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GlobeOp Financial Services
GlobeOp Financial Services
GlobeOp Financial Services (LSE:GO.) is a leading independent provider of business process outsourcing, financial technology services and analytics to hedge funds and other sectors of the financial industry, including family wealth offices, insurance companies, pension funds, corporate treasuries, and private / regional banks.
TO BE CONFIDENT IS TO MOVEFORWARDWITH CERTAINTYAND PASSION
OUR GLOBAL MARKETS
Hedge Funds
Managed Accounts
Fund of Funds
Investors
Family Wealth Offices
Private / Regional Banks
Insurance Companies
Pension Funds
Corporate Treasuries
AT A GLAncEGlobeOp is a leading independent provider of business process outsourcing, financial technology services and analytics to hedge funds and other sectors of the financial industry.Established in 2000 Listed on the London Stock Exchange in 20072300+ employees 11 offices 3 continents
Approximately 200 clients 1775+ total funds $187 bn AuA
SOc 1 in accordance with SSAE no. 16 and ISAE 3402 Type II examination
GlobeOp TEcHnOLOGYTechnology Team: 300+ members, 150+ developers, all GlobeOp employees. Physical Infrastructure: Two wholly owned and operated data centers, configured in an “active-active” architecture. Network: Multiple telecom vendors, complete physical redundancy. Applications: Developed using Java™ language, no legacy applications. Information Security: Key priority, standards include the use of encryption and dual authentication. Client-Facing Applications: Web-based, no locally installed software required.
To be confident is to feel strong and positive about portfolio management, risk taking and asset raising. It is knowing you are supported by the most rigorous processes and controls, so you can focus on your business. It is possessing the transparency and governance so important to investors.
Management Committee:Martin Veilleux, Hans Hufschmid, Vernon Barback, Andrea Dulberg, Ron Tannenbaum, Ira Rosenblum
VALUE PROPOSITIOnRemarkable service in web-based technology, valuation control, risk reporting and analytics.
KEY STREnGTHS
> continuous innovation
> Integrated service offering
> Leading-edge technology
> Investor focus
> Independent, global platform
> complex products
> People – Processes – Technology
> Successfully completed SOc 1, in accordance with SSAE no. 16 and
ISAE 3402 Type II examination
cOMPLETE SUITE OF SERVIcESMIddLE And BAcK-OFFIcE FUnd AdMInISTRATIOn InVESTOR SERVIcESRISK SERVIcESVALUATIOn cOnTROL OTc SERVIcEScASH MAnAGEMEnT / ExEcUTIOn SERVIcESMAnAGEd SERVIcES
PROdUcTS And SERVIcESMIddLE And BAcK-OFFIcE > Security master and static data processing derived from independent sources> connectivity and provision of Order Management Systems (OMS) – STP > daily trade, cash balance, cash activity and position reconciliations> Settlement processing, affirmations, confirmations and fails management> OTc processing with confirmation and documentation> data aggregation and pricing> daily portfolio P&L reporting> Exposure calculations> Margin – collateral – corporate action support
FUnd AdMInISTRATIOn> Pricing and nAV> Fund valuation> Weekly / month-end accounting package> Fund performance reporting> Audit support> Financial statement and tax reporting
InVESTOR SERVIcES> Process investor transactions (subscriptions / redemptions) with money transfer and reconciliations> AML review and KYc document collection> Maintain official books and records > Investor communications (audits, ddQs, queries, reporting)> customized reporting to fund managers and investors> Share registry
RISK SERVIcESIntegrated with MBO and Administration Services / delivered to Managers and Investors GoRisk® services > Position and exposure reporting > customizable stress and scenario tests> Full suite of Value-at-Risk (VaR) methodologies > calculations with flexible parameters> Supports UcITS III directive > Unique rules filter
VALUATIOn cOnTROL> Multiple data and pricing vendors> Broad product coverage> Exception-based reporting> Independent asset valuation > Transparency for buy-side stakeholders> complex instrument coverage> development of valuation policies
cASH MAnAGEMEnT / ExEcUTIOn SERVIcES*> GoMoney™ portal cash management portal, daily cash projection reporting, single-source access> CurreneX® services Fx spots, forwards, swaps, metals, loans and deposits> MTS™ BondVision services European fixed income products, real-time indicative prices> ICE Link platform Trade date electronic affirmation of dTcc-eligible credit derivatives, real-time trade monitoring and notification
OTc SERVIcESGoOTCTM processingIntegrated or stand-alone package for OTc derivative trade processing: > Trade capture> confirmation > Settlement> Reconciliation > document and collateral management > Valuation and P&L reporting and risk data> credit derivative auto-novation
MAnAGEd SERVIcES**> data center and hosted services> Platform as a Service (PaaS)> Specifically designed facilities> Advent Geneva™ hosting > disaster recovery and business continuity facilities
* For use by institutional investors only – not for public distribution; GlobeOp Markets Limited – Member FInRA and SIPc.** To find out the scope of Managed Services available in your country, please contact your GlobeOp sales representative.
©2012 GlobeOp Financial Services S.A. All rights reserved. GlobeOp and the GlobeOp “G” are trade and service marks of GlobeOp Financial Services LLc and its affiliates. Other names herein are the trade and / or service marks of their respective owners.
EUROPELOndOn OFFIcE
nORTH AMERIcAnEW YORK OFFIcE
ASIA MUMBAI OFFIcE
USAEamonn GreavesGlobal Head of Business development156 West 56th St., 6th Floor new York, nY 10019 USA Tel: +1 914 670 3612 Fax: +1 646 827 1850Email: [email protected]
EUROPERon Tannenbaum Managing director1-3 Strand London Wc2n 5HR, UKTel: +44 (0) 20 7190 6615 Fax: +44 (0) 20 7190 6601Email: [email protected]
www.globeop.comdublin • Grand cayman • Harrison • Hartford • London • Mumbai • new York city • Yorktown Heights
