proximity for their cellular behaviors such as cell proliferation, cell fate determination,

cell adhesion and migration. In my model, the mosaic nature of fusion oncogene

expression instead of uniform overexpression likely represents a more realistic condition

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in human cancer as it mimics the situation in which somatic oncogenic changes occur in

a few somatic cells during cancer development. The co-localization of CRTC1-MAML2

fusion expression to the hyperproliferative region indicates that CRTC1-MAML2 exerts

proliferative effects on salivary glandular cells and drives formation of pre-malignant

lesions. Overt tumors arose stochastically among carrier animals over the 3 to 6 months

observation period. The uniform fusion expression within the induced tumors suggests

that overt tumors were generated from a subset of cells expressing CRTC1-MAML2

fusion. These data strongly indicate a causal role for CRTC1-MAML2 fusion in MEC

development and a multistep of MEC carcinogenesis.

I also utilized direct transduction of glandular cells by retrograde injection of AAV-

Cre, which has been shown to successfully transduce salivary ductal cells (40). Using

this approach, I also observe MEC-like tumor development, again strongly supporting

that CRTC1-MAML2 drives MEC. The derived tumor cells were capable of forming

secondary tumors in immune-compromised mice that again characteristically resembled

human MEC.

The data present here suggests that MEC cancer is derived from stem cells and

our mouse data suggest that the transformation of ductal cells lead to MEC. It will be

important to understand whether and how CRTC1-MAML2 fusion promotes self-renewal

of salivary gland stem/progenitor cells and alters their differentiation.

Molecular analysis of the induced tumors at early and late stages will be useful

for investigating CRTC1-MAML2-induced downstream signaling as well as its

cooperative mutational events in MEC development. It is known that tumor development

requires proliferative signal and anti-apoptotic signal, and additional genetic changes

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confer tumor malignancy and poor prognosis. The gene expression profiling analysis

was performed in the salivary gland tumors and tumor adjacent tissues or normal

salivary glands. Our analyses of these data are ongoing, and preliminary data indicate

novel gene inactivation and CRTC1-MAML2 regulated genes. In the future, I will

continue study the functions and mechanisms of these genes in salivary gland tumor.

In summary, conditional induction of mucoepidermoid carcinoma in transgenic

mice by expressing the CRTC1-MAML2 fusion oncogene strongly supports the

tumorigenic activity of CRTC1–MAML2 in vivo. My genetic mouse model generates

tumors that histologically and genetically recapitulate the human MEC will be valuable

for further molecular understanding of MEC tumorigenesis. Since this mouse model

generates tumors that histologically and genetically recapitulate the human MEC, this

model will provide an excellent preclinical mouse models for screening of therapeutic

compounds before initiating time consuming and expensive clinical trials.

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Figure 2-1: Three Cre-regulated CRTC1-MAML2 transgenic mouse lines were established. (A) A schematic representation of the Cre-LoxP-mediated CRTC1-MAML2 fusion transgene constructs (LSL-CM) that was used to make transgenic mice. The relevant restriction sites were also shown. (B) The fusion transgene pCBR-CRTC1-MAML2 construct were co-transfected with pCAGIG-Cre plasmid or empty vector to 293T cells, and CRTC1-MAML2 fusion expression was detected by Western blotting using either anti-Flag antibodies or anti-MAML2 antibodies. Tubulin expression was used as a loading control. (C) The fusion transgene fragment (8.3kb) was isolated after the vector sequence (2.9 kb) was removed from pCBR-CRTC1-MAML2 construct with KpnI digestion. The purified fusion transgenic fragments were used for microinjection into fertilized eggs to make transgenic mice. (D) The F0 founder was bred to FVB mice and the transgene was detected in F1 offspring mice. PCR analysis of tail DNA of one litter of F1 offspring was shown. (E) A standard curve was established to correlate threshold cycle with transgene gene copy number using purified fusion transgene plasmids by qPCR. (F) The qPCR analysis of tail DNAs was performed to determine the transgene copy numbers for three transgenic lines.

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Figure 2-2: The Cre-regulated CRTC1-MAML2 transgene mouse model developed salivary gland tumors after crossing with MMTV-Cre mice. (A) A schematic diagram shows that LSL-CM transgenic mice were crossed with MMTV-Cre mice to induce transgene expression in salivary glands and observed tumor development. (B) A mCre-CM(+) mouse showed a protruding mass in the neck region. (C) Salivary gland tumors were detected and dissected from mCre-CM(+) mouse. (D) Western blotting analysis of CRTC1-MAML2 expression in salivary gland tumor, tumor adjacent tissue and various tissues from a 3-month-old mCre-CM(+) mouse. (E) Salivary gland tumor cells from mCre-CM(+) mouse were injected to NOD.SCID mice The allograft tumors were formed within two months. (F) Kinetics of salivary gland tumor occurrence in mCre-CM(+) mice. The time of 50% transgenic mice developed SG tumors was 129 days while the control mCre-CM(-) mice did not develop SG tumor. (G) The time for the development of palpable tumor in 50% transgenic mice in male (n=40) and female (n=39) was 118 days and 131 days, respectively.

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Figure 2-3: mCre-CM(+) mice developed salivary gland tumor with human MEC histology. (A) Salivary gland tissues from a nontransgene control mCre-CM(-) or from mCre-CM(+) mice at age of 4 weeks before overt tumor formation, or tumors developed at age of 8 weeks and 10 weeks were stained with H&E for histological analysis, PAS to detect mucin-expressing cells or IHC with MAML2 TAD antibodies to detect the CRTC1-MAML2 fusion expression. (B) Human H292 MEC cell xenograft tumor was stained with H&E and IHC and used as a MEC positive control. (C and D) The salivary gland tumor and tumor adjacent normal tissue were showed to have different histology and fusion expression.

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Figure 2-4: mCre-CM(+) mice developed ear cysts with CRTC1-MAML2 fusion

expression. (A) mCre-CM (+) mice developed ear cyst at the age of 4-week old when compared to the mCre-CM(-) mice control. (B) The ears of mCre-CM(-) and mCre-CM(+) mice were stained with H&E for histological analysis, PAS to detect mucin-expressing cells or IHC with MAML2 antibodies to detect the CRTC1-MAML2 fusion expression.

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Figure 2-5: Skin cysts were observed in the mCre-CM(+) mice with CRTC1-MAML2

fusion expression. (A) The skin cyst was found in the 1-day old mCre-CM(+) pups. (B) The skin cysts in the mCre-CM(+) mice developed more prominently in the day 6 after birth. (C-E) The skin cysts appeared in the back and front skin of mCre-CM (+) mice at 3-months old. (F and G) The skins of mCre-CM(-) and mCre-CM(+) were stained with H&E for histological analysis and IHC with MAML2 antibodies to detect the CRTC1-MAML2 fusion expression.

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Figure 2-6: CRTC1-MAML2 expression enhanced salisphere formation. (A) The salivary

glandular cells were isolated from the 4-week old mCre-CM(-) and mCre-CM(+) mice and cultured in the salivary gland sphere medium to develop salisphere. (B) The sphere formation efficiency was higher in the mCre-CM(+) mice compared with the mCre-CM(-) mice. (C) The salivary gland tumor cells and tumor adjacent cells from the 3-months old mCre-CM(+) mice were cultured in the salivary gland sphere medium and observed the sphere formation. (D) The tumor cells from the mCre-CM(+) mice showed enhanced sphere formation efficiency when compared with the tumor adjacent cells.

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Figure 2-7: Gene expression profiling analysis identified genes differentially regulated

by CRTC1-MAML2 in salivary gland tumors. (A) Volcano plot shows differentially expressed genes in mCre-CM(+) salivary gland tumors in compared with mCre-CM(-) normal salivary glands. (B) Volcano plot shows differentially expressed genes in mCre-CM(+) salivary gland tumors in compared with tumor adjacent normal salivary glands. The cutoff criteria were fold-change of ≥10 and p<0.05. (C and D) Venn diagram shows the significantly up-regulated genes (n=640) and down-regulated genes (n=529) in mCre-CM(+) salivary gland tumors when compared with mCre-CM(+) tumor adjacent tissues and mCre-CM(-) normal salivary glands. (E and F) The 640 up-regulated and 529 down-regulated target genes were sorted by KEGG pathway analysis using DAVID software and identified several signaling pathways. The GO enriched pathways were filtered in accordance with p<0.05 and FDR<0.05.

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Figure 2-8: LSL-CM(+) mice with AAV-Cre-induced fusion expression in salivary glands

led to MEC-like tumor development and the tumor was transplantable. (A) A schematic diagram shows directly delivery AAV5-Cre-GFP to salivary glandular cells of LSL-CM(+) mice to induce expression of CRTC1-MAML2 transgene and observe salivary gland tumor development. (B) The aCre-CM(+) mouse developed salivary gland tumor at -3 months after retrograde injection of AAV5-Cre-GFP. (C) Salivary gland tumor cells from CRTC1-MAML2-induced tumors were injected to immunocompromised NOD.SCID mice. The allograft tumors reached the size of 1 cm within one month. (D and E) The salivary gland tumor from aCre-CM(+) mouse and the allograft tumor were stained with H&E and showed that have the human MEC-like histology.

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Figure 2-9: LSL-CM(+) mice with Ad5-Cre-induced fusion expression in salivary glands

led to MEC-like tumor development and the tumor was transplantable. (A) A schematic diagram shows directly delivery Ad5-Cre-luc to salivary glandular cells of LSL-CM(+) mice to induce expression of CRTC1-MAML2 transgene and observe salivary gland tumor development. (B) The luciferase expression was detected in salivary glands at 24 hours after Ad5-Cre-luc virus injection. (C) The AdCre-CM(+) mouse developed salivary gland tumor at -5 months after direct injection of Ad5-Cre-luc. (D) Salivary gland tumor cells from CRTC1-MAML2-induced tumors were injected to immunocompromised NOD.SCID mice and the allograft tumors reached the size of 1.5 cm within two months. (E to I) The salivary gland tumor adjacent tissue, salivary gland tumors and allograft tumors were stained with H&E for histological analysis and IHC with MAML2 antibodies to detect the CRTC1-MAML2 fusion expression.

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Figure 2-10: CCSP-CM(+) mice developed lung tumors with CRTC1-MAML2 fusion

expression. (A) A schematic diagram shows that LSL-CM transgenic mice were crossed with CCSP-Cre/ER mice to attain the CCSP-CM(+) mice. The CCSP-CM(+) mice were treated with Tamoxifen to induce the transgene expression in lung and then observed the lung carcinoma development. (B) The CRTC1-MAML2 fusion expression was detected in the salivary gland and lung of CCSP-CM(+) mice at 10 days after Tamoxifen treatment by qRT-PCR analysis. (C and D) The lung carcinoma was observed at 7 months and 10 months after Tamoxifen treatment in CCSP-CM(+) mice by H&E staining histological analysis. The fusion expression was detected by IHC with MAML2 antibodies.

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CHAPTER 3 A NOVEL LONG NONCODING RNA LINC00473 FUNCTIONS AS A MEDIATOR FOR

CRTC1-MAML2 FUSION ONCOGENIC ACTIVITY IN MUCOEPIDERMOID CARCINOMA

Abstract

Mucoepidermoid carcinoma (MEC) occurs in many glandular tissues and

accounts for the most common salivary gland malignancies. MEC is specifically

associated with t(11;19) translocation. The resulting CRTC1-MAML2 fusion is a major

oncogenic driver for MEC initiation and maintenance. Currently, it is unknown whether

lncRNAs are involved in CRTC1-MAML2-mediated oncogenic activity. Through gene

expression profiling analysis, we identified a novel lncRNA, LINC00473 as a top target

for the CRTC1-MAML2 fusion in human mucoepidermoid carcinoma (MEC) cells.

In this study, I observed that LINC00473 expression is significantly induced in

human CRTC1-MAML2-positive MEC cell lines and primary tumors, and tightly

correlated with the level of CRTC1-MAML2 expression. LINC00473 transcription is

induced by CRTC1-MAML2 co-activation of the CREB transcription factor. Depletion of

LINC00473 significantly reduces MEC cell proliferation and survival in vitro and blocks

the growth of human MEC xenograft tumors. RNA in situ hybridization results indicated

that LINC00473 has a predominantly nuclear localization pattern in human MECs.

Furthermore, expression profiling of LINC00473-depleted MEC cells revealed that

LINC00473 regulates expression of genes involved in critical cellular processes.

Collectively, my data indicate that LINC00473 is a novel biomarker for CRTC1-MAML2

fusion activity in human MEC and has novel regulatory functions in mediating CRTC1-

MAML2 cancer gene activity.

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Rationale

The discovery of the CRTC1-MAML2 fusion has important implications for

understanding MEC pathogenesis and developing novel diagnostics and targeted

therapy. However, the molecular mechanisms underlying CRTC1-MAML2 fusion in

MEC remain limited. To understand the genes and pathways downstream of the

CRTC1-MAML2 fusion gene that are critical for tumorigenesis and progression, I

previously performed gene expression profiling and identified differentially expressed

genes after the depletion of CRTC1-MAML2 fusion in human MEC cell lines though

gene expression profiling analysis (48). A long non-coding RNA (lncRNA), LINC00473

(C6orf176) was shown to be a top hit among those significantly down-regulated genes

after the depletion of CRTC1-MAML2 fusion in our microarray analysis. LncRNAs are

an emerging class of genes with regulatory function in gene expression but their

functions and mechanisms remain an understudied area in cancer (49). Studies have

strongly implicated that lncRNAs are specifically associated with cancer, thus they are

presenting promising diagnostic biomarkers and potential therapeutic targets (37, 50,

51). Currently, whether lncRNAs participates in CRTC1-MAML2-mediated oncogenic

activity and contributes to MEC tumorigenesis has not been investigated.

In this study, I interrogated the functional significance of LINC00473 in CRTC1-

MAML2 fusion oncogenic activity in human MEC through studying analyzing the

expression, regulation, and function of LINC00473. My combined findings indicate that

LINC00473 is directly induced by the CRTC1-MAML2 fusion and its expression reflects

CRTC1-MAML2 levels in human MEC. LINC00473 has a novel regulatory function in

mediating CRTC1-MAML2 cancer gene activity and is essential for human MEC cell

growth and survival. Based on my mechanistic studies, LINC00473 is mediated by the

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CRTC1-MAML2 fusion oncoprotein and CREB activation. LINC00473 is a specific

nuclear lncRNA and functions as a mediator in regulation of gene expression from my

gene expression profiling analysis in fusion-positive MEC. Therefore, CRTC1-MAML2

fusion oncoprotein aberrantly activates expression of target gene LINC00473, which

promotes cell growth and survival, ultimately contributing MEC tumorigenesis and

progression.

Materials And Methods

Cell Culture

Human MEC cell lines (HPA, HMC3A and HMC3B) were obtained from Dr.

Jacques Nör’s lab (52). H3118 and H292 MEC cells were previously described (19). All

the cells were maintained in Dulbecco’s modified Eagle’s medium (Mediatech)

supplemented with 1% antibiotic (Corning Cellgro) and 10% FBS (Life Technologies).

Cells were maintained in the humidified incubator at 37 °C with 5% CO2.

Plasmids

The shRNA targeting LINC00473 gene’s oligonucleotide sequences were cloned

into lentiviral-based pLKO.1 vector (Open Biosystems). These sequences are:

shLINC00473-2(shLnc473-2): 5’-AACTGGATCTTTGCAGACAGG-3’; shLINC00473-

4(shLnc473-4); 5’- AAGAACCCAAGTCATATTCAT-3’. The lentiviral-based pLKO.1

constructs against MAML2 (RHS4533-NM_032427) and CREB (RHS4533-NM_004379)

were purchased from Open Biosystems. The N-terminal FLAG-tagged CRTC1-MAML2

cDNA was cloned into the pCMV vector. The LINC00473 promoter sequences which

contain 2 CRE half sites (from -523 to +88) were subcloned into pGL3 luciferase

reporter construct (Promega) to generate the LINC00473 promoter reporter. The

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retroviral-base pMSCV-dnCRTC-GFP construct expresses the CREB binding domain of

CRTC1 (1-55 amino acids) fusion protein with GFP and a nuclear localization signal.

Viral Production And Transduction

Viral production and transduction in MEC cells were performed as previously

described (48) with minor modifications. The transduced cells were further used for

western blotting analysis, qRT-PCR, microarray analysis, cell proliferation, cell

apoptosis assay and mouse MEC xenograft model study.

Western Blotting Analysis

Western blotting analysis was performed to detect protein expression as

previously described (53). The following antibodies were used for western blotting

analysis: anti-MAML2 (CST-4618, Cell Signaling Technology, 1:500), anti-CREB (06-

863, Millpore, 1:1000), anti-GFP (SC-8334, Santa Cruz, 1:1000) and anti-β-ACTIN (SC-

47778, Santa Cruz, 1:20000).

Quantitative RT-PCR (qRT-PCR)

The qRT–PCR analysis was performed as previously described (19). The primer

sequences were listed as following: LINC00473 primers (forward, 5’-

AAACGCGAACGTGAGCCCCG-3’, reverse,5’-CGCCATGCTCTGGCGCAGTT-3’),

CRTC1-MAML2 fusion primers (forward, 5′-TTCGAGGAGGTCATGAAGGA-3′; reverse,

5′-TTGCTGTTGGCAGGAGATAG-3′); MAML2 primers (forward, 5′-

TTTCCTTCACCCAACCAAAG-3′; reverse, 5′-GGGCCCATGTTATCATTTTG-3′),

NR4A2 primers (forward, 5’-GTTCAGGCGCAGTATGGGTC-3’, reverse,5’-

AGAGTGGTAACTGTAGCTCTGAG-3’) and GAPDH primers (forward, 5′-

CAATGACCCCTTCATTGACC-3′; reverse, 5′-GACAAGCTTCCCGTTCTCAG-3′).

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Luciferase Reporter Assays

Transfection of HEK293T cells for luciferase reporter assays was performed as

previously described (54). Briefly, HEK293T cells were seeded in 24-well plates the day

before transfection. On the second day, the cells were transfected with pGL3-

LINC00473 reporter vector and pCMV FLAG-tagged CRTC1-MAML2 or empty pCMV

vector along with internal control Renilla luciferase construct (pEF-RL) using Effectene

transfection reagent (Qiagen). Cells were collected at 48-hours post-transfection and

luminescence was measure using Dual-luciferase reporter assay system (Promega)

according to the manufacture’s protocol.

Chromatin Immunoprecipitation (ChIP)

ChIP was performed as previously described (54) with minor modification. The

CREB antibodies (06-863, Millipore), MAML2 antibodies (CST-4618, Cell Signaling

Technology) or control immunoglobulin G (SC-2027, Santa Cruz) were used to

immunoprecipitate the H292 chromatin complex. The purified DNA was used for the

qRT-PCR analysis with LINC00473 specific primers flanking the two CREB binding half

sites. The primer sequences were used as following: forward, 5’-

AGCAGCCTTGCCAAAGGTC-3’; revers, 5’-TTTCCCTTTAAGCCGGAGAT-3’.

RNA-Fluorescence In Situ Hybridization (RNA-FISH)

LncRNA LINC00473 RNA-FISH was performed using Stellaris® FISH probes

(Biosearch Technologies) according to the manufacturer’s protocol. Twenty-seven FISH

probes labeled with Quasar 570 dyes against LINC00473 were designed using the

Stellaris RNA FISH probe designer. Cells were hybridized with the LINC00473 Stellaris®

FISH probes and visualized the LINC00473 signal using the Leica DM6000B

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fluorescence microscope. For the negative control, the cells were treated with RNase A

(50 µg/mL) at 37°C for 1 hour before prior to the hybridization step.

RNA In Situ Hybridization (RNA ISH)

RNA ISH was carried out on formalin-fix paraffin-embedded H3118 xenograft

tumors and MEC tumor tissue sections using RNAscope in situ hybridization technology

(Advanced Cell Diagnostics) and custom probe set Hs-LINC00473 as the

manufacturer’s instructions. Briefly, tissue sections were deparaffinized and

permeablized using xylene and 100% Ethanol. The slides were then incubated with

pretreat 1 solution for 10 minutes at room temperature. The tissue sections were boiled

at 95 °C for 15 minutes in pretreat 2 solution and rinsed in water. The pretreat 3 solution

was then applied to the tissue sections for 30 minutes at 40 °C in the HybEZ oven

(ACD). The LINC00473 probes were hybridized to the tissue sections in the HybEZ

oven at 40 °C for 2 hours. At the same time, the RNAscope probes of human

housekeeping gene PPIB were used as a positive control. After hybridizations, the

slides were washed in the provided washing buffer and immediately proceed to the

RNAscope assay using the RNAscope® 2.0 HD Detection Kit (BROWN, Catalog No.

320497 or RED, Catalog No. 320487) for six cycles of hybridization amplifications. The

signal was detected by using a 1:60 ratio of solution B and A. Finally, the Hematoxylin

counterstaining was performed. The stained tissue sections were scanned and digitized

using the Aperio Imagescope (Leica).

Microarray Gene Expression Profiling

H3118 cells were infected with lentiviral-based shLINC00473 or control shRNAs

for 96 hours and total RNAs were extracted using RNeasy RNA extraction kit (Qiagen)

after transduction. RNA samples were subjected to Affymetrix human transcriptome

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array 2.0 (HTA 2.0). The microarray data have been deposited in the NCBI Gene

Expression Omnibus under accession GSE. Genes were considered differentially

expressed in H3118 cells transduced with shLINC00473 or shRNA control knockdown

using an absolute fold change of ≥2 and p-value < 0.05. Duplicate biological repeats

were set up for microarray gene expression analysis.

Nanostring Ncounter Assay

For the Nanostring gene expression assay, our customized nCounter GX

Codeset was used following the manufacturer’s instructions (Nanostring Technologies).

Briefly, total RNA (100 ng) from cultured cells or RNA (200ng) derived from FFPE MEC

tissues were using as input for nCounter RNA sample preparation reaction. Then the

nCounter Digital Analyzer was used to count and tabulate the individual fluorescent

barcodes for target gene in each RNA samples. The raw data was subjected to gene

expression analysis using nSolver™ Analysis Software. The Heatmap.2 R package was

performed to generate heatmap using the normalized Nanostring gene expression data.

Cell Growth And Cell Death Assay

Cell growth and cell death were performed as previously described (19). In brief,

the cells were transduced with lentiviral-based shLINC00473 or shRNA control for 72

hours and then were collected and cultured at 5 X 105 /well in 6-well plates for 96 hours.

To detect the cell growth, the cell number was counted using the Trypan blue exclusion

assay. To detect the cell death, the cells were stained with Annexin V and PI for 15

minutes using Annexin V-FITC Apoptosis Detection kit (BD Pharmingen) and subjected

to flow cytometric assays. Triplicate assays were set up.

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Mouse Xenograft Studies

Luciferase-expressing H3118 (H3118-luc) cells after infection with control shRNA

or shLINC00473 for 96 hours were injected subcutaneously into the dorsal flanks of

NOD.SCID mice (Jackson laboratory) at a cell number of 2 X 106. The Dial Caliper was

used to measure the tumor volumes daily after cells injection and bioluminescence

images were performed weekly as previously described (50).

Study Approval

All mouse xenograft studies were performed following a protocol approved by the

Institutional Animal Care and Use Committee at the University of Florida.

Statistical Analysis

Statistical differences were determined using the Student’s t-test to analyze the

data from qRT-PCR, luciferase reporter assay, cell growth, cell death assay and mouse

xenograft studies. A p value of < 0.05 was considered to be statistically significant. The

biological repeats were mentioned in the figure legends for each experiment.

Results

LINC00473 Expression Is Enhanced In CRTC1-MAML2 Fusion-Positive Human MEC Cell Lines And Primary Tumors.

Our previous study showed that LINC00473 was the top target for the CRTC1-

MAML2 fusion in human mucoepidermoid carcinoma (MEC) cells through gene

expression profiling analysis (48). But the role of lncRNA LINC00473 in human MEC is

still unknown. To understand whether the novel long noncoding RNA LINC00473 has a

functional role in human MEC, I first evaluated the expression level of LINC00473 in a

panel of human MEC-derived cell lines and primary MEC tumors. I first confirmed

detectable endogenous CRTC1-MAML2 fusion protein in 4 fusion-positive human MEC

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cell lines, including HMC3A, HMC3B, H3118 and H292, but not in the fusion-negative

HPA cells through Western blotting analysis (Figure 3-1A). My qRT-PCR analysis

showed enhanced expression of LINC00473 in all the fusion-positive MEC cell lines but

low or undetectable expression in the fusion-negative cells (Figure 3-1B). The

LINC00473 differential expressions in fusion-positive and –negative cell lines were

further confirmed by Nanostring analysis as shown in the heatmap (Figure 3-1C).

Evaluated expression of known CRTC1-MAML2 downstream target genes (AREG,

AGR2, DMBT1 and NR4A1) were also confirmed in these fusion-positive cell lines. To

investigate whether LINC00473 expression is increased in fusion-positive MEC primary

tumors, I performed Nanostring analysis for human tumor RNAs derived from 6 fusion-

positive and 6 fusion-negative MEC specimens. As shown in the heatmap, LINC00473

were highly expressed in these fusion-positive MECs but had low expression in these

fusion-negative tumors (Figure 3-1D). Moreover, to investigate potential correlation

between the expression levels of LINC00473 and CRTC1-MAML2 in human primary

MEC tumors, I performed qRT-PCR analysis for both LINC00473 and CRTC1-MAML2

transcripts in human fusion-positive (n=6) and fusion-negative (n=6) MEC tumors

(Figure 3-1E). I observed a statistically significant positive correlation between the

LINC00473 and CRTC1-MAML2 expression (n=12, r=0.785157) by Pearson’s

correlation analysis (Figure 3-1F). Taken together, these results indicate that

LINC00473 expression was highly elevated in both fusion-positive MEC cell lines and

primary tumors and its expression level is positively correlated with that of CRTC1-

MAML2 fusion expression.

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LINC00473 Is A Novel Target Gene Induced By CRTC1-MAML2 Fusion Oncoprotein

High LINC00473 expression is positively correlated with CRTC1-MAML2 fusion

expression in human MEC cell lines and primary tumors, suggesting that CRTC1-

MAML2 is responsible for inducing LINC00473 transcription. Therefore, I next

investigated the effect of CRTC1-MAML2 in the regulation of LINC00473 expression.

Depletion of CRTC1-MAML2 expression using two independent lentiviral-based

shMAML2 (shM2-1 and shM2-3) in two fusion-positive MEC cell lines (H3118 and

H292) resulted in significant decrease in LINC00473 expression (Figure 3-2A and B). I

also performed Nanostring analysis to confirm that reduction in the LINC00473

expression was due to the depletion of CRTC1-MAML2 but not the depletion of MAML2

only in H3118 cells (Figure 3-2C). To verify LINC00473 as a CRTC1-MAML2

downstream target gene, I performed a rescue experiment to investigate whether

exogenous CRTC1-MAML2 fusion would restore LINC00473 expression after the

depletion of endogenous fusion. Here I used a lentiviral-based shRNA (shM2-1)

targeting the 3’ UTR of MAML2 and a FLAG-tagged CRTC1-MAML2 expression

construct that did not contain the 3’ UTR of MAML2 (19), thus is resistant to shM2-1

knockdown. Expression of the endogenous fusion was firstly depleted using lentiviral-

based shRNAs (shM2-1) infection and then followed by reintroduction of exogenous

CRTC1-MAML2 expression in fusion-positive H3118 cells. I found that exogenous

CRTC1-MAML2 expression was capable of restoring LINC00473 expression in

endogenous fusion-depleted cells (Figure 3-2D). Moreover, ectopic expression of

FLAG-tagged CRTC1-MAML2 in fusion-negative HEK293T cells that have low

LINC00473 expression led to a significant increased LINC00473 transcript levels

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(Figure 3-2E), whereas introduction of exogenous MAML2 expression in HEK293T cells

did not enhance LINC00473 expression (Figure 3-2F). Collectively, these data strongly

suggest that CRTC1-MAML2 acts as a positive regulator to induce the LINC00473

expression in fusion-positive MEC.

CRTC1-MAML2 Fusion Oncoprotein Directly Regulates LINC00473 Expression Through CRTC1-MAML2/CREB Signaling Axis.

I next investigated the molecular mechanism underlying CRTC1-MAML2

regulation of LINC00473 expression. Our previous study showed that CRTC1-MAML2 is

associated with transcription factor CREB and constitutively activates CREB-mediated

transcription (18). It was reported that LINC00473 expression was up-regulated in

human ocular ciliary smooth muscle cells (55) and endometrial stromal cells (56) after

cAMP stimulation. Since there are 2 CRE (cAMP-responsive element) half sites in the

LINC00473 proximal promoter region, I explored whether the activation of LINC00473

transcription is via the CRTC1-MAML2 co-activating the transcription factor CREB. First,

I depleted CREB expression by two independent lentiviral-based shRNAs against

CREB in fusion-positive H3118 cells and found that LINC00473 transcript levels were

significantly reduced after CREB depletion (Figure 3-3A and B). To determine whether

the LINC00473 gene promoter is regulated by the CRTC1-MAML2 and CREB

interaction, I used the LINC00473 promoter luciferase reporter containing the proximal

promoter sequences which contains 2 CRE sites (-523 to +88). I found that ectopic

expression of CRTC1-MAML2 fusion remarkably increased the luciferase activities of

this LINC00473 promoter in HEK293T cells (Figure 3-3C). Furthermore, I performed the

chromatin immunoprecipitation (ChIP) assay to determine whether CRTC1-MAML2 and

CREB physically interact with the LINC00473 promoter in human MEC cells. I observed

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that the transcription factor CREB and CRTC1-MAML2 fusion oncoprotein were greatly

enriched in the LINC00473 promoter region containing 2 CRE binding sites (Figure 3-

3D). Finally, I generated a retrovirus construct that express a dominant negative form of

CRTC1 (1-55 aa) (dnCRTC) which interferes with the CRTC1-MAML2/CREB

interaction. I detected a reduction in LINC00473 expression in the fusion-positive MEC

cells (H3118 and H292) after transduced with dnCRTC retroviruses (Figure 3-3E and

F). The decreased expression of CRTC1-MAML2 fusion downstream target gene

NR4A2 was also confirmed in the dnCRTC expressing fusion-positive cells. These data

strongly indicate that the LINC00473 transcription is directly promoted by the CRTC1-

MAML2/CREB interaction and activation in the fusion-positive MEC cells.

Depletion Of LINC00473 Expression In Fusion-Positive MEC Cells Led To Reduce Cancer Cell Growth And Survival Both In Vitro And In Vivo

Aberrant high LINC00473 expression is significantly and positively correlated

with fusion-positive MEC, suggesting that LINC00473 may play an importantly

functional role in promoting CRTC1-MAML2 tumorigenesis. I next investigated the

functional effect of downregulation of LINC00473 expression on the fusion-positive MEC

cells’ growth and survival. Depletion of LINC00473 using two independent lentiviral-

based shRNAs targeted LINC00473 (shLnc473-2 and -4) was observed at 96 hours

after lentiviral infection in H3118 cells compared to the cells transduced with scramble

shRNA control (Figure 3-4A). The transduced cells were harvested and subsequently

assayed for cell proliferation and survival in vitro. I found that the depletion of

LINC00473 cells resulted in a dramatically decrease in the number of viable cells

(Figure 3-4B) and increase the amount of apoptotic cells (Figure 3-4C). In addition,

similar effects of depletion of LINC00473 transcript levels in reduction of cell

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proliferation and enhanced the number of apoptotic cells in another fusion-positive MEC

cell line HMC3A were detected (Figure 3-5). I next sought to determine the functional

relevance of LINC00473 depletion on the growth in H3118 MEC xenografts in vivo. The

luciferase-expressing H3118 (H3118-luc) cells were infected with lentiviral-based

LINC00473 shRNAs or scrambled control and then the same number of LINC00473-

depleted or control cells were injected subcutaneously into NOD.SCID mice. The tumor

growth was monitored through bioluminescent imaging and direct measurement after

cancer cell injection. I found that LINC00473 depletion in H3118-luc xenografts

significantly reduced the tumor size and weight, inhibited the tumor growth (Figure 3-

4D-G). These in vitro and in vivo approaches strongly reveal that LINC00473 plays a

critical role in regulating fusion-positive MEC cell growth and survival.

LINC00473 Is Revealed As A Nuclear-Retained Long Noncoding RNA

To study potential mechanisms of LINC00473 in the regulation of human MEC

growth and survival, I first examined the intracellular distribution of LINC00473. I

performed RNA Fluorescence in situ hybridization (RNA-FISH) on fixed human fusion-

positive MEC cells using Stellaris® FISH oligonucleotide probes that were

complementary to LINC00473 RNA sequence and labeled with a single Quasar 570

fluorophore. Positive staining in the nucleus was observed showing striking dot-like

structures and diffuse signals surrounding the dots (Figure 3-6A). NO signals were

detected when RNase treatment was performed before the hybridization indicating the

specific signals were resulted from the presence of RNA. I also performed a newest

RNA in situ hybridization technique called RNAscope which allows direct visualization of

LINC00473 in FFPE tissue sections. The nuclear visualization of LINC00473 was

observed in both H3118 xenograft FFPE tumor section (Figure 3-6B) and primary

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fusion-positive MEC tumors (Figure 3-6C). The housekeeping gene PPIB (peptidylprolyl

isomerase) was used as a control for good RNA quality and cytoplasmic marker. The

nuclear localization of LINC00473 data suggests that LINC00473 may play a critical role

in nuclear functions involving transcriptional regulation, chromatin interaction and RNA

processing.

Gene Expression Profiling Identified LINC00473 Regulated Genes In Fusion-Positive MEC

In order to identify the putative targets of LINC0473 and to understand the

mechanism of LINC00473 in the role of fusion-positive MEC tumorigenesis, I performed

gene expressing profiling analysis in LINC00473-depleted along with control cells. The

fusion-positive H3118 cells were infected by lentiviral- based shLINC00473 or shRNA

control and then isolated the total RNA at 96 hours after infection for microarray

analysis. I used Affymetrix human transcriptome array 2.0 (HTA 2.0) to identify the

changes in gene expression after the depletion of LINC00473 in fusion-positive MEC

cells. Using an absolute fold-change ≥ 2.0 and a p-value <0.05, I identified a total of 489

down-regulated and 130 up-regulated genes in H3118 cells upon LINC00473 depletion

(Figure 3-7A). Gene ontology (GO) analysis of the 489 down-regulated genes revealed

several pathways that are regulated by LINC00473 (Figure 3-7B).

Discussion

The CRTC1-MAML2 fusion product is a nuclear protein without enzymatic

activity, which is difficult to perform the direct targeting intervention. Therefore, the

promising approaches for CRTC1-MAML2-specific cancers are to direct targeting the

critical CRTC1-MAML2 regulated downstream targets. Previously, we performed the

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gene expressional profiling in CRTC1-MAML2 fusion-positive MEC and identified

CRTC1-MAML2 fusion target candidates (48).

The lncRNA LINC00473 is the leading target in fusion-positive MEC in our gene

expression analysis, suggesting that LINC00473 is regulated by CRTC1-MAML2 and

may play critical role in MEC tumorigenesis and progression. In this study, I focused on

the functions and mechanisms of LINC00473 in fusion-positive MEC. Firstly, I found that

high expression of LINC00473 in fusion-positive MEC but low or undetectable

expression in fusion-negative MEC, suggesting that LINC00473 may distinguish the

fusion-positive MEC from the fusion-negative MEC. These studies indicated that

LINC00473 may serve as a novel biomarker for CRTC1-MAML2 fusion-positive MEC.

Therefore, I determined the potential clinical application of LINC00473 as a diagnostic

marker for the CRTC1-MAML2 fusion-positive MEC. In my studies, using the Nanostring

analysis to detect the LINC00473 expression in formalin-fixed paraffin-embedded

(FFPE) MEC specimens has more advantages when compared with traditional assay

qRT-PCR. The total RNA derived from the FFPE tissues are easy to degrade into small

fragments after fixation and embedding process and low-quality RNA samples presents

challenges for routine clinical practice using qRT-PCR analysis. The Nanostring

technology used fluorescent barcode probes to directly and specifically detect the small

region of target RNA allowing the individually counted without the need for target

amplification (57). Nanostring approaches were reported to sensitively detect the gene

expression in FFPE tissue samples and have no significant differences in the detection

gene expression between frozen and FFPE samples (58, 59). And my results showed

that LINC00473 expression was increased in the fusion-positive MEC primary tumors

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but low or undetectable in the fusion-negative MEC primary tumors using the

Nanostring analysis. Meanwhile, RNAscope in situ hybridization technology was

reported to highly sensitively and specifically visualize the gene expression in FFPE

tissue with single cell resolution (60). My studies indicated that RNAscope permits direct

visualization of LINC00473 expression in FFPE fusion-positive MEC samples. Taken

together, both Nanostring and RNAscope technologies present promising approaches

to detect LINC00473 expression as a diagnostic marker to distinguish the fusion-

positive and -negative MEC.

My functional data indicates that the depletion of LINC00473 in fusion-positive

MEC using lentiviral-based shRNA result in reducing MEC cell growth and survival,

strongly suggest that inhibiting lncRNA LINC00473 function by RNA depletion using

different approaches should be further investigated to offer novel opportunities for MEC

therapy.

In summary, I identified a novel lncRNA LINC00473 that is highly associated with

CRTC1-MAML2 fusion oncogenic activity and is directly regulate by CRTC1-MAML2 in

human MEC. LINC00473 is essential for human MEC cell growth and survival both in

vitro and in vivo, supporting that targeting LINC00473 is an effective strategy to human

MEC therapeutic treatment. Finally, I identified a novel function for LINC00473 in

regulating gene expression in human MEC (Figure 3-8). Collectively, these observations

reveal the potential of LINC00473 as a novel biomarker for the malignancy of fusion-

positive MEC and as a highly selective anti-MEC therapeutic target for drug

development and options for MEC clinical treatment.

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Figure 3-1: LINC00473 expression is highly evaluated in human CRTC1-MAML2 fusion-

positive MEC cell lines and primary tumors. (A) Western blotting analysis of the expression of CRTC1-MAML2 in human MEC cell lines. The HPA cell line was used as a fusion-negative control. Anti-MAML2 TAD antibodies were used to detect the MAML2 and CRTC1-MAML2 fusion protein. Blotting with anti-ß-ACTIN was used as a protein loading control. (B) The qRT-PCR analysis showed the LINC00473 transcripts had higher levels in 4 CRTC1-MAML2 fusion-positive human MEC cell lines (HMC3A, HMC3B, H3118 and H292) than the fusion-negative cells (HPA). (n=3, **p<0.001 and ***p<0.0001. (C) A heatmap showed that the relatively higher expressions of LINC00473 in 4 fusion-positive MEC cell lines (H292, H3118, HMC3A and HMC3B) were detected when compared to fusion-negative MEC cell line HPA in a Nanostring assay. Several fusion target genes (AREG, ARG2, DMBT1 and NR4A1) were also tested. (D) A heatmap showed gene expression levels in RNA samples isolated from 6 fusion-positive and 6 fusion-negative MEC primary tumors by Nanostring assay. All fusion-positive MEC tumors (n=6) had up-regulated LINC00473 expression as compared with fusion-negative MEC tumors (n=6). (E and F) Expression levels of LINC00473 and CRTC1-MAML2 fusion were positively correlated (r=0.785157) in human MEC tumors (n=12) using qRT-PCR analysis. The ∆Ct values (normalized to GAPDH) were subjected to Pearson correlation analysis.

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Figure 3-2: LINC00473 expression is directly regulated by CRTC1-MAML2 fusion

oncoprotein. (A) qRT-PCR analysis showed that the transcript levels of LINC00473 were significantly reduced in CRTC1-MAML2 fusion-positive H3118 cells after knockdown the expression of fusion by two independent lentiviral shRNAs (shM2-1 and -3) as compared with the scramble shRNA control (shCtl) (n=3, *p<0.05 and **p<0.001). (B) Another fusion-positive MEC cells (H292) also had the same result that the LINC00473 expression was reduced after fusion knockdown (n=3, **p<0.001). (C) A heat map showed the depletion of CRTC1-MAML2 resulted in decrease the LINC00473 expression while depletion of MAML2 only did not change the LINC00473 expression in H3118 cells by Nanostring assay. (D) Exogenous CRTC1-MAML2 expression rescued the adverse effect of the depletion of endogenous fusion gene expression on LINC00473 expression in H3118 cells. (n=3, *p<0.05). (E)The expression of LINC00473 was enhanced in the HEK293T cells after transfection with FLAG-tagged CRTC1-MAML2 expression constructs but not changed when transfection with MAML2 expression constructs (F) (n=3, *p<0.05 and ***p<0.0001).

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Figure 3-3: CRTC1-MAML2 fusion activates LINC00473 expression though co-

activating the transcription factor CREB. (A) Western blotting analysis showed that CREB expression was knocked down by two independently lentiviral-mediated CREB shRNAs in H3118 cells. (B) The LINC00473 expression was significantly reduced in the CREB-depleted fusion-positive H3118 cells by qRT-PCR assays (n=3, *p<0.05 and **p<0.001). (C) A LINC00473 promoter reporter containing two conserved CRE half binding sites were cloned into pGl3 luciferase reporter plasmid. LINC00473 promoter luciferase activities were increased after ectopic expression of CRTC1-MAML2 fusion in HEK293T cells (n=3, **p<0.001). (D) ChIP analysis indicated that CREB and CRTC1-MAML2 were significantly enriched on the LINC00473 promoter encompassing the two CRE half sites in H292 cells. The ChIP assays were performed in fusion-positive H292 cells by using anti-CREB antibodies or anti-MAML2 antibodies to immune-precipitate the binding LINC00473 promoter. The immunoglobulin G (IgG) was used as a negative control (n=3, *p<0.05). (E, F) Retroviral-mediated expression of a dominant negative form of CRTC in H31118 and H292 cells reduced LINC00473 expression as compared with the GFP vector control by qRT-PCR analysis. A CRTC1-MAML2 fusion target gene NR4A2 was used as a positive control. Western blotting confirmed dnCRTC-GFP expression in H3118 and H292 cells (n=3, *p<0.05).

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Figure 3-4: Depletion of LINC00473 expression in CRTC1-MAML2 fusion-positive MEC

H3118 cells results in a reduction in cell proliferation and survival in vitro and blocked the growth of human MEC xenografts in vivo. (A) H3118 cells were transduced with two independent lentiviruses expressing shRNAs against LINC00473 (shLnc473-2 and -4) or the scramble shRNA control (shCtl) on 3 consecutive days. Transduced cells were collected 96 hours after first infection. The LINC00474 transcript levels were significantly reduced as compared with shRNA control by qRT-PCR assay (n=3, *p<0.05 and **p<0.001). (B and C) Transduced cells at 96-hours post-transduction were cultured at 5 X 105 per well in 6-well plates for another 96 hours to perform cell proliferation and survival assay. The viable cell number was counted using Trypan blue assay. (B) The apoptotic cells of LINC00473-knockdown and control cells were determined by Annexin V/PI staining followed by FACS analysis (C) (n=3, *p<0.05 and **p<0.001). Approximately 2 X 106 luciferase-expressing H3118 (H3118-luc) cells after transduction with shLINC00473 or shRNA control for 96 hours were implanted subcutaneously to the dorsal flanks of NOD-SCID mice. (D) A representative bioluminescent image showed that mice injected with shCtl (n=5) or shLnc473-2 (n=5), shLnc473-4 (n=4) H3118-luc cells, respectively. The image was taken at day 18 after the transduced H3118-luc cells injection at the end point study. The excised tumors (E) and the tumor weights (F) at the end points were shown. (G) Tumor growth was suppressed in mice injected with LINC00473-knockdown cells as compared with shRNA control (*p<0.05 and ***p<0.0001).

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Figure 3-5: Depletion of LINC00473 expression in CRTC1-MAML2 fusion-positive MEC

HMC3A cells results in a reduction in cell proliferation and survival in vitro. (A) HMC3A cells were transduced with two independent lentiviruses expressing shRNAs against LINC00473 (shLnc473-2 and -4) or the scramble shRNA control (shCtl) on 3 consecutive days. Transduced cells were collected 96 hours after first infection. The LINC00474 transcript levels were significantly reduced as compared with shRNA control by qRT-PCR assay (n=3, **p<0.001). (B and C) Transduced cells at 96-hours post-transduction were cultured at 5 X105 per well in 6-well plates for another 96 hours to perform cell proliferation and survival assay. The viable cell number was counted using Trypan blue assay (B) The apoptotic cells of LINC00473-knockdown and control cells were determined by Annexin V/PI staining followed by FACS analysis (C) (n=3, *p<0.05 and **p<0.001).

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Figure 3-6: Specific nuclear distribution of LINC00473 was revealed in CRTC1-MAML2

fusion positive human MEC cells and primary tumors. (A) Dot-like nuclear signals of LINC00473 were detected by RNA-FISH in H3118 cells. LINC00473 RNA-FISH probe sets were labeled with Quasar 570 dyes (red) and nuclei were labeled with the DNA dye DAPI (blue). No LINC00473 RNA-FISH probe and RNase treatment were used as negative control. (B) Predominantly nuclear localization of LINC00473 was detected based on RNAscope detection in H3118 cells. RNA-ISH of the housekeep gene PPIB was performed for sample RNA quality control and cytoplasmic marker control. (C) One CRTC1-MAML2 fusion-positive MEC tumor sample was detected the nuclear localization of LINC00473 based on the RNAscope analysis.

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Figure 3-7: Gene expression profiling analysis identified genes differentially regulated

by LINC00473 in MEC cells. (A) Volcano plot shows differentially expressed genes in shLnc473-2 knockdown in compared with shRNA control in H3118 cells. (B) Volcano plot shows differentially expressed genes in shLnc473-2 knockdown in compared with shRNA control in H3118 cells. The cutoff criteria were fold-change of ≥2 and p<0.05. (C) Venn diagrams show the significantly up-regulated genes (n=10) and down-regulated genes (n=39) in two independent shRNAs knockdown when compared with the shRNA control in H3118 cells. (D) The up-regulated and down-regulated target genes were sorted by KEGG pathway analysis using DAVID identified several signaling pathways. The GO enriched pathways were filtered in accordance with p<0.05 and FDR<0.05.

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Figure 3-8: A model for the molecular basis of LINC00473 induction by CRTC1-MAML2

in fusion-positive MEC cells.

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CHAPTER 4 CAMP/CREB-REGULATED LINC00473: POTENTIAL BIOMARKER AND

THERAPEUTIC TARGET FOR LKB1-INACTIVATED CANCER

Abstract

The LKB1 tumor suppressor gene is frequently mutated and inactivated in non-

small cell lung cancer (NSCLC). Loss of LKB1 promotes cancer progression and

influences therapeutic responses in preclinical studies; however, specific targeted

therapies for lung cancer with LKB1 inactivation are currently unavailable. This study

identifies a lncRNA signature associated with the loss of LKB1 function. I discovered

that LINC00473 is consistently the most highly induced gene in LKB1-inactivated

human primary NSCLC samples and derived cell lines. Elevated LINC00473 expression

is correlated with poor prognosis, and sustained LINC00473 expression is required for

the growth and survival of LKB1-inactivated NSCLC cells. Mechanistically, LINC00473

is induced by LKB1 inactivation and subsequent CRTC-CREB activation. LINC00473 is

a nuclear lncRNA and interacts with NONO, a component of the cAMP-signaling

pathway, thereby facilitating CRTC-CREB-mediated transcription. Collectively, our study

demonstrates that LINC00473 expression potentially serves as a robust biomarker for

tumor LKB1 functional status which can be integrated into clinical trials for patient

selection and treatment evaluation, and implicates LINC00473 as a novel therapeutic

target for LKB1-inactivated NSCLC.

This chapter was reprinted with permission from the Journal of Clinical Investigation (61).

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Rationale

Lung cancer is the leading cause of cancer-related deaths (62). Approximately

80% of lung cancer cases are non-small cell lung carcinoma (NSCLC). Conventional

cytotoxic therapeutics show limited effectiveness; but recent targeted therapies utilizing

inhibitors targeting specific driver gene activating mutations, such as EGFR and ALK,

have demonstrated promising improved clinical outcomes (63-65). However, effective

targeted therapies for other common somatic mutations such as LKB1 (STK11) in lung

cancer remain an unmet medical need.

The LKB1 gene encodes a serine-threonine kinase that plays critical roles in cell

growth, polarity, and metabolism (66, 67). LKB1 is a tumor suppressor gene whose

mutations cause Peutz-Jeghers syndrome associated with increased cancer risk (68,

69). LKB1 is a target for mutational inactivation in sporadic cancers, especially NSCLC

where it is mutated in ~20% to 30% of cases making it the third most common site of

genetic alterations after TP53 and KRAS (70-73). LKB1 mutations have been linked

with lung cancer progression and differential treatment responses. LKB1 loss was found

to promote lung cancer metastasis in a KRAS mouse model of NSCLC (74).

Importantly, LKB1 inactivation influenced the responsiveness of cancer cells to

treatments in vitro and in vivo. For instance, LKB1 loss sensitized NSCLC responses to

the metabolism drug phenformin and a COX2 inhibitor (75, 76). On the other hand,

LKB1 loss impaired the responses of KRAS-mutant NSCLC to docetaxel monotherapy,

the combination therapy of docetaxel and MEK inhibitor selumetinib, or dual inhibition of

the PI3K and MEK pathways (77, 78). Additionally, LKB1 mutations were associated

with the modulation of immune microenvironments, thus potentially impacting

immunotherapeutic outcomes (79, 80). The current data emphasize the need to

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determine tumor LKB1 status for patient stratification for evaluating therapeutic

responses and identifying effective treatments. However, detection of LKB1 functional

loss is technically challenging because LKB1 function can be inactivated by multiple

mechanisms such as somatic gene mutations, epigenetic silencing, post-translational

modifications, or alterations in LKB1 pathway components (81-83). Clinical trials for

evaluating treatment efficacy on LKB1-inactivated NSCLC are lacking due to the

absence of reliable assays for accurate determination of tumor LKB1 status. Therefore,

sensitive and specific assays for LKB1 inactivation as well as effective targeted

therapeutics are needed for effective management of LKB1-inactivated NSCLC.

LncRNAs are non-protein coding transcripts longer than 200 nucleotides and

represent a novel class of gene regulators (84). The human genome encodes more

than 10,000 lncRNAs and currently only a handful of lncRNAs have been characterized

(24-26). LncRNA expression is frequently de-regulated in cancer and shows cell- or

tissue-type specificity (85-87), suggesting significant roles of lncRNAs in human

cancers. Though lncRNAs remain an understudied class of genes, they have been

shown to participate in cancer cell proliferation, survival, migration, and invasion, likely

through exerting multiple regulatory functions at the transcriptional, post-transcriptional,

and epigenetic levels (84, 88). Importantly, targeting cancer-associated lncRNAs, such

as HOTAIR and MALAT1, blocked cancer cell growth and survival in vitro and tumor

growth and metastasis in vivo (89, 90). Therefore, lncRNAs are critical for cancer

development and progression and might serve as novel therapeutic targets. Currently,

the molecular mechanisms underlying LKB1 tumor suppression remain incompletely

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understood (66, 91). Whether lncRNAs have a role in mediating the loss of LKB1 tumor

suppression in lung cancer has not been studied.

In this study, I performed lncRNA transcriptional profiling to identify lncRNAs that

are associated with inactivated LKB1 signaling. I subsequently focused on one novel

LKB1-regulated lncRNA (LINC00473) because it was consistently the most highly

induced target identified with LKB1 loss. The elevated expression of LINC00473 was

associated with poor patient prognosis and tightly correlated with LKB1 inactivation

status in human lung cancer specimens and derived cell lines. My expression,

functional, and mechanistic data demonstrate that LINC00473 is a potentially robust

biomarker to detect lung cancers with inactivated LKB1, a novel therapeutic target, and

a novel gene regulator.

Materials And Methods

Plasmids

The retroviral pBabe-FLAG-LKB1 (Plasmid #8592) and the kinase-dead mutant

pBabe-FLAG- LKB1 (K78I) (Plasmid #8593) were obtained from AddGene (92). Two

oligonucleotide sequences targeting LINC00473 gene were cloned into pLKO.1-based

lentiviral vector (Open Biosystems), which included shLINC00473-2 (5’-

AACTGGATCTTTGCAGACAGG-3’) and shLINC00473-4 (5’-

AAGAACCCAAGTCATATTCAT-3’). The pLKO.1-based lentiviral constructs targeting

LKB1 (RHS4533-EG_6794) and CREB (RHS4533-NM_004379) as well as the full-

length human LINC00473 cDNA (transcript variant 1) expression construct (MHS6278-

20275602) were obtained from Open Bioystems. The LINC00473 antisense cDNA

(~1.5kb after the deletion of 3’ poly A sequence region) was sub-cloned into pBS-KS

plasmid under the control of T7 promoter. The full-length LINC00473 cDNA (~1.8 kb)

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was cloned into pLNCX-based retrovirus vector. The pMSCV-A-CREB-IRES-GFP,

CMV-FLAG-CRTC1, CMV-FLAG-CRTC1 (S151A), and CMV-GAL4-NONO expression

vector were previously described (54, 93). The LINC00473 promoter reporter was

generated through subcloning LINC00473 promoter sequence (-523 to +88) into the

pGL3 reporter plasmid (Promega). The pCI-MEG3 (plasmid # 59420) (94) was obtained

from AddGene and ~1.8 kb XhoI-NotI MEG3 sequence was subcloned into pBS-SK

plasmid under the control of T7 promoter. The dnCRTC construct was generated

through cloning the CREB binding domain of CRTC1 (1-55aa) fusion with a nuclear

localization signal and GFP into pMSCV-based retrovirus vector.

Cell Culture

Human NSCLC cancer cell lines (A549, H157, H23, H358, H460, H2122, H2126,

H322, A427, H522, H1819, H2009, H2087 and H3123) and HEK293T cells were

cultured in Dulbecco’s modified Eagle’s medium (Mediatech) supplemented with 10%

inactivated fetal bovine serum (Life Technologies) and 1% penicillin/streptomycin

(Corning Cellgro). Cells were grown in a 5% CO2 cell culture incubator at 37 °C.

Rapid Amplification Of CDNA Ends (RACE)

The 5’ and 3’ RACE were performed using the First Choice RLM-RACE Kit

(Thermo Fisher Scientific) according to the manufacturer’s instructions. Briefly, for the

cap dependent 5’ RACE, 10 μg total RNA was treated with Calf Intestine Alkaline

Phosphatase (CIP), and Tobacco Acid Pyrophosphatase (TAP) to remove the cap

structure. The RNA 5’ Adapter was then ligated to the CIP and TAP treated RNA using

T4 RNA ligase. Reverse transcription was performed with Random Decamers, and

nested PCR was performed to amplify the 5’ end of LINC00473. For the 3’ RACE,

reverse transcript with performed using 3' RACE Adapter and then nested PCR was

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performed to amplify the 3’ end of LINC00473. Products of RACE reactions were

sequenced.

Coding Potential Prediction

Coding Potential Calculator (CPC) (95) was used to calculate the coding

potential score with the LINC00473 transcript variants identified in the Rapid

Amplification of cDNA Ends (RACE) assays. PhyloCSF scores (96) were viewed in the

UCSC Genome Browser by adding PhyloCSFtracks to “My Hubs” in UCSC Genome

Browser. Known coding genes (ACTB, GAPDH and CRTC1) and non-coding genes

(HOTAIR, XIST) were used as controls.

Viral Production And Transduction

For lentiviral production, pLKO.1 constructs (shLINC00473-2, 4 and control)

together with packing plasmids pMD2.g and psPAX2 were transfected to 293FT cells

using Effectene transfection reagent (Qiagen). Lentiviruses were collected at 72 hours

and 96 hours after transfection. The A549 cells were infected on two consecutive dates

with viruses in medium containing polybrene (8μg/mL, Sigma). At 96 hours after first

infection, cells were collected for RNA using TRIzol.

For retroviral production, the retroviral pBabe-based construct (LKB1, kinase

death mutant LKB1 K78I or empty vector) together with packing plasmid pMD.MLV and

pseudotyped envelope pMD2-VSV-G were transfected to 293T cells using Effectene

transfection reagent (QIAGEN). Retroviruses were collected at 48 hours and 72 hours

post transfection and used to infect the A549 cells on two consecutive dates. Cells were

collected for RNA and proteins at 96 hours post infection.

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Western Blotting Analysis

Western blot analysis was performed as previously described (19). The following

antibodies were purchased from the following commercial sources: anti-LKB1 (CST-

3050), anti-phospho-AMPKα (Thr172) (CST-2535), anti-AMPKα (CST-5831), anti-

Phospho-Acetyl-CoA Carboxylase (Ser79) (p-ACC) (CST-11818) and anti- Acetyl-CoA

Carboxylase (ACC) (CST-3676) from Cell Signaling Technology; anti-LKB1 (SC-32245),

anti-GFP (SC-8334) and anti-β-actin (SC-47778) from Santa Cruz; anti-NONO (A300-

587A) from Bethyl Laboratories; anti-CRTC1 (600-40193) from Rockland; anti-CREB

(06-863) from Millipore, and anti-GAPDH antibody (2251-1) from Epitomics.

Quantitative RT-PCR (qRT-PCR)

The qRT–PCR analysis was performed as previously described (19). RNA was

extracted using TRIzol (Life Technologies) and RNeasy mini kit (Qiagen) and then

reverse-transcribed into complementary DNA (cDNA) using a GeneAmp RNA PCR kit

(Applied Biosystems). The qPCR analysis was performed with the iQ™ SYBR® Green

supermix (Bio Rad) using the StepOne Real-Time PCR System (Applied Biosystems).

The primer sequences were listed in Table 4-1.

Reporter Assays

Cells were plated in 24-well plates and transfected with pGL3-LINC00473

promoter firefly luciferase vector and various combinations of the expression constructs

along with internal control Renilla luciferase plasmid (pEF-RL) using Effectene

transfection reagent. The luciferase assays were performed 48 hours post-transfection

with the dual-luciferase assay kit (Promega) as described previously (54).

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Chromatin Immunoprecipitation

Chromatin immunoprecipitation (ChIP) experiments were performed using the

Millipore ChIP protocol as previously described (19). Briefly, A549 cells were fixed with

1% formaldehyde at room temperature for 10 minutes and then lyzed in SDS lysis buffer

(1% SDS, 10mM EDTA, 50mM Tris-HCl, pH8.1), followed by sonication to shear DNA to

the lengths between about 200 bp to 800 bp. The sonicated cell supernatant was diluted

10 folds in ChIP dilution buffer (0.01% SDS, 1.1% Triton X100, 1.2mM EDTA, 200 mM

Tris-HCl pH 8.1, 167 mM NaCl) and then immunoprecipitated with the CRTC1

antibodies (600-401-93, Rockland) and CREB antibodies (06-863, Millipore) or control

immunoglobulin G. The ChIP DNAs were used for the real-time PCR analysis using the

primers flanking the two CREB-binding half sites of the LINC00473 promoter. The

primer sequences were listed in Table 4-1.

RNA-Fluorescence In Situ Hybridization (RNA-FISH)

Cells were hybridized with a mixture of 27 LINC00473 Stellaris® FISH probes

labeled with Quasar 570 (Biosearch Technologies) following the manufacture’s protocol.

Briefly, Cells cultured on cover slips in 12-well plates were washed with PBS twice, fixed

with 3.7% formaldehyde for 10 minutes at RT, and permeabilized with 70% ethanol in

Rnase-free water at 4°C for 1 hour. Cells were then washed with wash buffer (2x SSC

buffer with 10% formamide) followed by hybridization in hybridization buffer (2x SSC

buffer with 10% dextran sulfate and 10% deionized formamide) with LINC00473

Stellaris® FISH probes in a humidified chamber at 37 °C overnight. After washing with

wash buffer for 30 minutes at 37°C, cells were counterstained with DAPI (5 ng/mL) and

mounted with Vectashield mounting medium. Imaging was performed immediately using

Leica DM6000B fluorescence microscope.

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RNA Fractionation And Northern Blotting Analysis

RNA fractionation was performed as previously described with modifications (97).

Briefly, the cells were lysed in Buffer A (10mM Tris PH 7.4, 10mM NaCl, 3mM MgCl2,

0.25% NP40, 0.5mM DTT) for 10 minutes, and then centrifuged at 10,000rpm for 5

minutes. Supernatant was used for the extraction of cytoplasma RNA by Phenol–

chloroform extraction. The cell pellets were washed with Buffer A for three times and

then used for isolation of nucleus RNA with TRIzol. The tRNA and U6 were used as

markers of cytoplasm RNA and nucleus RNAs, respectively. RNA northern blot was

performed as previously described (98). The probe sequences were listed in Table 4-1.

RNA Immunoprecipitation

A549 cells were crosslinked with UV Then lyzed in RIPA buffer (50 mM Tris HCl

pH 8, 150 mM NaCl, 1% NP-40, 0.5% sodium deoxycholate, 0.1% SDS) supplied with

Proteinase and Rnase inhibitors. Cell lysates were collected for immunoprecipitation

overnight at 4°C using anti-NONO antibodies and protein A/G beads. The beads that

bound with protein-RNA complex were then washed with RIPA buffer for 5 times and

digested with Proteinase K at 45 °C for 45 minutes to release the RNA from the beads.

Then RNAs were isolated with TRIzol and analyzed by qRT-PCR using the LINC00473

and ASNS primers with the primer sequences listed in Table 4-1.

Cell Proliferation And Apoptosis Assay

Cell proliferation and apoptosis analyses were performed as previously described

(19). Briefly, at 72 hours post lentivirus infection, transduced cells (control and

LINC00473-depleted cells) were cultured at 2 X 105 /well in 6-well plates for 96 hours.

The cell numbers of control and LINC00473 knockdown cells were determined by direct

cell counting using Trypan blue exclusion assay. The numbers of apoptotic cells were

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quantified by flow cytometric assays using Annexin V-FITC Apoptosis Detection kit (BD

Pharmingen). Triplicate assays were set up.

Mouse Xenograft Studies

The mouse xenograft studies were performed according to an animal protocol

approved by the institutional animal care and use committee of the University of Florida.

A549 cells stably expressing firefly luciferase (A549-luc) were infected with control

shRNA or shLINC00473 lentiviruses for 96 hours. A total of 1 X 106 cells in 50 µL of

phosphate-buffered saline were mixed with 50 µL Matrigel (BD Biosciences) and the cell

mixture were then injected into the right flanks of 8-12 week-old NOD/SCID mice

(Jackson Laboratory). Tumors were measured for two perpendicular diameters with a

Dial caliper, and tumor volumes were calculated using the following equation: tumor

volume= (width× width× length)/2. The bioluminescence images were taken using a

Xenogen in vivo imaging system (Caliper Life Sciences).

LncRNA Microarray Analysis

Total RNAs were extracted from A549 cells after the transduction of wild-type

LKB1, LKB1 K78I mutant, or control retroviruses for 96 hours and two biological

replicates were set up. RNAs were subjected to human lncRNA expression microarray

(V3.0) analyses (ArrayStar). The microarray data were deposited in NCBI Gene

Expression Omnibus (GEO: GSE73414). Genes with an absolute fold-change of ≥2 and

p-value < 0.05 were considered as significantly differentially expressed.

Nanostring Ncounter Gene Expression Analysis

Nanostring gene expression assay analyses were performed according to the

manufacture’s protocols (Nanostring Technologies) using our customized nCounter GX

CodeSet. In brief, total RNA from cultured cells (100ng) or RNA from FFPE tissues

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(150-200ng) were hybridized with the specific capture probes and barcoded reporter

probes at 65 °C for 18 hours and then loaded into the nCounter Pre-station for purifying

the hybridized probes. Data collection was performed on the nCounter Digital Analyzer

that counted and tabulated the individual fluorescent barcodes for target RNA molecules

in each samples following the manufacturer’s instructions. The raw data were analyzed

with nSolver™ Analysis Software for gene expression analysis. The heatmap was

generated with Heatmap.2 R package using the normalized Nanostring expression

data.

RNAscope In Situ Hybridization (RNA ISH)

RNA ISH was performed on FFPE xenograft tumors and tissue microarrays

(TMAs) using RNAscope® 2.0 HD Reagent Kit [BROWN 310033 or RED 310034,

Advanced Cell Diagnostics (ACD)]. Briefly, tissue sections were deparaffinized with

xylene and 100% ethanol, and then incubated with pretreat 1 solution for 10 minutes,

pretreat 2 for 15 minutes, and pretreat 3 for 30 minutes (Pretreatment kit 310020, ACD).

The slides were then hybridized with a custom probe Hs-LINC00473-tv1 (targeting 781-

1755 of NR_026860.1) in the HybEZ oven (ACD) at 40°C for 2 hours. The Hs-PPIB

probe for human housekeeping gene PPIB was used as a control to ensure RNA

quality. After hybridizations, slides were subjected to signal amplification using HD 2.0

detection Kit, and hybridization signal was detected using a mixture of solutions A and B

(1:60). After counterstaining with hematoxylin, slides were dried in a 60°C dry oven for

15 minutes and mounted with Ecomount (BioCare Medical, EM897L). The stained

sections were scanned and digitized with Aperio Imagescope (Leica).

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Proteomic Analysis Of The LINC00473-Associated Protein Complex

LncRNA was first transcribed in vitro using the MEGAscript® T7 Transcription Kit

(AM1333, Life Technologies) according to the manufacturer’s instructions. Identification

of lncRNA interacting protein complexes was performed as previously described with

modifications (99, 100). Briefly, RNAs were covalently linked to adipic acid dihydrazide

agarose beads by periodate oxidation of RNA 3’-OH terminus. The beads bound with

RNAs were incubated with nuclear extracts of A549 cells to pull down the lncRNA-

interacting proteins. After extensive washing, beads were boiled with a loading buffer to

elute the lncRNA-interacting proteins, which were further separated by SDS-PAGE and

subjected to mass spectrometric analysis.

Analysis Of RNA Sequencing And Clinical Data

RNA sequencing data from the lung adenocarcinoma (LUAD) dataset of The

Cancer Genome Atlas (TCGA) sequencing project and the accompanying clinical data

(101) were used for analysis. Normalized read counts (RSEM) for each LUAD sample

aligned to LINC00473 were obtained and used for the survival curve analysis.

Nonparametric tests were performed to examine the association between LINC00473

expression levels and patient survival. All LUAD samples with ≥90th percentile of

LINC00473 expression and those with <90th percentile was considered as high and low

groups, respectively. The overall survival was analyzed by Kaplan-Meier curves and

log-rank test for all LUAD patients. P-values of <0.05 were considered statistically

significant.

Statistical Analysis

Data from real-time PCR, reporter assay, cell proliferation, apoptosis and in vivo

xenograft experiments were analyzed using Student’s t-test. Results were expressed as

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mean and standard deviation (± s.d.) and a p<0.05 was considered statistically

significant. The biological replicates for each experiment were indicated in the figure

legends.

Study Approval

All mouse experiments were performed in accordance with a protocol approved

by the Institutional Animal Care and Use Committee at the University of Florida.

Results

Genome-Wide LncRNA Profiling Identified LINC00473 As A Top LKB1 Signaling-Regulated LncRNA In NSCLC Cells.

LncRNA involvement in altered LKB1 signaling in lung cancer is currently

unknown. To investigate whether lncRNAs contribute to loss of LKB1 tumor suppression

in lung tumorigenesis and maintenance, I performed genome-wide lncRNA

transcriptional profiling to identify lncRNAs associated with aberrant LKB1 signaling. I

generated three groups of cells by transducing LKB1-null A549 NSCLC cells with

retroviruses harboring wild-type (wt) LKB1, LKB1 kinase-dead mutant (K78I), or vector

control (Ctl). Western blotting analysis confirmed expression and kinase activity of

LKB1-wt and –K78I proteins in an AMPK activation assay under glucose-free culture

conditions (Figures 4-1A, 4-2). I subsequently used Arraystar human lncRNA

expression microarrays to profile changes in expression of ~30,000 lncRNAs in my

three experimental conditions. Using an absolute fold change ≥ 2.0 and a p-value <0.05,

I identified a total of 164 differentially expressed lncRNAs (64 up-regulated and 100

down-regulated) in A549 cells upon LKB1-wt expression compared to control (Figure 4-

1B). I also observed 17 up-regulated and 49 down-regulated lncRNAs associated with

LKB1-K78I mutant expression compared to control (Figure 4-1C). Comparing

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expression profiles of LKB1-wt- and K78I-expressing cells, I identified 33 up-regulated

and 83 down-regulated lncRNAs, suggesting that their expression is dependent on

LKB1 kinase activity. Furthermore, I profiled and compared lncRNA expression patterns

between 2 groups of cell lines: LKB1-null (A549, H460) and LKB1-wt (H322, H3123),

and observed 1449 up-regulated and 918 down-regulated lncRNAs in LKB1-null cell

lines (Figure 4-1D). Finally, by integrating LKB1-regulated lncRNAs and lncRNAs

differentially expressed in LKB1-null cell lines, I identified a list of LKB1-regulated

lncRNAs (10 up-regulated and 1 down-regulated) that are differentially expressed

between LKB1-null and -wt lung cancer cells.

Notably, this list contained 3 probes for LINC00473 gene (aka. C6orf176,

abbreviated as Lnc473 in the figures), which encodes an intergenic lncRNA from the

chromosome 6q27 locus. LINC00473 consists of two exons and expresses two

transcript isoforms sharing exon 1: transcript variant 1 (tv1; NR_026860, 1822 nt) and

tv2 (NR_026861, 1123 nt) (Figure 4-3A). Our 5’ and 3’ RACE assays identified 3

LINC00473 transcript variants, tv1.1, tv2.1 and tv2.2, but not two annotated transcripts

(Figure 4-3B, C). LINC00473-tv1.1 had a different 5’ end from the annotated tv1, while

tv2.1 and tv2.2 have different 5’ and 3’ ends from the annotated tv2 (Figure 4-3B, C).

Coding potential analysis strongly suggested that LINC00473 is a noncoding RNA

(Figure 4-3D, E). Both tv1 and tv2 transcript variants showed significant activation in

LKB1-null NSCLC cells. LINC00473 tv1 was the top differentially expressed lncRNA

(>10,000 fold-change) comparing the 2 LKB1-null (A549 and H460) and 2 LKB1-

expressing cells (H322 and H3123), while LINC00473 tv2 showed about 40 fold-

change.

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Elevated LINC00473 Expression Is Tightly Correlated With NSCLC LKB1 Inactivation Status

To validate LKB1-regulated lncRNAs, I utilized a Nanostring-based assay that

allows direct digital detection of multiple RNA molecules of interest using target-specific,

color-coded probe pairs (102). This platform enabled us to simultaneously evaluate

multiple LKB1-regulated mRNA and lncRNA candidates (especially LINC00473).

Hybridizations were performed on RNA samples from a pair of control and LKB1-

expressing A549 cells and a panel of NSCLC cell lines (7 LKB1-wt and 7 LKB1-mut)

using a customized codeset. The codeset included several LKB1-regulated lncRNA

candidates, known LKB1-regulated protein-coding genes (103, 104), as well as three

housekeeping genes (GAPDH, GUSB and TUBB). As shown in the heatmap (Figure 4-

1E, right panel), LKB1 expression in LKB1-null A549 cells caused significant down-

regulation of known protein-coding genes (AVPI1, CTH, CPS1, DUSP4, FGA, NR4A2,

PDE4B, PDE4D, PTGS2, PTP4A1, SIK1, SLC7A2, SNAI1, TESC and TFF1), as well as

three lncRNAs (LINC00473, AL109792, and BX64110). However, when examined

across various cell lines with the confirmed status of cellular LKB1 protein expression

(Figure 4-4A), LINC00473 expression showed the best correlation with LKB1-

inactivated status (Figure 4-1E, left and middle panels). Other LKB1-regulated genes,

including lncRNAs AL109792 and BX64110, were only partially correlated with the

LKB1 status, suggesting cell context-dependent gene regulation.

Both LINC00473 tv1 and tv2 isoforms showed low or absent expression in 7

LKB1-wt NSCLC cell lines but significantly enhanced expression in 7 LKB1-mut cell

lines (Figure 4-1F, G). LINC00473 differential expression in LKB1-wt and LKB1-mut cell

lines was further corroborated by qRT-PCR data (Figure 4-4B). Enhanced expression of

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a known LKB1 target gene SIK1 was also confirmed, but was not consistent across all

cell lines tested (Figure 4-4C). Moreover, SIK1 has relatively high basal expression.

Additionally, I surveyed LINC00473 expression in 130 NSCLC cell lines using Affymetrix

microarray data from the Cancer Cell Line Encyclopedia (CCLE) (105). These arrays

only contained the probes for LINC00473 tv1. I found that a subset of NSCLC cell lines

showed an outlier LINC00473 tv1 expression (Figure 4-1H). Analysis of cell lines with

annotated LKB1 mutation status revealed that LINC00473 expression was significantly

enhanced in LKB1-mutant NSCLC cell lines (n=32) in comparison to LKB1-wt lines

(n=59) (Figure 4-1I). The enhancement was more significant as compared to SIK1

expression (Figure 4-4D). Furthermore, two LKB1-wt cell lines with high LINC00473

expression, H292 and DV90, were predicted to have LKB1 loss based on a 16-gene

signature score (103). H292 is a lung mucoepidermoid carcinoma cell line that contains

a t(11;19) translocation that lead to the generation of the CRTC1-MAML2 fusion (106)

and subsequent constitutive activation of CREB-mediated transcription, thus mimicking

LKB1 loss. Collectively, these data strongly support that LINC00473 is consistently the

most elevated gene in LKB1-inactivated NSCLC cell lines regardless of other co-

existing gene mutations.

Direct RNA Detection In FFPE Specimens Revealed That LINC00473 Expression Is Elevated In A Subset Of NSCLC That Tend To Have Mutations In The LKB1 Gene Coding Regions

To investigate whether LINC00473 could serve as a potential biomarker for LKB1

status in human NSCLC cancers, I evaluated expression of LINC00473 and several

other LKB1 targets in formalin-fixed paraffin-embedded (FFPE) human lung

adenocarcinoma (LUAD) specimens. Target amplification-based strategies such as RT-

PCR and microarray analyses for measuring RNA levels from fixed tissue is

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complicated by the fact that the RNA is highly cross-linked and significantly fragmented.

Nanostring-based assays are optimal for gene expression quantification using FFPE

tumor-derived RNA samples since the bar-coded fluorescent probes recognize small

target regions (~100bp) allowing direct single-molecule counting without need for target

amplification. Therefore, I performed Nanostring assays for FFPE tumor-derived RNAs

from 5 LKB1-wt and 5 LKB1-mut human LUAD specimens. The LKB1 gene mutation

status was analyzed by exon sequencing as previously described (80) and showed in

Table S7. LINC00473 expression was consistently found to best correlate with the

tumor LKB1 status among all the genes tested (Figure 4-5A). Expression of LINC00473

tv1, but not tv2, was significantly enhanced in LUAD with LKB1 mutations (Figure 4-5B).

These data suggest that expression of LINC00473 tv1 alone can predict tumor LKB1

status.

To examine whether LINC00473 expression could be directly visualized at

cellular levels in human FFPE tumors, I next performed RNA in situ hybridizations (RNA

ISH) for detection of LINC00473 transcripts using customized LINC00473 probes

(RNAscope). The specificity of LINC00473 probes was first validated by positive

LINC00473 signals in LKB1-null A549 xenograft tumors and negative signals in LKB1-

wt H522 xenograft tumors (Figures 4-6A, B). LINC00473 transcripts were detected as

easily distinguishable nuclear "dots" in A549 xenograft tumors (Figures 4-6A, C). I then

performed RNA ISH on FFPE human LUAD tissue array. This array also included FFPE

cell pellets from LKB1-null A549 and LKB1-positive H322 as controls, which showed

respective positive and negative LINC00473 signals (Figures 4-6D, E). I analyzed only

those tumors that were positive for a housekeeping gene PPIB (peptidylprolyl

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isomerase), indicative of tumors with good RNA quality. Representative positive and

negative LINC00473 staining results were shown (Figures 4-5C, D). I found that all

normal human lung tissues (n=38) were negative for LINC00473 staining while

exhibiting positive staining for PPIB staining (Figures 4-5E and 4-6F), indicating absent

or low basal LINC00473 expression in normal lung tissues. A total of 9 out of 89 NSCLC

specimens (10.11%) with annotated LKB1 wt and 12 out of 22 lung tumors (54.54%)

with annotated LKB1 mutations were positive for LINC00473 staining (Figures 4-5E and

4-6G-J). LINC00473 expression showed significant positive correlation with LKB1

mutations based on Fisher Exact Test (p=1.93E-05). It is likely that those tumors

carrying the LKB1 wt gene yet showing elevated LINC00473 expression have LKB1

functional inactivation due to other mechanisms besides LKB1 mutations such as

epigenetic silencing, or post-translational modifications, or alteration in LKB1 signaling

components (81-83). On the other hand, it is worth noting that not all mutations found in

LKB1 are inactivating. Tumors carrying the LKB1 gene mutations yet not showing

LINC00473 induction could have intact LKB1 function if the mutations do not impair

LKB1 function. For example, one of the tumors with LKB1 F354L mutation, which was

predicted not to have damaging effects on LKB1 function based on PolyPhen-2

prediction (107), showed undetectable LINC00473 expression. In addition, negative

LINC00473 staining was found in several other cancer types and tissues including

prostate cancer, IDC breast, large cell Lymphoma, hepatocellular carcinoma, colon

adenocarcinoma and osteosarcoma as well as placenta, tonsil, and normal spleen (n=1;

data not shown). These data strongly indicate that LINC00473 is low or undetectable in

normal lung tissues but exhibits elevated expression in the subset of lung NSCLC

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specifically with functional LKB1 inactivation, indicating that LINC00473 is a potential

robust surrogate biomarker for LKB1 functional status in lung cancer.

Elevated LINC00473 Expression Is Associated With Tumor LKB1 Mutations And Correlated With Poor Prognosis In TCGA Lung Adenocarcinomas

To investigate any potential association between LINC00473 expression, LKB1

mutation status, and clinical data of lung cancers, I examined a lung adenocarcinoma

(LUAD) RNAseq dataset from The Cancer Genome Atlas (TCGA) (101). I observed a

subset of lung cancers with outlier LINC00473 expression (90 percentile rank) and a

significant difference in LINC00473 expression between tumors (either paired n=57 or

unpaired n=454) and normal tissues (n=57) (Figure 4-5F). LUAD samples with high

LINC00473 expression were enriched with LKB1 gene-level non-silent mutations and

somatic mutation SNPs and small INDEL within the LKB1 gene coding regions (Figures

S5). LINC00473 expression was not associated with KRAS and TP53 gene mutations

(Figures 4-7). Moreover, the difference in LINC00473 expression between LKB1 wt and

LKB1 mutant populations was more significant compared to SIK1 or LKB1 expression

(Figure 4-8). LINC00473 expression was positively correlated with LKB1-loss gene

signature (103) and inversely correlated with LKB1 expression, and such correlations

were more significant in comparison to SIK expression and LKB1 expression (Figures 4-

9). These data support a strong association of LINC00473 expression with the LKB1

inactivation in LUAD samples.

Kaplan-Meier survival analysis showed highly significant difference in overall

survival between high expression (n=48) and low expression (n=421) groups (p<0.001,

Figure 4-5F). The elevated LINC00473 expression significantly correlated with a shorter

survival time in LUAD patients (< 50 months). When analyzing those tumors with the

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available data on LINC00473 expression, LKB1 mutations, and clinical information, I

observed that LKB1 mutation status was not significantly associated with survival, but

high LINC00473 expression was associated with a poor survival within both LKB1-wt

and mutant groups (Figure 4-10). These data indicate that LINC00473 has a prognostic

value and may play an important role in cancer progression.

LINC00473 Expression Is Promoted By LKB1-Loss-Induced CRTC/CREB Activation

High LINC00473 expression has a positive correlation with LKB1 functional

inactivation in NSCLC cell lines and human primary tumors, suggesting that LKB1

inactivation leads to increased expression of LINC00473. To further examine LKB1

regulation of LINC00473 expression, I first tested whether cellular LKB1 levels directly

impacted LINC00473 expression. I observed that introduction of exogenous LKB1 in

LKB1-null cancer cell lines (H157, A549) resulted in a significant decrease in

LINC00473 transcript level (Figure 4-11A), whereas shRNA-mediated depletion of

endogenous LKB1 expression in LKB1-positive cells (H3123, H322) led to an increase

in LINC00473 level (Figure 4-11B). Therefore, modulating cellular LKB1 protein

expression affects LINC00473 expression in NSCLC cells.

LKB1 regulates multiple downstream AMPK family members, influencing multiple

signaling pathways (66). Our lab previously showed that loss of LKB1 expression

resulted in dephosphorylation and nuclear entry of CRTC transcriptional co-activators

and subsequent CREB-mediated transcriptional activation in both lung and esophageal

cancer cells (54, 108). LINC00473 was transiently up-regulated in response to cAMP

signaling in human ocular ciliary smooth muscle cells (109). The LINC00473 gene

contains 2 CRE (cAMP-responsive element) half sites within the proximal promoter

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region. To test whether the loss of LKB1 induces CRTC-CREB activation and promotes

LINC00473 expression, I first depleted CREB using lentiviral-mediated shRNAs or

expressed a dominant negative form of CRTC (dnCRTC) that interferes with CRTC-

CREB interaction. I detected a reduction in LINC00473 transcript level in CREB-

depleted or dnCRTC-expressing A549 cells (Figures 4-11C, 4-12). LKB1 over-

expression further blocked LINC00473 expression (Figure 4-12). These data

demonstrate that LINC00473 is regulated by LKB1 loss and CRTC/CREB activation.

Next, I cloned the proximal LINC00473 promoter sequence (−523 to +88)

encompassing 2 CRE sites into the upstream region of a luciferase reporter (pGL3

basic) (Figure 4-11D) and then determined LINC00473 promoter activity by modulating

LKB1–CRTC-CREB signaling. I observed that the LINC00473 promoter reporter was

significantly repressed by over-expression of LKB1, but not LKB1 kinase-dead mutant

K78I when transfected in LKB1-deficient A549 cells (Figure 4-11E). Moreover, promoter

activity was significantly inhibited by expression of A-CREB (Figure 4-11F), a dominant-

negative mutant that specifically blocked CREB binding to DNA (110, 111). Also, the

LINC00473 promoter reporter was activated by over-expression of CRTC1 and to a

larger extent, by constitutively activated form of CRTC1 (S151A) (Figure 4-11G). Finally,

chromatin immunoprecipitation (ChIP) assays demonstrated that CRTC1 and CREB

were enriched in the LINC00473 promoter region spanning the CRE sites (Figure 4-

11H). Overall, these data suggest that LINC00473 transcription is directly induced by

CRTC-CREB activation in LKB1-inactivated NSCLC cells.

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In Vitro And In Vivo Approaches Revealed Critical Functions Of LINC00473 In The Growth Of LKB1-Null Lung Cancer Cells.

High LINC00473 expression correlated with poor survival of lung cancer patients

(Figure 4-5G), indicating a role of LINC00473 in cancer progression. Therefore, I

investigated functional significance of sustained LINC00473 expression in LKB1-

inactivated NSCLC cells. I first determined the functional impact of LINC00473 depletion

on cell growth and survival using two independent lentiviral pLKO.1-based shRNAs

targeting exon 2 of LINC00473 tv1 (shLINC00473-2 and -4). I found that two

shLINC00473 caused approximately 90% reduction in LINC00473 transcript levels in

A549 cells at 96 hours after lentiviral infection (Figure 4-13A). The shLINC00473–

expressing as well as scrambled shRNA control (shCtl)-expressing cells were

subsequently assayed for cell growth and survival. LINC00473 knockdown reduced cell

proliferation and enhanced apoptosis in LKB1-null A549 cells (Figure 4-13B and C).

Similar effects of LINC00473 depletion on LKB1-null NSCLC cell line H157 were also

observed (Figure 4-14). Conversely, exogenous LINC00473 over-expression via

retroviral transduction in LKB1-wt H522 lung cancer cells resulted in a moderate, yet

significant increase in cell proliferation (Figure 4-15). These data demonstrate that

LINC00473 is essential for maintaining LKB1-inactivated lung cancer cell growth and

survival.

I next determined the effect of LINC00473 depletion on the growth of NSCLC

xenografts. The luciferase-expressing A549 (A549-luc) cells were transduced with

lentiviral-based shLINC00473 or scrambled shRNA control for 72 hours, and then equal

numbers of LINC00473-depleted and control cells were implanted to NOD.SCID mice

by subcutaneous injection. I observed that LINC00473 depletion significantly reduced

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the tumor size and weight, and blocked the growth of A549-luc xenografts over time

(Figure 4-13D-F). IHC analysis showed that LINC473-depleted xenograft tumors

contained a reduced number of cells that were positive for the cell proliferation marker

Ki-67 (Figure 4-13G). Similarly, deletion of LINC0473 expression decreased the growth

of H157 xenografts in NOD.SCID mice (Figure 4-14). Therefore, both in vitro and in vivo

evidence supports critical functions of LINC00473 in regulating lung cancer growth and

survival.

LINC00473 Is A Nuclear LncRNA And Functions As A Regulator Of Gene Expression In Part Through Interacting With NONO And Modulating CRTC/CREB Transcription.

The molecular mechanisms underlying LINC00473 functions are unknown.

Studies have indicated that lncRNAs may be involved in various processes, including

transcription, splicing, post-transcriptional regulation, organization of protein complexes,

cell-cell signaling, and allosteric regulation of proteins (112). Knowledge of subcellular

localization for lncRNAs can provide a clue for lncRNA functions. I observed nuclear

localization of LINC00473 transcripts in FFPE human lung cancer specimens using

customized LINC00473 probes in RNAscope RNA-ISH assays (Figure 4-5C). To

validate LINC00473 as a nuclear lncRNA, we performed subcellular fractionation assay

and RNA fluorescence in situ hybridization (RNA-FISH). For fractionation assay, we

prepared cytoplasmic and nuclear fractions and determined LINC00473 transcript levels

in both fractions. By comparing with the respective cytoplasmic (tRNA) and nuclear (U6)

controls, we confirmed that LINC00473 is enriched in the nuclear fraction (Figures 4-

16A and B). For RNA-FISH, I hybridized fixed cells with a mixture of 27 oligonucleotide

probes (20-mer) targeting LINC00473, with each probe linked with a single Quasar 570

fluorophore. I observed positive nuclear signals with 1-2 distinctive dot-like structures as

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well as less intense, diffuse signals outside the dots (Figure 4-16C). LINC00473 signals

were undetectable when hybridizations were performed in the presence of RNase

(Figure 4-17A), indicating that the signal detection was RNA-dependent. Moreover,

exogenous LINC00473 showed similar nuclear localization when over-expressed in

LKB1-wt H522 cells (Figure 4-17C). These data strongly support that LINC00473 has

distinct nuclear localization and likely participates in nuclear functions.

To investigate LINC00473-interacting proteins, we performed a RNA pull-down

assay followed by a proteomic analysis of the LINC00473-associated protein complex in

A549 cells. We incubated the in vitro transcribed LINC00473 bound to beads with A549

nuclear extracts to purify RNA-protein complex. The LINC00473-associated protein

complex components were separated by SDS-PAGE (Figure 4-18A) and the protein

identity was revealed by mass spectrometry (MS). A notable protein was a known

CRTC interacting protein, NONO (93), with 115 peptides detected in this MS analysis

(Table 4-8). To validate the physical interaction between LINC00473 and NONO, we

performed RNA pull-down followed by Western blotting with NONO antibodies. NONO

was readily detected in LINC00473 RNA pull-down complex but not in the control

samples including LINC00473 antisense RNA (AS), lncRNA MEG3 and beads only

(Figure 4-18B). We also performed a RNA immune-precipitation (RNA-IP) for the RNA-

NONO complex using NONO antibodies and measured the amount of LINC00473

associated with NONO immune-precipitates. The immune-precipitated NONO protein

levels were confirmed by Western blotting (Figure 4-18C). The qRT-PCR results

showed significant enrichment of LINC00473, but not the negative control ASNS in

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NONO immune-precipitates (Figure 4-18D). These data indicate that NONO is an

Lnc473-associated protein.

NONO interacts with CRTC co-activators upon cAMP stimulation, which is

essential for CREB-mediated transcription (93). Since LINC00473 physically interacted

with NONO, I hypothesize that LINC00473 regulates NONO recruitment to CRTCs and

promotes subsequent activation of CREB target gene transcription. To test this

hypothesis, I determined the interaction of NONO and CRTC when LINC00473 was

either depleted or over-expressed using mammalian two-hybrid assays. I observed that

depletion of LINC00473 caused a reduced interaction of gal4-NONO and CRTC1, which

was indicated by reduced activation of a Gal4 promoter reporter (Figure 4-18E).

Conversely, enhanced LINC00473 expression promoted NONO-CRTC1 interaction

(Figure 4-18F). These data suggest that LINC00473 facilitates the recruitment of NONO

to CRTC and subsequently promotes CREB-mediated transcription. To further examine

whether LINC00473 regulates endogenous CRTC/CREB target genes, I performed

gene expression analysis in scrambled shRNA control and LINC00473-depleted A549

cells as well as in vector control and LKB1-expressing A549 cells in Nanostring assays.

LINC00473 depletion impaired expression of several known and potential CRTC/CREB

targets including CTH, CPS1, DUSP4, FGA, NR4A2, PDE4B, PDE4D, PTGS2,

PTP4A1, SIK1, SLC7A2, TESC and TFF1, whose expression were induced by LKB1

loss (Figure 4-18G). Moreover, NEDD9, a CRTC-CREB target gene implicated in

regulating cell proliferation and metastasis (113) was down-regulated in LINC00473-

depeleted A549 cells, although its expression was not significantly different between

LKB1-mut and –wt cell lines (Figure 4-19). Furthermore, quantitative RT-PCR analysis

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showed that expression of exogenous LINC00473 in LKB1-wt H522 significantly

promoted transcription of CREB target genes such as CPS1, PDE4B, PTGS2 and

PDE4D (Figure 4-17C). All these data support a model where LINC00473 acts as a co-

activator with CRTC/CREB in a positive feedback mechanism to maintain high steady-

state levels and induce expression of other LKB1-regulated targets (Figure 4-20).

Discussion

Lung cancer is the leading cause of cancer death. Progress in lung cancer

treatment improvements will require improved predictive biomarkers so that cancer

patients can be provided with the most effective treatments available as well as a larger

repertoire of therapeutic targets. In this study, I discovered a novel lncRNA (LINC00473)

whose elevated expression was highly associated with loss of the tumor suppressor

LKB1 gene function, one of the most common mutational events in lung cancer. Our

gene expression and functional data strongly support the potential utility of LINC00473

as a biomarker and as a therapeutic target for lung cancers with impaired LKB1

signaling. Moreover, I provide mechanistic insights into LINC00473 as a critical nuclear

regulator of gene expression in lung cancer.

Recent studies reveals that specific lncRNA expression is associated with

disease state (85, 114), strongly supporting the utility of lncRNAs in clinical diagnosis

and prognosis. Loss of LKB1 function in NSCLC cells caused differential responses to

therapeutic agents in vitro and in animal studies. LKB1 inactivation sensitized NSCLC

cells to the metabolism drug phenformin and a COX2 inhibitor while conferred

resistance to PI3K/Akt and MEK inhibitors (75-78). However, no specific effective

treatments are currently available for patients with LKB1-deficient lung cancer. One big

barrier is the lack of reliable assessment for tumor LKB1 inactivation that can be used in

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clinical trials for patient selection and treatment evaluation. Current clinical LKB1

analysis includes evaluation of LKB1 mutations through sequencing 9 coding exons and

flanking region of the LKB1 gene as well as immunohistochemistry (IHC) assay of LKB1

protein expression. However, LKB1 functional inactivation could result from mutations

across the entire LKB1 gene, epigenetic silencing, or post-translational inactivation (81,

83, 115), posing a great challenge to detect LKB1 functional loss through direct

genomic sequencing. Also, not all LKB1 mutations impair LKB1 functions. LKB1 IHC

assay was shown for specific detection of LKB1 protein loss (116); however, those

LKB1 antibodies used were not highly specific. Recently, a 16-gene signature was

reported to be capable of predicting tumor cells with LKB1 inactivation (103), yet

expression of those individual genes is not completely correlated with the tumor LKB1

status and combined scoring of multiple genes for individual tumors require complicated

analysis.

In this study, I observed that LINC00473 is consistently the most highly induced

gene in LKB1-inactivated primary NSCLC samples and derived cell lines, supporting

that LINC00473 expression could be used for predicting LKB1 functional status in

clinically relevant FFPE tumor specimens. There are advantages of using LINC00473

as a surrogate marker for tumor LKB1 functional inactivation. First, LINC00473

expression is a functional readout for LKB1 inactivation; thus LINC00473-based

detection will be advantageous over direct sequencing of the entire LKB1 gene or IHC

analysis of LKB1 protein detection. I observed a subset of human lung tumors without

detectable mutations in the coding region of the LKB1 gene showed positive staining for

LINC00473. These tumors likely reflect scenarios where functional LKB1 inactivation is

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caused by epigenetic affects such as promoter hypermethylation or functional

suppression by other mechanisms, including alterations in other components of the

LKB1 pathway. For example, BRAF activating mutations were shown to suppress LKB1

kinase activity and thus inactivated LKB1 signaling (81). On the other hand, a subset of

tumors with LKB1 mutations had non-detectable LINC00473 expression. One possibility

is that these tumors have LKB1 mutations yet such mutations have no significant impact

on LKB1 functions. Also, tumor cells having the mutation(s) on one allele of the LKB1

gene may express sufficient level of functional LKB1 proteins. Second, a significant

number of LKB1-wt stromal cells within tumors can obscure detection of LKB1-null

tumor cells in LKB1 IHC studies. Since LINC00473 normally expresses at a low or

undetectable level but at a significantly high level in LKB1-inactivated cells, detection of

up-regulated LINC00473 expression will not be affected by the presence of stromal

cells. Third, LINC00473 has sufficiently high expression in LKB1-inactivated lung cancer

and can be detected in biopsy specimens in the clinic. We present “proof of concept”

data showing that both Nanostring-based expression assay and RNAscope-based RNA

ISH can be used for LINC00473 detection in clinically relevant FFPE tumors. The

Nanostring-based assay is rapid and reproducible in clinical laboratories, and provides

quantitative expression scores. The RNAscope-based assays, while requiring subjective

scoring due to variable levels of staining signals, can allow colorimetric detection of

LINC00473-expressing tumor cells to infer LKB1 functional status. Such transcript-

based tests, capable of detecting pathway activity, are of special importance for tumor

suppressor gene detection, as histologically clinical diagnosis based on LKB1 IHC and

DNA mutation assays are more difficult as compared to activated oncogene detection.

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Our data suggest that LINC00473 expression-based test could be developed for scoring

tumors with LKB1 functional loss, which can be integrated with clinical trial design for

patient selection and treatment decision. In the future, it will be important to identify the

specific mechanisms underlying LKB1 silencing in the subset of “LKB1-wt, LINC00473-

positive” tumors or intact functional LKB1 signaling in “LKB1-mutant, LINC00473-

negative” tumors. Due to the limited size and complexity of working with stored primary

tumors with heterogeneous stromal contamination, this effort will require extensive

follow-up studies using fresh samples at the genomic, epigenomic, and expressional

levels.

Patients with high LINC00473-expressing lung cancers had worse survival,

suggesting that LINC00473 likely confers lung cancer cells with aggressive behaviors.

Interestingly, a significant number of lncRNAs in human genome seem to have arisen

within the primate lineage based on sequence conservation (117) and LINC00473

belongs to this group. It is unclear whether LINC00473 may contribute to any unique

features associated with human cancers. The functional data strongly indicate an

essential role for LINC00473 in maintaining human NSCLC cell growth and survival.

LINC00473 has low or undetectable expression in normal tissues; therefore, targeting

LINC00473 expression is an attractive approach of specifically blocking lung cancer

without significantly affecting normal tissues. Currently, anticancer drugs mainly target

DNA or proteins in tumor cells. Therapeutic development for RNA-based targeting is in

the infancy but various new approaches are being explored such as antisense

oligonucleotides and RNA interference (RNAi). Progress has been made to improve

delivery and specificity. For example, first proof of principle RNAi therapeutics based on

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RNAi and lipid nanoparticles (LNP) has been tested in humans (118), supporting further

development of RNA targeting drugs in treating cancers. Therefore, approaches for

targeting LINC00473 expression for blocking NSCLC should be further investigated.

I identified an upstream LKB1-CRTC-CREB signaling axis directly controlling

LINC00473 transcription. LINC00473 expression is strongly tied with the LKB1 signaling

in different cellular context, as I observed that up-regulation of LINC00473 is tightly

linked with the LKB1 functional status in spite of many other gene mutations co-existing

in cancer cells. Future detailed analysis of the LINC00473 promoter/enhancer is

necessary to gain insights into the tight, specific regulation by the LKB1 pathway.

LINC00473 is a nuclear lncRNA. The distinct nuclear pattern of LINC00473 is intriguing.

Mechanistically, LINC00473 promotes the recruitment of NONO to CRTCs and

enhances transcriptional activation of CREB-mediated transcription. Our data thus

identified one novel function for LINC00473 in assisting with the recruitment of critical

factors to assemble active CRTC-CREB transcription complexes and promote

transcription, elucidating a potential positive feedback mechanism for LINC00473 in

regulating gene expression. These data are consistent with the finding that LINC00473

depletion attenuated a set of genes that are induced by LKB1 loss, suggesting that

LINC00473 likely mediates certain effects of the loss of LKB1 tumor suppression. It

should be noted that LINC00473 appeared to have a negative feedback regulation in

normal cells after cAMP stimulation, as LINC00473 RNAi caused moderate

transcriptional upregulation of cAMP signaling-responsive genes in response to an EP2

agonist (109). The molecular action of LINC00473 in regulating cAMP/CREB signaling

should be further investigated and compared between normal cells with low if not

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undetectable basal LINC00473 expression and cancer cells with sustained high

LINC00473 expression. Finally, LINC00473 most likely has other mechanisms that

contribute to its regulatory functions. Elucidation of the endogenous chromatin-

associated LINC00473 binding sites as well as downstream target genes will provide

mechanistic insights into the roles of this lncRNA in lung tumorigenesis.

In summary, I identified a novel nuclear lncRNA LINC00473 whose expression

has the potential utility in classifying the LKB1 functional status in human NSCLC and is

associated with poor patient survival. Sustained LINC00473 expression is essential for

maintaining NSCLC cell growth and survival, supporting that targeting LINC00473 is an

effective strategy to specifically block NSCLC growth. Finally, I identified a novel

function for Lnc473 in regulating gene expression. Collectively, this study reveals

mechanistic insights into the roles of Lnc473 in lung cancers and supports Lnc473 a

biomarker and a therapeutic target for LKB1-inactivated lung cancer.

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Figure 4-1: LncRNA profiling revealed that LINC00473 is induced by LKB1 loss in NSCLC cells. (A) Western blotting analysis of expression of LKB1 wild-type (wt) or kinase-dead K78I mutant in transduced LKB1-null lung adenocarcinoma A549 cells. A549 cells infected with pBabe vector retroviruses were used as controls (Ctl). (B, C) Volcano plots show differentially expressed lncRNAs after expression of LKB1 wt (B) or LKB1 K78I mutant (C) in A549 cells by lncRNA microarray (V3.0) analysis. The cutoff criteria were fold-change of ≥2 and p<0.05. (D) A volcano plot shows differentially expressed lncRNAs in two LKB1-null cell lines (A549 and H460) as compared with two LKB1-wt cell lines (H322 and H3123). (E) A heatmap shows expression levels of several LKB1-regulated protein-coding and non-coding genes measured in Nanostring assays. (F and G) Two LINC00473 transcript variants (tv1: NR_026860 and tv2: NR_026861) show significantly elevated expression in LKB1-mutant groups as compared to LKB1-wt groups based on the Nanostring assays. (H) CCLE data analysis identified NSCLC cell lines (n=130) with outlier LINC00473 expression levels. (I) Enhanced LINC00473 expression was significantly associated with LKB1 mutations in CCLE NSCLC cell lines.

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Figure 4-2: LKB1 wt protein, but not LKB1 K78I mutant, was capable of activating AMPK signaling. LKB1-null A549 cells transduced with pBabe empty vector (Ctl), LKB1-K78I, or LKB1-wt retroviruses were cultured in glucose-free culture medium for 2 hours. Cell lysates were harvested for immunoblotting to assess the levels of p-AMPK [Phospho-AMPKα (Thr172)] and p-ACC [Phospho-Acetyl-CoA Carboxylase (Ser79)] and their respective total proteins. Enhanced p-AMPK and p-ACC, indicative of AMPK activation, were only observed for A549 cells expressing LKB1-wt protein, but not control or K78I mutant under no glucose conditions. These data indicate that LKB1 K78I is a kinase-dead mutant.

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Figure 4-3: RACE and coding potential analyses of LINC00473 transcripts. (A) Schematic representation of LINC00473 gene. (B) The fragments amplified in 5’ and 3’ RACE reactions from RNA samples from two LKB1-null A549 and HeLa cells were run on the agarose gels. (C) RACE assays identified 3 LINC00473 transcript variants, tv1.1, tv2.1 and tv2.2, but not two annotated transcripts. (D) Coding Potential Calculator (CPC) analysis suggested that LINC00473 is a non-coding RNA. (E) PhyloCSF predicted that LINC00473 has no protein coding potential.

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Figure 4-4: Expression analyses of LINC00473 and SIK1 genes in LKB1-wt and LKB1-

mut lung NSCLC cell lines. (A) Western blotting analysis of LKB1 protein expression in a panel of human NSCLC cell lines. The mouse monoclonal anti-LKB1 antibody (CST-3050) was used. The β-Actin protein was used as a loading control. (B) The qRT-PCR assays showed significantly increased LINC00473 tv1 expression in 7 LKB1-null (mut) cell lines as compared with 7 LKB1-wildtype (wt) cell lines (p<0.001). (C) The qRT-PCR assays showed significantly increased SIK1 expression in 7 LKB1-null (mut) cell lines as compared with 7 LKB1-wildtype (wt) cell lines (p<0.01). However, two LKB1- null cell lines (H23 and H157) had relatively low expression of SIK1. (D) SIK1 expression was significantly enhanced in LKB1-mutant lung NSC cell lines (n=32) compared to LKB1-wt cells (n=59) based on CCLE data analysis.

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Figure 4-5: Enhanced LINC00473 expression is highly correlated with human lung adenocarcinoma with LKB1 mutational status and associated with poor survival. (A) A heatmap shows gene expression levels in RNA samples isolated from 5 LKB1-wt and 5 LKB1-mut FFPE LUAD samples in Nanostring assays. (B) Expression of LINC00473 transcript variant (tv1), but not tv2, was significantly different between LKB1-wt and -mut groups. (C, D) Representative images for tumors with LINC00473 positive (C) and negative (D) signals based on RNAscope detection on FFPE LUAD sections. (E) Survey of human LUAD arrays indicated that 0% of normal lung tissues, 10.11% of NSCLC tumors with annotated wild-type LKB1, and 55.54% of NSCLC tumors with annotated LKB1 mutations were positive for LINC00473 expression. (F) TCGA-LUAD dataset showed outlier LINC00473 expression in matched tumor (T) (n=57) compared to adjacent normal tissues (N) (n=57) as well as unpaired tumor (UT) (n=454). (G) Kaplan-Meier survival analysis of high LINC00473 expression (n=48) and low LINC00473 expression (n=421) in lung cancer patients (p<0.001).

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Figure 4-6: Detection of LINC00473 expression in FFPE specimens by RNA in situ hybridization using RNAscope® 2.0 High Definition (HD) assays. (A, B) Positive LINC00473 signals were detected in LKB1-null A549 xenograft (A), but not in LKB1-wt H522 xenograft (B) using RNAscope HD brown assays. (C) Positive LINC00473 signals were detected in LKB1-null A549 xenograft tumor using RNAscope HD red assay (Left panel). Positive signals for the housekeeping PPIB gene indicated tissues with good RNA quality (Right panel). (D, E) Positive LINC00473 signals were detected in LKB1-null A549 cell pellet, but not in LKB1-expressing H322 cell pellet. Both cell pellets showed positive signals for the housekeeping PPIB gene expression. (F) A representative case of normal human lung tissues (n=38) showing negative LINC00473 signals. (G, H) Representative cases of LKB1 wildtype (wt) lung adenocarcinomas (n=89) showed negative (n=80) (G) or positive LINC00473 signals (n=9) (H). (I, J) Representative cases of LKB1 mutated (mut) lung adenocarcinomas (n=22) showed negative (n=10) (I) or positive LINC00473 (n=12) signals (J). All cases (F-J) were positive for expression of the housekeeping gene PPIB.

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Figure 4-7: Human lung adenocarcinomas with high LINC00473 expression were

enriched with mutations in the LKB1 gene coding region. (A) Expression patterns of LINC00473 and other genes in TCGA LUAD samples. Data was sorted by normalized expression value. Samples with high expression are colored red, samples with low expression are colored green, and samples with no expression data are colored grey. (B) LKB1 gene-level non-silent mutations in LUAD samples. Red means that a non-silent mutation was found in the gene. White means that no such mutation was found. Gray means that the sample has no data. (C) Somatic mutation SNPs and small INDELs in LKB1, KRAS and TP53 genes in LUAD samples. Each colored dot shows a mutation along the transcript with each line being its own sample. Red indicates that the mutation is likely to prevent a functional protein from being made (nonsense mutations, frame shift, etc). Blue indicates that the protein is likely to be made, but may have an altered function (missense mutation, etc). Green indicates that the protein is unlikely to be affected (such as synonymous).

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Figure 4-8: Box plots show expression levels of LINC00473 (A), SIK1 (B), and LKB1 (C) genes in LKB1 mutant (Mut) and wildtype (Wt) human lung adenocarcinomas. The LUAD level 3 RNAseqv2 normalized data were downloaded from TCGA along with the Meta-Data for each patient. The RNA-seq gene expression data were combined with DNA-sequencing data to compare gene expression to LKB1 mutational status. There were 479 patients with DNA-sequencing information: 402 were WT and the other 77 were LKB1 mutant. The p-value was generated by a two tailed, independent t-test. The data indicate that LINC00473 expression is a more significantly variant between LKB1 WT and Mutant than SIK1 or LKB1.

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Figure 4-9: Analysis of the correlation between LINC00473 Expression, the LKB1-Loss

Signature, LKB1 Expression, and SIK1 Expression. (A) Correlation of LINC00473 Gene Expression to LKB1-Loss Signature; (B) Correlation of LINC00473 Gene Expression to LKB1 Gene Expression; (C) Correlation of SIK1 Gene Expression to LKB1-Loss Signature; (D) Correlation of LKB1 Gene Expression to SIK1 expression; (E) Correlation of LKB1 Gene Expression to LKB1 Loss Signature. The data indicate that LINC00473 expression is more positively correlated with the LKB1-loss signature than SIK1 expression. The data also show that LKB1 expression is more significantly inversely correlated with LINC00473 expression than that of SIK1 expression and LKB1 expression is significantly inversely correlated with the LKB1 loss signature.

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Figure 4-10: Kaplan-Meier survival analyses showed that high LINC00473 expression, but not LKB1 mutations in the coding regions, was associated with poor prognosis. (A) LKB1 mutation status was not significantly associated with survival. The tumors in TCGA-LUAD dataset with the available data on LKB1 mutations and clinical information were analyzed. (B, C) High LINC00473 expression was associated with a poor survival in both LKB1 wt and mutant groups. The tumors in TCGA-LUAD dataset with the available data on LINC00473 expression, LKB1 mutations, and clinical information were analyzed.

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Figure 4-11: LINC00473 expression is regulated by LKB1-CRTC1-CREB signaling axis.

(A) The qRT-PCR analysis showed that LINC00473 expression was significantly reduced in two LKB1-null NSCLC cell lines (H157 and A549) after the transduction with LKB1 retroviruses (LKB1) for 96 hours, with cells transduced with vector retroviruses (Ctl) as controls. Western blotting confirmed LKB1 expression (n=3, **p<0.001). (B) LINC00473 expression was enhanced upon LKB1 shRNA lentiviral infection in two LKB1-wt NSCLC cell lines (H3123 and H322) (n=3, *p<0.05 and ***p<0.0001). (C) LINC00473 expression was significantly reduced in A549 cells after the transduction with 2 independent CREB shRNAs (n=3, *p<0.05). (D) A schematic representation of the LINC00473 promoter reporter was shown. (E) Expression of LKB1, but not the kinase-dead K78I mutant in LKB1-null A549 cells caused significant repression in LINC00473 promoter reporter activity (n=3, *p<0.05). (F) Expression of A-CREB in A549 cells significantly inhibited the LINC00473 promoter activity (n=3, *p<0.05). (G) Expression of wt or constitutively activated CRTC1 (S151A) increased the LINC00473 promoter activity in LKB1-expressing H322 cells (n=3, **p<0.001 and ***p<0.0001). (H) ChIP analysis indicated that CREB and CRTC1 were significantly enriched on the LINC00473 promoter encompassing the CRE half sites in A549 cells (n=3, *p<0.05 and ***p<0.0001).

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Figure 4-12: Regulation of LINC00473 expression by the LKB1/CRTC/CREB signaling

axis. (A) CREB knockdown via two lentiviral-mediated shRNAs in A549 cells reduced LINC00473 expression, and LKB1 over-expression further blocked LINC00473 expression by qRT-PCR analysis. (n=3, *p<0.05, **p<0.001 and ***p<0.0001). (B) Western blotting confirmed CREB knockdown and LKB1 expression. (C) Retroviral-mediated expression of a dominant negative form of CRTC (dnCRTC-GFP: CRTC1 1-55aa fused to nls-GFP cloned in the retroviral pMSCV vector) in A549 cells reduced LINC00473 expression, and LKB1 over-expression further blocked LINC00473 expression. (n=3, *p<0.05 and ***p<0.0001) (D) Western blotting confirmed dnCRTC-GFP expression and LKB1 expression in A549 cells.

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Figure 4-13: Depletion of LINC00473 expression in LKB1-null NSCLC cells causes

reduced cell growth and survival in vitro and in vivo. (A) Luciferase-expressing A549 cells were infected with two independent lentiviral-based LINC00473 shRNAs and the scrambled shRNA control (shCtl), respectively. Transduced cells were harvested 96 hours later, and LINC00473 expression was quantified by qRT–PCR (n=3, *p<0.05). (B, C) Transduced cells at 96 hours post-transduction were cultured at 2×105 per well in 6-well plates for another 96 hours and viable cell number was measured using Trypan blue assay (B) and apoptotic cells were detected by Annexin V/PI staining (C) (n=3, *p<0.05 and **p<0.001). (D, E, F) A total of 1×106 A549-luc cells after transduction with shLINC00473 or shCtl for 72 hours were injected subcutaneously to the dorsal flanks of NOD-SCID mice. Representative bioluminescent images of mice injected with shCtl or shLINC00473 A549-luc cells (D) and the weights of excised tumors (E) at the end points were shown. Tumor growth was shown at different days after tumor cell injection (F). (*p<0.05, **p<0.001 and ***p<0.0001). (G) Immunohistochemical staining of A549-control and A549-shLINC00473 xenograft tumor sections with Ki-67 antibody.

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Figure 4-14: Knockdown of LINC00473 expression in LKB1-null human NSCLC H157

resulted in reduced cell growth and survival in vitro and in vivo. (A) LKB1-null human NSCLC H157 cells were infected with lentiviral-based LINC00473 shRNAs and the scrambled shRNA control (shCtl), respectively. Transduced cells were harvested 96 hours later, and LINC00473 expression was quantified by qRT–PCR (n=3, *p<0.05). (B, C) Transduced cells at 96-hours post-transduction were cultured at 5×105 per well in 6-well plates for another 96 hours and viable cell number was measured using Trypan blue assay (B) and apoptotic cells were detected by Annexin V/PI staining (C) (n=3, *p<0.05). (D, E, F) A total of 1×106 H157 cells after transduction with shLINC00473 or shRNA control for 72 hours were injected subcutaneously to the dorsal flanks of NOD-SCID mice (control shCtl n=5 and shLINC00473 n=6). The excised tumor (D) and the tumor weights (E) were shown at the end points were shown. Tumor growth was measured at different days after tumor cell injection (F) (**p<0.001).

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Figure 4-15: Overexpression of LINC00473 in LKB1-wt lung human NSCLC cells increased cell proliferation and expression of several CREB target genes. (A) LKB1-wt human lung NSCLC cells (H522) were transduced with pLNCX empty vector or LINC00473 retroviruses and LINC00473 expression was confirmed by qRT-PCR (n=3, **p<0.001). (B) LINC00473 expression resulted in a moderate yet significant increase cell proliferation (n=3, *p<0.05). (C) The qRT-PCR analysis showed that LINC00473 expression enhanced expression of several CREB target genes. (n=3, *p<0.05 and **p<0.001).

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Figure 4-16: LINC00473 shows predominantly nuclear localization with distinct nuclear structures. (A) The transcript levels of LINC00473 and U6 (a nuclear marker) in the nuclear (Nuc) and cytoplasmic (Cyt) fractions obtained from A549 cells were quantified by qRT-PCR assays. (B) LINC00473 transcripts were enriched in nuclear compartment when compared with nuclear marker U6 and cytoplasmic marker tRNA by Northern blotting analysis in three separate nuclear (N) and cytoplasmic (C) fractions obtained from A549 cells. (C) Nuclear localization of LINC00473 was detected by RNA-FISH in A549 cells. LINC00473 RNA-FISH probe sets were labeled with Quasar 570 dyes (red) and nuclei were labeled with the DNA dye DAPI (blue).

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Figure 4-17: LINC00473 showed a distinct nuclear localization pattern. (A) The signal of LINC00473 was not detected by RNA-FISH in A549 cells after RNase treatment. A549 cells were treated with RNase A (50 µg/mL) at 37°C for 1 hour before prior to the hybridization step. The RNA-FISH probe set labeled with Quasar 570 dyes (red) targets the LINC00473 RNAs and the DNA dye DAPI (blue) stains the nuclei. (B) No signal was detected in LKB1–wt H522 cells transduced with pLNCX vector retroviruses for 96 hours. (C) The signal of LINC00473 was detected by RNA-FISH in H522 cells transduced with LINC00473 retroviruses for 96 hours.

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Figure 4-18: LINC00473 is associated with NONO protein and stimulates CRTC-NONO

interaction. (A) Coomassie blue staining of the LINC00473-associated proteins by RNA pull-down in A549 cells. (B) Specific association of LINC00473 RNA with NONO protein was validated through RNA pull-down followed by Western blotting analysis. LINC00473 antisense and MEG RNA were used as controls. (C) Immunoprecipitation of endogenous NONO protein was validated via Western blotting (HC, heavy chain). (D) LINC00473 was significantly enriched in NONO immune-precipitates relative to the IgG control by qRT-PCR assay. ASNS was used as a negative control. (n=3, ***p<0.0001). (E) Depletion of LINC00473 caused reduced CRTC1-NONO interaction. A549 cells, after the transduction with LINC00473 shRNA (shLINC00473-2 and 4) or the scramble shRNA lentiviruses (Ctl) for 72 hours, were co-transfected with Gal4-NONO, pSG5-luc (a firefly luciferase reporter containing GAL4-binding sites), pEF-RL (Renilla luciferase) as well as vector control or CRTC1. The luciferase activity was measured 24 hours after transfection (n=3, *p<0.05 and **p<0.001). (F) Overexpression of LINC00473 enhanced CRTC1-NONO interaction. HEK293T cells were transfected with GAL4-NONO, CRTC1, pSG5-luc, pEF-RL in the presence of vector or LINC00473 construct. The luciferase activity was determined at 24 hours after transfection. (n=3, **p<0.001 and ***p<0.0001). (G) Relative expression levels of LKB1-regulated genes in shLINC00473- vs. shCtl- A549 cells and in LKB1 vs vector control (Ctl) A549 cells showed that LINC00473 depletion attenuated some common target gene expression induced by LKB1 loss.

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Figure 4-19: NEDD9 is a LINC00473-regulated and CREB-regulated target gene, but its expression shows no significant difference between LKB1 wt and LKB1 mut NSCLC cell lines. (A) NEDD9 knockdown resulted in reduced NEDD9 expression in A549 cells. (B) CREB knockdown led to reduced NEDD9 expression in A549 cells. (C) qRT-PCR assays showed no significant difference (ns) in NEDD9 expression between LKB1-null (mut) and 7 LKB1-wildtype (wt) cell lines (see Figure S3 for cell lines). (ns: not significant). (D) There was no significant difference in NEDD9 expression levels between LKB1-mutant lung NSC cell lines (n=32) compared to LKB1-wt cells (n=59) based on CCLE data analysis.

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Figure 4-20: A model for the molecular basis of LINC00473 induction and the role of

sustained LINC00473 expression as a potential biomarker and prognostic marker, therapeutic target, and gene regulator for LKB1-inactivated NSCLC.

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Table 4-1: Primer and probe sequences used in this study.

Gene Forward primer Reverse primer

Amplicon

(bp)

Lnc473 5' AAACGCGAACGTGAGCCCCG 3' 5' CGCCATGCTCTGGCGCAGTT 3' 134

CREB 5' AGCAGCCACTCAGCCGGGTA 3'

5' ACGTCTCCAGAGGCAGCTTGAA

3' 111

ASNS 5' TGGCTGCCTTTTATCAGGGG 3' 5' TCTGCCACCTTTCTAGCAGC 3' 153

GAPDH 5' CAATGACCCCTTCATTGACC 3' 5' GACAAGCTTCCCGTTCTCAG 3' 106

CPS1 5'GGAAATGTAGTTGCTTTCTTAACCT 3' 5' TTGATGATTTGTGGCATGGGC 3' 73

PDE4B 5' CCGATCGCATTCAGGTCCTTCGC 3' 5' TGCGGTCTGTCCATTGCCGA 3' 96

PTGS2 5' GTTCCCACCCATGTCAAAAC 3' 5' CCGGTGTTGAGCAGTTTTCT 3' 108

PDE4D 5' CTCCTACGCGGTGGAGACC 3' 5' CATCAAAACGCCTGAGTCCC 3' 92

SLC7A2 5' CAGTTGCTGCCACGTTGAC 3' 5' GGCTGGTACCTGAGGATGAG 3' 148

NEDD9 5' GCTGCCGAAATGAAGTATAAGAATC 3' 5' CTTCCAGTCCCCCTGTGTTC 3' 133

Lnc473

promoter 5' AGCAGCCTTGCCAAAGGTC 3' 5' TTTCCCTTTAAGCCGGAGAT 3' 163

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CHAPTER 5 CONCLUSION

In my PhD studies, I investigated the functions and mechanisms of CRTC1-

MAML2 fusion oncogene in human mucoepidermoid carcinoma and long noncoding

RNA LINC00473 in non-small cell lung cancer with LKB1 inactivation. These studies

centered on the aberrant CRTC-CREB signaling in human cancer.

I established a Cre regulated CRTC1-MAML2 transgenic mouse model and

induced the CRTC1-MAML2 fusion expression in the salivary gland to cause salivary

gland tumor development. Importantly, the salivary gland tumors showed typical human

MEC histological characteristics and exhibited a similar gene expression signature to

that of human MEC, suggesting that this mouse model resembles human MEC. This is

the first proof that CRTC1-MAML2 fusion protein plays a direct in vivo role in MEC

carcinogenesis. Our genetically engineered mouse model for human MEC will be a

promising preclinical model in evaluating therapeutic strategies.

Moreover, I studied the gene expression, functions and mechanisms of a novel

long noncoding RNA LINC00473 in human MEC. LINC00473 was identified as the

CRTC1-MAML2 fusion directly regulated target gene. LINC00473 expression was highly

correlated with CRTC1-MAML2 fusion expression in human MEC primary tumors and

MEC-derived cell lines. In addition, LINC00473 expression is essential for fusion-

positive MEC cell growth and survival in vitro and in vivo. These studies indicated that

LINC00473 may serve as a novel biomarker and potential therapeutic target for CRTC1-

MAML2 fusion-positive MEC.

I also studied the aberrant CRTC-CREB signaling in non-small cell lung cancer

especially focused on the gene expression, functions and mechanisms of long

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noncoding RNA LINC00473. I identified LINC00473 is highly associated with LKB1

inactivation in human NSCLC primary samples and derived cell lines. Elevated

LINC00473 expression is correlated with poor survival in patients and is critical for the

growth and survival of LKB1-inactivated NSCLC cells in vitro and in vivo.

Mechanistically, LINC00473 is induced by LKB1 inactivation and then activates CRTC-

CREB signaling. Moreover, LINC00473 is a nuclear lncRNA and interacts with NONO

proteins to enhance CRTC-CREB-mediated transcription. These studies strongly

indicated that LINC00473 expression potentially serves as a robust biomarker for LKB1

functional status prediction in NSCLC and also serves as a novel therapeutic target for

LKB1-inactivated NSCLC.

In summary, my studies demonstrate the important roles of aberrantly activated

CRTC-CREB signaling in human MEC and NSCLC with LKB1 inactivation (Figure 5-1).

My studies help us better understanding of oncogenic mechanisms in cancer and

revealed novel therapeutic targets in human MEC and NSCLC.

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Figure 5-1: A model for aberrant CRTC-CREB activation in cancer cell.

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BIOGRAPHICAL SKETCH

Zirong Chen obtained his Bachelor of Science degree in biology engineering

from the South China University of Technology in China (2002-2006). He worked as a

technician in Daan Gene Co. Ltd, a biotechnology company in China from 2006 to 2008.

He joined the masters’ program in Genetics at Sun Yat-sen University in China in 2008,

under the supervision of Dr. Huangxuan Shen. He completed his thesis and received

his M.S. degree in 2012. He transitioned by becoming a laboratory technician in Dr. Lizi

Wu’s lab at the University of Florida in 2009. He was accepted into the Interdisciplinary

Program (IDP) in Biomedical Sciences, at the University of Florida in 2012, under the

mentorship of Dr. Lizi Wu. He passed his qualifying exam and became an official Ph.D.

candidate in October 2014. He received his Ph.D. degree in August 2016.


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