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Global Principles and Practices for Hotspots Analysis and Sustainability Information

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A joint organisation of UNEP & SETAC Global Principles and Practices for Hotspots Analysis and Sustainability Information James A. Fava & Curtis A. Harnanan, thinkstep Mark Barthel & Claire Kneller, WRAP/PSF
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Page 1: Global Principles and Practices for Hotspots Analysis and Sustainability Information

A joint organisation of UNEP & SETAC"

Global Principles and Practices for Hotspots Analysis and Sustainability Information!

James A. Fava & Curtis A. Harnanan, thinkstep!Mark Barthel & Claire Kneller, WRAP/PSF !

Page 2: Global Principles and Practices for Hotspots Analysis and Sustainability Information

Outline!

Overview of Flagship Project 3a!What is Hotspots Analysis!Outcomes of Phase 1!

Analysis!Initial insights on methodological framework!

What to expect in Phase 2!Future steps (Phase 3)!Q&A and Discussion / Input!

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Page 3: Global Principles and Practices for Hotspots Analysis and Sustainability Information

A joint organisation of UNEP & SETAC"

Overview of Flagship Project 3a!

‘‘HHoottssppoottss AAnnaallyyssiiss’’!!

Page 4: Global Principles and Practices for Hotspots Analysis and Sustainability Information

Ultimately . . .!

WWee aarree ddeevveellooppiinngg::!!!  A common methodological framework for sustainability

hotspots analysis at different scales; !!  A guideline for the appropriate use and communication of

sustainability information derived from hotspots analysis; !!  A community of practice on hotspots analysis; and !!  A range of options to bring together the findings from

existing hotspots studies to provide a richer, global picture of sustainability hotspots in the economy and society.!

!

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Es#mated  comple#on:  late  2017  

Page 5: Global Principles and Practices for Hotspots Analysis and Sustainability Information

What is Hotspots Analysis?!

A methodological framework that allows for the rapid assimilation and analysis of a range of information sources, including life cycle based and market information, scientific research, expert opinion and stakeholder concerns. !!The outputs from this analysis can then be used to identify potential solutions and prioritize actions around the most significant governance, economic, environmental and/or social sustainability impacts or benefits associated with a specific country, city, industry sector, lifestyle, product portfolio, product category or individual product or service*.  !!Hotspots analysis is often used as a pre-cursor to developing more detailed or granular sustainability information.  !!

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*More  recently,  hotspots  analysis  is  also  being  used  to  assess  the  impacts  and  benefits  of  interven#ons  to  support  the  transi#on  to  more  sustainable  consump#on  paAerns  and  lifestyles.    

Page 6: Global Principles and Practices for Hotspots Analysis and Sustainability Information

Overview  &  Key  Phases  

Page 7: Global Principles and Practices for Hotspots Analysis and Sustainability Information

Status of Hotspots Analysis? !

➜  Growing number of different scales of application and communications approaches!

➜  No common approach nor accepted guidance on how to translate and apply the results of Hotspots Analysis into meaningful product sustainability information for use by business, governments and other stakeholders. !

➜  NNeeeedd for an effort to ensure gglloobbaall ccoonnssiisstteennccyy and inter-operability among the various programmes and activities. !

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Page 8: Global Principles and Practices for Hotspots Analysis and Sustainability Information

Application of Hotspots Analysis!

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Pathfinders & pilots Real world product improvement programmes (pilots, working groups, industry implementation)

Priority Products Focusing on the products that matter

Value chain optimisation and resource efficiency Tesco’ global food loss and waste initiative

Sustainability Indexes From domestic appliances to public gardens

Water catchment management* Understanding water scarcity hotspots and water resource management

*Greenhouses  in  San  Agus#n  near  Almería,  Andalusia,  Spain  (36°42’  N  –  2°44’  W)  ©  Yann  Arthus-­‐Bertrand  /  Al#tude  

Page 9: Global Principles and Practices for Hotspots Analysis and Sustainability Information

A joint organisation of UNEP & SETAC"

Outcomes of Phase 1!

FFllaaggsshhiipp PPrroojjeecctt 33aa !!

Page 10: Global Principles and Practices for Hotspots Analysis and Sustainability Information

Phase 1: Initial HSA Mapping Study!

➜  Approval & support from UNEP / SETAC !!➜  OObbjjeeccttiivvee:: !!

➜  To provide an overview of existing hotspots methodologies via literature reviews, expert interviews and stakeholder consultations!

➜  To undertake an analysis of the commonalities and differences in existing hotspots analysis and the reasons behind them!

➜  To assess the application of hotspots analysis at different scales and levels of granularity!

➜  To share the learning from existing studies and initiatives and benefit from proven practice in the development process !

➜  April – December 2014!!

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Page 11: Global Principles and Practices for Hotspots Analysis and Sustainability Information

Phase 1: Final Report!

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Available  at:  hAp://www.lifecycleini#a#ve.org/wp-­‐content/uploads/2014/12/UNEP-­‐Hotspots-­‐Mapping-­‐Project-­‐Final-­‐Report-­‐Phase-­‐1.pdf    

Page 12: Global Principles and Practices for Hotspots Analysis and Sustainability Information

Mapping Methodologies!

Engaged methodology owners, developers and users!➜  Identified 44* various methodologies!➜  Refined results → selected 28 for analysis !➜  Further prioritized & selected final 21 for analysis !

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 Scale  of    

Application   Methodology Stakeholder  engagement

Impact  coverage

Applicability  to  SMEs

Applicability  to  Emerging  Economies

Ease  of  Use  

Business  Model   Approach  

Public   Private   Qual.                            Quant.  

National  

EU  EIPRO n ¢   ✔ ✔   +   $   $   Getting  the  

Numbers  Rights nnn ¢   ✔ ✔   ++     $   Global  Protocol  for  Community  

Scale  GHG  emissions

nnn ¢   ✔   ✔   +   $ $ US  GSA  Supply  Chain  Hotspots  

Project n ¢       +   $ GHG  Protocol  

Corporate  Value  Chain  (Scope  3)  Accounting  and  

Reporting  Standard

nnn ¢   ✔   ✔   +   $ $

Sector  

National  Cattlemen’s  Beef  

Association  Hotspots  Analysis

nnn ¢¢   ✔   ✔   ++   $

Public  Gardens  Sustainability  Index  Hotspots  

Analysis nnn ¢¢

¢¢ ✔   ✔   ++   $ Sustainability  Accounting  

Standards  Board  Materiality  

Map™ nnn ¢¢

¢¢ ✔     ++   $ $

"  4  na#onal  "  5  sector  "  12  product  

*NOTE:  since  comple#ng  Phase  1  in  December  2014  six  further  methodologies  have  come  to  light  which  will  be  further  inves#gated  during  Phase  2  

Page 13: Global Principles and Practices for Hotspots Analysis and Sustainability Information

Methodologies Identified from Survey!

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Page 14: Global Principles and Practices for Hotspots Analysis and Sustainability Information

Final Selected Methodologies!

NNaattiioonnaall LLeevveell MMeetthhooddoollooggiieess!! !1.  EU EIPRO!2.  Getting the Number Right (GNR)!3.  Global Protocol for Community-scale GHG emissions !4.  US GSA Supply Chain Hotspots Project ! ! !SSeeccttoorr LLeevveell MMeetthhooddoollooggiieess!! !1.  GHG Protocol Corporate Value Chain (Scope 3) Accounting and Reporting Standards !2.  National Cattlemen’s Beef Association Hotspots Analysis!3.  Public Gardens Sustainability Index Hotspots Analysis!4.  Sustainability Accounting Standards Board (SASB) Materiality Map™!5.  Sustainability Assessment of Food and Agriculture systems (SAFA) tool! ! !PPrroodduucctt CCaatteeggoorryy LLeevveell MMeetthhooddoollooggiieess!! !1.  Association of Home Appliance Manufacturers (AHAM) Hotspots Analysis!2.  Japanese Carbon Footprint Programme!3.  Japanese Ecoleaf Programme!4.  French Grenelle I and II BPX 30-323-0 Product Lifecycle Environmental Impact Quantification Guidance Standard!5.  GHG Protocol Product Life Cycle Accounting and Reporting Standards!6.  ISO/TS 14067: Greenhouse gases - Carbon footprint of products!7.  Social Hotspots Database!8.  Social LCA!9.  The Sustainability Consortium!10. WRAPs Product Sustainability Forum!11. Water Quality Association (WQA) Hotspots Analysis!

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Page 15: Global Principles and Practices for Hotspots Analysis and Sustainability Information

Summary Analysis!

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Page 16: Global Principles and Practices for Hotspots Analysis and Sustainability Information

Summary Analysis!

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 Scale  of    

Application   Methodology Stakeholder  engagement

Impact  coverage

Applicability  to  SMEs

Applicability  to  Emerging  Economies

Ease  of  Use  

Business  Model   Approach  

Public   Private   Qual.                            Quant.  

National  

EU  EIPRO n ¢   ✔ ✔   +   $   $   Getting  the  

Numbers  Rights nnn ¢   ✔ ✔   ++     $   Global  Protocol  for  Community  

Scale  GHG  emissions

nnn ¢   ✔   ✔   +   $ $ US  GSA  Supply  Chain  Hotspots  

Project n ¢       +   $ GHG  Protocol  

Corporate  Value  Chain  (Scope  3)  Accounting  and  

Reporting  Standard

nnn ¢   ✔   ✔   +   $ $

Sector  

National  Cattlemen’s  Beef  

Association  Hotspots  Analysis

nnn ¢¢   ✔   ✔   ++   $

Public  Gardens  Sustainability  Index  Hotspots  

Analysis nnn ¢¢

¢¢ ✔   ✔   ++   $ Sustainability  Accounting  

Standards  Board  Materiality  

Map™ nnn ¢¢

¢¢ ✔     ++   $ $

Page 17: Global Principles and Practices for Hotspots Analysis and Sustainability Information

Summary Analysis!

17"

 Scale  of    

Application   Methodology Stakeholder  engagement

Impact  coverage

Applicability  to  SMEs

Applicability  to  Emerging  Economies

Ease  of  Use  

Business  Model   Approach  

Public   Private   Qual.                            Quant.  

Sector  

Sustainability  Assessment  of  

Food  and  Agriculture  systems  

nnn ¢¢¢¢  

✔   ✔   ++   $

Product  

Association  of  Home  

Appliance  Manufacturers  

Hotspots  Analysis  

 

nnn ¢¢¢  

✔   ✔   +   $

Japanese  Carbon  

Footprint  Programme  

 

nnn ¢   ✔     +   $ $ Japanese  Ecoleaf  

Programme    

nnn ¢   ✔     + $ $

   

French  Grenelle  I  and  II  BPX  30-­‐323-­‐0  Product  

Lifecycle  Environmental  

Impact  Quantification  

Guidance  Standard  

   

nnn ¢   ✔   ✔   +   $ $

Page 18: Global Principles and Practices for Hotspots Analysis and Sustainability Information

Summary Analysis!

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Scale  of  Application   Methodology Stakeholder  

engagement Impact  

coverage Applicability  

to  SMEs Applicability  to  Emerging  Economies

Ease  of  Use  

Business  Model   Approach  

Public   Private   Qual.                            Quant.  

 

GHG  Protocol  Product  Life  

Cycle  Standards  nnn ¢   ✔   ✔   +   $ $

Product  Sustainability  

Forum    

nnn ¢¢   ✔   ✔   +   $ $

Social  Hotspots  Database   nnn ¢   ✔   ✔   ++   $

Product  Social  LCA   nn ¢¢   ✔     ++   $ $

The  Sustainability  Consortium  

 nnn ¢¢   ✔   ✔   +   $

  ISO/TS  14067:  2013  -­‐  Carbon  footprint  of  products  

 

nnn ¢   ✔   ✔   +   $ $ Water  Quality  Association  (WQA)  Hotspots  Analysis  

 

nnn ¢¢¢ ✔ ✔   + $ $

Page 19: Global Principles and Practices for Hotspots Analysis and Sustainability Information

Commonalities!

➜  All of the key methodologies engage several stakeholders in their development;!

➜  Most methodologies include environmental impacts;!➜  All methodologies utilize to some degree, a quantitative

approach. A few only use qualitative elements;!➜  Most approaches address multiple impacts.!

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Page 20: Global Principles and Practices for Hotspots Analysis and Sustainability Information

Differences!

➜  National:!➜  All utilize a quantitative approach to address environmental impacts!➜  Tend to use input/output analysis or materials flows analysis!

➜  Sector & Product:!➜  Tend to be more diverse in the impacts and issues they address, as

well as in the use of more qualitative elements!➜  Tend to focus on life cycle approaches or ‘beyond LCA’ approaches!

➜  City-Scale: one methodology has specifically developed for use in cities*, others could be adapted for use at this scale!

➜  Hybrid (public & private) funding appears to be dominant among the methodologies, !➜  No common funding model that can be attributed to any of the three

methodology levels!!

20"*Global  Protocol  for  Community-­‐scale  GHG  emissions      

Page 21: Global Principles and Practices for Hotspots Analysis and Sustainability Information

General Observations!

➜  Growing number of methodologies “move beyond LCA” !➜  Development stems from a various organisations & linked to

a specific objective!➜  All engage a wide stakeholder base !➜  Majority are focussed on multiple issues, with most covering

a core set of environmental issues, though issue-specific methods also exist !

➜  While the hybrid funding appears to be dominant, there is no common model applied at a national, sector, or product level.!

➜  Few incorporate financial data on the costs and benefits of addressing hotspots. !

➜  Links to activity to reduce the impact of hotspots are sparse. !

! 21"

Page 22: Global Principles and Practices for Hotspots Analysis and Sustainability Information

Key Stakeholder Insights!

➜  Support ‘Beyond LCA’ approach !➜  Clearly identify goal & scope !➜  Build stakeholder credibility & use a phased approach!➜  Keep hotspots actionable & manageable!➜  Prioritize to meet goals for addressing hotspots!➜  Make results clear & intuitive using visualization!➜  Periodically review & revise HSA analysis!➜  Clearly communicate uncertainty!➜  Develop case studies & examples to support use!

!

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Page 23: Global Principles and Practices for Hotspots Analysis and Sustainability Information

Methodological Framework: Initial Insight!

Define  Goal  &  Scope  

Gather  data,  seek  expert  

insight  

Iden#fy  &  validate  hotspots  

Iden#fy  &  priori#ze  ac#ons  Review  ini#al  

findings  with  key  

stakeholders  &  experts  

Present  &  validate  findings  

Iden#fy  implementa#on  gaps  &  recommenda#ons  

Review  and  revisit  hotspots  

analysis  

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Page 24: Global Principles and Practices for Hotspots Analysis and Sustainability Information

What to Expect in Phase 2!

➜  Wider stakeholder engagement and consultation process!➜  Two one-day facilitated rapid prototyping workshops for

sector and product-level hotspots analysis modules (Q1 – 2016)!➜  Interested in participating?!

➜  Three regional webinars (Q1 – 2016) !➜  Interested in participating?!

➜  Refined methodological framework, including sector and product category-level guidance based on expert input from workshops & webinars!

➜  Guidance on the appropriate use and communication of sustainability information!

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Page 25: Global Principles and Practices for Hotspots Analysis and Sustainability Information

What to Expect in Phase 2!

Page 26: Global Principles and Practices for Hotspots Analysis and Sustainability Information

Guidelines on use and communication!

➜  Appropriateness of how sustainability information used and communicated will be dependent on scope/goals of study, e.g.:!➜  Availability of underpinning data and information; and depth and

granularity of research findings used to identify hotspots; !

➜  Quality and consistency of expert opinion and judgement and level of agreement reached; !

➜  The level and inclusiveness of stakeholder engagement and degree to which stakeholder concerns have been addressed; !

➜  The materiality / relevance of the sustainability information to be used or communicated in the context of identified sustainability hotspots; and!

➜  How and what this sustainability information is to be applied to in order to provide information to consumers/stakeholders! 26"

Page 27: Global Principles and Practices for Hotspots Analysis and Sustainability Information

Future Steps (Phase 3)!

➜  Tailoring of Phase 2 deliverables for specific applications:!➜  UNEP 10YFP tourism sector guidance!

➜  Undertake a series of practical piloting projects to road-test deliverables!➜  City-scale pilot (Quito, Equador)!➜  UNEP 10YFP Better By Design flagship project!

➜  Bringing together the evidence from !different studies and initiatives !under the auspices of the UNEP 10YFP !on SCP!

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Page 28: Global Principles and Practices for Hotspots Analysis and Sustainability Information

Questions!

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Interested  in  par,cipa,ng  or  learning  more?    Please  contact:  

Jim  Fava  (  [email protected])    Mark  Barthel  ([email protected])  

Page 29: Global Principles and Practices for Hotspots Analysis and Sustainability Information

Questions to prompt discussion!

➜  What additional value do/can ‘beyond LCA’ approaches to Hotspots Analysis bring?  !➜  At what level(s) of application of hotspots analysis does the ‘beyond LCA’

provide the greatest benefit? !➜  Are there any applications where the use of a ‘beyond LCA’ approach is of

low value or should not be encouraged?!➜  What issues and topics should be covered in the principles and

practices for hotspots analysis and how could they best be applied (bearing in mind they will need to be flexible enough to accommodate different scales of application (e.g. national, city, sector, product category, lifestyles)?  !

➜  In what format and/or information should the final guidance (i.e., principles and practices for hotspots analysis) be provided in order to optimize its utility (and broadly encourage its adoption) among all levels of users?!

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Page 30: Global Principles and Practices for Hotspots Analysis and Sustainability Information

Thank you for your attention!!

!SSTTAAYY UUPP--TTOO--DDAATTEE OONN !!

LLIIFFEE CCYYCCLLEE IINNIITTIIAATTIIVVEE AACCTTIIVVIITTIIEESS:!!

Web: www.lifecycleinitiative.org!Email: [email protected]!

Twitter: @LC_Initiative!!

We’re also on LinkedIn and Facebook and you can subscribe to our newsletter LC Net on our website!!

!

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