Date post: | 30-Sep-2014 |
Category: |
Documents |
Upload: | luisfernandogarcias |
View: | 393 times |
Download: | 29 times |
*( 0HGLFDO 6\VWHPV
7HFKQLFDO3XEOLFDWLRQV
�������5HYLVLRQ �
/2*,4Z B���6HUYLFH 0DQXDO
&RS\ULJKW. ����� ����� ���� %\ *HQHUDO (OHFWULF &R�
2SHUDWLQJ 'RFXPHQWDWLRQ
'$0$*( ,1 75$163257$7,21
$OO SDFNDJHV VKRXOG EH FORVHO\ H[DPLQHG DW WLPH RI GHOLYHU\� ,I GDPDJH LVDSSDUHQW� ZULWH ´GDPDJH LQ VKLSPHQWµ RQ DOO FRSLHV RI WKH IUHLJKW RU H[SUHVVELOO EHIRUH GHOLYHU\ LV DFFHSWHG RU ´VLJQHG IRUµ E\ D *HQHUDO (OHFWULFUHSUHVHQWDWLYH RU KRVSLWDO UHFHLYLQJ DJHQW� :KHWKHU QRWHG RU FRQFHDOHG�GDPDJH 0867 EH UHSRUWHG WR WKH FDUULHU LPPHGLDWHO\ XSRQ GLVFRYHU\� RU LQDQ\ HYHQW� ZLWKLQ �� GD\V DIWHU UHFHLSW� DQG WKH FRQWHQWV DQG FRQWDLQHUV KHOGIRU LQVSHFWLRQ E\ WKH FDUULHU� $ WUDQVSRUWDWLRQ FRPSDQ\ ZLOO QRW SD\ D FODLPIRU GDPDJH LI WKH LQVSHFWLRQ LV QRW UHTXHVWHG ZLWKLQ WKLV �� GD\ SHULRG�
*( 0HGLFDO 6\VWHPV
*( 0HGLFDO 6\VWHPV� 7HOH[ �������3�2� %R[ ���� 0LOZDXNHH� :LVFRQVLQ ����� 8�6�$��$VLD� 3DFLILF� /DWLQ $PHULFD� 1RUWK $PHULFD�2Q��/LQH &HQWHU �2/&�7HO� ����������������� RU ��� ��������������)D[� ��� ��������������
*( 8OWUDVFKDOO 'HXWVFKODQG *PE+ &R� .*%HHWKRYHQVWUDBH� ���� 3RVWIDFK �� �� ���'������� 6ROLQJHQ� *(50$1<7HO�� 2/&��(XURSH 7ROO )UHH 1XPEHUV
RU5DGLRORJ\ +RWOLQH ���� ����� ���� ���&DUGLRORJ\K +RWOLQH ���� ����� ���� ���)D[� ���� ����� ���� ���
*( 0(',&$/ 6<67(06 /2*,4 ��� 6(59,&( 0$18$/
�������
a70
$
5(9 �
/,67 2) ())(&7,9( 3$*(6
5(9 '$7( 35,0$5< 5($621 )25 &+$1*(
$ 'HF� ��� ���� 3UHOLPLQDU\ UHOHDVH�� � �
% � � � � �-XQH ��� ���� � � � <06 )HHGEDFN
� � � � � � 6HSWHPEHU ��� ���� 3URGXFWLRQ 5HOHDVH
� � � � � � 6HSWHPEHU ��� ���� 3&% $VV\ )58 8SGDWLRQ
� � � � � � 2FWREHU ��� ���� 3&% $VV\ )58 8SGDWLRQ
� � � � � � 0DUFK �� ���� )58 �6FKHPDWLF 8SGDWLRQ � ,PSURYHG $VVHPEO\�'LV��DVVHPEO\ GLDJUDPV
� � � � � � 0D\ ��� ���� 9HUVLRQ ��� 6RIWZDUH UHOHDVH DQG 3ODVWLF�0HWDOOLF VHW )58 8SGDWLRQ
����������� $SULO �� � ���� 9HUVLRQ ��� 6RIWZDUH DQG 7ZR 3UREH 3RUW UHOHDVH
���������� � -DQ ��� ���� 9HUVLRQ ��� �03� 6\VWHP UHOHDVH
����������� $SU �� ���� 9HUVLRQ ���$ �03� 6\VWHP UHOHDVH WR IL[ %�% %XJ�
����������� -XO\ �� ���� 9HUVLRQ ���$ �03� 6\VWHP UHOHDVH IRU $PHULFDV�
����������� 'HFHPEHU ��� ���� 9HUVLRQ ����$ �03� 6\VWHP UHOHDVH IRU &RPSRQHQW 2EVROHVFHQFH�
3$*( 5(9 3$*( 5(9 3$*( 5(9 3$*( 5(9 3$*( 5(9
7LWOH SDJH �� � � � � � � � � �
������� �� � � � � � � � � � �
������� �� � � � � � � � � � �
3����&' �� � � � � � � � � � �
$ �� � � � � � � � � � � � � � � � � �
% ��� � � � � � � � � � � � � � � �
, �� � � � � � � � � � � � � � � � � �
,, �� � � � � � � � � � � � � � � � � �
,,, �� � � � � � � � � � � � � � � � �
,9 �� � � � � � � � � � � � � � � � �
&KDSWHU �
���� WR ���� �� � � � � � � � � �
���� �� � � � � � � � � � � � � � �
���� �� � � � � � � � � � � � � � �
���� WR ���� �� � � � � � � � � �
���� �� � � � � � � � � � � � � � �
����� WR ����� �� � � � � � �
����� �� � � � � � � � � � � � � � �
����� �� � � � � � � � � � � � � � �
����� �� � � � � � � � � � � � � � �
&KDSWHU �
���� �� � � � � � � � � � � � � � � �
���� �� � � � � � � � � � � � � � �
���� WR ����� �� � � � � � � �
����� �� � � � � � � � � � � � � �
����� WR ����� �� � � � � �
����� �� � � � � � � � � � � � � �
����� �� � � � � � � � � � � � �
����� �� � � � � � � � � � � � �
����� �� � � � � � � � � � � � �
����� WR ����� �� � � � � �
����� �� � � � � � � � � � � � �
����� WR ����� �� � � � � �
&KDSWHU �
���� WR ���� �� � � � � � � � � �
���� �� � � � � � � � � � � � � � � �
���� WR ���� �� � � � � � � � � �
���� �� � � � � � � � � � � � � � �
���� WR ���� �� � � � � � � � � �
���� �� � � � � � � � � � � � � � � �
����� �� � � � � � � � � � � � � � �
����� �� � � � � � � � � � � � � � �
����� �� � � � � � � � � � � � � � �
&KDSWHU �
���� �� � � � � � � � � � � � � � � �
���� �� � � � � � � � � � � � � � � �
���� �� � � � � � � � � � � � � � � �
���� �� � � � � � � � � � � � � � � �
���� WR ���� �� � � � � � � � � �
���� �� � � � � � � � � � � � � � � �
���� �� � � � � � � � � � � � � � � �
���� WR ����� �� � � � � � � � �
����� WR ����� �� � � � � � � �
����� �� � � � � � � � � � � � � � �
&KDSWHU �
���� �� � � � � � � � � � � � � � � �
���� �� � � � � � � � � � � � � � � �
���� �� � � � � � � � � � � � � � � �
���� WR ����� �� � � � � � � �
&KDSWHU �
���� �� � � � � � � � � � � � � � �
���� WR ���� �� � � � � � � � � �
���� WR ����� �� � � � � � � �
&KDSWHU �
���� �� � � � � � � � � � � � � � �
���� �� � � � � � � � � � � � � � �
���� �� � � � � � � � � � � � � � �
���� �� � � � � � � � � � � � � � �
���� �� � � � � � � � � � � � � � �
���� �� � � � � � � � � � � � � � � �
���� �� � � � � � � � � � � � � � �
���� WR ���� �� � � � � � � � � �
����� WR ����� �� � � � � � � �
*( 0(',&$/ 6<67(06 /2*,4 ��� 6(59,&( 0$18$/
�������
a70
, 7$%/( 2) &217(176
5(9 �
7$%/( 2) &217(176
6(&7,21 7,7/( 3$*(
&+$37(5 � �� ,1752'8&7,21
���� 29(59,(: ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� 6(59,&( 0$18$/ &217(176 ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� 6$)(7< ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� :DUQLQJV ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� /DEHOV ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� &ODVVLILFDWLRQ ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� (0& �(OHFWURPDJQHWLF &RPSDWLELOLW\� ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� (0& 3HUIRUPDQFH ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 1RWLFH XSRQ ,QVWDOODWLRQ RI 3URGXFW ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� *HQHUDO 1RWLFH ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� &RXQWHUPHDVXUHV DJDLQVW (0&�UHODWHG ,VVXHV ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 1RWLFH RQ 6HUYLFH ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� &217$&7 $''5(66(6 ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
&+$37(5 � �� ,167$//$7,21
���� 35(��,167$//$7,21 ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 2YHUYLHZ ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 3RZHU /LQH 5HTXLUHPHQWV ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 3K\VLFDO 6SHFLILFDWLRQV ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� ,167$//$7,21 ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 2YHUYLHZ ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� $YHUDJH ,QVWDOODWLRQ 7LPH ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� &KHFNLQJ WKH FRPSRQHQWV ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 8QSDFNLQJ /2*,4(D ��� ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� $VVHPEOLQJ 7KH /2*,4(D ��� 6\VWHP ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� ,QVWDOODWLRQ RI /2*,4 (D��� WR 3& ,PDJH 7UDQVIHU 6RIWZDUH
�7KLV LV DQ 2SWLRQ IRU $PHULFDV� ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� ,QVWDOODWLRQ RI 2SWLRQDO $FFHVVRULHV ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� ,QVWDOODWLRQ RI 7ZR 3UREH 3RUW � /2*,4 D ��� 3UREH $GDSWHU �2SWLRQDO� ������ � � � � � � � � � � �������� ,QVWDOODWLRQ RI /2*,4(D��� ZLWK *OREDO 7UROOH\ RU 0RGXODU 7UROOH\ ������ � � � � � � � � � � � � � � � ��������� $GMXVWPHQW RI 0RQLWRU &RQWUDVW $QG %ULJKWQHVV ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
*( 0(',&$/ 6<67(06 /2*,4 ��� 6(59,&( 0$18$/
�������
a70
,, 7$%/( 2) &217(176
5(9 �
6(&7,21 7,7/( 3$*(
�������� $GMXVWPHQW RI 6\VWHP &ORFN�'DWH� +RVSLWDO 1DPH $QG 2% 9HUVLRQ ������ � � � � � � � � � � � � � � ��������� 3URGXFW /RFDWRU &DUG ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
&+$37(5 � ��6<67(0 &21),*85$7,21
���� 29(59,(: ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� ',0(16,216 ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� )URQW 9LHZ ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 6LGH YLHZ �.H\ERDUG FORVHG� ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 6LGH YLHZ �NH\ERDUG RSHQ� ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� (/(&75,&$/ 63(&,),&$7,216 ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 3RZHU 6XSSO\ ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� )DFLOLW\ 3RZHU 6RFNHW ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� 6725$*( $1' 23(5$7,21 5(48,5(0(176 ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� 237,21$/ 3(5,3+(5$/6 ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� )RRWVZLWFK &RQQHFWLRQ ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 9LGHR *UDSKLF 3ULQWHU ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 9LGHR &DVVHWWH 5HFRUGHU ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 3UREHV ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� /2*,4(D��� 03 9LGHR 6LJQDO 6SHFLILFDWLRQ ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
&+$37(5 � �� )81&7,21$/ &+(&.6
���� 29(59,(: ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� )81&7,21$/ &+(&. 352&('85(6 ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 3RZHU 8S 0RQLWRU 'LVSOD\ �&RQYH[ 3UREH� ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� %DVLF &RQWUROV ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 3KDQWRP &KHFN ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� ',$*1267,&6 ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 3RZHU RQ 'LDJQRVWLFV ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 6HUYLFH 'LDJQRVWLFV ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� &38 %RDUG 7HVWV ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� '6& %RDUG 7HVWV ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� $QDORJ %RDUG 7HVW ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� .H\ERDUG 7HVWV ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 0RQLWRU 7HVW ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
*( 0(',&$/ 6<67(06 /2*,4 ��� 6(59,&( 0$18$/
�������
a70
,,, 7$%/( 2) &217(176
5(9 �
6(&7,21 7,7/( 3$*(
������� .H\ 2SHUDWLRQ +LVWRU\ ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 7UDFNEDOO 6HOHFWLRQ �9HUVLRQ ��� 6\VWHP RQZDUGV� ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� 6(59,&( $'-8670(176 ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
&+$37(5 � �� 6<67(0 $5&+,7(&785(
���� 29(59,(: ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� /2*,4(D ��� 6<67(0 ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� 6<67(0 %/2&. ',$*5$0 ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� &,5&8,7 %2$5' 120(1&/$785( ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� ',3 6:,7&+ 6(77,1* ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 75&7/ %RDUG ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� &38 %RDUG ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� :,5,1* ',$*5$06 ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
&+$37(5 � �� 5(1(:$/ 3$576
���� 723 &29(5 ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 'LVDVVHPEO\�$VVHPEO\ RI 7RS &RYHU ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� .(<%2$5' ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 'HWDFKLQJ WKH .H\ERDUG ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� .H\ERDUG 'LVDVVHPEO\�$VVHPEO\ ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 2SWLFDO 7UDFNEDOO $VVHPEO\ ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� )5217 3$1(/�021,725 ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 'LVDVVHPEO\�$VVHPEO\ RI )URQW 3DQHO ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 'LVDVVHPEO\�$VVHPEO\ RI 0RQLWRU ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� 3&%V ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 'LVDVVHPEO\�$VVHPEO\ RI '6&�&38�)/$6+ ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 'LVDVVHPEO\�$VVHPEO\ RI 75%'�75&7/%' ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 0$7(5,$/ /,67 3&%¶6 �� &38 ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 0$7(5,$/ /,67 �� /,7+,80 %$77(5< ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 0$7(5,$/ /,67 3&% �� )/$6+ ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 0$7(5,$/ /,67 3&%¶6 �� '6& ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 0$7(5,$/ /,67 3&%¶6 �� 75%' 75&7/ ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� 32:(5 6833/<�',675,%8725 3&% ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 'LVDVVHPEO\�$VVHPEO\ RI 3RZHU 6XSSO\�'LVWULEXWRU 3&% ������ � � � � � � � � � � � � � � � � � � � � � � � �
*( 0(',&$/ 6<67(06 /2*,4 ��� 6(59,&( 0$18$/
�������
a70
,9 7$%/( 2) &217(176
5(9 �
6(&7,21 7,7/( 3$*(
���� )$1 ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 'LVDVVHPEO\�$VVHPEO\ RI )DQ ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� 5($5 3$1(/ ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 'LVDVVHPEO\�$VVHPEO\ RI 5HDU 3DQHO ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� +9 32:(5 6833/< ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 'LVDVVHPEO\�$VVHPEO\ RI +9 3RZHU 6XSSO\ ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� &+$66,6 ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
����� &$%/( $VV\ ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
����� *HQHUDO ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � ��������� 0HWDOOLF 6HW ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � ��������� 3ODVWLF 6HW ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � ��������� )DVWHQHU 6HW ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � ��������� 7UDFNEDOO 0DLQWHQDQFH .LW ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
&+$37(5 � �� 3(5,2',& 0$,17(1$1&(
���� 29(59,(: ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� 3(5,2',& 0$,17(1$1&( ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� 352&('85(6 ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 9LVXDO ,QVSHFWLRQ ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� &OHDQLQJ ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 0HDVXUHPHQW ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� 75$&.%$// 0$,17(1$1&( �2QO\ IRU 9��� EHORZ� 1RW DSSOLFDEOH IRU 9����$ V\VWHP� ����� � � � �������� 5HPRYDO RI WKH 5HWDLQHU 5LQJ ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� &OHDQLQJ WKH 7UDFNEDOO ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� )L[LQJ WKH 7UDFNEDOO DQG 5HWDLQHU 5LQJ ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
���� (/(&75,&$/ 6$)(7< 7(676 ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 2XWOHW 7HVW :LULQJ $UUDQJHPHQW ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� *URXQG &RQWLQXLW\ ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� &KDVVLV /HDNDJH &XUUHQW 7HVW ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� 3UREH /HDNDJH &XUUHQW 7HVW ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �������� :KHQ 7KHUH·V 7RR PXFK /HDNDJH &XUUHQW���� ������ � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
���� 29(59,(:
7KH /2*,4Éa��� LV D FRPSDFW SRUWDEOH XOWUDVRXQG VFDQQHU ZKLFK LV GHVLJQHG IRU 2%�*<1� $EGRPHQ� 8URORJ\ DQGVPDOO SDUW 6FDQV XVLQJ WKH FRQYH[� OLQHDU DQG PLFUR��FRQYH[ �7UDQVYDJLQDO� SUREHV� +LJK TXDOLW\ LPDJHV FDQ EH RE�WDLQHG E\ WKH SURSHU VHOHFWLRQ RI VFDQ FRQWURO SDUDPHWHUV� 7KH GLDJQRVWLF FODULW\ LV IXUWKHU HQKDQFHG E\ WKH GLIIHUHQWPHDVXUHPHQW DQG FDOFXODWLRQ SDFNDJHV DYDLODEOH LQ WKH V\VWHP�
���� 6(59,&( 0$18$/ &217(176
7KLVPDQXDO SURYLGHV VHUYLFH LQIRUPDWLRQ RQ WKH /2*,4Éa���8OWUDVRXQG6FDQQLQJ6\VWHP� ,W FRQWDLQV WKH IROORZLQJVHFWLRQV �
�� ,QWURGXFWLRQ� &RQWDLQV FRQWHQW VXPPDU\� VDIHW\ ZDUQLQJV� (0& DQG FRQWDFW DGGUHVVHV�
�� ,QVWDOODWLRQ� &RQWDLQV HOHFWULFDO DQG SK\VLFDO UHTXLUHPHQWV WKDW VKRXOG EH FRQVLGHUHG SULRU WR LQVWDOODWLRQ DQG DFRPSOHWH /2*,4É a��� LQVWDOODWLRQ SURFHGXUH ZLWK LQVWDOODWLRQ FKHFN OLVW�
�� 6\VWHP &RQILJXUDWLRQ� &RQWDLQV PHFKDQLFDO� HOHFWULFDO� HQYLURQPHQWDO VSHFLILFDWLRQV DQG 3HULSKHUDOV�$FFHV�VRU\ GHWDLOV�
�� )XQFWLRQDO &KHFN� &RQWDLQV IXQFWLRQDO FKHFNV WKDW VKRXOG EH SHUIRUPHG DV SDUW RI WKH LQVWDOODWLRQ� RU DV UHTXLUHGGXULQJ VHUYLFLQJ DQG SHULRGLF PDLQWHQDQFH� $OVR FRQWDLQV 'LDJQRVWLF LQIRUPDWLRQ IRU WKH /2*,4Éa��� 6\VWHP�
�� 6\VWHP $UFKLWHFWXUH� &RQWDLQV 6\VWHP %ORFN 'LDJUDP DQG :LULQJ 'LDJUDPV�
�� 5HQHZDO 3DUW /LVW� &RQWDLQV D FRPSOHWH OLVW RI ILHOG UHSODFHPHQW XQLWV �)58� IRU WKH /2*,4Éa��� DQG 'LVDV�VHPEO\�$VVHPEO\ SURFHGXUHV IRU WKH VDPH�
�� 3HULRGLF 0DLQWHQDQFH� 3URYLGHV SHULRGLF PDLQWHQDQFH SURFHGXUHV IRU WKH /2*,4É a����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
���� 6$)(7<
������� :DUQLQJV
:$51,1*�
&$5()8//< 5($' $// 7+( :$51,1*6 /,67(' %(/2:�
�� 5HDG WKH /2*,4É a��� 2SHUDWRU 0DQXDO WKRURXJKO\ EHIRUH RSHUDWLQJ WKH V\VWHP DQG NHHS DW KDQG IRU UHDG\UHIHUHQFH�
�� $OWKRXJK WKH XOWUDVRXQG HQHUJ\ WUDQVPLWWHG IURP WKH /2*,4Éa��� WUDQVGXFHU LV ZLWKLQ $,80�1(0$ VWDQGDUGV�XQQHFHVVDU\ H[SRVXUH VKRXOG EH DYRLGHG� 2QO\ WUDLQHG SHUVRQQHO VKRXOG RSHUDWH�VHUYLFH WKH /2*,4É a����
�� 7R DYRLG HOHFWULFDO VKRFN� XVH RQO\ WKH VXSSOLHG SRZHU FRUGV DQG FRQQHFW WKHP WR SURSHUO\ JURXQGHG SRZHU 6RFN�HW� 'R QRW XVH D WKUHH SLQ WR WZR SLQ DGDSWHU� 7KLV GHIHDWV WKH SXUSRVH RI VDIHW\ JURXQGLQJ� 6\VWHP VKRXOG EHRSHUDWHG ZLWKLQ WKH YROWDJH OLPLWV�
�� 3UREHV DUH IUDJLOH� SOHDVH KDQGOH ZLWK FDUH� $ GDPDJHG SUREH PD\ FDXVH DQ HOHFWULFDOO\ KD]DUGRXV FRQGLWLRQZKHQ FRXSOHG WR WKH KXPDQ ERG\� $ GDPDJHG SUREHZLOO QRW SURGXFH D GHVLUDEOH LPDJH� $ GDPDJHG SUREH KDV WREHGLVFDUGHG� ,W FDQQRW EH UHSDLUHGRU UHXVHG� 'RQRW DOORZ WKH OHQV WR FRPH LQWR FRQWDFWZLWK DVKDUSREMHFW RU WREHNQRFNHG DJDLQVW DQ REMHFW�
�� 'R QRW SODFH OLTXLGV RQ RU DERYH WKH FRQVROH� ,I WKH OLTXLG VSLOOV� LW PD\ FRPH LQ WR FRQWDFW ZLWK OLYH SDUWV DQG FDQFDXVH DQ HOHFWULF VKRN�7KLV V\VWHP FRQWDLQV QR RSHUDWRU VHUYLFHDEOH FRPSRQHQWV� 7R SUHYHQW VKRFN� GR QRW UH�PRYHDQ\ FRYHUV RU SDQHOV� 6KRXOGSUREOHPVRUPDOIXQFWLRQV RFFXU� XQSOXJ WKHSRZHU FRUG� 2QO\ TXDOLILHG6HUYLFHSHUVRQQHO VKRXOG VHUYLFH WKH V\VWHP� $FFLGHQWDOO\ FRPLQJ LQ FRQWDFW ZLWK WKH HOHFWULFDO FLUFXLWV LQVLGH WKH KRXVLQJFRXOG FDXVH VHULRXV LQMXU\�
�� 'R QRW XVH 'HILEULOODWRUV ZKHQ WKH /2*,4É a��� LV RSHUDWHG�
�� &RQFHUQLQJ RXWVLGH PDUNLQJV� UHIHU WR ,//8675$7,21 ���� �
�� 7KH /2*,4Éa��� V\VWHP VKRXOG QRW EH SODFHG RQ D VRIW VXUIDFH� DV LW SUHYHQWV SURSHU DLU FLUFXODWLRQ� 7KH YHQWVIRU DLU FLUFXODWLRQ DUH RQ WKH ERWWRP FRYHU�
1RWH
7KLVPHGLFDO HTXLSPHQW LV DSSURYHG� LQ WHUPV RI WKH SUHYHQWLRQ RI UDGLR ZDYH LQWHUIHUHQFH� WR EH XVHGLQ KRVSLWDOV� FOLQLFV DQG RWKHU LQVWLWXWLRQV ZKLFK DUH HQYLURQPHQWDOO\ TXDOLILHG� 7KH XVH RI WKLV HTXLS�PHQW LQ DQ LQDSSURSULDWH HQYLURQPHQW PD\ FDXVH VRPH HOHFWURQLF LQWHUIHUHQFH WR UDGLRV DQG WHOHYL�VLRQV DURXQG WKH HTXLSPHQW� 3URSHU KDQGOLQJ RI WKLV HTXLSPHQW LV UHTXLUHG LQ RUGHU WR DYRLG VXFKWURXEOH DFFRUGLQJ WR WKH RSHUDWRU DQG VHUYLFH PDQXDOV�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
������� :DUQLQJV �&RQWLQXHG�
7$%/(���� GHVFULEHV WKH SXUSRVH DQG ORFDWLRQ RI VDIHW\ ODEHOV DQG RWKHU LPSRUWDQW LQIRUPDWLRQ SURYLGHG RQ WKH HTXLS�PHQW�
7$%/(����
:$51,1* /$%(/6
,GHQWLILFDWLRQ DQG 5DWLQJ3ODWH
R 0DQXIDFWXUHUV QDPH DQG DGGUHVVR 'DWH RI 0DQXIDFWXUHR 0RGHO DQG 6HULDO QXPEHUVR (OHFWULFDO UDWLQJV
7\SH�&ODVV /DEHO 8VHG WR LQGLFDWH WKH GHJUHH RI VDIHW\ RUSURWHFWLRQ
'HYLFH /LVWLQJ�&HUWLILFDWLRQ /DEHOV
/DERUDWRU\ ORJR RU ODEHOV GHQRWLQJ FRQ�IRUPDQFH ZLWK LQGXVWU\ VDIHW\ VWDQ�GDUGV VXFK DV 8/ RU ,(&
5HDU RI &RQVROH
´'$1*(5 �� 3RVVLEOH H[SOR�VLRQ KD]DUG� LI XVHG LQ WKHSUHVHQFH RI IODPPDEOH DQHV�WKHWLFV�µ
7KLV V\VWHP LV QRW GHVLJQHG IRU XVH ZLWKIODPPDEOH DQHVWKHWLF JDVHV
$77(17,21 �� &RQVXOW DFFRPSDQ\LQJGRFXPHQWV ´LV LQWHQGHG WR DOHUW WKH XVHUWR UHIHU WR WKH RSHUDWRU PDQXDO RU RWKHULQVWUXFWLRQV ZKHQ FRPSOHWH LQIRUPDWLRQFDQQRW EH SURYLGHG RQ WKH ODEHO�
�
7\SH %) (TXLSPHQW �PDQ LQ WKH ER[V\PERO� ,(& ����������� LQGLFDWHV% 7\SH HTXLSPHQW KDYLQJ D IORDWLQJDSSOLHG SDUW�
/DEHO�6\PERO 'HVFULSWLRQ /RFDWLRQ
´&$87,21µ 7KH HTXLODWHUDO WULDQJOH LVXVXDOO\ XVHG LQ FRPELQDWLRQ ZLWK RWKHUV\PEROV WR DGYLVH RU ZDUQ WKH XVHU�
$OWHUQDWLQJ &XUUHQW 6LQJOH 3KDVH
3URWHFWLYH HDUWK �JURXQGLQJ�
5HDU RI &RQVROH �DORQJ ZLWKUDWLQJ SODWH ODEHO�
5HDU RI &RQVROH
([WHUQDO
5HDU RI &RQVROH
([WHUQDO
5HDU RI &RQVROH
5HDU SDQHO DQG)URQW SDQHO �DERYHWKH SRZHU VZLWFK�
2Q WKH FKDVVLV�LQVLGH WKH V\VWHP�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
������� :DUQLQJV �&RQWLQXHG�
/DEHO�6\PERO 'HVFULSWLRQ /RFDWLRQ
:DUQLQJ� +LJK 9ROWDJH
´0DLQV 21µ LQGLFDWHV WKH SRZHURQ SRVLWLRQ RI WKH PDLQV SRZHUVZLWFK�
´0DLQV 2)) �3RZHU� GLVFRQ�QHFWLRQ IURP WKH 0DLQV�
2Q WKH &57� RQ IO\�EDFN WUDQVIRUPHU
)URQW 3DQHO �RQ WKH3RZHU VZLWFK�
)URQW 3DQHO �RQ WKH3RZHU VZLWFK�
7$%/( ���� :$51,1* /$%(/6 �FRQW·G�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
������� /DEHOV
:DUQLQJ
:$51,1*�
3RVVLEOH VKRFN KD]DUG� 'R QRWUHPRYH &RYHUV RU 3DQHOV� 5HIHUVHUYLFLQJ WR TXDOLILHG SHUVRQQHO�������������������������������������������������������)RU FRQWLQXHG SURWHFWLRQ DJDLQVWILUH RU VKRFN KD]DUG �� 5HSODFHRQO\ ZLWK VDPH W\SH DQG UDWLQJ RI)XVH�������������������������������������������������������*URXQGLQJ UHOLDELOLW\ FDQ RQO\ EHDFKLHYHG ZLWK ´+RVSLWDO RQO\µ RU´+RVSLWDO *UDGHµ FRUGVHW SURYLGHGZLWK WKH V\VWHP
'DQJHU�&DXWLRQ /DEHO
3RVVLEOH H[SORVLRQ KD]DUG LIXVHG LQ WKH SUHVHQFH RIIODPPDEOH DQHVWKHWLFV�
'$1*(5
&$87,21'R QRW XVH ZLWK 'HILEULOODWRU�BBBBBBBBBBBBBBBBBBBBBBBBBB
8QLWHG 6WDWH ODZ UHVWULFWV WKLVGHYLFH WR VDOH RU XVH E\ RU RQ WKHRUGHU RI D SK\VLFLDQ
�
�
:$51,1* /$%(/6
,//8675$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
������� /DEHOV �&RQWLQXHG�
&$87,21'R QRW XVH WKH IROORZLQJ GHYLFHVQHDU WKLV HTXLSPHQW�&HOOXODU SKRQH� UDGLR WUDQVFHLYHU�PRELOH UDGLR WUDQVPLWWHU�UDGLR��FRQWUROOHU WR\� HWF�8VH RI WKHVH GHYLFHV FRXOG FDXVHWKLV HTXLSPHQW WR SHUIRUP RXWVLGHWKH SXEOLVKHG VSHFLILFDWLRQV�.HHS SRZHU WR WKHVH GHYLFHVWXUQHG RII ZKHQ QHDU WKLVHTXLSPHQW�
�
5HJXODWRU\ /DEHOV
&DXWLRQ /DEHO
:$51,1* /$%(/6
,//8675$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
������� /DEHOV �&RQWLQXHG�
5DWLQJ 3ODWH0DGH IRU *( 0HGLFDO 6\VWHPV�
0LOZDXNHH� :LVFRQVLQ E\:LSUR *( 0HGLFDO 6\VWHPV /WG��
%DQJDORUH� ,1',$
)RU (XURSH
02'(/ �&/$66 ,
0$18)$&785(' �/2&$7,21 � :LSUR *( 0HGLFDO 6\VWHPV /WG�
%DQJDORUH� ,QGLD
6(5,$/ �
92/76 � 9�� 3+$6( ,$03 /21* 7(50 � $03)5(48(1&< � ����� +]
)RU $VLD $PHULFD
�����
:$51,1* /$%(/6
,//8675$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� /DEHOV �&RQWLQXHG�
3RVVLEOH VKRFN KD]DUG� 'R QRWUHPRYH &RYHUV RU 3DQHOV� 5HIHUVHUYLFLQJ WR TXDOLILHG SHUVRQQHO�����������������������������������������������������������)RU FRQWLQXHG SURWHFWLRQ DJDLQVWILUH RU VKRFN KD]DUG �� 5HSODFH RQO\ZLWK VDPH W\SH DQG UDWLQJ RI )XVH�����������������������������������������������������������*URXQGLQJ UHOLDELOLW\ FDQ RQO\ EHDFKLHYHG ZLWK ´+RVSLWDO RQO\µ RU´+RVSLWDO *UDGHµ FRUGVHWSURYLGHG ZLWK WKH V\VWHP
:$51,1*�
3HULFROR GL VFDULFKH HOHWWULFKH�1RQ WRJOLHUH L FRSHUFKL R L SDQQHOOL�3HU OD PDQXWHQ]LRQH� ULYROJHUVL DOSHUVRQDOH VSHFLDOL]]DWR�������������������������������������������������������3HU SUHYHQLUH LQFHQGL R VFDULFKHHOHWWULFKH� VRVWLWXLUH L IXVLELOL VRORFRQ IXVLELOL GHOOR VWHVVR WLSR HDYHQWL OH VWHVVH FRQGL]LRQL GL IXQ��]LRQDPHQWR�������������������������������������������������������,O FROOHJDPHQWR D WHUUD SL� VLFXUR qTXHOOR HIIHWWXDWR FRQ L FDYL ´+RVSL��WDO RQO\µ �6ROR RVSHGDOH� R ´+RVSL��WDO *UDGHµ �*UDGR RVSHGDOH� IRUQLWLFRQ LO VLVWHPD�
6WURPVFKODJJHIDKU� +DXEHQ RGHU$EGHFNXQJHQ QLFKW HQWIHUQHQ�hEHUODVVHQ 6LH GLH :DUWXQJ TXDOL��IL]LHUWHP 3HUVRQDO�������������������������������������������������������(UVHW]HQ 6LH GLH 6LFKHUXQJ I�UHLQHQ NRQWLQXLHUOLFKHQ 6FKXW]JHJHQ )HXHU RGHU 6WURPVFKODJQXU GXUFK GHQ JOHLFKHQ 7\S PLWGHP JOHLFKHQ :HUW�������������������������������������������������������(LQH ]XYHUOlVVLJH (UGXQJ LVW QXUPLW GHP /HLWXQJVNLW ´+RVSLWDO RQO\µRGHU ´+RVSLWDO *UDGµ JHZlKUOHLV��WHW� GHU PLW GHP 6\VWHP JHOLHIHUWZLUG�
:$5181*�
5LVTXH GH GpFKDUJH pOHFWULTXH� 1HSDV UHWLUHU OHV FDSRWV QL OHV SDQQHDX[�6·DGUHVVHU j XQ WHFKQLFLHQ TXDOLILp�������������������������������������������������������������3RXU DVVXUHU XQH SURWHFWLRQ FRQWLQXHFRQWUH OHV LQFHQGLHV HW OHV GpFKDUJHVpOHFWULTXHV� QH UHPSODFHU TXH SDU GHVIXVLEOHV GH PrPH W\SH HW GH PrPHFRXUDQW QRPLQDO�������������������������������������������������������������/D ILDELOLWp GH OD PLVH j OD WHUUH QHSHXW V·REWHQLU TX·DYHF OH FRUGRQSRUWDQW O·pWLTXHWWH ´+{SLWDO VHXOHPHQWµRX ´4XDOLWp K{SLWDOµ� IRXUQL DYHF OHV\VWqPH�
5LVFR GH &KRTXH HOpWULFR� 1mR UH��WLUH DV 7DPSDV QHP RV 3DLQpLV GHSURWHomR� 2V VHUYLoRV GHYHP VHUIHLWRV SRU SHVVRDO TXDOLILFDGR�������������������������������������������������������3DUD XPD SURWHomR FRQVWDQWHFRQWUD SHULJR GH LQFrQGLR RX GHFKRTXH �� 6XEVWLWXD VHPSUH R)XVtYHO SRU RXWUR GR PHVPR WLSRH FRP D PHVPD YROWDJHP�������������������������������������������������������$ FRQILDELOLGDGH QD WRPDGD FRPWHUUD Vy p HIHWLYD FRP R FRQMXQWRGH ILRV ´+RVSLWDO RQO\µ RU ´+RVSLWDO*UDGHµ SURSRUFLRQDGR FRP R VLVWHPD�
$9,62�
5LHVJR GH GHVFDUJD HOpFWULFD� 1R UHWLUHODV FXELHUWDV QL ORV SDQHOHV� &RQVXOWHDO SHUVRQDO GH VHUYLFLR FXDOLILFDGR�������������������������������������������������������&RPR SURWHFFLyQ FRQWUD ODV GHVFDUJDVHOpFWULFDV \ ORV LQFHQGLRV� XVH VyOR IXVLE��OHV GHO PLVPR WLSR \ FRUULHQWH QRPLQDO�������������������������������������������������������/D VHJXULGDG GH OD FRQH[LyQ D OD WLHUUDVH REWLHQH VyOR FRQ OD WRPD ´6yOR KRV��SLWDOµ R ´*UDGR KRVSLWDOµ� VXPLQLVWUDGDFRQ HO VLVWHPD�
$9,62�
:$51,1* /$%(/6
,//8675$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� /DEHOV �&RQWLQXHG�
:$51,1* /$%(/6
,//8675$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� /DEHOV �&RQWLQXHG�
$9,62
9256,&+7
1R XVH QLQJXQR GH ORV VLJXLHQWHV GLVSRVLWL��YRV FHUFD GHO HTXLSR�7HOpIRQRV FHOXODUHV� UHFHSWRUHV GH UDGLR�MXJXHWHV FRQWURODGRV SRU WUDQVPLVRUHVGH UDGLR PyYLOHV� HWF�(O XVR GH HVWRV GLVSRVLWLYRV SXHGHKDFHU TXH HO HTXLSR IXQFLRQH IXHUD GHODV HVSHFLILFDFLRQHV SXEOLFDGDV�
0DQWHQJD DSDJDGRV GLFKRV GLVSRVLWL��
YRVFXDQGR HVWpQ FHUFD GHO VLVWHPD�
&8,'$'2�
1RQ XVDUH L VHJXHQWL DSSDUHFFKL LQ SURV��
VLPLWj GL TXHVWD DSSDUHFFKLDWXUD�
FHOOXODUL� ULFHWUDVPHWWLWRUH UDGLR� WUDVPHWWL��
WRUH UDGLR PRELOH� JLRFDWWROL UDGLRFRPDQ��
GDWL HFF�
/·XVR GL TXHVWL DSSDUHFFKL SRWUHEEH PR��
GLILFDUH OH VSHFLILFKH GHOO·DSSDUHFFKLDWXUD�
0DQWHQHUH JOL DSSDUHFFKL LQWHUIHUHQWL
VSHQWL� VH LQ SURVVLPLWj GHO VLVWHPD�
$77(1=,21(�1mR XWLOL]H RV GLVSRVLWLYRV VHJXLQWHV SHU��WR GHVWH HTXLSDPHQWR�7HOHIRQH FHOXODU� UDGLRWUDQVFHLYHU� UDGLR��WUDQVPLVVRU PyYHO� EULQTXHGRV GH FRQ��WUROH UHPRWR� HWF�2 XVR GHVWHV GLVSRVLWLYRV SRGH OHYDU RHTXLSDPHQWR D WHU XP GHVHPSHQKR RXW��UR TXH DTXHOH SXEOLFDGR�'HVOLJXH HVWHV GLVSRVLWLYRV TXDQGR HV��WLYHUHP SHUWR GHVWH HTXLSDPHQWR�
&8,'$'2�
1H SDV XWLOLVHU OHV DSSDUHLOV VXLYDQWV j
SUR[LPLWp GH FHW pTXLSHPHQW � WpOpSKRQHV
PRELOHV� pPHWWHXUV��UpFHSWHXUV� DSSDUHLOV
UDGLRFRPPDQGpV� HWF�� FHOD SRXYDQW
HQWUDvQHU GHV SHUIRUPDQFHV GLIIpUHQWHV GHV
VSpFLILFDWLRQV DQQRQFpHV� 0DLQWHQLU OHV
DSSDUHLOV GH FH W\SH KRUV WHQVLRQ ORUVTX·LOV
VH WURXYHQW j SUR[LPLWp GX V\VWqPH�
$77(17,21�9HUZHQGHQ 6LH IROJHQGH *HUlWH QLFKW LQ
GHU 1lKH GHU $QODJH�
)XQNWHOHIRQ� )XQNHPSIlQJHU� PRELOHU
)XQNVHQGHU� IXQNJHVWHXHUWHV 6SLHO]HXJ
XVZ�
%HL *HEUDXFK GLHVHU *HUlWH DUEHLWHW GLH
$QODJH HYWO� QLFKW HQWVSUHFKHQG GHU
YHU|IIHQWOLFKWHQ $QJDEHQ�
%HODVVHQ 6LH GLHVH *HUlWH LQ GHU 1lKH
GHU $QODJH DXVJHVFKDOWHW�
9256,&+7�
'R QRW XVH WKH IROORZLQJ GHYLFHVQHDU WKLV HTXLSPHQW�&HOOXODU SKRQH� UDGLR WUDQVFHLYHU�PRELOH UDGLR WUDQVPLWWHU�UDGLR��FRQWUROOHU WR\� HWF�8VH RI WKHVH GHYLFHV FRXOG FDXVHWKLV HTXLSPHQW WR SHUIRUP RXWVLGHWKH SXEOLVKHG VSHFLILFDWLRQV�.HHS SRZHU WR WKHVH GHYLFHVWXUQHG RII ZKHQ QHDU WKLVHTXLSPHQW�
&$87,21�
:$51,1* /$%(/6
,//8675$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� &ODVVLILFDWLRQ
7\SH RI SURWHFWLRQ DJDLQVW HOHFWULF VKRFN� &ODVV , (48,30(17 �
'HJUHH RI SURWHFWLRQ DJDLQVW HOHFWULF VKRFN� 7\SH %) (48,30(17 �
�� &ODVV , (48,30(17
(48,30(17 LQ ZKLFK SURWHFWLRQ DJDLQVW HOHFWULF VKRFN GRHV QRW UHO\ RQ %$6,& ,168/$7,21 RQO\� EXW ZKLFKLQFOXGHV DQ DGGLWLRQDO VDIHW\ SUHFDXWLRQ LQ WKDW PHDQV DUH SURYLGHG IRU WKH FRQQHFWLRQ RI WKH (48,30(17 WR WKHSURWHFWLYH HDUWK FRQGXFWRU LQ WKH IL[HG ZLULQJ RI WKH LQVWDOODWLRQ LQ VXFK D ZD\ WKDW $&&(66,%/( 0(7$/ 3$576FDQQRW EHFRPH /,9( LQ WKH HYHQW RI D IDLOXUH RI WKH %$6,& ,168/$7,21�
�� 7\SH %) (48,30(17
7\SH % (48,30(17 ZLWK D )��7<3( LVRODWHG DSSOLHG SDUW SURYLGLQJ D GHJUHH RI SURWHFWLRQ DJDLQVW HOHFWULF VKRFNWR VXFK D GHJUHH WKDW WKH DOORZDEOH 3$7,(17 /($.$*(&855(17 XQGHU 6,1*/( )$8/7 &21',7,216 LV QRWH[FHHGHG ZKHQ ��� WLPHV WKH KLJKHVW UDWHG 0$,1692/7$*( LV DSSOLHG EHWZHHQ WKH $33/,('3$57 DQG HDUWK�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
���� (0& �(OHFWURPDJQHWLF &RPSDWLELOLW\�
������� (0& 3HUIRUPDQFH
$OO W\SHV RI HOHFWURQLF HTXLSPHQW PD\ FKDUDFWHULVWLFDOO\ FDXVH HOHFWURPDJQHWLF LQWHUIHUHQFH ZLWK RWKHU HTXLSPHQW� HL�WKHU WKURXJK DLU RU FRQQHFWLQJ FDEOHV� 7KH WHUP (0& �(OHFWURPDJQHWLF &RPSDWLELOLW\� LQGLFDWHV FDSDELOLW\ RI WKH HTXLS�PHQW� ZKLFK FXUEV HOHFWURPDJQHWLF LQIOXHQFH IURP RWKHU HTXLSPHQW DQG DW WKH VDPH WLPH GRHV QRW DIIHFW RWKHU HTXLS�PHQW ZLWK VLPLODU HOHFWURPDJQHWLF UDGLDWLRQ IURP LWVHOI�
7KLV SURGXFW LV GHVLJQHG WR IXOO\ FRPSO\ ZLWK WKH (1����������� �,(&����������� LQ 0HGLFDO HOHFWULFDO HTXLSPHQW (0&UHJXODWLRQV�
3URSHU LQVWDOODWLRQ IROORZLQJ WKLV VHUYLFHPDQXDO LV UHTXLUHG LQ RUGHU WR DFKLHYH WKH IXOO (0& SHUIRUPDQFH RI WKH SURG�XFW�
7KH SURGXFW PXVW EH LQVWDOOHG DV VWLSXODWHG LQ �������� 1RWLFH XSRQ ,QVWDOODWLRQ RI 3URGXFW�
,Q FDVH RI LVVXHV UHODWHG WR (0&� SOHDVH IROORZ SURFHGXUHV VWDWHG LQ �������� &RXQWHUPHDVXUHV DJDLQVW (0&�UHODWHG,VVXHV�
������� 1RWLFH XSRQ ,QVWDOODWLRQ RI 3URGXFW
�� 8VH HLWKHU SRZHU VXSSO\ FRUGV SURYLGHG E\ *(06 RU RQHV DSSURYHG E\ *(06� 3URGXFWV HTXLSSHG ZLWK SRZHUVRXUFH SOXJ VKRXOG EH SOXJJHG LQWR WKH IL[HG SRZHU VRFNHW ZKLFK KDV WKH SURWHFWLYH JURXQGLQJ FRQGXFWRU�
�� &RQQHFW D WKUHH�SLQ SOXJ WR D WKUHH�SLQ VRFNHW ZLWKRXW XVLQJ D WKUHH�SLQ�WR�WZR�SLQ FRQYHUWHU�
�� .HHS WKH HTXLSPHQW DV IDU DV SRVVLEOH IURP RWKHU HOHFWURQLF HTXLSPHQW�
�� %H VXUH WR XVH WKH RQO\ FDEOHV SURYLGHG E\ *(06 RU RQHV DSSURYHG E\:LSUR *(� ,QVWDOO WKH XQLW�SHULSKHUDOV DVSHU WKH LQVWDOODWLRQ SURFHGXUH SURYLGHG LQ &KDSWHU � ,167$//$7,21�
�� 7KH OD\RXW RI WKH /2*,4Éa���RWKHU SHULSKHUDOV VKRXOG EHDV SHU LQVWDOODWLRQ SURFHGXUHV GHVFULEHG LQ&KDSWHU��� ,167$//$7,21�
������� *HQHUDO 1RWLFH
�� 'HVLJQDWLRQ RI 3HULSKHUDO (TXLSPHQW &RQQHFWDEOH WR WKLV 3URGXFW� 7KH SHULSKHUDO ZKLFK FRQIRUPV WR(1����������� �,(&����������� FDQ EH FRQQHFWHG XS WR WKH /2*,4Éa��� ZLWKRXW FRPSURPLVLQJ LWV (0& SHUIRU�PDQFH�
)DLOXUH WR FRPSO\ ZLWK WKH DERYH LQVWUXFWLRQ PD\ UHVXOW LQ SRRU (0& SHUIRUPDQFH RI WKH SURGXFW�
�� 1RWLFH DJDLQVW 8VHU 0RGLILFDWLRQ'RQRWPRGLI\ WKLV SURGXFW� 8QLODWHUDO XVHUPRGLILFDWLRQPD\ FDXVHGHJUDGDWLRQ LQ(0&SHUIRUPDQFH�0RGLILFDWLRQRI WKH SURGXFW LQFOXGHV�
D� &KDQJHV LQ FDEOHV �OHQJWK� PDWHULDO� ZLULQJ HWF��
E� &KDQJHV LQ V\VWHP LQVWDOODWLRQ�OD\RXW
F� &KDQJHV LQ V\VWHP FRQILJXUDWLRQ�FRPSRQHQWV
G� &KDQJHV LQ PHDQV RI IL[LQJ V\VWHP�SDUWV �FRYHU RSHQ�FORVH� FRYHU VFUHZLQJ�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
�� 2SHUDWH WKH V\VWHPZLWK DOO FRYHUV FORVHG� ,I \RXRSHQDQ\ FRYHU IRU VRPH UHDVRQ� EH VXUH WR VKXW LW EHIRUHVWDUWLQJ�UHVXPLQJ RSHUDWLRQ�
2SHUDWLQJ WKH V\VWHP ZLWK DQ\ FRYHU RSHQ PD\ DIIHFW (0& SHUIRUPDQFH�
������� &RXQWHUPHDVXUHV DJDLQVW (0&�UHODWHG ,VVXHV
*HQHUDOO\ LW LV YHU\ GLIILFXOW WR KDQGOHZLWK LVVXHV UHODWHG WR (0&� ,W LV WLPHFRQVXPLQJ DQGH[SHQVLYH� *HQHUDO FRXQWHU�PHDVXUHV IRU (OHFWURPDJQHWLF LQWHUIHUHQFH ZLWK RWKHU HTXLSPHQW
�� (OHFWURPDJQHWLF LQWHUIHUHQFH PD\ EH UHGXFHG E\ SRVLWLRQLQJ RWKHU HTXLSPHQW IDU DZD\ IURP WKH V\VWHP�
�� (OHFWURPDJQHWLF LQWHUIHUHQFHPD\ EH UHGXFHG E\ FKDQJLQJ WKH UHODWLYH ORFDWLRQ �LQVWDOODWLRQ DQJOH� RI WKH V\VWHPDQG RWKHU HTXLSPHQW�
�� (OHFWURPDJQHWLF LQWHUIHUHQFHPD\ EH UHGXFHG E\ FKDQJLQJZLULQJ ORFDWLRQV RI SRZHU�VLJQDO FDEOHV RI RWKHU HTXLS�PHQW�
�� (OHFWURPDJQHWLF LQIOXHQFH PD\ EH UHGXFHG E\ DOWHULQJ WKH SDWK RI SRZHU VXSSO\ IRU RWKHU HTXLSPHQW�
������� 1RWLFH RQ 6HUYLFH
(QVXUH DOO VFUHZV DUH WLJKW DIWHU VHUYLFLQJ� /RRVH VFUHZV PD\ FDXVH GHJUDGDWLRQ LQ (0& SHUIRUPDQFH�
&$87,21
'R QRW XVH WKH IROORZLQJ GHYLFHV QHDU WKH /2*,4É a��� V\VWHP� 'HYLFHV ZKLFK LQWULQVLFDOO\ WUDQVPLW UDGLRZDYHV VXFK DV FHOOXODU SKRQH� UDGLR WUDQVFHLYHU� PRELOH UDGLR WUDQVPLWWHU UDGLR��FRQWUROOHG WR\� HWF� 8VH RIWKHVH GHYLFHV FRXOG FDXVH WKH /2*,4Éa��� V\VWHP WR SHUIRUP RXWVLGH WKH SXEOLVKHG VSHFLILFDWLRQV� .HHSSRZHU WR WKHVH GHYLFHV WXUQHG 2)) ZKHQ QHDU WKH V\VWHP�
0HGLFDO VWDII LQ FKDUJH RI WKH /2*,4É a��� V\VWHP LV UHTXLUHG WR LQVWUXFW WHFKQLFLDQV� SDWLHQWV DQG RWKHUSHRSOH ZKR PD\ EH DURXQG WKH V\VWHP WR IXOO\ FRPSO\ ZLWK WKH DERYH UHJXODWLRQ�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
���� &217$&7 $''5(66(6
7KLV V\VWHP LV QRW UHSDLUDEOH E\ WKH FXVWRPHU� ,I WKLV HTXLSPHQW GRHV QRW ZRUN DV LQGLFDWHG LQ WKH 2SHUDWRU·V 0DQXDO�SOHDVH FRQWDFW \RXU VHUYLFH VXSSRUW FHQWHU� ,I WKH VHUYLFH HQJLQHHU QHHGV DGGLWLRQDO LQIRUPDWLRQ WR UHSDLU WKLV HTXLS�PHQW� SOHDVH FRQWDFW DQ\ UHOHYDQW DGGUHVVHV JLYHQ EHORZ�
$0(5,&$6*( 0HGLFDO 6\VWHPV $PHULFD8OWUDVRXQG %XVLQHVV *URXS���� :� (OHFWULF $YH�� 0LOZDXNHH :, �����8�6�$2Q��/LQH &HQWHU �2/&�7HO� ����������������� RU ��� ��������������)D[� ��� ��������������
&$1$'$3KRQH � ��� ��������������
/$7,1 6287+ $0(5,&$3KRQH � ��� ��������������
(8523(*( 8OWUDVVFKDOO 'HXWVFKODQG *PE+ &R� .*�%HHWKRYHQVWUDEH ����3RVWIDFK �� �� ��� '������� 6ROLQJHQ*(50$1<7HO�� 2/&��(XURSH 7ROO )UHH 1XPEHUV
RU5DGLRORJ\ +RWOLQH ���� ����� ���� ���&DUGLRORJ\ +RWOLQH ���� ����� ���� ���)D[� ���� ����� ���� ���
$6,$*( <RNRJDZD 0HGLFDO 6\VWHPV2Q��/LQH &HQWHU �2/&�� $VLD8OWUDVRXQG *URXS����� 7DNDNXUD��FKR� +DFKLRML��VKL�7RN\R� ���������
-$3$17HO� ���� �������������)D[ � ���� �������������
,1',$:LSUR *( 0HGLFDO 6\VWHPV /WG�8OWUDVRXQG 6HUYLFH (QJLQHHULQJ1R� � .DGXJRGL 3ODQWDWLRQ ,QGXVWULDO $UHD6DGDUDPDQJDOD%DQJDORUH �� ��� ���3KRQH � ���� ���� ����������������� )D[ � ���� ���� �������
*( 0(',&$/ 6<67(06
�������
/2*,4Éa��� 6(59,&( 0$18$/
����
5(9 �
���� 35(��,167$//$7,21
������� 2YHUYLHZ
7KLV VHFWLRQ GHVFULEHV YDULRXV JHQHUDO HOHFWULFDO� RSHUDWLRQDO DQG HQYLURQPHQWDO FRQVLGHUDWLRQV WKDW PXVW EH FRQVLG�HUHG EHIRUH LQVWDOOLQJ WKH /2*,4Éa��� 6\VWHP�
$OO QHFHVVDU\ LPDJLQJ IXQFWLRQV DUH SHUIRUPHG E\ WKLV FRQVROH DQG LWV WUDQVGXFHUV� 7KH FRQVROH IURQW SDQHO FRQWDLQVRSHUDWRU FRQWUROV IRU RSWLPL]LQJ WKH LPDJH DQG D NH\ERDUG IRU HQWHULQJ GDWD RQWR WKH LPDJH� 6HOHFWHG NH\ /('V LOOXPL�QDWH ZKHQ WKHLU UHVSHFWLYH NH\ LV SUHVVHG� 8QDFFHSWDEOH NH\ERDUG HQWULHV WULJJHU D EHHSHU DODUP� ,Q DGGLWLRQ� DJUDSKLFV FRQWUROOHU FHQWUDO SURFHVVLQJ XQLW DXWRPDWLFDOO\ VXSHULPSRVHV FHUWDLQPDFKLQHSDUDPHWHUV RYHU WKH HGJHV RIWKH LPDJH�
&$87,21
,W LV VWURQJO\ UHFRPPHQGHG WKDW WKH HTXLSPHQW VKRXOG EH LQVWDOOHG RQ DQ HYHQ KDUG VXUIDFH WRSURYLGH SURSHU FRROLQJ� DV WKH YHQWV IRU DLU FLUFXODWLRQ DUH RQ WKH ERWWRP FRYHU�
������� 3RZHU /LQH 5HTXLUHPHQWV
7KH IROORZLQJSRZHU OLQHSDUDPHWHUV VKRXOGEHPRQLWRUHGRQHZHHN EHIRUH LQVWDOODWLRQ�:H UHFRPPHQG WKDW D'UDQWH]0RGHO ������ 3RZHU /LQH PRQLWRU ZLWK RSWLRQV ��� WR EH XVHG�
3$5$0(7(5 � /,0,76
9ROWDJH 5DQJH � 86$� -DSDQ � �������� 9DF ���� �������� 9DF�� (XURSH � �������� 9DF ���� ��������� 9DF�
3RZHU � 86$� -DSDQ � 0$;� ���9$� (XURSH � 0$;� ��� 9$
/LQH )UHTXHQF\ � $OO DSSOLFDWLRQV � �����+] ���+]�
3RZHU 7UDQVLHQWV � /HVV WKDQ ���RI QRPLQDO SHDN YROWDJH IRU OHVV WKDQ �PLOOLVHFRQG IRU DQ\ W\SHRIWUDQVLHQW� LQFOXGLQJ OLQH IUHTXHQF\� V\QFKURQRXV� DV\QFKURQRXV� RU DSHULRGLFWUDQVLHQWV�
'HFD\LQJ 2VFLOODWLRQ � /HVV WKDQ �� � RI SHDN YROWDJH IRU OHVV WKDQ � PLOOLVHFRQG�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
������� 3K\VLFDO 6SHFLILFDWLRQV
7KH/2*,4Éa���6\VWHPZHLJKV DSSUR[LPDWHO\ ����.JV �ZLWKRXW SUREH�� 5HIHU 3DJH ����� IRU 6\VWHP'LPHQVLRQV�
2SHUDWLQJ &RQGLWLRQV
7KH XQLW LV GHVLJQHG WR RSHUDWH DW D WHPSHUDWXUH UDQJH RI ��E& �� ��E& ���E) �� ���E)� DQG DW D UHODWLYH KXPLGLW\ RI��� WR ��� �QRQ FRQGHQVLQJ��
3DWLHQW &RPIRUW
'HVSLWH SHUPLVVLEOH RSHUDWLQJ WHPSHUDWXUH DQG KXPLGLW\ WROHUDQFHV� ZH UHFRPPHQG WKDW DPELHQW URRP WHPSHUDWXUHEH PDLQWDLQHG EHWZHHQ �� WR �� GHJUHHV & ��� WR �� GHJUHHV )�� +XPLGLW\ VKRXOG EH PDLQWDLQHG EHWZHHQ ��� DQG��� IRU SDWLHQW FRPIRUW GXULQJ XOWUDVRXQG VFDQQLQJ�
(OHFWURPDJQHWLF ,QWHUIHUHQFH �(0,�
8OWUDVRXQGPDFKLQHV DUH VXVFHSWLEOH WR LQWHUIHUHQFH IURP WKH UDGLR IUHTXHQFLHV� PDJQHWLF ILHOGV DQG WUDQVLHQWV LQ WKHDLU RU SRZHU OHDGV� (OHFWULFDO DQG HOHFWURQLF HTXLSPHQW PD\ SURGXFH (0, DLU RU SRZHU OHDGV� 3RVVLEOH (0, VRXUFHVVKRXOG EH LGHQWLILHG� (OHFWULFDO DQG HOHFWURQLF HTXLSPHQW PD\ SURGXFH (0, XQLQWHQWLRQDOO\ DV WKH UHVXOW RI D PDOIXQF�WLRQ� 7KHVH VRXUFHV LQFOXGH PHGLFDO ODVHUV� FDXWHUL]LQJ JXQV� FRPSXWHUV� PRQLWRUV� IDQV� JHO ZDUPHUV� PLFURZDYHRYHQV DQG FHOOXODU SKRQHV� 7KH SUHVHQFH RI D EURDGFDVW VWDWLRQ RU YDQ PD\ DOVR FDXVH LQWHUIHUHQFH�
&DUHIXOO\ UHDG WKH IROORZLQJ SUHFDXWLRQV EHIRUH LQVWDOOLQJ WKH XQLW�
�� &RQQHFW WKH SRZHU SOXJ RI WKH HTXLSPHQW LQWR WKH IL[HG RXWOHW ZLWK JURXQG ZLUH�
�� 6HFXUHO\ FRQQHFW DQ\ HTXLSPHQW ZLWK SHUPDQHQW JURXQGFRQQHFWLRQ WR WKHHDUWK JURXQG IXUQLVKHG LQ WKHEXLOGLQJ�
�� ,QVWDOO WKH XQLW DV IDU DZD\ DV SRVVLEOH IURP DQ\ HOHFWULFDO RU HOHFWURQLF HTXLSPHQW�
,I DQ\ (0, WURXEOHV DUH NQRZQ RU VXVSHFWHG WR EH SUHVHQW� WU\ WR GHDO ZLWK WKH HTXLSPHQW VXVSHFWHG WR KDYH LQIOXHQFHRQ WKH 8OWUDVRXQG PDFKLQH DV IROORZV�
�� 0RYH WKH XOWUDVRXQG PDFKLQH DV IDU IURP WKH HTXLSPHQW DV SRVVLEOH�
�� &KDQJH WKH DUUDQJHPHQW RI WKH HTXLSPHQW LQ WKH URRP�
�� 3OXJ WKH HTXLSPHQW LQWR DQRWKHU SRZHU RXWOHW�
�� 0RYH WKH SRZHU FDEOH RU VLJQDO FDEOH FRQQHFWHG ZLWK WKH HTXLSPHQW�
5H��WLJKWHQ VFUHZV IRU WKH 8OWUDVRXQG PDFKLQH DIWHU UH��DVVHPEOLQJ IRU VHUYLFH RSHUDWLRQ�
*( 0(',&$/ 6<67(06
�������
/2*,4Éa��� 6(59,&( 0$18$/
����
5(9 �
���� ,167$//$7,21
������� 2YHUYLHZ
7KLV VHFWLRQ FRQWDLQV SURFHGXUHV UHTXLUHG WR LQVWDOO WKH /2*,4Éa��� 6\VWHP� 7KH ´)XQFWLRQDO &KHFNVµ FKDSWHUFRQWDLQV FKHFNV UHTXLUHG WR FRPSOHWH WKH LQVWDOODWLRQ� 8VH WKH FKHFNOLVW LQ 7$%/( ���� WR FKHFN HDFK LQVWDOODWLRQ VWHS�
������� $YHUDJH ,QVWDOODWLRQ 7LPH
7KH /2*,4Éa��� KDV EHHQ GHVLJQHG WR EH LQVWDOOHG LQ DSSUR[LPDWHO\ RQH KRXU�
&$87,21
,W LV VWURQJO\ UHFRPPHQGHG WKDW WKH HTXLSPHQW VKRXOG EH LQVWDOOHG RQ DQ HYHQ DQG KDUG VXUIDFH WRSURYLGH SURSHU FRROLQJ� DV WKH YHQWV IRU DLU FLUFXODWLRQ DUH RQ WKH ERWWRP FRYHU�
&KHFNOLVW )RU ,QVWDOODWLRQ
7$%/( ����
,167$//$7,21 &+(&. /,67
3URFHGXUHV 3DUDJUDSK ,QLWLDOV
2EVHUYH :DUQLQJV 3DJH ����
8QSDFN /2*,4Éa��� 6\VWHP �������
$VVHPEOH /2*,4Éa��� 6\VWHP �������
3HUIRUP (OHFWULFDO 6DIHW\ 7HVWV 6HH &KDSWHU �
3HUIRUP )XQFWLRQDO &KHFNV 6HH &KDSWHU �
������� &KHFNLQJ WKH FRPSRQHQWV
:KHQ D QHZ V\VWHP DUULYHV FKHFN WKDW FRPSRQHQWV DUH QRW GDPDJHG DQG DUH QRW VKRUW VKLSSHG� ,I VKLSSLQJ RU VKRUW�DJH RFFXUV� FRQWDFW WKH DGGUHVVHV JLYHQ LQ &KDSWHU ��
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
:$51,1*�
�� 7R SUHYHQW HOHFWULF VKRFN WKH /2*,4Éa��� VKRXOG EH FRQQHFWHG WR D SURSHUO\ JURXQGHG SRZHU VRFNHW� 'R QRWXVH D WKUHH SLQ WR WZR SLQ DGDSWHU� 7KLV GHIHDWV VDIHW\ JURXQGLQJ�
�� 7KLV V\VWHP KDV QR RSHUDWRU VHUYLFHDEOH FRPSRQHQWV� 7R SUHYHQW VKRFN� GR QRW UHPRYH DQ\ FRYHUV RU SDQHOV�6KRXOG SUREOHPV RU PDOIXQFWLRQV RFFXU� XQSOXJ WKH SRZHU FRUG� 2QO\ 6HUYLFH SHUVRQQHO VKRXOG FDUU\ RXW VHUYLF�LQJ DQG WURXEOH VKRRWLQJ�
�� .HHS WKH YHQW RQ WKH UHDU SDQHO RSHQ�
�� 'R QRW GDPDJH WKH UXEEHU OHQV RI WKH SUREH� ,I GDPDJHG� GR QRW XVH LW�
�� 7KRXJK WKH XOWUDVRXQG HQHUJ\ ZKLFK LV WUDQVPLWWHG IURP WKH /2*,4Éa��� SUREH LV ZLWKLQ $,80�1(0$ VWDQ�GDUGV� XQQHFHVVDU\ H[SRVXUH WR XOWUDVRXQG HQHUJ\ VKRXOG EH DYRLGHG�
*( 0(',&$/ 6<67(06
�������
/2*,4Éa��� 6(59,&( 0$18$/
����
5(9 �
������� 8QSDFNLQJ /2*,4Éa ���
�� &XW WKH WZR VWUDSV ZUDSSHG DURXQG WKH ER[� 5HIHU ,//8675$7,21 ���� �
�� 5HPRYH WKH DGKHVLYH WDSH� 5HIHU ,//8675$7,21 ���� �
�� 2SHQ WKH FDUWRQ IODSV� 5HIHU ,//8675$7,21 ���� �
�� 5HPRYH WKH 2SHUDWRU 0DQXDO� 6HUYLFH 0DQXDO� *HO %RWWOH� 3RZHU &RUG DQG RWKHU DFFHVVRULHV NHSW RQ HLWKHUVLGH RI WKH HTXLSPHQW� 5HIHU ,//8675$7,21 ���� �
�� /LIW WKH V\VWHP �ZUDSSHG ZLWK VWUHWFK ILOP� RXW RI WKH ER[ DORQJ ZLWK WKH SDFNDJLQJ EXIIHUV� 5HIHU,//8675$7,21 ���� �
�� 6OLGH WKH SDFNDJLQJ EXIIHUV RXW WR IUHH WKH V\VWHP�
�� 5HPRYH WKH VWUHWFK ILOP ZKLFK LV ZUDSSHG DURXQG WKH V\VWHP� 5HIHU ,//8675$7,21 ���� �
6WUDSV$GKHVLYH 7DSH
813$&.,1* /2*,4¹a���
,//8675$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
������� 8QSDFNLQJ /2*,4Éa ��� �&RQWLQXHG�
3DFNDJLQJ %XIIHUV
6WUHWFK )LOP3DFNDJLQJ %XIIHUV
&DUWRQ )ODSV
813$&.,1* /2*,4¹a���
,//8675$7,21 ����
1RWH7KH 6HUYLFH 0DQXDO� 2SHUDWRU 0DQXDO� *HO %RWWOH DQG 3RZHU &RUG DUH ZUDSSHG LQ EXEEOH VKHHW DQGDUH NHSW DOORQJ WKH VLGHV RI WKH FRUURJDWHG FDUWRQ ER[� 5HIHU ,OOXVWUDWLRQ EHORZ IRU GHWDLOV
2SHUDWRU 0DQXDO
6HUYLFH 0DQXDO
*HO %RWWOH
3RZHU &RUG
813$&.,1* /2*,4¹a���
,//8675$7,21 ����
*( 0(',&$/ 6<67(06
�������
/2*,4Éa��� 6(59,&( 0$18$/
����
5(9 �
������� $VVHPEOLQJ 7KH /2*,4Éa ��� 6\VWHP
&$87,21
,W LV VWURQJO\ UHFRPPHQGHG WKDW WKH HTXLSPHQW VKRXOG EH LQVWDOOHG RQ DQ HYHQ DQG KDUG VXUIDFH WRSURYLGH SURSHU FRROLQJ� DV WKH YHQWV IRU DLU FLUFXODWLRQ DUH RQ WKH ERWWRP FRYHU�
,QVWDOODWLRQ RI WKH 6\VWHP
�� /RFDWH� UHPRYH DQG XQSDFN WKH SUREHV ORFDWHG LQ WKH VHSDUDWH FRQWDLQHU�
�� 0DNH VXUH WKDW V\VWHP SRZHU LV 2)) EHIRUH FRQQHFWLQJ RU GLVFRQQHFWLQJ WKH SUREH�
�� 6HFXUH WKH SUREH WR WKH UHFHSWDFOH DV IROORZV �
D� (QVXUH SUREH ¶WZLVW ORFN· OHYHU SRLQWV WRZDUGV WKH �� R·FORFN SRVLWLRQ
E� ,QVWDOO SUREH FRQQHFWRU RQ WKH UHFHSWDFOH JXLGH SLQ XQWLO LW WRXFKHV WKH UHFHSWDFOH PDWLQJ VXUIDFH�
F� 7ZLVW WKH SUREH FRQQHFWRU ¶WZLVW ORFN· OHYHU WR WKH � R·FORFN SRVLWLRQ WR ORFN LW LQ SODFH �7ZLVW WKH OHYHU WR WKH ��R·FORFN SRVLWLRQ WR GLVFRQQHFW WKH SUREH��
�� &RQQHFW WKH /2*,4Éa ��� 3RZHU FDEOH·V IHPDOH SDUW WR WKH SRZHU FRQQHFWRU ORFDWHG RQ WKH UHDU SDQHO DQG WKHPDOH SDUW WR D KRVSLWDO JUDGH SRZHU VRFNHW RI D SURSHU YROWDJH� 1HYHU XVH D WKUHH��WR��WZR SLQ DGDSWHU� WKLVGHIHDWV WKH SXUSRVH RI VDIHW\ JURXQG�
�� 8QORFN WKH NH\ERDUG E\ SUHVVLQJ WKH ORFN UHOHDVH RQ WRS RI WKH V\VWHP�
&$87,21
'R QRW PRYH RU OLIW WKH XQLW� KROGLQJ WKH NH\ERDUG DORQH�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� $VVHPEOLQJ 7KH /2*,4Éa ��� 6\VWHP �&RQWLQXHG�
7UDQVGXFHU
3RZHU &RUG
5HDU 3DQHO IRU 9�
5HDU 3DQHO IRU 9�
3DUDOOHO 3RUW
$66(0%/,1* /2*,4É a��� 6<67(0
,//8675$7,21 ����
*( 0(',&$/ 6<67(06
�������
/2*,4Éa��� 6(59,&( 0$18$/
�����
5(9 �
������� ,QVWDOODWLRQ RI /2*,4 Éa��� WR 3& ,PDJH 7UDQVIHU 6RIWZDUH �7KLV LV DQ 2SWLRQ IRU $PHULFDV�
7KH LPDJH WUDQVIHU VRIWZDUH FDQ EH XVHG WR GRZQORDG LPDJHV IURP WKH /$��� WR WKH 3& YLD WKH SDUDOOHO SRUW FDEOHSURYLGHG DV D VWDQGDUG DFFHVVRU\� ,W FDQ DOVR EH XVHG WR UHWULHYH YLHZ LPDJHV DOUHDG\ VWRUHG LQ WKH 3&�
1RWH� )RU PRUH GHWDLOV RQ WKH DSSOLFDWLRQ RI WKH ,PDJH 7UDQVIHU 6RIWZDUH� SOHDVH UHIHU WR WKH 2SHUDWRUPDQXDO�
3UH��UHTXLVLWHV
+DUGZDUH 6RIWZDUH UHTXLUHPHQWV
+DUGZDUH�
�� $Q\ 3& PHHWLQJ WKH ,(& ��� VWDQGUDG ZLWK D PLQLPXP RI ��0% 5$0
�� /$��� 9HUVLRQ� �/$��� 03�
�� ,PDJH 7UDQVIHU &DEOH ���������� � IRU $PHULFDV XVH ,VRODWHG ,PDJH 7UDQVIHU FDEOH��
6RIWZDUH�
�� :LQGRZV �� 2SHUDWLQJ 6\VWHP 06 3DLQW ,QVWDOOHG
�� � )ORSS\ 'LVNV ��������� 6XSSOLHG E\ *( 0HGLFDO 6\VWHPV
3& 6HWWLQJV�
7KH SDUDOOHO SRUW RI WKH 3& VKRXOG EH FRQILJXUHG LQ WKH (33�(&3�%L GLUHFWLRQDO PRGH� 7KLV DFHQ EH GRQH E\ HQWHULQJLQWR WKH &026 VHWWLQJ RI WKH 3&� ,I UHTXLUHG� IRU PRUH GHWDLOV FRQWDFW \RXU ORFDO 3& VXSSOLHU�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
,QVWDOODWLRQ
6RIWZDUH ,QVWDOODWLRQ
�� %HIRUH VWDUWLQJ WR LQVWDOO WKH ,PDJH 7UDQVIHU VRIWZDUH� FORVH DOO DSSOLFDWLRQV�
�� ,QVHUW 'LVN� DQG FOLFN 6WDUW DQG WKHQ FOLFN 5XQ DV VKRZQ EHORZ�
�� 1RZ W\SH $�?6HWXS�H[H DV VKRZQ EHORZ DQG FOLFN 2.�
*( 0(',&$/ 6<67(06
�������
/2*,4Éa��� 6(59,&( 0$18$/
�����
5(9 �
�� 6HW��XS ZLOO FRS\ WKH ILOHV IURP 'LVN� WR WKH 3&� $IWHU FRPSOHWLRQ� LW ZLOO DVN IRU 'LVN� DV VKRZQ EHORZ� 5HPRYH'LVN� DQG LQVHUW 'LVN� DQG FOLFN 2.� 1RZ 'LVN� ILOHV ZLOO EH WUDQVIHUUHG WR WKH 3&�
�� &OLFN 2. LI RWKHU DSSOLFDWLRQV DUH FORVHG HOVH FOLFN ([LW 6HW��XS� FORVH DOO SURJUDPV DQG JR WKURXJK VWHSV � WR �DJDLQ�
,PJBW[ 6HWXS
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
�� 1H[W \RX ZLOO JHW WKH VWDUW RI LQVWDOODWLRQ VFUHHQ DV VKRZQ EHORZ� &OLFN WKH LQVWDOODWLRQ ,FRQ WR VWDUW WKH LQVWDOODWLRQ
1RWH� 7KH ,PDJH 7UDQVIHU ILOHV DUH LQVWDOOHG XQGHU &�?3UDJUDP )LOHV?,PJBW[?� ,Q FDVH WKH ,PDJH7UDQVIHU ILOHV DUH WR EH LQVWDOOHG HOVHZKHUH WKHQ FOLFN &KDQJH 'LUHFWRU\ DQG VSHFLI\ WKH SDWK�
,PJBW[ 6HWXS
*( 0(',&$/ 6<67(06
�������
/2*,4Éa��� 6(59,&( 0$18$/
�����
5(9 �
�� 1H[W \RX ZLOO JHW WKH IROORZLQJ VFUHHQ LQGLFDWLQJ WKH FRPSOHWLRQ RI WKH LQVWDOODWLRQ� &OLFN 2. WR FRPH RXW RI WKHLQVWDOODWLRQ VHW��XS�
,PJBW[ 6HWXS
�� &OLFN RQ WKH ,PJBW[ ,FRQ� <RX PD\ JHW WKH IROORZLQJ PHVVDJH ZKLOH GRLQJ IRU WKH ILUVW WLPH� &OLFN 2.�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
�� 7KH VRIWZDUH LV IXOO\ LQVWDOOHG DQG UHDG\ WR XVH ZKHQ \RX JHW WKH IROORZLQJ VFUHHQ
([SORUH
+DUGZDUH ,QVWDOODWLRQ
&RQQHFW WKH /$���03 WR WKH 3& WKURXJK WKH ,PDJH 7UDQVIHU &DEOH �� ������� SURYLGHG �IRU $PHULFDV XVH ,VRODWHG,PDJH WUDQVIHU FDEOH�� 7KLV FRPSOHWHV WKH WRWDO LQVWDOODWLRQ RI WKH ,PDJH 7UDQVIHU VRIWZDUH�
1RWH� 7R WUDQVIHU LPDJHV� SOHDVH UHIHU WR WKH 2SHUDWRU PDQXDO�
*( 0(',&$/ 6<67(06
�������
/2*,4Éa��� 6(59,&( 0$18$/
�����
5(9 �
������� ,QVWDOODWLRQ RI 2SWLRQDO $FFHVVRULHV
�� 8QSDFN WKH IRRW VZLWFK DQG FRQQHFW LW WR WKH FRQQHFWRU RQ WKH UHDU SDQHO� �5HIHU ,//8675$7,21 ���� �
�� &RQQHFW WKH9&5 WRDVXLWDEOH SRZHU RXWOHW� 8VLQJ WKH%1& WR%1&FDEOH FRQQHFW WKH9LGHR2XW RQ WKH UHDUSDQHORI /2*,4Éa��� WR WKH 9LGHR ,1 RI WKH 9&5�
�� &RQQHFW WKH 9LGHR *UDSKLF 3ULQWHU �9*3� WR D VXLWDEOH SRZHU RXWOHW� 8VLQJ WKH %1& WR %1& FDEOH FRQQHFW WKH9LGHR 2XW RQ WKH UHDU SDQHO RI /2*,4Éa��� WR WKH 9LGHR ,1 RI WKH 9*3�
1RWH
7KH /2*,4Éa��� KDV RQO\ RQH9LGHR 2XW FRQQHFWLRQ 7KHUHIRUH HLWKHU D 9*3 RU D 9&5RQO\ FDQ EHFRQQHFWHG DW D WLPH
�
��������9��������$0D[
��������9 ���$ PD[IRU -DSDQ 2QO\���������9 ���$ �����$IRU UHVW�
�
�
5HDU 3DQHO )RU 9� EHORZ
5HDU 3DQHO )RU 9�
�
��������9��������$0D[
3DUDOOHO 3RUW
��������9 ���$ PD[IRU -DSDQ 2QO\���������9 ���$ �����$IRU UHVW�
,167$//$7,21 2) $&&(6625,(6
,//8675$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� ,QVWDOODWLRQ RI 7ZR 3UREH 3RUW � /2*,4 a 200 3UREH $GDSWHU �2SWLRQDO�
�� 5HPRYH WKH DGKHVLYH WDSH WR RSHQ WKH IODSV RI WZR SUREH SRUW RU /2*,4 a ��� 3UREH $GDSWHU ER[
�� 5HPRYH WKH 38 )RDPV LQVLGH WKH WZR SUREH SRUW RU /2*,4 a ��� 3UREH $GDSWHU ER[ �UHIHU ,OOXVWUDWLRQ �����
�� 7DNH RXW WKH WZR SUREH SRUW RU /2*,4 a ��� 3UREH $GDSWHU �UHIHU ,OOXVWUDWLRQ �����
38 )RDP
%R[
7ZR 3UREH SRUWRU
/2*,4 a ��� 3UREH $GDSWHU
8QSDFNLQJ 7ZR 3UREH 3RUW RU /2*,4 a ��� 3UREH $GDSWH
,//8675$7,21 ����
*( 0(',&$/ 6<67(06
�������
/2*,4Éa��� 6(59,&( 0$18$/
�����
5(9 �
������� ,QVWDOODWLRQ RI 7ZR 3UREH 3RUW RU /2*,4 a ��� 3UREH $GDSWHU �2SWLRQDO� �&RQWLQXHG�
1RWH7KH WZR SUREH SRUW RU /2*,4 a ��� 3UREH $GDSWHU FDQ EH FRQQHFWHG WR RU GLVFRQQHFWHG IURP WKHV\VWHP DW DQ\ WLPH UHJDUGOHVV RI ZKHWKHU WKH V\VWHP LV SRZHUHG 21 RU 2))�
�� (QVXUH WKDW QR SUREH LV FRQQHFWHG WR WKH V\VWHP� ,I FRQQHFWHG UHPRYH LW ILUVW�
3UREH +ROGHU
7ZR 3UREH SRUW
7ZR 3UREH 3RUW /RFN �� R·FORFN
7ZR 3UREH 3RUW /RFN � R·FORFN
7ZR 3UREH 3RUW RU/2*,4 a ��� 3UREH $GDSWHU ORFN
+ROH RQ WKH XSSHU IODQJH
�8Q /RFNHG 3RVLWLRQ�
�/RFNHG 3RVLWLRQ�
/2*,4 a ��� 3UREH $GDSWHU
,QVWDOOLQJ 7ZR 3UREH 3RUW
,//8675$7,21 ����
�� 5HPRYH WKH SUREH KROGHU E\ OLIWLQJ LW YHUWLFDOO\ XS
�� 0DNH VXUH WKDW WKH WZR SUREH SRUW RU /2*,4 a ��� 3UREH $GDSWHU ORFN SRLQWV WR WKH �� R·FORFN SRVLWLRQ�
�� $OLJQ WKH 7ZR 3UREH 3RUW RU /2*,4 a ��� 3UREH $GDSWHU &RQQHFWRU ZLWK WKH 6\VWHP 3UREH 3RUW DQG FDUHIXOO\SXVK LW LQ�
�� $OLJQ WKH VORWV RQ WKH XSSHU IODQJH WR LWV FRXQWHUSDUWV RQ WKH WRS FRYHU RI WKH V\VWHP�
�� 7XUQ WKH 7ZR 3UREH 3RUW RU /2*,4 a ��� /RFN WR WKH � R·FORFN SRVLWLRQ WR VHFXUH WKH 7ZR 3UREH 3RUW RU/2*,4 a ��� 3UREH $GDSWHU WR WKH V\VWHP�
��� &DUHIXOO\ UHSODFH WKH SUREH KROGHU WR LWV SODFH DQG SUHVV ILUPO\ WLOO WKH SURMHFWLRQV DW WKH ERWWRP ILW LQWRWKH VORWV LQ WKH XSSHU IODQJH DQG WKH V\VWHP�
/2*,4 a��� 3UREH $GDSWHU LV RQO\ IRU /2*,4 Éa��� 03 �9� DERYH��
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� ,QVWDOODWLRQ RI /2*,4Éa��� ZLWK *OREDO 7UROOH\ RU 0RGXODU 7UROOH\
1RWH/2*,4Éa��� KDV WZR W\SHV RI 7UROOH\V� WKH *OREDO 7UROOH\ DQG WKH0RGXODU 7UROOH\� 7KH *OREDO 7UROOH\ FRPHV LQ
WKH DVVHPEOHG IRUP DQG WKH 0RGXODU 7UROOH\ FRPHV LQ D PRGXODU IRUP ZKLFK QHHGV DVVHPEO\ DW ILHOG�
�� 8QSDFN WKH JOREDO WUROOH\ SDFNHG LQ DZRRGHQ ER[ E\ RSHQLQJ WKH WRS FRYHU� UHIHU ,OOXVWUDWLRQ ���� �WUROOH\ ZKLFK LVLQVLGH WKH ER[ LV VHHQ LQ WKH GLDJUDP��
*OREDO 7UROOH\ 8QSDFN
,//8675$7,21 ����
*( 0(',&$/ 6<67(06
�������
/2*,4Éa��� 6(59,&( 0$18$/
�����
5(9 �
�������� ,QVWDOODWLRQ RI /2*,4Éa��� ZLWK *OREDO 7UROOH\ RU 0RGXOODU 7UROOH\ �FRQWLQXHG�
�� 8QSDFN WKH 0RGXODU 7UROOH\ SDFNHG LQ D ER[ E\ RSHQLQJ WKH WRS FRYHU� UHIHU ,OOXVWUDWLRQ ����
67(3 �
67(3 �
67(3 �
67(3 �
67(3 �67(3 �
5HPRYH WKH WRS IURP WKH ER[�XQZUDS WKH WRS DQG UHPRYH WKH 38)RDP
5HPRYH WKH EDVH IURP WKH ER[� 8QZUDS WKHEDVH DQG UHPRYH WKH 38 IRDP RQ WKH FDVWRUVDQG WKH ERWWRP
5HPRYH WKH SRXFK FRQWDLQLQJ3ULQWHU WUD\� *HO %RWWOH +ROGHU�5HPRYH LW IURP WKH 3RXFK DQGXQZUDS WKH VWUHWFK ILOP RQ WKHP
5HPRYH WKH IUDPH IURP WKH ER[ DQGXQZUDS WKH VWUHWFK ILOP IURP WKH IUDPH�
5HPRYH WKH ELJ WKHUPRFRDOIURP WKH JDS DW WKH 5+ VLGH RIWKH ER[�
5HPRYH WKH VPDOO WKHUPRFRDOIURP WKH JDS DW WKH UHDU VLGH RIWKH ER[
0RGXODU 7UROOH\ 8QSDFN
,//8675$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
�������� ,QVWDOODWLRQ RI /2*,4Éa��� ZLWK *OREDO 7UROOH\ RU 0RGXOODU 7UROOH\ �FRQWLQXHG�
0RGXOODU 7UROOH\ $VVHPEO\
,//8675$7,21 �����
*( 0(',&$/ 6<67(06
�������
/2*,4Éa��� 6(59,&( 0$18$/
�����
5(9 �
�������� ,QVWDOODWLRQ RI /2*,4Éa��� ZLWK *OREDO 7UROOH\ RU 0RGXOODU 7UROOH\ �FRQWLQXHG�
�� 5HPRYH WZR 0�;�� VFUHZV IURP WKH EDVH RI /2*,4Éa��� DQG IL[ ORFN SODWH� 5HIHU ,//8675$7,21 �����
�� 3ODFH WKH XQLW ZLWK ORFN SODWH IL[HG RQ 7UROOH\� HQVXUH WKDW ORFN SODWH JHWV LQWR WKH SURMHFWLRQ RQ WKH WUROOH\� 5HIHU,//8675$7,21 �����
/RFN 3ODWH
'HWDLO ;
/RFN 3ODWH
&RQVROH
'HWDLO ;
7UROOH\
$GGLWLRQDO 'HWDLOV
,QVWDOODWLRQ RI 7UROOH\
,//8675$7,21 �����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
�������� ,QVWDOODWLRQ RI /2*,4Éa��� ZLWK *OREDO 7UROOH\ RU 0RGXOODU 7UROOH\ �FRQWLQXHG�
�� 7DNH WKH EHOW �SURYLGHG LQ WKH NLW� RYHU WKH XQLW DQG ORFN LW� 5HIHU ,//8675$7,21 �����
�� 5HOHDVH WKH .H\ERDUG E\ SUHVVLQJ WKH ORFN UHOHDVH DQGPDNH LW UHVW RQ WKH KDQGOH� 5HIHU ,//8675$7,21 �����
�� ,QVHUW WKH 9*3 LQVLGH WKH 3ULQWHU 7UD\ DQG IL[ IURP WKH ERWWRP XVLQJ0�;�� VFUHZ� 5HIHU ,//8675$7,21 �����
3URMHFWLRQ%HOW ZLWK /RFN
+DQGOH
9*3
9*3 7UD\ ���������(QVXUH WKDW ���������� LV XVHGWR WDNH FDUH RI ILWPHQW SUREOHP RI9*3·V �
5HIHU 69 1RWH� 61 /$��������$OO WKH 1HZ 7UROOH\V HIIHFWLYH6HSWHPEHU·� ���� LV VXSSOLHGZLWK PRGLILHG )58 ������������
,QVWDOOWLRQ RI 7UROOH\
,//8675$7,21 �����
*( 0(',&$/ 6<67(06
�������
/2*,4Éa��� 6(59,&( 0$18$/
�����
5(9 �
�������� ,QVWDOODWLRQ RI /2*,4Éa��� ZLWK *OREDO 7UROOH\ RU 0RGXOODU 7UROOH\ �FRQWLQXHG�
,QVWDOODWLRQ RI 7UROOH\
,//8675$7,21 �����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
�������� $GMXVWPHQW RI 0RQLWRU &RQWUDVW $QG %ULJKWQHVV
7XUQ21 WKH0DFKLQH DQG WKHQ DGMXVW WKH PRQLWRU FRQWUDVW DQG EULJKWQHVV� 0RQLWRU FRQWUDVW DQG EULJKWQHVV VKRXOG EHDGMXVWHG DFFRUGLQJ WR WKH OLJKWLQJ LQ WKH URRP�
�������� $GMXVWPHQW RI 6\VWHP &ORFN�'DWH� +RVSLWDO 1DPH $QG 2% 9HUVLRQ
3UHVV &75/��6��� (17(5� DQ ¶,QVWDOODWLRQ 6HWXS ZLQGRZ DSSHDUV·� 6HW WKH V\VWHP &ORFN�'DWH� +RVSLWDO 1DPH DQG2%9HUVLRQ� 7KHVH VHWWLQJV FDQ EHPRGLILHG E\ XVLQJ WKH&21752/��6��� NH\ LI UHTXLUHG� 5HIHU 6HFWLRQ &RQWURO .H\VRI WKH 8VHU 0DQXDO IRU PRUH GHWDLOV�
&$87,21
)XQFWLRQDO FKHFNV LQ &KDSWHU �� WR EH FDUULHG RXW EHIRUH KDQGLQJ RYHU WKH V\VWHP WR WKH FXVWRPHU�
�������� 3URGXFW /RFDWRU &DUG
)LOO RXW SURSHU FXVWRPHU LQIRUPDWLRQ RQ WKH 3URGXFW /RFDWRU ,QVWDOODWLRQ &DUG� 5HIHU WR ,OOXVWUDWLRQ EHORZ� 0DLO WKLV,QVWDOODWLRQ &DUG ´3URGXFW /RFDWRUµ WR WKH DGGUHVV FRUUHVSRQGLQJ WR \RXU SROH�
1RWH7KH 3URGXFW /RFDWRU ,QVWDOODWLRQ &DUG VKRZQ LQ ,//8675$7,21 ����� PD\ QRW EH VDPH DV WKH3URGXFW /RFDWRU FDUG DFWXDOO\ SURYLGHG�
0DLOLQJ$GGUHVV
*( 0HGLFDO 6\VWHPV3URGXFW /RFDWRU )LOH3�2� %R[ ���0LOZDXNHH� :,�����������
'(6&5,37,21 )'$ 02'(/ 5(9 6(5,$/ 12�
35(3$5( )25 25'(56 7+$7 '2 127+$9( $ /2&$725 ,167$//$7,21 5(3257
6<67(0 ,' 180%(5
,167$//$7,21
2&3 %6 25' '$7( �02��'$��<5�
',6���&28175< 5220 (03/2<(( 12�
&86720(5 12�
'(67,1$7,21 1$0( $1' $''5(66
=,3 &2'(,167$//$7,21
35,17('
,1
86$
352'8&7 /2&$725 ,167$//$7,21 &$5'
,//8675$7,21 �����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
���� 29(59,(:
7KLV FKDSWHU GHVFULEHV V\VWHP FRQILJXUDWLRQ DQG VSHFLILFDWLRQV�
���� ',0(16,216
������� )URQW 9LHZ
<<
@@
8 8
C
C
:(,*+7 � ���� NJV���� OEV
127(/(1*7+� PP�LQFKHV�$%(55$7,21� �
���
������
���
�����
��� ������
����� ������
)5217 9,(:
,//8675$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
������� 6LGH YLHZ �.H\ERDUG FORVHG�
<
<
@
@
����� ������
��� ������
6,'( 9,(: �.(<%2$5' &/26('�
,//8675$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
������� 6LGH YLHZ �NH\ERDUG RSHQ�
@
C
8
< ��� ������
���
������
6,'( 9,(: �.(<%2$5' 23(1�
,//8675$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
���� (/(&75,&$/ 63(&,),&$7,216
(OHFWULFDO ZLULQJ� MXQFWLRQ ER[HV� RXWOHWV� FLUFXLW EUHDNHUV DQG VZLWFKHV VKRXOG EH LQ SODFH EHIRUH LQVWDOOLQJ WKH/2*,4Éa��� FRQVROH�
������� 3RZHU 6XSSO\
5HIHU 3DJH ���� RI ,QVWDOODWLRQ IRU 3RZHU /LQH UHTXLUHPHQWV RI YDULRXV FRXQWULHV�
������� )DFLOLW\ 3RZHU 6RFNHW
$ VHSDUDWH SRZHU RXWOHW ZLWK D � DPSFLUFXLW EUHDNHU IRU �������9$& LV UHFRPPHQGHG� 7KHVSHFLILF SRZHU UHFHSWDFOHXVHG GHSHQGV RQ WKH FRXQWU\·V SRZHU OLQH VWDQGDUGV�
7KLV UHFHSWDFOH VKRXOG KDYH ,QWHUQDWLRQDO (OHFWURWHFKQLFDO &RPPLVVLRQ �,(&� DSSURYDO� RU HTXLYDOHQW�
���� 6725$*( $1' 23(5$7,21 5(48,5(0(176
7KH /2*,4Éa��� LV VKLSSHG LQ D VLQJOH FRQWDLQHU H[FOXGLQJ SUREHV� 6KLSSLQJ ZHLJKW LV DSSUR[LPDWHO\ �� NJV�7$%/( ���� SURYLGHV D VXPPDU\ RI WHPSHUDWXUH� DWPRVSKHULF SUHVVXUH� DQG KXPLGLW\ WROHUDQFHV IRU VKLSSLQJ� LQVWDO�ODWLRQ DQG RSHUDWLRQ�
7$%/( ����
6725$*( $1' 23(5$7,21 5(48,5(0(176
3DUDPHWHU 6WRUDJH 2SHUDWLRQ
7HPSHUDWXUH �'HJ�&��'HJ�)�
���� WR ���� WR ���
�������� WR ���
$WPRVSKHULF 3UHVVXUH �K3D� ��� WR ���� ��� WR ����
+XPLGLW\ ���1RQ��FRQGHQVLQJ
�� WR �� �� WR ��
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
���� 237,21$/ 3(5,3+(5$/6
/2*,4Éa��� SHULSKHUDOV DQG DFFHVVRULHV FDQ EH SURSHUO\ FRQQHFWHG XVLQJ WKH FRQQHFWRUV RQ WKH UHDU SDQHO RI WKH/2*,4Éa��� V\VWHP�
/RFDWHG RQ WKH SDQHO DUH YLGHR LQSXW RXWSXW FRQQHFWRUV� IRRWVZLWFK FRQQHFWRU� VKXWWHU FRQQHFWRU� SRZHU FRQQHFWRU FRQWURO FRQQHFWLRQV IRU 9LGHR *UDSKLF 3ULQWHU DQG 0,&�
7KLV VHFWLRQ LQGLFDWHV SLQ DVVLJQPHQW IRU HDFK FRQQHFWRU�
�
5HDU 3DQHO )RU 9� 5HDU 3DQHO )RU 9�
���������9
��������$0D[
3DUDOOHO 3RUW
�
��������9
���$�����$0D[
�
��������9���$ PD[ IRU-DSDQ 2QO\���������9���$ �����$ IRUUHVW�
237,21$/ 3(5,3+(5$/6
,//8675$7,21 ����
3LQ $VVLJQPHQW IRU /LQH 3ULQWHU FDEOH �)RU DOO V\VWHPV RI 9HUVLRQ ��� DQG EHORZ�
&RQQHFWRU� 0DOH� '��7\SH� � 3LQ RQ WKH UHDU SDQHO
1RWH7KH � WR �� SLQ FDEOHZLWK ' W\SH FRQQHFWRUV WR EH XVHG IRU SULQWHU LQWHUIDFH VKDOO EH DV VKRZQ EHORZ�
7$%/( ����
����� 3LQ &RQYHUWHU &DEOH
� 3LQ &RQQHFWRU �� 3LQ &RQQHFWRU
3LQ� �� '&' 3LQ � �� 576
3LQ � �� 7;' 3LQ � �� 5;'
3LQ � �� 5;' 3LQ � �� 7;'
3LQ � �� '75 3LQ � �� &76
3LQ � �� *1' 3LQ � �� *1'
3LQ � �� '65 3LQ �� �� '75
3LQ � �� 576 3LQ � �� &'
3LQ � �� &76 3LQ �� �� '75
3LQ � �� 1& 3LQ �� �� 5, �2SWLRQDO�
' 7\SH &RQQHFWRU
�
�
�
�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
3LQ $VVLJQPHQW IRU 3DUDOOHO 3RUW &RQQHFWRU �2QO\ IRU 9� DERYH��&RQQHFWRU� )HPDOH� '��7\SH� �� 3LQ RQ WKH UHDU SDQHO
3DUDOOHO 3RUW
�
����
��
7$%/( ����
�� SLQ FRQQHFWRU GHWDLOV
3LQ 1XPEHU 6LJQDO
3LQ� 6752%(?:5,7(
3LQ � '$7$ �
3LQ � '$7$ �
3LQ � '$7$ �
3LQ � '$7$ �
3LQ � '$7$ �
3LQ � '$7$ �
3LQ � '$7$ �
3LQ � '$7$ �
3LQ �� $&.1/*
3LQ �� %XV\
3LQ �� 3(
3LQ �� 6/&7
3LQ �� 1RW &RQQHFWHG
3LQ �� (5525
3LQ �� ,1,7
3LQ �� 6(/(&7��,1
3LQ �� *1'
3LQ �� *1'
3LQ �� *1'
3LQ �� *1'
3LQ �� *1'
3LQ �� *1'
3LQ �� *1'
3LQ �� *1'
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
������� )RRWVZLWFK &RQQHFWLRQ
7KH IRRWVZLWFK ZKLFK LV WKH UHPRWH )5((=( GHYLFH LV FRQQHFWHG WR WKH UHDU SDQHO RI WKH V\VWHP� 7KLV 2SWLRQDO)5((=( VZLWFK LV SURYLGHG WR HQKDQFH IOH[LELOLW\ WR IUHH]H LPDJHV ZKHQ WKH V\VWHP LV QRW ZLWKLQ UHDFK RI WKH XVHU�
3LQ $VVLJQPHQW RI &RQQHFWRU IRU )RRWVZLWFK
&RQQHFWRU� 5RXQG ���SLQ FRQQHFWRU
3LQ 1R� 6LJQDO
� )2276:,7&+ �
� *1'
� *1'
� *1'
� *1'
������� 9LGHR *UDSKLF 3ULQWHU
&RQQHFW WKH9LGHR*UDSKLF SULQWHU�ZLWK%1& WR%1&FDEOH� 9LGHR ,1 WR WKH 9LGHR287 ORF DWHG RQ WKH UHDU SDQHO RI WKHV\VWHP� DOVR HVWDEOLVK VKXWWHU �ZLWK 0LQL -DFN FDEOH� LI UHTXLUHG�
0RGHO � 6RQ\ 83����� 0'�0'* IRU ���9�����9� ����� +]� ���$� &DWDORJXH 1R� (����.$
6RQ\ 83����� &( IRU ���9�����9� ����� +]� ���$ &DWDORJXH 1R� (�����6/
3LQ $VVLJQPHQW RI 0LQL -DFN &RQWUROOLQJ 9LGHR *UDSKLF 3ULQWHU
&RQQHFWRU� 6WHUHR 0LQL -DFN
3LQ 1R� 6LJQDO
� 6KXWWHU
� 6LJQDO *1'
3ULQWHU VWDUWV SULQWLQJ E\ UHFHLYLQJ ORZ SXOVHV IRU PRUH WKDQ ¶[· PLQXWHV �¶[· LV VHOHFWDEOH XVLQJ &21752/��6� ��,QVWDOODWLRQ 6HWXS FRPPDQG� [ GHFLGHV H[SRVXUH WLPH��
������� 9LGHR &DVVHWWH 5HFRUGHU
&RQQHFW WKH 9&56RQ\ 692������0' �+����65� IRU 176& DQG 6RQ\ 692 ����0'3�(�����$$� IRU 3$/ 6\VWHPWR WKH 9LGHR ,1 VRFNHW LQ WKH UHDU SDQHO� 3UHVV WKH ´(;7� 9,'(2µ EXWWRQ RQ WKH NH\ERDUG WR HQDEOH DQ H[WHUQDO YLGHRVLJQDO RQ WKH V\VWHP PRQLWRU�
)RRWVZLWFK
�
�
�
��
6WHUHR 0LQL -DFN
�
�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� 3UREHV
7$%/( ����
352%( '(7$,/6
3UREH7\SH
3DUW 1R� &DWDORJ1R�
)UHT� LQ 0+] 5DGLXV RI&XUYDWXUH
)29
&�� ������� +�����&) ��� ��PP ��E
&�� ������� +�����&( ��� ��PP ��E
(�� ������� +�����07 ��� ��PP ���E
/�� ������� +�����+3 ��� �� ��PP
&�� ������� +�����&6 ��� ��PP ��E
9(� 7/6���59 +�����9( ��� �� ��PP
&=% �� +�����&= ��� ��PP ���E
/% �� +�����/% ��� �� ��PP
1RWH&=% DQG /% SUREHV DUH VXSSRUWHG RQ YHUVLRQ ��� DERYH� &�� DQG 9(� SUREHV DUH VXSSRUWHG RQVRIWZDUH YHUVLRQ ��� DQG DERYH RQO\� &��� &��� (�� DQG /�� DUH VXSSRUWHG LQ DOO VRIWZDUH YHUVLRQV�
&$87,21
8VH RQO\ DSSURYHG SUREHV� SHULSKHUDOV RU DFFHVVRULHV�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
���� /2*,4Éa��� 03 9LGHR 6LJQDO 6SHFLILFDWLRQ
*HQHUDO6/ 3DUDPHWHU 176& 3$/
� 7RWDO 1XPEHU RI +RUL]RQWDO /LQHV ���>)UDPH@ ���>)UDPH@
� 9HUWLFDO )LHOG )UHTXHQF\ ��>+]@ ��>+]@
� +RUL]RQWDO 6FDQQLQJ )UHTXHQF\ ������>N+]@ ������>.+]@
� 9HUWLFDO 6FDQQLQJ 0HWKRG ,QWHUODFHG ,QWHUODFHG
� 6\QF ,QSXW &RPSRVLWH &RPSRVLWH
� 3L[HO &ORFN ���������>0+]@ �����>0+]@
� 'LVSOD\ ZLGWK DQG +HLJKW>SL[HO OLQH@ ��� ; ��� ��� ; ���
+RUL]RQWDO 7LPLQJ 9LGHR $PSOLWXGH6/ 3DUDPHWHU 176& 3$/
� 7RWDO +��/LQH 7LPH ������>PLFUR VHF@ �����>PLFUR VHF@
� +��6\QF 3XOVH :LGWK �����>PLFUR VHF@ ����>PLFUR VHF@
� %DFN 3RUFK �����>PLFUR VHF@ ����>PLFUR VHF@
� 7RWDO $FWLYH +��OLQH WLPH �����>PLFUR VHF@ �����>PLFUR VHF@
� )URQW 3RUFK ����>PLFUR VHF@ ����>PLFUR VHF@
� 9LGHR $PSOLWXGH �EDFN SRUFK WR SHDN� ���9SS ���9SS
� 6\QF $PSOLWXGH �EDFN SRUFK WR SHDN� ���9SS ���9SS
9HUWLFDO 7LPLQJ6/ 3DUDPHWHU 176& 3$/
� 7RWDO 9��/LQH 7LPH �����>+@ �����>+@
� 9��6\QF 3XOVH :LGWK �VW )LHOG �>OLQHV@ �VW )LHOG ���>OLQHV@
� �QG )LHOG �>OLQHV@ �QG )LHOG ���>OLQHV@
� 9��IURQW SRUFK �VW )LHOG ���>OLQHV@ �VW )LHOG ����>OLQHV@
� �QG )LHOG ���>OLQHV@ �QG )LHOG ����>OLQHV@
� 9��%ODQNLQJ �VW )LOHG ����>OLQHV@ �VW )LOHG ��>OLQHV@
� �QG )LHOG ����>OLQHV@ �QG )LHOG ��>OLQHV@
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
���� 29(59,(:7KLV VHFWLRQ SURYLGHV SURFHGXUHV IRU TXLFNO\ FKHFNLQJ PDMRU IXQFWLRQV RI WKH /2*,4Éa���� GLDJQRVWLFV E\ XVLQJ WKHEXLOW��LQ VHUYLFH VRIWZDUH DQG SRZHU VXSSO\ DGMXVWPHQWV� )RU UHPDLQLQJ IXQFWLRQDO FKHFNV SOHDVH UHIHU WR WKH/2*,4Éa��� 2SHUDWRU·V 0DQXDO�
���� )81&7,21$/ &+(&. 352&('85(67R SHUIRUP WKHVH WHVWV� \RX ZLOO QHHG D PLFUR��FRQYH[� OLQHDU RU D FRQYH[ SUREH� 7KHVH SURFHGXUHV VKRXOG EH SHU�IRUPHG GXULQJ LQVWDOODWLRQ� 7KHVH SURFHGXUHV DUH DOVR XVHG DV EDVLF FKHFNV WR XVH ZKHQ VHUYLFH RI WKH V\VWHP LVUHTXLUHG�7XUQ ´21µ WKH /2*,4Éa ��� V\VWHP� 7KH � /('6� ([WHUQDO 9LGHR DQG )UHH]H EOLQN DQG JR RII� 7KH V\VWHP EHHSVRQFH DQG UXQV D VHOI WHVW�7KH 0RQLWRU GLVSOD\V WKH IROORZLQJ� 5HIHU ,//8675$7,21 ���� RQ WKH QH[W SDJH�
�� %��0RGH ,PDJH DSSHDUV
�� *UD\ 6FDOH 'LVSOD\
�� +RUL]RQWDO 6FDOH 0DUNHU
�� 9HUWLFDO 6FDOH 0DUNHU
�� +RVSLWDO 1DPH �,I SUHYLRXVO\ HQWHUHG�
�� 'DWH
�� 7LPH
�� 3UREH 7\SH
�� )RFXV 0DUNHU RQ YHUWLFDO VFDOH
��� 'HSWK ����PP�
��� *DLQ �*���
��� '\QDPLF 5DQJH �'���
��� 1HDU *DLQ � �2QO\ IRU 9��� EHORZ 6\VWHPV�
��� )DU *DLQ � �2QO\ IRU 9��� EHORZ V\VWHPV�
3RLQWV ������ IRUP D FRQWLQXRXV FRGH LQ WKH ORZHU OHIW KDQG FRUQHU RI WKHPRQLWRU DQG WKH\ DUH IDFWRU\ GHIDXOW YDOXHV�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
������� 3RZHU 8S 0RQLWRU 'LVSOD\ �&RQYH[ 3UREH�
*�� '5�� '��� 1�� )��
*
5
(
<
&
$
/
(
��������
&��
���*DLQ
���'\QDPLF 5DQJH
���'HSWK
��7LPH
��3UREH
*(
��*UH\6FDOH
�
*
����������'DWH
���1HDU *DLQ �1RW DYDLODEOH LQ 9� V\VWHPV�
���)DU *DLQ �1RW DYDLODEOH LQ 9� 6\VWHPV�
��+RUL]RQWDO 6FDOH 0DUNHU��%��0RGH ,PDJH
��9HUWLFDO6FDO 0DUNHU
��)RFXV 0DUNHU
��+RVSLWDO 1DPH )LHOG
32:(5 83 021,725 ',63/$<
,//8675$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
������� %DVLF &RQWUROV7$%/( ���� GHVFULEHV EDVLF FRQWUROV ZKLFK KHOSV LQ FKHFNLQJ WKH /2*,4Éa��� GXULQJ LQVWDOODWLRQ�
&RQQHFW WKH VHFWRU RU FRQYH[ WUDQVGXFHU WR FRQQHFWRU RQ WKH ULJKW VLGH RI WKH EDVH�
7$%/( ����%$6,& &21752/6
&KHFN ([SHFWHG 5HVXOW
7XUQ ¶21· 3RZHU 6ZLWFK %��0RGH VFUHHQ DV LQ ,//8675$7,21 ���� VKRXOG DSSHDU�
3UHVV 1HZ 3DWLHQW .H\
3UHVV ,'�1DPH
$ SRS��XS ZLQGRZ DSSHDUV� (QWHU 3DWLHQW 1DPH�,'�,W SUHVHWV WKH V\VWHP$ SRS��XS ZLQGRZ DSSHDUV� (QWHU 3DWLHQW 1DPH�,'�,W GRHV QRW SUHVHW WKH V\VWHP�
3UHVV '\Q 5DQJH 8S�'RZQ ,PDJH JURZV VRIWHU DQG KDUGHU GHSHQGLQJ RQ SRVLWLRQ�
5RWDWH *DLQ .QRE ,PDJH JURZV OLJKWHU DQG GDUNHU ZLWK URWDWLRQ�
3UHVV 1HDU 8S�'RZQ �2QO\ IRU 9��� EHORZ�
3UHVV )DU 8S�'RZQ �2QO\ IRU 9��� EHORZ�
7KH LPDJH JURZV GDUNHU RU EULJKWHU LQ WKH QHDU UHJLRQ7KH LPDJH JURZV GDUNHU RU EULJKWHU LQ WKH IDU UHJLRQ�
3UHVV 'HSWK 8S�'RZQ 'HSWK RI WKH LPDJH JHWV PDJQLILHG RU UHGXFHG�
3UHVV 5HYHUVH3UHVV 5HYHUVH D VHFRQG WLPH3UHVV 6+,)7 � 5HYHUVH3UHVV 6+,)7� 5HYHUVH D VHFRQG WLPH
7KH LPDJH ZLOO EH GLVSOD\HG /HIW�5LJKW7KH LPDJH ZLOO EH GLVSOD\HG 5LJKW�/HIW�7KH LPDJH ZLOO EH GLVSOD\HG 7RS�%RWWRP7KH LPDJH ZLOO EH GLVSOD\HG %RWWRP�7RS
3UHVV 0 NH\
5ROO 7UDFNEDOO
3UHVV 0 NH\ D VHFRQG WLPH
%�0 0RGH ZLWK 0��OLQH FXUVRU DSSHDUV� �8VH WUDFNEDOO WR PRYHWKH 0��OLQH FXUVRU�� 5HIHU ,//8675$7,21 ���� �
7KH 0��/LQH FXUVRU VKRXOG IROORZ WKH WUDFNEDOO PRYHPHQW DQGWKH UHDO��WLPH LPDJH YDULHV RQ WKH 0��0RGH GLVSOD\�
2QO\ 0��0RGH LPDJH DSSHDUV RQ WKH VFUHHQ�
3UHVV )UHH]H NH\ 7KH LPDJH ZLOO IUHH]H�
&,1( �IRU 9� DEORYH�3UHVV )UHH]H DQG 5RWDWH %�0 *DLQ�&LQH6FUROO
&LQH 0HQX�
3UHVV � �6WDUW )UDPH�
3UHVV � �(QG )UDPH�
3UHVV � �&LQH /RRS�
3UHVV � �&LQH *DXJH�
7KH &LQH *DXJH� PHQX DQG WKH &LQH IUDPH QXPEHU DSSHDUV DWWKH ERWWRP RI WKH GLVSOD\�5RWDWH WKH &LQH 6FUROO GLDO WR PRYH WKURXJK WKH LPDJHV LQ&LQH 0HPRU\�&LQH IUDPH QXPEHU LV GLVSOD\HG RQ WKH OHIW VLGH RI WKH VFUHHQ�
0RYH WKH &XUVRU E\ URWDWLQJ WKH &LQH 6FUROO GLDO WR WKH IUDPH\RX ZDQW DQG SUHVV � DJDLQ WR VHOHFW WKH 6WDUW IUDPH�
0RYH WKH &XUVRU E\ URWDWLQJ WKH &LQH 6FUROO GLDO WR WKH IUDPH\RX ZDQW DQG SUHVV � DJDLQ WR VHOHFW WKH (QG IUDPH�
(QWHUV LQWR &LQH ORRS ZLWKLQ WKH VHOHFWHG 6WDUW (QG IUDPHV�
7R WRJJOH EHWZHHQ WKH &LQH *DXJH GLVSOD\�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
������� %DVLF &RQWUROV �&RQWLQXHG�
&KHFN ([SHFWHG 5HVXOW
)ODVK 0HPRU\�,PDJH VWRUDJH� �IRU 9� DERYH�)UHH]H WKH LPDJH3UHVV 6WRUH
3UHVV 5HFDOO
&RPPHQW FROXPQ DSSHDUV DW WKH ERWWRP RI WKH GLVSOD\� (QWHUWKH FRPPHQW LQ WKDW DQG SUHVV 6WRUH DJDLQ WR 6WRUH WKH LPDJH�
,PDJH $UFKLYH VFUHHQ DSSHDUV ZLWK RSWLRQ PHQX DW WKH ERWWRP�6HOHFW WKH LPDJH XVLQJ WKH WUDFNEDOO �8VH '\QDPLF 5DQJH WRSDJH XS�GRZQ LQ WKH ,PDJH $UFKLYH VFUHHQ��3UHVV � WR 9LHZ WKH VHOHFWHG LPDJH�3UHVV � WR &OHDU WKH VHOHFWHG LPDJH�3UHVV � WR &OHDU $OO WKH VWRUHG LPDJHV�3UHVV � WR 6RUW WKH LPDJHV E\ QDPH RU GDWH�
7R ([LW ,PDJH $UFKLHYH� SUHVV )UHH]H�
7*& �IRU 9� DERYH� 7KH 7*& LV XVHG WR DGMXVW WKH *DLQ DW D VSHFLILF GHSWK�6OLGH WKH FRQWURO WR WKH ULJKW RU OHIW WR LQFUHDVH RU GHFUHDVH JDLQ�*DLQ LV GLVSOD\HG LQ D UDQJH IURP ���� ��GE�
5HIHU WKH 8VHU·V 0DQXDO IRU WKH UHPDLQLQJ RSHUDWLRQV�
%�0 02'( ',63/$<
,//8675$7,21 ����
������� 3KDQWRP &KHFN50, 3KDQWRP ���*6 � 3DUW 1R� �������� WR EH XVHG WR FKHFN LPDJH TXDOLW\ DQG SURSHU IXQFWLRQLQJ RI WKH V\VWHP�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
���� ',$*1267,&67KH /2*,4Éa ��� 6\VWHP VHUYLFH GLDJQRVWLFV FRPSULVHV RI�
�� 6HOI WHVW RU SRZHU RQ GLDJQRVWLFV
�� 6HUYLFH GLDJQRVWLF WRROV
7KH VHOI WHVW RU SRZHU RQGLDJQRVWLFV DUH UXQ HYHU\ WLPH WKHV\VWHP LV ERRWHG� 7KHVHUYLFH GLDJQRVWLF WRROV LQFOXGH WHVWSURFHGXUHV IRU WHVWLQJ WKH V\VWHP DW 3&% OHYHO DV ZHOO DV EORFN OHYHO� 7KH GLDJQRVWLF WRROV SURYLGHV DSRS��XSPHQX WRHQDEOH VHOHFWLRQ RI YDULRXV WHVWV WR WHVW YDULRXV EORFNV RQ WKH V\VWHP�
������� 3RZHU RQ 'LDJQRVWLFV7KH SRZHU RQ GLDJQRVWLFV RU VHOI WHVWV DUH UXQ HYHU\ WLPH WKH V\VWHP LV ERRWHG� 7KLV VHOI WHVWV LQFOXGH WHVWLQJ WKHYDOLGLW\ RI WKH V\VWHP VRIWZDUH WKURXJK (3520 FKHFNVXP WHVW DQG WHVWLQJ WKH V\VWHP 5$0� ,W FKHFNV ZKHWKHU WKHNH\ERDUGDQG WKH WUDFNEDOO DUH SURSHUO\ LQWHUIDFHG WR WKHV\VWHP� ,W DOVR LQLWLDWHV WKH VHOI WHVW RI DQDORJ VXEV\VWHP� 7KHWZR /('·V DQG WKH EHHSHU DUH XVHG WR LQGLFDWH HUURU FRQGLWLRQV�
1RWH
3RZHU RQ 'LDJQRVWLFV ZRUNV RQO\ ZKHQ WKH V\VWHP LV LQ DSSOLFDWLRQ �LPDJLQJ� PRGH DQG QRW ZKLOH RQVHUYLFH GLDJQRVWLFV� 7KLV LV FRQWUROOHG E\ ',3 6ZLWFK 6:� �� ����� RQ WKH &38 ZKLFK LV VHW WR21�2))�2)) UHVSHFWLYHO\ ZKLFK LV WKH QRUPDO VHWWLQJ�
������� 6HUYLFH 'LDJQRVWLFV
(QWHULQJ 6HUYLFH 6RIWZDUH 3URJUDP
3UHVV &WUO6
6HW
(QWHU� NH\V RQ WKH NH\ERDUG WR HQWHU WKH VHUYLFHGLDJQRVWLFV�
,Q UHVSRQVH� D SRS��XS PHQX DSSHDUV DV VKRZQ LQ ,OOXVWUDWLRQ ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
������� 6HUYLFH 'LDJQRVWLFV �&RQWLQXHG�
0$,1 0(18
�� &38 %2$5' 7(676�� '6& %2$5' 7(676�� $1$/2* %2$5'6 7(67�� .(<%2$5' 7(676�� 021,725 7(67�� .(<%2$5' 23(5$7,21 +,6725<�� 75$&.%$// 6(/(&7,214� 4XLW
(17(5 7+( &+2,&( �
0$,1 0(18
,//8675$7,21 ����
1RWH
2SWLRQ 4 �4XLW� FDQ EH XVHG WR FRPH RXW RI WKH GLDJQRVWLF DQG HQWHU WKH DSSOLFDWLRQ PRGH�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
������� &38 %RDUG 7HVWV:KHQ WKLV RSWLRQ LV VHOHFWHG� WKH IROORZLQJ PHQX ZLOO DSSHDU �
&38 %2$5' 7(676
�� $// 7(676�� (3520 &+(&.680 7(67�� 5�: 0(025< 7(67�� *5$3+,&6 0(025< 7(67�� '(%8* 3257 7(67�� *5$3+,&6 7(67�� 195$0 7(673� 0$,1B0(184� 4XLW
(17(5 7+( &+2,&( � B
&38 %2$5' 7(676
�� $// 7(676�� (3520 &+(&.680 7(67�� 5�: 0(025< 7(67�� *5$3+,&6 0(025< 7(67�� '(%8* 3257 7(67�� *5$3+,&6 7(67�� 195$0 7(67�� )/$6+ 0(025< 7(673� 0$,1B0(184� 4XLW
(17(5 7+( &+2,&( � B
&38 0HQX IRU 9� &38 0HQX IRU 9� DERYH
&38 %2$5' 7(676
,//8675$7,21 ����
$OO 7HVWV7KLV RSWLRQ LV XVHG WR UXQ DOO WHVWV LQ WKH PHQX� 2QFH DOO WKH WHVWV DUH FRPSOHWHG� SUHVV DQ\ NH\ WR H[LW�
(3520 &KHFNVXP 7HVW7KH YDOLGLW\ RI WKH VRIWZDUH UHVLGLQJ LQ WKH (3520RQ WKH&38%RDUG LV WHVWHG E\ SHUIRUPLQJ WKH&KHFNVXP WHVW� 7KHZRUG&KHFNVXP RI WKH SURJUDP LV FRPSXWHG DQG LWV RQH·V FRPSOLPHQW LV VWRUHG LQ WKH (3520 DV WKH ODVW ZRUG� ,Q WKLVWHVW WKH FRQWHQWV RI WKHPHPRU\ DUH DGGHGZRUGZLVH DQG WKH FRPSXWHG VXP LV FRPSDUHG DJDLQVW ]HUR� ,I WKH UHVXOWLQJVXP LV QRQ��]HUR WKH WHVW LV UHSRUWHG WR KDYH IDLOHG�
5HDG�:ULWH 0HPRU\ 7HVW7KH 5HDG�:ULWH PHPRU\ RQ WKH &38 %RDUG LV WHVWHG E\ ILOOLQJ WKH PHPRU\ ZLWK WHVW SDWWHUQV DQG UHDGLQJ WKHP EDFNDQG YDOLGDWLQJ WKH UHDG GDWD� ,I DQ\ RI WKH PHPRU\ E\WH GRHV QRW FRQWDLQ WKH H[SHFWHG GDWD LW LV GHFODUHG DV IDXOW\�
*UDSKLFV 0HPRU\ 7HVW7KH RYHUOD\ RU WKH JUDSKLFV PHPRU\ LV WHVWHG LQ WKH VDPH ZD\ DV 5HDG�:ULWH PHPRU\�
'HEXJ 3RUW 7HVW,QWHUQDO /RRS%DFN 7HVW �� ,Q WKLV WHVW WKH SRUW LV SURJUDPPHG IRU LQWHUQDO ORRS EDFNPRGH VR WKDW DE\WH WUDQVPLWWHG FDQEH UHFHLYHG EDFN�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� &38 %RDUG 7HVWV �&RQWLQXHG�
*UDSKLFV 7HVW7KH SDWWHUQ VKRZQ EHORZ LV GLVSOD\HG RQ WKH PRQLWRU ZKHQ WKLV WHVW LV HQDEOHG�
*5$3+,&6 7(67
,//8675$7,21 ����
3UHVV DQ\ NH\ WR H[LW WKH *UDSKLFV 7HVW�
1RWH0DLQ0HQXZKLFKZDV DSSHDULQJ DIWHU *UDSKLFV 7HVW LV SXW DIWHU 195$07HVW GXH WR 9HU���6RIWZDUHLQWURGXFWLRQ�
195$0 7HVW:KHQ WKLV WHVW LV VHOHFWHG WKH IROORZLQJ ZLOO DSSHDU
195$0 7(67
67$57 2) 195$0 �;������
(1' 2) 195$0 �;���III
$&78$/ 7(67 67$57 )520 �;��&)) �727$/ �N 7(67�
:5,7,1* 72 195$0
����������������
:5,7,1* ,6 68&&(66)8/
5($',1* )520 195$0
�������������������
5($',1* 68&&(66)8/
195$0 7(67
67$57 2) 195$0 �;������
(1' 2) 195$0 �;���III
:5,7,1* 72 195$0
����������������
5($',1* )520 195$0
�������������������
195$0 7HVW 3DVVHG
195$0 7HVW IRU 9���195$0 7HVW IRU 9��� DERYH
195$0 7(67
,//8675$7,21 ����
1RWH:5,7,1* 68&&(66)8/ DQG 5($',1* 68&&(66)8/ LQGLFDWH 195$0 WHVW LV DOULJKW�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� &38 %RDUG 7HVWV �&RQWLQXHG�
)ODVK 0HPRU\ 7HVW �IRU 9� DERYH�
7KH IROORZLQJ PHQX LV GLVSOD\HG
)/$6+ 0(025< 7(67
�� $// 7(676�� 7(67 )/$6+ 0(025< %$1.6�� '(7(&7 )/$6+ $66<�� 83'$7( $5&+,(9( 67$786 )520 )/$6+ $66<�� (5$6( )/$6+ $66<3� 0$,1B0(184� 48,7
(17(5 7+( &+2,&( � B
&KRLFH �� $OO 7HVWV7KLV RSWLRQ LV XVHG WR UXQ DOO WHVWV LQ WKH PHQX�
&KRLFH �� 7HVW )ODVK PHPRU\ EDQNV7KLV WHVW SURJUDPV RQH LPDJH ORFDWLRQ LQ HDFK EDQN DQG UHDGV WKHP EDFN� 7KLV LV GRQH WR FKHFN WKH IXQFWLRQDOLW\ RI DOO,PDJHBVHOHFW DQG %DQNBVHOHFW VLJQDOV� 7KH IDLOXUH LQ DQ\ EDQN LV LQGLFDWHG E\ WKH HUURU PHVVDJH ´)$,/('µ(OVH WKH PHVVDJH ´2.µ LV GLVSOD\HG�
&KRLFH �� 'HWHFW )ODVK DVV\7KLV ZLOO FKHFN WKH SUHVHQFH RI WKH )ODVK DVV\ DWWDFKPHQW DQG GLVSOD\ WKH PHVVDJH ´)ODVK DVV\ FDUG GHWHFWHGµ RU´)ODVK DVV\ FDUG QRW GHWHFWHGµ
&KRLFH �� 8SGDWH DUFKLYH VWDWXV IURP IODVK DVV\7KLV RSWLRQ KDV EHHQ SURYLGHG WR IDFLOLWDWH WKH LQWHUFKDQJH RI )ODVK DVV\ FDUGV EHWZHHQ &38 ERDUGV� 7KH &38 VRIW�ZDUH VWRUHV DQG NHHSV XSGDWLQJ VWDWXV LQIRUPDWLRQ RQ DOO DYDLODEOH IODVK LPDJH VORWV�7KLV VWDWXV LQIR LV VWRUHG LQ WKH 195$0� :KHQ D IODVK DVV\ LV LQVHUWHG� WKH VWDWXV LQIR LV VWRUHG LQ WKH195$0ZLOO QRWLQGLFDWH WKH WUXH VWDWXV DQ\PRUH� :KHQ ZH UXQ WKLV RSWLRQ� WKH &38 ZLOO FKHFN WKH )ODVK DVV\ DQG XSGDWH LWV VWDWXVVWRUHG LQ 195$0�
1RWH7KLV RSWLRQ PXVW EH UXQ GXULQJ WKH IROORZLQJ LQVWDQFH ZLWKRXW IDLO
D� :KHQHYHU WKH &38 ERDUG RU WKH )ODVK DVV\ JHWV UHSODFHG LQ WKH ILHOGE� :KHQ WKH 195$0 JHWV UHSODFHG GXULQJ D GHEXJJLQJ RSHUDWLRQ�
&KRLFH �� (UDVH )ODVK PHPRU\:KHQ WKLV RSWLRQ LV UXQ DOO WKH LPDJHV VWRUHG LQ WKH IODVK DVV\ LV HUDVHG�
0DLQ 0HQX7KLV RSWLRQ LV XVHG WR UHWXUQ WR WKH PDLQ PHQX�
4XLW7KLV RSWLRQ LV XVHG WR FRPH RXW RI WKH GLDJQRVWLF DQG HQWHU WKH DSSOLFDWLRQ PRGH�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� '6& %RDUG 7HVWV:KHQ WKLV RSWLRQ LV VHOHFWHG WKH IROORZLQJ PHQX ZLOO DSSHDU �
'6& %2$5' 7(676
�� $// 7(676�� 6(/(&7 $$) ),/7(5�� 6(/(&7 ',*,7$/ ),/7(5�� '<1$0,& 5$1*( 7(67�� ,0$*( 0(025< 7(673� 0$,1 0(184� 48,7
(17(5 7+( &+2,&( � B
�
'6& %2$5' 7(676
�� $// 7(676�� $$) ),/7(5 7(67�� 6(/(&7 ',*,7$/ ),/7(5�� '<1$0,& 5$1*( 7(67�� ,0$*( 0(025< 7(67�� &,1( 0(025<3� 0$,1 0(184� 48,7
(17(5 7+( &+2,&( � B
�
'6& 7(676 )25 9� '6& 7(676 )25 9� DERYH
'6& %2$5' 7(676
,//8675$7,21 ����
$OO 7HVWV7KLV RSWLRQ LV XVHG WR UXQ DOO WHVWV LQ WKH PHQX�
$$) )LOWHU 7HVW$$) ILOWHU WHVW LV GRQH E\ VFRSLQJ WKH VLJQDO DW 73� E\ IHHGLQJ D SDUWLFXODU VLJQDO DW &RQ �� �7KLV WHVW FDQ·W EH GRQH LQILHOG�
6HOHFW 'LJLWDO )LOWHU7KURXJK WKLV RSWLRQ WKH XVHU FDQ VHOHFW RQH RI WKH �� DYDLODEOH GLJLWDO ILOWHUV� 7ZR FKDUDFWHU HQWU\ FDQ EH PDGH�
'\QDPLF 5DQJH 7HVW,Q WKLV WHVW WKH PHPRU\ EORFN ZKHUHLQ WKH ORRN��XS��WDEOH FRQWDLQLQJ G\QDPLF UDQJH YDOXHV LV WHVWHG�
,PDJH 0HPRU\ 7HVW7KH LPDJH PHPRU\ LV WHVWHG LQ WKH VDPH ZD\ DV WKH PHPRULHV RQ WKH &38 ERDUG�
&LQH 0HPRU\ 7HVW$OO WKH &LQH )UDPHV KDYH EHHQ WHVWHG RQH E\ RQH E\ ZULWLQJ � WHVW SDWWHUQV DQG WKHQ UHDGLQJ WKH VDPH�
0DLQ 0HQX7KLV RSWLRQ LV XVHG WR UHWXUQ WR WKH PDLQ PHQX�
4XLW7KLV RSWLRQ LV XVHG WR FRPH RXW RI WKH GLDJQRVWLF DQG HQWHU WKH DSSOLFDWLRQ PRGH�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� $QDORJ %RDUG 7HVW
:KHQ VHOI WHVW IRU WKH $QDORJ ERDUG LV VHOHFWHG� WKH '35$0 RQ WKH 75&7/ %RDUG ZLOO EH ZULWWHQ RQ DQG UHDG EDFN�5HDG GDWD LV FKHFNHG IRU YDOLGLW\�
������� .H\ERDUG 7HVWV
.(<%2$5' 7(676
�� $// 7(676�� .(<%2$5' $/,9( 7(67�� .(<6 7(67�� /('6 7(67�� 75$&.%$// 7(67�� *$,1 .12% 7(673� 0$,1B0(184� 48,7
(17(5 7+( &+2,&( � B
�
.(<%2$5' 7(676
,//8675$7,21 ����
$OO 7HVWV7KLV RSWLRQ LV XVHG WR UXQ DOO WHVWV LQ WKH PHQX�
.H\ERDUG $OLYH 7HVW,Q WKLV WHVW� NH\ERDUG DOLYH FRQGLWLRQ LV WHVWHG E\ LQWHUDFWLQJ ZLWK WKH NH\ERDUG ILUPZDUH GLUHFWO\�
.H\V 7HVW,Q WKLV WHVW� DOO WKH NH\V LQ WKH NH\ERDUG FDQ EH WHVWHG� 7KH XVHU LV SURPSWHG WR SUHVV WKH NH\V RQ WKH NH\ERDUG DQG WKHSUHVVHG NH\V DUH KLJKOLJKWHG RQ WKH VFUHHQ� �7KLV LV D WRJJOH RSHUDWLRQ��
� 'XULQJ.H\V 7HVW 3UHVV ´([W� 9LGHRµ DW WKH ODVW� 3UHVVLQJ ´([W� 9LGHRµ NH\ LQWHUUXSWV WKH WHVWDQG UHWXUQ WR PDLQ NH\ERDUG 7HVWV 0HQX�
/('V 7HVW'XULQJ WKLV WHVW )5((=( ILHOG DQG (;7(51$/ 9,'(2 ILHOG ZLOO EH GLVSOD\HG RQ WKH PRQLWRU� 7KH )5((=( DQG(;7(51$/ 9,'(2 /('V EOLQN IRU D ZKLOH VHTXHQWLDOO\ DQG WKH FRUUHVSRQGLQJ ILHOG JHWV KLJKOLJKWHG�
7UDFNEDOO 7HVW$ FXUVRU LV GLVSOD\HG RQ WKH PRQLWRU DQG WKH XVHU FDQ PRYH WKH WUDFNEDOO DQG PRYH WKH FXUVRU RYHU WKH VFUHHQ�
*DLQ .QRE 7HVW,Q WKLV WHVW� WKH XVHU FDQ FKHFN IRU WKH RSHUDWLRQ RI WKH JDLQ NQRE� 7KH FXUUHQW JDLQ YDOXH LV GLVSOD\HG RQ WKH VFUHHQ�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� .H\ERDUG 7HVWV �&RQWLQXHG�
0DLQ 0HQX7KLV RSWLRQ LV XVHG WR UHWXUQ WR WKH PDLQ PHQX�
4XLW7KLV RSWLRQ LV XVHG WR FRPH RXW RI WKH GLDJQRVWLF DQG HQWHU WKH DSSOLFDWLRQ PRGH�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� 0RQLWRU 7HVW7KH IROORZLQJ WHVW SDWWHUQV DUH GLVSOD\HG RQ WKHPRQLWRU ZKHQ WKLV WHVW LV HQDEOHG� 7KH*DLQ .QRE LV XVHG IRU VHOHFWLRQRI SDWWHUQV ����� 7R H[LW RXW RI DQ\ SDWWHUQ DQG UHWXUQ WR WKH PDLQ PHQX� SUHVV (;7(51$/ 9,'(2�
021,725 7(676
,//8675$7,21 ����
021,725 7(676
,//8675$7,21 �����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� 0RQLWRU 7HVW �&RQWLQXHG�
021,725 7(676
,//8675$7,21 �����
021,725 7(676
,//8675$7,21 �����
1RWH
,OOXVWUDWLRQV ����� ����� ����� DUH DOVR DYDLODEOH LQ UHYHUVH YLGHR�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� 0RQLWRU 7HVW �&RQWLQXHG�
021,725 7(676
,//8675$7,21 ����� �D�
021,725 7(676
,//8675$7,21 ����� �E�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� 0RQLWRU 7HVW �&RQWLQXHG�
021,725 7(676
,//8675$7,21 ����� �F�
1RWH
7KH SDWWHUQV LQ ,//8675$7,21 ���� WR ,//8675$7,21 ����� DUH ZULWWHQ RQ WKH RYHUOD\ ZKHUH DVWKH SDWWHUQ LQ ,//8675$7,21 ����� LV ZULWWHQ RQ WKH LPDJH PHPRU\�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� .H\ 2SHUDWLRQ +LVWRU\:KHQ WKLV RSWLRQ LV VHOHFWHG IURP WKH0DLQ0HQX WKH IROORZLQJDSSHDUV LQGLFDWLQJDPD[LPXPRI ��NH\V ODVW DFWLYDWHG�
.(< 23(5$7,21 +,6725<
.(< 23(5$7(' .(< 23(5$7('
���������������������������������������
�����������������������������������������������
35(66 (;7B9,'(2 72 48,7
.(< 23(5$7,21 +,6725<
,//8675$7,21 �����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� 7UDFNEDOO 6HOHFWLRQ �9HUVLRQ ��� 6\VWHP RQZDUGV�
:KHQ WKLV RSWLRQ LV VHOHFWHG WKH IROORZLQJ PHQX DSSHDUV�
0,&52 75$&.%$// 6(/(&7,21
6(/(&7 7+( 0,&52 75$&.%$// ��� $/36� �� +26,'(1� � B
75$&.%$// 6(/(&7,21
,//8675$7,21 �����
6HOHFW � IRU $/36 7UDFNEDOO RU 2SWLFDO 7UDFNEDOO DQG � IRU +RVLGHQ 7UDFNEDOO EDVHG RQ WUDFNEDOO XVHG�
���� 6(59,&( $'-8670(1767KH/2*,4Éa���GRHV QRW FRQWDLQ VHUYLFHDGMXVWDEOH SDUWV� ,Q FDVHRI IDLOXUH RI DQ\PRGXOH OLNH WKH 3RZHU 6XSSO\� LWLV UHFRPPHQGHG WR UHSODFH WKH SRZHU VXSSO\ XQLW LQVWHDG RI WU\LQJ WR DGMXVW WKH SRWHQWLRPHWHU RU UHSODFLQJ WKH IXVH�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
���� 29(59,(:
/2*,4Éa ��� LV D SRUWDEOH XOWUDVRXQG VFDQQHU� ,W PHHWV WKH URXWLQH QHHGV RI ERWK 2EVWHWULFV DQG *\QHFRORJ\LQYHVWLJDWLRQV� 6XSSRUW RI ZLGH UDQJH RI SUREHV� JLYHV WKH V\VWHP DGGHG EHQHILWV WR PHHW WKH GLYHUVH DSSOLFDWLRQV�
���� /2*,4Éa ��� 6<67(0
7KH /2*,4Éa ��� 6\VWHP FDQ EH GLYLGHG LQWR � VHFWLRQV WKH $QDORJ 6HFWLRQ �75%'�75&7/�� WKH 'LJLWDO 6HFWLRQ�FRQVLVWLQJ RI WKH '6& DQG WKH &38� DQG WKH NH\ERDUG ZKLFK VHUYHV DV WKH XVHU LQWHUIDFH�
7KH $QDORJ 6HFWLRQ LV UHVSRQVLEOH IRU JHQHUDWLRQ RI WUDQVPLW SXOVHV� UHFHSWLRQ RI HFKR VLJQDOV DQG RYHUDOO FRQWURO RIUHDO WLPH VFDQQLQJ� 7KH 'LJLWDO VHFWLRQ LV UHVSRQVLEOH IRU FRQYHUVLRQ RI DQDORJ HFKR LQWR GLJLWDO VLJQDO IRU IXUWKHU SUR�FHVVLQJ WR GLVSOD\ RQ WKHPRQLWRUZLWK WKHQHFHVVDU\ 79 VLJQDOV� ,W LV DOVR UHVSRQVLEOH IRU RYHUDOO FRQWURO RI WKLV V\VWHP�5HIHU ,//8675$7,21 ���� �D� E��
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
���� 6<67(0 %/2&. ',$*5$0
)RU 9��� EHORZ 6\VWHPV
5HFHLYHU
,QWHUIDFH 0X[
$PSOLILHU
; 3RLQW
6ZLWFK
6XPPHU
'\QDPLF
$SHUWXUH
7UDQVPLW
'ULYHU
'HOD\
6XP
'\QDPLF
)LOWHU
+LJK 3DVV
)LOWHU
/RJ $PS� *DLQ 1)
'63
706���&��'63 %86 3URJUDP
0HPRU\
1)
*$,1
3*&
7)&))
&'$
'$&
+9 3RZHU 6XSSO\
/9 3RZHU 6XSSO\
$QDORJ �(FKR� 6LJQDO
&RQWURO 6LJQDO
9LGHR 6LJQDO
'LJLWDO 6LJQDO
����9
��9
���9
����9
&'$3*&
9&$ /2*
))
7)&
7*&�9� DERYH�
6<67(0 %/2&. ',$*5$0
,//8675$7,21 ���� �D�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
���� 6<67(0 %/2&. ',$*5$0
)RU 9����$ DERYH 6\VWHPV
5HFHLYHU
,QWHUIDFH 0X[
$PSOLILHU
; 3RLQW
6ZLWFK
6XPPHU
'\QDPLF
$SHUWXUH
7UDQVPLW
'ULYHU
'HOD\
6XP
'\QDPLF
)LOWHU
+LJK 3DVV
)LOWHU
/RJ $PS� *DLQ 1)
'63
706���)���
'63 %86
1)
*$,1
3*&
7)&))
&'$
'$&
+9 3RZHU 6XSSO\
/9 3RZHU 6XSSO\
$QDORJ �(FKR� 6LJQDO
&RQWURO 6LJQDO
9LGHR 6LJQDO
'LJLWDO 6LJQDO
����9
��9
���9
����9
&'$3*&
9&$ /2*
))
7)&
7*&�9� DERYH�
6<67(0 %/2&. ',$*5$0
,//8675$7,21 ���� �E�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
���� 6<67(0 %/2&. ',$*5$0 �&RQWLQXHG�
.(<%2$5'
75$&.%$//
*$,1 &21752/
195$0
��Y
)/$6+ 0(025<
�� LPDJH FDSDFLW\
)/6 &$5'
�� ,0$*(6 237,21$/
8VHG IRU 3&EDVHG GHEXJ�VHULDO SRUW 56����
3DUDOOHO &RQQHFWLYLW\3DUDOOHO 3RUW
�3ULQWHU RU 3&�
&,1( 0(025<�� )5$0( 67'�� )5$0(6 237
6&$03 ,,6\VWHPFRQWUROOHU
��
��
��
)RU 9��� 6\VWHP
� )RU 9����$ 6\VWHP
�5$',6<65���(; 6\VWHP&RQWUROOHU
6<67(0 %/2&. ',$*5$0
,//8675$7,21 ���� �F�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
���� &,5&8,7 %2$5' 120(1&/$785(
7KH IROORZLQJ WDEOH OLVWV WKH FLUFXLW ERDUGV RQ /2*,4Éa ��� V\VWHP�
7$%/( ����
&,5&8,7 %2$5' 120(1&/$785(
/2*,4Éa ��� 3& %2$5'6
75%' 7UDQVPLW 5HFHLYH %RDUG
75&7/ 7UDQVPLW 5HFHLYH &RQWURO %RDUG
'6& 'LJLWDO 6FDQ &RQYHUWHU
&38 &HQWUDO 3URFHVVLQJ 8QLW
.%' .H\ERDUG
���� ',3 6:,7&+ 6(77,1*
������� 75&7/ %RDUG
&$87,21
7KH VHWWLQJV DUH YDOLG RQO\ZKHQ MXPSHU -3� DQG -3�� DUH LQ 7HVW PRGH DQG LV XVHG IRU 3&% WHVWLQJLQ WKH SURGXFWLRQ OLQH� 7KH HTXLSPHQW DW WKH FXVWRPHU VLWH VKRXOG KDYH -3� DQG -3�� LQ QRUPDOPRGH ZKLFK PDNHV ',3 VZLWFK 6� LQHIIHFWLYH�
7$%/( ����
75&17/ %2$5'
� 3UREH 7\SH�
� 3UREH 7\SH�
� 3UREH 7\SH�
6�� 3UREH 7\SH �
6�� 3UREH 7\SH �
� 3UREH 7\SH �
� 6'2 �6KXWGRZQ ���� (QDEOHV SUREH W\SH LQGLFDWRU �LQGLFDWHV SUREH LV FRQQHFWHG��� 'LVDEOHV SUREH W\SH LQGLFDWLRQ �LQGLFDWHV SUREH LV GLVFRQQHFWHG�
� 6'� �6KXWGRZQ���� +9 ORZ �1RW XVHG��� +9 KLJK �1RW XVHG�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
������� 75&17/ %RDUG �&RQWLQXHG�
7$%/( ����
352%( &2'(
3UREH 1DPH 37���37� )UHTXHQF\
&RQYH[ �&��� ������ ���� ��� 0+]
&RQYH[ �&��� ������ ���� ��� 0+]
6HFWRU �79� �(��� ���������� ��� 0+]
/LQHDU �/��� ��������'� ��� 0+]
0LFURFRQYH[ �&��� ���������� ��� 0+]
/LQHDU �9(�� ��������(� � 0+]
&RQYH[ �&=%� ��������&� ���0+]
/LQHDU �/%� ��������)� ���0+]
1RWH&=% DQG /% DUH VXSSRUWHG RQ VRIWZDUH YHUVLRQ ��� RQO\� &�� DQG 9(� SUREHV DUH VXSSRUWHG RQVRIWZDUH YHUVLRQ ��� DQG DERYH RQO\� &��� &��� (�� DQG /�� DUH VXSSRUWHG LQ DOO VRIWZDUH YHUVLRQV�
������� &38 %RDUG7$%/( ����
&38 %2$5'
� � �67'287 LV /2*,4Éa��� 'LVSOD\� �67'287 �6WDQGDUG 2XWSXW� $8; �3&�
� � �67',1 �6WDQGDUG ,QSXW� LV $8; �3&�� �67',1 /2*,4Éa��� .H\ERDUG
6:� � � � 176& 6HWXS� � 3$/ 6HWXS
� � � � 0% '5$0� � ���.% '5$0
�� �� � ��� � 'HEXJ 0RQLWRU��� � $SSOLFDWLRQ �8OWUDVRXQG 0RGH���� � 6HUYLFH 'LDJQRVWLFV
1RWH7KLV OLVW LV DFWLYH RQO\ ZKHQ ����� LV LQ ���
7$%/( ����
'()$8/7 6(77,1*6 6:�
6:� � � � � � � � �
3$/ � � � � � � � �
176& � � � � � � � �
7$%/( ����
&38 %2$5'
6:�
6� � �2))� � )ODVK $VVHPEO\ (QDEOH� �21� � )ODVK $VVHPEO\ 'LVDEOH
6:��9� RQO\�
6� � � (QDEOH �� )UDPH &LQH� � 'LVDEOH �� )UDPH &LQH
6� WR 6� 'RQ·W &DUH
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
���� :,5,1* ',$*5$06
&$��
&$��
&$� �
&$��
&$��
&$��
&$��
&$��
&$���
&$���
&$���
&$���
&$���
)HUULWH&RUH
)HUULWH&RUH
)HUULWH&RUH
)HUULWH&RUH
)RU$OO0RGHOV
&$��
([FHSW&KLQD&.'
)RU&KLQD&.'
2QO\
(IIHFWLYH0DUFK����
/LQH)LOWHU
:,5,1* ',$*5$0
,//8675$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
7$%/( ����
3:5 '675 &RQQHFWRU 9ROWDJHV
&RQQHFWRU 3LQ 1R� 9ROWDJH &RQQHFWRU 3LQ 1R� 9ROWDJH &RQQHFWRU 3LQ 1R� 9ROWDJH
� ��9 � *1' � �9
� ��9 3:5 '675 � *1' � �9
� ����9 &21� � *1' � *1'
� ����9 WR � �9 3:5 '675 � *1'
� ��9 &38 &21� � �9 &21�� � ����9
� ��9 � *1' WR � ����9
3:5 '675 � *1' � �9 75&7/ � *1'
&21 � � *1' 3:5 '675 � *1' &21� � *1'
� *1' &21� � ����9 � ��9
�� *1' WR � *1' �� ��9
�� *1' '6& &21� � ��9
�� *1' � *1'
�� �9 3:5 '675 � B
�� �9 &21� � ��9
�� �9 WR )$1 � *1'
�� �9 3:5 '675 � *1'
� �9 &21� � ��9
3:5 '675 � *1' WR &57
&21 � � �9 3:5 '675 � *1'
� *1' &21� � ��9
� *1' WR +9
3:5 '675 � *1' � ����9
&21 � � *1' 3:5 '675 � ����9
WR � �9 &21� � *1'
'6& &21� � �9 WR � *1'
� �9 75%' &21� � ��9
� ��9
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
���� :,5,1* ',$*5$06 �&RQWLQXHG�
)URP
+9 36
&21 �
7R
75%'
&21 �
)URP
75%'
&21 �
7R
75&7/
&21 �
��$:* 'DUN %OXH �� �� &PV
��$:* %URZQ �� �� &PV
��$:* %ODFN �� �� &PV
��$:* /LJKW %OXH �� �� &PV
&R��D[LDO :KLWH �� �� &PV
&R��D[LDO :KLWH �� �� &PV
&R��D[LDO :KLWH �� �� &PV
)HUULWH &RUH RYHU ZKLFK ZLUHV ZRXQG � 7XUQV
�� $:* 5HG
�� $:* %URZQ
�� $:* %ODFN �� $:* %ODFN
�� $:* %URZQ
�� $:* 5HG
)52075&7/&21�
72 '6&&21�&R��D[LDO &DEOH :KLWH �� �� &PV
72 &+$66,6�� $:* %ODFN �� ���PP
72 .%'%$6( 3/$7(
�&$����
�&$����
�&$����
�&$����
:,5,1* ',$*5$06
,//8675$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
*
*
�
�
�� 3,1 ��� 3,7&+ &$%/( �� �� &06
�� 3,1 ��� 3,7&+ &$%/( �� �� &06
72 75&7/&21 �
72 &38 %'&21 �
72 75&7/&21 �
72 '6&&21 �
*
�
��� 3,1 ��� 3,7&+ &$%/( �� � FPV
)520 '6&&21�
72 &38&21�
*
�� 3,1 ,'& &$%/( �� �� FPV
)520 .%'&21�
72 &38&21�
*
&$� ��
&$ ���
&$ � ��
&$ � ��
:,5,1* ',$*5$06
,//865$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
���� :,5,1* ',$*5$06 �&RQWLQXHG�
oo oo
oo
oo
oo
oo��
��
��
��
����
� %ODFN
%URZQ
5HG
2UDQJH
<HOORZ
-
-
-
-
-
--
�������
�
72 &573&%
9'2 287
9'2 ,1
)227�6:,7&+
6+877(5
- -
- -
- -
- -
-
72'6&%'&211�
-
&R �� D[LDO ZKLWH �� ��FPV
&R �� D[LDO ZKLWH �� ��FPV
&R �� D[LDO ZKLWH �� ��FPV
&R �� D[LDO ZKLWH �� ��FPV
&R �� D[LDO ZKLWH �� ��FPV
%ODFN
%URZQ
5HG
<HOORZ
5HDU 3DQHO
&$ � ��
*
�
)520 7*& 72 75&7/&1��
&$ � ��
*
�3$5$//(/3257
&38 &1�
&$ � ��
�� 3,1 ,'& &$%/( �� �� FPV
�� 3,1 ,'& &$%/( �� �0W
:,5,1* ',$*5$06
,//8675$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
&$87,21
7XUQ 2)) SRZHU WR WKH V\VWHP DQG ZHDU D ZULVW VWUDS EHIRUH \RX UHPRYH WKH FLUFXLW ERDUGV WR DYRLG IDLOXUH RIFRPSRQHQWV GXH WR HOHFWURVWDWLF GLVFKDUJH� 'R QRW XQSOXJ WKH SRZHU FRUG WR NHHS JURXQG FRQWLQXLW\�
(6' ZRUN VWDWLRQ ��������� DQG (6' ZULVW FRQWUROOHU ��������� VKRXOG EH XVHG IRU (6' SURWHFWLRQ RI &026GHYLFHV�
:$51,1*�
21/< 48$/,),(' 6(59,&( 3(56211(/ 6+28/' 5(029( $1< &29(56 25 3$1(/6�(/(&75,&$/ +$=$5'6 (;,676 $7 6(9(5$/ 32,176 ,16,'(� %(&20( 7+2528*+/< )$0,/,$5 :,7+ $// +$=�$5'286 92/7$*(6 $1' +,*+ &855(17 /(9(/6 72 $92,' $&&,'(17$/ &217$&7�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
0$7(5,$/ /,67�&RQVROH 9HU���$ EHORZ
3$57 1$0( 3$57 12� 47<� '(6&5,37,21
2SHUDWRU &6/ $VV\ ������� � ��������9$&� �����+]� 3$/�*(06��$� 9���$�
������� � ��������9$&� �����+]� 3$/�*(06��$�$0� 9���$�
������� � ��������9$&� �����+]� 176&�*(06��$�$0� 9���$�
������� � ��������9$&� �����+]�176&�*(06��$�$0� 9���$�
������� � ��������9$&� �����+]� 3$/�*(06��(� 9���$�
������� � ��������9$&� �����+]� 176&�*(06��$ 9���$�
3RZHU &RUG �,QGLDQ 7\SH� ������� � �������9$&� �����+]
3RZHU &RUG �$PHULFDQ 7\SH� ������� � � �������9$&� �����+]
3RZHU &RUG �(XURSHDQ 7\SH� ������� � � � �������9$&� �����+]
3UREH 3DG ������� � � � � � �
$TXDVRQLF *HO ������� � � � � � �
0LQL 3OXJ &DEOH 3����%& � � � � � �
%1& &DEOH 3����%' � � � � � �
7UDFNEDOO &OHDQLQJ .LW ������� � � � � � �
)RRW 6ZLWFK �2SWLRQ� ������� � � � � � � +�����$
0RELOH 7UROOH\ �RSWLRQ� ������� � � � � � � +�����/$
0RGXODU 7UROOH\ �2SWLRQ� ������� � � � � � � +�����/&
7ZR 3UREH 3RUW �2SWLRQ� ������� � � � � � � +�����$
� WR �� 3LQ &RQYHUWHU &DEOH �2S�WLRQ�
������� � � � � � �
(�� 3UREH +ROGHU �2SWLRQ� ������� � � � � � �
+�����/$ ,1',$
+�����/% &+,1$� $1=� 6(��$6,$� 0(;,&2
+�����/& 86 RI $� &$11$'$� %5$=,/� 7$,:$1
+�����/' &+,/(� .25($
+�����/( (8523(
+�����/) -$3$1
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
0$7(5,$/ /,67�&RQVROH 9HU���
3$57 1$0( 3$57 12� 47<� '(6&5,37,21
2SHUDWRU &6/ $VV\ ������� � ��������9$&� �����+]�3$/� *(06��$� 9����
������� � ��������9$&� �����+]�3$/� *(06��$�$0� 9����
������� � ��������9$&� �����+]�176&� *(06��$�$0� 9����
������� � ��������9$&� �����+]�176&�*(06��$�$0� 9����
������� � ��������9$&� �����+]�3$/� *(06��(� 9���
������� � ��������9$&� �����+]�176&� *(06��$� 9����
3RZHU &RUG �,QGLDQ 7\SH� ������� � �������9$&� �����+]
3RZHU &RUG �$PHULFDQ 7\SH� ������� � � �������9$&� �����+]
3RZHU &RUG �(XURSHDQ 7\SH� ������� � � � �������9$&� �����+]
3UREH 3DG ������� � � � � � �
$TXDVRQLF *HO ������� � � � � � �
0LQL 3OXJ &DEOH 3����%& � � � � � �
%1& &DEOH 3����%' � � � � � �
7UDFNEDOO &OHDQLQJ .LW ������� � � � � � �
)RRW 6ZLWFK �2SWLRQ� ������� � � � � � � +�����$
0RELOH 7UROOH\ �RSWLRQ� ������� � � � � � � +�����/$
0RGXODU 7UROOH\ �2SWLRQ� ������� � � � � � � +�����/&
7ZR 3UREH 3RUW �2SWLRQ� ������� � � � � � � +�����$
� WR �� 3LQ &RQYHUWHU &DEOH �2SWLRQ� ������� � � � � � �
(�� 3UREH +ROGHU �2SWLRQ� ������� � � � � � �
+�����/$ ,1',$
+�����/% &+,1$� $1=� 6(��$6,$� 0(;,&2
+�����/& 86 RI $� &$11$'$� %5$=,/� 7$,:$1
+�����/' &+,/(� .25($
+�����/( (8523(
+�����/) -$3$1
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
0$7(5,$/ /,67�&RQVROH 9HU���
3$57 1$0( 3$57 12� 47<� '(6&5,37,21
2SHUDWRU &6/ $VV\ ������� � ��������9$&� �����+]� 3$/�*(06��$� 9����
������� � ��������9$&� �����+]� 3$/�*(06��$�$0� 9����
������� � ��������9$&� �����+]� 176&�*(06��$� 9����
������� � ��������9$&� �����+]�176&�*(06��$�$0� 9���
������� � ��������9$&� �����+]� 3$/�*(06��(� 9���
������� � ��������9$&� �����+]� 176&�*(06��$ 9���
������� � ��������9$&� �����+]� 176&�*(06��$0 9���
3RZHU &RUG �,QGLDQ 7\SH� ������� � �������9$&� �����+]
3RZHU &RUG �$PHULFDQ 7\SH� ������� � � � �������9$&� �����+]
3RZHU &RUG �(XURSHDQ 7\SH� ������� � � � �������9$&� �����+]
3UREH 3DG ������� � � � � � � �
$TXDVRQLF *HO ������� � � � � � � �
0LQL 3OXJ &DEOH 3����%& � � � � � � �
%1& &DEOH 3����%' � � � � � � �
7UDFNEDOO &OHDQLQJ .LW ������� � � � � � � � 1RW $YDLODEOH IRU 9����$
)RRW 6ZLWFK �2SWLRQ� ������� � � � � � � � +�����$
3& ,PDJH 7DQVIHU 6RIWZDUH ������� � � � � � � �
3& ,PDJH 7UDQVIHU &DEOH ������� � � � � � � �� 1RW $SSOLFDEOH IRU *(06��$0
0RELOH 7UROOH\ �RSWLRQ� ������� � � � � � � � +�����/$
0RGXODU 7UROOH\ �2SWLRQ� ������� � � � � � � � +�����/&
7ZR 3UREH 3RUW �2SWLRQ� ������� � � � � � � � +�����$
(�� 3UREH +ROGHU �2SWLRQ� ������� � � � � � � �
&LQH��$GGLWLRQDO �� )UDPHV �2SWLRQ� ������� � � � � � � � +�����/$
)ODVK 0HPRU\ $GGLWLRQDO �� ,PDJHV ������� � � � � � � � +�����$ �2SWLRQ�
+3 /DVHUMHW 3ULQWHUV �2SWLRQ� �� � � � � � � � +3�/*ROG� +3����� +3����
3& ,PDJH 7DQVIHU ,VRODWHG &DEOH �7%'� � 2QO\ IRU *(06��$0
+�����/$ ,1',$
+�����/% &+,1$� $1=� 6(��$6,$�0(;,&2
+�����/& 7$,:$1� 3+,/,3,1(6
+�����/' &+,/(� .25($
+�����/( (8523(
+�����/) -$3$1
+�����/* 86 RI $� &$11$'$�%5$=,/�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
���� 723 &29(5
������� 'LVDVVHPEO\�$VVHPEO\ RI 7RS &RYHU
)ROORZ WKH VWHSV EHORZ DQG UHIHU ,OOXVWUDWLRQ �����
�� 'LVFRQQHFW WKH SRZHU FRUG IURP WKH PDLQV DQG UHPRYH IURP WKH V\VWHP�
�� 5HPRYH 3UREH� ZKLFK LV DW WKH ULJKW VLGH RI WKH EDVH�
�� 5HPRYH WKH SUREH KROGHU�
�� 5HPRYH WZR VFUHZV �D�E� DW WKH VLGH RI WKH SUREH KROGHU�
�� 0RYH WKH XQLW WR WKH HGJH RI WKH WDEOH DQG UHPRYH WZR VFUHZV �H�I� IURP WKH ERWWRP RI WKH XQLW�
�� 5HPRYH WKH KDQGOH FDS E\ SXOOLQJ XSZDUG DQG UHPRYH WKH KDQGOH VFUHZV �F�G��
�� 6OLGH WKH WRS FRYHU EDFNZDUG E\ KROGLQJ WKH KDQGOH�
�� )RU DVVHPEO\ IROORZ WKH UHYHUVH RUGHU�
0$7(5,$/ /,67 � 7RS &RYHU
23(5$725 &2162/( $66<�������� �������� �������� �������� �������� �������� �������� �������� �������� ��������
�������� �������� �������� �������� �������� �������� �������� �������� ��������
7$%/( ����
723 &29(5
)5812�
3$57 1$0( 3$5712�
47<� )58 '(6&5,37,21
��� 7RS &RYHU $VVHPEO\ ������� � �
��� 3UREH +ROGHU ������� � �
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
���
���
D
E
F
G
H
I
+DQGOH &DS
3UREH +ROGHU
723 &29(5 $66(0%/<
,//8675$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
���� .(<%2$5'
������� 'HWDFKLQJ WKH .H\ERDUG
)ROORZ WKH VWHSV EHORZ DQG UHIHU ,OOXVWUDWLRQ �����
�� 5HPRYH 7RS &RYHU� 5HIHU VHFWLRQ �����
�� 5HPRYH ����SLQ FRQQHFWRU �&21 �� IURP WKH &38�
�� 5HPRYH WKH EODFN JURXQG FDEOH FRPLQJ IURP WKH NH\ERDUG DORQJ ZLWK WKH �� SLQ IODW FDEOH FRQQHFWHG WR WKH FKDVVLV�
�� 3ODFH D UXEEHU PDW EHORZ WKH XQLW DQG WLOW WKH XQLW XSZDUG� 5HPRYH WZR VFUHZV �D�E� IURP WKH ERWWRP KLQJH RI WKH NH\ERDUGDQG UHPRYH WKH ERWWRP KLQJH FRYHU UHIHU ,OOXVWUDWLRQ �����
�� 3UHVV WKH ORFN UHOHDVH DQG WXUQ WKH NH\ERDUG ��E� 0RYH WKH NH\ERDUG GRZQZDUG DQG FDUHIXOO\ SXOO RXW WKH FDEOH ZLWK WKHFRQQHFWRU�
�� 5HPRYH WKH � ULQJ EXVKHV UHIHU ,OOXVWUDWLRQ �����
�� )RU DVVHPEO\ IROORZ WKH UHYHUVH RUGHU�
0$7(5,$/ /,67 � .H\ERDUG $VVHPEO\
23(5$725 &2162/( $66<�������� �������� �������� �������� �������� �������� �������� �������� �������� ��������
�������� �������� �������� �������� �������� �������� �������� �������� ��������
7$%/( ����
.(<%2$5' $66(0%/<
)5812�
3$57 1$0( 3$57 12� 47<� )58 '(6&5,37,21
��� .H\ERDUG $VVHPEO\ �ZLWKFDEOH� IRU 9��� EHORZ
��������:LWK 2SWLFDO 7UDFN
%DOO�
� � �&RQWDLQV .H\ERDUG DVVHPEO\DQG LQVWUXFWLRQ �VLPLOODU WR VHF�WLRQ �������� IRU FRQILJXULQJWUDFNEDOO
��� .H\ERDUG $VVHPE\ �:LWK&DEOH� IRU 9� 6\VWHPV�
��������:LWK 2SWLFDO 7UDFN
%DOO�
� � �&RQWDLQV .H\ERDUG DVVHPEO\DQG LQVWUXFWLRQ �VLPLOODU WR VHF�WLRQ �������� IRU FRQILJXULQJWUDFNEDOO
��� %XVK ������� � � 7ZR SODVWLF EXVKHV RI NH\�ERDUG
��� %RWWRP +LQJH ������� � �
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
���
���
���
D
E
/RFN UHOHDVH
���
'(7$&+,1* 7+( .(<%2$5'
,//8675$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� .H\ERDUG 'LVDVVHPEO\�$VVHPEO\
)ROORZ VWHSV EHORZ DQG UHIHU ,OOXVWUDWLRQ ����
�� 5HPRYH 7RS &RYHU� 5HIHU VHFWLRQ �����
�� 'HWDFK WKH NH\ERDUG� 5HIHU VHFWLRQ �������
�� 5HPRYH WKH VSDFHU SDG � UHIHU )58 12� ��� LQ WKH GLDJUDP� ZKLFK LV QHDU WKH ORFN UHOHDVH�
�� 5HPRYH IRXU VFUHZV D�E�F�G �E� LV QRW YLVLEOH LQ GLDJUDP��
�� 5HPRYH NH\ERDUG WRS ZLWK 3&% DVVHPEO\�
�� 5HPRYH WKH HLJKW IL[LQJ VFUHZV � H WR O� RQ WKH EDVH SODWH�
�� 5HPRYH WKH *DLQ NQRE �XVH DOOHQ NH\ IRU 0��� JUXE VFUHZ�
�� 5HPRYH WUDFNEDOO PRXQWLQJ E\ UHPRYLQJ WZR VFUHZV �P�Q� DQG WDNH RXW WKH WUDFNEDOO �,Q FDVH RI +RVLGHQ WUDFNEDOO D VWLFNHUFRQWDLQLQJ *31 ������� ZLOO EH VWXFN RQ WKH WUDFNEDOO��
�� 5HPRYH WKH 7*& FRQQHFWRU IURP WKH 75&7/�
��� 3XOO RXW WKH )3& �)OH[LEOH 3ULQWHG &LUFXLW� FDEOH IURP WKH WUDFNEDOO�
��� 5HPRYH *DLQ (QFRGHU FRQQHFWRU�
��� 5HPRYH WKH WZR VFUHZV �R�S� KROGLQJ WKH *DLQ (QFRGHU 8QLW�
��� 5HPRYH HOHYHQ VFUHZV �T [ �� 1RV�� KROGLQJ WKH NH\ERDUG 3&% WR WKH EDVH SODWH WR VHSDUDWH WKH NH\ERDUG 3&%�
��� )RU DVVHPEO\ IROORZ WKH UHYHUVH RUGHU�1RWH
:KHQDVVHPEOLQJ WKH3&% WR WKHEDVHSODWH�0�[�VFUHZVRQO\ VKRXOGEHXVHG EHFDXVHDZURQJVFUHZ XVHGZLOOSLHUFH WKH NH\VKHHW�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� .H\ERDUG 'LVDVVHPEO\�$VVHPEO\�&RQWG���
0$7(5,$/ /,67 � .H\ERDUG
23(5$725 &2162/( $66<�������� �������� �������� �������� �������� �������� �������� �������� �������� ��������
�������� �������� �������� �������� �������� �������� �������� �������� ��������7$%/( ����
.(<%2$5'
)5812�
3$57 1$0( 3$57 12� 47<� )58 '(6&5,37,21
��� .H\ERDUG %RWWRP ������� � �
��� .H\ERDUG 7RS ���������� � �
��� .H\ERDUG 3&% ������� � � )RU 9��� EHORZ
��� .H\ERDUG 3&% ������� � � )RU 9��� DERYH 6\VWHPV
��� .H\ 6KHHW ZLWK %DVH 3ODWH ������� � �
��� .H\ 6KHHW ZLWK %DVH 3ODWH ������� � � )RU 9��� DERYH 6\VWHPV
��� 7UDFNEDOO $VVHPEO\ ��������2SWLFDO 7UDFN %DOO�
� � � ,QFOXGHV EUDFNHW�
VFUHZV� )3& FDEOH DQG LQVWUXFWLRQ�VLPLOODU WR VHFWLRQ �������� WR FRQ�ILJXUH WUDFNEDOO
��� *DLQ .QRE � (QFRGHU ������� � � 1RW VHHQ LQ ,OOXVWUDWLRQ ����
��� /RFN 5HOHDVH ZLWK 6SULQJ �� 1RV�� ������� � � .H\ERDUG DQG IURQW SDQHO ODWFK
��� 6SDFHU 3DG ������� � �
��� 7*& $VV\ ������� � � )RU 9� DERYH 6\VWHPV
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
���
���
���
���
���
���
T ��� 1RV�
���
���
D
G
F
HO
I
J
N
R
S
Q
P
M
L
K
U
G
WX
���
.(<%2$5' $66(0%/<
,//8675$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� 2SWLFDO 7UDFNEDOO $VVHPEO\
�� $VVHPEOH 7% %DVH 3DG � ��������� RQ WKH WUDFNEDOO UHIHU ,//8675$7,21 ����
�� $VVHPEOH 2SWLFDO 7UDFNEDOO 3&% $VVHPEO\ ��������� UHIHU ,//8675$7,21 ����
�� $VVHPEOH 7UDFNEDOO EUDFNHW DVVHPEO\ ��������� UHIHU ,//8675$7,21 ����
�� )L[ VFUHZV D�E F DW WKH ORFDWLRQ $�% & LQ NH\ERDUV EDVH SODWH�
�� )L[ WKH )3& FDEOH DV VKRZQ LQ ,//8675$7,21 ����
�������
2SWLFDO 7UDFNEDOO $66(0%/<
,//8675$7,21 ����
�� )RU DVVHPEO\ WKH NH\EDRUG 3&% IROORZ WKH UHYHUVH RUGHU RI VHFWLRQ ��������1RWH
:KHQDVVHPEOLQJ WKH3&% WR WKHEDVHSODWH�0�[�VFUHZVRQO\ VKRXOGEHXVHG EHFDXVHDZURQJVFUHZ XVHGZLOOSLHUFH WKH NH\VKHHW�
�� )RU LQLWLDOL]LQJ WKH 2SWLFDO 7UDFNEDOO 6HOHFW $OSV 7UDFNEDOO IURP WKH 7UDFNEDOO 6HOHFWLRQ 0HQX LQ 6HUYLFH 'LDJQRVWLFV
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
���� )5217 3$1(/�021,725
������� 'LVDVVHPEO\�$VVHPEO\ RI )URQW 3DQHO
)ROORZ VWHSV EHORZ DQG UHIHU O,OOXVWUDWLRQ ����
�� 5HPRYH 7RS &RYHU� 5HIHU VHFWLRQ �����
�� /RFN WKH .H\ERDUG EHIRUH UHPRYLQJ WKH IURQW SDQHO�
�� 5HPRYH WKH NH\ERDUG FRQQHFWRU IURP WKH &38�
�� 5HPRYH WKH EODFN JURXQG FDEOH FRPLQJ IURP WKH NH\ERDUG DORQJ ZLWK WKH �� SLQ IODW FDEOH FRQQHFWHG WR WKH FKDVVLV�
�� 5HPRYH %ULJKWQHVV DQG &RQWUDVW FRQQHFWRU IURP WKH %ULJKWQHVV DQG &RQWUDVW 3&%� �5HIHU 'HWDLO � LQ WKH ,OOXVWUDWLRQ �����
�� 5HPRYH WZR VFUHZV �H�I� DQG GHWDFK WKH ERWWRP KLQJH RI WKH NH\ERDUG�
�� 5HPRYH WZR VFUHZV � D�E� IURP WKH EDVH DORQJ WKH ULE�
�� 5HPRYH WZR VFUHZV �F�G� IURP WKH VXSSRUW SODWH RQ WKH FKDVVLV�
�� 'LVFRQQHFW WKH FRQQHFWRU FRPLQJ IURP WKH 32:(5 21 6ZLWFK�
��� 6OLGH WKH IURQW SDQHO DQG NH\ERDUG VXE��DVVHPEO\ WRJHWKHU�
��� )RU DVVHPEO\ IROORZ WKH UHYHUVH RUGHU�
0$7(5,$/ /,67� )URQW 3DQHO
23(5$725 &2162/( $66<�������� �������� �������� �������� �������� �������� �������� �������� �������� ��������
�������� �������� �������� �������� �������� �������� �������� �������� ��������7$%/( ����
)5217 3$1(/
)5812�
3$57 1$0( 3$5712�
47<� )58 '(6&5,37,21
��� )URQW 3DQHO $VVHPEO\ �/RFN +ROG�3RZHU 6ZLWFK� &57 ILOWHU�
������� � �
��� %ULJKWQHVV &RQWUDVW $VVHPEO\ ������� � �
��� &57 )LOWHU ������� � �
��� /RFN +ROG ������� � �
��� 3RZHU 6ZLWFK ������� � �
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
���
���
DE
H
I
F G
/RFN +ROG
������
3RZHU 6ZLWFK
���
)5217 3$1(/ $66(0%/<
,//8675$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� 'LVDVVHPEO\�$VVHPEO\ RI 0RQLWRU
)ROORZ VWHSV EHORZ DQG UHIHU ,OOXVWUDWLRQ ����
�� 5HPRYH 7RS &RYHU� 5HIHU VHFWLRQ �����
�� 5HPRYH )URQW 3DQHO� 5HIHU VHFWLRQ �������
�� 'LVFRQQHFW WKH FRPPXQLFDWLRQ FDEOHV EHWZHHQ WKH $QDORJ DQG 'LJLWDO FLUFXLWV�
�� 5HPRYH 6KLHOG 3ODWH�
�� 5HPRYH WKH FRPPXQLFDWLRQ FDEOH �� 9,'(2 ,1 �E�� %ULJKWQHVV�&RQWUDVW �L�M� DQG WKH SRZHU FDEOH �D� RQ WKH &57 3&%�
�� 5HPRYH WKH � VFUHZV �F�G� KROGLQJ WKH &57 GULYH 3&% WR WKH FKDVVLV�
�� 5HPRYH � VFUHZV �H�I�J�K� KROGLQJ WKH &57 $VV\ FRQQHFWHG WR WKH FKDVVLV�
�� 0RYH WKH &57 IRUZDUG DORQJ ZLWK &57 GULYHU 3&% DVVHPEO\�
�� )RU DVVHPEO\ IROORZ WKH UHYHUVH RUGHU�
127((QVXUH WKDW WKHPRQLWRU VZLWFK �DOO WKH IRXU� QHDU )O\ %DFN 7UDQVIRUPHU LV VHW WR 3$/ VLGH LQ FDVH RI 3$/ V\VWHPVDQG WR 176& VLGH LQ FDVH RI 176& V\VWHPV�
0$7(5,$/ /,67�0RQLWRU
23(5$725 &2162/( $66<�������� �������� �������� �������� �������� �������� �������� �������� �������� ��������
�������� �������� �������� �������� �������� �������� �������� �������� ��������7$%/( ����
021,725
)5812�
3$57 1$0( 3$5712�
47<� )58 '(6&5,37,21
��� 0RQLWRU $VVHPEO\ �&57�3&%� ZLWKFDEOH DVV\ �� ��3$/�176&
������� � �
��� 'XVW &RYHU 3ODWH ������� � �
��� )LOWHU 3DG ������� � �
1RWH
,I &57 IDLOV UHSODFH DORQJ ZLWK 3&%
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
F
D�EG
M
���K
J
I
������
H
L
���
)LOWHU 3DG
'XVW &RYHU 3ODWH
���
6KLHOG SODWH
021,725 $66(0%/<
,//8675$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
���� 3&%V
������� 'LVDVVHPEO\�$VVHPEO\ RI '6&�&38�)/$6+
)ROORZ VWHSV EHORZ DQG UHIHU ,OOXVWUDWLRQ ����
�� 5HPRYH 7RS &RYHU� 5HIHU VHFWLRQ �����
�� )RU GLVDVVHPEOLQJ ERWK &38 DQG '6& %RDUGV WRJHWKHU� UHPRYH DOO FRPPXQLFDWLRQV DQG SRZHU FDEOHV IURP WKH &38 DQG'6& ERDUG� �&DEOHV F�G�H�I�L�M�N�O DQG Q�RQO\ IRU 9� 6\VWHPV��
�� 5HPRYH WKUHH VFUHZV �WZR RQ WKH UHDU J�K DQG RQH VFUHZ D� LQ WKH IURQW� WR GHWDFK WKH 3&% $VVHPEO\ IURP WKH FKDVVLV�
�� 3XOO WKH '6& &38 ERDUGV XSZDUG�
�� )RU'6&%RDUGRQO\� UHPRYHFDEOHV F� H L� N� O DQG IRXU VFUHZV �WZR IURP UHDU J�K� DQG WZR LQ WKH IURQW D�E� DQGGHWDFK WKH'6&ERDUG VHSDUDWHO\�
127((QVXUH WKDW WKH -XPSHU -3� RQ '6& DVV\ LV VHW WR 3$/ VLGH IRU 3$/ FRQVROHV DQG WR 176& VLGH IRU 176&FRQVROHV� SULRU WR UHSODFLQJ WKH 3&% DVV\� 5HIHU ,//8675$7,21 ���� IRU GHWDLOV�(QVXUH WKDW WKH 6ZLWFK � �6:�� �WK VZLWFK RI &38$VV\ LV VHW WR 176&RU 3$/�� ,I 21 LW LV 3$/� LI 2)) LW LV 176&�5HIHU ,//8675$7,21 ����� 6HFWLRQ �������� IRU PRUH GHWDLOV
�� )RU &38 RQO\ � UHPRYH VFUHZ J� RQ WKH UHDU RI WKH V\VWHP DQG VFUHZ E� DW WKH IURQW� 5HPRYH&RQQHFWRUV F�G� I� Q DQG WKHQSXOO WKH &38 SFE XSZDUG�
�� )ODV\ %RDUG LV IL[HG DW WKH 6ROGHU 6LGH RI WKH &38� 5HIHU ,//8675$7,21 ���� IRU GHWDLOV�
�� )RU 'LVDVVHPEOLQJ WKH )ODVK %RDUG� UHPRYH WKH WKUHH VFUHZV������� ZKLFK LV IL[LQJ WKH )ODVK %RDUG WR WKH &38 %RDUG�
�� )RU DVVHPEO\ IROORZ WKH UHYHUVH RUGHU�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
3RZHU
�DPS
7KHUPDOFLUFXLW EUHDNHU
)RRW VZLWFK
6KXWWHU9LGHR LQ
9LGHR RXW
�������
���
D
E
F
G
H
I
J
K
L
M O
N
P
Q
�
�
$66(0%/< 2) 3&V �&38�'6&�
,//8675$7,21 ����
&RPSRQHQW 6LGH RI &38 %RDUG
6ROGHU 6LGH 2)&38 %RDUG
�
�
�
)ODVK %RDUG
)/$6+ %RDUG 'LV$VVHPEO\
,//8675$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
176& 3$/
'6& $VV\ -XPSHU 6HWWLQJ IRU 3$/ DQG 176& IRU 9���
,//8675$7,21 ����
(QVXUH WKDW WKH ',3 6ZLWFK � �6:�� �WK VZLWFK RI &38 $VV\ LV VHW WR 176& RU 3$/�� ,I 21 LW LV 3$/� LI 2)) LW LV 176&
6:�
&38 $VV\ ',3 6ZLWFK 6HWWLQJ IRU 3$/ DQG 176&�
,//8675$7,21 �����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
:KLOH 5HSODFLQJ &38 �������� 5HSODFH 75&7/ (3520 ZLWK WKH VXSSOLHG (3520·V ������������ ������������ RI ����������� DW ORFDWLRQ 8�� 8�� UHVSHFWLYHO\�
8��
8��
75&7/ (3520 /RFDWLRQ IRU 5HSODFHPHQW GXULQJ 5HSODFLQJ &38 �������
,//8675$7,21 �����
������� 'LVDVVHPEO\�$VVHPEO\ RI 75%'�75&7/%')ROORZ VWHSV DQG UHIHU ,//8675$7,21 �����
�� 5HPRYH 7RS &RYHU� 5HIHU VHFWLRQ �����
�� 5HPRYH WZR VFUHZV �H�I� IL[LQJ WKH 75&17/ DQG 75%' 3&%V WR WKH 5HDU SDQHO EUDFNHW�
�� 5HPRYH IRXU VFUHZV �$�%�&�'� IURP WKH SUREH FRQQHFWRU�
�� 5HPRYH RQH VFUHZ �K� IL[LQJ 75%'�75&7/ DVVHPEOLHV WR WKH FKDVVLV LQ WKH IURQW�
�� 'LVFRQQHFW WKH �� SLQ FDEOHV � L�M� LQWHUIDFLQJ 75&7/ WR &38�'6&�
�� 5HPRYH�SLQ FR��D[LDO FDEOH FRQQHFWLQJ75&7/DQDORJRXWSXW WR'6&DQG UHPRYH SRZHU VXSSO\ FDEOHV �N�O�P� RQ WKH UHDU RIWKH V\VWHP�
�� 5HPRYH WKH 7*& FDEOH �Q��
�� +ROG ERWK WKH 75&17/ DQG 75%' 3&%·V WRJHWKHU DQG SXOO XSZDUG�
�� 6HSDUDWH WKH ERDUGV FDUHIXOO\ E\ UHPRYLQJ WKUHH VFUHZV KROGLQJ WKH 3&%·V WRJHWKHU� GHWDFKLQJ WKH �� SLQ HXUR FRQQHFWRUDQG UHPRYLQJ FR��D[LDO LQWHUIDFH FDEOH EHWZHHQ WKH WZR 3&%·V�
��� )RU DVVHPEO\ IROORZ WKH UHYHUVH RUGHU�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
352%( &211(&725
'%
&$
J
K
���
���N
PO
M L
H
I
H
Q
$66(0%/< 2) 3&%V �75%'�75&7/%'�
,//8675$7,21 �����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� 0$7(5,$/ /,67 3&%¶6 �� &38
23(5$725 &2162/( $66<�������� �������� �������� �������� �������� �������� �������� �������� �������� ��������
�������� �������� �������� �������� �������� �������� �������� �������� ��������
7DEOH EHORZ H[SODLQV WKH &38 DQG LWV FRPSDWLELOLW\ ZLWK VRIWZDUH YHUVLRQV�7$%/( ����
&38 3&%
)5812
3&%1$0(
3$57 12� 47< )58 '(6&5,37,21
��� &38$VV\
������� � � )RU &RQVROH ZLWK 6�: 9HU ��� WR ���'$VV\
3$/�176& ������� � � )RU &RQVROH ZLWK 6�: 9HU ���3$/�176&������� � � )RU &RQVROH ZLWK 6�: 9HU ���
127(
�� &38 LV FRPPRQ IRU 3$/ 176&� 2QO\ GLS VZLWFK VHWWLQJ KDV WR EH FKDQJHG IRU WKH UHTXLUHG W\SH� 5HIHU,//8675$7,21 �����
�� :KLOH 5HSODFLQJ &38 �������� 5HSODFH 75&7/ (3520 ZLWK WKH VXSSOLHG (3520·V ������������ ������������ RI����������� DW ORFDWLRQ 8�� 8�� UHVSHFWLYHO\� 5HIHU ,//8675$7,21 ����� IRU GHWDLOV
�� 5HSODFH 7KH 8VHU PDQXDO ZLWK 9���$ 8VHU 0DQXDO
������� 0$7(5,$/ /,67 �� /,7+,80 %$77(5<
23(5$725 &2162/( $66<�������� �������� �������� �������� �������� �������� �������� �������� �������� ��������
�������� �������� �������� �������� �������� �������� �������� �������� ��������7$%/( ����
/,7+,80 %$77(5<
)5812
3$57 1$0( 3$57 12� 47< )58 '(6&5,37,21
��� /LWKLXP %DWWHU\ �� ���9 ������� � � 5HIHU ,OOXVWUDWLRQ ����
������� 0$7(5,$/ /,67 3&% �� )/$6+
23(5$725 &2162/( $66<�������� �������� �������� �������� �������� �������� ��������
7DEOH EHORZ H[SODLQV WKH )/$6+ 3&% DQG LWV FRPSDWLELOLW\ ZLWK VRIWZDUH YHUVLRQV�
7$%/( ����
)/$6+ 3&% $VV\
)5812
3&% 1$0( 3$57 12� 47< )58 '(6&5,37,21
���� )/$6+ $VV\ ������� � � )ODVK $VV\ LV DQ 2SWLRQDO �� LPDJH VWRUDJH ERDUG XVHG IRUFRQVROH ZLWK 6RIWZDUH 9HU � DORQJ ZLWK 6WDQGDUG �� LPDJHVVWRUDJH RI &38 $VV\ ���������������
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� 0$7(5,$/ /,67 3&%¶6 �� '6&
23(5$725 &2162/( $66<�������� �������� �������� �������� �������� �������� �������� �������� �������� ��������
�������� �������� �������� �������� �������� �������� �������� �������� ��������
7DEOH EHORZ H[SODLQV WKH '6& 3&%·V DQG WKHLU FRPSDWLELOLW\ ZLWK VRIWZDUH YHUVLRQV�7$%/( ����
'6& 3&%
)5812
3&%1$0(
3$57 12� 47< )58 '(6&5,37,21
��� '6& $VV\176&�3$/
���������� � � )RU &RQVROH ZLWK 6�: 9HU ��� WR ���' ���176&�3$/
���������� � � )RU &RQVROH ZLWK 6�: 9HU ���
127(
�� ����������� ���������� ������� DUH FRPPRQ IRU 3$/�176& V\VWHP� ZKLOH UHSODFLQJ DW ILHOG MXPSHU -3�QHHGV WR EH VHW DV SHU ,//8675$7,21 ���� GHSHQGLQJ RQ 3$/ RU 176& FRQVROH
�� )RU 9HU ���$ DQG EHORZ FRQVROHV ZKLOH UHSODFLQJ '6& $VV\ �������� FKDQJH WKH MXPSHU VHWWLQJ -3� WR �3$/�176&�DSSURSULDWHO\ XSJUDGH &38 WR ���' VRIWZDUH E\ UHSODFLQJ (3520·V 8�%������������ 8�%��������������
�� �����������ZLWK VWDQGDUG �� )UDPH &,1(� LV XVHG IRU &RQVROH ZLWK 6RIWZDUH 9HU �
�� ��������ZLWK DGGLWLRQDO �� )UDPH RSWLRQ DORQJ ZLWK VWDQGDUG �� )UDPH &,1(� LV XVHG IRU FRQVROH ZLWK 9HUVLRQ ��
�� ��������������� LV QRW EDFNZDUG FRPSDWLEOH ZLWK HDUOLHU YHUVLRQV RI '6& $VV\�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� 0$7(5,$/ /,67 3&%¶6 �� 75%' 75&7/
23(5$725 &2162/( $66<�������� �������� �������� �������� �������� �������� �������� �������� �������� ��������
�������� �������� �������� �������� �������� �������� �������� �������� ��������
7DEOH EHORZ H[SODLQV WKH 75%' DQG 75&7/ 3&%·V DQG WKHLU FRPSDWLELOLW\ ZLWK VRIWZDUH YHUVLRQV�
7$%/( �����
75%' 75&7/ 3&%·V
)5812
3&%1$0(
3$57 12� 47< )58 '(6&5,37,21
��� 75%'$VV\
���������� � � )RU &RQVROH ZLWK 6�: 9HU ���� ��� ���$����'� ��� � ��� DERYH
��� 75&7/$VV\
����������� � � )RU &RQVROH ZLWK 6�: 9HU ��� WR ���' 9���$VV\
������� ��� � � )RU &RQVROH ZLWK 6�: 9HU ���
127(
�� 75%' $VV\V ���������� LV EDFNZDUG FRPSDWLEOH ZLWK HDUOLHU YHUVLRQV RI 75%' $VV\V�
�� 75&7/ $VV\V� ����������� LV EDFNZDUG FRPSDWLEOH ZLWK HDUOLHU YHUVLRQ RI 75&7/ DVV\V�
�� 75&7/ $VV\ ������� LV QRW EDFNZDUG FRPSDWLEOH ZLWK HDUOLHU YHUVLRQ RI 75&7/ DVV\V�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
���� 32:(5 6833/<�',675,%8725 3&%
������� 'LVDVVHPEO\�$VVHPEO\ RI 3RZHU 6XSSO\�'LVWULEXWRU 3&%
)ROORZ VWHSV EHORZ DQG UHIHU ,//8675$7,21 �����
�� 5HPRYH 7RS &RYHU� 5HIHU VHFWLRQ �����
�� 5HPRYH )URQW 3DQHO� 5HIHU VHFWLRQ �������
�� 5HPRYH GXVW ILOWHU�
�� 5HPRYH WZR VFUHZV �H�I� KROGLQJ WKH SRZHU VXSSO\ XQLW WR WKH FKDVVLV�
�� 5HPRYH IRXU VFUHZV �F�G�J�K� WR UHPRYH FURVV PHPEHU�
�� 5HPRYH WKH IDQ� 5HIHU VHFWLRQ ��������
�� 5HPRYH DOO FRQQHFWLRQV RQ WKH 3RZHU 6XSSO\ 'LVWULEXWRU�
�� 5HPRYH VFUHZV �D�E� KROGLQJ WKH 3RZHU 6XSSO\ WR WKH FKDVVLV�
�� 5HPRYH WZR VFUHZV �L�N� DQG ORRVH WKH RWKHU WZR VFUHZV �M�O� DQG UHPRYH WKH GXVW ILOWHU SODWH�
��� 6OLGH WKH SRZHU VXSSO\ IRUZDUG �&57 PD\ KDYH WR EH OLIWHG XS WR UHPRYH WKH SRZHU VXSSO\�
��� 5HPRYH VL[ VFUHZV KROGLQJ WKH 3RZHU 6XSSO\ 'LVWULEXWRU 3&% WR WKH SRZHU VXSSO\ UHDU EUDFNHW�
��� 5HPRYH WKH 3RZHU 'LVWULEXWRU 3&% XSZDUG DIWHU GLVFRQQHFWLQJ WKH FDEOH FRQQHFWRU EHWZHHQ SRZHU VXSSO\ DQG SRZHU GLV�WULEXWRU SFE�
��� )RU DVVHPEO\ IROORZ WKH UHYHUVH RUGHU�
0$7(5,$/ /,67�3RZHU 6XSSO\�'LVWULEXWRU 3&%
23(5$725 &2162/( $66<�������� �������� �������� �������� �������� �������� �������� �������� �������� ��������
�������� �������� �������� �������� �������� �������� �������� �������� ��������7$%/( �����
32:(5 6833/<�',675,%8725 3&%
)5812�
3$57 1$0( 3$5712�
47<� )58 '(6&5,37,21
��� 3RZHU 6XSSO\ �/RZ 9ROWDJH�$VVHPEO\
������� � �
��� 3RZHU 6XSSO\ $VVHPEO\ ZLWK VKLHOG ������� � �
��� 3RZHU 'LVWULEXWRU 3&% $VVHPEO\ ������� � �
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
I
M
L
H
G
F
JK
D
E
N
O
���
���
32:(5 6833/< $66(0%/<
,//8675$7,21 �����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
���� )$1
������� 'LVDVVHPEO\�$VVHPEO\ RI )DQ
)ROORZ VWHSV EHORZ DQG UHIHU ,//8675$7,21 �����
�� 5HPRYH 7RS &RYHU� 5HIHU VHFWLRQ �����
�� 5HPRYH � VFUHZV �D�G� DQG ORRVHQ VFUHZV E�F IURP WKH FKDVVLV�
�� 5HPRYH WKH FRQQHFWRU �H� RQ WKH SRZHU GLVWULEXWRU ERDUG ZKLFK LV FRQQHFWHG WR WKH IDQ�
�� 5HPRYH )DQ DVVHPEO\ IURP WKH XQLW�
�� )RU DVVHPEO\ IROORZ WKH UHYHUVH RUGHU�
0$7(5,$/ /,67�)DQ $VVHPEO\
23(5$725 &2162/( $66<�������� �������� �������� �������� �������� �������� �������� �������� �������� ��������
�������� �������� �������� �������� �������� �������� �������� �������� ��������7$%/( �����
)$1 $66(0%/<
)5812�
3$57 1$0( 3$5712�
47<� )58 '(6&5,37,21
��� )DQ $VVHPEO\ ������� � � )DQ ZLWK EUDFNHW
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
D
E
FH
G
���
)$1 $66(0%/<
,//8675$7,21 �����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
���� 5($5 3$1(/
������� 'LVDVVHPEO\�$VVHPEO\ RI 5HDU 3DQHO
)ROORZ VWHSV EHORZ DQG UHIHU ,//8675$7,21 �����
�� 5HPRYH 7RS &RYHU� 5HIHU VHFWLRQ �����
�� 5HPRYH 1RLVH ILOWHU E\ UHPRYLQJ VFUHZV �F�M� WKHQ GLVFRQQHFW WKH SRZHU FDEOHV IURP WKH QRLVH ILOWHU�
�� 5HPRYH � VFUHZV �E�L� IURP WKH UHDU SDQHO�
�� 5HPRYH WKH FRQQHFWRUV IURP WKH '6& ERDUG DQG &57 3&%�
�� 5HPRYH WKH FRQQHFWLRQV WR WKH FLUFXLW EUHDNHU�
�� 5HPRYH WKH UHDU SDQHO IURP WKH FKDVVLV�
�� )RU DVVHPEO\ IROORZ WKH UHYHUVH RUGHU�
0$7(5,$/ /,67�5HDU 3DQHO
23(5$725 &2162/( $66<�������� �������� �������� �������� �������� �������� �������� �������� �������� ��������
�������� �������� �������� �������� �������� �������� �������� �������� ��������7$%/( �����
5($5 3$1(/
)5812�
3$57 1$0( 3$5712�
47<� )58 '(6&5,37,21
���� 5HDU 3DQHO $VVHPEO\ �������
�������
�
�
�
�
)RU 9� 2SHUDWRU &RQVROHV RI ��������9$&������� � �������� �������� ���������������
)RU 9� 2SHUDWRU &RQVROHV RI ��������9$&�������
���� 5HDU 3DQHO $VVHPEO\ �������
�������
�
�
�
�
2QO\ IRU 9� &RQVROH RI ��������9$&�������� �������� �������� ���������������
2QO\ IRU 9� &RQVROH RI ��������9$&�������
���� &LUFXLW %UHDNHU ������� � �
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
D
E
F
G
H
I
J
L
M
����
����
&LUFXLW %UHDNHU
����
5($5 3$1(/ $66(0%/<
,//8675$7,21 �����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
���� +9 32:(5 6833/<
������� 'LVDVVHPEO\�$VVHPEO\ RI +9 3RZHU 6XSSO\
)ROORZ VWHSV EHORZ DQG UHIHU ,//8675$7,21 �����
�� 5HPRYH 7RS &RYHU� 5HIHU VHFWLRQ �����
�� 5HPRYH WKH 6KLHOG 3ODWH�
�� 5HPRYH DOO FDEOHV �D� WR WKH +9 3RZHU 6XSSO\�
�� 5HPRYH � VFUHZV �E�G� RQ WKH FODPS�
�� 3XOO WKH +9 3&% XSZDUG �FDEOHV H�I PD\ KDYH WR EH UHPRYHG��
�� )RU DVVHPEO\ IROORZ WKH UHYHUVH RUGHU�
0$7(5,$/ /,67�+9 3RZHU 6XSSO\ $VVHPEO\
23(5$725 &2162/( $66<�������� �������� �������� �������� �������� �������� �������� �������� �������� ��������
�������� �������� �������� �������� �������� �������� �������� �������� ��������7$%/( �����
+9 32:(5 6833/< $66(0%/<
)5812�
3$57 1$0( 3$5712�
47<� )58 '(6&5,37,21
���� +9 3RZHU 6XSSO\ $VVHPEO\ ������� � �
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
D
E
F
G
H I
����
+9 32:(5 6833/<
,//8675$7,21 �����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
���� &+$66,6
)ROORZ VWHSV EHORZ DQG UHIHU ,//8675$7,21 �����
�� 5HPRYH 7RS &RYHU� 5HIHU VHFWLRQ �����
�� 5HPRYH )URQW 3DQHO� 5HIHU VHFWLRQ �������
�� 5HPRYH 0RQLWRU $VVHPEO\� 5HIHU VHFWLRQ �������
�� 5HPRYH 3&%V� 5HIHU VHFWLRQ ����
�� 5HPRYH WKH IDQ� 5HIHU VHFWLRQ ��������
�� 5HPRYH WKH UHDU SDQHO� 5HIHU VHFWLRQ ��������
�� 5HPRYH 3RZHU 6XSSO\� 5HIHU VHFWLRQ ����
�� 5HPRYH +9 3RZHU 6XSSO\� 5HIHU VHFWLRQ ����
�� 5HPRYH WKH FKDVVLV E\ UHPRYLQJ HLJKW VFUHZV �D�E�F�G�H�I�J�K� RQ WKH EDVH�
��� )RU DVVHPEO\ IROORZ WKH UHYHUVH RUGHU�
0$7(5,$/ /,67�&KDVVLV
23(5$725 &2162/( $66<�������� �������� �������� �������� �������� �������� �������� �������� �������� ��������
�������� �������� �������� �������� �������� �������� �������� �������� ��������7$%/( �����
&+$66,6
)5812�
3$57 1$0( 3$5712�
47<� )58 '(6&5,37,21
���� &KDVVLV ZLWK 0\ODU VKHHW ������� � �
���� %DVH ������� � �
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
D
E
F
G
H
I
J
K
����
����
FKDVVLV
,//8675$7,21 �����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
����� &$%/( $VV\
0$7(5,$/ /,67� &DEOH $VVHPEO\7$%/( �����
&$%/( $66(0%/<
)58 12� 3$57 1$0( 3$57 12� 47<� )58 '(6&5,37,21
���� /2*,4Éa��� &DEOH 6HW ���������� � � &DEOH $VV\ IRU /2*,4É a���
/2*,4Éa��� &DEOH 6HW ������������ FRPSULVHV RI�
3DUW 1DPH 3DUW 1XPEHU 4W\� 'HVFULSWLRQ
&DEOH $VV\ � ������� � &DEOH EHWZHHQ SRZHU OLQH QRLVH ILOWHU DQG FLUFXLW EUHDNHU
&DEOH $VV\ � ���������� � &DEOH XVHG IRU LQWHUIDFLQJ PDLQV SRZHU� ORZ YROWDJH SRZHU VXSSO\�QRLVH ILOWHU DQG SRZHU VZLWFK&RQWDLQV� DSDUW IURP FDEOH� &RUH 6XSSRUW &ODPS DQG DVVRFLDWHG6FUHZV DQG 1XWV
&DEOH $VV\ � ������� � &DEOH $VVHPEO\ IRU SRZHU VZLWFK
&DEOH$VV\ � ���������� � &DEOH $VVHPEO\ EHWZHHQ ORZ YROWDJH SRZHU VXSSO\ DQG SRZHUGLVWULEXWRU 3&%
&DEOH $VV\ � ������� � &DEOH $VVHPEO\ IRU �9 VHQVH EHWZHHQ SRZHU GLVWULEXWRU DQG&RQGRU SRZHU VXSSO\
&DEOH $VV\ � ������� � &DEOH $VVHPEO\ IRU SRZHU VXSSO\ WR &38 $VVHPEO\
&DEOH $VV\ � ������� � &DEOH $VVHPEO\ IRU SRZHU VXSSO\ WR '6& $VVHPEO\
&DEOH $VV\ � ������� � &DEOH $VVHPEO\ IRU SRZHU VXSSO\ WR '6& $VVHPEO\
&DEOH $VV\�� ���������� � &DEOH $VVHPEO\ IRU SRZHU VXSSO\ WR 75&7/ $VVHPEO\
&DEOH $VV\ �� ���������� � &DEOH $VVHPEO\ IRU SRZHU VXSSO\ WR 75%' $VVHPEO\
&DEOH $VV\�� ������� � &DEOH $VVHPEO\ IRU +9 SRZHU VXSSO\ WR 75%' $VVHPEO\
&DEOH $VV\�� ������� � $QDORJ LQWHUIDFH FDEOH IRU 75%' 75&7/ $VVHPEO\
&DEOH $VV\�� ���������� � &DEOH EHWZHHQ SRZHU GLVWULEXWRU DQG +9 SRZHU VXSSO\
&DEOH $VV\�� ���������� � &DEOH $VVHPEO\ EHWZHHQ SRZHU GLVWULEXWRU DQG PRQLWRU
&DEOH $VV\�� ������� � &38��75&7/ ,QWHUIDFH FDEOH
&DEOH $VV\�� ������� � 75&7/��'6& ,QWHUIDFH FDEOH
&DEOH $VV\�� ������� � &38��'6& ,QWHUIDFH FDEOH
&DEOH $VV\�� ������� � $QDORJ &RPPXQLFDWLRQ FDEOH EHWZHHQ 75&7/ DQG '6&
&DEOH $VV\�� ������� � &38��.%' LQWHUIDFH FDEOH
&DEOH $VV\�� ������� � &38 �� 5HDU 3DQHO 56��� FDEOH�IRU &RQVROH 9��� DQG EHORZ�
&DEOH $VV\�� ������� � 7*& �� 75&7/ LQWHUIDFH FDEOH�IRU 9��� DERYH�
&DEOH $VV\�� ������� � &38 �� 5HDU 3DQHO 3DUDOOHO 3RUW FDEOH�IRU 9��� DERYH�
1RWH�� &DEOH $VVHPEO\ � ��������� LV SDUW RI &DEOH $VVHPEO\ ��� &DEOH $VVHPEO\ �� ��������� FRPHV ZLWK IDQ�� &DEOH $VVHPEO\ �� ��������� DQG �� ��������� DUH SDUW RI 5HDU 3DQHO $VVHPEO\�� &DEOH $VVHPEO\ �� ��������� LV SDUW RI .H\ERDUG $VVHPEO\�� &DEOH $VVHPEO\ �� ��������� LV SDUW RI *DLQ (QFRGHU $VVHPEO\�� 'HSHQGLQJ RQ 9�� 9� 6\VWHPV &DEOH WR EH XVHG�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
����� *HQHUDO
�������� 0HWDOOLF 6HW
0$7(5,$/ /,67�0HWDOOLF 6HW7$%/( �����
0(7$//,& 6(7
)58 12� 3$57 1$0( 3$57 12� 47<� )58 '(6&5,37,21
���� /2*,4Éa��� �� PHWDOOLF VHW ���������� � � 0HWDOOLF SDUWV RI /2*,4Éa���
/2*,4Éa��� 0HWDOOLF 6HW ������������ FRPSULVHV RI�
3DUW 1DPH 3DUW 1XPEHU 4XDQWLW\ 'HVFULSWLRQ
%DVH 3ODWH ������� � )RU 9��� 6\VWHPV DQG EHORZ
%DVH 3ODWH ������� � )RU 9��� DERYH 6\VWHPV
7UDFNEDOO %UDFNHW ������� � )RU 9��� 6\VWHPV DQG EHORZ
7UDFNEDOO %UDFNHW ������� � )RU 9��� DERYH 6\VWHPV
*DLQ &RQWURO %UDFNHW ������� �
+HOLFDO 6SULQJ &RLO ������� �
6XSSRUW 3ODWH ������� �
= 3ODWH ������� �
5 �� 3ODWH ������� �
/ �� 3ODWH ������� �
3UREH &RQQHFWRU &RYHU ������� �
3&% 6SDFHU ������� �
3RZHU 6XSSO\ 6KLHOG ������� �
)DQ %UDFNHW ������� �
/ �� %UDFNHW ������� �
+DQGOH %UDFNHW )URQW ���������� �
+DQGOH %UDFNHW 5HDU ������� �
5HDU 3DQHO %UDFNHW ������� � )RU 9��� 6\VWHPV EHORZ
5HDU 3DQHO %UDFNHW ������� � )RU 9��� DERYH 6\VWHPV
$QDORJ 3&% )URQW &ODPS ������� �
'LJLWDO 3&% )URQW &ODPS ������� �
+LQJH %UDFNHW 5LJKW ������� �
+LQJH %UDFNHW /HIW ������� �
&URVV 0HPEHU ������� �
&DEOH FODPS OHYHU ������� �
(GJLQJ ������� ���� P
&KDVVLV )URQW %UDFNHW ������� �
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
�������� 0HWWDOLF 6HW &RQWLQXHG
3DUW 1DPH 3DUW 1XPEHU 4XDQWLW\ 'HVFULSWLRQ
3RZHU 6XSSO\ 5HDU %UDFNHW ������� �
3RZHU 6XSSO\ )URQW %UDFNHW ������� �
'XVW &RYHU 3ODWH ������� �
%DFN 3ODWH ������� �
&DEOH &ODPS VPDOO ������� �
&KDVVLV ZLWK P\ODU VKHHW ������� �
&RUH 6XSSRUW &ODPS ������� �
6KLHOG 3ODWH ������� �
&DEOH FODPS �ELJ� ������� �
�������� 3ODVWLF 6HW
0$7(5,$/ /,67�3ODVWLF 6HW7$%/( �����
3/$67,& 6(7
)5812�
3$57 1$0( 3$57 12� 47<� )58 '(6&5,37,21
���� /2*,4Éa��� �� 3ODVWLF VHW ���������� � � 3ODVWLF SDUWV RI /2*,4Éa���
/2*,4Éa��� 3ODVWLF 6HW ������������ FRPSULVHV RI�
3DUW 1DPH 3DUW 1XPEHU 4XDQWLW\ 'HVFULSWLRQ
5HDU 3DQHO 6WLFNHU �������� 9� ������� � )RU 9��� 6\VWHPV EHORZ
5HDU 3DQHO 6WLFNHU �������� 9� ������� � )RU 9��� 6\VWHPV EHORZ
5HDU 3DQHO 6WLFNHU �������� 9� ������� � )RU 9��� DERYH 6\VWHPV
5HDU 3DQHO 6WLFNHU �������� 9� ������� � )RU 9��� DERYH 6\VWHPV
.H\ 6KHHW ������� �
7% 5LQJ 3DG ������� �
7% %DVH 3DG ������� �
/RFN 5HOHDVH ������� �
.H\ %RDUG 7RS ������� �
(QG &DS ������� �
.H\ %RDUG %RWWRP �(PEOHP������� PRXQWHG RQ WKLV�
������� � )RU 9��� 6\VWHPV EHORZ
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
�������� 3ODVWLF 6HW &RQWLQXHG
3DUW 1DPH 3DUW 1XPEHU 4XDQWLW\
.H\ %RDUG %RWWRP �(PEOHP������� PRXQWHG RQ WKLV�
������� � )RU 9��� DERYH 6\VWHPV
5LQJ %XVK ������� �
*DLQ .QRE ������� �
6SDFHU 3DG ������� �
)URQW 3DQHO �(PEOHP������� PRXQWHG�
������� � )RU 9��� 6\VWHPV EHORZ
)URQW 3DQHO �(PEOHP������� PRXQWHG�
������� � )RU 9��� DERYH 6\VWHPV
&57 )LOWHU ������� �
)LOWHU 3DG ������� �
/RFN +ROG ������� �
.QRE ������� �
%RWWRP +LQJH ������� �
+DQGOH 7RS ������� �
+DQGOH %RWWRP ������� �
7RS &RYHU ������� �
&DEOH +RRN �� 5LJKW ������� �
&DEOH +RRN �� /HIW ������� �
+DQGOH &DS ������� �
3UREH +ROGHU ������� �
%DVH ������� �
6XSSRUW 3DG ������� �
5HDU 3DQHO ������� � )RU 9��� 6\VWHPV EHORZ
5HDU 3DQHO ������� � )RU 9��� DERYH 6\VWHPV
3URWHFWLYH (DUWK /DEHO ������� �
7*& &DSV ������� � )RU 9��� DERYH V\VWHPV
7KH IROORZLQJ 3ODVWLF LWHPV DUH SDLQWHG ZLWK &RSSHU 3DLQW� 7KLV SDUWV FDQ EH PL[HG ZLWK WKH HDUOLHU 6LOYHU3DLQWHG 3DUWV�
�� 7RS FRYHU �� ���������� %RWWRP +LQJH �� ���������� )URQW SDQHO �� ������� IRU 9� V\VWHPV ������� IRU 9� V\VWHPV�� .H\ERDUG 7RS �� ������������� .H\ERDUG %RWWRP �� ������� IRU 9� V\VWHPV ������� IRU 9� V\VWHPV�� %DVH �� �������
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
�������� )DVWHQHU 6HW
0$7(5,$/ /,67�)DVWHQHU 6HW7$%/( �����
)$67(1(5 6(7
)5812�
3$57 1$0( 3$5712�
47<� )58 '(6&5,37,21
���� /2*,4Éa��� �� )DVWHQHU VHW ������� � � )DVWHQHU VHW RI /2*,4Éa���
/2*,4Éa��� )DVWHQHU 6HW ��������� FRPSULVHV RI�
3DUW 1DPH 3DUW 1XPEHU 4XDQWLW\
675 6FUHZ �&RQGRU� ������� �
&KURPH 675� 6FUHZ 0� [ �� ������� �
&KU� VWU�6FU� 0� [ �� %XLO LQ635 � 3/1:$6
������� �
&KURPH 6WU� 6FUHZ 0� [ �� ������� �
675�6FU� 0� [ �� %XLOW LQ635 � 3/1:$6
������� �� IRU 9��� EHORZ�� IRU 9��� DERYH
6WU� 6FUHZ 0� [ � ������� ��
&VN 6FUHZ 0� [ � ������� ��
6WU�6FUP � [ � � %XLOW LQ635 � 3/1:$6
������� ��
*UXE 6FUHZ 0��� [ � ������� �
6WU� 6FUHZ 0� [ �� ������� �
&KU�3OW 6WU�6& 0� [ �� ������� �
.�� &ODPS � 0 ��� [ � 6FUHZ ������� �
&KURPH 6WU� 6FUHZ 0� [ �� ������� �
&KUVWU�6FUP � [ �� � %XLOW LQ 635� 3/1:$
������� ��
&KU� 6WU� 6FU 0� [ �� �3ODLQ :DVKHU � 635 :DVKHU
������� �
6HUDWHG :DVKHU IRU &RQGRU 36 ������� �
&KURPH 6WDU 6FUHZ 0� [ �� ������� �
&KU� 6WU� 6FU� 0� [ �� �%XLOW LQ :DVKHU
������� �
&KU 6WU� 6FU 0� [ � � 6HUUDWHG:DVKHU
������� �
+H[DJRQDO 1XW 0� ������� �
7DS 7LJKW 6FUHZV 0� [ � ������� ��
6HOI 7DS 6FUHZV 0� [ � ������� �
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
�������� 7UDFNEDOO 0DLQWHQDQFH .LW
0$7(5,$/ /,67�7UDFNEDOO 0DLQWHQDQFH .LW �2QO\ IRU 0HFKDQLFDO 7UDFNEDOO�23(5$725 &2162/( $66<
�������� �������� �������� �������� �������� �������� �������� ���������������� �������� �������� ��������
7$%/( �����
75$&.%$// 0$,17(1$1&( .,7
)5812�
3$57 1$0( 3$5712�
47<� )58 '(6&5,37,21
���� 7UDFNEDOO &OHDQLQJ .LW ������� � �
7UDFNEDOO &OHDQLQJ .LW ��������� FRPSULVHV RI�
3DUW 1DPH 3DUW 1XPEHU 4XDQWLW\
7UDFNEDOO 7RRO ������� ��
&RWWRQ %XG ������� ��
7&) 'U\ &OHDQHU ������� ��
127(
�� 2SWLFDO 7UDFNEDOO 'RHVQRW 5HTXLUH &OHDQLQJ�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
���� 29(59,(:
7KLV &KDSWHU FRQWDLQV SHULRGLF PDLQWHQDQFH SURFHGXUHV� 3HULRGLF PDLQWHQDQFH KHOSV LQ UHGXFLQJ HTXLSPHQW GRZQ�WLPH� VHUYLFH FRVW DQG RSHUDWLRQDO KD]DUGV�
���� 3(5,2',& 0$,17(1$1&(
3HULRGLF 0DLQWHQDQFH FRQVLVWV RI YLVXDO LQVSHFWLRQV� V\VWHPSHUIRUPDQFH FKHFNV� SHULRGLF FOHDQLQJ RI FHUWDLQ FULWLFDOSDUWV DQG(OHFWULFDO 6DIHW\ 7HVWV� 3HUIRUP WKHVH SURFHGXUHV DW VL[ PRQWKV LQWHUYDO WR HQVXUH VPRRWK IXQFWLRQLQJ RI WKHV\VWHP� 7KH VFKHGXOH RI PDLQWHQDQFH LV EDVHG RQ DQ HVWLPDWHG HTXLSPHQW XVDJH RI �� KRXUV SHU ZHHN�
���� 352&('85(6
������� 9LVXDO ,QVSHFWLRQ
D� &KHFN FDEOHV IRU FUDFNV� QLFNV DQG DEUDVLRQV RI WKHLU LQVXODWLRQ�
E� &KHFN WKDW FDEOHV VKHDWK DUH VHFXUHO\ FODPSHG LQ FDEOH JODQGV�FRQQHFWRU FODPSV ZKHUH DSSOLFDEOH�
F� &KHFN WKDW FDEOHV DUH FRUUHFWO\ URXWHG DQG VHFXUHG�
G� &KHFN WKDW DOO VFUHZV DUH LQ SODFH DQG QRW PLVVLQJ�
H� &KHFN WKDW DOO GHWDFKDEOH FDEOH FRQQHFWRUV DUH IXOO\ KRPH LQ WKHLU VRFNHWV�
I� &KHFN WKDW DOO HTXLSPHQW FRYHUV DQG IL[LQJ DUH LQ SODFH DQG XQGDPDJHG�
J� &KHFN WKDW WKH NH\ERDUG NH\V DQG WUDFNEDOO KDYH FRUUHFW IXQFWLRQ DQG QR PHFKDQLFDO GDPDJH�
K� &KHFN WKH SUREH DQG SUREH FDEOH IRU FUDFNV RU GHWHULRUDWLRQ�
L� &KHFN SUREHV IRU GDPDJHV�
M� &KHFN IRU PHFKDQLFDO SUREOHPV� RU NH\ERDUG SUREOHPV�
N� &KHFN WKH HTXLSPHQW IRU ORRVH RU PLVVLQJ KDUGZDUH�
O� &KHFN WKH RSHUDWLRQ RI WKH FRROLQJ IDQ DQG PDNH VXUH WKDW DLU IORZ SDWK LV FOHDU�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
������� &OHDQLQJ
$OO H[WHUQDO SDUWV PD\ EH FOHDQHG XVLQJ D VRIW FORWK OLJKWO\ PRLVWHQHG ZLWK ZDUP ZDWHU� ,I QHFHVVDU\� XVH PLOG VRDSVROXWLRQ� 'R QRW XVH DOFRKRO EDVHG VROXWLRQV� VROYHQWV RU DEUDVLYH FOHDQHUV�
6\VWHP
D� 3ULRU WR FOHDQLQJ WKH V\VWHP� WXUQ 2)) WKH V\VWHP DQG VWDUW WKH FOHDQLQJ RSHUDWLRQ�
E� &OHDQ &57 ILOWHU�
F� &OHDQ WKH IDQ DQG WKH ERG\ RI WKH /2*,4Éa100 ZLWK D YDFXXP FOHDQHU DQG EULVWOHG EUXVK�
G� &OHDQ DURXQG WKH XQLW DQG WKH V\VWHP FDELQHW�
H� &OHDQ WKH GLVSOD\ PRQLWRU� 8VH D VRIW� VOLJKWO\ PRLVWHQHG FORWK� ,I WKH PRQLWRU LV VWLOO VRLOHG� XVH DVOLJKWO\ PRLVWHQHG FORWK ZLWK GHWHUJHQW� 7KHQ FOHDQ ZLWK D VRIW FORWK�
I� 8VH D VRIW� VOLJKWO\ PRLVWHQHG FORWK WR FOHDQ WKH NH\ERDUG FRQWUROV�
J� &OHDQ WKH IRRW VZLWFK ZLWK D VRIW� QRQ��DEEUDVLYH� VOLJKWO\ PRLVWHQHG FORWK�
K� &OHDQ WKH 9&5 ZLWK D VRIW FOHDQ GU\ FORWK� &OHDQ WKH UHFRUG DQG SOD\EDFN KHDGV ZLWK D VRIW QRQ��DEUDVLYH FOHDQLQJ V\VWHP�
L� &OHDQ WKH 9LGHR *UDSKLF 3ULQWHU ZLWK D VRIW GU\ FORWK�
1RWH�
'RQRW VSUD\ DQ\ OLTXLG GLUHFWO\ LQWR WKH V\VWHP�:KHQ FOHDQLQJ WKHPRQLWRU� PDNH VXUH QRW WR VFUDWFKWKH PRQLWRU�
3UREHV
&OHDQ WKH SUREH OHQV� FDEOH DQG FDVLQJ WKRURXJKO\� &KHFN IRU DQ\ FUDFN ZKLFKZLOO DOORZ OLTXLG WR HQWHU WKHSUREH� ,I DQ\VXFK GDPDJH LV IRXQG GR QRW XVH WKH SUREH WLOO UHSODFHG�
D� 5HPRYH WKH FRXSOLQJ JHO IURP WKH SUREH E\ ZLSLQJ ZLWK D VRIW FORWK RU ULQVLQJ ZLWK IORZLQJ ZDWHU�
E� 7KH SUREH FDQ DOVR EH ZDVKHG ZLWK OXNHZDUP ZDWHU DQG PLOG VRDS ZLWK D VRIW VSRQJH� JDX]H RUFORWK� UHPRYLQJ DOO YLVLEOH UHVLGXH� 'HWHUJHQW RU DEUDVLYH FOHDQHUV VKRXOG QRW EH XVHG�
F� :DVK WKRURXJKO\ ZLWK GLVWLOOHG ZDWHU WR UHPRYH DOO VRDS UHVLGXH�
G� 'U\ WKH SUREH ZLWK D VRIW FORWK RU E\ H[SRVLQJ LW WR $LU�
H� 'R QRW XVH 0LQHUDO 2LO� 2LO EDVHG FRXSODQWV RU RWKHU QRQ��DSSURYHG PDWHULDOV EHFDXVH WKH\ PD\ GDP�DJH WKH SUREH �HJ� ORWLRQV DUH RLO EDVHG FRXSODQWV�
I� 'R QRW LPPHUVH RU VRDN DQ\ SDUW RI WKH SUREH LQ DQ\ FOHDQLQJ PDWHULDO DQG GR QRW DWWHPSW WR VWHULOL]HWKH SUREH ZLWK DXWRFODYH� XOWUDYLROHW� JDPPD UDGLDWLRQ� JDV� RU GU\��KHDW VWHULOL]DWLRQ WHFKQLTXHV�
J� 3URSHUO\ LPPHUVH WKH SUREH LQ D VXLWDEOH FRPPHUFLDO JHUPLFLGH� 8VH DQ (3$ UHJLVWHUHG JHUPLFLGHLQWHQGHG IRU XVH RQ SODVWLF PHGLFDO LQVWUXPHQWV� )ROORZ WKH JHUPLFLGH PDQXIDFWXUHU·V LQVWUXFWLRQV UH�JDUGLQJ FRQFHQWUDWLRQ� WLPH RI FRQWDFW� VWRUDJH DQG GLVSRVDO�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
K� �� *OXWDUDOGHK\GH W\SH VROXWLRQV ZLWKRXW VXUIDFWDQWV DUH UHFRPPHQGHG �VXFK DV &LGH[ ·��
L� 'R QRW XVH DOFRKRO RU DOFRKRO EDVHG VROXWLRQV�
M� 7KRURXJKO\ ULQVH DOO UHVLGXH IURP WKH SUREH ZLWK VWHULOH GLVWLOOHG ZDWHU DIWHU UHPRYDO IURP WKHJHUPLFLGH�
������� 0HDVXUHPHQW
D� 0DNH VXUH WKDW HOHFWULFDO RXWOHW RI KRVSLWDO VKRXOG SURYLGH WKH SURSHU SRZHU RXWSXW� �5HIHU WR &KDSWHU�� ,QVWDOODWLRQ��
E� (QVXUH WKDW DOO SRZHU VXSSO\ YROWDJHV DUH ZLWKLQ WROHUDQFH� 5HIHU &KDSWHU �� )XQFWLRQDO &KHFNV IRUVHUYLFH DGMXVWPHQW SURFHGXUH�
F� 3HUIRUP HOHFWULFDO VDIHW\ WHVWV RQ WKH IROORZLQJ FRPSRQHQWV �
- +RVSLWDO RXWOHW �)DFLOLW\ SRZHU ZLULQJ WHVW�
- $OO WUDQVGXFHUV �7UDQVGXFHU VRXUFH OHDNDJH FXUUHQW WHVW�
- &RQVROH DQG SHULSKHUDOV �&KDVVLV VRXUFH OHDNDJH FXUUHQW WHVW DQG JURXQG FRQWLQXLW\ WHVW�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
���� 75$&.%$// 0$,17(1$1&( �2QO\ IRU 0HFKDQLFDO 7UDFNEDOOV QRW DSSOLFDOEH IRU 2SWLFDO 7UDFNEDOO�
7KH WUDFNEDOO QHHGV WR EH NHSW FOHDQ LQ RUGHU WR RSHUDWH VPRRWKO\� :KHQ GLUW VWLFNV LQVLGH WKH WUDFNEDOO� LW·V RSHUDWLRQFDQ EH HUUDWLF RU LPSDLUHG� 5HJXODUO\ FOHDQ WKH WUDFNEDOO DFFRUGLQJ WR WKH IROORZLQJ SURFHGXUH�
2EWDLQ WKH IROORZLQJ LWHPV IRU FOHDQLQJ WKH WUDFNEDOO�
7KH 7UDFNEDOO 0DLQWHQDQFH .LW ��������� FRPSULVHV RI�
7UDFNEDOO 7RRO �2SHQHU�&RWWRQ %XG �LPSUHJQDWHG�7)& 'U\ &OHDQHU
25
7UDFNEDOO 7RRO �2SHQHU�&RWWRQ %XG� (WKDQRO� LVRSURS\O DOFRKRO RU 9&5 KHDG FOHDQHU DQG GU\ FORWK�
������� 5HPRYDO RI WKH 5HWDLQHU 5LQJ
D� 7XUQ 2)) WKH V\VWHP� DQG XQSOXJ WKH XQLW�
E� ,QVHUW WKH SURMHFWHG HQG RI WKH WUDFNEDOO WRRO LQWR WKH JXLGH KROH RI WKH UHWDLQHU ULQJ �� SODFHV�� 5HIHU,//8675$7,21 ���� �D��
7UDFNEDOO 7RRO
5HWDLQHU ULQJ
*XLGH +ROH
5(029$/ 2) 7+( 5(7$,1(5 5,1*
,//8675$7,21 ���� �D�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
������� 5HPRYDO RI WKH 5HWDLQHU 5LQJ �&RQWLQXHG�
F� 5RWDWH WKH WUDFNEDOO WRRO LQ D FRXQWHUFORFNZLVH GLUHFWLRQ VPRRWKO\� 5HIHU ,//8675$7,21 ���� �E�
0RQLWRU
5(029$/ 2) 7+( 5(7$,1(5 5,1* �&217·'�
,//8675$7,21 ���� �E�
G� 5HPRYH WKH 5HWDLQHU ULQJ IURP WKH NH\ERDUG�
H� 7DNH RXW WKH EODFN EDOO� 5HIHU ,OOXVWUDWLRQ �����F��
%ODFN EDOO
5HWDLQHU ULQJ
5(029$/ 2) 7+( 5(7$,1(5 5,1* �&217·'�
,//8675$7,21 ���� �F�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
������� &OHDQLQJ WKH 7UDFNEDOO
I� :LSH DQ\ RLO DQG GXVW IURP WKH EODFN EDOO XVLQJ WKH 7)& 'U\ &OHDQHU RI WKH PDLQWHQDQFH NLW RU D GU\FORWK�
1RWH
6HW WKH UHWDLQHU ULQJ DQG EODFN EDOO RQ D IODW VXUIDFH WR DYRLG ORVLQJ WKHVH SDUWV�
J� :LSH DQ\ RLO DQG GXVW IURP WKH � SODFHV WKDW VXSSRUW WKH EODFN EDOO �D VPDOO VSKHULFDO EDOO� ZLWK D FRW�WRQ EXG� 5HIHU ,//8675$7,21 ���� �D��
1RWH
:KHQ FOHDQLQJ WKH WUDFNEDOO KRXVLQJ� PDNH VXUH QRW WR VSLOO RU VSUD\ DQ\ OLTXLG LQWR WKH WUDFNEDOO KRXV�LQJ �V\VWHP�NH\ERDUG�� 8VH HLWKHU HWKDQRO� LVRSURS\O DOFRKRO RU 9&5 KHDG FOHDQHU WR FOHDQ WKH WUDFN�EDOO DVVHPEO\�
$YRLG RWKHU VROYHQWV WKDW PD\ GDPDJH WKH UXEEHU DQG PHFKDQLFDO SDUWV RI WKH WUDFNEDOO DVVHPEO\�
&RWWRQ EXG
6XSSRUWHG SODFHV
&/($1,1* 7+( 75$&.%$//
,//8675$7,21 ���� �D�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
����
5(9 �
������� &OHDQLQJ WKH 7UDFNEDOO �&RQWLQXHG�
K� :LSH DQ\ RLO DQG GXVW IURP WKH � UXEEHU UROOHUV ZLWK D FRWWRQ EXG �LPSUHJQDWHG� GLSSHG LQ DOFRKRO RUFRWWRQ EXG ZLWK HWKDQRO� LVRSURS\O DOFRKRO RU 9&5 KHDG FOHDQHU� 5HIHU ,//8675$7,21 ���� �E��
1RWH
:KHQFOHDQLQJ WKH UXEEHU UROOHUV GRQRW XVHH[FHVVLYH IRUFH� ,I WKH UXEEHU UROOHUV DQFKRULQJ ORFDWLRQ LVGDPDJHG� UROOHUV FDQ VOLS DQG� LW ZLOO KLQGHU WKH VPRRWK RSHUDWLRQ RI WKH WUDFNEDOO�
&RWWRQ %XG
5XEEHU UROOHUV
&/($1,1* 7+( 75$&.%$// �&217·'�
,//8675$7,21 ���� �E�
������� )L[LQJ WKH 7UDFNEDOO DQG 5HWDLQHU 5LQJ
L� ,QVHUW WKH EODFN EDOO�
M� ,QVHUW WKH UHWDLQHU ULQJ�
),;,1* 7+( 75$&.%$// $1' 5(7$,1(5 5,1*
,//8675$7,21 ���� �D�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� )L[LQJ WKH 7UDFNEDOO DQG 5HWDLQHU 5LQJ �&RQWLQXHG�
N� ,QVHUW WKH WUDFNEDOO WRRO IURP WKH PDLQWHQDQFH NLW LQWR WKH JXLGH KROHV �� SODFHV RQ WKH UHWDLQHU ULQJ��DQG URWDWH WKH WUDFNEDOO WRRO LQ D FORFNZLVH GLUHFWLRQ WR ORFN WKH UHWDLQHU ULQJ� 5HIHU,//8675$7,21 ���� �E��
1RWH
:KHQ LQVWDOOLQJ WKH UHWDLQHU ULQJ� GR QRW XVH H[FHVVLYH IRUFH WR ORFN WKH UHWDLQHU ULQJ� ([FHVVLYH IRUFHZLOO GDPDJH WKH UHWDLQHU ULQJ DQG WUDFNEDOO WRRO�
),;,1* 7+( 75$&.%$// $1' 5(7$,1(5 5,1* �&217·'�
,//8675$7,21 ���� �E�
1RWH
7R UHTXHVW DGGLWLRQDO WUDFNEDOO PDLQWHQDQFH NLWV RU LQIRUPDWLRQ� FRQWDFW WKH ORFDO $SSOLFDWLRQV� 6DOHVRU 6HUYLFH 5HSUHVHQWDWLYH�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
���� (/(&75,&$/ 6$)(7< 7(676
7KH IROORZLQJ WHVWV DUH SHUIRUPHG DW WKH IDFWRU\ DQG VKRXOG EH UHSHDWHG DW WKH VLWH DV SDUW RI SHULRGLF PDLQWHQDQFH�7KHVH WHVWV DUH � JURXQGLQJ FRQWLQXLW\� FKDVVLV OHDNDJH FXUUHQW� SUREH OHDNDJH FXUUHQW� $OO PHDVXUHPHQWV DUH PDGHZLWK DQ (OHFWULFDO 6DIHW\ $QDO\]HU 0RGHO 'DOH �������( EXLOW E\ 'DOH 7HFKQRORJ\ &RUSRUDWLRQ RU HTXLYDOHQW GHYLFH�
5HFRPPHQGHG 7RRO
7$%/( ����
5(&200(1'(' 722/
3DUW 1XPEHU 1DPH 'HVFULSWLRQ
����������*� (OHFWULFDO 6DIHW\ $QDO\]HU '$/( ��� )RU ���9 8QLWV
����������*� (OHFWULFDO 6DIHW\ $QDO\]HU '$/(���(
)RU ���9 8QLWV
������� /HDNDJH &XUUHQW 8OWUDVRXQG .LW )RU ���9 DQG ���9 8QLWV
������� 2XWOHW 7HVW :LULQJ $UUDQJHPHQW
7HVW DOO RXWOHWV LQ WKH DUHD IRU SURSHU ZLULQJ DUUDQJHPHQW E\ SOXJJLQJ LQ WKH 'DOH �������( DQG QRWLQJ WKH FRPELQDWLRQRI OLJKWV WKDW DUH LOOXPLQDWHG�
&RPELQDWLRQRI/LJKWV
&RQGLWLRQ &RUUHFW :LULQJ 5HYHUVH3RODULW\
2SHQ *URXQG 2SHQ +RW +RW�*URXQG5HYHUVHG
-
-
-
-
-
--
-
287/(7 7(67
,//8675$7,21 ����
1RWH
1R RXWOHW WHVWHU FDQ GHWHFW WKH FRQGLWLRQ ZKHUH WKH 1HXWUDO �JURXQGHG VXSSO\� FRQGXFWRU DQG WKH*URXQGLQJ �SURWHFWLYH HDUWK� FRQGXFWRU DUH UHYHUVHG� ,I ODWHU WHVWV LQGLFDWH KLJK OHDNDJH FXUUHQWV� WKLVVKRXOG EH VXVSHFWHG DV D SRVVLEOH FDXVH DQG WKH RXWOHW ZLULQJ VKRXOG EH YLVXDOO\ LQVSHFWHG�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� *URXQG &RQWLQXLW\
&$87,21
7KH SDWLHQW PXVW QRW EH FRQWDFWHG WR WKH HTXLSPHQW GXULQJ WKLV WHVW EHFDXVH LW PD\ FDXVH HOHFWULFVKRFN�
0HDVXUH WKH UHVLVWDQFH IURP WKH WKLUG SLQ RI WKH DWWDFKPHQW SOXJ WR WKH H[SRVHG PHWDO SDUWV RI WKH FDVH �6HH,//8675$7,21 ���� �� WKLV VKRXOG EH OHVV WKDQ ��� RKPV�
&2162/(
2+00(7(5
*5281' 3,1
$&&(66,%/( 0(7$/ 3$5765HDU 3DQHO &RQQHFWRU
*5281' &217,18,7< 7(67
,//8675$7,21 ����
0HWHU 3URFHGXUHV
)ROORZ WKHVH VWHSV WR WHVW WKH JURXQG ZLUH UHVLVWDQFH�
�� 7XUQ WKH /2*,4Éa��� XQLW 2))�
�� 3OXJ WKH XQLW LQWR WKH PHWHU� DQG WKH PHWHU LQWR WKH WHVWHG $& ZDOO RXWOHW� �5HIHU ,//8675$7,21 ���� ��
�� 3OXJ WKH EODFN FKDVVLV FDEOH LQWR WKH PHWHU·V ¶&+$66,6· FRQQHFWRU DQG DWWDFK WKH EODFN FKDVVLV FDEOH FODPS WRDQ H[SRVHG PHWDO SDUW RI WKH /2*,4Éa��� �5HIHU ,//8675$7,21 ���� ��
�� 6HW WKH PHWHU·V ¶)81&7,21· VZLWFK WR WKH 5(6,67$1&( SRVLWLRQ�
�� 6HW WKH PHWHU·V ¶32/$5,7<· VZLWFK WR WKH 2)) �&HQWHU� SRVLWLRQ�
�� 0HDVXUH WKH JURXQGZLUH UHVLVWDQFH DQGNHHS D UHFRUG RI WKH UHVXOWVZLWK RWKHU KDUG FRSLHV RI 3UHYHQWLYH0DLQWH�QDQFH �30� GDWD NHSW RQ VLWH�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� &KDVVLV /HDNDJH &XUUHQW 7HVW
'HILQLWLRQ
/HDNDJHFXUUHQW LV WKHHOHFWULFDO FXUUHQW WKDW FRXOG IORZ WKURXJK WKHSDWLHQW RU VRQRJUDSKHU VKRXOGDJURXQGZLUH EUHDN�7KH XQLW� WKH SUREHV DQG DOO H[WHUQDO SHULSKHUDOV PXVW EH WHVWHG�
7KH WHVW YHULILHV WKH LVRODWLRQ RI WKH SRZHU OLQH IURP WKH FKDVVLV� 7KH WHVWLQJPHWHU LV FRQQHFWHG IURP DFFHVVLEOHPHWDOSDUWV RI WKH FDVH WR JURXQG� 0HDVXUHPHQWV VKRXOG EH PDGH ZLWK WKH XQLW 21 DQG 2))� ZLWK WKH SRZHU OLQH SRODULW\1RUPDO DQG 5HYHUVHG� 5HFRUG WKH KLJKHVW UHDGLQJ RI FXUUHQW�
32:(5287/(7
+�%/$&.�
32/$5,7< 5(9(56,1*6:,7&+
020(17$5< 6:,7&+
1�:+,7(�
* �*5((1�
/($.$*(7(670(7(5
$&&(66,%/(
0(7$/
3$576
&2162/(
6(783 )25 &+$66,6 6285&( /($.$*( &855(17
,//8675$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� &KDVVLV /HDNDJH &XUUHQW 7HVW �&RQWLQXHG�
0HWHU 3URFHGXUHV
)ROORZ WKHVH VWHSV WR WHVW WKH XQLW IRU OHDNDJH FXUUHQW�
�� 7XUQ WKH /2*,4Éa��� XQLW 2))�
�� 3OXJ WKH XQLW LQWR WKH PHWHU� DQG WKH PHWHU LQWR WKH WHVWHG $& ZDOO RXWOHW�
&RQQHFW WR DQ\ PHWDOOLFSDUW RQ WKH UHDU SDQHO
7R /2*,4Éa���SRZHU ,QSXW
*5281' $1' &+$66,6 /($.$*( &855(17 7(67
,//8675$7,21 ����
�� 3OXJ WKH EODFN FKDVVLV FDEOH LQWR WKH PHWHU·V ¶&+$66,6· FRQQHFWRU DQG DWWDFK WKH EODFN FKDVVLV FDEOH FODPS WRDQ H[SRVHG PHWDO SDUW RI WKH /2*,4Éa��� XQLW� �5HIHU ,//8675$7,21 ���� ��
�� 6HW WKH WHVWHU·V ¶)81&7,21· VZLWFK WR &+$66,6 SRVLWLRQ�
�� 7DNH UHDGLQJV IRU YDULRXV ORFDWLRQV DV PHQWLRQHG LQ 7$%/( �����
7$%/( ����
&+$66,6 /($.$*( &855(17 7(67 &21',7,216
7HVW /RFDWLRQ
� 0RXQWLQJ VFUHZ IRU SUREH UHFHSWDFOH
� 5HDU 3DQHO
� 0RXQWLQJ VFUHZ RQ WKH KDQGOH
� 0RXQWLQJ VFUHZ IRU SHULSKHUDO SOXJJHG LQWR XQLW
�� .HHS D UHFRUG RI WKH UHVXOWV ZLWK RWKHU KDUG FRSLHV RI 30 GDWD NHSW RQ VLWH�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� &KDVVLV /HDNDJH &XUUHQW 7HVW �&RQWLQXHG�
'DWD 6KHHW IRU &KDVVLV 6RXUFH /HDNDJH &XUUHQW
)ROORZ WKH IRUHJRLQJ WHVW SURFHGXUH� 7KH WHVW SDVVHV ZKHQ DOO UHDGLQJV PHDVXUH OHVV WKDQ WKH YDOXH VKRZQ LQ7$%/( ���� EHORZ�
7$%/( ����
0$;,080 $//2:$1&( /,0,7 )25 &+$66,6 6285&( /($.$*( &855(17
&RXQWU\ 1RUPDO &RQGLWLRQ 2SHQ *URXQG 5HYHUVH 3RODULW\ 2SHQ 1HXWUDO
86$ 1�$ ���P$ ���P$ 1�$
2WKHUV ���P$ ���P$ ���P$ ���P$
&$87,21
:KHQ WKH PHWHU·V JURXQG VZLWFK LV 23(1� GR QRW WRXFK WKH XQLW WR DYRLG SRVVLEOH HOHFWULF VKRFN�
7$%/( ����
'$7$ 6+((7 )25 &+$66,6 6285&( /($.$*( &855(17
8QLW 3RZHU 7HVWHU32/$5,7<6ZLWFK
7HVWHU 1(8�75$/ 6ZLWFK
7HVW � 3UREH&RQQHFWRU
7HVW �5HDU 3DQHO
7HVW �0RXQWLQJ
VFUHZ RQ WKHKDQGOH
(QWHU QDPH RI WHVWHG SHULSKHUDO KHUH�
21 1250 23(1
21 1250 &/26('
21 5(9 23(1
21 5(9 &/26('
2)) 1250 23(1
2)) 1250 &/26('
2)) 5(9 23(1
2)) 5(9 &/26('
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� 3UREH /HDNDJH &XUUHQW 7HVW
'HVFULSWLRQ
7KLV WHVW PHDVXUHV WKH FXUUHQW WKDW ZRXOG IORZ WR WKH JURXQG IURP DQ\ RI WKH SUREHV WKURXJK D SDWLHQW ZKR LV EHLQJVFDQQHG ZKHQ KH FRPHV LQWR FRQWDFW ZLWK WKH JURXQG VXUIDFH�
0HDVXUHPHQWV VKRXOG EH PDGH ZLWK WKH JURXQG RSHQ DQG FORVHG� ZLWK SRZHU OLQH SRODULW\ QRUPDO DQG UHYHUVHG DQGZLWK WKH XQLW 2)) DQG 21� )RU HDFK FRPELQDWLRQ� WKH SUREH PXVW EH DFWLYH WR ILQG WKH ZRUVW FDVH FRQGLWLRQ�
32:(5287/(7+ �%/$&.� 32/$5,7< 5(9(56,1* 6:,7&+
020(17$5<6:,7&+
1 �:+,7(�
* �*5((1�/($.$*(7(670(7(5
&2162/(
352%(
6(783 )25 352%( /($.$*( &855(17
,//8675$7,21 ����
1RWH
(DFK SUREH ZLOO KDYH VRPH DPRXQW RI OHDNDJH FXUUHQW� GHSHQGHQW RQ LWV GHVLJQ� 6PDOO YDULDWLRQV LQSUREH OHDNDJHFXUUHQWV DUHQRUPDO IURPSUREH WRSUREH� 2WKHU YDULDWLRQVZLOO UHVXOW IURP GLIIHUHQFHV LQOLQH YROWDJH DQG WHVW OHDG SODFHPHQW�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� 3UREH /HDNDJH &XUUHQW 7HVW �&RQWLQXHG�
0HWHU 3URFHGXUH XVLQJ 3UREH $GDSWHU DQG 6DOLQH %DWK
7KH 'DOH �������( SURYLGHV D PHWKRG IRU WHVWLQJ SUREHV LQGHSHQGHQWO\ IURP WKH V\VWHP� 7KH PHWHU XWLOL]HV D SUREHDGDSWHU WR DSSO\ FRPPRQ WHVW SRWHQWLDO WR DOO FRQQHFWRU SLQV�
7KHSUREH·V LPDJLQJDUHD LV LPPHUVHG LQ D VDOLQH VROXWLRQDORQJZLWK D JURXQGLQJSUREH IURP WKHPHWHU WR FRPSOHWH WKHFXUUHQW SDWK� 6DOLQH VROXWLRQ LV D PL[WXUH RI ZDWHU DQG VDOW� 7KH VDOW DGGV D IUHH LRQ WR WKH ZDWHU� PDNLQJ LW FRQGXFWLYH�1RUPDO VDOLQH VROXWLRQ LV ���� VDOW RU ��� JUDP VDOW SHU � OLWHU RI ZDWHU� ,I VDOLQH LV QRW DYDLODEOH� D PL[WXUH RI � TXDUWZDWHU ZLWK RQH RU PRUH JUDPV RI WDEOH VDOW� PL[HG WKRURXJKO\� ZLOO VXEVWLWXWH�
&$87,21
7R DYRLG SUREH GDPDJH DQG SRVVLEOH HOHFWULF VKRFN� GR QRW LPPHUVH SUREHV LQWR DQ\ OLTXLG EH\RQGWKH OHYHO LQGLFDWHG LQ WKH RSHUDWRUV PDQXDO �&KDSWHU ��� 'R QRW WRXFK WKH SUREH� FRQGXFWLYH OLTXLGRU DQ\ SDUW RI WKH XQLW XQGHU WHVW ZKLOH WKH ,62 7(67 VZLWFK LV GHSUHVVHG�
)ROORZ WKHVH VWHSV WR WHVW HDFK SUREH IRU OHDNDJH FXUUHQW�
�� 7XUQ WKH /2*,4Éa��� XQLW 2))�
�� 3OXJ WKH XQLW LQWR WKH WHVW PHWHU� DQG WKH PHWHU LQWR WKH WHVWHG $& ZDOO RXWOHW�
�� &RQQHFW WKH SUREH WR EH WHVWHG WR WKH PHWHU·V DSSURSULDWH DGDSWHU� �5HIHU ,//8675$7,21 ���� �
�� 3OXJ WKH VDOLQH SUREH LQWR WKH PHWHU·V ¶&+$66,6· FRQQHFWRU� �5HIHU ,//8675$7,21 ���� �
75$16'8&(5 6285&( /($.$*( &855(17 7(67
,//8675$7,21 ����
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� 3UREH /HDNDJH &XUUHQW 7HVW �&RQWLQXHG�
�� 3OXJ WKH SUREH DGDSWHU LQWR WKH PHWHU·V FRQQHFWRU PDUNHG ¶(;7(51$/·�
�� 6HW WKH PHWHU·V ¶)81&7,21· VZLWFK WR (;7(51$/ SRVLWLRQ�
�� $GG WKH VDOLQH SUREH DQG WKH LPDJLQJ DUHD RI WKH SUREH LQWR WKH VDOLQH EDWK�
�� +DYH XQLW SRZHU 21 IRU WKH ILUVW SDUW� WXUQ LW 2)) IRU WKH VHFRQG KDOI�
�� 'HSUHVV WKH ,62 7(67 URFNHU VZLWFK DQG UHFRUG WKH KLJKHVW FXUUHQW UHDGLQJ�
��� )ROORZ WKH WHVW FRQGLWLRQV GHVFULEHG LQ 7$%/( ���� IRU HYHU\ SUREH�
��� .HHS D UHFRUG RI WKH UHVXOWV ZLWK RWKHU KDQG FRSLHV RI 30 GDWD�
*HQHUDO 3URFHGXUH
)ROORZ WKHVH VWHSV WR WHVW HDFK SUREH IRU OHDNDJH FXUUHQW�
�� 7XUQ WKH /2*,4Éa��� XQLW 2))�
�� 3OXJ WKH XQLW LQWR WKH WHVW PHWHU� DQG WKH PHWHU LQWR WKH WHVWHG $& ZDOO RXWOHW�
�� 3OXJ WKH H[WHUQDO SUREH LQWR WKH PHWHU·V ¶(;7(51$/· FRQQHFWRU�
�� 6HW WKH PHWHU·V ¶)81&7,21· VZLWFK WR ¶(;7(51$/· SRVLWLRQ�
�� &RQQHFW WKH SUREH IRU WHVW ZLWK WKH FRQQHFWRU RI WKH FRQVROH�
�� $SSO\ D OLEHUDO DPRXQW RI JHO WR WKH SUREH·V OHQV�
�� :UDS WKH SUREH LQ DOXPLQLXP IRLO� PDNLQJ VXUH WKHUH LV JRRG FRQWDFW ZLWK LWV DFRXVWLF DSHUWXUH�
�� (LWKHU VXVSHQG WKH SUREH E\ LWV FDEOH RU SODFH LW RQ DQ LQVXODWHG VXUIDFH�
�� +DYH XQLW SRZHU 21 IRU WKH ILUVW SDUW� WXUQ LW 2)) IRU WKH VHFRQG KDOI�
��� +ROG WKH H[WHUQDO SUREH DJDLQVW WKH DOXPLQLXP IRLO RQ WKH SUREH ZKHQ WKH XQLW LV UHDG\ WR VFDQ�
��� 'HSUHVV WKH ,62 7(67 URFNHU VZLWFK DQG UHFRUG WKH KLJKHVW FXUUHQW UHDGLQJ�
��� )ROORZ WKH WHVW FRQGLWLRQV GHVFULEHG LQ WKH 7$%/( ���� IRU HYHU\ SUREH
��� .HHS D UHFRUG RI WKH UHVXOWV ZLWK RWKHU KDQG FRSLHV RI 30 GDWD�
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� 3UREH /HDNDJH &XUUHQW 7HVW �&RQWLQXHG�
'DWD 6KHHW IRU 7UDQVGXFHU 6RXUFH /HDNDJH &XUUHQW
)ROORZ WKH IRUHJRLQJ WHVW SURFHGXUH IRU HYHU\ SUREH� 7KH WHVW SDVVHV ZKHQ DOO UHDGLQJV PHDVXUH OHVV WKDQ WKH YDOXHVKRZQ LQ WKH WDEOH EHORZ�
7$%/( ����
0$;,080 $//2:$1&( /,0,7 )25 352%( /($.$*( &855(17
7\SH %) $SSOLHG 3DUW /HDNDJH &XUUHQW /LPLWV >1RQ��FRQGXFWLYH �IORDWLQJ� 6XUIDFH DQG ,QWUDFDYLWDU\ SUREHV@
&RXQWU\ 1RUPDO &RQGLWLRQ 2SHQ *URXQG 5HYHUVH 3RODULW\ 2SHQ 1HXWUDO
86$ ����P$ ����P$ ����P$ ����P$
2WKHUV ���P$ ���P$ ���P$ ���P$
7$%/( ����
'$7$ 6+((7 )25 352%( 6285&( /($.$*( &855(17
SUREH WHVWHG�SUREH WHVWHG�
/2*,4Éa��� 8QLW3RZHU
7HVW 3RZHU 3RODULW\ 7HVWHU *URXQG 6ZLWFK 0HDVXUHPHQW
21 1250 23(1
21 1250 &/26('
21 5(9 23(1
21 5(9 &/26('
2)) 1250 23(1
2)) 1250 &/26('
2)) 5(9 23(1
2)) 5(9 &/26('
/2*,4Éa��� 6(59,&( 0$18$/*( 0(',&$/ 6<67(06
�������
�����
5(9 �
������� :KHQ 7KHUH·V 7RR PXFK /HDNDJH &XUUHQW����
&KDVVLV )DLOV
&KHFN WKH JURXQG RQ WKH SRZHU FRUG DQG SOXJ IRU FRQWLQXLW\� (QVXUH WKH JURXQG LV QRW EURNHQ� IUD\HG� RU LQWHUPLWWHQW�5HSODFH DQ\ GHIHFWLYH SDUW�
7LJKWHQ DOO JURXQGV�
,QVSHFW ZLULQJ IRU EDG FULPSV� SRRU FRQQHFWLRQV� RU GDPDJH�
7HVW WKH ZDOO RXWOHW DQG YHULI\ LI LW LV JURXQGHG� 1RWLI\ WKH XVHU RU RZQHU WR FRUUHFW DQ\ GHYLDWLRQV� &KHFN WKH RWKHURXWOHWV WR VHH LI WKH\ FRXOG EH XVHG LQVWHDG�
1RWH
1R RXWOHW WHVWHU FDQ GHWHFW WKH FRQGLWLRQ ZKHUH WKH ZKLWH QHXWUDO ZLUH DQG WKH JUHHQ JURXQGLQJ ZLUHDUH UHYHUVHG� ,I ODWHU WHVWV LQGLFDWH KLJK OHDNDJH FXUUHQWV� WKLV VKRXOG EH VXVSHFWHG DV D SRVVLEOHFDXVH DQG WKH RXWOHW ZLULQJ VKRXOG EH YLVXDOO\ LQVSHFWHG�
3UREH )DLOV
5HSODFH WKH SUREH DQG WU\ DJDLQ�
3HULSKHUDOV )DLO
7LJKWHQ DOO JURXQG FRQQHFWLRQ VFUHZV�
,QVSHFW ZLULQJ IRU EDG FULPSV� SRRU FRQQHFWLRQV� ORRVH VFUHZV RU GDPDJH�
6WLOO )DLOV
%HJLQ LVRODWLRQ E\ UHPRYLQJ WKH SUREHV� H[WHUQDO SHULSKHUDOV� WKHQ WKH RQ ERDUG RQHV� RQH DW D WLPH ZKLOH PRQLWRULQJWKH OHDNDJH FXUUHQW PHDVXUHPHQW�
1HZ 8QLW
,I WKH OHDNDJHFXUUHQWPHDVXUHPHQW WHVWV IDLO RQDQHZXQLW DQG LI VLWXDWLRQ FDQQRW EH FRUUHFWHG� VXEPLW D6DIHW\ )DLOXUH5HSRUW WR GRFXPHQW WKH V\VWHP SUREOHP� 5HPRYH WKH XQLW IURP RSHUDWLRQ�