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h lg h be JEo p yb - Judicial Watch...Sponsored ADR (cont) Interactive Corp. FINANCIAL DISCLOSURE...

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Appeal:k ___ _ December __ ____ _ accpinpqnyl ij g p art,whe*s ybt Advisory Board, Ch1ldhelp US 3 Federation Cucil of Greater Ls Ageles Te Salvation Am '- DATE ST:! i i Angeles Community College .� 2 A010 (P) Rev. 110 FINANCIAL DISCLOSURE REPORT FOR CALENAR YEAR 2005 Report Required by the Ethic in Goverment Act of1978, (S US.C app. §§101-JJJ) 1. Person Reporting (Last name.just, midle initial 2. Court or Organization 3. Date of Report United States Court of PREGERSON, HARRY for the Ninth Circuit May 15, 2006 4. Title (Article Illjudges indicate active or senior status; Sa. Repor Type (check appropriate type) 6. Reporting Period magitratejudges indicate full- or part-time) January 1, 2005-- 31, 2005 _Nomination, Date United States Circuit Judge _Initial _ Annual _Final Sb. Amended Report 7. Chambers or Offce Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and 21800 Oxnard Street regulations. Suite 1140 Reviewing Officer Date I · Woodland Hills, CA 91367 . <ORTANNO]fS: T- instf, tinv t hlsform muSi _befollo+ed. Complete /l parts, checking the NJk._each ha; e uo report -Me information. Sign on last page. 1. POSJTJONS. (Reporting individua, onl; see pp. 9-13 of Instructions.) POSITION NAME OF ORGANIZA TIONIENTITY D NONE (No reportable positions.) 2 Member Member Member Marine Corps Reserve Officers Assoc. . Community Relations Committee, Jewish Member Board of Dlrectors, Metropolitan Div., JI. AGREEMENTS. (Reporting individual onl; see pp. 14-16 of Instructions.) . PARTIES AND TERMS NONE (No reportable agreements.) l ( ,, r - . ·. r DATE SOURCE AND TYPE c +OME HI. N 0N-INVESTMENT IN COME. (Reporting individual and spouse; see pp. I 7-24 oflnstnic1ions.}-1; ' r .. , A. Filer's Non-Investment Income . NONE (No reportable non-investment income.) I L_ 2005 State of California Judge's Retirement System $ 14,506. 2005 GGWH LLC $ 18,000. $ B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, please complete this section. (dollar amount not required except for honoraria) r- j j R NONE (No reportable non-investment income.) 1 2006 Los District 2 3 2
Transcript
  • Appeal:

    ___ _

    December

    ______________ ____ _

    acc inp nylijg pa t,whe yb

    Advisory Board, Ch1ldhelp USA

    3 Federation Council of Greater Los Angeles

    The Salvation Army

    '------.}

    DATE

    :-!

    i i

    Angeles Community College

    �� 2

    A0.10 (WP) Rev. 112006

    FINANCIAL DISCLOSURE REPORT

    FOR CALENDAR YEAR 2005

    Report Required by the Ethics in Government Act of1978, (S U.S.C app. §§101-JJJ)

    1. Person Reporting (Last name.just, middle initial) 2. Court or Organization 3. Date of Report United States Court of

    PREGERSON, HARRY for the Ninth Circuit May 15, 2006

    4. Title (Article Ill judges indicate active or senior status; Sa. Report Type (check appropriate type) 6. Reporting Period magi.stratejudges indicate full- or part-time)

    January 1, 2005-31, 2005

    _Nomination, Date

    United States Circuit Judge _Initial _x Annual _Final

    Sb. Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications

    pertaining thereto, it is, in my opinion, in compliance with applicable laws and 21800 Oxnard Street regulations.

    Suite 1140 Reviewing Officer Date.I

    ·

    Woodland Hills, CA 91367

    .

  • --

    ,_____,

    Glazer, Angeles, K

    a������

    FINANCIAL DISCLOSURE REPORT Name of Person Reporting PREGERSON, HARRY

    Date of Report

    5/15/06

    IV. REIMBURSEMENTS transportation, lodging, food, entertainment. (Includes those to spouse and dependent children. See pp. 25-27 of Instructions.)

    DESCRIPTION

    GJ SOURCE

    NONE (No such reportable reimbursements.)

    I

    2

    3

    4

    5

    6

    7

    V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of Instructions.)

    SOURCE

    GJ NONE (No such reportable gifts.)

    2

    3

    4

    DESCRIPTION VALUE

    $

    $

    $

    $

    VI. LIABILITIES. (Includes those of spouse and dependent children See pp. 32-33 of Instructions.)

    CREDITOR DESCRIPTION VALUE CODE*

    nli NONE (No reportable liabilities.)

    1

    G. Los CA Loan in connection with 2 acquisition of Limited Partnership

    3

    4

    5

    interest in Penn Cal Investors, California Limited Partnership

    -2-

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    5

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    B J

    0

    !

    i

    T

    2

    Name of Person Reporting Date ofRepon

    PREGERSON, HARRY 5/15/06 FINANCIAL DISCLOSURE REPORT

    VII. Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

    NONE (No reportable income, D assets, or transactions.)

    U-Haul International. Inc. Rent T Condominium in Palm Desert CA 1979 A Rent M T

    Oxnard Shores CA (1964 None 0 T

    Shores CA None 0 T

    None T

    Woodland H1lls, CA None N T (1979)8

    9 . r Woodland Hills, CA None· N T (1984)

    10

    Limited Partnership I I I

    Interest, Penn Cal G 1 Rent Pl w Investors, A Calif.

    12 Limited Partnership CGM 403(B) Custodian

    IJ UIPL L.A. Community D Div 0 T College District

    14I Minnesota Life Ins.

    15 Single Payment Annui t E Int. N Non-Qua i ied

    16

    I17 I.

    J Value Method Codes: Q=Appraisal > , i R:Cost (real estate only) · . S='Assessment · ,. _·: T=Cash/Market ... ·(See Col. C2) .. : ">: U=Book value·· . . .,:V=Other. :· ·/:;/ .>: :C.W=:Estimated. · .. ;>,,:>::·: ,;; ... · . :f,.'

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    s

    !

    ;

    L

    Name of Person Reporting Da ofRcpon FINANCIAL DISCLOSURE REPORT

    5/15/06PREGERSON, HARRY

    VII. Page 1 INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

    D NONE (No reportable in

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    7

    8

    9

    TI-....-..... .C , ..: - l"'1T"\T

    I

    i

    in

    • fn;ori;e70ahi C es7':A�$i,0oo

    s

    6

    Time Warner, Inc. 10

    12

    I Fund II (formerly

    17 Nuveen INSD Calif.

    Buy

    Buy

    Buy

    Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT 5/15/06PREGERSON, HARRY

    VII. Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

    NONE (No reportable income, D assets, or transactions.)

    Cisco Sys Inc. None J T Buy J

    . : e 6/04-Partial

    Partial Sell 6 6 J A

    Schlumberger LTD Stock A Div J T

    Wyeth A Div J T Buy J NOTE: Addl Bu 2004--4 dates

    J" Buy J

    J"

    J J

    " Buy

    Partial Sell 6/6 J A

    Yahoo Inc. Stock None J T

    New A Div J T Sun Microsystems Inc. None J T Transocean Inc. Ordinar Shares None I J T

    13 Franklin Strategic Ser Franklin

    14 Biotechnolo,9.y Discovery Fund Class None J T

    15 Smith Barney FDS CA Money

    Muni Mkt. A Div J T

    Nuveen Preferred & 16 Convertible Income B Div J T

    ree ncome .. . . .I or'Je5si,'.: :13;,$j;oof"$2,So0-,::• , :,: C=$2,501-S5·,ooo · $5,00l-Sl5,000 E=SlS,OOJ-S50;ooo ' ,. ..

    ,· (See Col. B1, D4) :.: •.( F;;$50,00 I $ )00,000 ;ik:rn=$ l 00,001 $1,000,000 ,: - HI =$1,000,001-$5,000,000 .;: H2=:More than $5,000,000 '

    3 · Value Method Codes: ()=Appraisal - . . ... R=co·st (real estate only) ·_ S=Assessment · .· T=Cash/Market /(SeeCol..C2))'.'d -' ;U J?ookvalue:.:;:;:;:;,,:,\•::V'7

  • c 2

    3

    4

    5

    6

    7

    8

    9

    JO 26

    I

    12/3]

    I I

    rf1

    2 J

    - -

    I

    I I

    ]

    3/1

    12

    13

    Date ofRcport Name of Person ReportingFINANCIAL DISCLOSURE REPORT 5/15/06PREGERSON, HARRY

    VII. Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

    D NONE (No reportable income,

    assets, or transactions.)

    Smith Barney Agressive Growth A Div L T Fun B

    Smit Barney Apprecia ion Fund Cl B A Div K T Citigroup, Inc. A Div J T Buy 2/2 J

    " Buy 5/3 J

    " Sell 6/1 J Loss

    Microsoft_.Corp. A Div K T Buy J

    " Partial· Sell 6/6 J Loss

    II 167'7 J Loss Lucent Technologies

    1 J II/ 11 Sell 6/6 J Loss

    H.B.

    14 Hewlett Packard Co. A T

    Centennial MoneyMKT TR A Div J T

    Mesa Trust c DistJ !>l T Sell I

    F

    15 Alliance Bernstein NOTE: Last yr.;,Value I

    16 W.ori'a Savings Bafik D Int M T

    I 7 Nuveen Preferred & Conv Income Fund A Div T

    - .- :'D=ss,0Ql"Sl5 000 ''''··"-·· 'E,;$15,001-$50,000I Inc me/Gain Ccides·: :A=$l,OOO or'Jess·' ·.: B=Si,001:$2,soa·· :'"c,;s2,501'-s5·,oao· . · . (See Col. B1, D4) .,, : F:=.S50,0QI- S100,000 _:;._;; G=$100,00 I $1,000,000 '. lI I;=$! ,OOO,OOJ-$5,000,000,;;'•-H.2':More than $5,000,000 • -<

    3 Value Method Codes: Q=Appraisal .R=cost (real estate only) _ S=Assessment T=Cash/Market-. : (See Col. C2) . :::.:; ;:•U=Book value

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    7

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    9

    II

    s

    I

    f I

    I

    I

    I

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    I A

    . I

    5

    6

    Dale ofRepon Name of Person Reporting FINANCIAL DISCLOSURE REPORT

    5/15/06PREGERSON, HARRY

    VII. Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. see pp. 34-60 of Instructions.)

    NONE (No reportable income, D assets, or transactions.)

    Liberty Media CorpA 6/6 A Liberty Medial Intl

    SellNone J T NOTE: Last yr

    Inc. Class A None J T Sell 6;16 A as partial sa Cable Vision SystemCor NY Grou Cl A None ,J T Sell 6/6': A

    None J T Sell 6/6 ·: ADell Inc. Engelhard Corp. A Div J T Buy 1/31 J

    " Partial

    " LossSell 6/6 J Genzyme Corp.General Div. cJ T Sell 6/6None Johnson Johnson A Div J T Buy 3/9/ J&

    10 " II !Partial

    111 " Sell J IB L 3 Communications 12 Hldgs Inc. A Div J T Buy /16/ J

    13 " Sell 16/6! J IA 14

    Mitsubishi TokyoFinancial Gr A Div J T Sell

    I

    6/6 J Loss I 1s ADR

    I

    16 Nokia Corp.on sored ADR A Div J T !!Partial

    A 17 "

    I . 1Partia . I

    I(stock continued next page)

    . ....·Income/Gain Codes: :A;,,$i,ooo or lesS': ,· · .· B,,:,$1,001-$2,500 .... .· C=S2,501-ss·.oao· .- · .•: b=$5,00PSJ5,000 ·· • ·· E=s1s,001 sso,ooo . (See Col. Bl, D4)

  • D 2

    3

    6

    7

    8

    I

    j I I

    I J

    I

    I I I I

    i SJ

    I

    61 0/26

    I '

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    ' '

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    '

    i I : I

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    i

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    i !

    Sponsored ADR (cont)

    Interactive Corp.

    Name of Person Reporting Dale of Report FINANCIAL DISCLOSURE REPORT PREGERSON, HARRY 5/15/06

    VII. Page 1 INVESTMENTS and TRUSTS -- income, value, tr"ansactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

    NONE (No report:ible income, assets, or transactions.)

    Nokia Corp. Bu 5 2 J

    " Sell 6 6 J A

    Solectron Corp. None J T Sell 6 6 J Loss 4 .Time-Warner Inc. s Vodafone Group

    "

    A

    None

    Div I J

    J

    "

    II

    9 Global Santa

    i 10 "

    Fe Corp. I None! J

    II

    I! 12FLAXOSMITHKLINE

    SP ADR II

    PLC

    I 14Honeywell Intl II

    ! 15

    16Intel Corp.

    Inc. A

    A

    Div

    Div

    J

    J

    / !7 "

    T Sell 6 6 J A

    T Bu 71 J Bu J

    T

    I . ,Partia ... :6 J JSell

    Buy 1/1 J Buy 4/18 J

    A Loss

    Sell I 6/7!

    !PartialI

    J f A

    T

    T

    Sell

    Buy Sell

    Buy .

    I

    13/ll 16/7 •

    I 3/2:

    J

    J

    J

    J J J

    ! A

    : I

    Loss

    Loss None J T Sell 6 6 J A

    B=$.1.001-S2,500 · ·. C=$2,501-S5.•000 · · "> D=$5,001-S15,000 · E=SI 5,00 I -S50,000 ,:.0=$100,001-Sl ,000,000 : ... H l:=Sl,000,001 ·$5,000,000 .;.H2=;Morc than $5,000,000

    Income/Gain C des: A=Sl,000 or le;s (See Col. Bl, D4) ..• : F:=$50,001-S100,000,

    · .

    2 Value Codes: ·:•;': , J=.$15,000 or.less .. ' +:;:;i;:;:K:=.$15,001-$50,000 '·:' · ·'·.L=S50,00 i.:$100,000 ::: ?S=J!· M-:'S100,001-$250,000 ' · : · .(Sec Col. ct, DJ).< :N=S25o,oo 1 "S5oo,ooo =,;:. o=ssoo,oo t-s 1,000,000 : Pl =:s 1,000.001 ;ss.000,000 .:;: r2 s,?.qoo.oo I.:S25,ooo,ooo

    ... •·· ·· :•.::. :·,.:. P3:=S25,000,00l-S50,ooo,ooo ?'"·:•

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    8

    '

    II

    f-

    ! 13 uthwest

    i A

    I

    !

    i

    Di z J 'J'

    Djv ,J T

    J

    Sell

    . I

    I

    I

    ;/8 /6

    I I

    :: e !

    Sell L'.6 I' I

    J A

    .J bGSli>

    ,J A ! 15GrupoTelevisa

    -r-

    Name of Person Reporting Date orRepon FINANCIAL DISCLOSURE REPORT 5/15/06PREGERSON, HARRY

    VII. Page 1 INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

    D NONE (No reportable income, assets, or transactions.) Lehman Bros.

    II . I II

    B Micron Technology

    Rio Tinto Plc-GRB A II

    II

    SK Telecom Ltd. SponR

    Sandisk Corp.

    19 BP PLC Spons ADR A II

    / 10

    Div J T

    None / J T Div J T

    : '.Buy Buy

    Buy Buy

    /141 I/Si

    ;1s! ';7

    J NOTE:

    J II

    A

    J J

    Buy '

    was: !

    ! 11Merck & Co. Inc. None; J T Sell I

    j 12Safeway Inc. New None. J T Sell J Loss Airlines

    114ALCOA Inc. A Div J T -: J Loss DE CV

    SA

    116Honda Motor Co.

    17Ireland BankJ, S ons ADR Eur A Div · ·Income/Gain Codes: A=Sl,000 or Jess · B;,S.l.00l-S2,500 C=S2,501-S5,000 D=S5,001-Sl5,000 E=Sl5,00J-S50,000

    (See Col. BI, 04) . F=;$50,001- S l 00,000 :'.G=$100,001-S1,000,000 ,.HI =S 1,000,001-S5,000,000 ·-- H2=:More than $5,000,000 · 2 . Value Codes: ''.';" · J=S15,000 orless .i:f.;;.-;.,:K=$15,00l-S50,000 ;,: : '•c,L=S50,001,:SI00,000 l'':;·:>_;; :M=SI00,001-$250,000.'

    ,. (See Col. Cl' D3). " N=S250,00 I $500,000 ',. W=;$500,001-Sl ,000,000 :: p I $1,000,00 I ss.000,000 ,\; P26$5,000,ooI $25,QOO,OOO· .. · · ·· ·· · '". · , .. ·, : .... > · P3=S25,000,001-sso,ooo,ooo .'.''': · ·,.. :;:''=- ;; .• :·,-·.•;- : P4=More than·s50,ooo,ooo .-· "·' :· · 3 Value Method Codes: Q=Appraisal . R=Cost (real estate only) . S=Assessment T=CasW:..larket

    (SCI! Col. C2) : ., U=Book value .V=Other · - · W=Estimated·

  • D

    2

    3

    4

    6 s

    &

    9

    ;. C=$2,501-S5',ooo . ·; ' ._ IF.$5,001-$15',ooo (See Col. B 1, D4) ·· .F=:$50,001- $100,000, ;;.G,,,$100,00\,$1,000,000 . H1 =$ l ,000,001-$5,000,000 ,:· H2=:More lhari $5,000,000 .

    ....... I 3 Value Method Codes : Q=Appraisal R-'cCost (real estate only) . S=Assessment ·· . T=Cash/Market ..

    (SeeCol.C2) -.'·" ·:U=Bookvalue (·::,. :·;.v".'Other·;,-'. · , W=Estimated · · . ·' . -.. :"c.·

    -10 -

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    9

    I I

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    J'

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    !

    I i Al ' i

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    ·,f.:·. ss ooi-s1s,ooo. [

    14

    Name of Person Reporting Date ofReport FINANCIAL DISCLOSURE REPORT 5/15/06PREGERSON, HARRY

    VII. Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

    D NONE (No reportable income,

    assets, or transactions.)

    Forest Laboratories Sell 6 J Loss

    Mettler Toledo None J T Sell 6 J A

    Partial Plizer Inc. A

    II

    Verizon

    Sell J ACRH Plc ADR New None J T

    Sell 6/ J ACree Inc . . · None J T

    Div J T Sell

    Sell

    Sell

    J Loss

    J II

    Loss

    End es a SA Sponsored ADR None J T Sell J A

    Groupe Danone A Div J T A

    10 Murphy Oil Corp. A Div J T Al 111 II Sell

    Overseas 12 D A Div J T Sell

    13 A Div J T SellBa sf AG Spans ADR

    Canon Inc. ADR A Div J T Selli

    I 1s Novartis AG ADR A Div J T Sell I •Texas Instruments 1 Part1a16

    A: Div J TInc .

    17 II Sell

    Income/G in Codes:·:A;;,si,ooo oi:less ;>,: · B=s·i:oo1-s2,soo · ·. ·: : c=-s2;501-ss,ooo _, ·· · ·

    6/ J Ai

    6 J

    6/ J A

    6/ J A

    AJ6/

    I AJ

    ·, · · E=s1s,001-sso,ooo· · (See Col. B I , D4) : ; F7'$50,001 .$100,000 ,' :: G=-$100,001-$1 ,000,000 Hl=$1,000,00!-$5,000,000-;;,H2=:Morc thah $5,000,000 . _

    -11-

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    ,, " s

    JO I 117

    I I I I ! i I

    I I Div)

    I I i i i

    I I l I

    i I

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    ' i !

    I

    5/2 i

    6/61

    ' '

    I I ;

    ! I

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    I A ! I I I 16/61 ! JI I I I ' :,;,;;:;i/:,;

    :tHI

    FINANCIAL DISCLOSURE REPORT Name of Person Reporting Dale of Report

    PREGERSON, HARRY 5/15/06

    VII. Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

    (No reportable income, assets, or transactions.)

    I Koninklijke Phillips;. A Div J T Pg Ja J II Sell J

    Nippon Tel on ADR

    & Tel A Div J T

    II

    II Sell 6/71 J UBS-AD-CHP None J T Buy 4/2 J

    II Sell 6/6 J A Hutchinson Whampoa

    T Sell 6 6 J A SAP AKLENGESELLSCHAFT

    J T Sell 6 61 J A ING Group NV

    iv J T Bu 5 J 111 II e J A

    16 fl I Sell J I

    J A I

    j 6/71 Seven Eleven Japan I 17 LTD ADR Div J T Sell

    .lncorrieJGai C es: :A=;$i ,000 or'Je5s .. : ·;'• . . ··: :.B="s"i ,oO I $2,500° c $2,so I:ss',ooci · ·•)./(''··· .. : '1F$5,CfoI SI 5,000 ;:fc'' .-.. · . (See Col. Bl, 04):;< F=$50,00 I $100,000; '..TG;',$1 oo;oo I s 1 ;000,000 ;"$1,000,00J-$5,000,000,•'.;Hl=:More than $5,000,000 :

    Nestle SA Sponsored . IDiv J T Buy 5/2 J12 ADR I

    fl

    A Sell 6/6 ! J I13

    I I

    14 Telefonica SA Spons Buy JJ TADR A II Partia i15 I Sell J A

    Loss

    II

    "

    Loss

    Loss

    : E $1 S,Oo(s.5o,ooo

    3 Value Method Codes: Q=Appraisal .. . . .

  • 3

    5

    6

    7

    8

    I l I I I I

    ! i I

    i I

    I

    . ; ·: ::;-.·.'..};;· .• . ·.,;· ··--"'

    ,,, i f Ai\ i 11E1f 'J i

    i l E:t iirt4

    i

    I I

    4/lD

    I

    i

    I i i ! ' I Once I I j Sell 3/11 I ' I i I i If

    ! / i I I I I

    / I i

    ! ' I j I 4/2' I I I I

    Codes:.Q=Appraisal A:}.i«.:::;;u;=Book

    Name of Person Reporting Dale ofRepon FINANCIAL DISCLOSURE REPORT PREGERSON, HARRY 5/15/06

    VII. Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

    .·· c ·

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    7

    8

    114

    MF

    i !

    I I

    I

    I I

    I

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    Q=Appraisal U,,OBook_value

    Name of Person Reporting Date orRcport FINANCIAL DISCLOSURE REPORT 5/15/06PREGERSON, HARRY

    VII. Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

    D NONE Taiwan

    Co. LTD

    Realnetworks

    Weyerhaeuser

    General

    Emerson Electric

    (No reportable income, assets, or transactions.)

    Semiconductor. ADR

    Inc.

    Co.

    Electric Co.

    Co.

    A

    A

    A

    None J T

    Div J T Sell 6/7 J A

    None J T

    Div J T

    Div J T

    Sell 6 6 J A Sell 5/2 J Loss

    Sell 6/7 J A

    Sell 6/7/ J A

    American Express Co. A Div J T. Buy J

    II II Buy J

    " " Sell 6/6 J A

    9 Walt Disney Co. None J T Buy l/7i J "10 Sell 6/61 J \A

    /11 Chubb Corp. A Div J T Buy I 1/5: J

    12 " Buy 4/6j J 13 " Sell 6/6 J A!

    Autodesk Inc. A Div J T Buy l/lio J "/ 15 4/111 JBuy

    16 " cSell 6/6: J A6/6! J117 Mattel Inc. DE None / J T Sell

    ·Income/Gain Cixles: >A=$t ,000 orle;s : . '' . B,,;,$iOOI $2,SOO: . ' ' c,,;s2.501-s.5,oo0 ; ' :::: ·::!?ss,601;$1s,ooo : •.. .(See Col. Bl, D4) ·. ,E;c$50,00l-$100,000,• .,:_G=$100,00t $1,000,000 . :Hl:=Sl,o00,001-$5,000,000/:,H2=;More than $5,000,000 :- ..

    E=SIS,OOl:sso,ooo ..

    . . ;. 3 Value Method Codes:

    . (See Co). C2) :;::;:.•'.•.·_,; . .

    · .. . • R:.Cost (real estate only) . S:=Assessment

    ·:c· ., _; •V=:-Other ,;,::: /C> ;;• :: .,,W:=Estimated. · .. .. , . T=Cashllv!arket ... : . .

    :·."°. ' .i••X'' ·: :· '"

    - l'f-

  • 2

    3

    4

    5

    6

    7

    8

    9

    . A

    A i

    J

    -1.r-

    Name of Person Reporting Date ofReport FINANCIAL DISCLOSURE REPORT

    5/15/06PREGERSON, HARRY

    VII. Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

    (No reportable income, assets, or transactions.)

    Gillette Co. A Div J T Buy J

    II Buy J

    II Sell J B

    Mor an Stan le A Div J T J

    II J

    II J

    II Sell J

    Newmont Mining Corp. A Div J T Buy J

    II Buy J

    II10 Sell J

    Intl Business/ 11 Machines Cor Div J T J

    12 II

    J

    13 II J

    14 Pe sico Inc. Div J T J

    / 15 II J 16 II Sell BI117

    Income/Gain Codes: · A=$l,Ooo odess . . B;,$1,001-S2,50() .:'. "'. c,,,;$2,501:s5',ooo. '.;;;:-,:, :: . o.,;$5,001 $15,000 : '": ; E=Sl5,00!-S50,000

    (See Col. Bl, D4) ,. . F'.7$50,001- $100,000, :,G=$100,001c$1 ,000,000 ;:�HI ;=$1,000,001-$5,000,000 .;'.,H2=.:More than S5,000,000

    ·3 ·Value Method Codes: Q=Appraisal . · .: .. R=C9st (real estate only) .o.,S=Assessment . . T=Cash/Market :·' (See Col. C2) ·;. :'.:;!;;: :. : ::.: •.:,:;W='Estimated

  • R

    2

    4

    6

    7

    8

    I

    I :

    I

    I

    I

    T Bu

    6/6

    >

    1 Nomura Holdings Inc.

    II

    II

    Dale of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

    PREGERSON, HARRY 5/15/06

    VII. Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

    NONE (No reportable income, D assets, or transactions.) Partial

    II II/6 JSell

    3 MGIC INVT Corp. Wis A Div J T Buy /2 J Sell /6 J Loss

    s Wm Wrigley Jr. Co. A Div J T Buy J

    Buy J

    II Buy /3 J II Sell /6 J A

    9 Amazon Com Inc. None / J T Buy /271 J IIJO ;2s!Buy J

    Iii II

    12Andarako Petroleum Cor . A Div J T

    Sell

    Buy

    Ei/6 i I

    /15/

    J

    J

    A

    13 II II

    14Applied Materials Inc. Delaware A Div J

    Sell /6 J A

    INOTE: A 2004

    15

    16

    17

    II

    II

    II

    Buy

    Sell

    p/24,I

    i

    J

    J Loss

    IncorndGai COdes:

  • :'..>.

    2

    3

    5

    6 I

    7

    8

    9

    4

    I

    I

    i

    I

    6/6 i

    16/7

    . . •. . ·· . . ,

    - 11 -

    Name of Person Reporting Date ofRcpon FINANCIAL DISCLOSURE REPORT 5/15/06PREGERSON, HARRY

    VII. Page l INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

    . ·.. . . :.

    ''buyer/seller':: '?.'. \."(ifp_�vate transactio�) _- ·

    NONE (No reportable income, D assets, or transactions.)

    1 J T Buy JAXA S.A. SPONS ADR A Div

    II Buy J

    II LossSell J

    4 Baker Hughes Inc. A Buy JDiv J T

    II Buy J

    II Buy 5/31; J

    II Sell J A

    Bed, Bath & Beyond None J T Buy 1/1 J

    II Sell 6/6 J A Scienticif I

    None I J T Bu 19 J

    111 LossII Sell 6 6 ' J

    T Buy 1/25 J12 Caterpillar Inc. A Div J

    "13 1/27 JBuy 5/23 JII Buy

    I Partial. 115

    II

    Sell 6/6 J A i16 II Sell J A 1 17

    Income/Gain Codes: :A=$1,000 or less · · · .

    B=$l,OO!-S2,500 . · C=$2,501-S5,000 D=$5,001-Sl5,000 E=SJ5,00l S50,000·· · ··· (See Col.BI, D4) C: . ; F=;$50,001-.$100,000 . .· G=$100,00l-$1,000,000 : Hl=Sl,000,001-$5,000,000 .-H2=More than $5,000,000

  • 2

    3 II

    4

    5

    6

    8

    II

    : l Imaqing

    I

    ;

    Sell f /6 J Loss Buy

    t/: J

    I

    2004

    A

    ! i

    &

    Buy 2/2b

    l/7 I i I

    /3 I

    :.;HI O F:;- :.:.;;;(M-='._.SIOO,OOl-$250,000

    O y 2':'S5,o_00,\)01-S25,000,000 >>

    Name of Pmon Reporting Date ofRcpon FINANCIAL DISCLOSURE REPORT '5/15/06PREGERSON, HARRY

    VII. Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

    D NONE (No reportable income, assets, or transactions.) Chevron Corp. A Div J T Buy J

    II Buy J

    II J Loss

    Clear Channel None / J T

    7 Dow Chemicq..l Co. None / J T Buy

    Communications

    "

    I I

    J

    " Sell J A

    E 1 Du Pont De9 I Nemours Co. A Div J T

    i 10 11 Electronics for NOTE: Buy was

    I • I None: J T

    i 12 " Sell J A/ 13Fuj i Photo Film Co. NOTE: Buy was-ADR New Div J T J 2004

    ! 14 II Sell J Loss . I 15

    Imclone Sys Inc. None : J T Bu /31\ J 16

    /11Jp II Sell /6 J Loss

    NOTE: Buy was; Morgan Chase Co. A Div J T Buy J 2004

    stock continued next a e ·. ··Income/Gain Codes: A=S!,OOO or less · · :ool-S2,500 , · · ., C,,;Sl,501 "ss,ooo · ·_; :': : $5 001-Sl5 000 < > . E=Sl5,00l-S50,000B,;S·l

    (See Col. BI , 04) . • F:=S50,001- SI 00,000, ::. G=SI 00,oo 1-S I ,000,000 :=S 1,000,00 l-S5,000,000 .. ;':}I2=:More than $5,000,000 • .2 · $50,000 ' '.�',..:t=S50,00l ;SlqO,OO ·: ·Value Ccides: ,,;.,; J=Sl5,000 orless ,;;;.'.;.

  • 2

    3

    4

    5

    I

    I '

    I

    I !

    J

    l111: 115 I

    ' E=Sl5,00l-S50,000

    Name of Person Reponing Date of Report FINANCIAL DISCLOSURE REPORT PREGERSON, HARRY 5/15/06

    VII. Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

    D NONE . (No reportable income, assets, or transactions.) NOTJ::: Buy was JP Morgan Chase & Co.; . B

    IIII Buy J II Buy J II Buy J II Sell J Loss

    6 Hascro Inc. A Div J T Buy J 7 II Buy J 8 II Sell /6 J Loss

    'NOTE: Buy was I9 Merrill Lynch & Co. Int A Div J T Buy /26! J 2004

    JO II Buy l/2p J II

    I 11 II Buy /1 J 12/ II Buy /26! J I IJ II Sell f/6 J A 1140rix Corp Spons ADR A Div J T Buy {;26!

    II Buy J

    16 II Sell /6 J A 117

    (See Col. BI, D4) . T=SS0,001·S100,000. ,-.G=$ I 00,00 I-SI ,000,000 - -HI :=$1,000,00J-S5,000,000 ,;.H2=;More than $5,000,000 · 2 ·_Value Codes: :o:·•. , J=Sl5,000 orless ,; +::; -:.:,K=$15,00l·S50,000 '·:> �>;.L=S50,001 :$100,000 J

  • ' f ! #

    2

    4 6 5 3/ 6

    7

    8

    9

    /6L6 i I

    I ' i Ji

    I I ,2/2 I 15/3 !

    I 16/6 I !

    I

    ;;:::j'.\1;:.,M=SIOO,OOl-S250,000 U=BookValue . ; :V=Other : · .· W=Estimated

    -za-

    2

  • 2

    3

    4

    5

    6 i

    8 I

    9

    15/3 ! I i

    I Spans ADR New A Div ,J T Buy J

    Bny J I

    I i Spon t\DB New Di:il

    ' \

    J 'I'--' Buy I l/22 J

    I

    ;": Y T-Cas!VMarket

    FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date ofRepon PREGERSON, HARRY 5/15/06

    VII. Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children. See pp. 34-60 of Instructions.)

    D NONE (No reportable income, assets, or transactions.) SK Telecom Ltd Spans:

    . III Tomkins F H Plc Sp on ADR

    II

    6/6 J Loss II Buy 6/7 1 J II Sell 6/1.':1 J Loss

    7 Tyco Intl Ltd New A Div J T Buy 2/2 J II Buy 4/2 J " Buy J

    I JO " Sell 16/6 ! J A 111 Unilever PlCI

    i 12 II

    I 13 II i14 WPP Group Plc Buy 6/J J /NOTE: Buy was

    2004

    !15 " Buy '7/1 J 116 II :nartfyli Se / 11 II Sell 7/5 J

    Income/Gain Codes: A=SI.000 or Jess B,;$·1 :ool-S2 ,500 , : .. C S2,50 1-S5 " ,ooo · . _ · .

  • 2

    3

    4

    5

    6

    7

    8

    9

    I

    114

    1 I

    M

    M '

    6 24

    /

    Q=Appraisal A,•(SeeCol.C2).:

  • I

    .,,. . Date _ _..M=a...._y-l'--_..1_5._,, ,____..._2 '""0_.....0_..6 ---

    -· . INS UCTIONS:'.L>:\)'. !.)i'.>:

    conllriittee"o '!lliancial cfuii@ tr?itfV ' 'O:ffic·� {lli -

    3. ol·,:1 .). ;; - ; -

    :: ;::,:'

    Name orPerson Reporting Date of Report :FINANCIAL DISCLOSURE REPORT PREGERSON, HARRY 5/15/06

    VIII. ADDITIONAL INFORMATION OR EXPLANATIONS (Indicate part of Report.)

    NOTE: We have tried to keep all items in Section VII listed in the same order as previous report with new items being placed at the end of the list. The exception is the IRA accounts--buy and sell in the IRA accounts has remained within the IRA account setup.

    If you see a stock listed again on the report, it is because it was purchased through a different brokerage firm

    ALSO NOTE: Because bf the many buys and sells in the 2004 report, some additional buys are NOTED in this report.

    Section I. POSITIONS (cont.)

    Board of Trustees, Devil Pups, Inc.

    IX. CERTIFICATION.

    I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

    I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353 and Judicial Conference regulations .

    Signature . - ·

    NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE

    SUBJECT TO CIVIL AND CRJMINAL SANCTIONS (5 U.S.C. app. § I 04.)

    M il signed original and _ 3 additio ' 1 ·copie_sJo,.: ..

    , .. , FILING

    ·. ·

    ,. . . DiSCio-s\rre: · · ••-A : ii;: // .

    . '.l.Jnited'sb't · s cotirts ii':;;:·: '// .. ·s·,: u".1;1.e···· .2···' .·; -- -: . ..< .. : . :... .: ; :::: '";·".:·':·':; =.; .:-:: :'·· :- -· on� co1mhh�:cirC!e, NJF .

    :;oc • .· ·; .Yta.s:��#.P:·P;P·'. ?s, �,;s1::·.::,'.':'.f•>.. .. .... , .. -:._: ::;


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