GEF Expanded Constituency Workshop

Results Based Management at the GEF

RESULTS BASED MANAGEMENT AT THE GEF

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Results-Based Management: Definition

A results-based approach aims to improve management effectiveness and accountability by “defining realistic expected results, monitoring progress toward the achievement of expected results, integrating lessons learned into management decisions and reporting on performance.”

Canadian International Development Agency (CIDA), 1999

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Tracking Results

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Project Design Implementation Evaluation

LFA/Results frameworkM&E Plan

Management, monitoring, and learning

Monitoring of progress; midpoint course correction as

needed

Terminal EvaluationsLessons Learned

Lessons learned; Good practices

Adapted from the World Bank’s Results Focus in Country Assistance Strategies, July 2005, p. 13

Global Environmental BenefitsStrategic Goals

Focal Area Goals and Objectives

Project and Portfolio Performance

Management Effectiveness & Efficiency

Targeted Learning & Information Accessibility

Menu

Recipes

Ingredients

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Alignment of Focal Area Objectives to Strategic Goal

• Each focal area’s goals and objectives align with GEF Strategic Goals

• Project level goals align with focal area objectives

Example: • BD Objective: Improved sustainability of protected area systems

Strategic Goal 1: Conserve, sustainably use, and manage biodiversity, ecosystems and natural resources globally

• CC Objective: Promote the demonstration, deployment, and transfer of innovative low-carbon technologies

Strategic Goal 2: Reduce global climate change risks by stabilizing atmospheric GHG concentrations through emission reduction actions

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GEF RBM Framework

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Project Objectives

Focal Area Goal

GEF Strategic

Goals

Focal Area Objectives

GEBImpacts

OutcomesOutputs

Institutional Level

(top-down)

Operating Level

(bottom-up)

PROJECT LEVEL RESULTS

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Indicators

“A quantitative or qualitative factor or variable that provides a simple and reliable means to measure achievement, to reflect changes connected to an intervention, or to help assess the performance of a development actor”

-- OECD /DAC 2002

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OECD DAC Results Chain

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Inputs: GEF and co-finance resources

Activities: Allocate forest land to local communities to manage with appropriate sustainable forest management policies;

Outputs: ha of forest under community sustainable forest management

Outcomes: ha of improved forests

Impact: Sequestration of carbon and biodiversity conserved

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Baselines

• Initial data on project participants or other project aspects collected prior to the project intervention

• When baseline data are not available it is difficult to:– Set future targets of the project– If you do not know where you are, how can you know

where you are going?– Estimate changes as a project proceeds in monitoring– Compare the initial conditions and changes of project in an

evaluation

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Baselines for GEF Projects

• Must be in place by CEO Endorsement/ approval

• If there is not a baseline figure for every indicator a plan must be outlined as to how to capture baseline during first year of implementation

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PORTFOLIO LEVEL RESULTS

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Portfolio Monitoring

• Monitoring the entire set of interventions funded by the GEF

• Secretariat's Monitoring Focused on Overall GEF Portfolio Global Environmental Benefits Focal are expected outcomes

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Climate Change: Green House Gas (GHG) emissions reduced

Source: Global Environment Facility

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Biodiversity:ha of protected area (PA) supported

Source: Global Environment Facility

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International Waters:No. of strategic partnerships funded to produce measurable pollution reductions in water bodies

Source: Global Environment Facility

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Land Degradation: ha brought under sustainable land management (SLM)

Source: Global Environment Facility

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BD Focal Area Objective

Outcome Indicator - Outcome

Indicator - Output

Improved sustainability of protected area systems

Increased revenue for protected area systems to meet total expenditures required for management

Total annual revenue is sufficient for management of protected area

Total annual revenue- $

Sustainable financing plans(No.)

CC Focal Area Objective

Outcome Indicator - Outcome

Indicator - Output

Promote the demonstration, deployment, and transfer of innovative low-carbon technologies

Technologies successfully demonstrated, deployed, and transferred

Percentage of technology demonstrations reaching planned goals

Innovative low-carbon technologies demonstrated and deployed on the ground (No.)

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Tracking Tools and LessonsWhy? What? When?

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TRACKING TOOLS AND LESSONSWHY? WHAT? WHEN?

• Demonstrates progress made against indicators common to all projects– can also reveal shortcomings

• Helps to guide and inform project implementation• Provides justification for continued investment in

each focal area programming

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To measure progress in achieving the impacts and outcomes established at the portfolio level under each focal area

Purpose of the GEF Tracking Tools (why?)

• TTs are GEF Portfolio monitoring tool (a portfolio performance tool)• Allows for aggregation of results at the global level• TTs are intended:

– To roll up indicators from the individual project level to the portfolio level

– To track overall portfolio performance in focal areas • Aggregated results are then published by the GEF in the Annual

Monitoring Report (AMR), shared with donors

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Project data is aggregated for analysis of directional trends & patterns at a portfolio-wide level to inform the development of future GEF strategies and to report to GEF Council on portfolio-level

performance in each focal area

Purpose of the GEF Tracking Tools (why?)

Summary of GEF TT requirements (When?)

• Each focal area has its own tracking tool to meet its unique needs

• TTs must be complete at CEO Endorsement for FSPs or CEO approval for MSPs

• TTs submitted again at mid-term and project completion

• TT & their associated guidelines can be found: http://www.thegef.org/gef/tracking_tools

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Structure of the GEF Tracking Tools (What?)

Sample of Biodiversity TT spreadsheets:– Objective 1. Section I– Objective 1. Section II– Objective 1. Section III– Objective 2.– Objective 3.

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ProtectedAreas

Mainstreaming

Biosafety

REPORTING, DATA ACCESS & TRANSPARENCY

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DATA ACCESS & TRANSPARENCY

Mapping Portal to Access and Sort Data

Next Step: Progress toward Results (outcomes & outputs) Captured through Mapping Portal

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The Web-mapping portal, links directly to the GEF online project database.

Public Availability of Project Reports (PIRs, TTs, MTRs & TEs ) through the Mapping Portal 28

Questions about the GEF Tracking Tools

• What benefits do the GEF Tracking Tools bring to individual projects?

• What benefits do the GEF Tracking Tools bring to countries?

• What benefits do the GEF Tracking Tools bring to GEF Agencies?

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For more information: http://www.thegef.org/gef/RBM

Contact us at RBM:Dr. Omid Parhizkar: oparhizkar@thegef.org

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