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GOVERNANCE, RISK AND COMPLIANCE Sound governance is vital to a successful organization ORGANIZATIONAL RESILIENCE PROTECT WWW.MAZARS USA .COM Mazars USA LLP is an independent member firm of Mazars Group. ORGANIZATIONAL RESILIENCE PROTECT MAZARS USA LLP • Cybersecurity • Organizational Resilience • Security Compliance Advisory • Data Privacy • IT General Controls Review • Pre-and-Post Implementation Reviews The increasingly regulated business environment in the United States and internationally requires companies to demonstrate their honesty, transparency, ethical behavior and long-term sustainability, as well as identify and manage risks. OUR SERVICES Our team of experts successfully addresses the corporate governance, risk management and internal audit requirements for a range of entities by providing practical and effective solutions. We work closely with your senior management to consistently address your business needs, and we assist in ensuring the latest regulations and guidelines are followed. PROTECT GOVERNANCE, RISK AND COMPLIANCE HOW MAZARS CAN HELP RISK AND CONTROL SOLUTIONS Risk management is much more than an insurance policy. Any significant business obstacle can threaten the health of your company or prevent strategic objectives from being achieved. Our services assist in identifying and addressing key internal and external risks, adding value to your organization. Our risk services consist of: • Internal Audit Outsourcing / Co-Sourcing • Quality Assessment Review (QAR) • SOC 1 and SOC 2 • Internal Control Focused Reviews • Human Rights and CSR Monitoring • SOX Compliance • Vendor Contract and Compliance Audits • BSA/AML and Consumer Compliance Regulations • Enterprise Risk Management INFORMATION TECHNOLOGY SOLUTIONS Our IT assurance services provides a comprehensive approach to managing risk. Our specialized team of experts provide an independent view of the technology risks that you face and the adequacy and effectiveness of your controls on the confidentiality, integrity and availability of your systems and data. Our IT services consist of: SPECIALTY INDUSTRY SOLUTIONS Insurance Organizations must understand and manage technology related risks, whether from external sources or from sources within the company. Although such risks are common, it is often difficult to objectively assess and manage them. Banking • MGA / TPA Inspections • Ceding Company Audits • Coverholder Audits • Litigation and Arbitration Support • HIPAA and MU Compliance • Governance/ERM • Consumer Compliance Regulations • BSA/AML/OFAC • Regulatory Sanctions and Stipulations • Credit Risk Management Other • Data Analytics • E-Discovery • Forensic & Computer Forensic Investigations
