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Chapter 26 Gradation Design of Sand and
Gravel Filte rs
Part 633
National Engineering HandbookUnited StatesDepartment ofAgriculture
NaturalResourcesConservationService
Part 633NationalEngineeringHandbook
Chapter 26 Gradation Designof Sand and GravelFilters
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Chapter 26 Gradation Design of Sand and
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Part 633
National Engineering Handbook
Issued October 1994
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Chapter 26 Gradation Design of Sand and
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Part 633
National Engineering HandbookPreface
26i
Most of the criteria in this document was originally issued in Soil Mechan-
ics Note 1, revised January 1986. This revision of Soil Mechanics Note 1 and
any future revisions of other Soil Mechanics Notes will be placed in theNational Engineering Handbook , Part 633, Soil Engineering. This mater ial is
Chapter 26, Gradation Design of Sand and Gravel Filters.
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26ii
Acknowledgments
The criteria in this document are based on the results of an extensive labo-
ratory filter study carr ied out by the Soil Conservation Service (SCS) at the
Soil Mechanics Laboratory in Lincoln, Nebraska, from 1980 to 1985. Theprincipals involved in this study were Lorn P. Dunnigan, SCS (retired),
James R. Talbot , SCS (retired), and James L. Sherard, consultant
(deceased).
Revisions were developed in 1993 by Danny K. McCook, assistant head,
Soil Mechanics Laboratory, SCS, Fort Worth , Texas; Charles H. McElroy,
head of the Soil Mechanics Laboratory, SCS, Fort Worth, Texas; and James
R. Talbo t , national soils engineer, SCS, Washington , DC (re tired) . Danny
McCook developed the example problems.
Special recognition is given to the following Soil Conservation Service
engineers for their many helpful comments during the review process:
Philip N. Jone s , Lincoln, Nebraska; Christ ine M. Portillo , Fort Worth,
Texas; William G. Hughey, Chester, Pennsylvania; and Clifton E. Deal,
Portland, Oregon.
Special thanks also t o the following persons in the Technical Publishing
Section of the National Cartography and GIS Staff, SCS, Fort Worth, Texas:
Wendy Pierce for the graphic illustrations, Suzi Selffor desktop publish-
ing, and Mary Matt inso n for her ed itorial contributions.
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National Engineering HandbookChapter 26 Gradation Design of Sandand Grave l Filters
633.2600 Purpose 261
633.2601 Basic purpose of filters and drains 261
633.2602 Permeability and capacity 262
633.2603 Determining filter gradation limits 262
633.2604 Definitions 2637
633.2605 References 2637
63 3.26 06 Appe ndix esAppendix 26A Steps in Filter Design ........................................................ 26A1
Appendix 26B Standard ASTM Aggregate Specifications ...................... 26B1
Tables Table 261 Regraded gradation curve data 263
Table 262 Filtering criteria Maximum D15 263
Table 263 Permeability criteria 263
Table 264 Other filter design criteria 263
Table 265 Maximum and minimum particle size criteria 264
Table 266 Segregation criteria 265
Table 267 Cr it er ia for filt er s use d adjac ent to p erfor at ed 265
collector pipe
Table 268 Design specification gradation for example 261 soil 268
Table 269 Design specification gradation for example 262 soil 2613
Table 2610 Design specification gradation for example 2616
262A soil
Table 2611 Design specification limits for clayey gravel base soil 2621
Table 2612 The final selected design filt er band gradat ion 2625
for silty sand base soil
Contents:
26iii
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Table 2613 Data for designed filter band 2629
Table 2614 Des ign filt er band dat a for exa mple 266 soil 2634
Table 26B1 Selected standard aggregate gradations 2641
Figure s Figure 261 Grain size distribution curve for fine clay base soil 269
Figure 262 Grain s ize dis tr ibut ion curve for silty sand with 2614
gravel base soilCategory 3
Figure 262A Grain s ize dis tr ibut ion curve for silty sand with 2617
gravel base soil where p rimary function is filter
Figure 262B Grain size distribution curve for silty sand 2618
with gravel base soil
Figure 263 Grain size dis tr ibut ion curve fo r c layey grave l 2622
base soil
Figure 264 Grain size distribution curve for silty sand base soil 2626
Figure 265 Gravel filter band design 2630
Figure 265A Gravel filter band design using an extended 2631
coars e filter limit
Figure 266 Grain s ize dis tr ibut ion curve fo r very fine c lay 2636
base soil
Figure 26B1 Standard aggregate gradations 2643
26iv
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Chapter 26 Gradation Design of Sand and
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Examples Example 261 Fine clay base soilCategory 1 267
Example 262 Silty sand with grave l base soilCategory 3 2611
Example 262A Silty sand with grave l base soilCategory 3 2615
Example 263 Clayey gravel base soilCategory 2 2619
Example 264 Silty sand base soilCategory 4 2623
Example 265 Design of a coarse filter to be compatible 2627
with a previously designed fine filter an d used
around a perforated pipe
Example 266 Very fine clay base soilCategory 1 2633
26v
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6 3 3 .2 6 0 0 P u r p o s e
Chapter 26 presents c riteria for determining the grain-
size d istribution (gradat ion) of san d and gravel filters
needed to prevent internal erosion or piping of soil in
embankments or foundations of hydraulic structu res.
These criteria are based on results of an extensive
laboratory filter s tudy carried out by the Soil Conser-
vation Service at the Soil Mechanics Laboratory in
Lincoln, Nebraska, from 1980 to 1985. (See Section
633.2605, References, for published repo rts .)
Refer to section 633.2604 for definitions used in this
chapter.
6 33 .2 6 01 B a s ic p u r po s e o f
f i l te r s a n d d r a i n s
Filters ar e placed in embankment zones, foundations,
or other areas of hydraulic structures for two pur-
poses:
To intercept water flowing through cracks or
openings in a base soil and block the move-
ment of eroding soil particles into the filter.
Soil particles are caught at the filter face,
reducing the flow of water through cracks or
openings and preventing further e rosion and
enlargement of the cracks or openings.
To intercept water flowing through the pores
of the base soil, allowing passage of the water
while preventing movement of base soil par-
ticles. Without filters , piping of susceptible
base soils can occur when seepage gradients
or pressures are high enough to produce
erosive discharge velocities in t he base so il.
The filter zone is generally placed upstream of
the discharge point where sufficient confine-
ment prevents u plift or blow-out of the filter.
Drains consist of sand, gravel, or a sand an d gravelmixture placed in embankments, foundations, and
backfill of hydraulic structures, or in other locations to
reduce seepage pressure. A drains most important
design feature is its capacity to collect and carry water
to a safe outlet at a low gradient or without pressure
build-up. Drains are often used downstream of or in
addition to a filter to provide outlet capacity.
Combined filters and d rains are commonly used. The
filter is designed to function as a filter and as a drain.
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6 33 .2 60 2 P er me ab i l i ty an d
c a p a c i t y
The laboratory filter study clearly demonstrat ed that
graded filters designed in accordance with these
criteria will seal a crack. The sealing begins wh en
water flows through a crack or opening and carries
soil particles erod ed from the sides o f the openings.
Eroding soil particles collect on the face of the filter
and seal the crack at the interface. Any subsequent
flow is through the p ores of the soil. If filters are
designed to intercept c racks, the pe rmeability required
in the filter zone should be based on the ste ady stateseepage flow through the pores of the base soil alone.
The hydraulic capa city of any cracks n eed not be
considered in designing the filter because the cracks
have been shown to se al.
Where saturate d steady-state seepage flow will not
develop, for instance in dry dams for flood control
having a normal drawdown time of 10 days or less,
filter capacity need only be nominal. Filters designed
either to protect against steady state seepage or inter-
nal erosion through cracks are to be thick enough to
compensate for potential segregation and contamina-
tion of the filter zones d uring construction. They must
also be thick enough that cracks cannot extend
through the filter zone during any possible differential
movements.
A zone of coarser materials immediately downstream
or below th e filter, or both , provides additional capac-
ity to collect and convey seepage to a controlled
outlet. In some cases a strip drain is used, and in
others a perforated collector pipe is employed to
outlet the collected seepa ge. To prevent movement of
the filter materials into the coarse drain materials, the
coarse drain materials must be designed for the propergradation using procedures in this subchapter. Perfo-
rations in collector pipes must a lso be sized properly
to prevent movement of the coarse drain materials
into the perforations.
6 33 .2 60 3 De te rm in i n g f i l -
t e r g r a d a t i o n l i m i t s
Determine filter gradation limits using the following
steps:
Step 1: Plot the gradation curve ( grain-size
distribution) of the base s oil material. Use enough
samples to de fine the r ange of grain sizes for the ba se
soil or soils. Design the filter u sing the base soil that
requires the smallest D15 size for filtering purposes.
Base the design for drainage purposes on th e base so il
that has the largest D15 size.
Step 2: Proceed to step 4 if the base soil contains
no gravel ( material larger than No. 4 sieve) .
Step 3: Prepare adjusted gradation curves for
base s oils that have particles larger than the
No. 4 (4.75 mm) sieve.
Obtain a correction factor by dividing 100 by
the pe rcent passing the No. 4 (4.75 mm) sieve.
Multiply the percentage passing each sieve
size of the b ase soil smaller than No. 4 (4.75
mm) sieve by the correction factor deter-
mined above.
Plot these adjusted percentages to obtain a
new gradation curve.
Use the adjusted curve to determine the per-
cen tage pa ssing the No. 200 (0.075 mm) sieve
in step 4.
Step 4: Place the base soi l in a category deter-
mined by the percent passing the No. 200 ( 0.075
mm) sieve from the regraded gradation curve
data according to table 26 1.
Step 5: To satisfy filtration requirements, dete r-mine the maximum allowable D15 size for the
filter in accordance with the table 262.
If desired, the maximum D15 may be adjusted for
certa in noncritical uses of filters where significant
hydraulic gradients are not predicted, such as bedding
beneath riprap and concret e slabs. For fine clay base
soil that has d85 sizes between 0.03 and 0.1 mm, a maxi-
mum D15 of 0.5 mm is still conservative. For fine-
grained silt that has low sand content, plotting below the
"A" line, a maximum D15 of 0.3 mm may be used.
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Step 6: If permeability is a requirement (see
section 633.2602), determine the minimum allow-
able D15 in accordance with t able 263. Note: Thepermeability requirement is determined from the d15size of the base soil gradation be fore regrading.
Step 7: The width of the allowable filter design
band must be kept relatively narrow to prevent
the use of pos sibly gap-graded filte rs. Adjust the
maximum and minimum D15 sizes for the filter
band dete rmined in steps 5 and 6 so that t he
ratio is 5 or less at any given percentage passing
of 60 or less. Criteria are summarized in table 264.
Table 261 Regraded gradation cur ve data
Base % finer than Basesoil No. 200 sieve soilcategory (0.075 mm) description
(after regrading,where applicable)
1 > 85 Fine silt and clays
2 40 85 Sands, silts, clays, and silty
& clayey sands
3 15 39 Silty & clayey sands and
gravel
4 < 15 Sands and gravel
Table 262 Filtering criteria Maximum D15
Ba se soil F ilte ring c rite riacategory
1 9 x d85 but not less than 0.2 mm
2 0.7 mm
3
( ) [ ] +40
40 154 0 7 0 785
Ad mm mm. .
A = % passing #200 sieve after regrad ing
(If 4 x d85 is less th an 0.7 mm, use 0.7
mm)
4 4 x d85 of base soil after regrading
This ste p is required to avoid the use of gap-graded
filters. The use of a broad ran ge of particle sizes to
specify a filter gradation could result in allowing theuse of gap-graded ( skip-graded) materials. These
mater ials have a grain size distribution curve with
sharp breaks or other undesirable characteristics.
Materials that have a broad range of particle sizes may
also be susceptible to segregation during placement.
The requirements of step 9 should prevent segregation,
but other steps are needed to eliminate the use of any
gap-graded filters.
Gap-graded ma terials generally can be recognized by
simply looking at their grain size distribution curve.
However, for specification purposes, more prec ise
controls ar e needed. In designing an acceptable filter
band us ing the preliminary control points obt ained in
steps 1 through 6, the following additional require-
ments should be followed to decrease the probability
of using a gap-graded filter.
Table 263 Permeability criteria
Base soil category Minimum D15
All categor ies 4 x d15 of the base soil before
regrading, but not less than 0.1 mm
Table 264 Other filter design criteria
Design element Criteria
To prevent The width of the designe d filter
gap-graded band should be such that the ratio
filters of the maximum diameter to the
minimum diameter at any given
percen t pass ing value 60% is 5.
F ilt er band Coarse and fin e limits of a filt er
limits band should each have a coefficient
of uniformity of 6 or less .
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First, calculate the ratio of the max imum D15 to the
minimum D15 sizes determined in steps 5 and 6. If this
ratio is greater than 5, adjust the values of these con-trol points so that the ra tio of the maximum D15 to the
minimum D15 is no greater than 5. If the ra tio is 5 or
less, no adjustments a re necessary. Label the maxi-
mum D15 size as Control point 1 and the minimum D15size as Control point 2. Proceed to s tep 8.
The decision on where t o locate the final D15 sizes
within the range established with previous criteria
should be based on one of the following consider-
ations:
1. Locate the design filter band at the maximum
D15 side of the range if the filter will be re-
quired to transmit large quantities of water
(serve as a dra in as well as a filter). With the
maximum D15 size as the control point, estab-
lish a new minimum D15 size by dividing the
maximum D15 size by 5, and locate a new
minimum D15 size. Label the maximum D15 size
Control point 1 and the minimum D15 size
Control point 2.
2. Locate the band at the minimum D15 side of
the range if it is probable there are finer base
mater ials than those sampled and filtering isthe mo st important function of the zone. With
the minimum D15 size as the cont rol point,
establish a new maximum D15 size by multiply-
ing the minimum D15 size by 5, and locate a
new maximum D15 size. Label the maximum
D15 size Control point 1 and th e minimum D15size Control point 2.
3. The most important consideration may be to
locate the maximum and minimum D15 sizes,
within the acceptable range of sizes deter -
mined in steps 5 and 6, so that a standard
gradation available from a commerc ial sourceor other gradations from a natural source near
the site would fall within the limits. Locate a
new maximum D15 and minimum D15 within
the permissible range to coincide with the
readily available mate rial. Ensure that the ratio
of these s izes is 5 or less. Label the maximum
D15 size Control point 1 and th e minimum D15size Control point 2.
Step 8: The designed filter band must not have
an ex tremely broad range of particle sizes to
prevent the use of poss ibly gap-graded filters.Adjust the limits of the de sign filter band so that
the coarse and fine sides have a coe fficient o f
uniformity of 6 o r less. The width of the filte r
band should be such that the ratio of maximum
to minimum diamete rs is less than or equal to 5
for all percent passing values of 60 or less.
Other filte r design criteria in st ep 8To prevent gap-graded fi ltersBoth sides of the
design filter band will have a coefficient of uniformity,
defined as:
CUD
D= 60
10
6
Initial design filter bands by this step will have CU
values of 6. For final design, filter bands may be ad-
justed to a steeper configuration, with CU values less
than 6, if needed. This is acceptable so long as other
filter and permeability criteria are satisfied.
Calculate a maximum D10 value equal to the maximum
D15 size divided by 1.2. (This factor of 1.2 is based on
the assu mption that the slope of the line connecting
D15 and D10 should be on a coefficient of uniformity ofabout 6.) Calculate t he maximum permissible D60 size
by multiplying the maximum D10 value by 6. Label this
Control point 3.
Determine the minimum allowable D60 size for the fine
side of the ban d by dividing the dete rmined maximum
D60 size by 5. Label this Contro l point 4.
Step 9: Determine the minimum D5 and maxi-
mum D10 0 sizes o f the filter according to table
265. Label as Control points 5 and 6, respectively.
Table 265 Maximum and minimum particle size criteria*
Base soil cat ego ry Maximum D100
Minimum D5, mm
All categor ies 3 inches 0.075 mm
(75 mm) (No. 200 sieve)
* The minus No. 40 (.425 mm) material for all filters must benonplastic as determined in accordance with ASTM D4318.
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Ste p 10: To minimize se gregation during con-
struction, the relationship betwe en the maximum
D90 and the minimum D10 of the filter is impor-tant . Calculate a preliminary minimum D10 size
by dividing the minimum D15 size by 1.2. ( This
factor of 1.2 is based on the assumption that the
slope of the line conne cting D15 and D10 should
be on a coe fficient of uniformity of about 6.)
Dete rmine the maximum D90 using table 266.
Label this as Control point 7.
Sand filters that have a D90 less than about 20 mm
generally do not require special adjustments for the
broadness of the filter band. For coarse r filters and
gravel zones that serve both as filters and drains, the
ratio of D90/D10 should decrease rapidly with increas-
ing D10 sizes.
Ste p 11: Connect Control points 4, 2, and 5 to
form a partial design for the fine side o f the
filter band. Connect Control points 6, 7, 3, and 1
to form a design for the coarse side o f the filter
band. This resu lts in a preliminary design fo r a
filter band. Complete the de sign by ext rapolating
the coarse and fine curves t o the 100 pe rcent
finer value. For purpose s o f writing specifica-
tions, se lect appropriate sie ves and correspond-ing percent finer values that be st recons truct the
design band and tabulate t he values.
Table 266 Segregation criteria
Ba se so il c at ego ry If D10
is : Then maximum D90
is:
(mm) (mm)
All categories < 0.5 20
0.5 1.0 25
1.0 2.0 30
2.0 5.0 40
5.0 10 50
> 10 60
Ste p 12: Design filters adjacent to perforated
pipe to have a D85 size no smaller than shown in
table 267. For critical structure drains where rapidgradient reversal (surging) is probable, it is reco m-
mended that the D15 size of the material surrounding
the pipe be no smaller than the pe rforation size.
Additional des ign considerations: Note that these
steps provide a filter band design that is as well graded
as p ossible and st ill meets criteria. This generally
provides the most desirable filter characteristics.
However, in some cases a more poorly graded filter
band ma y be preferable; for example, if more readily
available standard gradations are needed or where
onsite filters ar e used for economy.
The design filter band obtained in st eps 1 through 12
may be adjusted to a steeper configuration in such
cases . The width of the filter band should be main-
tained so that the ratio of the maximum diameters to
the minimum diameters at a given percent finer is no
greater th an 5 below the 60 percent finer value.
Only the por tion of the d esign filter band above the
previously established minimum and maximum D15sizes should be adjusted. The des ign band may be
adjusted so that t he coefficients of uniformity of both
the coar se and fine sides of the design band are lessthan 6, but not less than 2, to prevent use of very
poorly graded filters.
Table 267 Criteria for filters u sed adjacent to perforatedcollector pipe
Noncritical drains The filter D85 must be greater
where surging or than or equal to thegrad ient reversal is perforation s ize
not anticipated
Crit ical drains where The filter D15 must be greater
surging or grad ient than o r equa l t o t he
reversal is anticipated perforation size.
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Note that the requirement s for coefficient of unifor-
mity apply only to the coarse and fine limits of the
design filter band. It is possible that an individual,accep table filter whose gradation plots completely
within the specified limits could have a coefficient of
uniformity greate r than 6 and still be perfectly accept-
able. The design step s of this procedure will prevent
accep tance of gap-graded filters, which is the main
concern associated with filters having a high coeffi-
cient of uniformity, and it is not necessary to closely
examine the co efficient of uniformity of a part icular
filter as long as it plots within the design filter band.
Illustrations of these filter design steps a re in the
following examples. The steps in the filter design
process are summarized in appendix 26A. The sum-mary is useful to follow as th e examp le problems are
reviewed.
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Given: The most important function of the filter
being designed is to a ct as a filter.
Step 1: Plot the gradation curve of the base soil
material.
Refer to figure 261 for the plott ed grain size dist ribu-
tion curve for this e xample clay base soil, labeled Base
soil. The plotted curve is from the following data:
Sieve size % passing
No 10 100
No. 200 90
0.05 mm 80
0.02 mm 60
0.005 mm 40
0.002 mm 32
Step 2: Proceed to step 4 if the base soil contains no
gravel (mate rial larger t han the No. 4 sieve).
The example base s oil has 100 percen t finer than the
No. 4 sieve, and the grain size distribution curve does
not need to be regraded. Proceed to ste p 4.
Step 3: Not applicable because the base soil con-
tains no par ticles larger than the No. 4 sieve
Step 4: Place the base soil in a category determined
by the pe rcent passing the No. 200 (0.075 mm) sieve
from the regraded gradation curve data according to
tab le 261.
The example soil has 90 percent finer than the No. 200
sieve. From table 261, the so il is in category 1.
Step 5: To satisfy filtration requirements, d etermine
the maximum a llowable D15 size for the filter accord-
ing to table 262.
The filtering criteria for base soil category 1 is (table
262): The maximum D15 of the filter will be less than
or equal to 9 times the d85 of the base soil, but not less
than 0.2 mm.
The d85 size of the base soil is 0.06 mm. Thus, the
maximum D15 of the filter is
9 x 0.06 = 0.54 mm (not < 0.2 mm)
This is labeled as Maximum D15 in figure 261.
Step 6: If permeability is a requirement (section
633.2602), dete rmine the minimum allowable D15according to table 263. Note: The permeability re-
quirement is dete rmined from the d15 size of the base
soil gradation before regrading.
The permeability criterion for all categories of base
soils is that the filter will have a minimum D15 of no
less than 4 times the d15 of the base soil (before any
regrading of the base soil), but will not be less than 0.1
mm in any case.
The example 261 base soil does not have a meaning-
ful d15 size. The data show that the base soil has 32
percen t finer than 0.002 mm, the smallest commonly
determined particle size. Therefore, use t he default
value of 0.1 mm for the minimum D15 of the filter . This
value is the preliminary value for minimum D15. Pro-ceed to step 7 for any needed adjustments.
Step 7: The width of the allowable filter design band
must be kept relatively narrow to prevent the use of
possibly gap-graded filters. Adjust the maximum and
minimum D15 sizes for the filter ba nd dete rmined in
previous steps 5 and 6 so that t he ratio is 5 or less, at
any given percent passing of 60 or less. Adjustments
may be required based on the following consider-
ations.
For exa mple 261, the rat io of the maximum D15 to the
minimum D15 sizes is equal to 0.54 / 0.1 = 5.4. Because
the value is slightly greater than 5, a slight adjustment
is needed in this step. The minimum D15 is the control
because filtering is stated as the most important pu r-
pose. Label this as Control point 2. Determine an
adjusted maximum D15 size for the final des ign filter
band as equal to the minimum D15 size, 0.10 x 5 = 0.50
mm. This is the final Contro l point 1 labeled in figure
261. Go to step 8.
Ex am p l e 2 6 1 Fi n e c la y b a s e s o i lCa te g o r y 1
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Step 8: The designed filter band mus t not have an
extremely broad range of particle sizes to prevent
using possibly gap-graded filters. Adjust the limits ofthe des ign filter band so th at coarse and fine sides of
the filter band have a coefficient o f uniformity of 6 or
less . Width of the filter band should be such that the
ratio of maximum to minimum diameters is less than or
equal to 5 for all percen t passing values of 60 or less.
For example 261, calculate a value for maximum D10by dividing the maximum D15 size of 0.5 mm (deter-
mined in st ep 7) by 1.2 = 0.42 mm. Determine the value
for the maximum D60 size by multiplying the value of
D10 by 6 = 0.42 x 6 = 2.5 mm. Label this as Control
point 3.
Determine the minimum allowable D60 size for the fine
side of the band by dividing the dete rmined maximum
D60 size by 5:
D 60
5
2 5
50 50= =
..
Label this Control point 4.
Step 9: Determine the minimum D5 and maximum
D100 sizes of the filter according to table 265.
This table shows that filters mu st have a D5 greater
than or equal to 0.075 mm, equal to t he No. 200 sieve
size. Label this value as Control point 5 in figure 261.
It also shows that filters must h ave a D100 of less than
or equal to 3 inches. Label this value as Control point 6
in figure 261.
Step 10: To minimize segregation during construc -
tion, the relationship between the maximum D90 and
the minimum D10 of the filter is important. Calculate a
preliminary minimum D10 size by dividing the mini-
mum D15 size by 1.2. Determine the maximum D90using tab le 266. Label this as Contro l point 7.
Calculate t he minimum D10 size of the pre liminary
filter band as equal to the minimum D15 value of 0.1
mm (obtained in step 6) divided by 1.2:
0.10 / 1.2 = 0.083 mm
Table 266 lists maximum D90 sizes for filters for a
range of D10 sizes. Because the D10 value is less than
0.5 mm, the maximum D90 size is 20 mm. Label this
value as Control po int 7 in figure 261.
Step 11: Connect Control points 4, 2, and 5 to form a
partial design for the fine side of the filter band. Con-
nect Control points 6, 7, 3, and 1 to form a partialdesign for the c oarse s ide of the filter band.
Complete the design of the filter ba nd by extrapolating
the coarse and fine curves to t he 100 percent finer
value. For purposes of writing specifications, select
appropriate sieves and corresponding percent finer
values that bes t reconstruct the design band and
tabulate the values.
Refer to figure 261 for an illustration of the complete
filter design. Note that adjustments have been made in
straight line portions of the design band to intercept
even values for percent pass ing at standard sieve sizes
and to prevent the use of very broadly graded filters.
The final design specified gradation is shown in table
268.
Step 12: Design filters a djacent to perforated pipe to
have a D85 size no smaller than the per foration size.
For critical structure dra ins where rapid gradient
reversal (surging) is probable, it is recommended that
the D15 size of the material surrounding the pipe be no
smaller than the perforation size.
For this example, the filter will not be used around aperforated collector pipe, so step 12 is not applicable.
Additional design considerations: For thisexample, ASTM C-33 concre te sand falls well within
the design band. Because this is a fairly standard ,
readily available gradation, no adjustments in the
design band appear warranted. Selected ASTM Aggre-
gate Specifications are given in appendix 26B.
Table 268 Design specification gradation for example261 soil
Sieve size % passing
1 inch 100
3/4 inch 90100
No. 4 70100
No. 10 52100
No. 20 3075
No. 60 040
No. 140 015
No. 200 05
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Chapter 26 Gradation Design of Sand and
Gravel Filte rs
Part 633
National Engineering Handbook
Figure 261 Grain size distribution curve for fine clay base soil
MATERIALS
TESTING REPORT
U.S. DEPARTMENT of AGRICULTURE
SOIL CONSERVATION SERVICE DRAIN MATERIALS
DATEBYDESIGNED AT
PROJECT and STATE
Form SCS 130
12-93
COBBLES
GRAVELS
SANDS
FINES
REMARKS
GRAIN
SIZE
IN
MILLIM
ETERS
100
90
85
80
70
60
40
30
20
15
1 0 0
50
100
90
85
80
70
60
40
30
20
15
1 0 0
50
PERCENTFINERBYDRYWEIGHT
0.001
0.002
0.005
0.01
0.02
0.03
0.04
0.05
0.1
0.2
0.3
0.4
0.5
1.0
2.0
3.0
4.0
5.0
10
20
30
40
50
100
200
300
400
USDA-SCS FORT WORTH, TEXAS 1993
(9.525)
(12.7)
(19.05)
(25.4)
(38.1)
(50.8)
(76.2)
(152.4)
(304.8)
SIEVE
OPENING,(mm)
U.S.STANDARD
SIEVES
IZE
#200
#140
#100
#60#50
#40
#.30
#20
#16
#10#8
#4
3/8"
1/2"
3/4"
1"
11/2"
2"
3"
6"
12"
(0.075)
(0.105)
(0.149)
(0.250)(0.297)
(0.42)
(0.59)
(0.84)
(1.19)
(2.0)(2.38)
(4.76)
Example 1 Fine Clay Base Soil Cat egory 1
6
1
2
5
4
DesignFilt
erBand
Base
Soil
d85
=0.06
mm
Max
D15
1-0.54mm
2-0.108
mm
3
-2.7mm
4-0.54
5-.075mm
6
-3"
7-20
mm
3
7
6
4
2
5
MinD
15
Preliminarydesign
band
Preliminarydesign
band
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Chapter 26 Gradation Design of Sand and
Gravel Filte rs
Part 633
National Engineering Handbook
Ex am pl e 2 62 Si l ty s an d w i th g r a ve l b as e s o i l
Ca t e g o r y 3
Given: The most important function of the filter
being designed in this example is to act as a drain.
Step 1: Plot the gradation curve of the base soil
material.
Refer to figure 262 for the plotted grain size distribu-
tion curve for this example silty sand with gravel base
soil. The plotted curve is from the following data:
Sieve size % passing
3 inch 100
1 inch 90
3/8 inch 82
No 4 78
No. 10 72
No. 20 66
No. 40 54
No. 100 32
No. 200 200.005 mm 4
0.002 mm 2
Step 2: Proceed to step 4 if the base soil contains no
gravel (material larger th an the No. 4 sieve).
The examp le 262 base soil has particles larger than
the No. 4 sieve, so the grain size distribution curve
should be regrade d on the No. 4 sieve. Proceed to ste p
3:
Step 3: Prepare adjusted gradation curves for base
soils with particles larger than the No. 4 (4.75 mm)
sieve.
Determine the regrading factor by dividing the value
100 by the percent passing the No. 4 (4.75 mm) sieve
size. The regrading factor is:
100
781 28
%
%.=
Using the original gradation analysis, plot a regraded
curve for 100 percent passing the No. 4 (4.75 mm)
sieve. The regraded percent pass ing values are equal
to the or iginal percent pass ing values times th e regrad-
ing factor.
Sieve size Original % Regraded %passing passing
3 inch 100
1 inch 90
3/8 inch 82
No 4 78 100
No. 10 72 92
No. 20 66 85
No. 40 54 69
No. 100 32 41
No. 200 20 26
0.005 mm 4 5
0.002 mm 2 3
Step 4: Place the base soil in a category determined
by the p ercent passing the No. 200 (0.075 mm) sieve
from the regraded gradation curve data according to
table
261.
The example soil after regrading has 26 percent finer
than the No. 200 sieve. From table 261, the soil is in
category 3.
Step 5: To satisfy filtration requirements, determine
the max imum allowable D15 size for the filter accord-
ing to t able 262.
The filtering criteria for base soil category 3 is (table
262): The maximum D15 of the filter will be less than
or equal that given b y the following expression:
DA
d mm mm15 85
40
40 154 0 7 0 7
( )( )
( )( ) [ ] +. .
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Chapter 26 Gradation Design of Sand and
Gravel Filte rs
Part 633
National Engineering Handbook
Determine from the gradation curve of the regraded
base soil that the d85 size is 0.84 mm. From the re-
graded curve, the value of A is 26 percent. Then themaximum D15 of the filter by the equation above is:
D mm mm
mm
15
40 26
40 154 0 84 0 7 0 7
2 2
( )( )
( )( ) [ ] +
. . .
.
This is labeled as Maximum D15 in figure 262.
Step 6: If permeability is a requirement (section
633.2603), dete rmine the minimum allowable D15according to table 263. Note: The permeability re-
quirement is dete rmined from the d15
size of the base
soil gradation before regrading.
The permeability criterion for all categories of base
soils is that the filter ha ve a minimum D15 of no less
than 4 times the d15 of the base soil (before any regrad-
ing of the base soil), but not be less than 0.1 mm in any
case.
The example 262 base soil has a d 15 size o f 0.032
before regrading. The minimum D15 of the filter is 4 x
0.032 = 0.128 (accep tab le because it is larger than 0.1
mm). Label this value as Minimum D15 in figure 262.
Step 7: The width of the allowable filter design band
must be kep t relatively narrow to prevent the use of
possibly gap-graded filters. Adjust the maximum and
minimum D15 sizes for the filter band dete rmined in
previous steps 5 and 6 so that th e ratio is 5 or less at
any given pe rcent passing of 60 or less . Adjustments
may be required based on the following considerations:
Determine the ratio of the maximum D15 size to the
minimum D15 sizes determined in previous steps. This
ratio is:
2 2
0 1316 9
.
..
mm
mm =
Because this ratio exceeds the criterion ratio of 5,
adjustments ar e required in the values.
It was given that the most important function of the
filter is to serve as a drain, so the maximum D15 is
selected as t he con trol point, equal to 2.2 mm. Label
this value as Control point 1. To satisfy criteria, deter-
mine that the minimum D15 value is 1/5 of this value.
The minimum D15 value is th en:
2 2
5 0 44
.
.
mm
mm=
Label this as Control point 2 in figure 262.
Step 8: The designed filter band must not have an
extremely broad range of particle sizes to prevent the
use of possibly gap-graded filters. Adjust the limits of
the design filter band so that t he coarse and fine sides
of the filter band have a coefficient of uniformity of 6
or less. The width of the filter band shou ld be such
that the r atio of maximum to minimum diameter s is
less than or equal to 5 for all percent passing values of
60 or less .
The value for max imum D10 is calculated to be the
maximum D15 size dete rmine in s tep 7, divided by 1.2:
Dmm
15
1 2
2 2
1 21 83
.
.
..= =
Calculate a value for the maximum D60. The maximum
D10 size times 6 is 1.83 x 6 = 11 mm. Label the maxi-
mum D60 size as Control point 3.
The minimum allowable D60 size is equal to the maxi-
mum D60 size divided by 5.11
52 2= . mm
Label this as Control point 4 in figure 262.
Step 9: Determine the minimum D5 and maximum
D100 sizes of the filter according to table 26.5.
This table re quires filters to have a D5 greater than or
equal to 0.075 mm, equal to the No. 200 sieve size.
Label this value as Control po int 5 in figure 262.
It also shows that filters must h ave a D100 of less than
or equal to 3 inches. Label this value as Control point 6
in figure 262.
Step 10: To minimize segregation during construc -
tion, the relationship between the maximum D90 and
the minimum D10 of the filter is important. Calculate a
preliminary minimum D10 size by dividing the mini-
mum D15 size by 1.2. Determine the maximum D90using tab le 266. Label this as Control po int 7.
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Chapter 26 Gradation Design of Sand and
Gravel Filte rs
Part 633
National Engineering Handbook
Determine that the minimum D10 size is equal to the
minimum D15 size (det ermined in step 7) of 0.44 di-
vided by 1.2:0 44
1 20 37
.
..= mm
Because t he value of minimum D10 size is less t han
0.5 mm, the maximum D90 size is 20 mm ( tab le 266).
Label this value as Control po int 7 in figure 264.
Step 11: Connect control points 4, 2, and 5 to form a
partial design for the fine side of th e filter b and. Con-
nect control points 6, 7, 3, and 1 to form a design for
the coar se side of the filter band.
Complete the design of the filter band by extrapolating
the coarse an d fine curves to the 100 percent finer
value. For purposes of writing specifications, select
appropriate s ieves and cor responding percent finer
values that best reconst ruct the design band and
tabulate the values.
Refer to figure 262 for the completed filter band
design. Table 269 gives the final design specified
gradation. Note that all the control points are co nsid-
ered and tha t sieve sizes and corresponding percent
finer values are se lected to bes t fit the design band.
Step 12: Design filters adjacent to perforated pipe to
have a D85 size no smaller than the per foration size.
For critical structure dra ins where rapid gradient
reversal (surging) is probable, it is recommended that
the D15 size of the material surrounding the pipe be no
smaller than the perforation size.
It is not given tha t this filter is to be used around a
collector pipe, so this criterion is not applicable.
Additional design cons iderations: The des ign filter
band does not coincide with standard, readily avail-
able aggregate gradations. Probably, a blend of stan-
dard aggregate gradations would be required to meet
this design. Adjustments to the filter according to this
step would not improve the availability. See following
examples where this adjustment would be applicable.
Using the design filter band, prepare the following
tabular listing of the design.
Table 269 Design specification gradation for example262 soil
Sieve size % passing
3 inch 100
3/4 inch 90100
1/2 inch 75100
No. 4 40100
No. 10 1055
No. 20 030
No. 40 015
No. 100 09No. 200 05
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Chapter 26 Gradation Design of Sand and
Gravel Filte rs
Part 633
National Engineering Handbook
Figure 262 Grain size distribution cur ve for silty sand with gravel base soilCategory 3
MATERIALS
TESTING REPORT
U.S. DEPARTMENT of AGRICULTURE
SOIL CONSERVATION SERVICE DRAIN MATERIALS
DATEBYDESIGNED AT
PROJECT and STATE
Form SCS 130
12-93
C
OBBLES
GRAVELS
SANDS
FINES
REMARKS
GRAIN
SIZE
IN
MILL
IMETERS
100
90
85
80
70
60
40
30
20
15
1 0 0
50
100
90
85
80
70
60
40
30
20
15
1 0 0
50
PERCENTFINERBYDRYWEIGHT
0.001
0.002
0.005
0.01
0.02
0.03
0.04
0.05
0.1
0.2
0.3
0.4
0.5
1.0
2.0
3.0
4.0
5.0
10
20
30
40
50
100
200
300
400
USDA-SCS FORT WORTH, TEXAS 1993
(9.525)
(12.7)
(19.05)
(25.4)
(38.1)
(50.8)
(76.2)
(152.4)
(304.8)
SIEVE
OPENING,(mm
)
U.S.STANDARD
SIEVE
SIZE
#200
#140
#100
#60#50
#40
#.30
#20
#16
#10#8
#4
3/8"
1/2"
3/4"
1"
11/2"
2"
3"
6"
12"
(0.074)
(0.105)
(0.149)
(0.250)(0.297)
(0.42)
(0.59)
(0.84)
(1.19)
(2.0)(2.38)
(4.76)
1-2.2
mm
2-0.4
4
mm
3-11mm
4-2.2
mm
5-0.0
75mm
6
-3"
7-20mm
MaxD
15
=2.2
mm
MinD
15=
0.1
3
mm
MinD
15
Example 2 - Silt y sand wit h gravel base soil - Cat egory 3
5
2
1
MaxD
15
3
7
6
Preliminarydesignband
4
d15
=0.0
32mm
Preliminarydesignband
d85
=0.8
4mm
Re-gra
dedbas
esoil
Base
soil
Final
design
filterba
nd
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Chapter 26 Gradation Design of Sand and
Gravel Filte rs
Part 633
National Engineering Handbook
Ex am pl e 2 62 A Si l ty s an d w i th g r a ve l b as e s o i l
Ca t e g o r y 3
Step 7: The width of the allowable filter design band
must be kept relatively narrow to p revent the use of
possibly gap-graded filters. Adjust the maximum and
minimum D15 sizes for the filter band de termined in
steps 5 and 6 so tha t the ra tio is 5 or less at any given
percen t passing of 60 or less. Adjustment s may be
required based on the following considerations.
Determine the ratio of the maximum D15 size to the
minimum D15 sizes determined in previous steps:2 2
0 1316 9
.
..
mm
mm=
Because this ratio exceeds the criterion ratio of 5,
adjustments a re required in the values.
The most important function of the filter is to serve as
a filter, so the minimum D15 is selected as the control
point, equal to 0.13 mm. Label this Control point 2. To
satisfy criteria, determine that the maximum D15 value
is 5 times this value. The maximum D15 value is:
0.13 x 5 = 0.65 mm
Label this as Contro l point 1 in figure 262A.
Step 8: The designed filter band mus t not have an
extremely broad range of particle sizes to prevent the
use of possibly gap-graded filters. Adjust the limits o f
the design filter band so that the coarse and fine sides
of the filter band ha ve a coefficient of uniformity of 6
or less . The width of the filter band should be such that
the ratio of maximum to minimum diameters is less than
or equal to 5 for all percent passing values of 60 or less.
A value for maximum D10 is calculat ed by dividing the
maximum D15 size (determine in step 7) by 1.2.
0 65
1 20 54
.
..= mm
Calculate a value for the maximum D60 by multiplying
the maximum D10 size times 6:
0.54 x 6 = 3.24 mm
Label the maximum D60 size as Control point 3.
This exa m ple uses the sam e base soil as that i n
example 262. It is assum ed that the most im portant
function of the filter bein g designed i s to act as a
filter. Exam ple 262 assum ed the m ost im portant
function was to act as a drain . Note the differences
in the design steps.
Step 1: Plot the gradation curve of the base soil mate-
rial. This step is the same as that in example 262. Refer
to figure 262A for the plotted grain size distr ibutioncurve for this example silty sand with gravel base soil.
Step 2: Proceed to step 4 if the base soil contains no
gravel (material larger th an the No. 4 sieve). Because
the example 262 base soil has par ticles larger tha n
the No. 4 sieve, the grain size distribution curve should
be regraded on the No. 4 sieve. Proceed to st ep 3.
Step 3: Prepare adjusted gradation curves for base
soils with particles larger than the No. 4 (4.75 mm)
sieve. This step is th e same as that for example 262.
Refer to that example and see figure 262A.
Step 4: Place the base soil in a category determined
by the p ercent passing the No. 200 (0.075 mm) sieve
from the regraded gradation curve data according to
table 261. This step is the same as tha t for example
262. The soil is in category 3.
Step 5: To satisfy filtration requirements, determine
the maximum allowable D15 size for the filter acco rd-
ing to table 262. This step is the same as th at for
example 262. The maximum D15 size is 2.2 mm. This
is labeled as Maximum D15 in figure 262A.
Step 6: If permeability is a requirement (section
633.2603), dete rmine the minimum allowable D15according to table 263. Note: The permeability re-
quirement is dete rmined from the d15 size of the base
soil gradation before regrading.
The example 262A base soil has a d15 size o f 0.032
mm before regrading. The value of minimum D15 of the
filter is 4 x 0.032 = 0.128 mm (acceptab le because it is
larger than 0.1 mm). Label this value as Minimum D15in figure 262A.
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Chapter 26 Gradation Design of Sand and
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Part 633
National Engineering Handbook
The minimum allowable D60 size is equal to the maxi-
mum D60 size divided by 5:
3 24
50 65
..= mm
Label this as Cont rol point 4 in figure 262A.
Step 9: Determine the minimum D5 and maximum
D100 sizes of the filter according to table 265.
This table shows that filters must have a D5 greater
than or equal to 0.075 mm, equal to the No. 200 sieve
size. Label this value as Control point 5 in figure 262A.
It also shows that filters must h ave a D100 of less th anor equal to 3 inches. Label this value as Control point 6
in figure 262A.
Step 10: To minimize segregation during constru c-
tion, the relationship between the maximum D90 and
the minimum D10 of the filter is important. Calculate a
preliminary minimum D10 size by dividing the mini-
mum D15 size by 1.2. Determine the maximum D90using table 266. Label this as Control po int 7.
This table lists maximum D90 sizes for filters for a
range of D10 sizes. Calculate the minimum D10 size as
equal to the minimum D15 size (determined in step 7)
of 0.13 mm divided by 1.2:
0 13
1 20 11
.
..= mm
Because the value is less th an 0.5 mm, the maximum
D90 size is 20 mm (table 266). Label this value as
Control point 7 in figure 262A.
Step 11: Connect cont rol points 4, 2, and 5 to form a
partial design for the fine side of the filter band. Con-
nect control points 6, 7, 3, and 1 to form a design for
the coarse side of the filter band.
Complete the des ign of the filter band by extrapolating
the coar se and fine curves to the 100 percent finer
value. For purposes of writing specifications, select
appropriate sieves and corresponding percent finer
values that best r econstruct the design band and
tabulate the values.
Refer to figure 262A for the c ompleted filter band
design. The design is also tabulated in table 2610.
Note that the control points are considered and tha t
relatively even percent finer values are selected for
standard sieve sizes for ease in wr iting specifications.
Step 12: Design filters adjacent to perforated pipe to
have a D85 size no smaller than the per foration size.
For critical structure drains where rapid gradient
reversal (surging) is probable, it is recommended that
the D15 size of the material surrounding the pipe be no
smaller than the perforation size.
It is not given tha t this filter is to be used aroun d a
collector pipe, so this criterion is not applicable.
Additional des ign considerations: The des ign filter
band c oincides fairly well with a standard, readily
available aggregate gradation, ASTM C-33 fine aggre-
gate for concre te. However, a slight adjustment in the
filter design would make it more comp atible with this
standard gradation. The filter band can be adjusted to
a more poorly graded configuration, a CU value of less
than 6. Note tha t this is accomp lished without violat-
ing other filtering or permeability criteria. Figure 26
2B shows how the or iginal filter band de sign shown in
figure 262A could be slightly altere d to a s teeper
sloping band for the filter limits without violating any
of the c riteria previously covered.
The final filter design specification limits selected for
example 262A, before and after possible adjustment ,
are shown in table 2610.
Table 2610 Design specification gradation forexample 262A soil
Sieve size Fig. 262A before Fig. 262B afteradjustment adjustment(% passing) (% passing)
3 inch 100
3/4 inch 90100
1/2 inch 85100 100
No. 4 70100 80100
No. 10 45100 60100
No. 20 2065 20100
No. 40 045 060
No. 60 030 035
No. 100 017 017
No. 200 05 05
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Chapter 26 Gradation Design of Sand and
Gravel Filte rs
Part 633
National Engineering Handbook
Figure 262A Grain size distribution curve for silty sand with gravel base soil where primary function is filter
MATERIALS
TESTING REPORT
U.S. DEPARTMENT of AGRICULTURE
SOIL CONSERVATION SERVICE DRAIN MATERIALS
DATEBYDESIGNED AT
PROJECT and STATE
Form SCS 130
12-93
C
OBBLES
GRAVELS
SANDS
FINES
REMARKS
GRAIN
SIZE
IN
MILL
IMETERS
100
90
85
80
70
60
40
30
20
15
1 0 0
50
100
90
85
80
70
60
40
30
20
15
1 0 0
50
PERCENTFINERBYDRYWEIGHT
0.001
0.002
0.005
0.01
0.02
0.03
0.04
0.05
0.1
0.2
0.3
0.4
0.5
1.0
2.0
3.0
4.0
5.0
10
20
30
40
50
100
200
300
400
USDA-SCS FORT WORTH, TEXAS 1993
(9.525)
(12.7)
(19.05)
(25.4)
(38.1)
(50.8)
(76.2)
(152.4)
(304.8)
SIEVE
OPENING,(mm
)
U.S.STANDARD
SIEVE
SIZE
#200
#140
#100
#60#50
#40
#.30
#20
#16
#10#8
#4
3/8"
1/2"
3/4"
1"
11/2"
2"
3"
6"
12"
(0.074)
(0.105)
(0.149)
(0.250)(0.297)
(0.42)
(0.59)
(0.84)
(1.19)
(2.0)(2.38)
(4.76)
Example 2A - Silt y sand wit h gravel base soil - Cat egory 3
2
1-0.6
5m
m
2-0.1
3m
m
3-3.2
4m
m
4-0.6
5
5-.0
75mm
6
-3"
7-20
mm
MaxD
15
=2
.2mm
Min
D15
=0
.13mm
MinD
15
5
1
MaxD
15
3
4
d85
=0.8
4mm
6
7
d15
=0.0
32mm
Preliminarydesign
band
Preliminarydesignband
Re-gra
dedbas
esoil Ba
seso
il Final
design
filterband
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Chapter 26 Gradation Design of Sand and
Gravel Filte rs
Part 633
National Engineering Handbook
Figure 262B Grain size distribution cur ve for silty sand with gravel base soil (adjusting limits)
ASTM
C-33Concretesa
ndwillplotinfinaldesignband
Example 2 - Adjust ing filt er design t o suit available st andard gradat ion
Figure B-3
MATERIALS
TESTING REPORT
U.S. DEPARTMENT of AGRICULTURE
SOIL CONSERVATION SERVICE DRAIN MATERIALS
DATEBYDESIGNED AT
PROJECT and STATE
Form SCS 13012-93
CO
BBLES
GRAVELS
SANDS
FINES
REMARKS
GRAIN
SIZE
IN
MILLIMETERS
100
90
85
80
70
60
40
30
20
15
1 0 0
50
100
90
85
80
70
60
40
30
20
15
1 0 0
50
PERCENTFINERBYDRYWEIGHT
0.001
0.002
0.005
0.01
0.02
0.03
0.04
0.05
0.1
0.2
0.3
0.4
0.5
1.0
2.0
3.0
4.0
5.0
10
20
30
40
50
100
200
300
400
USDA-SCS FORT WORTH, TEXAS 1993
(9.525)
(12.7)
(19.05)
(25.4)
(38.1)
(50.8)
(76.2)
(152.4)
(304.8)
SIEVE
OPENING,(mm)
U.S.STANDARD
SIEVE
SIZE
#200
#140
#100
#60#50
#40
#.30
#20
#16
#10#8
#4
3/8"
1/2"
3/4"
1"
11/2"
2"
3"
6"
12"
(0.074)
(0.105)
(0.149)
(0.250)(0.297)
(0.42)
(0.59)
(0.84)
(1.19)
(2.0)(2.38)
(4.76)
Curvesshiftedtosteeper
configurationbymoving
D60
valuesequallyto
left
Finaldesign
Finaldesign
Originalde
sign
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Chapter 26 Gradation Design of Sand and
Gravel Filte rs
Part 633
National Engineering Handbook
Given: The most important function of the filter
being designed is to act a s a filter.
Step 1: Plot the gradation curve of the base soil
material.
Refer to figure 263 for the plotted grain size distribu-
tion curve for th is example c layey gravel base soil,
labeled Base soil. The plotted curve is from the follow-
ing data:
Sieve size % passing
3 inch 100
1 inch 73
3/4 inch 66
1/2 inch 59
No. 4 47
No. 40 34
No. 60 31
No. 200 28
0.05 mm 26
0.02 mm 250.005 mm 18
0.002 mm 13
Step 2: Proceed to step 4 if the base soil contains no
gravel (material larger th an the No. 4 sieve).
Because t he exam ple 263 base soil has par ticles
larger than the No. 4 sieve, the grain size distribution
curve should be regraded on the No. 4 sieve. Proceed
to step 3.
Step 3: Prepare adjusted gradation curves for base
soils with particles larger than the No. 4 (4.75 mm)
sieve.
Determine the regrading factor by dividing the value
100 by the percent passing the No. 4 (4.75 mm) sieve
size. The regrading factor is
100
472 13
%
%.=
Using the original gradation analysis, plot a regraded
curve for 100 percent passing the No. 4 (4.75 mm)
sieve. The regraded percent pass ing values are equal
to the or iginal percent pass ing values times th e regrad-
ing factor.
Sieve size Original Regraded% passing % passing
3 inch 100
1 inch 73 3/4 inch 66
1/2 inch 59
No. 4 47 100
No. 40 34 72
No. 60 31 66
No. 200 28 60
0.05 mm 26 55
0.02 mm 25 53
0.005 mm 18 38
0.002 mm 13 28
Step 4: Place the base soil in a category determined
by the pe rcent passing the No. 200 (0.075 mm) sieve
from the regraded gradation curve data according to
table 261.
The example 263 base soil after regrading has 60
percent finer than the No. 200 sieve. From table 261,
the soil is in category 2.
Step 5: To satisfy filtration requirements, determine
the max imum allowable D15 size for the filter accord-
ing to t able 262.
This table sh ows the filtering criteria for base soil
category 2 as follows. The maximum D15 of the filter
will be less than or equal to 0.7 mm. This is labeled as
Maximum D15 in figure 263.
Step 6: If permeability is a requirement (section
633.2602), dete rmine the minimum allowable D15according to table 263. Note: The permeability re-
quirement is determined from the d15 size of the base
soil gradation before regrading.
Ex a mp l e 2 6 3 Cl a ye y g r ave l b a se s o i l Ca te g o r y 2
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Chapter 26 Gradation Design of Sand and
Gravel Filte rs
Part 633
National Engineering Handbook
The permeability criterion for all categories of base
soils is that the filter ha ve a minimum D15 of no less
than 4 times the d15 of the base soil (before any regrad-ing of the base soil), but will not be less than
0.1 mm in any case .
The example 263 base soil has a d 15 size of about
0.0028 mm before regrading. Using the crite rion, the
minimum D15 of the filter would be 4 x 0.0028 = 0.011
mm. However, table 263 also shows that the mini-
mum D15 is 0.1 mm. Label this value as minimum D15 in
figure 263.
Step 7: The width of the allowable filter design band
must be kep t relatively narrow to prevent the use of
possibly gap-graded filters. Adjust the maximum and
minimum D15 sizes for the filter band dete rmined in
steps 5 and 6 so that the ra tio is 5 or less at any given
percent passing of 60 or less. Adjustments may be
required based on the following considerations:
Determine the ratio of the maximum D15 to the mini-
mum D15 sizes:
0 7
0 17
.
.
mm
mm=
Because this value exceeds the criterion of 5, adjust-
ment in the values is required. The most important
function of this design filter is to act as a filter, so the
minimum D15 value becomes controlling and is un-
chan ged. Label this value Contro l point 2 in figure
263. Then, the maximum D15 value is 5 times this, or
5 x 0.1 mm = 0.5 mm. Label this as Control po int 1 in
figure 263.
Step 8: The designed filter ban d must not have an
extremely broad range of particle sizes to prevent the
use of possibly gap-graded filters. Adjust th e limits of
the design filter band so t hat the coarse and fine sides
of the filter band have a coefficient of uniformity of 6or less. The width of the filter band should be such
that the ra tio of maximum to minimum diameters is
less than or equal to 5 for all percent passing values of
60 or less
Calculate a value for the maximum D10 size as equal to
the maximum D15 size determined in Step 7 divided by
1.2:
0 5
1 20 42
.
..= mm
The value for the maximum D60 is calculated using the
maximum D10 size times 6:
0.42 x 6 = 2.52 mm
Label the maximum D60 size as Control point 3.
The minimum allowable D60 size is then :
Dmm
60
5
2 52
50 50= =
..
Label this as Control point 4 in figure 263.
Step 9: Determine the minimum D5 and maximum
D100 sizes of the filter according to table 265.
This table shows that filters mu st have a D5 greater
than or equal to 0.075 mm, equal to t he No. 200 sieve
size. Label this value as Control point 5 in figure 263.
Table 265 also sh ows that filters must have a D100 of
less than or equal to 3 inches. Label this value as
Contro l point 6 in figure 263.
Step 10: To minimize segregation during construc -
tion, the relationship between the maximum D90 and
the minimum D10 of the filter is important. Calculate a
preliminary minimum D10
size by dividing the mini-
mum D15 size by 1.2. Determine the maximum D90using tab le 266. Label this as Control po int 7.
Table 266 lists maximum D90 sizes for filters for a
range of D10 sizes. Calculate a value for minimum D10size by dividing the minimum D15 size determined in
Step 7 by 1.2:
0 1
1 20 083
.
..= mm
Because t he value is less than 0.5 mm, the maximum
D90
size is 20 mm (table 266). Label this value as
Contro l point 7 in figure 263.
Step 11: Connect Control points 4, 2, and 5 to form a
partial design for the fine side of th e filter b and. Con-
nect Control points 6, 7, 3, and 1 to form a des ign for
the coarse side of the filter band. Complete the design
of the filter band by extrapolating the coa rse and fine
curves to the 100 percent finer value. For purposes of
writing specifications, select appro priate sieves and
corresponding percent finer values that bes t recon-
struct the d esign band and tabulate the values.
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Chapter 26 Gradation Design of Sand and
Gravel Filte rs
Part 633
National Engineering Handbook
See figure 263 for the final filter band design.
Step 12: Design filters adjacent to perforated pipe tohave a D85 size no smaller than the per foration size.
For critical structure dra ins where rapid gradient
reversal (surging) is probable, it is recommended that
the D15 size of the material surrounding the pipe be no
smaller than the perforation size.
It is not given tha t this filter is to be used aroun d a
collector pipe, so this criterion is not applicable.
Additional des ign considerations: Standard Con-
cre te Sand, ASTM C33, plots within th is final des ign
band, so one may consider the des ign acceptable with
no further modifications. If onsite sand or o ther
cheaper filters could be located, some modification
could be considered. Poss ible specification limits a re
shown in table 2611.
Table 2611 Design specification limits for clayeygravel base soil
Sieve size % passing (1)
3 inch 100
3/4 inch 90100
No. 4 70100
No. 10 55100
No. 20 3075
No. 40 1055
No. 50 045
No. 100 025
No. 200 05
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Chapter 26 Gradation Design of Sand and
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Part 633
National Engineering Handbook
Figure 263 Grain size distribution curve for clayey gravel base soil
MATERIALS
TESTING REPORT
U.S. DEPARTMENT of AGRICULTURE
SOIL CONSERVATION SERVICE DRAIN MATERIALS
DATEBYDESIGNED AT
PROJECT and STATE
Form SCS 130
12-93
C
OBBLES
GRAVELS
SANDS
FINES
REMARKS
GRAIN
SIZE
IN
MILL
IMETERS
100
90
85
80
70
60
40
30
20
15
1 0 0
50
100
90
85
80
70
60
40
30
20
15
1 0 0
50
PERCENTFINERBYDRYWEIGHT
0.001
0.002
0.005
0.01
0.02
0.03
0.04
0.05
0.1
0.2
0.3
0.4
0.5
1.0
2.0
3.0
4.0
5.0
10
20
30
40
50
100
200
300
400
USDA-SCS FORT WORTH, TEXAS 1993
(9.525)
(12.7)
(19.05)
(25.4)
(38.1)
(50.8)
(76.2)
(152.4)
(304.8)
SIEVE
OPENING,(mm
)
U.S.STANDARD
SIEVE
SIZE
#200
#140
#100
#60#50
#40
#.30
#20
#16
#10#8
#4
3/8"
1/2"
3/4"
1"
11/2"
2"
3"
6"
12"
(0.074)
(0.105)
(0.149)
(0.250)(0.297)
(0.42)
(0.59)
(0.84)
(1.19)
(2.0)(2.38)
(4.76)
1-0.5
m
m
2-0.1
mm
3-2.5
m
m
4-0.5
mm
5-0.0
75mm
6
-3"
7-20mm
MaxD
15
=0.7
mm
MinD
15=
0.1
mm
Example 3 - Clayey gravel base soil - Cat egory 2
1
M
axD
15
2
MinD
15
5
4
3
Re-gra
ded
basesoil
P
reliminarydesign
b
and
7
6
Finald
esign
filte
rban
d
Bas
eso
il
Preliminarydesignband
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Chapter 26 Gradation Design of Sand and
Gravel Filte rs
Part 633
National Engineering Handbook
Given: The most important function of the filter
being designed is to act a s a filter.
Step 1: Plot the gradation curve of the base soil
material.
Refer to figure 264 for the plotted grain size distribu-
tion curve for th is example s ilty sand b ase soil, labeled
Base soil. The plotted curve is from th e following data.
Sieve size % passing
No. 20 100
No. 40 94
No. 60 44
No. 140 14
0.05 mm 12
0.02 mm 10
0.005 mm 7
0.002 mm 4
Step 2: Proceed to Step 4 if the base soil contains nogravel (material larger th an the No. 4 sieve).
Because t he example 264 base s oil has 100 percent of
its particles finer than the No. 20 sieve, it has no pa r-
ticles larger than the No. 4 sieve. Therefore, the grain
size distribution curve does not h ave to be regraded .
Proceed to step 4.
Step 3: This step is not applicable because the base
soil contains no part icles larger than the No. 4 sieve.
Go to step 4.
Step 4: Place the base soil in a category determined
by the pe rcent passing the No. 200 (0.075 mm) sieve
from the regraded gradation curve data according to
table 261.
The example 264 base soil has 13 percent finer th an
the No. 200 sieve, determined from examination of the
plotted grain size distribu tion curve in figure 264.
From table 261, the soil is in category 4.
Step 5: To satisfy filtration requirements, determine
the max imum allowable D15 size for the filter accord-
ing to t able 262.
The filtering criterion for base soil category 4 (table
262) is that the maximum D15 of the filter will be less
than or e qual to 4 times the d 85 of the base soil.
The d85 of the base soil from the plotted grain size
distribut ion curve in figure 264 is 0.39 mm. The
maximum D15 is:
4 x 0.39 mm = 1.56 mm
Label th is as Maximum D15 in figure 264.
Step 6: If permeability is a requirement (section
633.2602), dete rmine the minimum allowable D15according to table 263. Note: The permeability re-
quirement is determined from the d15 size of the base
soil gradation before regrading.
The permeability criterion for all categories of base
soils is that the filter have a minimum D15 of no less
than 4 times the d15 of the base s oil (before any regrad-ing of the base soil), but not be less than 0.1 mm in any
case.
The example 264 base soil has a d15 size of 0.12 mm
before r egrading. Using the criterion, the minimum D15of the filter would be 4 x 0.12 = 0.48. This is greater
than the minimum required D15 of 0.1 mm, so it is
acceptable. Label this value as Minimum D15 in figure
264.
Step 7: The width of the allowable filter design band
must be kept relatively narrow to p revent the use of
possibly gap-graded filters. Adjust the maximum and
minimum D15 sizes for the filter band de termined in
steps 5 and 6 so tha t the ra tio is 5 or less at any given
percen t passing of 60 or less. Adjustment s may be
required based on the following considerations.
The ratio of the maximum D15 to the minimum D15 is:
1 56
0 483 3
.
..=
Ex a m pl e 2 6 4 Si l ty s an d b a s e s o i lCa te g o r y 4
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Chapter 26 Gradation Design of Sand and
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Part 633
National Engineering Handbook
Because this value is less than the cr iterion value of 5,
no adjustment is necessary. Label the max imum D15
and minimum D15 sizes as Control points 1 an d 2,respec tively, and proceed to th e next cons ideration.
Step 8: The designed filter ban d must not have an
extremely broad range of particle sizes to prevent the
use of possibly gap-graded filters. Adjust th e limits of
the design filter band so t hat the coarse and fine sides
of the filter band have a coefficient of uniformity of 6
or less. The width of the filter band should be such
that the ra tio of maximum to minimum diameters is
less than or equal to 5 for all percent passing values of
60 or less .
Calculate a value for the maximum D10 size as equal to
the maximum D15 size (determined in Step 7) divided
by 1.2:
1 56
1 21 3
.
..= mm
Calculate a value for the maximum D60 by multiplying
the maximum D10 size times 6:
1.3 x 6 = 7.8 mm
Label the maximum D60 size as Control point 3.
The minimum allowable D60 size is:
7 8
51 56
..= mm
Label this as Cont rol point 4 in figure 264.
Step 9: Determine the minimum D5 and maximum
D100 sizes of the filter according to table 265.
This table shows that filters must have a D5 greater
than or equal to 0.075 mm, equal to t he No. 200 sieve
size. Label this value as Contro l point 5 in figure 264.
The table also shows tha t filters must have a D100 of
less than or equal to 3 inches. Label this value as
Control p oint 6 in figure 264.
Step 10: To minimize segregation during construc -
tion, the relationship between the maximum D90 and
the minimum D10 of the filter is important. Calculate apreliminary minimum D10 size by dividing the mini-
mum D15 size by 1.2. Determine the maximum D90using tab le 266. Label this as Control po int 7.
Table 266 lists maximum D90 sizes for filters for a
range of D10 sizes. Calculate a value for minimum D10size by dividing the minimum D15 size determined in
step 7 by 1.2:
0 48
1 20 40
.
..= mm
Because the D10 size is less than 0.5 mm, the maximumD90 size is 20 mm (table 266). Label this value as
Contro l point 7 in figure 264.
Step 11: Connect Control points 4, 2, and 5 to form a
partial design for the fine side of th e filter b and. Con-
nect Control points 6, 7, 3, and 1 to form a des ign for
the coarse side of the filter band. Complete the design
of the filter band by extrapolating the coa rse and fine
curves to the 100 percent finer value. For purposes of
writing specifications, select appro priate sieves and
corresponding percent finer values that bes t recon-
struct the d esign band and tabulate the values.
Refer to figure 264 for the selected filter band drawn.
Table 2612 lists the sieve/percent finer values se-
lected.
Step 12: Design filters adjacent to perforated pipe to
have a D85 size no smaller than the per foration size.
For critical structure drains where rapid gradient
reversal (surging) is probable, it is recommended that
the D15 size of the material surrounding the pipe be no
smaller than the perforation size.
The filter is not being used adjacent to a collectorpipe, so this step is not applicable.
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Chapter 26 Gradation Design of Sand and
Gravel Filte rs
Part 633
National Engineering Handbook
Additional des ign considerations: The specified
filter band does not meet standard aggregate grada-
tions. The band is more coar se than C33 concret esand, and it is finer than the sta ndard gravel gradations
(see appendix 26B). Possibly, the required filter grada-
tion could be met by blending standard available
gradations.
Consider adjustments in the steepn ess of the final
design filter band shown in figure 264 if these adjust-
ments wo uld allow the use o f such blends or other
readily available gradations. The filter band may be
adjusted to a steeper configuration, with a coefficient
of uniformity of less than 6, but all the other criteria
must still be met. Example 262A illustrated such an
adjustment in the design filter band.
Table 2612 The final selected design filter bandgradation for silty sand bas e soil
Sieve size % passing
3 inch 100
3/4 inch 90100
No. 4 50100
No. 10 2570
No. 20 035
No. 40 014
No. 60 010
No. 200 05
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Chapter 26 Gradation Design of Sand and
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Part 633
National Engineering Handbook
Figure 264 Grain size distribution curve for silty sand base soil
MATERIALS
TESTING REPORT
U.S. DEPARTMENT of AGRICULTURE
SOIL CONSERVATION SERVICE DRAIN MATERIALS
DATEBYDESIGNED AT
PROJECT and STATE
Form SCS 130
12-93
C
OBBLES
GRAVELS
SANDS
FINES
REMARKS
GRAIN
SIZE
IN
MILL
IMETERS
100
90
85
80
70
60
40
30
20
15
1 0 0
50
100
90
85
80
70
60
40
30
20
15
1 0 0
50
PERCENTFINERBYDRYWEIGHT
0.001
0.002
0.005
0.01
0.02
0.03
0.04
0.05
0.1
0.2
0.3
0.4
0.5
1.0
2.0
3.0
4.0
5.0
10
20
30
40
50
100
200
300
400
USDA-SCS FORT WORTH, TEXAS 1993
(9.525)
(12.7)
(19.05)
(25.4)
(38.1)
(50.8)
(76.2)
(152.4)
(304.8)
SIEVE
OPENING,(mm
)
U.S.STANDARD
SIEVE
SIZE
#200
#140
#100
#60#50
#40
#.30
#20
#16
#10#8
#4
3/8"
1/2"
3/4"
1"
11/2"
2"
3"
6"
12"
(0.074)
(0.105)
(0.149)
(0.250)(0.297)
(0.42)
(0.59)
(0.84)
(1.19)
(2.0)(2.38)
(4.76)
1-1.56m
m
2-0.4
8
mm
3-7.8
mm
4-1.56
mm
5-0.0
75mm
6
-3"
7-20
mm
MaxD
15=
1.56
mm
MinD
15=
0.4
8
mm
Example 4 - Silt y sand base soil - Cat egory 4
5
4
3
7
6
d85
=0.3
9
mm
Preliminarydesignband
Preliminary
designband
d15=
0.1
2mm
MinD
15
MaxD
15
1
2Baseso
il
Finalde
signfilte
rband
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Chapter 26 Gradation Design of Sand and
Gravel Filte rs
Part 633
National Engineering Handbook
The base soil for this example is the filter band ob-
tained in the design for example 261. The base soil in
this case is actually a band of soil gradations specify-
ing a suitable sand filter. The sand filter was designed
to prot ect a silty clay base soil.
Example 265 illustrates how to design a gravel filter
band to b e compatible with the finer sand filter previ-
ously designed. In the first pa rt of this example it is
understood that the gravel filter will not be used
around perforate d collector pipe, but some other type
of outlet of seepage is employed. The second part of
this example illustrates how the design of a coar se
filter is changed if perforated pipe is used.
Step 1: Plot the gradation curve of the base soil
material. In example 265, the base soil is actually a
band o f possible filter gradations. The filter ba nd that
was o btained in example 261 is used. Refer to the
plotted grain size distribution curve for this example,
labeled F ine filter in figure 265. The plotted band isfrom the following data:
Sieve size % passing
1 inch 100
3/4 inch 90100
No. 4 70100
No. 10 52100
No. 20 3075
No. 60 040
No. 140 015
No. 200 05
Step 2: Proceed to step 4 if the base soil contains no
gravel (material larger th an the No. 4 sieve).
Only the fine side of the specified filter band n eed be
considered for this step because th e finest base so il
controls the filter criteria. Because the fine side of the
filter band ha s no pa rticles larger than the No. 4 sieve,
step 3 is skipped. Proceed to s tep 4.
Step 3: Not applicable because the base soil con-
tains no particles larger than the No. 4 Sieve.
Step 4: Place the base soil in a category determined
by the pe rcent passing the No. 200 (0.075 mm) sieve
from the regraded gradation curve data according to
table 261.
Examp le 265 base filter band has from 0 to 5 percentfiner t han th e No. 200 sieve, determined from ex ami-
nation of the plotted grain size distribution curve in
figure 265. From table 261, the soil is in category 4.
Step 5: To satisfy filtration requirements, determine
the max imum allowable D15 size for the filter accord-
ing to t able 262.
This table st ates the filtering criteria for base so il
category 4 as: The maximum D15 of the filter will be
less than or equal 4 times the d 85 of the base soil.
The finest gradat ion from the range of gradations
given by the base filter band will be controlling under
this criterion. The d85 of the fine side of the base filter
band fr