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Grady E Jolly Financial Disclosure Report for 2010

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    AO IORev. 1/2011FINANCIAL DISCLOSURE REPORT

    FOR CALENDAR YEAR 201 0Report Required by the Ethics

    in Government Act of1978{5 U.S C . app. .~ .~" 101-111)

    I. Person Reporting (last name, first , middle initial)JOLLY, E. GRADY

    4. Title (Article III judges indicate active or senior status;magistrate judges indicate full- or part-t ime)J UDGE AC TI VE

    7. Chambers or Office Address245 E. CAPITOL, RM 202JACKS ON, M S 39201

    2. Court or OrganizationCOURT OF APPE AL S FIFTH

    3. Date of Report05/20/201 I

    5a. Repor t T)ve (check ap propr iate type)] Nomination, D a t ei~] Initial [] Annual [] Final5b. [] Amended Report8. On the bas i s of the informat ion contained in th i s Repo r t and anymodifications pertaining thereto, i t is, in my opinion, in compliancewith appl icable laws and regulat ions.

    Res~ewing Off icer Date

    6. Reporting PeriodOI/OI/2010

    to12/31/2010

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

    I . P 0 S I T I 0 N S . m e p o . i n g i n d i v id u a l only; see p p . 9 - 1 3 of filing instructions.)D N O N E ( N o reportable posit ions.)

    POSITIONI. ADVISORY B OARD2.3.

    4.5.

    NAME OF ORGANIZATION/ENTITYFEDERAL J UDGES ASSOC I ATI ON

    I I . A G R E E M E N T S . m , ~ , o n l n g i n a ~ v ~ , ~ u , l o n l y ; s e , ~ ,~ , . 1 4 - 1 6 offiring instruction~)[-~ NONE (No reportable agreements.)

    DATE PARTIES AND TERMS

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    Ia m e o f P e r s o n R e p o r t i n gFINANCIAL DISCLOSURE REPORTIage 2 of 7

    l I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o , in g i n d i , .i d u o l a n d s p o u s e : s e e p p . 1 7 - 2 ~ o f ~ l i n g i n s t r u c t io n s . )A. Filers Non-Investm ent Incom e~ (No reportable income.)ON E non-investment

    DATE SOURCE AND TYPE

    D a t e o f R e p o r t05/20/201 I

    INCOME( y o u r s , n o t s p o u s e s )

    B . S p o u s e s N o n - l n v e s t m e n t I n c o m e - I f you were ma rried during anyportion of the reportingyear, complete this section.(Dollar amount not required except for honoraria.)~ (No reportable non-investment income.)ON E

    DAT E SOUR CE AND T YP E1. 2010 Design III Par tnership owner and worked doing fora l a r rangements .

    2.3.4.

    I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertal .... t.(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

    ~ (No reportable reimbursements.)ON E

    2.3.4.5.

    SOURCE DAT ES LOCAT ION PURPOSE ITEMS PAID OR PROVIDED

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    FINANCIAL DISCLOSURE REPORTPage 3 of 7

    Name of Person Report ingJOLLY, E. GRADY

    Date of Report05/20/2011

    V . G I F T S . a . d , , , m , h o s , , o s p o t s , , ,. ~ . ~ e ~ , e , , d . , ,, c h i / ~ r e , ; ,e , r P . 2 8 - 3 1 of filing instructions.)N O N E ( N o reportable gifts.)

    SOURCE DESCRIPTIONI.2.3.4.5.

    VALUE

    V I . L I A B I L I T I E S . a n au ~ e s , h o ~ o ~ s p o , ~ ,n a ~ e ~ e n a c n , children; see p p . 3 2 - 3 3 of filing instructions.)N O N E ( N o reportable liabilities.)

    CREDITOR DESCRIPTIONI.2.3.

    4.5.

    VALUECODE

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    FINANCIAL DISCLOSURE REPO RTPage 4 of 7

    N a m e o f P e rs o n R e p o r t i n gJOLLY, E. GRADY

    D a t e o f R e p o r ~0 5 1 2 0 1 2 0 1 1

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, t ...... lions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

    D e s c r i p ti o n o f A s s e ts Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d

    0) (2)Place "(x)" after each asset A m o u n t T y p e ( e . g .,e x e m p t f ro m p r i o r d is c l o s u r e C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

    G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)Value Value

    C o d e 2 M e t h o d( J - P ) C o d e 3( Q - W )

    0)Type (e.g.,buy, se l l ,

    r e d e m p t i o n )

    Transactions during reporting period(2) (3) (4)

    D a t e Value Gainmm/dd!yy Code 2 Code I

    (J-P) ( A - H }

    (5 )I d e n t i ty o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

    I. Bancorpsouth Money M arket Acct IRA~:.

    2. Analysts International Corn Stk.

    3. Snopes Corp . Comm on Stock4. Gold Bul l ion 23 oz .

    A Interest

    None

    A InterestNone

    JJJK

    TTU

    T5. Silver Bul l ion 850 oz. None K6. Fred s Inc . Comm on Stock7. Trustmark Bank Acct ~.}8. T r u s t m a r k B a n k A c c t9. Trus tmark Bank Acc t

    A Dividend KA Interest JA Interest K

    None K

    TTTT

    1 0 . Trus tmark Bank Acc tII . Trustmark Bank Acct1 2 . U B S M o n e y F u n d - I R A1 3 . UBS Bank USA Dep Acc t1 4 . UBS Money Fund1 5 . Keely SmCap Val Fd1 6 . PimcoTota l Re turn Fd

    A InterestA Interest

    NoneNoneNoneNone

    B Dividend

    LK

    J

    J

    J

    K

    TTT

    Closed

    TTT

    07/27/I 0

    1 7 . Firs t Eagle Globa l Fd A Dividend J

    1. Income Gain Codes:( See Col umns BI and I ) 4)

    2. Value Codes(See Columns CI and

    3. Value Mclhod CodesI See Col umn C2)

    A $1.O00or lessF =$50.001 - S 10~ .000N =$250.001 - $500.000P3 =$25.000.001 - $50.000.000U = B~k Va lue

    B=$1,001 - $2,500G=$100,001 - $1,000,000K =$15.001 - $50.000O = $ 5 0 0 . 1 ) 0 1 - $ 1 . 0 0 0 . 0 0 0R -Cost ( Real E st a t e O n l y )V O aher

    C -$2,501 - $5,000H 1 =$ 1,000,001 - $5.000,000L $50,001 - $100.000P I = $ 1.000,001 - $5,000,000P4 -More than $50,000,000S =AssessmentW = Est ima ted

    D =$5,001 - $15,000H2 =More than $5,000,000M =$100.001 - $250.000W2 =$5.000,001 - $25,000,000T =Cash M ar ket

    E =$15,001 - $50,000

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    FINANCIAL DISCLOSURE REPORTPage 5 of 7

    N a m e o f P e r s o n R e p o r t in gJOLLY, E. GIL~DY

    Date of Report05/20/:2011

    VI I . I NVE STME NT S an d TR UST S - i .... o , value, t ..... ctions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructionsON O N E (No reportable income, assets, or transactions.)

    D e s c r i p t io n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d

    (I) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o un t T y p e ( e . g . ,e x e m p t f r o m p r i o r d i s c lo s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

    G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(!) (2)Value Value

    C o d e 2 M e t h o d(J-p) C o d e 3

    ( Q - W )

    O)Type (e.~.,b u y , s e l l,

    r e d e m p t i o n )

    T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4)

    D a t e Value Gainmm/dd/yy Code2 Code I

    (J-P) (A-H)

    (5)Idemity of

    buyer/seller(if private

    transaclion)

    1 8 . Am Fd Gr Fd of Am A Divid en d J1 9 . Mainstay Fd H igh Yield Corp 13ond Fd A Dividend

    2 0 . B l a c k r o c k G l o b a l A l l o c a t i o n F d A DividendJ

    K

    TT

    21. DavisNY Venture Fd A Dividend22 . Am Fd Gr Fd ofAm - IRA None23. C a lam o s C o n y F d - I R A A Dividend

    SoldSold

    09/15/10 K09/15/10 J

    CA

    24 . C o lu m b ia A c o r n F d - I R A A Dividend J25 . Firs t Eagle Globa l Fd- IRA A Dividend26 . R iv e r so u r c e D iv E q ln c F d - I R A A Dividend27 . Delaware Div Inc Fd- IRA 1 3 Dividend K

    Sold 09/15/10 K

    28 . Mains tay Fd High YId Bd Fd - IRA A Dividend J2 9 . P i m c o R e a l Re t u r n F d - I RA A Dividend K

    TT

    30. Blackrock Globa l Alloca t ion Fd- IRA A Dividend K31. Alger Spec tra Fd- IRA None K32. MFS Uti l Fd- IRA A Dividend J33. Frankl in Uti l i tie s Fd- IRA A Dividend J

    T

    T

    T

    Bu y 09/16/10 KBu y .09/16/10 JBu y 09/16/10 J

    34.

    I. Income Gain Codes: A =$ 1.000 or less B =$1.001 - $2.500 C =S2.501 - $5.000 D =$5,001 - $15.000ISee Columns B I and [94) F ~$50.001 - S 100,000 G =$ 100.001 - $1,000.00O H I = $1,000,001 - $5,t~00,000 H2 = M ore Ihan $ 5 ,0~,0~

    2. Value Codes J =$15,1)00 or less K =$15,0~1 - $50.1)00 L =$50,0~1 - $10~.000 M =$100,001 - $250,000( See Col umns CI and D3) N =$250.001 - $500,0~) O $500,001 - $1.000.000 PI -$1.000.001 - $5,000,000 p2 =$5,0OO,0Ol - $25,000,000

    P3 =$25,0~0,001 - $50.000.000 P4 -More than3. Value Method Codes Q =Appr ai ~ l R = Cost (R eal Esla le On ly) S = Assessm ent T =Cash M ar ket(See Co lumn C2) U =Book Value V -Ot her W =E~timated

    E =$15,001 - $50.000

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    FINANCIAL DISCLOSURE REPORTPage 6 of 7

    Name of Person Report ingJOLLY, E. GRADY

    Date of Report05/20/2011

    VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

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    FINANCIAL DISCLOSURE REPORTPage 7 of 7

    Name of Person Report ingJOLLY, E. GRA DY

    Date of Report05/20/201 I

    IX. CERTIFICATION.I c e r t i f y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s

    a c c u r a t e , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h he l d b e c a u s e i t m e t a p p l i c a b le s t a t u t o ryprov i s ions permi t t ing non-d i sc losure.l f u r t h e r c e r t i f y t h a t e a rne d i nc ome f rom ou t s i de e mp l oyme n t a nd h ono ra r i a a nd t h e a c c e p t a nc e o f g i f t s wh i c h h a ve b e e n r e po r t e d a r e i ncom pl iance w i th the pr ov is ion s of 5 U.S.C . app. 5 0 1 e t . s eq . , 5 U.S.C . 73 5 3 , and J udic ia l C on f e r ence r egu la t ions .

    Signature: $/E. GRADY J OLLY

    NO T E : A NY I ND I VI D U A L W H O KNO W I NG L Y A ND W I L F U L L Y F A L SI F I E S O R F A L L S T O F I L E T H I S RE PO RT M A Y B E S U B J E CT T O CI V I LAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

    C om m i t tee on F inanc ia l Disc losu reAdm inis t ra t ive Off ice of the Uni ted States CourtsSui te 2 -301One Colum bus Circle , N.E.W ash ing ton , D.C . 2 05 4 4


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