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FUNDAMENTAL INVESTIGATION OF INKJET DEPOSITION AND PHYSICAL IMMOBILIZATION OF HORSERADISH PEROXIDASE ON CELLULOSIC SUBSTRATES by Sabina Nélida Di Risio A thesis submitted in conformity with the requirements for the degree of Doctor of Philosophy Graduate Department of Chemical Engineering and Applied Chemistry University of Toronto © Copyright by Sabina Nélida Di Risio (2009)
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FUNDAMENTAL INVESTIGATION OF INKJET

DEPOSITION AND PHYSICAL IMMOBILIZATION

OF HORSERADISH PEROXIDASE ON

CELLULOSIC SUBSTRATES

by

Sabina Nélida Di Risio

A thesis submitted in conformity with the requirements for the degree of

Doctor of Philosophy

Graduate Department of Chemical Engineering and Applied Chemistry

University of Toronto

© Copyright by Sabina Nélida Di Risio (2009)

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FUNDAMENTAL INVESTIGATION OF INKJET DEPOSITION

AND PHYSICAL IMMOBILIZATION OF HORSERADISH

PEROXIDASE ON CELLULOSIC SUBSTRATES

Sabina Nélida Di Risio

Doctor of Philosophy

Graduate Department of Chemical Engineering and Applied Chemistry

University of Toronto

2009

ABSTRACT

In this study, novel bio-inks formulated with horseradish peroxidase, HRP, and some

additives were successfully developed for piezoelectric inkjet application. The optimized

bio-ink formulation had a reliable jetting performance and maintained the

biofunctionality before and after printing. The bio-ink also demonstrated a good storage

life for up to 40 days at 4 oC with a negligible loss of biofunctionality. However, it was

observed that some additives used in the bio-ink for obtaining necessary operational

characteristics had detrimental effects on the enzyme activity. Especially, it was found

that various viscosity modifiers typically used in commercial inkjet inks significantly

impaired HRP activity prior to printing. Sodium Carboxymethyl Cellulose was shown to

be an effective viscosity modifier that had no adverse effect on the biological activity of

the HRP enzyme.

Using a confocal scanning fluorescent microscope, a method for characterizing the spatial

distribution of the active enzyme within the cellulosic paper substrates after inkjet

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printing was developed. Interestingly, it was found that the active printed HRP enzyme

was mostly located in the cell walls of the cellulosic fibers instead of near the pigments or

fillers.

In an effort to better understand the fundamental interactions between the enzyme and the

immobilization substrates, HRP adsorption isotherms on various substrate surfaces were

obtained using the depletion method. The substrates included not only pulp fibers with

varying degree of hydrophobicity and pigment and latex (the key materials used in

papermaking), but also other types of cellulosic fibers of different morphologies,

crystallinities, porosities, or surface charge densities. The influence on enzyme

adsorption and inactivation behaviour of these substrates was compared with that of

polystyrene beads (dialysed), which has been well studied in the literature. Results from

this thesis indicated that hydrophobic interactions between the enzyme and the substrate

surfaces had a major impact on the HRP adsorption behavior, while electrostatic

interactions played a minor role. However, strong hydrophobic interactions could lead to

enzyme inactivation. Research findings from this study suggested that cellulosic pulp

fibers could be tailor-made into excellent enzyme immobilization supports by using

existing fiber surface modification techniques.

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ACKNOWLEDGEMENTS

This thesis represents the completion of a journey and the beginning of a new one.

Many people and institutions helped me make this journey and my sincere gratitude is

with them.

I am grateful and indebted to Professor Ning Yan, my advisor, for her outstanding

mentorship. With encouragement, challenges, continuous support and patience Prof. Yan

helped me grow as a scientist and opened the doors for me to exciting research fields. I

have been privileged with her wise guidance, trust and generosity.

I would like to thank the members of my examination committee, Professor Mark

Kortschot, Professor Brad Saville and Professor Ramin Farnood, for the stimulating

discussions and their commitment to my professional development. I also would like to

thank Prof. Edgar Acosta, Prof. Mohini Sain and Prof. Per Claesson, members of my oral

defense examination committees, for their interest in my research and valuable feedback.

The technical assistance of Illya Gourevich, Peter Brodersen, Matthew McDonald,

Andrew Lee, Chong Liang, Kieron Moore, Tony Ung, Candida DaCosta, Syed Abthagir

and Carlos Quijano Solis, in different steps of my experimental work is gratefully

acknowledged. I am thankful to Gordon Sisler and Gail Song from the Xerox Research

Centre of Canada for facilitating the use of their instrument for contact angle

measurements.

The financial support from Sentinel, the NSERC Bioactive Paper Network, and

the University of Toronto is gratefully acknowledged. Being part of Sentinel was an

excellent and rich learning experience and my gratitude is with Professors Robert Pelton,

Christopher Hall, Richard Kerekes, Theo van de Ven and Dr. George Rosenberg for their

vision, leadership, and enthusiastic feedback.

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I am also thankful to Hercules, Omya, BASF, Cordenka and Tembec for

providing samples necessary for this study and to Professors Acosta, Farnood, Kortschot,

Woodhouse, Jia and Chan for facilitating the use of their instruments and labs.

Special thanks go to Professor Douglas Reeve and the staff (Joan, Jacquie, Joan

Chen, Paul, Pauline, Trisha, Gorette, Leticia, Julie, Kathy) at the Department of Chemical

Engineering and Applied Chemistry, as well as Professor Honghi Tran and the staff

(Cindy and Anna) at the Pulp and Paper Center in the University of Toronto for making

my journey pleasant and inspirational.

I am grateful to both my old and my new friends, Eugenia, Humberto, Patricia,

Ingrid, Flor, Olive, Daniel, Carlos, Kevin, Erica, Lorena, and colleagues from labs ES

2008 and WB 419, for generously sharing their time, discussions, prayers, and their

enthusiasms with me.

Esta tesis esta dedicada a mi familia por sus incansables desvelos, su amor

incondicional y soporte continuo durante este y todos mis emprendimientos en la vida.

Esta tesis esta también dedicada a Ernesto, mi compañero en este viaje.

¡Gracias Señor por todas tus bendiciones!

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TABLE OF CONTENTS

ABSTRACT ii

ACKNOWLEDGEMENTS iv

TABLE OF CONTENTS vi

LIST OF TABLES xv

LIST OF FIGURES xvii

LIST OF SYMBOLS AND ABREVIATIONS xxvii

LIST OF SUPLEMENTARY MATERIAL xxxii

Chapter 1 - INTRODUCTION

1.1 - MOTIVATION AND SIGNIFICANCE

1.2 - SCOPE

1.3 - HYPOTHESES

1.4 - OBJECTIVES

1.5 - THESIS OVERVIEW

1

2

3

3

5

Chapter 2 - LITERATURE REVIEW

2.1 - INTRODUCTION TO BIOACTIVE PAPERS

2.2 - ENGINEERING BIOACTIVE PAPERS

2.2.1 - The function: bioanalysis

2.2.2 - The bioagent: a model enzyme

2.2.2.1 - Biomolecules

7

9

9

15

15

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2.2.2.2 - Horseradish peroxidase

2.2.3 - The solid support: cellulose-based fibrous materials

2.2.4 - The deposition system: inkjet technology

2.2.4.1 - Technological options for high speed manufacturing of

bioactive papers

2.2.4.2- Bioprinting: printing bioagents on paper

(a) - Contact Dispensing

(a1) - Gravure

(a2) - Flexography

(a3) - Screen printing

(a4) - Microspotting or pin printing

(a5) - Microstamping or softlithography

(b) - Non contact dispensing

(b1) - Photolitography

(b2) - Electrospray deposition (ESD)

(b3) - Biological laser printing (BioLPTM)

(b4) - Continuous flow microfluidic printing (CFM)

(b5) - Inkjet printing

b.5.1 - Principle of operation, benefits and challenges

b.5.2 - Piezoelectric jetting parameters: jetting cycle and

maintenance operations

b.5.3 - Jetting performance criteria: feasibility and

reliability

b.5.4 - Non conventional applications of inkjet

technology

17

19

21

21

22

22

22

23

23

24

24

25

25

26

28

29

29

29

31

33

34

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b5.5 - Enzyme inkjet printing

2.2.5 - Paper-biomolecule attachment: passive adsorption

2.2.5.1 - Immobilization strategies

(a) - Adsorption

(b) - Entrapment

(c) - Confinement

(d) - Cross-linking

(e) Covalent binding

(f) - Bioaffinity

2.2.5.2 - Paper-enzyme interactions during adsorption

2.2.6 - Detection system: colorimetric

2.3 - EVALUATING BIOACTIVE PAPER PERFORMANCE

2.4 - CONCLUSIONS

36

37

37

40

40

41

41

42

42

43

43

45

47

Chapter 3 - EXPERIMENTAL APPROACH

3.1 - BIO-INK FORMULATION

3.1.1 - Enzyme

3.1.2 - Chromogenic enzyme substrate

3.1.3 - Buffer

3.1.4 - Additives

3.1.5 - Liquid vehicles formulations

3.1.6 - Standard bio-ink formulation

3.1.7 - Viscosity measurements

3.1.8 - Surface tension measurements

3.2 - SOLID SUPPORTS

49

49

49

49

49

50

50

51

51

51

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3.2.1- Fibrous supports for printing

3.2.1.1 - Commercial papers

3.2.1.2 – Handsheets with increasing hydrophobicity

3.2.1.3 - Coating layer

3.2.2 -Supports for adsorption

3.2.2.1 – Model sorbents

3.2.2.2- Treated fibers

3.2.2.2.1- Beating

3.2.2.2.2 - Internal sizing

3.2.2.2.3 - TEMPO-mediated oxidation of ground rayon and

BKSW fiber

3.2.2.2.4 – Surface charge modification using polyelectrolyte

3.2.2.3 – Characterization of model sorbents and treated fibers

3.2.2.3.1 – Surface energy of model sorbents

3.2.2.3.2 – Surface energy of treated fibers

3.2.2.3.3 – Zeta Potential of model sorbents and fibers

3.2.2.3.4 – Scanning electron microscopy (SEM) of model

sorbents and fibers

3.2.2.3.5 – Specific surface area of model sorbents and fibers

3.2.2.3.6 – Carboxylate content of oxidized cellulosic

sorbents

3.2.2.3.7 – X-ray photoelectron spectroscopy of the

handsheets

3.3 - BIO-INK PRINTING

3.3.1-Inkjet printer

51

51

52

53

53

53

54

54

54

54

55

55

55

57

59

59

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60

61

62

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3.3.2- Ink-material compatibility

3.3.3- Control of jetting performance

3.3.4- Jettability test

3.3.5-Printed patterns

3.4 - ENZYME MEASUREMENTS

3.4.1- Activity in solution

3.4.2- Activity in solution (after printing)

3.4.3 - Protein concentration in solution

3.5 - SOLID PHASE BIOANALYSIS OF H2O2

3.5.1-Principle

3.5.2-Color development

3.5.3-Measurement of color response

3.5.4-Bioanalysis calibration

3.6 - ENZYME SPATIAL DISTRIBUTION

3.6.1 - Principle

3.6.2 - New bio-ink formulation

3.6.3 - Inkjet printing and fluorescence development

3.6.4 - Embedding and sectioning

3.6.5 - Confocal laser scanning microscopy (CLSM)

3.7 - ADSORPTION ISOTHERMS

3.7.1 - Enzyme solutions

3.7.2 - Depletion method

3.7.3 - Adsorption isotherm construction

3.7.4 - Inactivation isotherm construction

63

64

64

66

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67

67

68

68

69

69

70

71

71

71

71

72

72

72

72

73

73

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3.7.5 - Modeling of adsorption isotherms

3.7.5.1 - Langmuir’s modeling

3.7.5.2 - Freundlich’s modeling

3.8 - STABILITY MEASUREMENTS

3.8.1 - Bio-ink storage stability

3.8.2 - Bioactive paper storage stability

3.8.3-Adsorbed HRP thermal stability

74

74

75

75

75

75

76

Chapter 4 - INK FORMULATION AND PIEZOELECTRIC INKJET

PRINTING

4.1 - INTRODUCTION

4.2 - SPECIFIC OBJECTIVE

4.3 - RESULTS

4.3.1 - Control of bio-ink surface tension

4.3.2 - Control of bio-ink viscosity

4.3.3 - Bio-ink storage stability

4.3.4 - Printing window for HRP bio-ink

4.3.5 - First drop problem

4.3.6 - Impact of jetting on HRP activity

4.3.7 - Bioactive paper storage stability

4.4 - CONCLUSIONS

77

79

79

79

81

85

86

89

90

91

95

Chapter 5 – FIBROUS MATERIALS AS SUPPORTS FOR

BIOACTIVE PAPERS

5.1 - INTRODUCTION

5.2 - SPECIFIC OBJECTIVE

96

96

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5.3 - RESULTS

5.3.1 - Bioanalysis of H2O2 on fibrous substrates

5.3.1.1 - Color profile

5.3.1.2 - Bioanalytical performance

5.3.2 - HRP cross-sectional distribution in commercial papers

5.3.3 - HRP cross-sectional distribution in coating layers

5.3.4 - HRP cross sectional distribution in handsheets with an

increasing degree of sizing

5.4 - CONCLUSIONS

97

97

97

99

103

106

107

110

Chapter 6 - PAPER-ENZYME INTERACTIONS

6.1 - INTRODUCTION

6.2 - SPECIFIC OBJECTIVE

6.3 - RESULTS

6.3.1 - HRP adsorption and activity on model sorbents

6.3.2 - Impact of the type of surface charge on HRP adsorption and

activity

6.3.3 - Impact of the surface charge density on HRP adsorption and

activity

6.3.4 - Impact of internal sizing on HRP adsorption and activity

6.3.5 - Modeling of HRP adsorption on cellulosic fibers

6.3.6 - Surface characterization of internally sized cellulosic fibers

by X-ray photoelectron spectroscopy (XPS)

6.3.7 - Thermal stability of HRP adsorbed on cellulosic fibers

6.4 – CONCLUSIONS

111

112

112

112

117

120

123

126

130

133

135

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Chapter 7 - CONCLUDING REMARKS

7.1 – CONTRIBUTIONS

7.2 – SPECIFIC CONCLUSIONS

7.2.1 - Ink formulation and piezoelectric inkjet printing of

horseradish peroxidase

7.2.1.1 - Effect of bio-ink additives on enzyme activity

7.2.1.2 - Effect of the jetting process on enzyme activity

7.2.2 - Fibrous materials as support for bioactive papers

7.2.2.1 - Effect of the paper support on the bioanalytical

performance of printed HRP

7.2.2.3 - Effect of the paper support on the spatial distribution

and activity of printed HRP

7.2.3 - Paper-enzyme interactions

7.2.3.1- Fundamental study of the impact of cellulosic

immobilization supports on the adsorption behaviour of HRP

7.2.3.2 - Impact of hydrophobicity on HRP adsorption behavior

on model supports

7.2.3.3 - Impact of surface charge sign and density on HRP

adsorption behavior on model supports and fibers

7.2.3.4 – Impact of internal sizing on HRP adsorption behavior

on cellulosic fibers

7.3 - RECOMMENDATIONS

138

138

139

139

139

140

140

141

142

142

143

143

144

145

REFERENCES

147

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APPENDIX

A.1 - Enzymatic Assay of HRP with ABTS as substrate I

A.2 - Temporal evolution of color response of HRP-printed uncoated

woodfree paper

III

A.3 - Fluorescent spectral response of Amplex Red and paper IV

A.4 - Storage stability for HRP enzyme (Sigma P2088) as reported by the

supplier website

V

A.5 - Impact of temperature on enzyme activity measurements VI

A.6 - Driving waveform for bio-ink piezoelectric inkjet printing VII

A.7 - Diffuse reflectance spectra of colored spots on different commercial

paper substrates

VIII

A.8 - Bioanalytical performance of commercial papers IX

A.9 - Degree of sizing for commercial uncoated papers XI

A.10 - Degree of sizing for handsheets XII

A.11 - Methylene blue adsorption isotherms on model sorbents and fibers XIII

A.12 - Conductometric titrations of untreated and oxidized sorbents XIV

A.13 - Non Linear Regression Outputs from Sigmaplot XVI

A.14 - Chemical structure and proposed sizing mechanism for AKD and

rosin-alum systems

XXX

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LIST OF TABLES

2.1 Range of affinity constants for some typical biomolecules.

(Adapted from [7])

11

2.2 Considerations related to the design of an immobilization

support. (Adapted from [36] and [13])

20

2.3 Non conventional applications of the inkjet technology 35

2.4 Previous work on inkjet printing of enzymes 36

2.5 Immobilization objectives [130,133] 38

3.1 Liquid vehicles formulations 50

3.2 Commercial paper supports 52

3.3 Surface energy of model sorbents as reported in the

literature

56

3.4 Surface energy components of test liquids 58

3.5 Methods used for evaluation of specific surface area 59

3.6 Laser confocal microscopy conditions 72

4.1 Comparison between a generic commercial ink and

enzyme bio-ink formulations

78

4.2 Jetting conditions

88

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5.1 Color response developed by different papers printed with

standard bio-ink after exposure to a 2mM H2O2 solution.

Paper codes: (A) chromatographic paper, (B) uncoated

mechanical paper, (C) uncoated recycled paper, (D)

uncoated wood-free paper, (E) color copy cover, (F) coated

grade for offset, (G) coated grade for inkjet, and (H) cast

coated paper.

98

6.1 Properties of the model sorbents 113

6.2 Properties of the rayon and fibers with and without

oxidation treatment

120

6.3 Properties of the fibers 124

6.4 Binding affinity constants, K, obtained by Langmuir’s fit

of the experimental HRP adsorption isotherms from Figure

6.6

129

6.5 Heterogeneity index, m, obtained by Freundlich’s fitting of

the experimental HRP adsorption isotherms from Figure

6.6

130

6.6 XPS analysis of unsized and increasingly sized handsheets 132

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LIST OF FIGURES

1.1 Thesis overview and organization of the chapters 6

2.1 Simplified scheme of bioactive paper principle for

bioanalysis

8

2.2 Potential areas of application for bioactive papers 9

2.3 Range of analyte concentrations measured by different

bioanalytical systems. (Adapted from [9])

13

2.4 Relative sizes for biomolecules and fibers 16

2.5 The catalytic cycle of HRP C with a generic reducing

substrate

18

2.6 Potential technologies for mass production of bioactive

papers

21

2.7 Gravure 22

2.8 Flexography 23

2.9 Screen printing 23

2.10 Microspotting 24

2.11 Microcontact printing 25

2.12 Photolithography 26

2.13(a) Distal ESD 27

2.13(b) Proximal ESD 27

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2.14 Biological laser printing. (Adapted from [69]) 28

2.15 Continuous- flow microfluidic printing 29

2.16 Main inkjet technologies. (Adapted from [75]) 30

2.17 Cross section of a single piezoelectric drop-on-demand

ejector

31

2.18 Generic piezoelectric jetting cycle 32

2.19 Immobilization strategies. (Some schemes were adapted

from [134])

39

2.20 Detection systems 44

3.1(a) Inkjet material deposition system 62

3.1(b) Cartridge and print-head 62

3.1(c) Printhead nozzles: 16 nozzles, 254µm spacing, 21.5µm

diameter.

63

3.2 Measurement and control of jetting performance 64

3.3 Sketch (not to scale) of inkjet printed patterns. Spot (left),

lines (center) and dots (right)

66

3.4 Schematic illustration of H2O2 bioanalysis using paper 69

4.1 Effect of Triton X-100 dosage on surface tension of 40mM

potassium phosphate buffer at pH 6.8 – The error bars

represent the ± one standard deviation for 6 replicate

surface tension measurements of the same sample. The

maximum observed value of the standard deviation was

0.8mN/m.

80

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4.2 Effect of Triton X-100 dosage on activity of 0.05µM HRP

in 40mM potassium phosphate buffer at pH 6.8. Three

replicate activity measurements of both the sample and the

control were performed. The change in activity was

calculated with the average activity values corresponding to

the sample and the control. Variations of ±10% are within

the experimental error of the HRP activity assay (See

section 3.4.1).

81

4.3 Effect of the dose of different viscosity modifiers on the

ambient temperature viscosity of solutions containing

40mM potassium phosphate buffer pH 6.8 and 0.1 wt.-%

Triton X-100. The error bars represent the ± one standard

deviation for 3 replicate viscosity measurements of the

same sample. The maximum observed value of the standard

deviation was 0.2 cps (corresponding to 0.01 in logarithmic

viscosity scale).

82

4.4 Impact of viscosity on HRP activity for a solution

containing 0.05 µM HRP in 40mM potassium phosphate

buffer at pH 6.8 with 0.1 wt.-% Triton X-100 and variable

doses of the viscosity modifiers indicated in the plot legend.

Three replicate activity measurements of both the sample

and the control were performed. The change in activity was

calculated with the average activity values corresponding to

the sample and the control. Variations of ±10% are within

the experimental error of the HRP activity assay (See

section 3.4.1).

83

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4.5 Temporal evolution of peroxidase activity in the standard

HRP bio-ink. Control: 50U/ml HRP in PBS pH6.8; Sample:

50U/ml HRP in 40mM potassium phosphate buffer at

pH6.8 with 0.1wt.-% Triton X-100, 0.5wt.-% CMC, and

10wt.-% glycerol. Activity measured in terms of change in

absorbance per unit time. Error bars represent the ±one

standard deviation corresponding to three replicate

measurements of the same sample.

86

4.6 Velocity profiles of 0.05µM HRP in 40mM potassium

phosphate buffer pH6.8, 0.1wt.-% Triton X-100 and

variable amounts of CMC. Firing frequency is 3 KHz,

driving voltage is 30V and ink firing temperature is 28°C

87

4.7 Driving waveform for reliable jetting of HRP bio-ink 89

4.8 Comparison of enzyme activities in solution for different

steps during printing. Error bars represent the ±one

standard deviation of four independent ink samples. Each

sample activity corresponds to the average of three

replicate measurements. Results of Student’s two-tail T-test

indicated on the plot.

91

4.9 Temporal evolution of the color response (measured as AR)

of HRP-printed paper stored in a freezer (-20°C) and

exposed to solutions of low, intermediate, and high H2O2

concentrations. Error bars represent the ±one standard

deviation in the AR value corresponding to the simultaneous

color development of ten enzyme spots printed on the same

paper strip.

92

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4.10 Temporal evolution of the color response (measured as AR)

of HRP-printed paper stored in a fridge (4°C) and exposed

to low, intermediate, and high concentration of H2O2. Error

bars represent the ±one standard deviation in the AR value

corresponding to the simultaneous color development of ten

enzyme spots printed on the same paper strip.

93

4.11 Temporal evolution of the color response (measured as AR)

of HRP-printed paper stored in a conditioned room for

paper testing (23°C, 50%RH) and exposed to low,

intermediate, and high concentration of H2O2. Error bars

represent the ±one standard deviation in the AR value

corresponding to the simultaneous color development of ten

enzyme spots printed on the same paper strip.

94

5.1 Calibration curve of AR vs. log C for H2O2 bioanalysis

performed on uncoated wood free paper printed with HRP

bio-ink. C = log (109. [H2O2]) mol.l-1. Error bars represent

the ±one standard deviation in the AR value corresponding

to the simultaneous color development of ten enzyme spots

printed on the same paper strip.

100

5.2 Sensitivity for H2O2 solid phase bioanalysis on different

commercial paper supports as detailed in Table 3.2. Paper

codes: (C) uncoated recycled paper, (D) uncoated wood-

free paper, (E) color copy cover, (F) coated grade for offset,

and (G) coated grade for inkjet.

101

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5.3 Limits of detection and linear range of measurement for

H2O2 solid phase bioanalysis on different commercial paper

supports as detailed in Table 3.2. Open and closed squares

correspond to lower and upper limits of detection,

respectively. Paper codes: (C) uncoated recycled paper, (D)

uncoated wood-free paper, (E) color copy cover, (F) coated

grade for offset, and (G) coated grade for inkjet.

102

5.4 Combined cross-sectional CLSM images of the active

HRP enzyme (red) and pigments/fillers (green) for

negative controls, inkjet printed sample, and positive

control of commercial papers. Paper codes: (C) uncoated

recycled paper, (D) uncoated wood-free paper, (E) color

copy cover, (F) coated grade for offset, and (G) coated

grade for inkjet. For paper E only partial cross-sectional

view is shown. Bar = 50µm.

104

5.5 CLSM cross-sectional images of a thick coating layer with

HRP enzyme printed on the left side and exposed to H2O2

solution on the right side. Left: pigment map. Center: active

HRP enzyme map. Right: overlay of pigment and enzyme

maps.

106

5.6 Combined surface view CLSM images of the active HRP

enzyme (red) and fibers (green) for handsheets increasingly

sized from 0 to 1.6wt-% of a rosin based sizing agent. Bar =

400µm.

108

5.7 Combined cross-sectional CLSM images of the active HRP

enzyme (red) and fibers (green) for handsheets increasingly

sized from 0.8 to 1.6wt-%. Bar = 50µm.

109

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5.8 Combined surface view CLSM images of the active HRP

enzyme (red) and fibers (green) for handsheets increasingly

sized from 0 to 0.3wt-% with AKD based sizing agent.

Bar= 400µm.

109

6.1 SEM micrographs of model sorbents a) Microcrystalline

cellulose (400X), b) Ground rayon filament yarn (200X), c)

Ground calcium carbonate (4500X), d) Polystyrene beads

(20000X), and e) SB latex (3000X).

114

6.2 Adsorption isotherms of HRP on model surfaces. Error bars

represent the ± one standard deviation for two

independent adsorption experiments. Protein measurements

for each adsorption experiment represent an average of two

sample measurements.

115

6.3 Inactivation isotherms of HRP on model surfaces. The

±20% area is the uncertainty range for the inactivation

measurements. Error bars represent the ± one standard

deviation for two independent adsorption experiments.

Protein and activity measurements for each adsorption

experiment represent an average of two sample

measurements.

117

6.4 Adsorption isotherms of HRP on rayon with positive and

negative surface charges. Error bars represent the ± one

standard deviation for two independent adsorption

experiments. Protein measurements for each adsorption

experiment represent an average of two sample

measurements.

118

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6.5 Inactivation isotherms of HRP on rayon with positive and

negative surface charges. The ±20% area is the uncertainty

range for the inactivation measurements. Error bars

represent the ± one standard deviation for two independent

adsorption experiments. Protein and activity measurements

for each adsorption experiment represent an average of two

sample measurements.

119

6.6 Adsorption isotherms of HRP on rayon and cellulosic fibers

with and without TEMPO-mediated oxidation treatment.

Error bars represent the ± one standard deviation for two

independent adsorption experiments. Protein measurements

for each adsorption experiment represent an average of two

sample measurements.

121

6.7 Inactivation isotherms of HRP on rayon and cellulosic

fibers with and without TEMPO-mediated oxidation

treatment. The cellulosic fibers with and without TEMPO-

mediated oxidation treatment. Error bars represent the ±

one standard deviation for two independent adsorption

experiments. Protein and activity measurements for each

adsorption experiment represent an average of two sample

measurements.

122

6.8 Adsorption isotherms of HRP on beaten bleached kraft

softwood fibers with an increasing degree of internal sizing

(hydrophobicity). Error bars represent the ± one standard

deviation for two independent adsorption experiments.

Protein measurements for each adsorption experiment

represent an average of two sample measurements.

125

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6.9 Inactivation isotherms of HRP on beaten bleached kraft

softwood fibers model surfaces with an increasing degree of

internal sizing (hydrophobicity). The ±20% area is the

uncertainty range for the inactivation measurements. Error

bars represent the ± one standard deviation for two

independent adsorption experiments. Protein and activity

measurements for each adsorption experiment represent an

average of two sample measurements.

126

6.10 Experimental [○] HRP adsorption isotherms on increasingly

sized cellulosic fibers fitted with Langmuir’s [ ̶ ] and

Freundlich’s [...] empirical models. A. Untreated, B. 0.8wt-

% rosin-sized C. 1.6wt-% rosin-sized, D. 0.3wt-% AKD-

sized.

128

6.11 X-Ray Photoelectron C1s spectra for increasingly sized

handsheets. The XPS spectra were not smoothened prior to

deconvolution. A Gaussian-Lorentzian ratio of 70%/30%

was used for peak deconvolution. The binding energy scale

was referenced to the C1s line of aliphatic carbon set at

285.0 eV

131

6.12 DSC control thermograms for enzyme. A) 40mM KH2PO4

buffer pH 6.8, B) 10mg/ml HRP solution in buffer, C)

Same as B after dialysis against buffer.

134

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6.13 DSC thermograms for wet fibers after 24h of enzyme

adsorption from 0.4mg/ml HRP solutions followed by 30

min centrifugation at 10,000 rpm to remove supernatant.

A) Blank: buffer adsorbed on untreated fiber, B) HRP

adsorbed on untreated fiber, C) HRP adsorbed on fibers

treated with 0.8wt-% rosin-based sizing, D) HRP adsorbed

on fiber treated with 1.6wt-% rosin-based sizing, E) HRP

adsorbed on fiber treated with 0.3wt-% AKD sizing.

135

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LIST OF SYMBOLS AND ABREVIATIONS

ABTS 2, 2'-azino-di-(3- ethylbenzthiazoline) 6-sulphonate

AC Amorphous cellulose

AKD Alkyl ketene dimer

AH2 Generic hydrogen donor

Amplex Red 10-acetyl-3,7-dihydroxyphenoxazine

Ar Argon

αCP Affinity contact printing

BET Brunauer, Emmett and Teller theory

BioLPTM Biological laser printing

BKSW Bleached kraft softwood

BSA Bovine serum albumin

C1 Aliphatic primary carbon

C2 Secondary carbon (alcohol, ether)

C3 Tertiary carbon (acetal, ketone, aldehyde)

C4 High binding energy carbon (ester, carboxylic acid)

CCD Charged-couple device

CFM Continuous flow microfluidic

CIJ Continuous inkjet

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CLSM Confocal Laser Scanning Microscopy

cmc Critical micelle concentration

CMC Sodium carboxymethyl cellulose

COOH Carboxylic acid

CP Contact processing

CTP Centre Technique de l’Industrie des Papiers, Cartons et

Celluloses de Grenoble

D65 Daylight standard illuminant defined by the International

Commission on Illumination (CIE)

DCA Dynamic contact angle

DMSO Dimethylsulfoxide

DNA Deoxyribonucleic acid

DOD Drop-on-demand

d.p.i. Dots per inch

DSC Differential Scanning Calorimetry

EG Ethylene glycol

EPDM Ethylene propylene diene M-class rubber

ESD Electrospray deposition

FQA Fiber quality analyzer

GAL Galactosidase enzyme

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GCC Ground calcium carbonate

GOD Glucose oxidase enzyme

GvOC Good-van Oss-Chaudhury

HCl Hydrochloric acid

HeNe Helium-neon laser

His-Tag Hexa-histidine tag

HRP Horseradish peroxidase enzyme

HRP A Acidic horseradish peroxidase isoenzyme

HRP B Neutral horseradish peroxidase isoenzyme

HRP C Neutral horseradish peroxidase isoenzyme

HRP D Basic horseradish peroxidase isoenzyme

HRP E Basic horseradish peroxidase isoenzyme

HST Hercules Sizing Test

H2O2 Hydrogen peroxide

IGC Inverse gas chromatography

ISFET Ion selective field effect transistor

KH2PO4 Potassium phosphate monobasic

LED Light-emitting diode

LLD Lower limit of detection

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LOD Lactate oxidase

LWC Light weight coating

MCC Microcrystalline cellulose

MEMS Micro-electro-mechanical system

MWCO Molecular weight cut off

µCP Micro-contact printing

N2 Nitrogen gas

NaCl Sodium chloride

NaOH Sodium hydroxide

PAH Poly-(allylaminehydrochloride)

PCC Precipitated calcium carbonate

PEDOT-PSS Poly- (3,4-ethylenedioxythiophene/polystyrene sulfonic acid)

PDMS Poly-(dimethyl siloxan)

PEG Poly-(ethylene glycol)

PFI Paper and Fibre Research Institute (Norway)

PS Poly-(styrene)

PVA Poly-(vinyl alcohol)

RH Relative humidity

SAM Self assembled monolayer

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SB Styrene butadiene latex

SBA Styrene butadiene acrylonitrile latex

SEM Scanning electron microscopy

SSA Specific surface area

TAPPI Technical Association of the Pulp and Paper Industry (USA)

TEMPO 2,2,6,6-tetramethyl-1-piperidininyloxy radical

Triton Iso-octyl phenol monoethylene glycol ether

TOF-SIMS Time-of-Flight Secondary Ion Mass Spectroscopy

UV Ultraviolet

UV-VIS Ultraviolet-Visible

VTT Technical Research Centre of Finland

XPS X-ray Photoelectron Spectroscopy

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LIST OF SUPPLEMENTARY MATERIAL

4.1 Movie of the drop firing process for the bio-ink containing

0.5wt-% CMC with optimized jetting conditions

File name: CMC05.avi

89

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Chapter 1

INTRODUCTION

1.1-MOTIVATION AND SIGNIFICANCE

There is a growing interest in developing bioactive paper products that can

incorporate advanced biological functionalities as inexpensive devices to detect,

capture or inactivate analytes (including pathogens) in water, food, air or human

fluids. Diagnostic papers, pathogen trapping papers, smart packaging and

security papers are just some examples of the many possible applications.

Despite of numerous advantages that the bioactive papers may offer, there are

currently very few successful cases of commercial application of the concept.

To fabricate low cost bioactive paper products, a suitable high-speed mass-

production manufacturing process is necessary. Papermaking (web forming,

coating and surface treatment) and printing (contact and non contact) processes

are some of the potential high-speed high-volume manufacturing methods for

making these novel bioactive paper products economically. Significant waste of

costly biomolecules during some papermaking unit operations and high risk of

biomolecule inactivation and denaturing under harsh operating conditions (pH,

additives, temperature, mechanical action, dry conditions) are some of the

drawbacks associated with the papermaking process. On the other hand, printing

technologies appear to be better suited for delivering biomolecules onto

surfaces. Particularly, non contact printing methods provide a cleaner deposition

process for the bioagents with a reduced contamination risk and no mechanical

impact. The non contact printing technologies that do not expose the bio-ink to

denaturing conditions will clearly be more advantageous.

Among various non contact printing methods, inkjet printing technology has

some unique benefits in delivering biological solutions onto solid materials.

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Some major benefits include small deposition volume, clean non contact

operation, good speed, accurate placement, and high spatial resolution. Although

there are some preliminary feasibility studies of using inkjet printers for

biomolecule deposition in the literature, a more systematic study of bio-ink

formulation (i.e., inks that contain a biomolecule as the main active ingredient)

and inkjet printing condition is still highly necessary in order to develop

optimized bio-inks with good jetting performance.

Paper is mostly made from cellulosic pulp fibers. Cellulose, being one of the

most abundant biopolymers on earth, has many desirable attributes to be

considered as a solid support for bioagent immobilization. It is inexpensive, non

toxic, and biodegradable. It is obtained from renewable resources and has good

mechanical properties. However, cellulose also poses some unique challenges

when used as a solid support due to its inherent structural complexity (at the

molecular, supramolecular and morphological levels).

To develop bioactive papers, it is also important to devise suitable

immobilization methods to place the biomolecules on the paper surfaces while

maintaining biofunctionality. Even in the case of immobilization through simple

physical adsorption, the intricate structure and composition of the biomolecules

combined with the heterogeneity and structural complexity of the cellulosic

paper substrates make the interactions between the biomolecules and the

cellulosic supports highly complicated. Thus, a better understanding of the

fundamental interactions between the biomolecules and the cellulosic substrates

is needed in order to engineer suitable paper supports with optimum structures

and superior performance.

1.2- SCOPE

In this study, horseradish peroxidase (HRP) enzyme was selected as the bioagent for the

investigation. HRP is a well-characterized and robust enzyme that is commercially

available with relatively low cost. Based on the solid phase bioanalysis of H2O2 using

HRP, the scope of the thesis research includes the following areas:

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1. Effect of inkjet ink additives on biomolecule activity in bio-ink formulations

2. Impact of the jetting process on the biomolecule functionality

3. Significance of the support in relation to the bioactive paper performance

4. Extent of biomolecule spatial distribution and functionality after immobilization

5. Mechanism of fundamental interactions between the biomolecule and the

cellulosic support

1.3-HYPOTHESES

The following hypotheses were addressed in this thesis:

1. Additives used in piezoelectric-based inkjet ink formulations, specially

surfactants and viscosity modifiers, can lead to inactivation of the HRP

enzyme

2. Suitable jetting parameters can be identified that do not negatively affect

the HRP enzyme activity during the piezoelectric drop-on-demand inkjet

printing process

3. The bioanalytical performance of HRP-printed bioactive papers depends

on the localized activity of the enzyme and is a function of the enzyme

spatial distribution and surface properties of the substrates

4. Optimum cellulosic substrates for bioagent immobilization can be

engineered to have suitable surface energy components and electrostatic

charge characteristics

1.4- OBJECTIVES

The overall objective of this study is to better understand the performance of

paper as an enzyme immobilization support and the efficacy of using inkjet

printing technology for deposition of the bioactive agents. To test these

hypotheses, the following specific set of objectives was identified:

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1. To investigate the efficacy of printing HRP on paper substrates using a

piezoelectric drop-on-demand inkjet material deposition system

o To formulate a biologically active and reliably jettable HRP-

containing bio-ink

o To define an operational window for piezoelectric inkjet printing

process of the HRP-containing bio-ink

o To evaluate the impact of the piezoelectric jetting process on the

enzyme activity

2. To relate bioanalytical performance to physical and chemical properties of

the surface of the paper support

o To define indicators for bioanalytical performance of HRP

immobilized on paper

o To identify some paper attributes that can significantly affect

bioanalytical performance

o To propose strategies for controlling and improving the analytical

performance of the bioactive papers

3. To characterize the distribution and uniformity of HRP printed on paper

o To develop a method based on confocal laser scanning

microscopy, CLSM, to image surface and cross-sectional active

HRP enzyme distributions within paper

o To investigate the local distribution of the active enzyme in

different commercial papers

o To investigate the impact of surface treatment of the cellulosic

fibers on the spatial distribution of the inkjet printed HRP

4. To study sorbent-enzyme interactions on solid supports with different surface

charges and surface energy components

o To characterize the adsorption behavior and residual activity of

HRP on the cellulosic fiber surfaces

o To investigate the impact of the fiber treatment on HRP adsorption

behavior and activity

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1.5-THESIS OVERVIEW

This thesis contains seven chapters, a list of references, and an appendix.

Immediately following the Introduction chapter, Chapter 2 examines the

conceptual modules required to engineer a bioactive paper for bioanalysis and

provides a pertinent literature review. Unexplored research areas and relevant

knowledge gaps are summarized. Chapter 3 includes a detailed description of

the materials, experimental methods, and equipment used in the study.

Chapters 4 to 7 present the main experimental results and conclusions of this

study. The focus in Chapter 4 is on bio-ink formulation and inkjet deposition.

Chapter 5 explores the impact of different types of paper substrates and

characterizes the local active enzyme distribution using a newly developed

CLSM technique. In Chapter 6, fundamental interactions between the enzyme

and the immobilization support are investigated with a specific emphasis on

hydrophobic and electrostatic interactions. Finally, Chapter 7 summarizes the

main conclusions of this thesis and suggests areas for further study. The main

thesis topics and their interrelationship are outlined in Figure 1.1.

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Figure 1.1- Thesis overview and organization of the chapters

Bio-ink Formulation

• Additives• Concentration• Activity• Storage stability

Bio-ink Printing

• Feasibility• Reliability• Activity• Stability after printing

Bio-ink Immobilization

• Spatial distribution• Ink-support interactions• Thermal stability

Bioanalysis

• Performance indicators•Qualitative and quantitative evaluation

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Chapter 2

LITERATURE REVIEW

2.1-INTRODUCTION TO BIOACTIVE PAPERS

Bioactive papers have been defined as high value-added fiber-based products

with an advanced biological functionality capable of identifying, capturing

and/or inactivating specific target analytes (e.g. chemical substances, pollutants,

pesticides, toxins, antigens, pathogens, drugs, allergens, etc.) [1,2,3,4]. The

focused development of bioactive paper products is a relatively new initiative

championed by Canadian researchers [5]. Their goal is to develop cheap papers

that can provide early warnings about health or safety risks by means of an

instant visible indication of the presence of harmful substances in water, food or

air without the need of measuring instruments. Although the researchers

anticipated that paper-based biosensing may not be as sensitive as other options,

low cost, portability, ease of use and instant response were thought to be some

clear advantages [2, 3].

The key components of a bioactive paper in bioanalysis are: the bioagent, i.e. the

biological molecule that can specifically recognize the target; the reporter, i.e.

the chemical substance or physical variable that will change when the

biorecognition event occurs; and the support, i.e. the cellulosic fibrous network

where the function is embedded (See Figure 2.1). When target analyte and

bioactive paper are in contact, the embedded biological function is triggered and

the reporter signals the event either qualitatively or both qualitatively and

quantitatively.

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a) In the presence of target

b) In the presence of non target

Figure 2.1- Simplified scheme of bioactive paper principle for bioanalysis

There is a wide range of potential uses for bioactive papers; some areas of

application are illustrated in Figure 2.2. Frequently, the application determines

the “function” or “combination of functions” that needs to be incorporated in the

paper, thus, it defines the requirements for the bioagent.

Being a more recent research field little is known about the bioactive papers.

Researchers from VTT Technical Research Centre of Finland published a

comprehensive literature review on the use of biomolecules in functional

materials focusing on early examples and potential applications for bioactive

papers [6]. It provides a good summary of past work and an overview of some

potential areas for innovation.

Fibrous

SupportBioagent Reporter

Bioactive

Paper

Fibrous

SupportTarget

FUNCTION

ON

Fibrous

Support

Non

Target

FUNCTION

OFF

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Figure 2.2 – Potential areas of application for bioactive papers

2.2-ENGINEERING BIOACTIVE PAPERS

2.2.1-The function: bioanalysis

Over the last decade, bioanalytical techniques have been increasingly used in

clinical diagnosis, medical research, and pharmaceutical discovery. Also, they

have been progressively replacing traditional chemical analysis in industrial,

defense, food, agricultural, and environmental applications. Moreover,

bioanalytical systems have been used in conjunction with a number of

physicochemical transducers to develop biosensors for quantifying and/or

monitoring single or multiple analytes in complex sample matrices.

Bioactive

Paper

Medical Diagnosis

•Health Monitoring

•Point of Care Biosensors

Environment

•Biohazards

•Smart Buildings

•Environmental Sensors

•Water Purification

•Pesticide Detection

Research

•Life Science Research

•Drug Discovery

•Biofuel cells

Public Health

•Biodefense

•Infectious Diseases

•Epidemics/Pandemics

Smart Packaging

•Food Quality, Freshness and Safety

•Beverages

•Labelling

•Built-in indicators

Pathogen Trapping

•Filters

•Protective Clothing

Security

•Anti-counterfeiting

•Brand Protection

•Document Authentication

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Bioanalytical techniques are based on the superior recognition ability of some

biomolecules for specific target analytes. A biorecognition event can be

depicted (see equation 2.1) as the interaction between two binding partners: a

biomolecule (antibody, enzyme, receptor, etc) and a target (antigen, substrate,

hormone, etc), in producing an affinity pair [7].

BBBB + + + + L L L L ↔↔↔↔ BBBBLLLL [2.1]

KKKK aaaa = = = = kkkk aaaakkkkdddd ==== �BBBBLLLL��BBBB��LLLL� [2.2]

Where, B ligate (a biomolecule)

L ligand (target)

BL affinity pair

Ka affinity constant

ka association rate constant

kd dissociation rate constant

The biorecognition event is characterized, at equilibrium, by an affinity constant, Ka,

which describes the strength of the attachment between the binding pair, with higher Ka

values corresponding to stronger binding. Table 2.1 illustrates the order of magnitude for

some typical affinity constants.

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Table 2.1 - Range of affinity constants for some typical

biomolecules. (Adapted from [7])

Biomolecule (B) Target (L) Ka (M-1)

Avidin Biotin ~ 1015

Receptor Hormone, toxin, etc 108 - 1012

Antibody Antigen 107 - 1011

Lectin Carbohydrate 103 - 106

Enzyme Substrate 103 - 105

In the particular case of an enzyme, in addition to the biocapturing of the target,

bioconversion takes place [8]. During bioconversion, the enzyme acts as a

highly efficient catalyst in the transformation of the substrate into a product.

Simply described in terms of Briggs-Haldane kinetics, the reversible binding

interaction is followed by an irreversible conversion step,

E E E E + + + + S S S S ��↔��� ES ES ES ES ��→ E E E E + + + + PPPP [2.3]

KKKK mmmm = = = = �kkkk1111++++kkkk ----1111� / / / / kkkk2222 [2.4]

v v v v = = = = VVVVmaxmaxmaxmax ����SSSS� / � / � / � / ����S S S S ����+ + + + KKKKmmmm!!!! [2.5]

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Where,

E enzyme

S substrate

ES enzyme-substrate complex

P product

Km Michaelis constant

V rate of reaction

Vmax maximum rate of reaction

k1, k-1, k2 rate constants

Bioanalytical techniques can be grouped into bioassays and biosensors. Bioassays consist

of two separate steps: molecular recognition of an analyte by a biomolecule followed by

detection, i.e. the transformation of the recognition event into a measurable signal (e.g.

color change, electrochemical change, mass change). Depending on the biomolecule

involved, bioassays can be classified into biocatalytic assays (using enzymes) and

bioaffinity assays (using antibodies). Biosensors, on the other hand, ideally incorporate

recognition and detection in one single step allowing rapid and continuous analyte

monitoring. Moreover, biosensors ideally should be reversible i.e. allow biomolecule

reuse over more than one measurement cycle. The range of analyte concentrations that

can be detected with different bioanalytical techniques is illustrated in Figure 2.3.

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— 13 —

Figure 2.3 – Range of analyte concentrations measured by different bioanalytical

systems. (Adapted from [9])

It becomes apparent from the previous paragraphs that some advantages of bioanalytical

techniques over chemical analysis are:

• Higher selectivity/specificity, given by the biomolecular recognition event

• Higher sensitivity, given by the very low analyte concentrations that can be measured

• Lower response time, especially in the case of biosensors

• Wider dynamic range, several analyte concentration decades can be measured

• Lower detection limit, a consequence of the higher sensitivity

Other aspects that can favour the use of bioanalytical systems depending on the

nature of the sample are,

• Low cost, when compared to alternate chemical methods relying on expensive

instrumentation

• High throughput capability, several bioassays can be run in parallel (e.g. 96 well-plate

immunoassays)

• Possibility of miniaturization, smaller volumes reduce the expensive biomolecule use

and could provide portability and/or disposability to the sensor

• Multianalysis capability, several analytes can be measured simultaneously

Enzyme Electrodes

Direct Immunosensors

Indirect Immunosensors

Immunoassays

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• Simplicity, especially in the case of disposable bioassays that do not require

expensive transducers and/or highly trained analyst to interpret the results of the

analysis

Many bioanalytical systems rely on the creation of a sensitive layer, an interface

between a support and a bioactive material. In order to create that sensitive

layer, a system to deposit the biological solution onto a solid support and a

suitable immobilization strategy are required. While selectivity is an inherent

characteristic of the biomolecule, the sensitivity of the analytical system is

determined by both the biomolecule and the support.

Most biomolecules are proteins. The three-dimensional structure has to be

preserved for proteins to maintain their functionality. Proteins exhibit different

degrees of denaturation if physical conditions such as moisture, temperature,

pressure or mechanical stress, and chemical factors like pH, presence of

denaturing substances (alcohols, heavy metals, detergents) and ionic strength are

not kept at optimum values [10]. Ensuring optimal conditions is not trivial in

bioanalytical systems. Even a slight change in the measurement conditions or in

the sample properties can produce problems ranging from more frequent need of

standardization to complete loss of sensitivity.

Despite the apparent advantages of the bioanalytical methods in terms of

selectivity and sensitivity, a number of difficulties have to be overcome when

bioagents rather than chemical reagents are used. The main challenge appears to

be the stability of the biomolecule itself over time. The support choice, the

deposition system, and the immobilization strategy can all play a significant role

in preserving the functionality of a particular bioagent. Past literature studies on

relevant bioanalytical methods are discussed in detail in the next few sections.

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2.2.2 - The bioagent: a model enzyme

2.2.2.1 - Biomolecules

A variety of bioagents have been used before in bioanalytical systems. Amongst

them, antibodies, nucleic acids, and enzymes have received a considerable

amount of attention. As shown in Table 2.1 and Figure 2.3, antibodies exhibit a

high ligate affinity that allows ultrasensitive detection of the antigens; however,

they do not have a catalytic function (except for a special subgroup of antibodies

known as catalytic antibodies). In contrast, enzymes are highly selective

biocatalysts that give a more rapid response. But they are more susceptible to

inactivation. Nucleic acids, as opposed to proteins, are robust molecules which

offer tolerance to a broader range of analysis conditions and they can be easily

amplified and exhibit negligible non specific binding.

The size of the biomolecule is another important consideration, especially for

the selection of the bioprinting technique and immobilization support.. Whole

cells (usually microbial) with sizes in the micrometer range are situated on one

end of the scale, while enzymes and antibodies with nanometer sizes (2 to

100nm [11]) are situated on the other end. Another aspect that needs to be

considered is the possibility of reuse of the biomolecules. Enzymes, due to their

inherent biocatalytic property, participate in the biorecognition event without

being consumed. For other bioagents like antibodies, reuse is problematic

because they have to be regenerated with chemical reagents under conditions

that can impair the antibody functionality.

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Figure 2.4 – Relative sizes for biomolecules and fibers

Enzymes and antibodies have found many applications as analytical reagents in

clinical chemistry and in biosensors [12]. Nucleic acids are being widely used in

genomics, while whole cells are being utilized in environmental analysis.

Enzymes are the most frequently used bioagents and are preferred for the

detection of small analytes [8]. In addition, a variety of well characterized

enzymes are available commercially [13].

Printing active proteins (enzymes and antibodies) is more challenging than

printing nucleic acids. Bernard et al. [14] used microcontact printing to produce

protein patterns on solid substrates. They observed that after printing, 100%,

70%, and from 50 to 70% of the original functionality was retained by

antibodies, cells, and enzymes, respectively. Unfortunately, a similar type of

comparison cannot be found for other printing techniques.

1nm

10nm

100nm

1µm

10µm

100µm

1mm

1cm

1dm

1m

Water

Enzyme

HumansBacterium

Cellulosic

Fiber WidthCellulosic

Fiber Length

Antibody

Dye

DNA

diameter

Virus

Animal cellPaper

Thickness

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2.2.2.2- Horseradish peroxidase

An enzyme, horseradish peroxidase (HRP), has been chosen as the model bioagent for

this research. HRP belongs to the group of oxidoreductases (EC 1.11.1.7) with substrate

specificity for hydrogen peroxide [15]. At least fifteen different isoenzymes have been

isolated from horseradish roots (amoracia rusticana) and a great number of isoforms

have been detected by isoelectric focusing technique. HRP isoenzymes are combined in

three groups based on their isoelectric points: HRP A (acidic), HRP B and C (neutral and

neutral basic), and HRP D and E (basic) [16,17,18,19].

HRP C is the most abundant and well characterized type of the HRP isoenzymes. HRP C

is a largely α-helical single polypeptide with a ferric heme prosthetic group including two

structural calcium ions and 308 amino acid residues. It is extensively glycosylated with

18-20% carbohydrate content and a weight of 44kDa [16]. The high resolution three-

dimensional structure of HRP C has been elucidated in 1997 using x-ray crystallography

[20]. HRP is an ellipsoid with typical dimensions 6.5nm x 5.4nm x 4.3nm [21]. The pH

optimum of HRP C is in the range of 6.0 to 6.5 and the temperature optimum is in the

ambient range [15].

The general reaction catalyzed by HRP is presented below:

"�#� + �$"� "%&→ �"�# + �$" • [2.6]

Hydrogen peroxide acts as a hydrogen acceptor and AH2 represents a generic hydrogen

donor. HRP specifically catalyzes redox reactions involving hydrogen peroxide as the

oxidant substrate and a relatively large number of possible reducing co-substrates,

including phenols, aminophenols, indophenols, diamines and leuco-dyes and others. The

HRP catalytic mechanism was the subject of extensive study [22,23]. In Figure 2.5, a

general catalytic cycle for peroxidases is depicted. Compound II is more prone to

inactivation and in the presence of excess H2O2 produces a pink inactive compound

(compound III).

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Figure 2.5 – The catalytic cycle of HRP C with a generic reducing substrate

Unlike other enzymes, HRP is produced in relatively large quantities because of its many

applications. The enzyme is widely used as a reagent in bioassays (immunoassays,

clinical diagnostic kits), immunohistochemistry, organic biosynthesis, biotransformation,

waste water treatment, biobleaching, targeted cancer therapy and biosensors [24,25,26].

Some relevant characteristics of HRP that makes it an ideal candidate as a model

bioagent in bioactive paper applications are summarized below:

• Readily available, well-known and well-characterized

• Bioanalytical application alone, in bi-enzyme systems and suitable for

conjugation

• Wide range of pH stability and stable at ambient temperature

• Enzyme inhibitor not expected to be present in paper supports

• High catalytic rate

• Wide choice of activity assays: colorimetric, fluorimetric, chemiluminescence,

electrochemical compatible with possible detection methods after immobilization

on paper

Resting State

Compound I

Compound II

H2O2

H2OAH2

AH•

AH• + H2OAH2

Compound III and IV

H2O2

excess

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2.2.3 - The solid support: cellulose-based fibrous materials

The solid support where biomolecules are immobilized plays a significant role in the

performance of bioanalytical systems [27]. No standard or ideal support for each type of

immobilization technique has emerged yet [13]. Instead, the comparison of the responses

of different carriers in defined applications has been the traditional approach in selecting

immobilization supports [28,29].

Supports have been classified in terms of their origin (natural or synthetic),

macroconfiguration (fiber, microgranule, microcrystal, capsules, bead, membrane, etc.),

microconfiguration (porous, non porous) or chemical functionality (e.g. bromo-ethyl-

cellulose, diazo-cellulose, etc.). Among the wide range of supports available for

immobilization, porous substrates offer not only a larger surface area for interactions that

allow a larger biomolecule load, but also can potentially provide suitable environments

for biorecognition events [30].

A number of general aspects have to be considered in the selection and design of a

support matrix; they are summarized in Table 2.2. The three main design objectives are

high biomolecule binding capacity, retention of biomolecule functionality and low cost

[30,31].

Cellulose has found a widespread use as support for immobilized biomolecules

[13,32,33,34]. On one hand, the large availability of cellulose in different physical forms,

the hydrophilic character for preserving a suitable microclimate, and the presence of

compatible hydroxyl groups on the surface for derivatization have been considered as

advantageous. On the other hand, susceptibility to microbial degradation, low rigidity,

and nonspecific adsorption have been indicated as disadvantages that rendered cellulose

materials unattractive for some applications [13,32]. Nevertheless, modified celluloses

have been one of the first supports used to immobilize proteins [35].

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Table 2.2 - Considerations related to the design of an immobilization support (Adapted

from [36] and [13])

Property Considerations

Physical Strength, compressibility, surface area, shape/form, particle

size, porosity, pore volume, permeability, density, pressure

drop, solubility, rigidity, swelling behavior

Chemical Hydrophilicity, inertness, available functional groups,

regenerability

Stability Storage, biomolecule functionality, mechanical

Resistance Microbial attack, chemicals, pH, temperature, organic

solvents, proteases, contamination

Safety Biocompatibility, toxicity, application-related

Economic Availability and cost, special equipment, reagents, technical

skill, environmental impact, feasibility for scale-up

Reaction Ligand-ligate binding reactions, kinetics, side reactions,

nonspecific interactions, multiplexing, diffusion limitations on

mass transfer, catalytic productivity

Paper has also been used as support in bioanalytical applications. Dry reagent

chemistries [37,38,39] were designed to combine several separation and reaction

functions in one step. Multilayer devices consisting of support, reflective,

analytical, and spreading layers were constructed by entrapment of biological

components. Paper was one of the materials of choice either as a preformed

matrix or as a reflective layer [38,39]. More recently, the use of paper-based

microfluidic patterns as support in bioanalysis has been reported

[40,41,42,43,44]. In the first step of this approach, paper (filter paper or

chromatographic paper) is hydrophobized using a photoresist [40], or printed

polydimethylsiloxane (PDMS) patterns [41], or alkylketene dimer (AKD) [43]

or polystyrene (PS) [44]. Then, defined hydrophilic areas (microfluidic

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channels) are patterned using photolithography [40], or plasma treatment [43],

or inkjet printed solvent [44].

2.2.4 - The deposition system: inkjet technology

2.2.4.1 – Technological options for high speed manufacturing of bioactive papers

Mass production of bioactive papers requires close examination of new and

existing technologies in terms of how to bring together functional biomolecules

with cellulosic fibrous supports. Table 2.3 summarizes potential methods for

bioactive paper manufacturing [6,45, 46].

Web forming, coating, and conversion are beyond the scope of this thesis; thus,

these methods will not be examined in detail in this review. On the contrary,

printing of bioactive materials will be thoroughly reviewed in the next few

sections.

Figure 2.6 – Potential technologies for mass production of bioactive papers

Web Forming

Chemical activation

Grafting

Chemo-enzymatic

fiber modification

Immobilization of

active components

Embedding of

active components

Coating and Converting

Surface sizing

Coating

• Spraying

• Hybrid sol-gel coatings

• Dispersion coating

• Curtain

Plasma treatment

Lacquering

Printing

Contact

• Gravure

• Flexography

• Screen printing

• Microspotting

• Softlithography

Non contact

• Photolithography

• Electrospray

• Laser printing

• Continuous flow

• Ink jet printing

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2.2.4.2- Bioprinting: printing bioagents on paper

Some conventional and emerging printing techniques have shown potential or

are currently used for depositing solutions of bioactive materials onto solid

substrates [45,47]. Besides the different principles of operation, cost and

performance characteristics distinguish the systems as well. The impact of the

printing process on the ink biological functionality is the most significant factor

in bioprinting. A review and classification of competing bioprinting

technologies will be presented in the next paragraphs.

(a) Contact Dispensing

(a1) Gravure

In gravure printing, ink is transferred from small cells engraved on the surface of

a printing cylinder to the paper (See Figure 2.7). This printing method is

preferred for applications that require high production volumes and high printing

quality, e.g., packaging. No obvious draw backs seemed to be associated with

the gravure printing technique as a method for depositing biomolecules other

than being a contact printing method. Interestingly, no study in the literature has

used gravure printing technology for bioprinting applications. [6].

Figure 2.7 - Gravure

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(a2) Flexography

In this technique, ink is transferred from a patterned elastomeric stamp (protrusions

correspond to image areas) to a substrate (See Figure 2.8). Flexography can be used to

print on absorbent and non absorbent materials; hence, it is widely used for printing all

sorts of packaging materials. This method seems to hold promise in bioprinting

applications but has not been explored extensively yet [6].

Figure 2.8 - Flexography

(a3) Screen printing

In this simple technique, the pattern is created by passing ink through openings in a

template applied on the substrate (See Figure 2.9). Screen printing can handle highly

viscous inks and can deliver large amounts of ink to surfaces. It is typically used in fabric

and textile printing. In addition, many examples can be found on applications of this

printing method in biosensor and test strip manufacturing [6,48].

Figure 2.9 - Screen printing

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(a4) Microspotting or pin printing

In this technique, introduced in 1996 by Shalon et al. [49], the biological

solution is deposited sequentially by direct contact of a solid, a split pin [50], a

tweezer, or a ring [30] with a solid surface (See Figure 2.10). Microspotting has

been the prevalent system used to produce DNA microarrays [45]. With the

exception of cells [51], its use has not been extended further to other types of

bioactive materials. The minimum volume delivered, which determines the

spatial resolution of the method, is in the nanoliter range, whereas the speed is

limited to 180 spots/pin/min [49]. Limitations of the method include low speed,

high cost and, high risk of contamination. Some specific issues related to split

pins are clogging, tip deformation, and spot uniformity.

Figure 2.10 - Microspotting. (Adapted from [47])

(a5) Microstamping or softlithography

This method, originally developed by Whitesides and coworkers [52,53,54,55]

for printing organic molecules on gold surfaces, is similar to flexography in the

use of an elastomer to transfer the biomolecule to the solid substrate [56]. As

shown in Figure 2.11, the biomolecules are first immobilized on either a

hydrogel stamp (contact processing, CP) or a microstructured elastomer stamp

by reversible adsorption (microcontact printing, µCP) or reversible binding to

capture the molecules (affinity contact printing, αCP). After partially drying, the

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biomolecules are transferred by contacting the disposable stamp with the

substrate [11,52,57,58]. Spatial resolutions of less than 100nm have been

achieved [14]. Though simplicity is one of the main advantages of this

technique, it is difficult to control the amount of ink transferred by the stamp

and some authors believe that the lack of humidity during printing may impair

the biomolecule functionality [47]. In addition, the time required for the initial

inking of the stamp can be relatively long [11].

Figure 2.11 - Microcontact printing. (Adapted from [47]).

(b) Non contact dispensing

(b1) Photolitography

In photolithography, a substrate previously coated with a photoactive compound

is illuminated usually by UV light, through a photomask. The UV light creates

reactive sites in the exposed areas of the substrate where the biomolecules in

solution can bind [59]. The general steps involved in the photolithography

process are illustrated in Figure 2.12. The end result is a bioactive layer with the

same shape as a negative of the mask on the substrate. Photolithography allows

printing of all patterns simultaneously with a high spatial resolution (less than

250nm). However, both UV light and the chemical reagents used in the different

steps of this technique can produce biomolecule denaturing [11]. Non-specific

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binding can present another issue [59]. In addition, the many steps required by

the photolithographic process limit the number of biomolecules that can be

deposited and the complexity of the printed patterns. Nevertheless, some

researchers have applied photolithography to pattern proteins. For example,

Pritchard et al. [60] immobilized five different antibodies and casein on a silicon

dioxide surface using photobiotin and Pirrung and Huang [61] applied multiple

proteins on BSA derivatized glass support using a photoactive biotin derivative.

Hengsakul and Cass [62] placed biotinylated enzymes on the surface of

polystyrene and nitrocellulose using photobiotin to covalently attach avidin and

Mooney et al. [63] immobilized antibodies on a silicon dioxide surface using

silane to adsorb biotinylated BSA.

Figure 2.12 – Photolithography. (Adapted from [47]).

(b2) Electrospray deposition (ESD)

Two forms of ESD: proximal and distal, have been developed. In proximal ESD

(Figure 2.13(a)), a glass capillary situated close (130-150µm) to a conductive

substrate is exposed to high voltage delivering sequentially spots formed by

micrometric charged droplets of biological solution [47,64]. The technique can

deposit small volumes (in the picoliter range) but the spot size obtained can be

UV

Mask

Biomolecule

Support

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relatively large and nonuniform [44]. Distal ESD (Figure 2.13(b)) relies on the

same principle but the glass capillary is situated far (30cm) from the substrate;

hence, the charged microdroplets dry before reaching the substrate through a

dielectric mask. In contrast to proximal ESD, distal ESD creates patterns in

parallel. The technology is considered cost effective for biological materials and

proteins retain their functionality over time due to their dry state [65]. However,

the spot uniformity and density are poor when compared with other bioprinting

methods [45].

Figure 2.13(a) - Distal ESD.

(Adapted from [47])

Figure 2.13(b) - Proximal ESD.

(Adapted from [47])

Morozov and coworkers [66,67,68] introduced and applied distal ESD

techniques for deposition followed by chemical attachment of multiple

biomolecules with a wide range of activities, structures and properties (enzymes,

antibodies, DNA) in a microarray. Only conducting supports can be used in this

printing method and voltage and current need to be carefully optimized to avoid

denaturation. Moreover, for some biomolecules, like certain enzymes,

carbohydrate protectors are required to preserve the biomolecule activity

[66,67].

U

U

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(b3) Biological laser printing (BioLPTM)

In biological laser printing [69,70], photothermal and photomechanical effects

induced by focused laser pulses are used to eject discrete spots of a biological

material from a carrier support onto a substrate (See Figure 2.14). The carrier

support contains a UV transparent quartz layer, an absorbing metal oxide

coating layer, and the sample layer (solid, powder, liquid or gel). The receiving

substrate is usually a glass slide.

Figure 2.14 - Biological laser printing. (Adapted from [69])

The technique allows printed spots with diameters as small as 70µm, a spatial

resolution better than 5µm, and a wide deposited volume range from femtoliter

to nanoliter [69,70]. Being an orifice-free design, cross-contamination and

clogging issues are eliminated and it can transfer samples in dry state. It has

been applied for sequentially printing two-dimensional and three-dimensional

patterns of cells and proteins [47,69,70,71]. Even though preliminary results for

bacteria showed no loss of viability after printing, the impact of the UV

exposure and laser thermal energy on the functionality of other types of

biomolecules is still unclear.

Laserquartz

metal oxide

sample

substrate

carrier

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(b4) Continuous flow microfluidic printing (CFM)

CFM is a three-dimensional array of microfluidic channels embedded in

polydimethylsiloxane (PDMS) that allows spotting biomolecules in 250µm-side

independently-addressable discrete spots while under continuous flow [72]. The

biomolecule of interest is directly adsorbed on the substrate or captured via

recognition. The system proves advantageous for printing biomolecules that are

not available in high enough concentration or purity. Also, no spot cross

contamination is possible.

Figure 2.15 – Continuous- flow microfluidic printing

(b5) Inkjet printing

(b5.1) Principle of operation, benefits and challenges

Inkjet printing relies on the application of a force to create a high speed liquid

stream (jet) that is ejected through a small orifice (nozzle), resulting in the

formation of uniformly sized and spaced drops [73,74]. A number of actuation

strategies have been devised in inkjet printing [74,75,76]. Continuous inkjet

(CIJ) and drop-on-demand (DOD) systems, either piezo or thermal, are the most

common systems (see Figure 2.16). In CIJ systems, drops are constantly pumped

bioink

microfluidic

channels

printed

spots

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through a nozzle; some drops are selectively charged and can be deflected in an

electric field to produce the printed pattern. In contrast, DOD systems only

produce drops when needed, either by exciting a piezoelectric material with a

periodic voltage wave (piezo inkjet) or by superheating the ink until a bubble is

produced that expels a drop from the nozzle (thermal inkjet or bubble jet).

Continuous Inkjet Piezo Inkjet Thermal Inkjet

Figure 2.16 - Main inkjet technologies. (Adapted from [75])

Inkjet printing has been described as a “versatile tool to deposit tiny amounts of

liquid in an extremely defined and controlled manner” [77]. Flexibility, low

cost, easy of mass production, material efficiency, non contact and direct writing

process, speed (up to 25,000 drops/sec/nozzle [74]), good repeatability,

amenable to miniaturization are some of the favorable features associated with

the inkjet technology [71,78,79]. Relatively small dispensed volumes (2pl to 5nl

[74]) and comparatively high spatial resolutions (as high as 2400 d.p.i. (dots per

inch)) are achievable.

In contrast, one of the main challenges in this method seems to be the high

sensitivity to the rheological properties of the ink. Ink viscosity and surface

tension are critical parameters [80,81,82]. Cavitation bubbles [76], undesired

deflected

drops

piezo

sleeve

heater

bubble

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satellite drops [76,83], hydraulic cross talk [83], nozzle clogging [75,76,77],

droplet instabilities [78], agglomeration, precipitation or deposition of solutes

[78] are some of the problems that may need to be addressed, depending on the

system.

(b5.2) Piezoelectric jetting parameters: jetting cycle and maintenance operations

In piezoelectric inkjet actuation, a voltage wave is applied to a piezoelectric

element coupled to an ink reservoir to produce a deformation wave that changes

the volume of the reservoir. This volume change causes, in turn, a pressure wave

that, depending on the pressure sign, either ejects a drop from the ink reservoir

trough a nozzle or refills the reservoir with ink. Figure 2.17 is a simplified

scheme of the cross section of a single piezoelectric drop-on-demand ejector

with a shear-mode flat-drive plate actuator design [84,85,86,87]. The

piezoelectric jetting cycle can be described in terms of the different phases of

the driving waveform. Figure 2.18 illustrates a generic jetting cycle.

Figure 2.17- Cross section of a single piezoelectric drop-on-demand ejector

Lee [84] defined five adjustable operating parameters for reliable jetting in DOD

devices: drive pulse amplitude (related to the nozzle voltage), drive pulse shape

(related to waveform shape and pulse width), internal pressure level (related to

the meniscus vacuum), drop ejection rate (related to the firing frequency), and

fluid fill level. In addition, printhead priming and cleaning are some

maintenance operations executed before, during, and after printing that can

Piezoelectric element

NozzleInk channel

Connection

with

ink reservoir

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affect the jetting performance. The type, frequency, and duration of these

maintenance operations should be adjusted to improve jetting reliability.

a) Equilibrium

b) Drawing ink from reservoir

c) Ejection and drop formation

d) Drop break off and jet withdrawal

Figure 2.18- Generic piezoelectric jetting cycle

Vo

lta

ge

Time

Standby

Pulse width

Amplitude

Vo

lta

ge

Time

Ink

filling

Vo

lta

ge

Time

Drop

ejection

Vo

lta

ge

Time

Recovery

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(b5.3) - Jetting performance criteria: feasibility and reliability

Jetting feasibility addresses the question: can drops be jetted? Jetting reliability

addresses the question: can repeatable drops be constantly jetted? Therefore, a

reliably jettable bio-ink is a biologically active ink with adjusted rheological

properties for inkjet printing that can produce equally spaced and equally sized

drops on demand (either in intermittent or continuous operation) with minimum

maintenance operations until all the ink in the reservoir (cartridge) is consumed.

Kang [82] defined four performance criteria to evaluate jettability: ink-material

compatibility, drop formation, orifice clogging, and faceplate wetting.

Ink-material compatibility: The materials in physical contact with the ink

during the printing process (cartridge, printhead) as well as during idle periods

(cleaning pad) should be inert with respect to the ink. Chemical reactivity with

the printead materials (corrosive inks, organic solvents) [84] or materials that

can alter the activity of bio-inks (inhibitors) are examples of possible

incompatibilities.

Drop formation: Stable jetting is achieved when monodisperse drops, with the

same speed, size, direction of travel, and free of satellites are formed [84]. The

fundamental dynamics of the drop formation process is poorly understood. Thus,

finding a reliable printing window relies on a trial and error process [84,88]. For

a given ink and printhead, drop formation can only be modified through changes

in the parameters of the jetting cycle explained in section (b5.2).

Nozzle clogging: Inkjet inks should be clean and free of particles, sediments or

aggregates that can eventually obstruct the ejection hole. Nozzle clogging

problems can be mostly eliminated by filtering the ink before filling the

cartridge; however, during printing, dry ink deposits can form and block the

jetting orifice causing unstable, misdirected, or no drop ejection. The problem

tends to appear randomly at any nozzle and during no particular stage of the

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printing process. Suitable cleaning cycles and an addition of humectants to the

bio-ink formulation can help minimize the issue.

Faceplate wetting: The ink layer wetting the external surface surrounding the

nozzles is a key factor in jettability studies. Large amounts of ink on the

faceplate demand a larger driving amplitude, can impair drop ejection and

produce flooding or dripping. In addition to the design of printheads with highly

hydrophobic faceplate surfaces, the problem can be controlled by application of

an internal negative pressure to the ink circuit (meniscus pressure) [84].

(b5.4) Non conventional applications of inkjet technology

Initially developed for office printing, inkjet printing is a promising and cost-

effective technology to incorporate functionalities into materials [45,74,75,89].

Table 2.3 summarizes current and emerging areas of application of inkjet

technology not related to the graphic arts. Sirringhaus and Shimoda [84]

highlighted four areas of challenge in the application of inkjet technology to

deliver functional materials:

• Ink formulation: evaluation of new additives for control of rheological

properties, compatibility with the printer ink circuit, and preservation of

the functionality of the main active component

• Print head and print system design: compatible with new inks, reliable

and stable jetting, no clogging, repeatable drop volume, and highly

accurate droplet positioning

• Substrate choice and preparation: control of ink spreading and surface

chemistry

• Control of solvent evaporation: control of ink drying at the nozzles

(jettability) and on the substrate (position, structure and profile)

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Table 2.3 - Non conventional applications of the inkjet technology

Application Ink References

Microdispensing

• Biomolecules

• Polymers

DNA

Cells

Microorganisms

Antibodies

Hormones

Enzymes

Protein

Polymers

[74,90,91,92,93,94,95,96]

[84,97,98,99]

[100,101]

[102, 103,104]

[105]

[106,107, 108,109, 110,111,112,113, 114]

[77,80, 115]

[80,106]

Chemical analysis

• Drug discovery [50]

• Biosensors

• Combinatorial chemistry

• Mass spectrometry

[102, 104,105,116]

[117]

[118,119,120]

Chemical synthesis

• Nucleic acids

• Peptides

• Polymers

Base

Amino acids

Monomers

[96]

[121]

[122]

3-D manufacturing

• Tissue engineering

• Structural parts

Cells

Ceramics

[93,123,124]

[76]

Microassembly

• Organic electronic

components

• Light emitting diodes

• Liquid crystal displays

• Soldering

• Circuit boards

[83]

[125]

[77]

[126]

[127]

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(b5.5) Enzyme inkjet printing

Some researchers have successfully printed enzymes using inkjet technology.

Table 2.4 details the printing systems, biocatalysts, and supports used by these

researchers and their intended applications.

Table 2.4 - Previous work on inkjet printing of enzymes

Ref. Inkjet Enzyme Support Application

[106] piezoelectric GOD, urease

ISFET sapphire biosensor

[107] electrostatic GOD carbon electrode biosensor

[108] thermal HRP papers , plastics bioanalysis

[111] thermal GAL polyester sheet exploratory

[110] thermal GOD glass coated with PEDOT-PSS polymer

biosensor

[112] thermal HRP glass coated with PEDOT-PSS polymer

biosensor

[109] piezoelectric flow- through

GOD Au sputtered glass slide biosensor

[113] piezoelectric flow -through

GOD

LOD

SAM modified Au coated surface

multisensor

[44] piezoelectric GOD

HRP

paper multisensor

Note: GOD, LOD, HRP, GAL, ISFET, PEDOT/PSS and SAM stand for glucose oxidase, lactate oxidase,

horseradish peroxidase, galactosidase, ion selective field effect transistor, poly (3,4-

ethylenedioxythiophene/polystyrene sulfonic acid, and self assembled monolayer, respectively. Drops in

piezoelectric flow through systems are generated perpendicular to a flow passing through a cell as opposed

to drops generated from a limited volume of ink contained in a cartridge.

Few studies have attempted to pattern enzymes on cellulosic fibrous supports. In

a pioneering research by Roda et al. [108], a bio-ink containing HRP, buffer,

and surfactant was deposited onto various solid supports using a commercial

thermal inkjet printer. The solid supports included cellulose papers with basis

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weight ranging between 30 and 80g/m², cellulose filter paper, nylon sheet,

photographic gelatin paper, tissue paper, and inkjet transparency film. The

authors reported that the best intensity and spatial distribution in the

chemiluminescent response was obtained with the permeable paper supports.

Moreover, the fast diffusion of chemiluminescent substrate in the low basis

weight paper resulted in a faster signal development. The other non permeable

supports produced detection problems due to enzyme washout.

More recently, Abe et al. [44] used a piezoelectric inkjet printer to deliver a

solution of GOD and HRP to one of the sensing areas of a microfluidic

multianalyte chemical sensing paper for simultaneous quantitative colorimetric

detection of pH, protein, and glucose in urine. The authors observed some

problems of inhomogeneous color distribution, specifically in the sensing area

where GOD and HRP were printed, that will require a significant improvement.

2.2.5 - Paper-biomolecule attachment: passive adsorption

2.2.5.1 – Immobilization strategies

Immobilization is defined as the localization of biomolecules in a microspace with a

retained functionality [128,129]. Despite the added cost, immobilizing biomolecules onto

supports proves to be beneficial. Immobilization allows recovery and reuse of the

bioagent in some biocatalysis [32, 130 ] and provides a high local concentration of

bioagent in microarrays [ 131 ]. It offers a controlled microenvironment that can

selectively alter properties of the biomolecule [27] and may result in improved storage

and operational stability [13,27,131]. However, challenges such as loss of the

biomolecule activity and mass transfer limitations may have to be solved for particular

combinations of support-immobilization-bioagent system.

The choice of immobilization strategy depends on the type of application, support, and

biomolecule. Table 2.5 lists different objectives for immobilization in biotransformations

and bioanalysis.

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Table 2.5 – Immobilization objectives [130,132]

Biotransformations Bioanalysis

• Enhanced storage and operational

stability

• Reuse and recovery of biomolecule

• Reduce biocatalyst cost

• Retention of activity

• The carrier “dilutes” the activity

• High biomolecule surface density

• High sensitivity

• Non-specific interactions absent

• Full retention of protein

conformation and activity

• The carrier “concentrates” the

activity

The main immobilization strategies have been classified as chemical, physical and

biological [13,132]. Chemical methods rely upon the formation of one or more covalent

bonds between the bioagent and the support. Conversely, physical methods involve the

confinement of biomolecules by means of physical forces (like electrostatic, ionic or

hydrophobic forces) without formation of covalent bonds. In biological methods, the high

biochemical affinity between binding pairs is used to attach biomolecules to surfaces.

Figure 2.17 schematically depicts the different immobilization strategies classified

according to the nature of the attachment between the biomolecule and the support

[13,132,133].

Some favorable aspects of physical immobilization methods are:

• Less risk of damage to the biomolecule structure [134a]

• Less expensive since few reagents are needed

• Simpler due to less experimental steps

• No chemical modifications are introduced to the support or biomolecule

• Reversible in most of the cases and amenable to regeneration

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Physical Methods

Adsorption Entrapment Confinement

Chemical Methods Biological Methods

Cross-linking Covalent bonding Bioaffinity

Figure 2.19 - Immobilization strategies. (Some schemes were adapted from [133])

Some of the disadvantages of physical immobilization methods include:

• Attachments are generally weak; hence, not very stable or permanent

• Progressive loss of biological activity

• Desorption and leakage of biomolecules from the support

• Increased nonspecific binding

• Increased cost caused by the overloading of the support with biomolecule

(compensation for losses by inactivation and leakage) [135]

• Steric hindrance by the support

The particular advantages of chemical immobilization strategies are:

• Biomolecule lifetime is greatly improved

• Permanent and stable attachment of the biomolecules to the support

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• Minimal leakage of the biomolecules during use

The disadvantages of chemical immobilization strategies are:

• The coupling reaction can compromise the activity of the biomolecule

• The method is more expensive and complex

• Activated surfaces can denature proteins if too closely bound to the surface

• Irreversible and the biomolecule cannot be recovered

(a) Adsorption

Immobilization by adsorption involves the direct binding of the biomolecule to a surface

by non-covalent bonds. The strength of these bonds varies from weak van der Waals

interactions, stronger hydrophobic effects, up to very strong ionic bonds. For non polar

surfaces, adsorption is driven by hydrophobic effects. This strong physisorption can lead

to progressive changes in the biomolecule (generally a protein) tertiary structure and may

result in denaturing. For hydrophilic surfaces, adsorption is driven by van der Waals

forces or ionic and hydrogen bonding interactions. In this type of adsorption, factors such

as pH, ionic strength, and the presence of surfactants will influence the protein binding.

(b) Entrapment

This immobilization method relies on the frequently large difference in dimensions found

between binding partners. Gel entrapment and microencapsulation are examples of this

approach. In the former, the biomolecule is enclosed within a semipermeable polymer

membrane in the form of microcapsules with 1 to 100µm in size [136]. In the latter, the

biomolecule is mixed with a monomer solution, which is then polymerized to form a

highly cross-linked water insoluble gel. The result is a three dimensional porous network

that physically entraps the biological component. In both cases, the porosity of either the

microcapsule wall or the gel lattice is controlled to ensure that the structure is tight

enough to prevent leakage of the biomolecules, but sufficiently open to allow free

passage of small analytes.

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The distinction between binding (physical, chemical or biological) and entrapment could

be vague. Sheldon [130] considers binding as the immobilization of biomolecules on

prefabricated supports either in internal or external surfaces, whereas the simultaneous

synthesis of a support network in the presence of the biomolecule is considered

immobilization by entrapment.

The advantage of entrapment over adsorption is the reduced washout of the biomolecules,

although sometimes leakage of the biomolecules can occur due to the broad distribution

of pore sizes observed in some gels. Unfortunately, the support acts as a barrier to the

mass transfer of the binding partners. Due to diffusion limitations, only small analytes

can be detected with a reasonable response time. Another problem that may contribute to

the low diffusion rates is the progressive clogging of the pores with other sample

components.

(c) Confinement

The biomolecules are deposited on a semipermeable membrane with controlled porosity

that allows the free transport of small analytes or products inside and outside the support

but impedes the movement of the enzyme [135]. Two of the most commonly used

supports are dialysis and ultrafiltration membranes.

(d) Cross-linking

Bifunctional or multifunctional reagents are used to create intermolecular covalent bonds

between the biomolecules and/or to the support. Dialdehydes, such as glutaraldehyde, are

widely used as cross-linkers for protein immobilization. The severe conditions required

for some cross-linking reactions can lead to a significant loss of protein functionality and

poor reproducibility [130]. Cross-linked enzyme crystals and cross-linked enzyme

aggregates are examples of recent applications of this immobilization strategy to

biotransformations.

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(e) Covalent binding

This method of immobilization involves the formation of a covalent bond between the

biomolecule and the solid support. The bond is normally formed between functional

groups present on the surface of the support and functional groups belonging to the

biomolecule. Thus, first the solid support is activated and then the coupling of the

biomolecule to the surface takes place.

A large number of reactions are available. Amino, carboxyl, hydroxyl, disulphide, and

sulfhydryl functional groups present in the biomolecules (nucleic acids, enzymes,

antibodies, etc) are suitable targets for covalent bond formation with carboxyl, hydroxyl,

amino, and sinalol groups present on the support surface.

The introduction of a recognition element to the support is an effective way to avoid

leakage and non-specific binding. However, it is important to choose a method that will

form covalent bonds with non-essential sites in the biomaterial, avoiding the blockage of

the active sites involved in the biorecognition event. Also, in order to minimize protein

denaturing/inactivation, the reaction leading to the formation of chemical bonds has to be

performed under mild conditions, i.e., low temperatures, low ionic strengths and pH

levels in the physiological range.

(f) Bioaffinity

In this immobilization strategy, the strong non-covalent bond (very high affinity

constants, see Table 2.1 before) between the binding partners is exploited to attach the

biomolecules to the surfaces that have the complementary affinity moiety. The avidin-

biotin system, the His-Tag system, DNA-directed immobilization, and affinity capture

ligand system are extensively used in bioaffinity applications [132]. This method has the

distinctive advantage of keeping biomolecules in the correct orientation and produces

homogeneous, highly specific, and reversible attachments. However, it involves

additional steps: one of the binding partners has to be immobilized on the support and the

remaining binding partner be conjugated or expressed in the biomolecule, adding more

complexity and cost.

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2.2.5.2 - Paper-enzyme interactions during adsorption

Understanding and tailoring the interactions between the substrate surface and

the biomolecules (paper and enzymes in particular) is critically important in

developing bioactive papers [137]. Protein-surface interactions govern the

distribution, binding behavior, biological activity, and stability of the

immobilized biomolecules, significantly affecting, in turn, the functional

performance of the bioactive paper.

Leckband and Israelachvili [138] wrote a comprehensive literature review about

the different intermolecular forces acting in biological systems. The review

emphasized the higher complexity of biological interactions involving

complementarity, non equilibrium, and non linearity. Due to their amphiphilic

character, proteins interact with surfaces mainly through hydrophobic and ionic

interactions. In most of the cases, higher adsorbed amounts of protein are

observed on hydrophobic surfaces [139,140,141,142,143]. Upon adsorption, the

interactions between the sorbent and the protein can produce changes in the

structure and conformation of the bound enzymes that can result in different

levels of inactivation [144,145,146]. It has been suggested that stronger

interfacial interactions (commonly hydrophobic) can lead to extensive protein

unfolding.

Although techniques for characterizing adsorption behaviour of biomolecules on

surfaces are well developed, scarce information is available in the literature

about interactions of biomolecules, in particular enzymes, and paper surfaces for

biosensor applications.

2.2.6-Detection system: colorimetric

After the biorecognition event is triggered, a detection system is needed to

interrogate the biomolecular interaction. Different detection systems can be

envisioned in bioactive papers:

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Figure 2.20 – Detection systems

The reporting function is generally achieved by incorporating labels or

indicators in the system that change color (chromophores [147], quantum dots

[148], gold nanoparticles [149]), fluorescence (fluorophores, molecular beacons,

fluorescent proteins), or luminescence (luminophores), or radioactivity

(radiolabels) upon binding of the analyte to the bioagent. Chromophores in

particular, have the advantage of giving a visible indication that does not require

expensive or complex instrumentation for detection [150]. However, labelling

imposes additional cost and time and can produce interferences. Relatively few

labels are available in comparison to the number of bioagents and reactions to be

detected [151].

Quantitative detections, on the other hand, typically require a transduction

element. The main purpose of the transduction element is to convert an observed

change (physical or chemical) into a measurable signal with a magnitude

proportional to the concentration of the analyte [134b]. In many cases, direct

quantitative detection (label-free) is achieved by measuring changes in electrical

(potentiometric, amperometric or conductometric), mass (piezoelectric, acoustic

wave), heat (calorimetric), or optical (luminescent, fluorescent, reflective,

interferometric, ellipsometric, surface plasmon resonance and waveguide)

properties [133,152,153,154].

Qualitative

passive detection

REPORT

Quantitative

passive detection

REPORT MEASURE

Reactive

detectionREPORT MEASURE

TAKE

ACTION

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VTT’s literature review [6] estimated that electrical and optical transducers will

be the preferred transduction principles in bioactive papers. In particular, the use

of fluorophores in bioactive papers will be challenging because of the complex

sample handling issues and potential interference from the autofluorescence of

the cellulosic fibers. Ideally, fully portable bioactive papers are envisioned as

self-contained analytical devices with the detection system embedded in the

paper (instrument-less readout) or, alternatively, make use of portable detectors.

In applications where expert evaluation of the results is required (e.g. clinical

diagnosis), the ability to digitize and transmit readouts offsite to the specialist

will be an added post-detection benefit [42].

2.3 - EVALUATING BIOACTIVE PAPER PERFORMANCE

After completing the design of a bioactive paper, its functional performance has

to be assessed. Some of the performance indicators used to evaluate

bioanalytical applications and their definitions are [134c,155]:

• Selectivity/Specificity [134c]: Given mainly by the bioagent and its ability to

discriminate the analyte (or group of analytes) of interest from other species

present in the sample.

• Range of analysis [134c]: the analyte concentrations covered by the calibration

curve.

• Linear range [155]: “Concentration range over which the intensity of the signal

obtained is directly proportional to the concentration of the species producing the

signal”.

• Lower limit of detection [155]: “the analyte concentration derived from the

smallest measurement, LLD, that can be detected with reasonable certainty. The

value of LLD is given by the equation:

LLD LLD LLD LLD = = = = XXXXBiBiBiBi++++++++++++++++ ±±±± k k k k σσσσBiBiBiBi [2.6]

Where,

XXXX+ BiBiBiBi mean of the blank measures

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σσσσBiBiBiBi standard deviation of blank measures

kkkk numerical factor chosen according to the confidence level desired”

• Sensitivity [155,156]: “The slope of the calibration curve in the linear range. If

the curve is in fact a 'curve', rather than a straight line, then of course sensitivity

will be a function of analyte concentration or amount”.

• Response Time: time elapsed between moment the paper contacts the sample and

the moment readout is taken. This measurement is affected by factors such as the

sample preparation time, the simplicity of the measurement and the time needed

to reach equilibrium or constant measure [134c].

• Lifetime: time span the bioactive paper can be stored after manufacturing before a

deterioration of the performance is observed. Also known as stability.

• Precision [155]: “The closeness of agreement between independent test results

obtained by applying the experimental procedure under stipulated conditions. A

measure of precision (or imprecision) is the standard deviation”. In the context of

bioactive papers, precision will be affected by batch-to-batch variability in the

bioagent, variability in the paper support (anisotropy, manufacturing conditions)

and variability in the test conditions (pH, temperature and humidity). A suitable

replication strategy should be used to minimize random errors.

• Accuracy [155]: “The closeness of the agreement between the result of a

measurement and the true value”. Suitable standards and controls should be used.

• Repeatability [155]: “The closeness of agreement between independent results

obtained with the same method on identical test material, under the same

conditions”

• Reproducibility [155]: “The closeness of agreement between independent results

obtained with the same method on identical test material but under different

conditions”

• Signal to noise ratio: Ratio between mean measurement and the deviations

affecting the measurement.

• Background: The analytical response of the bioactive paper in the absence of

some of the elements of the biorecognition (analyte, binding partner, indicator).

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Non-specific binding, i.e., the binding of the bioagent to non-target binding sites,

is one of the most important sources of background in bioanalysis.

• Interferences [152]: “A systematic error in the measure of a signal caused by the

presence of concomitants in a sample”. In the context of bioactive papers the

concomitants are substances in the bioagent source, in the paper composition, in

the deposition system, in the sample matrix, or in the measurement environment

that affect the output of the measurement.

Performance factors of bioactive papers will likely be affected by the type and size of

analyte [157], sample matrix [158a], type and amount of bioagent [158b], spot size and

density [159], support [160], immobilization method [132], label, and/or transducer type

[132].

2.4 - CONCLUSIONS

The field of bioactive papers is still in its infancy. Many aspects of the design of

bioactive papers are yet to be explored. The use of paper and other cellulosic materials in

bioanalytical systems is attractive not only because a bioanalytical system incorporating a

low-price readily-available commodity is easier to scale up and commercialize, but also

because of the potential benefits of higher value and product differentiation for the pulp

and paper industry. The optimum combination of components (bioagent-deposition-

immobilization-support-detection) for a particular bioanalytical application has been

determined mainly empirically. Systematic studies of the impact of support properties,

immobilization strategy, and deposition parameters on the performance of bioanalytical

systems are few in the literature.

The use of cellulosic fibers and paper in conjunction with biological molecules is rare.

Even though modified cellulose substrates for covalent binding of bioagents have

received considerable attention in the past, scarce research has been done recently

containing paper or cellulose supports involving simple physical immobilization

techniques. Moreover, few attempts to apply multi-bioagents on cellulosic supports have

been reported, even fewer involving paper as a substrate.

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Proteins are among the most difficult bioagents to print due to their fragile nature and

high susceptibility to denaturation. Enzymes in particular appear to be one of the most

challenging bioagents because printing or immobilization can lead to inactivation.

Nevertheless, many enzymes such as some oxidoreductases are well known and well

characterized in solution state. That makes them ideal subjects for investigation in solid

phase systems. Despite the considerable effort needed to optimize bioanalytical systems

involving enzymes, it is likely that providing a scientific roadmap for the development of

a bioactive paper containing a model enzyme bioagent would be an useful guide for

extension to other enzymes and less sensitive bioagent systems.

Among the deposition methods reviewed, the absence of physical contact with the

support is the most valuable feature in non contact bioprinting. Within this particular

group of technologies, inkjetting can accurately and rapidly place small volumes with the

added advantage of posing low demands on the support properties. Nonetheless, ink

formulation in this printing system is crucial. Most research on inkjet printing of enzymes

is exploratory and focused on printing feasibility. The specific challenges associated with

the formulation of enzyme-containing inkjet bio-inks have not been explicitly studied.

Clearly, research focused on inkjet printing reliability is needed to advance towards high

speed manufacturing of bioactive papers.

Physical adsorption is the simplest immobilization strategy for attaching biomolecules to

surfaces and has been extensively investigated over the years. However, in many protein-

paper systems the interactions between proteins, enzymes in particular, and paper

surfaces are poorly understood. A characterization of the adsorption behaviour of

enzymes on cellulosic fibrous supports should be undertaken to identify attributes of the

paper support that determine bioagent attachment. These key paper attributes will allow

to better engineer the paper surface to hold and maintain bioactivity.

The chapters that follow this literature review will address some of the

unexplored areas in bioactive paper research through the study of a model

system involving the solid phase bioanalysis of H2O2 using the enzyme

horseradish peroxidase.

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Chapter 3

EXPERIMENTAL APPROACH

The detailed information about the materials, experimental procedures, and

measurement techniques used in this thesis study are summarized in this chapter.

3.1-BIO-INK FORMULATION

3.1.1-Enzyme

Horseradish peroxidase, HRP C, (EC 1.11.1.7, type VI, from amoracia rusticana,

highly stabilized, essentially salt free, 200-300 U/mg, Rz~3.0) was purchased

from Sigma (Oakville, ON, Canada) and used without further purification.

3.1.2-Chromogenic enzyme substrate

ABTS, 2, 2'-azino-di-(3- ethylbenzthiazoline) 6-sulphonate, was purchased from

Sigma and dissolved in 100mM potassium phosphate buffer (pH 5).

3.1.3-Buffer

The enzyme solutions were in all cases prepared in a 40mM potassium

phosphate (Sigma-Aldrich) buffer (pH 6.8) solution.

3.1.4-Additives

Glycerol (Merck anhydrous pure); EG, ethylene glycol (Caledon); PVA,

polyvinyl alcohol (Celvol 107); CMC, sodium carboxymethyl cellulose (Procell

CMC 813LZR); and three PEGs, polyethylene glycols with molecular weights

of 200Da, 2000Da and 20000Da (Fluka BioChemika Ultra) were tested as

viscosity modifiers. A non ionic surfactant, Triton X-100 (Sigma-Aldrich), was

incorporated as a surfactant.

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3.1.5-Liquid vehicles formulations

Different liquid vehicles for the enzyme-chromogen system were prepared

according to the formulations detailed in Table 3.1.

Table 3.1- Liquid vehicles formulations

Formulation Code

Viscosity Modifier

Range of doses

Surfactant Buffer Humectant

Control 1 None None

40mM KH2PO4 pH 6.8

None

Control 2

0.1wt.-% Triton X-

100

1 PEG 200 Da 0-50wt.-%

2 PEG 2,000 Da 0-30wt.-%

3 PEG 20,000 Da

0-30wt.-%

4 EG 0-80wt.-%

5 Glycerol 0-70wt.-%

6 PVA 0-6wt.-%

7 CMC 0-1wt.-%

8 CMC 0.5wt.-% 10wt.-% Glycerol

3.1.6-Standard bio-ink formulation

A 50U/ml (pyrogallol units) HRP enzyme and 18.2mM ABTS solution was

prepared in a 40mM potassium phosphate buffer (pH 6.8) containing 0.1 wt-%

Triton X-100 as a surfactant, 10 wt-% glycerol as a humectant and a 0.5 wt-%

carboxymethyl cellulose as a viscosity modifier.

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3.1.7-Viscosity measurements

Dynamic viscosity was measured in triplicate at room temperature (23°C) using

a capillary viscometer # 200 calibrated against deionized water.

3.1.8-Surface tension measurements

The surface tension of the different liquid vehicles was measured with a

tensiometer Sigma 700 (KSV Instrument Ltd.) based on the Wilhelmy plate

principle [161]. The selected measurement conditions were:

• speed up/down 20 mm/min

• wetting depth 6 mm

• integration time 300 sec

• measuring time 30 min

• temperature 23°C

• repetitions 6

• solid glass

3.2-SOLID SUPPORTS

3.2.1- Fibrous supports for printing

3.2.1.1 - Commercial papers

In the next page, Table 3.2 summarizes the different commercial papers used as solid supports in

this thesis.

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Table 3.2. Commercial paper supports

Code Type General use

A Standard cellulose chromatographic paper chromatography

B Uncoated, mixture of thermo-mechanical, groundwood, kraft and recycled fibers

light weight coating, LWC, base paper

C Uncoated, 30% post-consumer fibers office, printer, copiers

D Uncoated, wood-free office, laser printer

E Color copy cover premium color copies

F Coated grade with calcium carbonate pigment and latex binder

premium offset prints

G Coated inkjet grade with silica pigment and polyvinyl alcohol binder

premium inkjet prints

H Cast coated photographic quality prints

3.2.1.2 –Handsheets with increasing hydrophobicity

Fibers either beaten or both beaten and internally sized (see details of the fiber

treatments in section 3.2.2.2.2) were formed into handsheets with 60g/m² basis

weight in tap water following the standard test method Tappi T220. The

handsheets were air-dried in a conditioned room (23 ± 1°C temperature and 50 ±

2% relative humidity, according to the standard Tappi T402) and then oven-

dried for 5 minutes at 105°C. The handsheets were calendered in the lab in a

Beloit-Wheeler (Beloit-Wheeler, USA) calender at 80°C and under 62kN/m

linear pressure. The basis weight, thickness, and degree of sizing (Hercules

Sizing Test, HST, 80% reflectance, 1% formic acid) of the handsheets were

tested according to the standard methods Tappi T410, T411 and T530,

respectively. In addition, the surface energy of the handsheets was characterized

using the method described in section 3.2.2.3.2.

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3.2.1.3 - Coating layer

A thick layer of coating formulated with 10pph of (unit conventionally used in

paper coating formulations, the reference is 100 parts of pigment) a styrene-

butadiene (SB) latex (Styronal BN4606, BASF) and 100pph of a ground calcium

carbonate (Hydrocarb 90, Omya) pigment was applied on one side of a copier

grade transparency using a rod #16 in a laboratory coater, Endupap Universal

Coating Machine developed by CTP (Centre Technique de l’Industrie des

Papiers, Cartons et Celluloses de Grenoble), operating at a speed of 3 m/min and

at a drying temperature of 200°C for 1 minute. Subsequently, the coated side

was inkjet printed with the enzyme bio-ink containing Amplex Red (See details

in section 3.6.2).

3.2.2 -Supports for adsorption

3.2.2.1 – Model sorbents

Microgranular cellulose (C6413, Sigma), ground calcium carbonate (Hydrocarb 90,

Omya), rayon filament yarn (RT700, Cordenka), styrene-butadiene, SB, latex (Styronal

BN4606, BASF), and polystyrene beads (390nm average diameter, Bangs Laboratories)

were used as model supports for HRP adsorption experiments. The rayon filament yarn

was ground using a Thomas® Wiley® Mini-Mill to reduce the size of the fibers to

0.26mm arithmetic average length or 0.35mm length weighted average length (measured

using FQA Fiber Quality Analyzer). Liquid SB latex was deposited on Parafilm using a

pipette, spread with a glass rod and air-dried to form a solid film. Then the latex film was

cut into small pieces (ca. 5mm size) with a scissor. The polystyrene beads were dialyzed

for 48h against 40mM KH2PO4 buffer at pH 6.8 using a 20kDa molecular-weight cut off

(MWCO) Slide-A-Lyzer Dialysis Cassette (Pierce) made out of a low-binding

regenerated cellulose membrane. The dialysis process helped remove additives

(surfactants and biocides) that can denature the enzyme. The sorbents were characterized

in terms of surface energy (details in section 3.2.2.3.1), zeta potential (details in section

3.2.2.3.3), topography (details in section 3.2.2.3.4), and specific surface area (details in

section 3.2.2.3.5).

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3.2.2.2- Treated fibers

3.2.2.2.1- Beating

Dry commercial BKSW, bleached kraft softwood pulp fiber (Tembec), was

soaked overnight in distilled water and was beaten to 450ml Canadian Standard

Freeness with a PFI mill to increase the specific surface area.

3.2.2.2.2 -Internal sizing

A 1 wt-% dispersion of beaten fibers in water was sized (synonym of

hydrophobized used in papermaking) using an internal sizing agent of either (A)

a rosin-based size (mixture of resin acids mainly composed of abietic acid) or

(B) an alkyl ketene dimer, AKD, reactive size. In case (A), 0.8 wt-% and 1.6 wt-

% doses of 1 wt-% cationic dispersed rosin size (Ultra-pHase® 35, Hercules)

solution was first added to the fiber dispersion in distilled water, followed, after

30s, by aluminum sulfate. During the sizing process, the pH and the rosin to

aluminium sulfate ratio were kept constant at 4.5 and 1, respectively and the

dispersion was continuously stirred for 8min before filtering and washing with

tap water to obtain neutral pH fibers. In case (B), a 0.3 wt-% dose of AKD

(Hercon® 115, Hercules) was added to a 1 wt-% dispersion of beaten fibers in

tap water. The dispersion was continuously stirred for 8min and kept at neutral

pH before filtering and washing with tap water. The sized fibers were divided

into two parts: one part was formed into handsheets (see section 3.2.1.2), and the

rest was oven-dried for 5 min at 105°C and were directly used in adsorption

experiments. Treated and untreated fibers were characterized in terms of surface

energy (see details in section 3.2.2.3.1), zeta potential (see details in section

3.2.2.3.3), topography (see details in section 3.2.2.3.4), and specific surface area

(see details in section 3.2.2.3.5).

3.2.2.2.3- TEMPO-mediated oxidation of ground rayon and BKSW fiber

The oxidation of cellulosic fibers and rayon was conducted at room temperature

following the method detailed by Kitaoka et al. [162]. The sample (10 g dry

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basis) was suspended in a solution containing 0.025g of TEMPO, 2,2,6,6-

tetramethyl-1-piperidininyloxy radical (purified by sublimation, 99%, Aldrich),

0.25g of sodium bromide (≥99%, SigmaUltra), and 750ml of deionized water.

The pH of the suspension was adjusted to 10.5 by adding 0.5M NaOH solution.

The reaction began with the slow addition of 2.42 milimoles of 10.5% sodium

hypochlorite solution (reagent grade, available chlorine >4%, Sigma-Aldrich).

The reaction proceeded for about 2 h, during which the pH was kept at 10.5 by

small additions of 0.5M NaOH solution. When the pH remained practically

unchanged, the reaction was stopped by adding a few ml of ethanol to the

suspension. Finally, the oxidized fiber was filtered and washed with deionized

water until the filtrate was free from alkali.

3.2.2.2.4- Surface charge modification using polyelectrolyte

90mg of poly-(allylaminehydrochloride), PAH, (Aldrich) and 0.585g of sodium

chloride (Caledon) were added to a liter of distilled water and the solution pH

was adjusted to the value of 6.5 using a phosphate buffer of pH 8 . Ground rayon

yarn equivalent to 3g oven dry weight was incorporated into the previous

solution while stirring and was left in contact for 20min. After filtering through

a 25µm-aperture nylon mesh, the rayon fibers were washed three times with

1000ml of 0.01M sodium chloride solution.

3.2.2.3 – Characterization of model sorbents and treated fibers

3.2.2.3.1 – Surface energy of model sorbents

The total surface free energy (γT) of the model sorbents, as well as the dispersive

(γD), polar (γP), electron-acceptor (γ+), and electron-donor (γ-) components of

the surface energy, were obtained from the literature. Table 3.3 summarizes the

information.

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Table 3.3 - Surface energy of model sorbents as reported in the literature

Solid Method γ

T γD γ

P γ+ γ

- Ref.

mN/m mN/m mN/m mN/m mN/m

PS Contact angle 42 42 0.5 0 1.1 [163]

PS GvOC theory 38.2 38.4 0.026 0.219 [164]

PS 40.57 38.39 2.17 [165]

PS Harm. mean 42.6 38.4 4.2 [166]

PS Geom. mean 42.0 41.4 0.6 [166]

PS Molt. polymer 40.7 33.9 6.8 [166]

PS DCA 39.1 34.8 4.3 [167]

MCC Contact angle 53.9 36.6 17.3 [168]

MCC IGC 4 0 [169]

MCC IGC 40.3 [170]

MCC Wicking 57.18 52.94 4.24 0.11 41.70 [171]

AC Wicking 58.98 54.49 4.49 0.11 47.83 [171]

AC IGC 35.6 to 49 42 [172]

AC IGC 45.1 [173]

AC* DCA 72.8 22.44 50.38 [174]

AC* DCA 50.06 23.75 26.31 [174]

AC Contact angle 67 33 34 [175]

GCC IGC 68.6 [170]

kaolin DCA 64.3 32.4 31.9 [176]

PCC DCA 67.7 35.2 32.5 [176]

Calcite *** Wicking 57.0 40.2 16.8 1.3 54.4 [177]

GCC Wicking 37.0 29.1 7.9 0.5 31.6 [177]

GCC# Wicking 31.8 26.7 15.1 2.0 28.4 [177]

SBA DCA 46.44 31.38 15.06 [176]

SBA ** DCA 44.55 33.31 11.25 [176]

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Table 3.3 - Surface energy of model sorbents as reported in the literature (continued)

Solid Method γ

T γD γ

P γ+ γ

- Ref.

mN/m mN/m mN/m mN/m mN/m

SB Tg=7°C

IGC 55.1 38.2 16.9 [178]

Note: PS, MCC, AC , GvOC, IGC, DCA, PCC, SBA, and GCC stand for polystyrene, microcrystalline cellulose, amorphous cellulose, Good-van Oss-Chaudhury, inverse gas chromatography, dynamic contact angle, precipitated calcium carbonate, styrene–butadiene–acrylonitrile latex and ground calcium carbonate; respectively.*Same solid measured with different set of liquid probes.** Washed.***Crystal.# after exposure to water vapour for 24h.

As observed in Table 3.3 there is variability in the surface energy values

obtained from the literature, especially in the case of regenerated cellulose and

calcium carbonate. These variations are due to differences in the methods

(contact angle, adsorption, thin layer wicking), the measurement conditions

(temperature, surface preparation, equilibration atmosphere, packing), the

theoretical treatment of the data (Zisman, Fowkes, GvOC, Owens and Wendt,

etc.) and the nature (roughness, AC film vs AC yarn, degree of grinding,

swellability) of the solid surfaces evaluated. The surface energy values extracted

from Table 3.3 and used in Chapter 6 of this thesis satisfied the following

criteria: closeness of the solid material, closeness of experimental conditions,

obtained using the preferred method for the solid and availability of polar and

dispersive components of the surface energy.

3.2.2.3.2 – Surface energy of treated fibers

There are two lines of thought for surface energy calculations based on contact

angle measurements: the surface tension component approach (Fowkes [179],

Owes-Wendt [180], van Oss-Good-Chaudhury [181]) and the equation of state

approach (Neumann-Spelt [182]) considered as a development of the Zisman

approach [183]. There still exists a controversy about which approach is better

[184]. In this study, due to the widespread use of the surface tension component

approach for paper and cellulosic fibers substrates [185], the method of Good-

van Oss-Chaudhury [186] was chosen to determine the surface energy of

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handsheets produced with untreated and internally sized fibers. The method

requires contact angle measurements of three probe liquids of known surface

tension on the solid. Dynamic contact angles were measured with a FibroDat

contact angle machine at Xerox Research Centre of Canada. The samples were

conditioned for at least 24h in a controlled room at 23°C and 50%RH (according

to T402 Tappi Standard) before conducting the experiments. Eight contact angle

vs. time profiles per sample produced by the spreading and penetration of 4µl

drops on the solid were measured in the same conditioned room. The average

contact angle corresponding to 0.02s was used in the calculations. Equations 3.1,

3.2 and 3.3 were solved simultaneously for the unknown dispersive (γD), polar

(γP), electron-acceptor (γ+) and electron-donor (γ-) components of the fiber

surface energy with known values of the same surface energy components for

liquids i=1,2,3.

1+cosθ! γi = 2 ,�γiDγ

D�1/2+ �γi

+γ-�1/2

+ -γi-γ

+.1/2/ [3.1]

Table 3.4 summarizes the properties of the test liquids used for the surface

energy determination.

Table 3.4 - Surface energy components of test liquids

i Liquid γ

T

mN/m

γD

mN/m

γP

mN/m

γ+

mN/m

γ-

mN/m

Ref.

1 Diiodomethane 50.8 50.8 0 0.01 0 [187]

2 Formamide 58 39 19 2.28 39.6 [187]

3 Water 72.8 21.8 51 25.5 25.5 [187]

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3.2.2.3.3 – Zeta Potential of model sorbents and fibers

The zeta potential of a few milligrams of each model sorbent and treated fibers

suspended in either distilled water pH 5 (low ionic strength) or 40mM potassium

phosphate buffer pH 6.8 (high ionic strength) was tested in a ZetaPlus zeta

potential analyzer (Brookhaven Instruments Corporation). The measurements

were conducted at 25°C using three independent samples and 10 runs per cycle.

3.2.2.3.4 – Scanning electron microscopy (SEM) of model sorbents and fibers

SEM micrographs of dry samples of the model sorbents and the fibers were

acquired in a JEOL JSM-840 microscope at different levels of magnification.

Except for the SB latex, all the samples were sputtered with carbon before

imaging.

3.2.2.3.5 – Specific surface area of model sorbents and fibers

The specific surface area of the sorbents was determined using the following

methods:

Table 3.5- Methods used for evaluation of specific surface area

Sorbent Method

Microgranular cellulose N2 and Methylene blue adsorption

Calcium carbonate N2 adsorption*

Rayon Methylene blue adsorption

Oxidized rayon Methylene blue adsorption

Polystyrene beads Calculation based on geometry

SB latex Methylene blue adsorption

Untreated fiber (BKSW) Methylene blue adsorption

Oxidized fiber (BKSW) Methylene blue adsorption

Note: * the data was informed by the supplier

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A Coulter SA 3100 analyzer was used to measure the specific surface area by N2

gas adsorption followed by BET (Brunauer, Emmett and Teller) model fitting to

the experimental data. The methylene blue adsorption technique is based on the

measurement of the equilibrium isotherm of methylene blue adsorbed on the test

material followed by fitting of a Langmuir type of isotherm to the experimental

data [188]. The cross-sectional area of the adsorbed methylene blue dye was

assumed constant and equal to 197.2A2. This assumption can be questionable

depending on the orientation of the adsorbed molecule (end-on vs. side-on) and

the methylene blue concentration range (methylene blue forms dimmers and

trimers at concentrations above 10-5M). Nevertheless, the advantage offered by

the methylene blue method is the possibility of characterizing the specific

surface area of the materials under wet conditions. The method is particularly

useful in the case of fibrous materials that experience considerable amount of

swelling in aqueous media. Finally, for the spherical polystyrene beads with a

narrow particle size distribution, the specific surface area was calculated

assuming spherical particles with a uniform diameter, using the equation:

SSA = 6

ρs × d �0. ��

Where, SSA is the specific surface area [m2/g], ρs is the density of the solid sphere [g/cm3]

and d is the mean diameter [µm]

3.2.2.3.6 – Carboxylate content of oxidized cellulosic sorbents

The carboxylate content of the oxidized ground rayon and BKSW cellulosic

fiber was determined by simultaneous conductometric and potentiometric

titration. Initially, 0.3 g (dry basis) of sample was stirred in a solution containing

200ml of deionized water and 18 ml of 0.1M NaCl until the fibers were well

dispersed. The pH of the mixture was adjusted to fall within the range of 2.5 to 3

by adding 0.1M HCl. Then, the sample was titrated with 0.2ml increments of

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0.04M NaOH until reaching pH 10. The evolution of both the conductivity and

pH of the mixture during the titration was recorded. From the plot of

conductivity vs. titrant volume, two end points can be identified: the first

corresponding to the equivalence point for the strong acid in the system (HCl)

and the second corresponding to the equivalence point for the weak acid in the

system (-COOH). The carboxylate content in the sample can be calculated from

the difference between these two volumes, as follows:

C = 0.04 × × × × 3333V2-V14444 w⁄⁄⁄⁄ [3.3]

Where C is the carboxylate content of the sample in [meq/g], V2 is the titrant

volume corresponding to the second equivalence point in [ml], V1 is the titrant

volume corresponding to the first equivalence point in [ml], and w is the weight

of sample (dry basis).

3.2.2.3.7 – X-ray photoelectron spectroscopy of the handsheets

X-ray photoelectron spectra of the increasingly sized handsheets (section

3.2.1.2) were acquired in a Thermo Scientific Theta Probe spectrometer using a

monochromated aluminum K-alpha radiation source (300µm spot size). Surface

charging was compensated with both low energy electrons and ions (Ar). The

vacuum level of the sampling chamber was maintained at 1×10-7mBar, with the

vast majority of residual chamber pressure due to residual Ar from operation of

the charge compensation source. Wide spectra (pass energy 200 eV) and spectra

of individual photoelectron lines C1s and O1s (pass energy 30 eV) were

acquired. The measured XPS spectra were not smoothed prior to deconvolution.

Peak fitting was carried out for high resolution C1 using the curve fitting

AVANTAGE software with the Gaussian-Lorentzian ratio of 70%/30%. The

binding energy scale was referenced to the C1s line of aliphatic carbon set at

285.0 eV.

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3.3-BIO-INK PRINTING

3.3.1-Inkjet printer

A material deposition system based on piezoelectric inkjet technology (Dimatix

DMP 2800, see Figure 3.1) located inside a room with controlled atmospheric

conditions (23 ± 1°C temperature and 50 ± 2% relative humidity) according to

the T402 Tappi Standard was used. The printer includes a MEMS-based

cartridge-style disposable printhead with 16 nozzles linearly spaced at 254µm

and a typical drop size of 10pl. Each cartridge has a reservoir capacity of 1.5 ml.

The cartridge reservoirs were cleaned with both deionized water and buffer

before filling with ink. To avoid clogging of the printhead nozzles, all the

liquids were pre-filtered through a 0.2µm pore size Acrodisc Syringe Filter

(hydrophilic polypropylene membrane with low protein binding and low levels

of UV-absorbing extractables).

Figure 3.1(a) - Inkjet material deposition system

Figure 3.1(b) - Cartridge and print-head

(Images adapted from http://www.dimatix.com)

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Figure 3.1c – Printhead nozzles: 16 nozzles, 254µm spacing, 21.5µm diameter.

The printer is equipped with a drop imaging system (drop watcher) that allows

observation and capture of the events during drop formation on the printhead

nozzles and trajectory of the drops after ejection. The drop imaging system is

based on bright background illumination with a stroboscopic LED array against

a ground glass screen that is synchronized with a monochrome CCD high speed

camera. The material deposition system also enables the user to control several

jetting parameters such as waveform, pulse width, individual nozzle voltage,

meniscus vacuum, firing frequency, cartridge temperature, and cleaning cycles.

3.3.2 - Ink-material compatibility

As advised by the supplier, the materials that get in physical contact with the

bio-ink during jetting are polypropylene (fluid module), peroxide treated EPDM,

ethylene propylene diene M-class rubber (housing of print module), and

silicon/silicon oxide (MEMS print chip). These materials were contrasted

against the bio-ink components to identify potential interferences or inhibitors of

the bioactive material and corrosion issues. The only issue identified was the

possibility of some residual peroxide in the EPDM that can interfere with the

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activity measurements after printing. Bio-ink was jetted, collected after printing

and tested for peroxide. The bio-ink tested negative for peroxide after printing,

ruling out the presence of material incompatibility.

3.3.3 - Control of Jetting Performance

For a given bio-ink formulation and printing condition, visualization of the drop

formation process (see section 3.3.1 for details) at the nozzles allowed

evaluation of the jetting performance and troubleshooting of the corrective

actions needed to improve reliability. The strategy followed in the control of

jetting performance is presented in Figure 3.2.

Figure 3.2 – Measurement and control of jetting performance

3.3.4-Jettability test

The steps followed to test the jettability of a bio-ink formulation are described

below:

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1. Run a few cleaning cycles (combination of priming, purging and spitting)

with the printhead located on the cleaning pad.

2. Set the jetting parameters to: maximum allowed nozzle voltage (40V), low

firing frequency (1 to 5 KHz), and widest pulse width in the waveform

compatible with the selected firing frequency.

3. Fire one nozzle at a time and groups of 5 nozzles at a time until the 16

nozzles are checked. Observe if the nozzles fire drops. If most of the nozzles

fire drops, proceed to step 7.

4. If most of the nozzles do not fire drops, modify the pulse width and observe

if there is drop ejection.

5. If most of the nozzles continue to not fire drops, change the cartridge. If the

nozzles start to fire, it is possible that there was a manufacturing defect in the

cartridge.

6. If most of the nozzles continue to not fire drops, the ink formulation is not

jettable.

7. Keep the nozzles firing for 10 minutes. If the nozzles do not fail to fire

during this time, proceed to step 10.

8. If within the 10 minutes, some or all of the nozzles fail to fire drops, modify

the pulse width and observe if there is some condition at which there is

sustainable firing.

9. If most of the nozzles continue to not fire drops, the ink formulation is not

jettable.

10. Determine the drop speed in m/s, using the strobe delay and the distance

travelled by the drops.

11. Decrease the pulse width in small steps and determine the drop speed for

each operational condition.

12. Determine the optimum operational window (pulse widths) corresponding to

the speeds 7 to 9 m/s suggested as optimum by the manufacturer.

13. Decrease the firing voltage until no drops are jetted, and select a voltage

higher than this limit as the operational firing voltage.

14. Increase the firing frequency and repeat the procedure.

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15. The final results of the procedure are the optimum pulse width, firing voltage

and firing frequency for the ink under evaluation.

16. With the optimum operational parameters and the same cartridge, print once

per day during one week. Repeat steps 1 and 3; if firing problems are

observed is possible that the ink under evaluation produces a “first drop

problem”.

17. If firing problems are not observed, the ink formulation is a good candidate

to proceed to ink stability tests.

3.3.5-Printed patterns

Three types of patterns were printed, as detailed in the sketch of Figure 3.3

Figure 3.3 – Sketch (not to scale) of inkjet printed patterns. Spot (left), lines (center) and

dots (right)

3.4-ENZYME MEASUREMENTS

3.4.1-Activity in solution

One unit of HRP enzyme activity is defined as the volume of peroxidase enzyme that will

oxidize 1µmol of ABTS per minute at pH 6.8 and 25°C. Therefore, HRP enzymatic

activity was tested in solution through absorbance measurements of the concentration of

oxidized ABTS ―a green colored chromogen― over time using a Perkin Elmer UV-Vis

spectrometer Lambda 35 operated at ambient temperature (22 with maximum/minimum

of ± 3°C) and 422 nm. Activity determinations were performed in triplicate

20µm

20µm

20µm

254µm 254µm

254µm

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measurements of the same sample, following the method described in [ 189 ] and

reproduced in Appendix A.1 using concentrations of 1.68nM HRP, 1.21mM ABTS and

0.13mM H2O2 in the corresponding liquid carrier. The enzyme activity was calculated

using the maximum linear rate (initial slope) of the absorbance curve and applying the

following equation:

A = S × V × df

6 × 78 �0. 9�

A activity [U/ml]

S slope [a.u./min]

V total volume [ml]

df dilution factor

εεεε extinction factor [mM-1cm-1]

Ve enzyme solution volume [ml]

Standard errors as high as ±10% are typical in HRP activity measurements in

solution using ABTS as chromogenic substrate [190,191,192]. Temperature

changes were the most significant source of variations in activity measurements

(see Appendix A.5). At least a 5% change in activity measurements can be

explained by temperature changes.

3.4.2-Activity in solution (after printing)

In order to determine HRP activity after inkjet printing, a minimum of 10

million drops (equivalent to 100µl) of the HRP ink was jetted using the Dimatix

printer onto a small plastic cup. Three replicates of the post-jetted HRP ink

(50µl each in volume) were used to measure enzyme activity in solution

following a similar procedure as described in section 3.4.1.

3.4.3 – Protein concentration in solution

Protein concentration in solution was measured following Bradford protocol

[193]. Bradford dye can exist in three forms, depending on the pH:

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(Alkaline) (Neutral) (Acid)

Anionic ↔ Neutral ↔ Cationic [3.5]

595 nm (blue) 650 nm (green) 470 nm (red)

The technique involves the formation of a dye-protein complex that shifts the

absorbance peak from red to blue. Detergents, bases, and other substances can

produce interferences [194]; therefore, a suitable blank containing all the sample

components including potential interfering substances except the protein were

subtracted from the sample absorbance measurements.

The protein concentration in solution before and after adsorption was measured

in duplicate following the Bradford microassay protocol for protein

concentrations below 0.1 mg/ml. For the higher protein concentrations, dilutions

with supernatant were implemented. In both cases, a protein calibration curve

was constructed using HRP solutions with known enzyme concentrations.

3.5- SOLID PHASE BIOANALYSIS OF H2O2

3.5.1-Principle

Bioanalysis of H2O2 is based on the reaction between the leuco-dye, 2,2’-azino-di-(3-

ethylbenzthiazoline) 6-sulphonate (ABTS) and H2O2 specifically catalyzed by the

enzyme HRP [195] as follows:

HRP

2ABTS + H2O2 →→→→ 2ABTS + 2H2O [3.6]

(reduced) (oxidized)

In the reduced form, the chromogen is colorless. As the enzymatic reaction

proceeds, a green color corresponding to the oxidized form of ABTS is

developed in direct proportionality to the amount of H2O2 converted.

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3.5.2-Color development

For the quantitative determination of H2O2, the backside of the printed paper

strips was kept in contact with solutions of H2O2 of known concentration until

the solution fully penetrated the paper thickness (see Figure 3.4). The excess

solution was removed with a blotting paper. The paper samples were left to dry

in air in the conditioned room (23 ± 1°C temperature and 50 ± 2% relative

humidity, according to the standard Tappi T402) and unless stated differently,

the color response was measured after 20min and within one hour of having

started the reaction.

a – Initial paper b – Bio-ink inkjet printing c – Contact with solution

d – Removal of excess e – Air drying and color development

Figure 3.4 – Schematic illustration of H2O2 bioanalysis using paper

3.5.3-Measurement of color response

The diffuse reflectance spectrum of the dry printed spots was measured for the

wavelength interval 400 to 700 nm using a color reflection spectrodensitometer

upper side

back side

upper side

back side

printed spot H2O2 solution

blotting paper

color development

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X-Rite 530 within 1 hour of exposure to the H2O2 solution. The illuminant D65

and the observer geometry 2° was selected for the measurements. Also, a

flexible thin film UV filter that allowed less than 10% transmission below 390

nm was used on top of the samples during the color measurements to remove the

contribution from optical brighteners present in some of the commercial paper

samples. All the measurements were performed in the conditioned room

described before.

Two values were extracted from the spectrum: the wavelength corresponding to

maximum reflectance (to characterize the color profile) and the magnitude of the

reflectance at the previous wavelength (to characterize the color intensity). The

optical measurements were taken at two points in time: a) after 20 min and

within 1 hour of exposure to the H2O2 solution and b) after 1 hour of exposure to

the H2O2 solution. Previous experiments (see Appendix A.2) have found that

before 20 min, the color intensity, i.e. the magnitude of the reflectance, changes

over time due to the progress of the reaction and the paper drying process, and

after 20 min, the color intensity reaches a steady state.

3.5.4-Bioanalysis calibration

Kubelka Munk theory [196] can be used to linearly relate the diffuse reflectance,

R, measured on the paper color spots and the analyte concentration, C, making

quantitative analysis possible. Following a similar approach as in [150], the

function AR = -ln(R/Rb) vs. log C was plotted as a calibration curve. AR

represents the solid phase analogous of absorbance in liquid media, R is the

diffuse reflectance of the color spot for an infinite thick layer of paper and Rb is

the diffuse reflectance of the blank for an infinite thick layer of paper. A printed

spot exposed to deionized water was used as a blank.

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3.6-ENZYME SPATIAL DISTRIBUTION

3.6.1 – Principle

Fluorescent detection of H2O2 is based on the reaction between a fluorescent probe, 10-

acetyl-3,7-dihydroxyphenoxazine, Amplex Red (supplied by Molecular Probes) and H2O2

as follows:

HRP

Amplex Red + H2O2 →→→→ Resorufin + 2H2O [3.7]

(non-fluorescent) (red fluorescent)

HRP catalyzes the reaction of Amplex Red (non fluorescent) with H2O2 to produce

resorufin, a red-fluorescent oxidation product with a 571nm absorption peak and a 585nm

fluorescence emission maximum (See Appendix A.3). The reaction has been used to

detect concentrations of peroxidase in solution as low as 1 x 10-5 U/ml [197].

3.6.2 – New bio-ink formulation

Amplex Red was initially dissolved in dimethylsulfoxide (DMSO) according to the

supplier instructions to obtain a 10 mM solution. A 50 U/ml (pyrogallol units) HRP

enzyme and 0.12 mM Amplex Red bio-ink formulation was prepared in a 40mM KH2PO4

buffer (pH 6.8) containing 0.1 wt-% Triton X-100 as a surfactant, 10 wt-% glycerol as a

humectant and a 0.5 wt-% carboxymethyl cellulose as viscosity modifier.

3.6.3 – Inkjet printing and fluorescence development

The new bio-ink formulation was printed on the paper supports under the same

conditions detailed before. The printed papers were exposed to a 0.1mM H2O2 solution to

develop the fluorescent response. Positive and negative controls were also prepared. A

sample completely soaked in the Amplex Red-containing bio-ink was used as the positive

control. A sample completely soaked in the Amplex Red-containing bio-ink free from the

HRP enzyme was used as the negative control.

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3.6.4 – Embedding and sectioning

Part of the samples resulting from the previous step (section 3.6.3) were embedded using

SPI-Pon™ 812 Epoxy Embedding Kit (SPI microscopy supplies, Canada), cured at 60°C

for 24h and cross-sectioned with a diamond knife in a Leica Ultramicrotome operated at

room temperature. The sections were discarded and the blocks were kept for microscopy.

3.6.5 – Confocal laser scanning microscopy (CLSM)

Either the printed samples (surface view) or the blocks of the embedded printed samples

(cross-sectional view) were imaged with a two-detection-channel laser confocal

microscope, Leica TCS SP2. The surface views were obtained under 5X or 20X air

objectives; whereas, the cross-sectional views were obtained under a 63X oil immersion

objective (HC PL APO CS, NA 1.4). The microscopy conditions are detailed in Table 3.3.

Table 3.6- Laser confocal microscopy conditions

Excitation Beam Splitter Channel Emission/Reflection Image

Green HeNe Laser

100% 543nm

DD 488/543

1 Red Visible Fluorescence

555nm -700nm

Active HRP enzyme map

2 Reflection 540nm-545nm

High scattering power particles

(pigments/fillers)

3.7 – ADSORPTION ISOTHERMS

3.7.1 – Enzyme solutions

Solutions of HRP in 40mM KH2PO4 buffer of pH 6.8 with concentrations

ranging between 0 and 0.4 mg/ml were used in adsorption experiments.

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3.7.2 - Depletion method

The HRP solutions with concentrations ranging between 0 and 0.4 mg/ml were

separated in three parts; A, B and C. Part A was used to determine a protein

calibration curve (according to the procedure detailed in section 3.4.3). Part B

and part C were defined as control and sample, respectively. The samples

consisted of mixtures of model sorbent and enzyme solution (part C) in the

ratio of 0.7 m2 of sorbent per 5ml of enzyme solution. The control consisted of

5ml of enzyme solution (part B) with no sorbent added. Both the control and

the sample were transferred to centrifuge tubes and were left at room

temperature in a horizontal shaker for 24h. After adsorption, the control and

sample tubes were centrifuged for 30min, at 4°C and 5000rpm (except for

polystyrene beads that were centrifuged at 10000rpm). Next, protein

concentration and enzyme activity were tested in the supernatant.

3.7.3 – Adsorption isotherm construction

Adsorption isotherms represent the amount of enzyme adsorbed per unit area of

sorbent material as a function of the equilibrium enzyme concentration in

solution. The protein concentration in the supernatant after 24h adsorption

(sample tube) was taken as the equilibrium enzyme concentration. The

difference (depletion) between protein concentration in the supernatant of the

control and the sample tubes after 24h adsorption normalized by the test volume

and the area of sorbent per tube was used to calculate the amounts of enzyme

adsorbed:

Γ = Ce - Co !!!! × Vt

SSA × w × 1000 ����3.8����

Where:

Γ adsorbed amount [g/m2]

Ce protein concentration in sample tube supernatant [mg/ml]

Co protein concentration in control tube [mg/ml]

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Vt total volume in tube [ml]

SSA specific surface area of the sorbent [m2/g]

w weight of sorbent in tube [g]

3.7.4 – Inactivation isotherm construction

In the context of this thesis, inactivation isotherms represent the percentage change in

enzyme activity free in solution upon adsorption as a function of the equilibrium enzyme

concentration in solution. The protein concentration in the supernatant after 24h

adsorption (sample tube) was taken as the equilibrium enzyme concentration. The

percentage difference (inactivation) between HRP activity in the supernatant of both

control and sample tubes after 24h adsorption was calculated according to:

I = Ae - Ao !!!! × 100

Ao ����3.9����

Where:

I inactivation [%]

Ae HRP activity in sample tube supernatant [U/ml]

Ao HRP activity in control tube supernatant [U/ml]

3.7.5 – Modeling of adsorption isotherms

The models described below, were fitted to the experimental adsorption data

using a nonlinear regression package (SigmaPlot 2001, version 7.101) based on

the Levenberg-Marquardt algorithm.

3.7.5.1 - Langmuir’s modeling

The model used is described in equation 3.9:

: = :;<= > ?8 ! � + > ?8 !⁄ �0. �@�

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Where:

Γ adsorbed amount [µmol/g]

Ce equilibrium protein concentration [µmol/l]

K binding affinity constant [µmol/l]-1

Γmax adsorption capacity of the sorbent [µmol/g]

3.7.5.2 - Freundlich’s modeling

The model used is described in equation 3.10:

: = > ?8; �0. ��� Where:

Γ adsorbed amount [µmol/g]

K constant [µmol(1-m).g-1.lm]

Ce equilibrium protein concentration [µmol/l]

m heterogeneity index

3.8-STABILITY MEASUREMENTS

3.8.1-Bio-ink storage stability

A test solution of standard bio-ink formulation (See section 3.1.6) and a control

solution containing HRP in a 40mM KH2PO4 buffer with pH 6.8 were kept in a

refrigerator at 4°C. At defined time intervals, HRP activity was tested on aliquot

portions of the test and control solutions following the procedure described in

section 3.4.1. The percentage change in HRP activity with respect to the control

solution was calculated.

3.8.2-Bioactive paper storage stability

Uncoated wood-free paper was printed with the standard bio-ink and was kept in

dark sealed envelopes under three storage conditions: freezer (-20°C),

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refrigerator (4°C), and a conditioned room for paper testing (23°C, 50%RH).

The bioanalytical response of the papers was evaluated over time for low

(0.3mM), intermediate (1.5mM), and high concentrations (3mM) of H2O2,

following the steps detailed in section 3.5.

3.8.3-Adsorbed HRP thermal stability

A differential scanning calorimetry (DSC) technique was used to characterize

the thermal unfolding of a 10 mg/ml HRP solution in 40mM KH2PO4 buffer pH

6.8 with and without purification by dialysis against the buffer, and HRP

adsorbed on increasingly sized fibers (corresponding to 0.4mg/l HRP initial

solution). The fiber samples with adsorbed HRP were taken from the pellets left

after removal of liquid by centrifugation during adsorption experiments (See

section 3.7.2). The thermograms were obtained in a Q1000 DSC calorimeter

(TA Instruments) using aluminum high volume pans. The measurement

temperature range was 10°C to 150°C with a 1°C/min scanning temperature

ramp. A empty aluminium high volume pan was used as the reference and the

thermogram corresponding to a second temperature ramp on the same sample

was used as the baseline for correction. All curves were smoothed with a 6-point

moving average to remove noise. The weight of the sealed pans containing the

samples was determined before and after thermal scanning to verify hermeticity.

The thermograms corresponding to runs with significant weight variations were

disregarded.

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Chapter 4

INK FORMULATION AND PIEZOELECTRIC INKJET PRINTING

4.1-INTRODUCTION

Several additives are incorporated in inkjet formulations to adjust the physicochemical

properties of the inks and make them stable and ejectable [80,81,198,199,200]. Inkjet

printers with different actuation strategies have different requirements for ink properties.

In the case of drop on demand systems, DOD, piezoelectric inkjet requires a higher ink

viscosity (5-10cps) than thermal inkjet (1-1.5cps). In a typical ink formulation of

commercial piezoelectric inkjet for graphic arts applications, a number of polyhydric

alcohols such as glycols, glycerol, and diols are used as viscosity modifiers [84, 89].

However, if bioagents, such as enzymes, are to be inkjet printed, an additional factor

must be considered in the ink formulation: preservation of the biological functionality

and stability of the bio-ink over time [6]. It is well known that bioagents, such as

enzymes exhibit different degrees of denaturation if physical conditions such as moisture,

temperature, pressure or mechanical stress, and chemical factors like pH, presence of

denaturing substances (alcohols, heavy metals, detergents), and ionic strength are not

kept at optimum values [10]. Thus, inappropriate ink additives, operation conditions, and

viscosity modifiers will negatively affect the enzyme activity. Additives used to optimize

ink rheological parameters may produce inactivation or denaturation of the enzyme

immediately or over time.

A suitable bio-ink formulation has to be able to maintain the activity of the enzyme and at

the same time produce stable and repeatable drops during jetting. In order to jet the bio-

ink, the viscosity and surface tension of the bio-ink (initially in the range 60-65 mN/m

and 1-1.2 cps, respectively, without additives) had to be adjusted to the optimum values

(30 mN/m and 5 cps) as suggested by the literature and the particular printhead

requirements [78, 201,202].

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Table 4.1 compares a generic commercial ink formulation [80,203] with a potential

design of enzyme bio-ink.

Table 4.1 – Comparison between a generic commercial ink and enzyme bio-ink

formulations

Component Commercial Ink

Enzyme Bio-ink

Functional Objective

Main ingredient

Pigment/dye X Coloring

Enzyme X Biorecognition

Chromophore X Colorimetric transduction

Vehicle

Solvent X X Diluent and control of ink drying

Co-solvent X

Buffer X X Control of pH

Additives

Surfactant X X Control of surface tension

Viscosity modifier X X Control of viscosity

Biocide X Prevent biological growth

Chelating agent X Avoid deposit formation

Dispersant X Prevent agglomeration

Protein stabilizer X Increase enzyme stability

Humectant X X Prevent nozzle crusting

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4.2-SPECIFIC OBJECTIVE

The first goal of this thesis chapter is to systematically study the impact of piezoelectric

ink additives, in particular viscosity modifiers, on HRP enzymatic activity. To achieve

this objective, ink formulations containing various concentrations of different viscosity

modifiers and a non ionic surfactant are evaluated (see Table 3.1 in Chapter 3).

The second goal of this thesis chapter is to systematically study the jetting performance

as a function of ink formulation and adjustable jetting parameters. To achieve this

objective the bio-ink formulations found to produce minimal enzyme inactivation were

jetted using a piezoelectric research printer run under different operational conditions.

The ink that produced the most reliable jetting performance was selected as the standard

bio-ink formulation. Subsequently, the impact of the jetting process on enzyme activity

was investigated.

A version of this chapter was published in Macromolecular Rapid Communications,

March 2007 [204].

4.3 - RESULTS

4.3.1 - Control of bio-ink surface tension

To adjust the bio-ink surface tension, Triton X-100 ((Trademark, Rohm and Haas Co.,

Philadelphia, iso-octyl phenol monoethylene glycol ether), a non ionic surfactant, was

used instead of anionic and cationic surfactants due to its lower impact on enzyme

activity [205]. Initially, buffer solutions with increasing concentrations of surfactant were

prepared and their surface tension was measured to determine the critical micelle

concentration and the minimum surface tension achievable. Figure 4.1 illustrates the

results obtained. The critical micelle concentration (cmc) for the system studied was 0.05

wt.-% of surfactant concentration. For surfactant concentrations above the cmc, surface

tension stabilizes in its lower limit: approximately 30mN/m at room temperature. This

lower surface tension value is in agreement with values reported in the literature [206]

and is within the optimum range for piezoelectric inkjet printing.

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Figure 4.1 - Effect of Triton X-100 dosage on surface tension of 40mM potassium

phosphate buffer at pH 6.8 – The error bars represent the ± one standard deviation for 6

replicate surface tension measurements of the same sample. The maximum observed

value of the standard deviation was 0.8mN/m.

Because enzymes can become denatured in the presence of detergents, solutions of HRP

0.05µM in buffer containing various concentrations of surfactant were prepared. HRP

activity in these solutions was measured immediately after preparation and contrasted

with the HRP activity of a control solution of similar concentration without surfactant.

Figure 4.2 shows the impact of the surfactant dose on HRP activity. It is clear that Triton

X-100 is a mild detergent for HRP; no significant impact of the surfactant on HRP

activity is detected within experimental error (±10%).

Solutions containing buffer and a number of viscosity modifiers (in various

concentrations) were formulated with a fixed 0.1wt.-% surfactant concentration. Surface

25

30

35

40

45

50

55

10-5 10-4 10-3 10-2 10-1 100

Triton X-100 dose (wt.-%)

Surf

ace

tens

ion

(mN

/m)

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tension of all the solutions at room temperature (at the optimum viscosity of 5cps) was

found to be around 30 mN/m, which is the optimum value required by the printer.

Figure 4.2 - Effect of Triton X-100 dosage on activity of 0.05µM HRP in 40mM

potassium phosphate buffer at pH 6.8. Three replicate activity measurements of both the

sample and the control were performed. The change in activity was calculated with the

average activity values corresponding to the sample and the control. Variations of ±10%

are within the experimental error of the HRP activity assay (See section 3.4.1).

4.3.2 - Control of bio-ink viscosity

To adjust the bio-ink viscosity, some viscosity modifiers typically used in commercial

ink formulations and some common enzyme stabilizers were explored [84]. The viscosity

modifiers and the range of concentrations investigated were detailed in Chapter 3, Table

3.1. Figure 4.3 summarizes the impact of different viscosity modifiers on the room

temperature viscosity of a solution containing the buffer and 0.1wt.-% of the surfactant.

All solutions exhibited an exponential dependence of the viscosity on the concentration

-30

-20

-10

0

10

20

30C

hang

e in

Act

ivit

y (%

)

Surfactant dose (wt-%)10-5 10-4 10-3 10-2 10-1 100

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with different sensitivities depending on the type of the viscosity modifier. For the same

type of viscosity modifier (for instance PEG), lower concentrations of the higher

molecular weight modifier were needed to reach a target viscosity value, as expected.

Figure 4.3 - Effect of the dose of different viscosity modifiers on the ambient

temperature viscosity of solutions containing 40mM potassium phosphate buffer pH 6.8

and 0.1 wt.-% Triton X-100. The error bars represent the ± one standard deviation for 3

replicate viscosity measurements of the same sample. The maximum observed value of

the standard deviation was 0.2 cps (corresponding to 0.01 in logarithmic viscosity scale).

Even though some researchers have reported activity gains when low concentrations of

polymers (such as polyethylene glycol), globular proteins (such as hemoglobin and

lysozyme), or carbohydrates (such as dextrans) were incorporated in some enzymatic

systems, significant losses in enzyme activity have been observed in the presence of high

concentrations of high molecular weight components [207, 208]. The losses in activity

were explained in terms of the decrease in rate of diffusion of the substrate and products

to and from the enzyme active sites and the decreased motion during conformational

changes in motile enzymes [ 209]. The viscosity modifiers investigated in our study

10-1

100

101

102

103

0% 20% 40% 60% 80%

Viscosity modifier dose (wt.-%)

Vis

cosi

ty(c

ps)

PEG 20,000 PEG 2000PEG 200 GlycerolEthylene glycol PVACMC

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contained high molecular weight substances, and in some cases (for instance glycerol and

ethylene glycol), very high concentrations were required to increase the ink viscosity to

the target value (5cps).

Therefore, the activity of the bio-inks formulated with 0.05µM HRP in 40mM potassium

phosphate buffer with 0.1wt.-% Triton X-100 containing different concentrations of

seven types of viscosity modifiers was evaluated at room temperature immediately after

preparation. In Figure 4.4, the percent change in HRP activity resulting from the addition

of the viscosity modifiers is presented. Negative values indicate reduction in activity with

respect to the control solution (without viscosity modifier) and vice versa.

Figure 4.4 - Impact of viscosity on HRP activity for a solution containing 0.05 µM HRP

in 40mM potassium phosphate buffer at pH 6.8 with 0.1 wt.-% Triton X-100 and variable

doses of the viscosity modifiers indicated in the plot legend. Three replicate activity

measurements of both the sample and the control were performed. The change in activity

was calculated with the average activity values corresponding to the sample and the

control. Variations of ±10% are within the experimental error of the HRP activity assay

(See section 3.4.1).

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From Figure 4.4, with the exception of CMC, significant decreases in HRP activity were

observed when viscosity modifiers were added to the enzyme carrier. Similar results were

found by Derham and Harding [207] in their study of the effect of elongated polymers on

urease activity. They claimed that when enzymes existing in oligomeric states are placed

in a medium exhibiting macromolecular crowding (i.e., a significant proportion of the

volume available for the enzyme is occupied by other molecules), increased self-

association may result in enhanced activity. However, if the concentration of the

macromolecules (other than the enzyme) in the solution is too high, limitations in

diffusion can decrease the reaction rate.

Moreover, from Figure 4.4 it can be observed that for the PEG series, the higher the

molecular weight, a more pronounced decrease in HRP activity is found. Most likely this

is related to lower diffusion coefficients of the substrate and products to and from the

enzyme active sites due to the larger molecular size of the viscosity modifier. In addition,

despite having used a highly purified grade of PEG with less than 0.001% peroxides as

H2O2, some residual H2O2 was detected in blank solutions, creating interference for

activity determinations. If PEGs are to be used in HRP containing inks, they would

require prior removal of the residual H2O2.

Researchers have also found that the nature of the interactions between cosolvents (in this

case the viscosity modifiers) and proteins (in this case HRP) dictate if a cosolvent will act

as stabilizer or a deactivator. Co-solvents that are preferentially excluded from the

surface of proteins tend to favor the native folded state of the protein. Sugars and PEG at

low concentrations tend to show this behavior. Co-solvents that form stronger hydrogen

bonds than water (glycerol and polyols) also tend to be excluded from the protein surface;

hence, are stabilizers. However, co-solvents that can interact with non polar patches of

the protein surface through hydrophobic interactions tend to preferentially exclude water,

favoring the unfolded inactive state. PEG at high concentrations or with high molecular

weight interacts with proteins using mainly non polar chains; hence, is a destabilizer.

CMC appeared to be the most effective viscosity modifier. A significantly lower

concentration of CMC was required to achieve the desired range of viscosity and the

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HRP activity in the resulting ink was not significantly changed. This behaviour may be

the result of the distinct molecular structure and physicochemical properties of CMC.

Unlike PEGs and PVA that are neutral polymers, CMC is a charged polymer. CMC’s

viscosity in solution not only depends on concentration, molecular weight, and flexibility,

but also on charge density [210]. This result implies that macromolecular overcrowding

was not present in the ink containing CMC.

4.3.3 – Bio-ink storage stability

The standard bio-ink formulation containing enzyme, buffer and additives was kept in a

fridge at 4°C and tested for HRP activity at defined time intervals to determine the bio-

ink storage stability. A solution containing only enzyme and buffer (free from additives)

was used as a control. Figure 4.5 illustrates the changes in activity for both control and

optimized formulation (sample) over time.

Under the storage conditions described above, it can be observed from Figure 4.5 that the

optimized enzyme formulation exhibits a similar behaviour as the control solution prior

to day 57. This result indicates that the ink additives do not significantly alter the storage

stability of the bio-ink. In addition, it can be assumed that the storage stability of the bio-

ink follows a biphasic behavior: remains constant for the first 40 days (phase 1) after

which significant losses of enzyme activity are observed (phase 2). The important

variability observed in the experimental data is consistent with similar studies reported by

the supplier [ 211] and might be explained by slight temperature changes during the

activity measurements (see section 3.4.1 and Appendices A4 and A5).

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Figure 4.5 – Temporal evolution of peroxidase activity in the standard HRP bio-ink.

Control: 50U/ml HRP in PBS pH6.8; Sample: 50U/ml HRP in 40mM potassium

phosphate buffer at pH6.8 with 0.1wt.-% Triton X-100, 0.5wt.-% CMC, and 10wt.-%

glycerol. Activity measured in terms of change in absorbance per unit time. Error bars

represent the ±one standard deviation corresponding to three replicate measurements of

the same sample.

4.3.4 – Printing window for HRP bio-ink

The jettability of the HRP ink containing variable amounts of carboxymethyl

cellulose (CMC) as the viscosity modifier was investigated in the piezoelectric

material deposition system described in section 3.3.1. Several jetting

experiments were performed with variable firing frequency, pulse width,

reservoir pressure, and firing voltage. Following an approach similar to the one

reported by Kang [82], plots of drop speed vs. pulse width were obtained. Figure

4.6 shows velocity-pulse width profiles obtained for different concentrations of

CMC at a fixed firing frequency, driving voltage, and ink temperature.

0

0.05

0.1

0.15

0.2

0.25

0.3

0.35

0.4

0.45

0 10 20 30 40 50 60 70 80

Act

ivit

y (A

U/m

in)

Days

ControlSample

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Figure 4.6- Velocity profiles of 0.05µM HRP in 40mM potassium phosphate

buffer pH6.8, 0.1wt.-% Triton X-100 and variable amounts of CMC. Firing

frequency is 3 KHz, driving voltage is 30V and ink firing temperature is 28°C.

Taking into consideration the optimum range of drop speeds suggested by the

printer manufacturer (7-9 m/s), it was found that the minimum pulse width that

produced stable monodisperse drops was approximately 70µs. This optimum

pulse width is large when compared with the typical pulse width values reported

in the literature for piezoelectric drive drop ejectors (5-20µs) using commercial

inks [82,84]. Nevertheless, in the literature [44] larger pulse widths are reported

for enzyme piezoelectric jetting (50µs, 200Hz). Thus, a lower ejection rate was

needed for the reliable jetting of the HRP inks. The bio-ink containing 0.2wt-%

CMC (low viscosity) produced drops too fast and a larger pulse width was

required to reduce the drop speed. The bio-ink formulations containing 0.5 wt-%

CMC and 0.8wt-% CMC resulted in a similar range of pulse width for optimal

drop speed. To keep the ink formulation simple and inexpensive and the enzyme

activity unaltered, the lower addition level of CMC was selected.

0

5

10

15

20

25

30

0 20 40 60 80 100 120 140

drop

vel

ocit

y (m

/s)

pulse width (us)

0.2 wt.-% CMC

0.5wt.-% CMC

0.8wt.-% CMC

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Table 4.2 summarizes the range of variations of each jetting parameter, the

optimum values found and the impact of lower and higher settings on the

performance, Figure 4.7 illustrates the waveform shape that produced reliable

jetting of the bio-ink.

Table 4.2 - Jetting conditions

Parameter Available Range

Lower Optimum Higher

Nozzle Voltage 0-40 V No drops are ejected

30V Chaotic spray

Waveform Single or multiple pulses with variable fall/rise times

Single pulse Single pulse. Fall in two

steps

Double, multiple or

bipolar pulse

Pulse Width variable No drops are ejected

70 µs Drop speed is too low

Meniscus Vacuum

0-5 inches H2O Nozzle covered by fluid

4.5-5 Air ingestion

Firing Frequency

0-40kHz depending on pulse width

Time consuming

3kHz Limited by pulse width

In addition, cleaning cycles and non-jetting waveform were investigated.

Priming of the cartridge at the beginning of the printing job with a spit-purge-

spit multiple cleaning cycles helped eliminate trapped air from the ink circuit

and dry ink deposits from the nozzle entrance. During printing, a spit cleaning

cycle conducted every 5 bands (for bio-ink containing ABTS chromogen) and

every 10 bands (for bio-ink free of ABTS) helped keep the printing operation

stable. Also, the nozzles were excited with low amplitude periodic voltage

pulses (tickle) during non-jetting periods to prevent the formation of ink

deposits at the nozzles.

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Figure 4.7- Driving waveform for reliable jetting of HRP bio-ink

Following the link below, a movie of the drop firing process for the bio-ink

containing 0.5wt-% CMC with optimized jetting conditions is provided as a

supplementary material. (See Appendix A.6 for further details).

CMC05.avi

[Supplementary material 4.1]

4.3.5 -First drop problem

An additional problem that needs to be addressed for reliable jetting is the first

drop problem. This problem is caused by the evaporation of solvent at the

nozzles during idle periods. The evaporation resulted in local changes in the ink

composition and rheological properties which required an increased driving

force for drop ejection. Potentially it can lead to nozzle clogging. To check for

the presence of this problem, the same ink and cartridge were repeatedly used

over a period of one week, once a day. During the idle periods, the cartridge

Firing

voltage

Vo

lta

ge

Time

Pulse width

Standby

Zero

70µs

30V

Firing

frequency

3kHz

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was stored in a fridge at 4°C to preserve the enzyme activity. Absent or erratic

drop firing was observed, indicating the existence of the first drop problem. In

the presence of the problem, the immediate action taken was to increase the

nozzle voltage, to run a few cleaning cycles before starting to print and to

observe if there was improvement in the jetting performance. In some cases, this

action restored the optimum jetting characteristics; in other cases, this was

insufficient to produce drop firing. To reduce evaporation and to enhance ink

performance, 10% w/w of glycerol was added to the formulation as a humectant.

It was observed that the humectant did not affect the printing operation window;

the first drop problem was avoided and ink drops with approximately

10±1ng/drop were consistently jetted.

4.3.7 – Impact of jetting on HRP activity

The activity in solution of the HRP ink containing CMC as the viscosity

modifier was measured (see section 3.4.2) before and after jetting under the

optimum conditions described in the previous section. It was found that the

percentage change in HRP activity due to the jetting process was less than 2%,

and it was not statistically significant at a 5% confidence level. The slight

increase in enzyme activity after printing could have been associated with

sample evaporation.

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Figure 4.8 – Comparison of enzyme activities in solution for different steps

during printing. Error bars represent the ±one standard deviation of four

independent ink samples. Each sample activity corresponds to the average of

three replicate measurements. Results of Student’s two-tail T-test indicated on

the plot.

4.3.8 – Bioactive paper storage stability

A pattern of square spots was printed on several sheets of uncoated wood-free paper

using the standard HRP-containing bio-ink. The enzyme-printed paper was kept inside

dark sealed envelopes under three storage conditions: freezer (-20°C), fridge (4°C) and

conditioned room for paper testing (23°C, 50%RH). After defined time intervals, paper

strips were removed from the envelopes and used to analyze solutions of low,

intermediate, and high H2O2 concentrations. Figures 4.9, 4.10 and 4.11 show the color

response (measured as AR) over a period of 8 months for the three different storage

conditions.

p = 0.8

p = 0.3

p < 0.05

0.0

0.1

0.2

0.3

0.4

Initial solution Solution in cartridge

Solution after printing

[A.U

./min

]

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Figure 4.9 – Temporal evolution of the color response (measured as AR) of HRP-printed

paper stored in a freezer (-20°C) and exposed to solutions of low, intermediate, and high

H2O2 concentrations. Error bars represent the ±one standard deviation in the AR value

corresponding to the simultaneous color development of ten enzyme spots printed on the

same paper strip.

0.00

0.05

0.10

0.15

0.20

0.25

0.30

0.35

0 25 50 75 100 125 150 175 200 225

AR

Days

0.1 mM

0.5 mM

1 mM

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Figure 4.10 - Temporal evolution of the color response (measured as AR) of HRP-printed

paper stored in a fridge (4°C) and exposed to solutions of low, intermediate, and high

H2O2 concentrations. Error bars represent the ±one standard deviation in the AR value

corresponding to the simultaneous color development of ten enzyme spots printed on the

same paper strip.

0.00

0.05

0.10

0.15

0.20

0.25

0.30

0.35

0 25 50 75 100 125 150 175 200 225

AR

Days

0.1 mM0.5 mM1 mM

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Figure 4.11 - Temporal evolution of the color response (measured as AR) of HRP-printed

paper stored in a conditioned room for paper testing (23°C, 50%RH) and exposed to

solutions of low, intermediate, and high H2O2 concentrations. Error bars represent the

±one standard deviation in the AR value corresponding to the simultaneous color

development of ten enzyme spots printed on the same paper strip.

When stored in the freezer, the printed enzyme shows the same or better color response

overtime for at least 8 months within experimental errors (See Figure 4.9). When stored

in the conditioned room for paper testing, the color response of printed HRP is

maintained for at least 3 months after which the color response starts to decay (See

Figure 4.11). Finally, for the HRP-printed papers stored in the fridge there is a

statistically significant decrease in AR after 1 month (See Figure 4.10). It was also

observed (results not shown) that the initial color of the printed spots before bioanalysis

tended to become greener overtime in the order of conditioned room>fridge>freezer.

0.00

0.05

0.10

0.15

0.20

0.25

0.30

0.35

0 25 50 75 100 125 150 175 200 225

AR

Days

0.1 mM0.5 mM1 mM

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— 95 —

It is not clear why storage in the fridge resulted in the poorest immobilized enzyme

storage stability. It is possible that aggregation within the viscosity modifiers or diffusion

of H2O2 might have played a role in keeping the enzyme active for longer times. With the

exception of the results corresponding to the fridge storage, in general it is observed that

through physical immobilization on paper, the HRP enzyme is capable of retaining its

biological activity intact for significantly longer periods of time compared to solution (40

days, see Figure 4.5).

4.4 – CONCLUSIONS

To formulate an enzyme-containing bio-ink for piezoelectric inkjet printing,

surface tension and viscosity should be matched to the requirements of the

printhead design without undermining post-printing functional objectives.

Viscosity modifiers typically used in commercial ink formulations were found to

significantly affect the initial activity of the HRP-containing bio-ink, possibly

due to diffusion limitations. CMC, a charged polymer, appears to be an effective

viscosity modifier that is capable of increasing the ink viscosity to the desired

values for piezoelectric inkjetting without deteriorating the biological activity of

the enzyme. The ink additives did not significantly affect the storage stability of

the bio-ink.

Horseradish peroxidase can be reliably deposited on solid supports using a

piezoelectric inkjet printer if ink formulation and jetting parameters are

optimized. An operational window for reliable and uniform drop formation was

found for the bio-ink formulation containing 0.5 wt-% of CMC as the viscosity

modifier; however, printing speed is considerably lower than what is reported

for typical commercial inkjet printers for graphic arts applications. First drop

problems were avoided by adding a humectant to the ink formulation. The high

shear rate during jetting did not significantly affect the enzyme activity.

Uncoated wood-free paper inkjet printed with HRP enzyme can be used in H2O2

detection without a loss of performance for 3 months when stored at 23°C and

50%RH and for at least 8 months when stored in a freezer.

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Chapter 5

FIBROUS MATERIALS AS SUPPORTS FOR BIOACTIVE PAPERS

5.1-INTRODUCTION

The solid support where biomolecules are immobilized plays a significant role in the

performance of bioanalytical systems [27]. Studies on the effects of immobilization on

enzymatic reactions have suggested that properties of the immobilization support strongly

affect enzyme activity and stability over time [212]. When restricted in spatial movement,

proteins can adopt new configurations and the degree of accessibility to the active site

can change. Moreover, the solid support can influence the spatial distribution and the

binding of the bioagent can affect, in turn, post print detection and bioanalytical

performance.

Among the wide range of supports available for enzyme immobilization,

cellulosic fibrous materials are attractive because they offer: a porous structure

with a large surface area for larger biomolecule loads, a suitable environment for

biorecognition events, low cost, portability, and disposability. As reviewed in

section 2.2.3, cellulose and its derivatives have been extensively used as

supports for biomolecule immobilization [32,36], whereas paper has been

incorporated in dry reagent chemistries either as a preformed matrix or as a

reflective layer [37-42] and as a support for paper-based microfluidic patterning

in bioanalysis [40-44]. However, no systematic study of the effect of cellulosic

paper support characteristics on HRP enzyme activity and bioanalytical

performance was found in the literature.

5.2-SPECIFIC OBJECTIVE

The goal of this chapter is to systematically study the performance of paper as an enzyme

immobilization support in bioanalysis. To achieve this objective, the HRP bio-ink

formulated in the Chapter 3 was inkjet printed using the jetting conditions investigated in

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— 97 —

the same chapter and was physically immobilized on various fibrous substrates. The

impact of the paper supports on the performance of hydrogen peroxide bioanalysis was

investigated and the localized enzyme activity within the printed papers was

characterized. As spreading and penetration of the bio-ink appeared to be a significant

factor in the bioanalytical response of the studied papers, paper handsheets with an

increasing hydrophobicity level obtained by addition of increasing doses of the sizing

agent were also studied.

A version of this chapter has been accepted for publication in the Journal of Pulp and

Paper Science (November 2008).

5.3 - RESULTS

5.3.1 - Bioanalysis of H2O2 on fibrous substrates

5.3.1.1 - Color profile

The standard HRP bio-ink formulation (see section 3.1.6) was printed on the

commercial papers detailed in Table 3.2 using the Dimatix DMP 2800 printer.

Square spots were patterned with 1200 d.p.i. spatial resolution using the jetting

conditions described in Table 4.2. Taking into account the concentration of

enzyme in the bio-ink, the jetted drop volume, and the print resolution, the HRP

deposited amount per unit area of support was 118 nmol/m2.

The printed papers were used to perform solid phase bioanalysis of a 2 mM

H2O2 solution following the procedure described in section 3.5.2. Table 5.1

illustrates the typical color spots generated on the different commercial papers

and the wavelength corresponding to the maximum reflectance from the diffuse

reflectance spectra (See Appendix A.7). In Table 5.1, the results are presented

for short (<1 h) and for long (> 1 h) time periods after exposure to the analyte.

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Table 5.1 – Color response developed by different papers printed with standard

bio-ink after exposure to a 2 mM H2O2 solution. Paper codes: (A)

chromatographic paper, (B) uncoated mechanical paper, (C) uncoated recycled

paper, (D) uncoated wood-free paper, (E) color copy cover, (F) coated grade for

offset, (G) coated grade for inkjet, and (H) cast coated paper.

Paper Code

Peak Reflectance Wavelength [nm]

Scanned Color Response

<1h >1h Blank <1h >1h

A 480 480

B 700 700

C 480 700

D 480 480

E 480 480

F 480 480

G 480 700

H 700 700

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Qualitative differences amongst paper supports become apparent from the

comparison. If color is measured after 20 min (to guarantee invariable color

intensity) and within 1 h of exposure to the analyte, most of the papers exhibit a

reflectance peak at 480 nm that is characteristic of the bluish shade of green

color developed by the oxidized ABTS specie. In contrast, the cast coated paper

(H) and the paper containing mechanical pulp (B), immediately develop a pink

color with a peak reflectance at 700 nm. These results suggest that for similar

conditions of exposure (time, analyte concentration) to H2O2, papers differed in

their color profiles (wavelength corresponding to maximum reflectance). In

addition, the color profile developed by some of the papers (C and G) was time-

dependent (peak reflectance wavelength changed after 1h) going from bluish

green to pink. Moreover, it was observed that the color intensity (magnitude of

the peak reflectance) for the same analyte concentration, time of exposure, and

peak wavelength was paper-dependent.

No clear explanation for the different paper color profiles is available. Some possibilities

that require further explorations are: a) presence in the paper of reducing agents

competing with ABTS for the analyte, b) presence in the paper of oxidizing agents other

than H2O2 that further extend the ABTS reaction or, c) generation of pink HRP

intermediate compounds generated under conditions of substrate inhibition [24].

5.3.1.2 - Bioanalytical performance

Reflectance spectrophotometry was used to quantify the color developed by the

printed areas upon exposure to H2O2 solutions with increasing concentrations,

following the procedure detailed in sections 3.5.3 and 3.5.4.

Figure 5.1 shows a typical calibration plot of AR vs. LogC corresponding to

peak diffuse reflectance (480nm) of the color spots developed by paper D when

exposed to increasing analyte concentrations. Calibration plots were not

obtained for papers B (uncoated mechanical paper) and H (cast coated paper)

because the initial color profile was not comparable to the rest of the papers and

neither for paper A (chromatographic paper) because ink spreading made the

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color intensity highly variable. A similar type of calibration plot was obtained

for the remaining papers (See Appendix A.8).

Figure 5.1- Calibration curve of AR vs. log C for H2O2 bioanalysis performed on

uncoated wood free paper printed with HRP bio-ink. C = log(109.[H2O2]) mol.l-1. Error

bars represent the ±one standard deviation in the AR value corresponding to the

simultaneous color development of ten enzyme spots printed on the same paper strip.

Figure 5.1 includes performance indicators for quantitative bioanalysis: the

lower limit of detection defined as the concentration of analyte corresponding to

the intercept of the calibration curve with the abscissa axis; the upper limit of

detection defined as the maximum concentration of analyte that allowed

maximum linear correlation between AR and log C in the calibration curve; the

linear range of measurement obtained from the difference between upper and

lower limits of detection; and the sensitivity of the technique represented by the

slope of the calibration curve.

Figures 5.2 and 5.3 summarize the indicators of bioanalytical performance for

all the papers studied.

y = 0.43x - 2.49

R2 = 0.99

0.0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

1 2 3 4 5 6 7 8 9 10 11 12

Log C

AR

Stoichiometry

36.4mM

Lower Limit of

Detection

Upper Limit of

Detection

Sensitivity

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Figure 5.2 - Sensitivity for H2O2 solid phase bioanalysis on different commercial paper

supports. Paper codes: (C) uncoated recycled paper, (D) uncoated wood-free paper, (E)

color copy cover, (F) coated grade for offset, and (G) coated grade for inkjet.

Except for paper E (color copy cover), in general, the commercial papers did not

differ much in their lowest limit of detection. However, the sensitivity of the

method performed on different papers varied significantly. The uncoated wood

free paper (D) was the most sensitive, meaning that for a similar analyte

concentration, this paper developed the highest color intensity in the series. The

second highest sensitivity was shown by the coated paper for offset (F). The

largest linear range of measurement pertained also to the uncoated wood-free

paper.

0

0.1

0.2

0.3

0.4

0.5

C D E F G

Samples

Se

nsit

ivit

y

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Figure 5.3 - Limits of detection and linear range of measurement for H2O2 solid

phase bioanalysis on different commercial paper supports. Open and closed

squares correspond to lower and upper limits of detection, respectively. Paper

codes: (C) uncoated recycled paper, (D) uncoated wood-free paper, (E) color

copy cover, (F) coated grade for offset, and (G) coated grade for inkjet.

Interestingly, paper D (uncoated wood-free paper) was the more hydrophobic

paper in the subgroup of the uncoated papers (as measured by HST method,

results shown in Appendix A.9), and paper F (coated paper for offset) was the

paper containing the most hydrophobic binder (latex as opposed to polyvinyl

alcohol) in the coated subgroup of papers. This observation helped narrow down

the grade of papers that justified further exploration and suggested that

hydrophobicity could have played a role in the bioanalytical performance.

Moreover, differences in the paper structure could have produced variations in

the local enzyme concentration amongst the papers causing distinctive

quantitative color responses.

For H2O2 bioanalysis, the degree of correlation between the color intensity

signal and the analyte concentration was paper-dependent. The wood free

uncoated paper (D) showed the best degree of correlation with R²=0.99. This

5

6

7

8

C D E F G

Samples

Lim

its

of

De

tec

tio

n

(L

og

C)

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value is similar to values reported in the literature for chemical analysis of

inorganic cations on a filter paper [150].

5.3.2 - HRP cross-sectional distribution in commercial papers

A new HRP bio-ink formulation (see section 3.6.2) containing a fluorescent

probe was printed on the commercial papers detailed in Table 3.2 using the

Dimatix DMP 2800 printer. Square spots with 1200 d.p.i. spatial resolution were

printed using the jetting conditions described in Table 4.2. Taking into account

the concentration of enzyme in the bio-ink, the jetted drop volume and the print

resolution, the HRP deposited amount per unit area of support was 118 nmol/m2.

The printed papers were exposed to a 0.1 mM H2O2 solution to develop the

fluorescent response and then embedded, cross-sectioned, and imaged using

CLSM as detailed in section 3.6.

The cross-sectional distribution of active HRP was examined for samples C to

G; (C) uncoated recycled paper, (D) uncoated wood-free paper, (E) color copy

cover, (F) coated grade for offset, and (G) coated grade for inkjet). In the next

page, Figure 5.4 shows the combined paper filler/pigment-enzyme distribution

for a negative control, an inkjet printed sample, and a positive control of the

papers. High refractive index species (pigment or fillers) are shown in green and

active HRP enzyme is shown in red.

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Figure 5.4 - Combined cross-sectional CLSM images of the active HRP enzyme (red) and

pigments/fillers (green) for negative controls, inkjet printed sample, and positive control of

commercial papers. Paper codes: (C) uncoated recycled paper, (D) uncoated wood-free paper,

(E) color copy cover, (F) coated grade for offset, and (G) coated grade for inkjet. For paper E

only partial cross-sectional view is shown. Bar = 50µm.

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First, Figure 5.4 shows that some of the printed samples (uncoated wood-free

paper, D; coated paper for offset, F; and G, coated paper for inkjet) exhibited

partial penetration of the bio-ink in the thickness direction; whereas the other

samples (uncoated recycled paper, C and color copy cover, E) are fully

penetrated by the bio-ink. It follows that the local concentration of enzyme in

the papers with partial thickness penetration of the bio-ink is higher than in the

papers with full penetration. This observation is consistent with the enhanced

color response detected in papers with a higher degree of sizing.

Second, within the CLSM lateral resolution (116nm/pixel), it can be observed

that for all the paper samples, the enzyme appeared to be preferentially located

in the fibers and not in the inorganic pigment or filler domains (red and green

areas do not overlap). The result is particularly evident for the two-sided inkjet

grade coated paper (paper G): the coating layers and the filler do not show

detectable enzyme activity. It appears that cellulosic fibers present a more

suitable environment for the enzymes than the inorganic pigments and fillers.

The cell wall of the swollen delignified cellulose fibers is characterized by rather

monodisperse microvoids with an average diameter around 100nm [213]. The

microvoids in the cellulose fiber wall exist while the fiber is wet and disappear

as the structure dries and shrinks. The HRP molecule, on the other hand, is an

ellipsoid with 6.5 nm x 5.4 nm x 4.3 nm main dimensions [21] that can move

with water as long as it does not become physically entrapped or chemically

bound. The microvoids in the cellulose fiber are the smaller pores available in

the paper structure to entrap the enzyme and because they are dynamic pores,

they can potentially lock the enzyme inside the fiber cell wall as the paper dries.

In addition, cellulose has hydroxyl and carboxyl groups that can interact with

some of the amino acids in the enzyme surface, increasing the enzyme-cellulose

affinity; this point will be explored further in Chapter 6 of the thesis. These

cellulose fiber attributes may explain the higher concentration of enzyme found

in the fibers.

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5.3.3 - HRP cross-sectional distribution in coating layers

To further investigate differences in the enzyme distribution between inorganic

pigments/fillers and fibers, a thick layer of coating (10pph SB latex and 100pph

ground calcium carbonate) was prepared following the steps detailed in section

3.2.1.3. The coating layer was then printed and examined under the same

experimental conditions as the commercial paper samples.

Figure 5.5 shows the pigment (green) and enzyme (red) distributions and their

combined visualization. Interestingly, the enzyme moves in the same direction

as the analyte diffuses, away from the bulk of the coating mainly remaining on

the surface of the coating layer. It seems that the pores in the coating structure

are too big to entrap the enzyme and it can freely flow through the coating layer

without significant binding. Moreover, it might be speculated (is not possible to

make direct observation from CLSM images due to lack of enough spatial

resolution) that there is low affinity between the enzyme and the coating layer.

Further insight into this point will be provided in Chapter 6.

Figure 5.5 - CLSM cross-sectional images of a thick coating layer with HRP

enzyme printed on the left side and exposed to H2O2 solution on the right side.

Left: pigment map. Center: active HRP enzyme map. Right: overlay of pigment

and enzyme maps.

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5.3.4 - HRP cross sectional distribution in handsheets with an increasing degree of

internal sizing

A pattern of dots with a 100 d.p.i. spatial resolution was printed on paper

handsheets with an increasing level of hydrophobicity using the Amplex Red-

containing bio-ink and the jetting conditions described in Table 4.2. After

fluorescence development with a 0.1 mM H2O2 solution the printed surface was

imaged with CLSM according to the procedure detailed in section 3.6.5.

In the next page, Figure 5.6 shows the surface view of an active HRP enzyme

distribution obtained using CLSM for a series of handsheets prepared with doses

between 0 and 1.6wt-% of a rosin-based sizing agent (mixture of resin acids

mainly composed of abietic acid, see HST degree of sizing in Appendix A.10).

For sizing levels lower than 0.8wt-%, the bio-ink spreads all over the handsheet

and no detectable red fluorescence is observed due to the very low local enzyme

concentration. As the sizing level increases from 0.8wt-% to 1.6wt-%, for each

drop of bio-ink delivered by the printer, a red fluorescent printed dot is detected

after exposure to the analyte.

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Figure 5.6 - Combined surface view CLSM images of the active HRP enzyme

(red) and fibers (green) for handsheets increasingly sized from 0 to 1.6wt-% of a

rosin based sizing agent. Bar= 400µm.

Moreover, Figure 5.7 illustrates the bio-ink cross-sectional distribution for the

handsheets that exhibited well-defined red-fluorescent printed dots. As expected,

the CLSM images show a decrease in the cross-sectional bio-ink penetration as

the sizing level increases. However, from Figure 5.6, it also appears that

oversizing the fibers (e.g., 1.2wt-% and 1.6wt-%) does not further reduce the

degree of spreading or intensifies the red fluorescent response. It appears that

although minimized spreading and penetration should maximize the local

enzyme concentration, the highly hydrophobic fibrous support might have

partially inactivated the HRP enzyme. The impact of support hydrophobicity on

enzyme biological functionality is investigated further in Chapter 6.

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Figure 5.7 - Combined cross-sectional CLSM images of the active HRP enzyme

(red) and fibers (green) for handsheets increasingly sized from 0.8 to 1.6wt-%.

Bar = 50µm.

Similarly, the spatial distribution of the active HRP on printed handsheets sized

with up to 0.3wt-% of an AKD-based sizing agent was examined (See HST

degree of sizing in Appendix A.10). Figure 5.8 illustrates the CLSM images

corresponding to the surface view of the inkjet printed samples. Red fluorescent

dots are detected above 0.05wt-% AKD. Qualitatively, the fluorescence intensity

of the printed spots corresponding to well sized fibers is lower for AKD-sized

handsheets (0.3wt-%) when compared to rosin-sized handsheets (0.8wt-%)

suggesting that the type of hydrophobizing agent may play a role in affecting the

activity of the enzyme.

Figure 5.8 - Combined surface view CLSM images of the active HRP enzyme

(red) and fibers (green) for handsheets increasingly sized from 0 to 0.3wt-%

with AKD based sizing agent. Bar= 400µm.

0% 0.05% 0.3%

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5.4 – CONCLUSIONS

Papers differ qualitatively and quantitatively as solid supports for the solid phase

bioanalysis of H2O2 using the enzyme HRP and the chromogenic co-substrate

ABTS. This observation indicates that the detection function of bioactive papers

is significantly affected by the support properties. The differences in

performance can be explained by differences in both structure and surface

chemistry of the papers.

A new technique based on CLSM allowed the characterization of the active

enzyme spatial distributions in naturally fluorescent paper substrates. CLSM

images suggest that partial penetration of the bio-ink and minimum spreading

favor the bioanalytical response. Also, HRP enzyme preferentially locates in the

fiber cell wall and not near the pigments or fillers. It appears that the microvoids

in the fiber cell wall may help entrap the enzyme and present a more suitable

microenvironment for the preservation of enzyme biological functionality.

The impact of surface chemistry was studied by increasing the sizing level of a

series of handsheets. It was confirmed that spreading and penetration can be

controlled to enhance the colour response by maximizing the local active

enzyme concentration. However, a limit exists to the amount of sizing agent that

can be added. Oversizing the fibers can lead to a partial inactivation of the

enzyme and, hence, a reduced bioanalytical performance. In addition, the local

enzyme activity on well sized fibers seems to depend on the type of sizing agent.

These effects will be explored in more depth in Chapter 6.

The uncoated wood free paper (paper D) presented the best overall bioanalytical

performance due to its highest sensitivity and widest linear range of detection in

comparison with the rest of the commercial papers. Coated papers with their

improved surface for printing capable of retaining most of the ink on the surface

are considered high quality supports for graphic arts applications. In contrast,

pigment coatings seem not to contribute favorably to the analytical performance

of bioactive papers.

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Chapter 6

PAPER-ENZYME INTERACTIONS

6.1-INTRODUCTION

The interactions between the biomolecules and the cellulosic fiber surfaces

together with the associated interfacial phenomena are critically important in

developing bioactive papers because they govern the distribution, binding

behavior, biological activity, and stability of the immobilized biomolecule, and

therefore, the bioanalytical performance of the final product.

Adsorption is the simplest immobilization strategy for attaching biomolecules,

such as enzymes, on to solid supports. However, because paper is a porous and

chemically heterogeneous support, it is difficult to predict the adsorption

behaviour of the biomolecules. Even for the case of pure physical adsorption,

the existence of both external and internal surfaces within the cellulosic fibers

renders the interactions between the biomolecules and the substrate highly

complex.

In the literature, adsorption of proteins on surfaces has been extensively

investigated [139-143]. But, with the exception of cellulases, little is known

about the interactions between proteins, in particular enzymes, and cellulosic

fiber surfaces, as well as with other key components and additives used in

papermaking. Investigating the adsorption behavior of enzymes on relatively

simple model surfaces can provide some insights into the nature and extent of

the interfacial interactions that can yield both larger adsorbed enzyme amounts

and a higher immobilized enzyme activity. As a result, solid paper supports with

the most suitable surface chemistry for bioactive paper applications can be

engineered.

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6.2-SPECIFIC OBJECTIVE

The goal of this thesis chapter was to characterize the adsorption behavior and activity of

the enzyme HRP on cellulosic fiber surfaces to better understand the role that

hydrophobic and electrostatic interactions play in enzyme immobilization. A better

understanding of the fundamental interactions between the enzyme and the cellulosic

fiber surfaces can provide insights into the cause for differences in performance of the

various paper supports studied and the local active enzyme distributions observed in

Chapter 5. To achieve this objective, HRP adsorption on model sorbents with different

surface energies, surface charge signs, and surface charge densities was examined. HRP

adsorption on cellulosic fibers internally sized with different types and doses of

hydrophobizing agents was also investigated.

6.3 – RESULTS

6.3.1 - HRP adsorption and activity on model sorbents

Adsorption experiments were conducted using HRP solutions with concentrations

between 0 and 0.4 mg/ml and model sorbents (see section 3.2.2.1) selected to have the

following features:

• Low or no porosity to favor immobilization by physical adsorption over entrapment

• Relative uniformity in surface chemistry

• High specific surface area to reduce bioagent volumes (cost)

• Range of surface free energies

Table 6.1 summarizes properties of the model sorbents used in this investigation and

Figure 6.1 illustrates the morphology of the sorbents through SEM micrographs.

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Table 6.1 - Properties of the model sorbents

Sorbent γD [mN/m]a γ

P [mN/m]b γT [mN/m]c ζ [mV]d SSA [m2/g]e

Polystyrene 38.4f 4.2f 42.6f -59.7±6.1 14.70

Microcrystalline cellulose 52.94g 4.24g 57.18g -4.3±2.3 1.76

SB Latex 38.2h 16.9h 55.1h -52.2±2.4 0.633

Regenerated cellulose (rayon) 23.75i 26.31i 50.06i -13.8±3.6 19.48

Calcium carbonate 35.2j 32.5j 67.7j -33.3±2.3 12.50

Notes: a dispersive component of surface free energy extracted from literature

b polar component of surface free energy extracted from literature

c total surface free energy extracted from literature d measured zeta potential in 40mM KH2PO4 buffer pH 6.8 using method described in section 3.2.2.3.3 corresponding to the average ± one standard

deviation of three independent measurements e specific surface area f [166] g [171] h [178] i [174] j [176]

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Figure 6.1. SEM micrographs of model sorbents a) Microcrystalline cellulose (400X), b) Ground rayon filament yarn (200X), c)

Ground calcium carbonate (4500X), d) Polystyrene beads (20000X), and e) SB latex (3000X).

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The depletion method described in section 3.7.2 was used to characterize the adsorbed

amount of protein and the residual enzyme activity of HRP after adsorption. Figures 6.2

and 6.3 show the HRP adsorption and inactivation isotherms on the model sorbents

constructed according to the procedures outlined in sections 3.7.3 and 3.7.4,

correspondingly.

Figure 6.2. Adsorption isotherms of HRP on model surfaces. Error bars represent the ±

one standard deviation for two independent adsorption experiments. Protein

measurements for each adsorption experiment represent an average of two sample

measurements.

Figure 6.2 shows that HRP adsorption behavior is considerably affected by the nature of

the sorbent. The more hydrophobic sorbents (polystyrene and microcrystalline cellulose)

exhibit a high adsorption affinity (higher initial slope in the adsorption isotherm) and a

larger amount of protein adsorbed, indicating a stronger enzyme-sorbent interaction,

whereas HRP binds weakly to the more hydrophilic sorbents (rayon and ground calcium

carbonate) and the surfaces load HRP in very low amounts. Moreover, increased enzyme

-0.1

0

0.1

0.2

0.3

0.4

0.5

0.6

0 0.1 0.2 0.3 0.4 0.5

HR

P ad

sorb

ed a

mou

nt [m

g/m

²]

HRP equilibrium concentration [mg/ml]

Polystyrene

Microcrystalline cellulose

SB Latex

Rayon

Ground Calcium Carbonate

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adsorption (Figure 6.2) consistently corresponds to a decreased sorbent polar surface free

energy (Table 6.1). These results are in agreement with the general observation that

proteins are adsorbed in larger amounts on hydrophobic surfaces [144].

In particular, the HRP adsorption behavior on calcium carbonate and SB latex helps

explain the HRP spatial distribution and bioanalytical performance observed in pigment

coated papers (Chapter 5). Pigment coated papers are mainly composed of inorganic

pigments, such as calcium carbonate, and a small amount of binder, such as SB latex, to

hold the pigment particles together. It is clear from Table 6.1 that calcium carbonate is

the most hydrophilic sorbent in the series and has the largest polar surface free energy

component. Also, from Figure 6.2 it is observed that HRP-calcium carbonate affinity is

very low (scant bioagent uptake by the sorbent), resulting in a low local enzyme activity

in coating layers, and therefore, poor performance during bioanalysis. Notwithstanding, it

is plausible to expect that the more hydrophobic coating component, SB latex, will help

bind the enzyme more strongly. However, just a few points of the HRP adsorption

isotherm on SB latex (see Figure 6.2) suggest that although SB latex shows a higher

enzyme load than GCC, the adsorption isotherm is not of the high affinity type. This

observation added to the fact that pigmented coatings incorporate very low amounts of

latex explain the poor behavior of coated papers as HRP sorbents. These results suggest

that pigment coated papers will probably be less suitable enzyme supports in bioactive

paper applications. In contrast, uncoated papers treated to render them more hydrophobic

hold promises for bioactive paper development.

As explained in section 3.4.1, ±10% experimental error is typically found in HRP activity

tests in solution. Activity tests corresponding to independent adsorption experiments tend

to show an increased variability (±20% error) due to the complexity of the sorbents. In

this context, Figure 6.3 shows no significant lose of enzyme activity upon adsorption on

most of the sorbents within the experimental error. However, polystyrene, the most

hydrophobic support in the series, produces a considerable inactivation; which is most

pronounced at low enzyme concentrations. As expected, the larger the available surface

area in relation to the availability of enzyme in solution is, the higher the surface-induced

changes in the enzyme. These observations are in agreement with previous research

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indicating that stronger hydrophobic interactions can cause extensive conformational

changes in enzymes, leading to inactivation and denaturation [145, 214,215]. Higher HRP

adsorbed amounts per unit area tend to minimize the surface-induced inactivation on

polystyrene suggesting that the enzyme molecules when surrounded by other enzyme

molecules tend to preserve their native folded state. A better understanding of the

interplay between activity and adsorption behavior can help define the desirable

conditions for bioactive paper applications (high adsorption, low inactivation).

Figure 6.3 - Inactivation isotherms of HRP on model surfaces. The ±20% area is the

uncertainty range for the inactivation measurements. Error bars represent the ± one

standard deviation for two independent adsorption experiments. Protein and activity

measurements for each adsorption experiment represent an average of two sample

measurements.

6.3.2 - Impact of the type of surface charge on HRP adsorption and activity

Rayon, negatively charged non-porous amorphous cellulose, was selected as the sorbent

to evaluate the impact of electrostatic interactions on HRP adsorption. The untreated

-40

-20

0

20

40

60

80

100

120

0 0.1 0.2 0.3 0.4 0.5

HR

P in

acti

vati

on [%

]

HRP equilibrium concentration [mg/ml]

Microcrystalline cellulose

Rayon

Ground Calcium Carbonate

Polystyrene

SB Latex

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sorbent had a zeta potential of -39.1±2.4 mV (corresponding to the average ± one

standard deviation, three independent measurements). After surface charge modification

by layer deposition of the polyelectrolyte PAH (see section 3.2.2.2.4), rayon with a

positively charged surface of 18.4±1.4 mV (corresponding to the average ± one standard

deviation, three independent measurements) was obtained.

As in the previous experiments, the depletion method was used to characterize the

adsorbed amount of protein and the residual enzyme activity of HRP after adsorption on

the two oppositely charged sorbents. HRP adsorption and inactivation isotherms to the

model sorbents are shown in figures 6.4 and 6.5, respectively.

Figure 6.4 - Adsorption isotherms of HRP on rayon with positive and negative surface

charges. Error bars represent the ± one standard deviation for two independent adsorption

experiments. Protein measurements for each adsorption experiment represent an average

of two sample measurements.

If the HRP adsorption isotherms on rayon and microcrystalline cellulose from Figure 6.2

are compared against the HRP adsorption isotherms on positive and negative rayon from

0.0

0.1

0.2

0.3

0.0 0.1 0.2 0.3 0.4 0.5

HR

P ad

sorb

ed a

mou

nt [m

g/m

²]

HRP equilibrium concentration [mg/ml]

Negative rayon

Positive rayon

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Figure 6.4, it can be concluded that electrostatic interactions affect to a much lesser

extent the loading and adsorption affinity of HRP than hydrophobic interactions.

Moreover, positively charging the rayon surface does not seem to contribute favorably to

HRP adsorption. This outcome might be justified by results obtained by isoelectric

focusing and electrophoresis showing a main band of peroxidase activity at pH 8.5 (two

more bands at pH 3.5 and 6.8) in the commercial HRP enzyme (Sigma Type VI) [216].

Under the adsorption experimental conditions (pH=6.8), the enzyme has a net positive

surface charge; hence, it adsorbs more onto the negative rayon. This result also provides

an interesting observation for papermakers since cationic polyelectrolytes are routinely

used in papermaking processes as a retention aid for keeping the fillers in the paper.

Figure 6.5 - Inactivation isotherms of HRP on rayon with positive and negative surface

charges. The ±20% area is the uncertainty range for the inactivation measurements.

Error bars represent the ± one standard deviation for two independent adsorption

experiments. Protein and activity measurements for each adsorption experiment represent

an average of two sample measurements.

-50

-40

-30

-20

-10

0

10

0.0 0.1 0.2 0.3 0.4 0.5

HR

P in

acti

vati

on [%

]

HRP equilibrium concentration [mg/ml]

Negative rayon

Positive Rayon

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From Figure 6.5, no significant loss of enzyme activity upon adsorption is observed,

within the experimental error (±20%). Interestingly, for the positive rayon sorbent some

observations with an increased activity after adsorption are found. Also, a large

variability is seen in these observations that might be explained by an incomplete

coverage of the fiber surface with the positive polyelectrolyte.

6.3.3 - Impact of the surface charge density on HRP adsorption and activity

Rayon, a negatively charged non-porous amorphous cellulose, and BKSW, a negatively

charged porous cellulosic fiber, were selected as sorbents to evaluate the impact of

increases in negative surface charge density (electrostatic interactions) on HRP

adsorption. After TEMPO-mediated oxidation of the rayon and the BKSW fibers, an

increment in the negative surface charge density through the increase in the carboxyl

content was obtained (See section 3.2.2.2.3). Table 6.2 summarizes the properties of the

sorbents.

As in the previous experiments, the depletion method was used to characterize the

adsorbed amount of protein and the residual enzyme activity of HRP after adsorption on

the untreated and oxidized sorbents. HRP adsorption and inactivation isotherms to the

model sorbents are shown in Figures 6.6 and 6.7, respectively.

Table 6.2 - Properties of the rayon and fibers with and without oxidation treatment

Sorbent Carboxyl content [meq/g] SSA [m2/g]

Rayon 0.05 19.48

Oxidized rayon 0.37 778.85

BKSW fibers 0.08 22.27

Oxidized BKSW fibers 0.29 649.54

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Figure 6.6 - Adsorption isotherms of HRP on rayon and cellulosic fibers with and

without TEMPO-mediated oxidation treatment. Error bars represent the ± one standard

deviation for two independent adsorption experiments. Protein measurements for each

adsorption experiment represent an average of two sample measurements.

From Figure 6.6, it can be concluded that irrespective of the sorbent (rayon or pulp fiber),

an increase in the negative surface charge density in the sorbent results in a decrease in

the amount of enzyme loading. If the HRP adsorption isotherms on rayon and

microcrystalline cellulose from Figure 6.2 are compared against the HRP adsorption

isotherms on untreated and oxidized rayon from Figure 6.6, it is clear that electrostatic

interactions affect to a much lesser extent the loading and adsorption affinity of HRP than

hydrophobic interactions. Moreover, the increment in the surface carboxyl content in the

sorbent produces a considerable augmentation in the specific surface area, which

enhances the HRP loading capacity per unit mass of sorbent. However, the HRP loading

capacity per unit area decreases, indicating that a larger negative surface charge density

does not seem to contribute favorably to HRP adsorption affinity. This outcome might be

justified by the fact that this particular type of commercial HRP C enzyme has been

0.00

0.05

0.10

0.15

0.0 0.1 0.2 0.3 0.4

HR

P a

dsor

bed

amou

nt [

mg/

m²]

HRP equilibrium concentration [mg/ml]

Untreated rayon

Oxidized rayon

Untreated cellulosic fibers

Oxidized cellulosic fibers

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chemically modified to protect their amino (positive) groups. Therefore, the positive

amino groups that can electrostatically interact with the negative carboxyl groups of the

sorbents are not available.

Interestingly, there seems to be a shift in the isotherm curvature from almost linear

(untreated rayon and pulp fibers) to concave (oxidized rayon and pulp fiber). This change

in curvature could be associated with a change in the binding mechanism, the presence of

more than one adsorbed layer, a change in protein orientation, an increased binding

anisotropy, or a competitive adsorption between isoenzymes.

Figure 6.7 - Inactivation isotherms of HRP on rayon and cellulosic fibers with and

without TEMPO-mediated oxidation treatment. The ±20% area is the uncertainty range

for the inactivation measurements. Error bars represent the ± one standard deviation for

two independent adsorption experiments. Protein and activity measurements for each

adsorption experiment represent an average of two sample measurements.

From Figure 6.7, no significant loss of enzyme activity upon adsorption is observed

within the experimental error (±20% error). Interestingly, some observations of an

-70

-60

-50

-40

-30

-20

-10

0

10

20

30

40

0.0 0.1 0.2 0.3 0.4

HR

P in

acti

vati

on [

%]

HRP equilibrium concentration [mg/ml]

Untreated rayon

Oxidized rayon

Untreated cellulosic fibers

Oxidized cellulosic fibers

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increased activity after adsorption are found. Also, a large variability is seen in the

experimental observations corresponding to the cellulosic fibers and that might be

explained by the higher structural and chemical complexity of these sorbents compared to

rayon. In addition, lower protein adsorbed amounts are expected to be affected more by

the experimental error.

6.3.4 - Impact of internal sizing on HRP adsorption and activity

During papermaking, internal sizing agents are typically added to diluted suspensions of

fibers in water to decrease their surface energy, mainly the polar component [217, 218],

and to reduce water absorption and swelling [219]. Since hydrophobic interactions were

previously found to result in larger HRP loadings onto the model sorbents, it was relevant

to investigate the adsorption behavior of HRP on cellulosic fibers with an increasing

degree of hydrophobicity. Table 6.3 summarizes the properties of the fibers before and

after the sizing treatment.

As before, the depletion method was used to characterize the adsorbed amount of protein

and the residual enzyme activity of HRP on fibers hydrophobized (internally sized) with

a rosin-based (mixture of resin acids mainly composed of abietic acid) sizing agent and

an AKD sizing agent (see section 3.2.2.2). It is important to note that pulp fiber as a

sorbent material shows more complexity in their structure than the model sorbents due to

both the presence of significant porosity (lumen and microvoids in the cellulosic fiber

cell wall) and a more heterogeneous chemistry (amorphous and crystalline cellulose).

Thus, enzyme immobilization proceeds by adsorption on external and internal surfaces,

in regions with organized and disorganized cellulose chains.

HRP adsorption and inactivation isotherms on the untreated and treated pulp fibers are

shown in Figures 6.8 and 6.9, respectively.

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Table 6.3 – Properties of the fibers

Fiber treatment γD [mN/m]a γ

P [mN/m]b γT [mN/m]c HST [s]d ζ [mV]e SSA [m2/g]f

Untreated 34.05 6.456 40.51 1 -18.6 ± 5.0 22.27

0.8 wt-% rosin 28.4 0.214 28.4 452 -15.7 ± 3.3 22.27

1.6 wt-% rosin 27.65 0.178 27.65 2388 -20.1 ± 1.0 22.27

0.3 wt-% AKD 25.25 0.39 25.25 5000 -12.1 ± 1.1 22.27

Notes: a dispersive component of surface free energy measured by dynamic contact angle

b polar component of surface free energy measured by dynamic contact angle c total surface free energy measured by dynamic contact angle d degree of sizing measured with Hercules Sizing Test, 80% reflectance, 1% formic acid e measured zeta potential in 40mM KH2PO4 buffer pH 6.8 using method described in section 3.2.2.3.3 corresponding to the average ± one standard deviation of three independent measurements f specific surface area measured by methylene blue method

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Figure 6.8 - Adsorption isotherms of HRP on beaten bleached kraft softwood fibers with

an increasing degree of internal sizing (hydrophobicity). Error bars represent the ± one

standard deviation for two independent adsorption experiments. Protein measurements

for each adsorption experiment represent an average of two sample measurements.

As found with the model sorbents, an increase in the protein loading is found for the

more hydrophobic fibers (treated with the rosin-based sizing agent, see Figure 6.8) when

compared to the untreated fibers. The adsorption affinity also increases, but in contrast to

polystyrene (Figure 6.2), the adsorption isotherms remain of the low affinity type. Again

increased adsorption consistently corresponds to a lower sorbent polar component of the

surface free energy. The AKD-treated fibers do not show a considerable improvement in

adsorbed amounts or adsorption affinity with respect to the control fibers. This

observation agrees with the qualitatively low fluorescence response found in AKD-sized

handsheets and reported in Chapter 5. Although AKD-sized fibers are highly

hydrophobic in terms of degree of sizing (HST method), they exhibit a larger polar

surface free energy component when compared with the rosin-sized fibers.

0.0

0.1

0.2

0.3

0.4

0.0 0.1 0.2 0.3 0.4 0.5

HR

P a

dsor

bed

amou

nt [

mg/

m²]

HRP equilibrium concentration [mg/ml]

Untreated

0.8 wt-% rosin-based sizing

1.6 wt-% rosin-based sizing

0.3 wt-% AKD sizing

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Figure 6.9 illustrates the impact of the different fiber treatments on the residual activity of

the enzyme. Except for some isolated observations showing enzyme activation upon

adsorption, no statistical differences in activity can be inferred from the data.

Figure 6.9 - Inactivation isotherms of HRP on beaten bleached kraft softwood fibers

model surfaces with an increasing degree of internal sizing (hydrophobicity). The ±20%

area is the uncertainty range for the inactivation measurements. Error bars represent the ±

one standard deviation for two independent adsorption experiments. Protein and activity

measurements for each adsorption experiment represent an average of two sample

measurements.

6.3.5 - Modeling of HRP adsorption on cellulosic fibers

Binding models that can accurately reproduce the experimental adsorption isotherms of

Figure 6.8 are required to quantify the relative binding ability of HRP on sized cellulosic

fibers. Langmuir’s and Freundlich’s empirical models developed for homogeneous and

heterogeneous gas adsorption, respectively, have been used by researchers to gain

-100

-80

-60

-40

-20

0

20

40

0.0 0.1 0.2 0.3 0.4 0.5

HR

P in

acti

vati

on [

%]

HRP equilibrium concentration [mg/ml]

Untreated

0.8% rosin-alum sizing (new)

1.6% rosin-alum sizing (new)

0.3% AKD sizing

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insights about possible protein adsorption mechanisms [ 220 , 221 ]. Although the

application of these models is highly questionable because their assumptions are not valid

for complex sorbate-sorbent systems such as the enzyme-fiber system, the models are

still employed for proteins because they are simple and they tend to produce good

regressions as well as they can provide some idea about the surface properties relevant in

protein adsorption [222].

Therefore, the experimental adsorption isotherms of HRP on cellulosic fibers with an

increasing sizing level were fitted with both Langmuir’s and Freundlich’s empirical

models using a nonlinear regression package (SigmaPlot 2001, Version 7.101). Figures

6.10A, B, C, and D illustrate the results of these regressions. Appendix A.13 is a

compilation of the modeling outputs obtained with the software.

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0

0.04

0.08

0.12

0.16

0 1 2 3 4 5 6 7 8 9

HR

P a

dso

rbed

mo

l/g

]

HRP equilibrium concentration [µmol/l]

Cellulosic fibers sized

with 0.8wt-% rosin

Figure 6.10. Experimental [○] HRP adsorption isotherms on increasingly sized cellulosic fibers fitted with Langmuir [__] and

Freundlich [...] empirical models. A. Untreated, B. 0.8wt-% rosin-sized C. 1.6wt-% rosin-sized, D. 0.3wt-% AKD-sized.

0

0.04

0.08

0.12

0.16

0 1 2 3 4 5 6 7 8 9

HR

P a

dso

rbed

mo

l/g

]

HRP equilibrium concentration [µmol/l]

Untreated

cellulosic fibers

0

0.04

0.08

0.12

0.16

0 1 2 3 4 5 6 7 8 9

HR

P a

ds

orb

ed

mo

l/g

]

HRP equilibrium concentration [µmol/l]

Cellulosic fibers sized

with 1.6wt-% rosin

0

0.04

0.08

0.12

0.16

0 1 2 3 4 5 6 7 8 9

HR

P a

ds

orb

ed

mo

l/g

]

HRP equilibrium concentration [µmol/l]

Cellulosic fibers sized

with 0.3wt-% AKD

A B

C D

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Langmuir’s model was used to characterize HRP-fiber binding affinity constants (see

Table 6.4). Table 6.4 shows that the enzyme-fiber binding affinity constant increases as

the fibers become more hydrophobic, in agreement with the mechanism that enzyme-

fiber interaction is mostly governed by the hydrophobic effect. The regression quality is

lower for the untreated fibers and the AKD-treated fibers, possibly because considerable

data scattering is observed in the experimental data (a larger impact of experimental

errors on measurements of low protein concentrations). In addition, in the absence of an

adsorption plateau (untreated fibers), Langmuir’s model assumptions of a monolayer

coverage and a homogeneous distribution of the binding sites for these samples does not

seem appropriate.

Table 6.4 - Binding affinity constants, K, obtained by Langmuir’s fit of the experimental

HRP adsorption isotherms from Figure 6.6.

Fiber Sample K

[µmol/l]-1 R2

Untreated 4.1 10-5 0.50

0.8wt-% rosin 3.2 10-3 0.93

1.6wt-% rosin 1.86 10-1 0.94

0.3wt-% AKD 6.24 100 0.42

Freundlich’s model was used to characterize the adsorption heterogeneity indices of the

fibers (see Table 6.5). This index varies between 0 and 1, and the closer the value to 1,

the more homogeneous the binding sites are. Table 6.5 shows that the internal sizing

process increases the adsorption heterogeneity of the sorbents (heterogeneity indices

decrease). This observation may be explained by a nonuniform distribution of the sizing

agent on the fiber surface. The value above 1 for the heterogeneity index of the untreated

fibers cannot be explained; likely due to the inadequacy of the binding model for this

sample.

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Table 6.5 - Heterogeneity index, m, obtained by Freundlich’s fitting of the experimental

HRP adsorption isotherms from Figure 6.6.

Fiber Sample m R2

Untreated 2.67 0.57

0.8wt-% rosin 0.87 0.93

1.6wt-% rosin 0.62 0.95

0.3wt-% AKD 0.14 0.45

The low quality of regression (R2) obtained with the AKD-sized fibers using both

Langmuir’s and Freundlich’s binding models limits the validity of the binding parameters,

making it difficult to draw a conclusion.

6.3.6 – Surface characterization of internally sized cellulosic fibers by X-ray

photoelectron spectroscopy (XPS)

Handsheets prepared with the unsized and increasingly sized cellulosic fibers used in the

previous adsorption experiments were analyzed by XPS. Figure 6.11 shows the XPS

carbon spectra of the different samples. Four distinctive carbon peaks can be observed: a

285eV binding energy peak corresponding to aliphatic primary carbon (C1) present in C-

H alkane-type carbon atoms, a 286.7eV binding energy peak attributed to secondary

carbon (C2) present in C-O alcohol/ether-type carbon atoms, a peak at 288.4eV binding

energy associated with tertiary carbon (C3) present in O-C- and C=O acetal-type carbon

atoms and a 289.2eV high binging energy peak arising from carbon atoms (C4) present in

O-C=O ester/carboxylic acid type of moiety. Table 6.6 summarizes the quantitative XPS

data corresponding to the four carbon peaks identified in the spectra for the samples.

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a) Unsized b) 0.3wt.-% AKD-sized

c) 0.8wt.-% rosin-sized d) 1.6wt.-% rosin-sized

Figure 6.11 – X-Ray Photoelectron C1s spectra for increasingly sized handsheets. The

XPS spectra were not smoothened prior to deconvolution. A Gaussian-Lorentzian ratio of

70%/30% was used for peak deconvolution. The binding energy scale was referenced to

the C1s line of aliphatic carbon set at 285.0 eV

0

200

400

600

800

1000

1200

1400

1600

280285290295300

Cou

nts/

s

Bindind Energy [eV]

C1

C2

C3

0

500

1000

1500

2000

2500

3000

280285290295300

Cou

nts/

sBindind Energy [eV]

C1

C2C4

0

200

400

600

800

1000

1200

1400

280285290295300

Cou

nts/

s

Bindind Energy [eV]

C1C2

C3

C4

0

200

400

600

800

1000

1200

1400

280285290295300

Cou

nts/

s

Bindind Energy [eV]

C1

C2

C3

C4

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Table 6.6 – XPS analysis of unsized and increasingly sized handsheets

Sample Surface Energy [mN/m]

O/C C1 [%]

285eV

C2 [%]

286.7eV

C3 [%]

288.4eV

C4 [%]

289.2eV

Unsized 40.51 0.59 24.31 58.66 17.03 0.00

0.8wt.-% rosin 28.40 0.48 40.93 44.91 10.97 3.19

1.6wt.-% rosin 27.65 0.42 50.36 37.33 9.08 3.23

0.3wt.-% AKD 25.25 0.17 89.46 7.04 0.00 3.49

The unsized cellulose handsheet reveals the typical C2 and C3 peaks associated with the

chemical structure of cellulose and a small C1 peak which has been previously associated

with impurities (lignin, extractives, fatty acids) [223]. Irrespective of the type of sizing

agent, all sized handsheets exhibit a significant increase in aliphatic C1 signal. The long

hydrophobic aliphatic chains present in the rosin and AKD structures explain this

increase, as expected. It can also be observed that AKD-sized fibers have almost twice as

much C1% than the rosin-sized fibers. The reason for this difference is the chemical

structure of the sizing agent molecules: AKD has two aliphatic chains, whereas rosin has

only one (See Appendix A.14). Moreover, increases in the rosin dose result in augmented

aliphatic carbon content but the relationship is not linear, suggesting that the surface of

the fibers must have reached saturation and excessively high doses of rosin (1.6wt.-%)

are not completely retained on the fibers. The conclusion is also independently supported

by the reduced gain in hydrophobicity (low decrease in the surface energy) observed in

the oversized rosin samples. In addition, a C4 signal that is not detectable in the unsized

sample becomes evident in the sized samples. This high binding energy carbon atom is

associated with the carboxyl groups of the rosin molecule and the ester bond formed

between AKD and cellulose after the covalent sizing reaction.

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6.3.7 - Thermal stability of HRP adsorbed on cellulosic fibers

The characteristic temperature at which 50% of the enzyme is thermally

denatured is shown as a distinctive endothermic peak in the DSC thermogram

(Tm) [142]. The aim of this part of the research was to examine the changes in

HRP thermal behavior upon immobilization on cellulosic fibers with different

degrees and types of internal sizing.

Figures 6.12 and 6.13 illustrate the DSC responses of HRP in solution and after

adsorption, correspondingly. In solution, at least two small endothermic peaks

(47°C and 80°C) can be associated with the enzyme thermal unfolding (see

Figure 6.12). The observation of more than one peak might indicate the presence

of more than one isoenzyme [16-19,204] or a two-step protein denaturing

process involving melting of the tertiary structure at a low temperature followed

by removal of the heme moiety from the active site at a higher temperature

[224]. Interestingly, by comparing the thermal behavior of HRP in solution

before and after dialysis against the buffer, a third small peak (68°C) is revealed.

Likely, the additive-free dialyzed solution better displayed the thermal

denaturation of some protein fraction present in a very small amount in the

initial HRP mixture.

On one hand, after HRP is adsorbed on the cellulosic fibers, the peak located at

80°C completely disappears, regardless of the type of fiber treatment. This is

indicative of either a lower surface loading of this enzyme fraction below the

DSC detection limit, or a complete denaturation of this enzyme fraction upon

interaction with the surface. On the other hand, the HRP peak initially located at

47°C (Figure 6.12, curve D) either disappears (Figure 6.13, curve E), denoting

denaturation upon adsorption; or shifts to a lower temperature (Figure 6.13,

curve B and C), denoting a decrease in thermal stability; or shifts to higher

temperatures (Figure 6.13, curve E), denoting an increase in thermal stability.

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Figure 6.12 - DSC control thermograms for enzyme. A) 40mM KH2PO4 buffer

pH 6.8, B) 10mg/ml HRP solution in buffer, C) Same as B after dialysis against

buffer.

From figure 6.13, it becomes apparent that cellulosic fibers hydrophobized with

rosin-based sizing agents can alter the stability of the adsorbed HRP. For

addition levels up to 0.8wt-%, only a slight decrease in Tm is observed.

However, for 1.6 wt-% dose, the active enzyme structure vanishes. These results

are in close agreement with the previous investigations reported in Chapter 5

suggesting that HRP has a lower localized enzyme activity on rosin-based

highly-sized papers. In contrast, the HRP adsorbed on AKD treated fibers shows

a slightly increase in thermal stability. The smaller area under the endothermic

peak found in this latter case is justified by a comparatively lower loading

capacity observed in Figure 6.8.

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Figure 6.13 - DSC thermograms for wet fibers after 24h of enzyme adsorption

from 0.4mg/ml HRP solutions followed by 30 min centrifugation at 10,000 rpm

to remove supernatant. A) Blank: buffer adsorbed on untreated fiber, B) HRP

adsorbed on untreated fiber, C) HRP adsorbed on fibers treated with 0.8wt-%

rosin-based sizing, D) HRP adsorbed on fiber treated with 1.6wt-% rosin-based

sizing, E) HRP adsorbed on fiber treated with 0.3wt-% AKD sizing.

6.4 – CONCLUSIONS

In the first part, this investigation examined the adsorption behavior and

inactivation of HRP on model sorbents with various degree of hydrophobicity.

Increased adsorbed amounts and increased binding strength were correlated with

a decreased polar surface free energy component in the sorbents. However, the

main drawback exhibited by the most hydrophobic sorbent (polystyrene) was a

significant loss in enzyme activity due to surface-induced changes in the enzyme

structure. The results also suggested that for calcium carbonate hydrophilicity

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may explain the poor bioanalytical performance of pigment coated papers

observed in Chapter 5.

In the second part, this study examined the impact of different surface charges

(positive or negative) and surface charge density (carboxyl group content) of

rayon and BKSW fibers on the HRP adsorption behavior. The impact of the

sorbent surface charge sign or the sorbent surface charge density on HRP

adsorption was relatively minor when compared to the impact of sorbent

hydrophobicity. It was found that a positive surface charge and increases in the

negative surface charge density of the sorbents, produced a decrease in the

binding affinity and loading of the enzyme per unit area. However, the oxidation

process resulted in a significant augmentation of the specific surface area of the

sorbents, improving the enzyme loading capacity per unit mass. No significant

enzyme inactivation upon adsorption on the sorbents was detected within the

experimental error.

From the first and second part of this chapter it was postulated that, as observed

in many other protein-solid systems, hydrophobic interactions are the dominant

non-covalent binding mechanism acting between HRP and the cellulosic

surfaces, while electrostatic interactions play only a minor role.

In the final part, this chapter examined the adsorption behavior and inactivation

of HRP on cellulosic fibers treated with different sizing additives. It was found

that the adsorption behavior was additive-dependent: rosin-based internal sizing

produced a considerable improvement in the enzyme adsorption, whereas AKD-

based internal sizing only slightly differentiated from the untreated fibers.

Nonetheless, as observed with the model sorbents, the HRP adsorbed amounts

and affinities consistently improved as the polar component of the surface

energy of the sorbent decreased. The method used to detect differences in

enzyme activity upon adsorption could not show evidence of loss in the

biological function of HRP. However, DSC thermograms indicated that treating

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the fibers with doses above 0.8wt-% of a rosin-based sizing agent produced

irreversible protein unfolding upon adsorption.

In addition, XPS analysis revealed that the C1 content in the fibers increases

with sizing and is almost two times larger in the AKD-sized fibers when

compared to the rosin-sized fibers. The C1 content does not linearly increase

with rosin dose increments. This observation suggests that the fibers may have

been completely covered by the rosin at 0.8 wt.-% rosin dose and further

additions are not retained resulting in insignificant gains in hydrophobicity.

Interestingly, although AKD-sized fibers have the highest aliphatic carbon

content, the decrease in polar surface energy component attained by internally

sizing the fibers is less significant than the decrease in polar surface energy

component with rosin. It is possible that some AKD might have not reacted.

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Chapter 7

CONCLUDING REMARKS

7.1- CONTRIBUTIONS

The major findings of this thesis were:

• Ink jet technology can be used to reliably deposit HRP on solids with a

retained activity if a suitable operational window and bio-ink formulation

are used

• The local enzyme distribution on the substrate together with the surface

energy of the substrate explain the activity of the printed HRP enzyme

• Hydrophobic interactions are the dominant interaction in HRP physical

immobilization on the cellulosic substrates. Electrostatic interactions play

a minor role

• The surface energy and the surface chemistry of the cellulosic substrates

can be engineered to enhance HRP physical immobilization by increasing

binding strength or by increasing specific surface area, correspondingly

• Cellulosic fibers are more promising supports for enzyme immobilization

in bioactive papers than pigment coatings

7.2 – SPECIFIC CONCLUSIONS

As stated in the introduction, the aim of this thesis was to address key scientific

challenges in the application of bioactive materials on paper using inkjet

technology. Based on this goal, the thesis was divided in three studies (chapters

4, 5 and 6). The specific conclusions of these studies are summarized in the next

sections.

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7.2.1 –Ink formulation and piezoelectric inkjet printing of horseradish

peroxidase

7.2.1.1 – Effect of bio-ink additives on enzyme activity

Suitable bio-inks for inkjet printing are biologically active and reliably ejectable.

By incorporating additives to the ink formulation, the stringent surface tension

and viscosity requirements for piezoelectric inkjet jettability can be met but that

can also inactivate the enzyme. Based on the results of Chapter 4, it was found

that viscosity modifiers were the most critical additives in the HRP ink

formulation because they introduced diffusion limitations that impaired

considerably the enzyme activity. It was also discovered that modifiers with a

high efficiency in viscosity modification were most suited for bio-ink

formulations because very small amounts could substantially increase the

resulting ink viscosity with insignificant effect over the enzymatic function. The

experimental results demonstrated that CMC as a viscosity modifier exhibited

this advantage and that the non-ionic surfactant Triton X-100 reduced the

surface tension of the ink to the desired levels (30mN/m) without producing

inactivation.

7.2.1.2 - Effect of the jetting process on enzyme activity

There were some concerns about the impact of high shear rates (105s-1) on the

HRP bio-ink activity in solution when it was ejected through the 21µm-size

nozzles at high speed (7-9m/s) during inkjet printing. No evidence of adverse

effects of the jetting process on the bioactivity of the ink under the high shear

rates used in this study was found. Also, suitable printing process parameters

were identified that allowed stable, repetitive, and reliable jetting of the bio-ink

developed in this study.

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7.2.2 – Fibrous materials as support for bioactive papers

7.2.2.1 - Effect of the paper support on the bioanalytical performance of printed

HRP

The H2O2 colorimetric sensing performance of various HRP-printed papers was

measured using the chromogenic HRP substrate ABTS. The papers included

recycled and virgin fibers, mechanical and wood free furnishes, and coated and

uncoated grades. It was demonstrated that the type of support where HRP was

immobilized affected considerably the performance of paper as a sensing device.

In qualitative analysis, different papers produced distinct color profiles and color

intensities when used under similar testing conditions. In quantitative analysis,

the performance of bioactive papers differed in sensitivity and range of

detection.

From the experimental observations of Chapter 5, it was concluded that the best

overall response pertained to a well-sized printing-grade uncoated wood-free

paper. It became apparent that paper surface energy played a role in the

bioanalytical performance of the papers. In addition, the results suggested that

papers with less purity in their fiber furnish, such as mechanical papers and

recycled papers, produced unexpected color shifts, probably due to interference

in the enzymatic reaction. Interestingly, it was observed that coated papers

produced particularly poor signal intensities; the more hydrophilic the coating,

the less intense the color response was.

In attempting to explain the discrepancies in behaviour of bioactive papers with

different cellulosic fibrous supports it was postulated that two important aspects

that can affect the bioanalytical response are the ink distribution within the paper

structure and the paper-enzyme interactions.

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7.2.2.3 – Effect of the paper support on the spatial distribution and activity of

printed HRP enzyme

A new method using confocal scanning fluorescent microscopy was developed

that can qualitatively visualize the active enzyme distribution in paper based on

the red fluorescence selectively developed by the substrate Amplex Red upon

reaction with H2O2 in the presence of HRP as the catalyst. Using the method, the

active enzyme distribution in five paper substrates after inkjet deposition and

fluorescence development was mapped. The new technique unveiled the extent

of the spreading and penetration of the HRP bio-ink in the different types of

papers. CLSM images suggested that partial penetration of the bio-ink and

minimum spreading favours the bioanalytical response. The results

demonstrated that the activity of HRP immobilized on paper depended on the

local enzyme concentration.

The enzyme distributions observed in coated papers and thick coating layers

showed that HRP preferentially locates in the fiber cell wall and not near the

pigments or fillers. It was suggested that the dynamic microvoids in the fiber

cell wall when wet help entrap the enzyme upon drying and present a more

suitable microenvironment for the preservation of the HRP biological

functionality than pigments. As a consequence, pigment coatings seem not to

favorably contribute to the bioanalytical response. The need for a better

understanding of enzyme-fiber and fiber-pigment interactions that can explain

the differences in local enzyme activity in coated and uncoated papers became

apparent.

In addition, the CLSM method was used to map the active enzyme distribution

in increasingly sized paper handsheets. It was found that although sizing

controlled spreading and penetration of the bio-ink maximizing the local enzyme

concentration, oversizing the fibers did not reduce further the enzyme

distribution and could partially inactivate the HRP enzyme. It was concluded

that the bio-ink spatial distribution does not provide a complete explanation for

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the different bioanalytical behaviour of the papers, because papers with a similar

ink distribution still show variations in their fluorescent responses. It was

postulated that paper-enzyme interactions can affect the localized enzyme

activity, and in turn, the sensing ability of the bioactive papers.

7.2.3 – Paper-enzyme interactions

7.2.3.1- Fundamental study of the impact of cellulosic immobilization supports on

the adsorption behaviour of HRP

Due to the amphiphilic nature of the proteins, it is generally observed that

proteins interact with surfaces mainly through hydrophobic and ionic

interactions. However, how cellulosic fiber supports interact with enzymes

during physical immobilization is largely unknown based on the literature

findings. On one hand, cellulose fibers can have different levels of

hydrophobicity due to the additives used in the papermaking process (sizing

agents). On the other hand, due to the large amount of hydroxyl groups (and

minor amount of carboxyl groups) exposed in the surface, cellulosic fibers

typically exhibit a negative surface charge. Thus, enzyme molecules can

potentially interact with the paper fibers through both hydrophobic and

electrostatic interactions. Additionally, the existence of both external and

internal surfaces within the cellulosic fibers renders the interactions between the

biomolecules and the support highly complex. Moreover, it is not clear how the

different paper-enzyme interactions affect the activity of the enzyme.

Therefore, the physical immobilization behavior of horseradish peroxidase on

various model sorbents, including both simple and non-porous substrates (such

as microcrystalline cellulose, positively and negatively charged regenerated

cellulose, oxidized rayon, ground calcium carbonate, SB latex, and polystyrene)

and complex, porous and swellable bleached kraft softwood (BKSP) pulp fibers

with varying degrees of hydrophobicity and oxidation were investigated in

Chapter 6.

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7.2.3.2 – Impact of hydrophobicity on HRP adsorption behavior on model supports

By comparing HRP adsorption on simple non-porous model sorbents with

various degrees of hydrophobicity, it was confirmed that HRP adsorbed more

strongly and in larger quantities on more hydrophobic sorbents. Higher enzyme

binding was consistently correlated with less polar surface free energy

components in the sorbents. It was concluded that the hydrophobic effect was a

dominant type of enzyme-sorbent interaction.

By comparing enzyme inactivation isotherms on the same sorbents, it was found

that very strong hydrophobic interactions produced a considerable surface-

induced inactivation in the enzyme. Therefore, the more hydrophobic sorbents

resulted in larger amounts of adsorbed enzyme at the expense of a decrease in

local enzyme activity.

It was also verified that ground calcium carbonate, a pigment widely used in

paper coating formulations, exhibited a remarkably lower adsorption affinity

when compared to both regenerated and microcrystalline cellulose. This finding

combined with the HRP spatial distribution observed in the coating layers led to

the final conclusion that the poor sensing ability of the pigment coated papers is

mainly due to the very low local enzyme concentration.

7.2.3.3 – Impact of surface charge sign and density on HRP adsorption behavior on

model supports

By comparing HRP adsorption on both positively and negatively charged rayon and on

both rayon and cellulosic fibers sorbents with an increased negative surface charge

density obtained by TEMPO-mediated oxidation, it was confirmed that electrostatic

interactions play a minor role in HRP adsorption. By comparing enzyme inactivation

isotherms on the same sorbents, it was found that no detectable enzyme inactivation was

present.

After characterization of the adsorption behaviour of HRP on paper-related

model sorbents with different surface energies, surface charge signs, and surface

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charge densities, it was concluded that the hydrophobic effect was the dominant

interfacial interaction between the enzyme and the cellulosic model surfaces.

Electrostatic charge interactions had a relatively minor role in the adsorption of

the enzyme molecule.

7.2.3.4 – Impact of internal sizing on HRP adsorption behavior on cellulosic fibers

The adsorption and inactivation isotherms of HRP on BKSW cellulosic pulp

fibers increasingly hydrophobized with rosin-based sizing agent and an AKD-

based sizing agent were characterized in Chapter 6. As with the model sorbents,

the more hydrophobic fibers adsorbed more enzyme. By comparing their HRP

adsorption isotherms, it was concluded that internally sizing the cellulosic fibers

is a suitable fiber treatment to achieve a stronger and greater HRP physical

immobilization. Experimental results showed that paper fibers with a similar

hydrophobicity (as measured by Hercules sizing test) sized by two different

sizing agents, had very different adsorption responses. Upon adsorption, the

rosin-sized fibers adsorbed more enzyme than the AKD-sized fibers, in direct

correlation with their lower and higher polar surface free energy components,

respectively.

Langmuir’s and Freundlich’s empirical models were fitted to the experimental

adsorption isotherms and the corresponding binding parameters were obtained.

It was concluded that rosin-sizing produced a several order of magnitude

increase in the binding affinity constants. XPS analysis has shown that

increasingly sizing the fibers results in a greater aliphatic carbon content, as

expected. However, due to the different chemical structure of the sizing agents,

AKD sized fibers have a larger C1 content than the rosin-sized fibers. No linear

correlation between the rosin dose and the C1 content was found, suggesting

that the fiber surface might be saturated with rosin and further addition does not

lead to further gains in hydrophobicity.

Inactivation isotherms did not provide conclusive evidence of HRP inactivation

upon adsorption onto highly sized cellulosic fibers. However, upon analyzing

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— 145 —

the thermal behavior of HRP adsorbed on increasingly sized fibers using DSC,

HRP thermal unfolding upon adsorption onto highly rosin-sized cellulosic fibers

was demonstrated.

7.3- RECOMMENDATIONS

• It would be worthwhile to extend the systematic approach presented in this thesis

on both bio-ink formulation and inkjet deposition to other types of biomolecules

such as antibodies, phages or DNA aptamers. Moreover, the challenges involved

in printing more complex inks containing, for example, multiple bioagents or

biomolecules anchored on particles or interactive components should be

addressed.

• It would be of interest to explore and develop methods that can provide direct

characterization of the structure and distribution of biomolecules immobilized on

solids with increased spatial resolution. Furthermore, methods that could capture

the dynamic changes in the biomolecule conformation upon immobilization will

be valuable tools for interrogation of the bioactive paper structure. Spectroscopic

techniques like TOF-SIMS using new type of ion sources specially adapted for

the examination of fragile biological structures and emerging scanning probe

microscopies that rely on active probes (i.e., chemical, electrochemical, thermal)

should be assessed.

• It may be possible to implement applications of HRP-printed papers for rapid

industrial monitoring of oxidant residuals (e.g., residual peroxide content in pulp

bleaching operations, reducible sulfur activity in papers) and antioxidants (e.g.,

antioxidant activity in food and beverages).

• In general, biomolecules are available in small quantities because extraction and

purification processes are laborious and costly. It would be advantageous to

elucidate the biomolecule purity requirements for bioactive paper applications.

• Further work should be conducted to determine the fiber types best suited

for bioactive paper production. This study identified purity and

crystallinity as factors related to fiber composition that merit more

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— 146 —

investigation. The impact of the differences in hemicellulose content of

both wood and non-wood fibers should also be evaluated.

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