Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2017 (Page 1)

SUNDARAM TAX SAVER (Open-ended fund)

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 515594 7437.70 4.962 INE331A01037 The Ramco Cements Ltd Cement 1039147 6989.82 4.663 INE090A01021 ICICI Bank Ltd Banks 1884405 5216.98 3.484 INE154A01025 ITC Ltd Consumer Non Durables 1752950 4913.52 3.285 INE101A01026 Mahindra & Mahindra Ltd Auto 348016 4478.62 2.996 INE002A01018 Reliance Industries Ltd Petroleum Products 306559 4049.34 2.707 INE528G01019 Yes Bank Ltd Banks 258366 3996.28 2.668 INE296A01024 Bajaj Finance Ltd Finance 333889 3910.17 2.619 INE191H01014 PVR Ltd Media & Entertainment 270000 3864.38 2.5810 INE018A01030 Larsen & Toubro Ltd Construction Project 235142 3703.25 2.4711 INE036D01028 Karur Vysya Bank Ltd Banks 3158259 3537.25 2.3612 INE628A01036 UPL Ltd Pesticides 470000 3416.43 2.2813 INE486A01013 CESC Ltd Power 400000 3364.80 2.2414 INE918I01018 Bajaj Finserv Ltd Finance 77496 3176.10 2.1215 INE034A01011 Arvind Ltd Textile Products 761062 3005.81 2.0016 INE462A01022 Bayer Cropscience Ltd Pesticides 76229 2893.81 1.9317 INE171A01029 The Federal Bank Ltd Banks 3017339 2759.36 1.8418 INE208A01029 Ashok Leyland Ltd Auto 3166089 2676.93 1.7819 INE860A01027 HCL Technologies Ltd Software 305776 2674.78 1.7820 INE647A01010 SRF Ltd Textile Products 162149 2638.41 1.7621 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 673005 2604.87 1.7422 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 1083547 2486.20 1.6623 INE203G01019 Indraprastha Gas Ltd Gas 244437 2480.91 1.6524 INE062A01020 State Bank of India Banks 823798 2417.02 1.6125 INE671A01010 Honeywell Automation India Ltd Industrial Capital Goods 22223 2299.39 1.5326 *** Star Cement Ltd Cement 2128004 2243.98 1.5027 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 859560 2230.56 1.4928 INE585B01010 Maruti Suzuki India Ltd Auto 36219 2178.83 1.4529 INE536A01023 Grindwell Norton Ltd Industrial Products 607503 2159.37 1.4430 INE055A01016 Century Textiles & Industries Ltd Cement 200000 2106.30 1.4031 INE852F01015 Gateway Distriparks Ltd Transportation 831727 2102.61 1.4032 INE562A01011 Indian Bank Banks 750000 2086.88 1.3933 INE513A01014 Fag Bearings India Ltd Industrial Products 45000 2060.57 1.3734 INE517F01014 Gujarat Pipavav Port Ltd Transportation 1209835 1997.44 1.3335 INE881D01027 Oracle Financial Services Software Ltd Software 52232 1993.04 1.3336 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 888387 1887.82 1.2637 INE180A01020 Max Financial Services Ltd Finance 325388 1877.33 1.2538 INE009A01021 Infosys Ltd Software 177268 1812.12 1.2139 INE733E01010 NTPC Ltd Power 1084813 1800.79 1.2040 INE775A01035 Motherson Sumi Systems Ltd Auto Ancillaries 473311 1760.24 1.1741 INE169A01031 Coromandel International Ltd Fertilisers 562030 1752.69 1.1742 INE264A01014 GlaxoSmithKline Consumer Healthcare Ltd Consumer Non Durables 33526 1728.62 1.1543 INE200M01013 Varun Beverages Ltd Consumer Non Durables 414041 1676.66 1.1244 INE437A01024 Apollo Hospitals Enterprise Ltd Healthcare Services 141967 1654.13 1.1045 INE003A01024 Siemens Ltd Industrial Capital Goods 131578 1651.57 1.1046 INE774D01024 Mahindra & Mahindra Financial Services Ltd Finance 510320 1607.00 1.0747 INE028A01039 Bank of Baroda Banks 928284 1605.47 1.0748 INE160A01022 Punjab National Bank Banks 1048600 1571.85 1.0549 INE939A01011 Strides Shasun Ltd Pharmaceuticals 141682 1556.38 1.0450 INE115A01026 LIC Housing Finance Ltd Finance 248066 1534.16 1.0251 INE347G01014 Petronet LNG Ltd Gas 379055 1528.16 1.0252 INE129A01019 GAIL (India) Ltd Gas 401106 1511.97 1.0153 INE211B01039 The Phoenix Mills Ltd Construction 390000 1475.96 0.9854 INE481G01011 Ultratech Cement Ltd Cement 31963 1273.65 0.8555 INE343H01029 Solar Industries India Ltd Chemicals 137656 1085.00 0.7256 INE053A01029 The Indian Hotels Company Ltd Hotels & Others 725338 920.45 0.6157 INE201M01011 CL Educate Ltd Diversified Consumer Services 147306 621.78 0.41 Total for Equity & Equity Related 146045.46 97.37 (B) Money Market Instruments 1 Reverse Repo 3037.00 2.02 Total for Money Market Instruments 3037.00 2.02 Cash and Other Net Current Assets 909.56 0.61 Grand Total 149992.02 100.00*** ISIN details awaitedNotesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 84.7854 91.3107 83.7732 90.0571 Dividend 13.9350 13.9194 13.7271 13.6735d) Dividend declared during the period (` per unit) 1.00e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 38.22%h) Repo in corporate debt Nil

SUNDARAM LONG TERM TAX ADVANTAGE FUND SERIES I

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE009A01021 Infosys Ltd Software 15500 158.45 5.162 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 39000 150.95 4.913 INE002A01018 Reliance Industries Ltd Petroleum Products 10000 132.09 4.304 INE040A01026 HDFC Bank Ltd Banks 9000 129.83 4.235 INE154A01025 ITC Ltd Consumer Non Durables 45000 126.14 4.116 INE062A01020 State Bank of India Banks 40000 117.36 3.827 INE090A01021 ICICI Bank Ltd Banks 40000 110.74 3.608 INE020B01018 Rural Electrification Corporation Ltd Finance 54392 98.45 3.209 INE018A01030 Larsen & Toubro Ltd Construction Project 5000 78.75 2.5610 INE383A01012 The India Cements Ltd Cement 47500 77.16 2.5111 INE860A01027 HCL Technologies Ltd Software 8500 74.35 2.4212 INE669C01036 Tech Mahindra Ltd Software 16000 73.46 2.3913 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 8000 69.78 2.2714 INE200M01013 Varun Beverages Ltd Consumer Non Durables 17169 69.53 2.2615 INE419M01019 TD Power Systems Ltd Industrial Capital Goods 28423 65.63 2.1416 INE628A01036 UPL Ltd Pesticides 8850 64.33 2.0917 INE030A01027 Hindustan UniLever Ltd Consumer Non Durables 7000 63.82 2.0818 INE034A01011 Arvind Ltd Textile Products 16000 63.19 2.0619 INE752E01010 Power Grid Corporation of India Ltd Power 30000 59.19 1.9320 INE180A01020 Max Financial Services Ltd Finance 10000 57.70 1.8821 INE733E01010 NTPC Ltd Power 33000 54.78 1.7822 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 7600 54.59 1.7823 INE101A01026 Mahindra & Mahindra Ltd Auto 4169 53.65 1.7524 INE863B01011 Premier Explosives Ltd Chemicals 15129 52.96 1.7225 INE119A01028 Balrampur Chini Mills Ltd Consumer Non Durables 36263 52.71 1.7226 INE976A01021 West Coast Paper Mills Ltd Paper 30000 52.59 1.7127 INE462A01022 Bayer Cropscience Ltd Pesticides 1371 52.05 1.6928 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 22500 51.63 1.6829 INE825A01012 Vardhman Textiles Ltd Textiles - Cotton 3923 51.50 1.6830 INE155A01022 Tata Motors Ltd Auto 10000 46.59 1.5231 INE349A01021 NRB Bearing Ltd Industrial Products 40000 43.22 1.4132 INE048G01018 Navin Fluorine International Ltd Chemicals 1200 36.52 1.1933 INE026A01025 Gujarat State Fertilizers & Chemicals Ltd Fertilisers 27000 35.37 1.1534 INE001A01036 Housing Development Finance Corporation Ltd Finance 2250 33.80 1.1035 INE481G01011 Ultratech Cement Ltd Cement 800 31.88 1.0436 INE298A01020 Cummins India Ltd Industrial Products 3300 31.33 1.0237 INE028A01039 Bank of Baroda Banks 18000 31.13 1.0138 INE246F01010 Gujarat State Petronet Ltd Gas 19000 30.69 1.0039 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 4400 30.28 0.9940 INE347G01014 Petronet LNG Ltd Gas 7500 30.24 0.9841 INE158A01026 Hero MotoCorp Ltd Auto 900 29.00 0.9442 INE131A01031 Gujarat Mineral Development Corporation Ltd Minerals/Mining 23500 28.75 0.9443 INE868B01028 NCC Ltd Construction Project 35000 28.68 0.9344 INE201M01011 CL Educate Ltd Software 6728 28.40 0.9245 INE043D01016 IDFC Ltd Finance 50000 27.25 0.8946 INE522F01014 Coal India Ltd Minerals/Mining 9000 26.34 0.8647 INE213A01029 Oil & Natural Gas Corporation Ltd Oil 5000 9.25 0.3048 INE562A01011 Indian Bank Banks 2500 6.96 0.23 Total for Equity & Equity Related 2883.00 93.84

(B) Money Market Instruments 1 Reverse Repo 180.00 5.86 Total for Money Market Instruments 180.00 5.86 Cash and Other Net Current Assets 9.13 0.30 Grand Total 3072.13 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 11.0444 12.0119 10.9556 11.8946 Dividend 11.0444 12.0119 10.9556 11.8946d) Dividend declared during the period (Rupees per unit) NILe) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 54.43%h) Repo in corporate debt Nil

SUNDARAM LONG TERM TAX ADVANTAGE FUND SERIES II

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE009A01021 Infosys Ltd Software 11500 117.56 5.072 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 30000 116.12 5.003 INE002A01018 Reliance Industries Ltd Petroleum Products 8300 109.63 4.724 INE154A01025 ITC Ltd Consumer Non Durables 34000 95.30 4.115 INE062A01020 State Bank of India Banks 30000 88.02 3.796 INE090A01021 ICICI Bank Ltd Banks 30000 83.06 3.587 INE383A01012 The India Cements Ltd Cement 50000 81.23 3.508 INE442H01029 Ashoka Buildcon Ltd Construction Project 36261 71.43 3.089 INE018A01030 Larsen & Toubro Ltd Construction Project 4500 70.87 3.0510 INE020B01018 Rural Electrification Corporation Ltd Finance 38000 68.78 2.9611 INE860A01027 HCL Technologies Ltd Software 7000 61.23 2.6412 INE669C01036 Tech Mahindra Ltd Software 13000 59.69 2.5713 INE113A01013 Gujarat Narmada Valley Fertilizers and Chemicals Ltd Chemicals 20000 57.41 2.4714 INE101A01026 Mahindra & Mahindra Ltd Auto 4075 52.44 2.2615 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 6000 52.33 2.2616 INE040A01026 HDFC Bank Ltd Banks 3410 49.19 2.1217 INE155A01022 Tata Motors Ltd Auto 10000 46.59 2.0118 INE030A01027 Hindustan UniLever Ltd Consumer Non Durables 5000 45.59 1.9619 INE752E01010 Power Grid Corporation of India Ltd Power 22000 43.41 1.8720 INE180A01020 Max Financial Services Ltd Finance 7500 43.27 1.8621 INE733E01010 NTPC Ltd Power 25000 41.50 1.7922 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 5700 40.95 1.7623 INE868B01028 NCC Ltd Construction Project 49375 40.46 1.7424 INE119A01028 Balrampur Chini Mills Ltd Consumer Non Durables 27197 39.53 1.7025 INE976A01021 West Coast Paper Mills Ltd Paper 22500 39.44 1.7026 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 17000 39.01 1.6827 INE462A01022 Bayer Cropscience Ltd Pesticides 1021 38.76 1.6728 INE349A01021 NRB Bearing Ltd Industrial Products 30000 32.42 1.4029 INE048G01018 Navin Fluorine International Ltd Chemicals 870 26.48 1.1430 INE026A01025 Gujarat State Fertilizers & Chemicals Ltd Fertilisers 20000 26.20 1.1331 INE001A01036 Housing Development Finance Corporation Ltd Finance 1700 25.54 1.1032 INE028A01039 Bank of Baroda Banks 14000 24.21 1.0433 INE347G01014 Petronet LNG Ltd Gas 6000 24.19 1.0434 INE298A01020 Cummins India Ltd Industrial Products 2500 23.74 1.0235 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 3300 22.71 0.9836 INE246F01010 Gujarat State Petronet Ltd Gas 14000 22.61 0.9737 INE158A01026 Hero MotoCorp Ltd Auto 700 22.55 0.9738 INE131A01031 Gujarat Mineral Development Corporation Ltd Minerals/Mining 18000 22.02 0.9539 INE628A01036 UPL Ltd Pesticides 3000 21.81 0.9440 INE012A01025 ACC Ltd Cement 1500 21.69 0.9341 INE043D01016 IDFC Ltd Finance 38000 20.71 0.8942 INE201M01011 CL Educate Ltd Software 4872 20.56 0.8943 INE522F01014 Coal India Ltd Minerals/Mining 7000 20.49 0.8844 INE419M01019 TD Power Systems Ltd Industrial Capital Goods 8655 19.98 0.8645 INE825A01012 Vardhman Textiles Ltd Textiles - Cotton 1392 18.27 0.7946 INE121A01016 Cholamandalam Investment and Finance Company Ltd Finance 1500 14.48 0.6247 INE213A01029 Oil & Natural Gas Corporation Ltd Oil 4000 7.40 0.3248 INE562A01011 Indian Bank Banks 1900 5.29 0.23 Total for Equity & Equity Related 2136.13 92.06 (B) Money Market Instruments 1 Reverse Repo 176.00 7.58 Total for Money Market Instruments 176.00 7.58 Cash and Other Net Current Assets 8.26 0.36 Grand Total 2320.39 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 11.5715 12.8727 11.5508 12.8280 Dividend 11.5716 12.8729 11.5508 12.8280d) Dividend declared during the period (` per unit) NILe) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 47.84%h) Repo in corporate debt Nil

SUNDARAM LONG TERM MICRO CAP TAX ADVANTAGE FUND SERIES III

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE152M01016 Triveni Turbine Ltd Industrial Capital Goods 400029 579.64 4.462 INE049A01027 Himatsingka Seide Ltd Textile Products 139000 477.47 3.673 INE956G01038 VA Tech Wabag Ltd Engineering Services 70000 476.95 3.674 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 182613 419.01 3.225 INE613A01020 Rallis India Ltd Pesticides 150000 389.63 3.006 INE868B01028 NCC Ltd Construction Project 470941 385.94 2.977 INE383A01012 The India Cements Ltd Cement 225508 366.34 2.828 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 325408 361.20 2.789 INE951I01027 V-Guard Industries Ltd Industrial Capital Goods 203000 352.00 2.7110 INE022I01019 Asian Granito India Ltd Construction 87000 320.29 2.4611 INE612J01015 Repco Home Finance Ltd Finance 43975 308.57 2.3712 INE246B01019 Ramco Systems Ltd Software 80000 307.44 2.3713 INE976A01021 West Coast Paper Mills Ltd Paper 167421 293.49 2.2614 INE026A01025 Gujarat State Fertilizers & Chemicals Ltd Fertilisers 222626 291.64 2.2415 INE048G01018 Navin Fluorine International Ltd Chemicals 9500 289.11 2.2216 INE227C01017 MM Forgings Ltd Industrial Products 53047 286.56 2.2017 INE536A01023 Grindwell Norton Ltd Industrial Products 78316 278.37 2.1418 INE930H01023 K.P.R. Mill Ltd Textile Products 41542 274.16 2.1119 INE752P01024 Future Retail Ltd Retailing 102115 273.46 2.1020 INE591G01017 NIIT Technologies Ltd Software 61667 268.62 2.0721 INE119A01028 Balrampur Chini Mills Ltd Consumer Non Durables 181311 263.54 2.0322 INE877F01012 PTC India Ltd Power 279679 261.22 2.0123 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 35914 257.99 1.9924 INE074A01025 Praj Industries Ltd Industrial Capital Goods 293032 234.57 1.8025 INE939A01011 Strides Shasun Ltd Pharmaceuticals 21117 231.97 1.7826 INE405E01023 Minda Industries Ltd Auto Ancillaries 50170 222.96 1.7227 INE998I01010 Mahindra Holidays & Resorts India Ltd Hotels & Others 51000 220.93 1.7028 INE802G01018 Jet Airways (India) Ltd Transportation 41012 215.68 1.6629 INE041A01016 Dhampur Sugar Mills Ltd Consumer Non Durables 95000 206.01 1.5930 INE549A01026 Hindustan Construction Company Ltd Construction Project 503960 199.32 1.5331 INE578A01017 HeidelbergCEMENT India Ltd Cement 150969 187.96 1.4532 INE060A01024 Navneet Education Ltd Media & Entertainment 110348 179.26 1.3833 INE183A01016 Finolex Industries Ltd Industrial Products 30000 173.69 1.3434 INE791I01019 Brigade Enterprises Ltd Construction 73700 170.65 1.3135 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 8745 158.40 1.2236 INE201M01011 CL Educate Ltd Diversified Consumer Services 42507 179.42 1.38

37 INE934S01014 GNA Axles Ltd Auto Ancillaries 67471 147.69 1.1438 INE705A01016 Vijaya Bank Banks 209589 144.09 1.1139 INE325A01013 Timken India Ltd Industrial Products 22000 141.91 1.0940 INE947Q01010 Laurus Labs Ltd Pharmaceuticals 26256 135.53 1.0441 INE852F01015 Gateway Distriparks Ltd Transportation 50820 128.47 0.9942 INE891D01026 Redington (India) Ltd Trading 116496 128.20 0.9943 INE442H01029 Ashoka Buildcon Ltd Construction Project 55469 109.27 0.84 Total for Equity & Equity Related 11298.61 86.93 (B) Money Market Instruments 1 Reverse Repo 1732.00 13.332 CBLO 1.00 # Total for Money Market Instruments 1733.00 13.33 Cash and Other Net Current Assets (34.84) (0.26) Grand Total 12996.77 100.00# less than 0.01%Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 18/11/16 31/03/2017 18/11/16 31/03/2017Growth 10.0000 11.4676 10.0000 11.3814 Dividend 10.0000 11.4676 10.0000 11.3813d) Dividend declared during the period (` per unit) NILe) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 2.68%h) Repo in corporate debt Nil

SUNDARAM LONG TERM MICRO CAP TAX ADVANTAGE FUND SERIES IV

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE930H01023 K.P.R. Mill Ltd Textile Products 8371 55.24 1.032 INE998I01010 Mahindra Holidays & Resorts India Ltd Hotels & Others 12672 54.90 1.023 INE877F01012 PTC India Ltd Power 58567 54.70 1.024 INE049A01027 Himatsingka Seide Ltd Textile Products 15834 54.39 1.015 INE536A01023 Grindwell Norton Ltd Industrial Products 15234 54.15 1.016 INE591G01017 NIIT Technologies Ltd Software 12387 53.96 1.007 INE383A01012 The India Cements Ltd Cement 33213 53.95 1.008 INE022I01019 Asian Granito India Ltd Construction 14509 53.41 0.999 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 36235 40.22 0.7510 INE074A01025 Praj Industries Ltd Industrial Capital Goods 41167 32.95 0.6111 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 11625 26.67 0.5012 INE586B01026 Taj GVK Hotels & Resorts Ltd Hotels & Others 1895 2.93 0.05 Total for Equity & Equity Related 537.48 9.98 (B) Money Market Instruments 1 CBLO 4272.99 79.362 Reverse Repo 752.00 13.97 Total for Money Market Instruments 5024.99 93.33 Cash and Other Net Current Assets (178.03) (3.31) Grand Total 5384.44 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 24/03/17 31/03/2017 24/03/17 31/03/2017Growth 10.0000 10.0245 10.0000 10.0212 Dividend 10.0000 10.0245 10.0000 10.0212d) Dividend declared during the period (Rupees per unit) NILe) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 0.00%h) Repo in corporate debt Nil

SUNDARAM BALANCED FUND

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 100000 1442.55 4.192 INE062A01020 State Bank of India Banks 350000 1026.90 2.983 INE154A01025 ITC Ltd Consumer Non Durables 350000 981.05 2.854 INE018A01030 Larsen & Toubro Ltd Construction Project 60000 944.94 2.745 INE009A01021 Infosys Ltd Software 75000 766.69 2.236 INE347G01014 Petronet LNG Ltd Gas 165000 665.20 1.937 INE298A01020 Cummins India Ltd Industrial Products 70000 664.62 1.938 INE733E01010 NTPC Ltd Power 400000 664.00 1.939 INE092A01019 Tata Chemicals Ltd Chemicals 110000 658.63 1.9110 INE134E01011 Power Finance Corporation Ltd Finance 450000 656.55 1.9111 INE246F01010 Gujarat State Petronet Ltd Gas 400000 646.00 1.8812 INE192R01011 Avenue Supermarts Ltd Retailing 100000 637.85 1.8513 INE001A01036 Housing Development Finance Corporation Ltd Finance 40000 600.84 1.7414 INE881D01027 Oracle Financial Services Software Ltd Software 15500 591.44 1.7215 INE002A01018 Reliance Industries Ltd Petroleum Products 40000 528.36 1.5316 INE101A01026 Mahindra & Mahindra Ltd Auto 40000 514.76 1.4917 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 58000 505.88 1.4718 INE003A01024 Siemens Ltd Industrial Capital Goods 40000 502.08 1.4619 INE030A01027 Hindustan UniLever Ltd Consumer Non Durables 55000 501.46 1.4620 INE102D01028 Godrej Consumer Products Ltd Consumer Non Durables 30000 501.42 1.4621 INE467B01029 Tata Consultancy Services Ltd Software 18000 437.72 1.2722 INE669C01036 Tech Mahindra Ltd Software 90000 413.24 1.2023 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 22076 399.86 1.1624 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 100000 387.05 1.1225 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 150000 344.18 1.0026 INE503A01015 DCB Bank Ltd Banks 200000 340.50 0.9927 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 63000 337.40 0.9828 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 46768 335.96 0.9829 INE647O01011 Aditya Birla Fashion and Retail Ltd Retailing 215000 330.78 0.9630 INE095A01012 IndusInd Bank Ltd Banks 23000 327.78 0.9531 INE383A01012 The India Cements Ltd Cement 200000 324.90 0.9432 INE158A01026 Hero MotoCorp Ltd Auto 10000 322.20 0.9433 INE021A01026 Asian Paints Ltd Consumer Non Durables 30000 322.05 0.9434 INE481G01011 Ultratech Cement Ltd Cement 8000 318.78 0.9335 INE668F01031 Jyothy Laboratories Ltd Consumer Non Durables 90000 317.39 0.9236 INE264A01014 GlaxoSmithKline Consumer Healthcare Ltd Consumer Non Durables 6000 309.36 0.9037 INE860A01027 HCL Technologies Ltd Software 35000 306.16 0.8938 INE628A01036 UPL Ltd Pesticides 40000 290.76 0.8439 INE326A01037 Lupin Ltd Pharmaceuticals 20000 289.04 0.8440 INE201M01011 CL Educate Ltd Software 67860 286.44 0.8341 INE200M01013 Varun Beverages Ltd Consumer Non Durables 70000 283.47 0.8242 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 40000 275.26 0.8043 INE585B01010 Maruti Suzuki India Ltd Auto 4500 270.71 0.7944 INE752E01010 Power Grid Corporation of India Ltd Power 135000 266.36 0.7745 INE462A01022 Bayer Cropscience Ltd Pesticides 7006 265.96 0.7746 INE180A01020 Max Financial Services Ltd Finance 45000 259.63 0.7547 INE437A01024 Apollo Hospitals Enterprise Ltd Healthcare Services 18000 209.73 0.6148 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 50000 106.25 0.31 Total for Equity & Equity Related 22680.09 65.86 (B) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE001A07PF4 Housing Development Finance Corporation Ltd - 8.46 - 24/06/2026** CRISIL AAA 10 1037.14 3.012 INE028A08091 Bank of Baroda - 9.14 - 22/03/2022** CARE AA 100 1003.07 2.913 INE090A08TW2 ICICI Bank Ltd - 9.2 - 17/03/2022 ICRA AA+ 100 1002.07 2.914 INE160A08118 Punjab National Bank - 9.21 - 29/03/2022 BWR AA+ 100 1001.54 2.915 INE084A08102 Bank of India - 9.95 - 15/03/2022** CRISIL A+ 100 996.18 2.896 INE062A08140 State Bank of India - 8.39 - 25/10/2021** CRISIL AA+ 100 991.67 2.887 INE001A07OS0 Housing Development Finance Corporation Ltd - 8.35 - 26/04/2021** CRISIL AAA 5 510.38 1.488 INE168X08014 National Insurance Company Ltd-8.35-26/03/2027 ICRA AA+ 50 503.86 1.469 INE528G08246 Yes Bank Ltd - 9.9 - 31/10/2022** ICRA AA+ 20 216.55 0.63 Sub Total 7262.46 21.09

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2017 (Page 2)

b) Govt Security 1 IN0020110022 7.80 Central Government Securities 11/04/2021** Sovereign 700000 726.42 2.112 IN0020020171 6.35 Central Government Securities 02/01/2020** Sovereign 26100 25.97 0.08 Sub Total 752.39 2.19 Total for Debt Instruments 8014.84 23.28 (C) Money Market Instruments 1 Reverse Repo 1406.00 4.08 Total for Money Market Instruments 1406.00 4.08 (D) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth 5833166 2000.50 5.81 Total for Mutual Fund Units 2000.50 5.81 Cash and Other Net Current Assets 333.40 0.97 Grand Total 34434.84 100.00**Thinly traded / Non Traded SecuritiesNotesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 72.9109 76.4976 71.6522 74.9489 Dividend 15.3129 15.4339 14.9903 15.0518d) Dividend declared during the period (` per unit) 0.60e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity - only for Debt portion (years) 1.32 h) Average Duration - only for Debt portion (years) 0.93 i) Portfolio Turnover Ratio 88.24%j) Repo in corporate debt Nil

SUNDARAM SELECT MID CAP

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE513A01014 Fag Bearings India Ltd Industrial Products 370000 16942.49 3.432 INE918I01018 Bajaj Finserv Ltd Finance 410867 16838.97 3.413 INE105A01035 Sundaram Clayton Ltd Auto Ancillaries 428895 15621.86 3.164 INE203G01019 Indraprastha Gas Ltd Gas 1455757 14775.21 2.995 INE331A01037 The Ramco Cements Ltd Cement 2144794 14426.96 2.926 INE647A01010 SRF Ltd Textile Products 879060 14303.62 2.897 INE628A01036 UPL Ltd Pesticides 1960000 14247.24 2.888 INE034A01011 Arvind Ltd Textile Products 3496698 13810.21 2.799 INE171A01029 The Federal Bank Ltd Banks 13012702 11900.12 2.4110 INE562A01011 Indian Bank Banks 3700000 10295.25 2.0811 INE302A01020 Exide Industries Ltd Auto Ancillaries 4478681 10047.92 2.0312 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 4460782 9479.16 1.9213 INE325A01013 Timken India Ltd Industrial Products 1450012 9353.30 1.8914 INE671A01010 Honeywell Automation India Ltd Industrial Capital Goods 90318 9345.11 1.8915 INE121A01016 Cholamandalam Investment and Finance Company Ltd Finance 957815 9243.39 1.8716 INE334L01012 Ujjivan Financial Services Ltd Finance 2153800 9118.11 1.8517 INE342J01019 Wabco India Ltd Auto Ancillaries 153447 8939.98 1.8118 INE774D01024 Mahindra & Mahindra Financial Services Ltd Finance 2838954 8939.87 1.8119 INE036D01028 Karur Vysya Bank Ltd Banks 7279085 8152.58 1.6520 INE716A01013 Whirlpool of India Ltd Consumer Durables 635126 7759.33 1.5721 INE503A01015 DCB Bank Ltd Banks 4494692 7652.21 1.5522 INE722A01011 Shriram City Union Finance Ltd Finance 322602 7612.44 1.5423 INE849A01020 Trent Ltd Retailing 2812541 7501.05 1.5224 INE007A01025 CRISIL Ltd Finance 382659 7287.74 1.4725 INE415A01038 HSIL Ltd Consumer Durables 2080000 7276.88 1.4726 INE191H01014 PVR Ltd Media & Entertainment 500371 7161.56 1.4527 INE208A01029 Ashok Leyland Ltd Auto 8297518 7015.55 1.4228 INE126A01031 EID Parry India Ltd Fertilisers 2369717 6709.85 1.3629 INE462A01022 Bayer Cropscience Ltd Pesticides 174792 6635.45 1.3430 INE092A01019 Tata Chemicals Ltd Chemicals 1081635 6476.29 1.3131 INE668F01031 Jyothy Laboratories Ltd Consumer Non Durables 1835000 6471.13 1.3132 INE055A01016 Century Textiles & Industries Ltd Cement 603257 6353.20 1.2933 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 2758549 6329.49 1.2834 INE437A01024 Apollo Hospitals Enterprise Ltd Healthcare Services 541000 6303.46 1.2835 INE172A01027 Castrol India Ltd Petroleum Products 1339787 5793.24 1.1736 INE152A01029 Thermax Ltd Industrial Capital Goods 589780 5779.55 1.1737 INE881D01027 Oracle Financial Services Software Ltd Software 150000 5723.63 1.1638 INE107A01015 Tamil Nadu Newsprint & Papers Ltd Paper 1801730 5669.14 1.1539 INE939A01011 Strides Shasun Ltd Pharmaceuticals 513149 5636.94 1.1440 INE179A01014 Procter & Gamble Hygiene and Health Care Ltd Consumer Non Durables 73627 5589.87 1.1341 INE169A01031 Coromandel International Ltd Fertilisers 1777742 5543.89 1.1242 INE825A01012 Vardhman Textiles Ltd Textiles - Cotton 417873 5485.21 1.1143 INE028A01039 Bank of Baroda Banks 3117485 5391.69 1.0944 INE438A01022 Apollo Tyres Ltd Auto Ancillaries 2445024 5102.77 1.0345 INE486A01013 CESC Ltd Power 600000 5047.20 1.0246 INE536A01023 Grindwell Norton Ltd Industrial Products 1416507 5034.97 1.0247 INE998I01010 Mahindra Holidays & Resorts India Ltd Hotels & Others 1156685 5010.76 1.0148 INE451A01017 Force Motors Ltd Auto 111212 4990.19 1.0149 INE160A01022 Punjab National Bank Banks 3325301 4984.63 1.0150 INE115A01026 LIC Housing Finance Ltd Finance 804244 4973.85 1.0151 INE199G01027 Jagran Prakashan Ltd Media & Entertainment 2526516 4850.91 0.9852 INE264A01014 GlaxoSmithKline Consumer Healthcare Ltd Consumer Non Durables 93500 4820.91 0.9853 INE356A01018 MphasiS Ltd Software 824856 4783.34 0.9754 INE530B01024 IIFL Holdings Ltd Finance 1196689 4781.37 0.9755 INE852F01015 Gateway Distriparks Ltd Transportation 1835084 4639.09 0.9456 INE347G01014 Petronet LNG Ltd Gas 1136133 4580.32 0.9357 INE180A01020 Max Financial Services Ltd Finance 786021 4534.95 0.9258 INE192A01025 Tata Global Beverages Ltd Consumer Non Durables 2534321 3815.42 0.7759 INE647O01011 Aditya Birla Fashion and Retail Ltd Retailing 2419000 3721.63 0.7560 INE139A01034 National Aluminium Company Ltd Non - Ferrous Metals 4306930 3294.80 0.6761 INE262H01013 Persistent Systems Ltd Software 552262 3289.82 0.6762 INE200M01013 Varun Beverages Ltd Consumer Non Durables 759817 3076.88 0.6263 INE211B01039 The Phoenix Mills Ltd Construction 790000 2989.76 0.6164 INE947Q01010 Laurus Labs Ltd Pharmaceuticals 438531 2263.70 0.4665 INE010V01017 L&T Technology Services Ltd Software 243769 1897.99 0.3866 INE058A01010 Sanofi India Ltd Pharmaceuticals 28949 1361.46 0.2867 INE192R01011 Avenue Supermarts Ltd Retailing 133750 853.12 0.17 Sub Total 475639.97 96.26 b) Derivative 1 Ujjivan Financial Services Ltd NSE Apr 2017 Stock Future (240000) (1017.24) (0.21) Sub Total (1017.24) (0.21) Total for Equity & Equity Related 474622.73 96.05 (B) Money Market Instruments 1 Reverse Repo 2386.83 0.48 Total for Money Market Instruments 2386.83 0.48 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth 43748742 15003.72 3.04 Total for Mutual Fund Units 15003.72 3.04 Margin Money For Derivatives 640.64 0.13 Cash and Other Net Current Assets 1475.89 0.30 Grand Total 494129.81 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Institutional Plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 416.8517 453.6776 425.5004 463.0769 409.4084 444.6475 Dividend 37.6268 39.6455 33.7586 35.4453 36.8384 38.7165d) Dividend declared during the period (` per unit) 1.20e) Total outstanding exposure in derivative instruments at the end of the period As Per Annexure-Af) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 20.78%h) Repo in corporate debt Nil

SUNDARAM S.M.I.L.E. FUND

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE951I01027 V-Guard Industries Ltd Industrial Capital Goods 3380000 5860.92 5.002 INE048G01018 Navin Fluorine International Ltd Chemicals 185000 5630.01 4.813 INE823G01014 JK Cement Ltd Cement 496909 4645.85 3.974 INE384A01010 Rane Holdings Ltd Finance 505069 4533.25 3.875 INE049A01027 Himatsingka Seide Ltd Textile Products 1208616 4151.60 3.546 INE503A01015 DCB Bank Ltd Banks 2190000 3728.48 3.187 INE036D01028 Karur Vysya Bank Ltd Banks 3159701 3538.87 3.028 INE939A01011 Strides Shasun Ltd Pharmaceuticals 320533 3521.06 3.019 INE195J01029 PNC Infratech Ltd Construction 2985000 3496.93 2.9910 INE686A01026 ITD Cementation India Ltd Construction 1980700 3392.94 2.9011 INE442H01029 Ashoka Buildcon Ltd Construction Project 1714124 3376.82 2.8812 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 1266352 3286.18 2.8113 INE978A01019 Heritage Foods Ltd Consumer Non Durables 300000 3219.75 2.7514 INE383A01012 The India Cements Ltd Cement 1975493 3209.19 2.7415 INE415A01038 HSIL Ltd Consumer Durables 900000 3148.65 2.6916 INE614A01028 Ramco Industries Ltd Cement 1250000 2990.00 2.5517 INE325A01013 Timken India Ltd Industrial Products 457892 2953.63 2.5218 INE074A01025 Praj Industries Ltd Industrial Capital Goods 3600000 2881.80 2.4619 INE852F01015 Gateway Distriparks Ltd Transportation 1117483 2825.00 2.4120 INE578A01017 HeidelbergCEMENT India Ltd Cement 2200000 2739.00 2.3421 INE349A01021 NRB Bearing Ltd Industrial Products 2533486 2737.43 2.3422 INE858B01011 ISGEC Heavy Engineering Ltd Industrial Capital Goods 45000 2711.00 2.3123 INE419M01019 TD Power Systems Ltd Industrial Capital Goods 1106726 2555.43 2.1824 INE312H01016 INOX Leisure Ltd Media & Entertainment 828556 2374.64 2.0325 INE098F01023 Amrutanjan Health Care Ltd Pharmaceuticals 379998 2245.41 1.9226 INE791I01019 Brigade Enterprises Ltd Construction 950000 2199.73 1.8827 INE220B01022 Kalpataru Power Transmission Ltd Power 670000 2162.09 1.8528 INE331A01037 The Ramco Cements Ltd Cement 320587 2156.43 1.8429 INE142I01023 Take Solutions Ltd Software 1492559 1883.61 1.6130 INE337A01034 LG Balakrishnan & Bros Ltd Auto Ancillaries 284152 1764.73 1.5131 INE999A01015 KSB Pumps Ltd Industrial Products 226467 1645.17 1.4032 INE120A01034 Carborundum Universal Ltd Industrial Products 559433 1625.15 1.3933 INE891D01026 Redington (India) Ltd Trading 1400000 1540.70 1.3234 INE956G01038 VA Tech Wabag Ltd Engineering Services 221458 1508.90 1.2935 INE246B01019 Ramco Systems Ltd Software 375024 1441.22 1.2336 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 1260755 1399.44 1.1937 INE586B01026 Taj GVK Hotels & Resorts Ltd Hotels & Others 895522 1384.03 1.1838 INE594H01019 Thyrocare Technologies Ltd Healthcare Services 177044 1270.82 1.0839 INE705A01016 Vijaya Bank Banks 1761323 1210.91 1.0340 INE113A01013 Gujarat Narmada Valley Fertilizers and Chemicals Ltd Chemicals 416179 1194.64 1.0241 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 510160 1170.56 1.0042 INE070I01018 Insecticides (India) Ltd Pesticides 213937 1135.15 0.9743 *** Star Cement Ltd Cement 1050700 1107.96 0.9544 INE152M01016 Triveni Turbine Ltd Industrial Capital Goods 700000 1014.30 0.8745 INE549A01026 Hindustan Construction Company Ltd Construction Project 2500000 988.75 0.8446 INE177F01017 Kovai Medical Center & Hospital Ltd Healthcare Services 29712 390.80 0.3347 INE551A01022 Hindustan Dorr-Oliver Ltd Engineering Services 1671943 159.67 0.14 Total for Equity & Equity Related 116108.59 99.11 (B) Money Market Instruments 1 Reverse Repo 819.00 0.70 Total for Money Market Instruments 819.00 0.70 Cash and Other Net Current Assets 221.49 0.19 Grand Total 117149.08 100.00*** ISIN details awaitedNotesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Institutional Plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 79.3321 89.5632 81.0062 91.4511 77.9855 87.8840 Dividend 21.9949 23.7171 22.5405 24.3385 21.5281 23.1533d) Dividend declared during the period (` per unit) 1.00e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 8.93%h) Repo in corporate debt Nil

SUNDARAM SELECT FOCUS

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 293558 4234.72 9.342 INE154A01025 ITC Ltd Consumer Non Durables 1307267 3664.27 8.083 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 329701 2875.65 6.344 INE090A01021 ICICI Bank Ltd Banks 1001128 2771.62 6.115 INE009A01021 Infosys Ltd Software 264377 2702.59 5.966 INE018A01030 Larsen & Toubro Ltd Construction Project 146000 2299.35 5.077 INE002A01018 Reliance Industries Ltd Petroleum Products 147273 1945.33 4.298 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 487580 1887.18 4.169 INE585B01010 Maruti Suzuki India Ltd Auto 27557 1657.75 3.6610 INE001A01036 Housing Development Finance Corporation Ltd Finance 88992 1336.75 2.9511 INE062A01020 State Bank of India Banks 420226 1232.94 2.7212 INE095A01012 IndusInd Bank Ltd Banks 79064 1126.78 2.4813 INE034A01011 Arvind Ltd Textile Products 283986 1121.60 2.4714 INE299U01018 Crompton Greaves Consumer Electricals Ltd Consumer Durables 505015 1095.63 2.4215 INE733E01010 NTPC Ltd Power 654648 1086.72 2.4016 INE716A01013 Whirlpool of India Ltd Consumer Durables 88442 1080.50 2.3817 INE192R01011 Avenue Supermarts Ltd Retailing 163446 1042.54 2.3018 INE298A01020 Cummins India Ltd Industrial Products 105324 1000.00 2.2119 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 135596 933.10 2.0620 INE030A01027 Hindustan UniLever Ltd Consumer Non Durables 95073 866.83 1.9121 INE238A01034 Axis Bank Ltd Banks 172219 845.25 1.8622 INE101A01026 Mahindra & Mahindra Ltd Auto 64441 829.29 1.8323 INE860A01027 HCL Technologies Ltd Software 94423 825.97 1.8224 INE158A01026 Hero MotoCorp Ltd Auto 23893 769.82 1.7025 INE129A01019 GAIL (India) Ltd Gas 173762 655.00 1.4426 INE180A01020 Max Financial Services Ltd Finance 110028 634.81 1.4027 IN9155A01020 Tata Motors Ltd Auto 223537 630.71 1.3928 INE205A01025 Vedanta Ltd Non - Ferrous Metals 216527 595.34 1.3129 INE462A01022 Bayer Cropscience Ltd Pesticides 15000 569.43 1.2630 INE028A01039 Bank of Baroda Banks 233585 403.99 0.8931 INE121A01016 Cholamandalam Investment and Finance Company Ltd Finance 41491 400.41 0.8832 INE669C01036 Tech Mahindra Ltd Software 43222 198.45 0.44 Sub Total 43320.31 95.53 b) Derivative 1 Maruti Suzuki India Ltd BSE Apr 2017 Stock Future 5250 317.53 0.702 Nifty Option Dec 2017 8300 Index Option 25 0.31 #3 Nifty Option Dec 2017 8500 Index Option 25 0.27 #4 Nifty Option Dec 2017 8700 Index Option 25 0.23 #5 Bank Nifty NSE Apr 2017 Index Future (1400) (300.83) (0.66) Sub Total 17.50 0.04 Total for Equity & Equity Related 43337.82 95.57 (B) Money Market Instruments 1 Reverse Repo 555.00 1.22 Total for Money Market Instruments 555.00 1.22 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth 3791558 1300.32 2.87 Total for Mutual Fund Units 1300.32 2.87 Margin Money For Derivatives 369.79 0.82 Cash and Other Net Current Assets (216.06) (0.48) Grand Total 45346.87 100.00# less than 0.01%Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil

c) NAV per unit (` per unit) Direct plan Institutional Plan Regular plan

Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 130.2593 142.4275 133.1425 145.5788 128.2598 140.0389 Dividend 13.0876 13.2112 13.2534 13.3963 12.8866 12.9721d) Dividend declared during the period (` per unit) 1.00e) Total outstanding exposure in derivative instruments at the end of the period As Per Annexure-Af) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 35.64%h) Repo in corporate debt Nil

SUNDARAM RURAL INDIA FUND

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE154A01025 ITC Ltd Consumer Non Durables 1800000 5045.40 5.452 INE101A01026 Mahindra & Mahindra Ltd Auto 300000 3860.70 4.173 INE030A01027 Hindustan UniLever Ltd Consumer Non Durables 400000 3647.00 3.944 INE585B01010 Maruti Suzuki India Ltd Auto 45000 2707.07 2.935 INE216A01022 Britannia Industries Ltd Consumer Non Durables 65000 2193.10 2.376 INE481G01011 Ultratech Cement Ltd Cement 55000 2191.61 2.377 INE978A01019 Heritage Foods Ltd Consumer Non Durables 203000 2178.70 2.358 INE239A01016 Nestle India Ltd Consumer Non Durables 32000 2137.81 2.319 INE158A01026 Hero MotoCorp Ltd Auto 65000 2094.27 2.2610 INE472A01039 Blue Star Ltd Consumer Durables 300000 2077.20 2.2411 INE062A01020 State Bank of India Banks 700000 2053.80 2.2212 INE113A01013 Gujarat Narmada Valley Fertilizers and Chemicals Ltd Chemicals 700000 2009.35 2.1713 INE026A01025 Gujarat State Fertilizers & Chemicals Ltd Fertilisers 1500000 1965.00 2.1214 INE628A01036 UPL Ltd Pesticides 270000 1962.63 2.1215 INE613A01020 Rallis India Ltd Pesticides 750000 1948.13 2.1116 INE021A01026 Asian Paints Ltd Consumer Non Durables 180000 1932.30 2.0917 INE179A01014 Procter & Gamble Hygiene and Health Care Ltd Consumer Non Durables 25000 1898.04 2.0518 INE102D01028 Godrej Consumer Products Ltd Consumer Non Durables 110000 1838.54 1.9919 INE196A01026 Marico Ltd Consumer Non Durables 620000 1828.07 1.9820 INE192A01025 Tata Global Beverages Ltd Consumer Non Durables 1200000 1806.60 1.9521 INE092A01019 Tata Chemicals Ltd Chemicals 300000 1796.25 1.9422 INE318A01026 Pidilite Industries Ltd Chemicals 250000 1747.88 1.8923 INE119A01028 Balrampur Chini Mills Ltd Consumer Non Durables 1200000 1744.20 1.8824 INE462A01022 Bayer Cropscience Ltd Pesticides 42500 1613.39 1.7425 INE951I01027 V-Guard Industries Ltd Industrial Capital Goods 910000 1577.94 1.7126 INE722A01011 Shriram City Union Finance Ltd Finance 65000 1533.81 1.6627 INE027A01015 Rashtriya Chemicals and Fertilizers Ltd Fertilisers 1750000 1430.63 1.5528 INE612J01015 Repco Home Finance Ltd Finance 200000 1403.40 1.5229 INE383A01012 The India Cements Ltd Cement 850000 1380.83 1.4930 INE200M01013 Varun Beverages Ltd Consumer Non Durables 340000 1376.83 1.4931 INE049A01027 Himatsingka Seide Ltd Textile Products 390000 1339.65 1.4532 INE774D01024 Mahindra & Mahindra Financial Services Ltd Finance 400000 1259.60 1.3633 INE199G01027 Jagran Prakashan Ltd Media & Entertainment 655000 1257.60 1.3634 INE048G01018 Navin Fluorine International Ltd Chemicals 41000 1247.73 1.3535 INE169A01031 Coromandel International Ltd Fertilisers 390831 1218.81 1.3236 INE259A01022 Colgate Palmolive (India) Ltd Consumer Non Durables 110000 1095.05 1.1837 INE764D01017 V.S.T Tillers Tractors Ltd Auto 60234 1081.53 1.1738 INE435G01025 Dhanuka Agritech Ltd Pesticides 124494 990.04 1.0739 INE334L01012 Ujjivan Financial Services Ltd Finance 220250 932.43 1.0140 INE726G01019 ICICI Prudential Life Insurance Company Ltd Finance 240000 917.76 0.9941 INE085A01013 Chambal Fertilizers & Chemicals Ltd Fertilisers 1050000 910.88 0.9842 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 170000 910.44 0.9843 INE274B01011 Monsanto India Ltd Pesticides 35000 890.47 0.9644 INE016A01026 Dabur India Ltd Consumer Non Durables 310000 859.79 0.9345 INE260B01028 Godfrey Phillips India Ltd Consumer Non Durables 75000 849.83 0.9246 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 200000 774.10 0.8447 *** Star Cement Ltd Cement 671650 708.25 0.7748 INE041A01016 Dhampur Sugar Mills Ltd Consumer Non Durables 301159 653.06 0.7149 INE323C01030 Indian Hume Pipe Company Ltd Construction Project 154000 608.45 0.6650 INE868B01028 NCC Ltd Construction Project 650000 532.68 0.5851 INE716A01013 Whirlpool of India Ltd Consumer Durables 35000 427.60 0.4652 INE070I01018 Insecticides (India) Ltd Pesticides 80000 424.48 0.4653 INE493A01027 Tata Coffee Ltd Consumer Non Durables 120000 151.44 0.1654 INE001B01026 KRBL Ltd Consumer Non Durables 25000 103.33 0.11 Sub Total 83125.41 89.83 b) Derivative 1 Power Finance Corporation Ltd NSE Apr 2017 Stock Future 960000 1408.32 1.522 State Bank of India BSE Apr 2017 Stock Future 420000 1231.65 1.333 Castrol India Ltd NSE Apr 2017 Stock Future 77000 333.53 0.36 Sub Total 2973.50 3.21 Total for Equity & Equity Related 86098.91 93.05 (B) Money Market Instruments 1 Reverse Repo 5528.00 5.97 Total for Money Market Instruments 5528.00 5.97 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth 11666331 4000.99 4.32 Total for Mutual Fund Units 4000.99 4.32 Margin Money For Derivatives 1192.79 1.29 Cash and Other Net Current Assets (4287.93) (4.63) Grand Total 92532.76 100.00*** ISIN details awaitedNotesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Institutional Plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 34.6377 37.7893 - - 34.0137 36.9499 Dividend 22.6813 21.8734 33.3297 33.5022 22.2529 21.3395d) Dividend declared during the period (` per unit) 2.50e) Total outstanding exposure in derivative instruments at the end of the period As Per Annexure-Af) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 41.37%h) Repo in corporate debt Nil

SUNDARAM EQUITY MULTIPLIER

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 80000 1154.04 4.272 INE002A01018 Reliance Industries Ltd Petroleum Products 80000 1056.72 3.913 INE009A01021 Infosys Ltd Software 100000 1022.25 3.784 INE154A01025 ITC Ltd Consumer Non Durables 350000 981.05 3.635 INE001A01036 Housing Development Finance Corporation Ltd Finance 65000 976.37 3.616 INE062A01020 State Bank of India Banks 280000 821.52 3.047 INE018A01030 Larsen & Toubro Ltd Construction Project 50000 787.45 2.918 INE192R01011 Avenue Supermarts Ltd Retailing 100000 637.85 2.369 INE090A01021 ICICI Bank Ltd Banks 230000 636.76 2.3510 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 160000 619.28 2.2911 INE113A01013 Gujarat Narmada Valley Fertilizers and Chemicals Ltd Chemicals 200000 574.10 2.1212 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 65000 566.93 2.1013 INE020B01018 Rural Electrification Corporation Ltd Finance 300000 543.00 2.0114 INE334L01012 Ujjivan Financial Services Ltd Finance 127800 541.04 2.0015 INE733E01010 NTPC Ltd Power 325000 539.50 2.0016 INE860A01027 HCL Technologies Ltd Software 60000 524.85 1.9417 INE155A01022 Tata Motors Ltd Auto 110000 512.44 1.9018 INE203G01019 Indraprastha Gas Ltd Gas 50000 507.48 1.8819 INE129A01019 GAIL (India) Ltd Gas 133333 502.60 1.8620 INE280B01018 Elantas Beck India Ltd Chemicals 26000 501.85 1.8621 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 68000 488.48 1.8122 INE467B01029 Tata Consultancy Services Ltd Software 20000 486.36 1.8023 INE200M01013 Varun Beverages Ltd Consumer Non Durables 120000 485.94 1.8024 INE179A01014 Procter & Gamble Hygiene and Health Care Ltd Consumer Non Durables 6000 455.53 1.6825 INE881D01027 Oracle Financial Services Software Ltd Software 11000 419.73 1.5526 INE572A01028 JB Chemicals & Pharmaceuticals Ltd Pharmaceuticals 120000 415.38 1.5427 INE030A01027 Hindustan UniLever Ltd Consumer Non Durables 45000 410.29 1.5228 INE101A01026 Mahindra & Mahindra Ltd Auto 30000 386.07 1.4329 INE180A01020 Max Financial Services Ltd Finance 63000 363.48 1.3430 INE151A01013 Tata Communications Ltd Telecom - Services 50000 361.03 1.34

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2017 (Page 3)

31 INE092A01019 Tata Chemicals Ltd Chemicals 60161 360.21 1.3332 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 52000 357.84 1.3233 INE877F01012 PTC India Ltd Power 350000 326.90 1.2134 INE503A01015 DCB Bank Ltd Banks 190000 323.48 1.2035 INE640A01023 SKF India Ltd Industrial Products 20000 319.96 1.1836 INE060A01024 Navneet Education Ltd Media & Entertainment 188799 306.70 1.1337 INE058A01010 Sanofi India Ltd Pharmaceuticals 6500 305.69 1.1338 INE373A01013 BASF India Ltd Chemicals 22000 301.59 1.1239 INE585B01010 Maruti Suzuki India Ltd Auto 5000 300.79 1.1140 INE043D01016 IDFC Ltd Finance 550000 299.75 1.1141 INE628A01036 UPL Ltd Pesticides 40000 290.76 1.0842 INE050A01025 Bombay Burmah Trading Corporation Ltd Consumer Non Durables 34000 290.14 1.0743 INE725G01011 ICRA Ltd Finance 7000 288.04 1.0744 INE095A01012 IndusInd Bank Ltd Banks 20000 285.03 1.0545 INE075A01022 Wipro Ltd Software 55000 283.64 1.0546 INE647O01011 Aditya Birla Fashion and Retail Ltd Retailing 175000 269.24 1.0047 INE246F01010 Gujarat State Petronet Ltd Gas 160000 258.40 0.9648 INE131A01031 Gujarat Mineral Development Corporation Ltd Minerals/Mining 210000 256.94 0.9549 INE669C01036 Tech Mahindra Ltd Software 55000 252.53 0.9350 INE868B01028 NCC Ltd Construction Project 300000 245.85 0.9151 INE669E01016 Idea Cellular Ltd Telecom - Services 280000 240.38 0.8952 INE230A01023 EIH Ltd Hotels & Others 190000 228.86 0.8553 INE118H01025 BSE Ltd Finance 22530 220.26 0.8154 INE275B01026 Huhtamaki PPL Ltd Industrial Products 75000 179.40 0.6655 INE116C01012 Z F Steering Gear (India) Ltd Auto Ancillaries 11000 146.20 0.5456 INE002S01010 Mahanagar Gas Ltd Gas 10000 89.54 0.3357 INE201M01011 CL Educate Ltd Diversified Consumer Services 20543 86.71 0.3258 INE209A01019 Agro Tech Foods Ltd Consumer Non Durables 15000 81.05 0.3059 INE435A01028 International Paper APPM Ltd Paper 15000 48.46 0.18 Sub Total 25523.66 94.39 b) Derivative 1 Castrol India Ltd NSE Apr 2017 Stock Future 35000 151.60 0.56 Sub Total 151.60 0.56 Total for Equity & Equity Related 25675.26 94.95 (B) Money Market Instruments 1 Reverse Repo 181.00 0.67 Total for Money Market Instruments 181.00 0.67 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth 2916583 1000.25 3.70 Total for Mutual Fund Units 1000.25 3.70 Margin Money For Derivatives 389.89 1.44 Cash and Other Net Current Assets (205.21) (0.76) Grand Total 27041.18 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 25.2935 28.6174 24.7686 27.9819 Dividend 18.9367 20.3124 18.5003 19.7894d) Dividend declared during the period (` per unit) 1.00e) Total outstanding exposure in derivative instruments at the end of the period As Per Annexure-Af) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 34.23%h) Repo in corporate debt Nil

SUNDARAM EQUITY PLUS

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE154A01025 ITC Ltd Consumer Non Durables 90000 252.27 5.612 INE040A01026 HDFC Bank Ltd Banks 16500 238.02 5.303 INE009A01021 Infosys Ltd Software 22000 224.90 5.004 INE002A01018 Reliance Industries Ltd Petroleum Products 16000 211.34 4.705 INE001A01036 Housing Development Finance Corporation Ltd Finance 13000 195.27 4.346 INE090A01021 ICICI Bank Ltd Banks 70000 193.80 4.317 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 44000 170.30 3.798 INE062A01020 State Bank of India Banks 50000 146.70 3.269 INE018A01030 Larsen & Toubro Ltd Construction Project 8000 125.99 2.8010 INE733E01010 NTPC Ltd Power 75000 124.50 2.7711 INE467B01029 Tata Consultancy Services Ltd Software 5000 121.59 2.7112 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 12000 104.66 2.3313 INE101A01026 Mahindra & Mahindra Ltd Auto 8000 102.95 2.2914 INE860A01027 HCL Technologies Ltd Software 11000 96.22 2.1415 INE030A01027 Hindustan UniLever Ltd Consumer Non Durables 10000 91.18 2.0316 IN9155A01020 Tata Motors Ltd Auto 32000 90.29 2.0117 INE585B01010 Maruti Suzuki India Ltd Auto 1500 90.24 2.0118 INE481G01011 Ultratech Cement Ltd Cement 2000 79.70 1.7719 INE075A01022 Wipro Ltd Software 15000 77.36 1.7220 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 10000 68.82 1.5321 INE397D01024 Bharti Airtel Ltd Telecom - Services 13910 48.69 1.0822 INE326A01037 Lupin Ltd Pharmaceuticals 3000 43.36 0.9623 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 8000 42.84 0.9524 INE095A01012 IndusInd Bank Ltd Banks 3000 42.75 0.9525 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 6000 38.99 0.8726 INE522F01014 Coal India Ltd Minerals/Mining 12969 37.95 0.8427 INE238A01034 Axis Bank Ltd Banks 5000 24.54 0.5528 INE213A01029 Oil & Natural Gas Corporation Ltd Oil 10000 18.50 0.41 Total for Equity & Equity Related 3103.71 69.06 (B) Money Market Instruments 1 Reverse Repo 5.00 0.11 Total for Money Market Instruments 5.00 0.11 (C) Mutual Fund Units 1 INF732E01102 Reliance ETF Gold BeES Mutual Fund 27000 705.47 15.702 INF789F01059 UTI Gold ETF Mutual Fund 9800 253.25 5.643 INF373I01049 Kotak Gold ETF Mutual Fund 95000 242.92 5.414 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund 434571 149.04 3.32 Total for Mutual Fund Units 1350.67 30.05 Cash and Other Net Current Assets 34.84 0.78 Grand Total 4494.22 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 14.3353 14.6140 13.9777 14.2002 Dividend 12.6916 11.8875 12.3765 11.5243d) Dividend declared during the period (` per unit) 1.00e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 31.17%h) Repo in corporate debt Nil

SUNDARAM FINANCIAL SERVICES OPPORTUNITIES FUND

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 250000 3606.38 25.052 INE090A01021 ICICI Bank Ltd Banks 708800 1962.31 13.633 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 147000 1282.13 8.914 INE062A01020 State Bank of India Banks 370000 1085.58 7.545 INE238A01034 Axis Bank Ltd Banks 187500 920.25 6.396 INE095A01012 IndusInd Bank Ltd Banks 60000 855.09 5.947 INE528G01019 Yes Bank Ltd Banks 30000 464.03 3.228 INE726G01019 ICICI Prudential Life Insurance Company Ltd Finance 80080 306.23 2.139 INE028A01039 Bank of Baroda Banks 165000 285.37 1.9810 INE180A01020 Max Financial Services Ltd Finance 48000 276.94 1.9211 INE334L01012 Ujjivan Financial Services Ltd Finance 64000 270.94 1.8812 INE752H01013 Credit Analysis And Research Ltd Finance 15000 253.91 1.7613 INE118H01025 BSE Ltd Finance 24068 235.30 1.6314 INE043D01016 IDFC Ltd Finance 400000 218.00 1.5115 INE020B01018 Rural Electrification Corporation Ltd Finance 120000 217.20 1.5116 INE725G01011 ICRA Ltd Finance 4200 172.82 1.20

17 INE705A01016 Vijaya Bank Banks 215000 147.81 1.0318 INE612J01015 Repco Home Finance Ltd Finance 21000 147.36 1.0219 INE134E01011 Power Finance Corporation Ltd Finance 100000 145.90 1.0120 INE503A01015 DCB Bank Ltd Banks 85000 144.71 1.0121 INE007A01025 CRISIL Ltd Finance 7500 142.84 0.9922 INE976G01028 RBL Bank Ltd Banks 28000 138.47 0.9623 INE160A01022 Punjab National Bank Banks 70000 104.93 0.73 Sub Total 13384.49 92.97 b) Derivative 1 Bank of Baroda BSE Apr 2017 Stock Future 87500 151.86 1.05 Sub Total 151.86 1.05 Total for Equity & Equity Related 13536.35 94.02 (B) Money Market Instruments 1 Reverse Repo 187.00 1.30 Total for Money Market Instruments 187.00 1.30 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth 1458291 500.12 3.47 Total for Mutual Fund Units 500.12 3.47 Margin Money For Derivatives 266.35 1.85 Cash and Other Net Current Assets (92.87) (0.65) Grand Total 14396.95 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Institutional Plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 32.3234 35.6821 33.2360 36.6895 31.7714 34.9683 Dividend 17.9410 19.8062 18.1891 20.0783 17.5710 19.3387d) Dividend declared during the period (` per unit) NILe) Total outstanding exposure in derivative instruments at the end of the period As Per Annexure-Af) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 21.96%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES I

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 35611 645.02 5.602 INE325A01013 Timken India Ltd Industrial Products 88020 567.77 4.933 INE999A01015 KSB Pumps Ltd Industrial Products 75886 551.27 4.784 INE536A01023 Grindwell Norton Ltd Industrial Products 140606 499.78 4.345 INE578A01017 HeidelbergCEMENT India Ltd Cement 382162 475.79 4.136 INE671A01010 Honeywell Automation India Ltd Industrial Capital Goods 4425 457.85 3.977 INE823G01014 JK Cement Ltd Cement 46698 436.60 3.798 INE045A01017 Ador Welding Ltd Industrial Products 136192 424.58 3.689 INE177A01018 Ingersoll Rand (India) Ltd Industrial Products 51496 398.14 3.4510 INE839M01018 Schneider Electric Infrastructure Ltd Industrial Capital Goods 278536 395.24 3.4311 INE503A01015 DCB Bank Ltd Banks 223496 380.50 3.3012 INE462A01022 Bayer Cropscience Ltd Pesticides 9803 372.14 3.2313 INE373A01013 BASF India Ltd Chemicals 26659 365.45 3.1714 INE472A01039 Blue Star Ltd Consumer Durables 50478 349.51 3.0315 INE280B01018 Elantas Beck India Ltd Chemicals 17858 344.70 2.9916 INE386A01015 Vesuvius India Ltd Industrial Products 26477 327.97 2.8517 INE349A01021 NRB Bearing Ltd Industrial Products 288489 311.71 2.7018 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 144342 306.73 2.6619 INE533A01012 Goodyear India Ltd Auto Ancillaries 34397 290.71 2.5220 INE234A01025 Novartis India Ltd Pharmaceuticals 33766 228.34 1.9821 INE287B01021 Subros Ltd Auto Ancillaries 106252 225.41 1.9622 INE312H01016 INOX Leisure Ltd Media & Entertainment 75423 216.16 1.8823 INE334L01012 Ujjivan Financial Services Ltd Finance 48900 207.02 1.8024 INE686A01026 ITD Cementation India Ltd Construction 118689 203.31 1.7625 INE405E01023 Minda Industries Ltd Auto Ancillaries 43551 193.54 1.6826 INE457F01013 Salzer Electronics Ltd Industrial Capital Goods 100037 187.37 1.6327 INE415A01038 HSIL Ltd Consumer Durables 53237 186.25 1.6228 INE142I01023 Take Solutions Ltd Software 143832 181.52 1.5729 INE294B01019 SML Isuzu Ltd Auto 12892 166.25 1.4430 INE612J01015 Repco Home Finance Ltd Finance 22952 161.05 1.4031 INE793A01012 Accelya Kale Solutions Ltd Software 10886 157.99 1.3732 INE260B01028 Godfrey Phillips India Ltd Consumer Non Durables 13678 154.99 1.3433 INE189B01011 INEOS Styrolution India Ltd Industrial Products 17792 122.27 1.0634 INE517F01014 Gujarat Pipavav Port Ltd Transportation 70437 116.29 1.0135 INE591G01017 NIIT Technologies Ltd Software 25805 112.41 0.9836 INE322A01010 Gillette India Ltd Consumer Non Durables 2491 105.10 0.9137 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 14000 100.57 0.8738 INE070I01018 Insecticides (India) Ltd Pesticides 18738 99.42 0.8639 INE717A01029 Kennametal India Ltd Industrial Capital Goods 14925 92.06 0.8040 INE878A01011 GE Power India Ltd Industrial Capital Goods 12939 76.06 0.6641 INE268C01029 Easun Reyrolle Ltd Industrial Capital Goods 235696 68.35 0.5942 INE274B01011 Monsanto India Ltd Pesticides 2653 67.50 0.59 Sub Total 11330.71 98.30 b) Derivative 1 Ujjivan Financial Services Ltd NSE Apr 2017 Stock Future (24000) (101.72) (0.88) Sub Total (101.72) (0.88) Total for Equity & Equity Related 11228.99 97.42 (B) Money Market Instruments 1 Reverse Repo 124.00 1.08 Total for Money Market Instruments 124.00 1.08 Margin Money For Derivatives 31.32 0.27 Cash and Other Net Current Assets 142.80 1.24 Grand Total 11527.12 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 27.6423 29.5115 26.8219 28.5857 Dividend 16.5325 16.0535 15.9035 15.3537d) Dividend declared during the period (` per unit) 1.50e) Total outstanding exposure in derivative instruments at the end of the period As Per Annexure-Af) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 9.36%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES II

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 23581 427.12 5.572 INE325A01013 Timken India Ltd Industrial Products 58081 374.65 4.883 INE999A01015 KSB Pumps Ltd Industrial Products 50170 364.46 4.754 INE536A01023 Grindwell Norton Ltd Industrial Products 92984 330.51 4.315 INE578A01017 HeidelbergCEMENT India Ltd Cement 252243 314.04 4.096 INE671A01010 Honeywell Automation India Ltd Industrial Capital Goods 2861 296.02 3.867 INE823G01014 JK Cement Ltd Cement 31263 292.29 3.818 INE373A01013 BASF India Ltd Chemicals 20560 281.85 3.679 INE045A01017 Ador Welding Ltd Industrial Products 89735 279.75 3.6510 INE177A01018 Ingersoll Rand (India) Ltd Industrial Products 34812 269.15 3.5111 INE839M01018 Schneider Electric Infrastructure Ltd Industrial Capital Goods 182425 258.86 3.3712 INE503A01015 DCB Bank Ltd Banks 146587 249.56 3.2513 INE462A01022 Bayer Cropscience Ltd Pesticides 6521 247.55 3.2314 INE472A01039 Blue Star Ltd Consumer Durables 33189 229.80 3.0015 INE280B01018 Elantas Beck India Ltd Chemicals 11730 226.41 2.9516 INE386A01015 Vesuvius India Ltd Industrial Products 17550 217.39 2.8317 INE349A01021 NRB Bearing Ltd Industrial Products 190225 205.54 2.6818 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 95204 202.31 2.6419 INE533A01012 Goodyear India Ltd Auto Ancillaries 22631 191.27 2.4920 INE287B01021 Subros Ltd Auto Ancillaries 70450 149.46 1.9521 INE234A01025 Novartis India Ltd Pharmaceuticals 22077 149.30 1.9522 INE312H01016 INOX Leisure Ltd Media & Entertainment 49967 143.21 1.8723 INE334L01012 Ujjivan Financial Services Ltd Finance 32300 136.74 1.78

24 INE686A01026 ITD Cementation India Ltd Construction 78260 134.06 1.7525 INE405E01023 Minda Industries Ltd Auto Ancillaries 28976 128.77 1.6826 INE457F01013 Salzer Electronics Ltd Industrial Capital Goods 65785 123.22 1.6127 INE415A01038 HSIL Ltd Consumer Durables 34942 122.24 1.5928 INE142I01023 Take Solutions Ltd Software 95465 120.48 1.5729 INE294B01019 SML Isuzu Ltd Auto 8516 109.82 1.4330 INE612J01015 Repco Home Finance Ltd Finance 15022 105.41 1.3731 INE793A01012 Accelya Kale Solutions Ltd Software 7195 104.42 1.3632 INE260B01028 Godfrey Phillips India Ltd Consumer Non Durables 8939 101.29 1.3233 INE189B01011 INEOS Styrolution India Ltd Industrial Products 11570 79.51 1.0434 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 10901 78.31 1.0235 INE517F01014 Gujarat Pipavav Port Ltd Transportation 46793 77.26 1.0136 INE591G01017 NIIT Technologies Ltd Software 17181 74.84 0.9837 INE878A01011 GE Power India Ltd Industrial Capital Goods 12275 72.15 0.9438 INE070I01018 Insecticides (India) Ltd Pesticides 13444 71.33 0.9339 INE322A01010 Gillette India Ltd Consumer Non Durables 1650 69.62 0.9140 INE717A01029 Kennametal India Ltd Industrial Capital Goods 9837 60.68 0.7941 INE274B01011 Monsanto India Ltd Pesticides 2077 52.84 0.6942 INE268C01029 Easun Reyrolle Ltd Industrial Capital Goods 151399 43.91 0.57 Sub Total 7567.40 98.65 b) Derivative 1 Ujjivan Financial Services Ltd NSE Apr 2017 Stock Future (14400) (61.03) (0.80) Sub Total (61.03) (0.80) Total for Equity & Equity Related 7506.36 97.86 (B) Money Market Instruments 1 Reverse Repo 63.00 0.82 Total for Money Market Instruments 63.00 0.82 Margin Money For Derivatives 20.74 0.27 Cash and Other Net Current Assets 80.51 1.05 Grand Total 7670.62 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 27.5176 29.3661 26.7623 28.5102 Dividend 16.4374 15.9446 15.8448 15.2839d) Dividend declared during the period (` per unit) 1.50e) Total outstanding exposure in derivative instruments at the end of the period As Per Annexure-Af) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 12.13%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES III

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 19772 358.13 5.612 INE325A01013 Timken India Ltd Industrial Products 48625 313.66 4.913 INE999A01015 KSB Pumps Ltd Industrial Products 41959 304.81 4.784 INE536A01023 Grindwell Norton Ltd Industrial Products 77774 276.45 4.335 INE578A01017 HeidelbergCEMENT India Ltd Cement 211095 262.81 4.126 INE671A01010 Honeywell Automation India Ltd Industrial Capital Goods 2385 246.77 3.877 INE823G01014 JK Cement Ltd Cement 25745 240.70 3.778 INE373A01013 BASF India Ltd Chemicals 17282 236.91 3.719 INE045A01017 Ador Welding Ltd Industrial Products 75254 234.60 3.6810 INE177A01018 Ingersoll Rand (India) Ltd Industrial Products 29572 228.64 3.5811 INE839M01018 Schneider Electric Infrastructure Ltd Industrial Capital Goods 153788 218.23 3.4212 INE503A01015 DCB Bank Ltd Banks 122716 208.92 3.2713 INE462A01022 Bayer Cropscience Ltd Pesticides 5424 205.91 3.2314 INE472A01039 Blue Star Ltd Consumer Durables 29053 201.16 3.1515 INE280B01018 Elantas Beck India Ltd Chemicals 9876 190.63 2.9916 INE386A01015 Vesuvius India Ltd Industrial Products 14601 180.86 2.8317 INE349A01021 NRB Bearing Ltd Industrial Products 159475 172.31 2.7018 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 79715 169.39 2.6519 INE533A01012 Goodyear India Ltd Auto Ancillaries 19371 163.71 2.5720 INE234A01025 Novartis India Ltd Pharmaceuticals 18597 125.76 1.9721 INE287B01021 Subros Ltd Auto Ancillaries 59022 125.22 1.9622 INE312H01016 INOX Leisure Ltd Media & Entertainment 41580 119.17 1.8723 INE334L01012 Ujjivan Financial Services Ltd Finance 27000 114.30 1.7924 INE686A01026 ITD Cementation India Ltd Construction 65554 112.29 1.7625 INE405E01023 Minda Industries Ltd Auto Ancillaries 24097 107.09 1.6826 INE457F01013 Salzer Electronics Ltd Industrial Capital Goods 55216 103.42 1.6227 INE415A01038 HSIL Ltd Consumer Durables 29375 102.77 1.6128 INE142I01023 Take Solutions Ltd Software 79804 100.71 1.5829 INE294B01019 SML Isuzu Ltd Auto 7087 91.39 1.4330 INE612J01015 Repco Home Finance Ltd Finance 12736 89.37 1.4031 INE793A01012 Accelya Kale Solutions Ltd Software 6043 87.71 1.3732 INE260B01028 Godfrey Phillips India Ltd Consumer Non Durables 7525 85.27 1.3433 INE189B01011 INEOS Styrolution India Ltd Industrial Products 10057 69.11 1.0834 INE878A01011 GE Power India Ltd Industrial Capital Goods 11241 66.07 1.0435 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 9096 65.34 1.0236 INE517F01014 Gujarat Pipavav Port Ltd Transportation 39074 64.51 1.0137 INE591G01017 NIIT Technologies Ltd Software 14269 62.16 0.9738 INE070I01018 Insecticides (India) Ltd Pesticides 11353 60.24 0.9439 INE322A01010 Gillette India Ltd Consumer Non Durables 1381 58.27 0.9140 INE717A01029 Kennametal India Ltd Industrial Capital Goods 8242 50.84 0.8041 INE274B01011 Monsanto India Ltd Pesticides 1651 42.00 0.6642 INE268C01029 Easun Reyrolle Ltd Industrial Capital Goods 124526 36.11 0.57 Sub Total 6353.73 99.56 b) Derivative 1 Ujjivan Financial Services Ltd NSE Apr 2017 Stock Future (12000) (50.86) (0.80) Sub Total (50.86) (0.80) Total for Equity & Equity Related 6302.87 98.76 (B) Money Market Instruments 1 Reverse Repo 16.00 0.25 Total for Money Market Instruments 16.00 0.25 Margin Money For Derivatives 15.50 0.24 Cash and Other Net Current Assets 47.61 0.75 Grand Total 6381.98 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 26.9483 28.7569 26.2431 27.9556 Dividend 16.0663 15.5470 15.5086 14.9243d) Dividend declared during the period (` per unit) 1.50e) Total outstanding exposure in derivative instruments at the end of the period As Per Annexure-Af) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 10.90%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES IV

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 14796 268.00 5.532 INE325A01013 Timken India Ltd Industrial Products 36469 235.24 4.863 INE999A01015 KSB Pumps Ltd Industrial Products 31513 228.93 4.734 INE536A01023 Grindwell Norton Ltd Industrial Products 58274 207.13 4.285 INE578A01017 HeidelbergCEMENT India Ltd Cement 158195 196.95 4.076 INE823G01014 JK Cement Ltd Cement 19371 181.11 3.747 INE373A01013 BASF India Ltd Chemicals 13074 179.22 3.708 INE045A01017 Ador Welding Ltd Industrial Products 56612 176.49 3.649 INE177A01018 Ingersoll Rand (India) Ltd Industrial Products 22750 175.89 3.6310 INE671A01010 Honeywell Automation India Ltd Industrial Capital Goods 1669 172.69 3.5711 INE839M01018 Schneider Electric Infrastructure Ltd Industrial Capital Goods 115586 164.02 3.3912 INE503A01015 DCB Bank Ltd Banks 93960 159.97 3.3013 INE462A01022 Bayer Cropscience Ltd Pesticides 4116 156.25 3.2314 INE472A01039 Blue Star Ltd Consumer Durables 20972 145.21 3.00

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2017 (Page 4)

15 INE280B01018 Elantas Beck India Ltd Chemicals 7395 142.74 2.9516 INE386A01015 Vesuvius India Ltd Industrial Products 10944 135.56 2.8017 INE349A01021 NRB Bearing Ltd Industrial Products 119729 129.37 2.6718 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 59821 127.12 2.6319 INE533A01012 Goodyear India Ltd Auto Ancillaries 14609 123.47 2.5520 INE234A01025 Novartis India Ltd Pharmaceuticals 13999 94.67 1.9521 INE287B01021 Subros Ltd Auto Ancillaries 43857 93.04 1.9222 INE312H01016 INOX Leisure Ltd Media & Entertainment 31434 90.09 1.8623 INE334L01012 Ujjivan Financial Services Ltd Finance 20300 85.94 1.7724 INE686A01026 ITD Cementation India Ltd Construction 49334 84.51 1.7525 INE405E01023 Minda Industries Ltd Auto Ancillaries 18292 81.29 1.6826 INE457F01013 Salzer Electronics Ltd Industrial Capital Goods 41634 77.98 1.6127 INE415A01038 HSIL Ltd Consumer Durables 22160 77.53 1.6028 INE142I01023 Take Solutions Ltd Software 59712 75.36 1.5629 INE294B01019 SML Isuzu Ltd Auto 5336 68.81 1.4230 INE612J01015 Repco Home Finance Ltd Finance 9585 67.26 1.3931 INE878A01011 GE Power India Ltd Industrial Capital Goods 11384 66.92 1.3832 INE793A01012 Accelya Kale Solutions Ltd Software 4519 65.59 1.3533 INE260B01028 Godfrey Phillips India Ltd Consumer Non Durables 5169 58.57 1.2134 INE189B01011 INEOS Styrolution India Ltd Industrial Products 7553 51.90 1.0735 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 6811 48.93 1.0136 INE517F01014 Gujarat Pipavav Port Ltd Transportation 29186 48.19 1.0037 INE591G01017 NIIT Technologies Ltd Software 10851 47.27 0.9838 INE322A01010 Gillette India Ltd Consumer Non Durables 1035 43.67 0.9039 INE717A01029 Kennametal India Ltd Industrial Capital Goods 6202 38.26 0.7940 INE070I01018 Insecticides (India) Ltd Pesticides 5266 27.94 0.5841 INE274B01011 Monsanto India Ltd Pesticides 1086 27.63 0.5742 INE268C01029 Easun Reyrolle Ltd Industrial Capital Goods 91095 26.42 0.55 Sub Total 4753.10 98.16 b) Derivative 1 Ujjivan Financial Services Ltd NSE Apr 2017 Stock Future (9600) (40.69) (0.84) Sub Total (40.69) (0.84) Total for Equity & Equity Related 4712.41 97.32 (B) Money Market Instruments 1 Reverse Repo 63.00 1.30 Total for Money Market Instruments 63.00 1.30 Margin Money For Derivatives 10.42 0.22 Cash and Other Net Current Assets 56.54 1.17 Grand Total 4842.37 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 25.5626 27.2617 24.9225 26.5327 Dividend 14.6387 14.5558 14.1443 14.0033d) Dividend declared during the period (` per unit) 1.00e) Total outstanding exposure in derivative instruments at the end of the period As Per Annexure-Af) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 10.44%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES V

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE049A01027 Himatsingka Seide Ltd Textile Products 286896 985.49 4.792 INE472A01039 Blue Star Ltd Consumer Durables 133613 925.14 4.503 INE191H01014 PVR Ltd Media & Entertainment 62680 897.11 4.364 INE951I01027 V-Guard Industries Ltd Industrial Capital Goods 489438 848.69 4.135 INE048G01018 Navin Fluorine International Ltd Chemicals 27839 847.21 4.126 INE823G01014 JK Cement Ltd Cement 85394 798.39 3.887 INE978A01019 Heritage Foods Ltd Consumer Non Durables 72665 779.88 3.798 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 289356 750.88 3.659 INE383A01012 The India Cements Ltd Cement 438972 713.11 3.4710 INE325A01013 Timken India Ltd Industrial Products 100421 647.77 3.1511 INE503A01015 DCB Bank Ltd Banks 373773 636.35 3.0912 INE442H01029 Ashoka Buildcon Ltd Construction Project 315606 621.74 3.0213 INE536A01023 Grindwell Norton Ltd Industrial Products 172304 612.45 2.9814 INE384A01010 Rane Holdings Ltd Finance 66016 592.53 2.8815 INE227C01017 MM Forgings Ltd Industrial Products 105166 568.11 2.7616 INE045A01017 Ador Welding Ltd Industrial Products 142957 445.67 2.1717 INE074A01025 Praj Industries Ltd Industrial Capital Goods 552507 442.28 2.1518 INE126A01031 EID Parry India Ltd Fertilisers 155084 439.12 2.1419 INE415A01038 HSIL Ltd Consumer Durables 113793 398.10 1.9420 INE286K01024 Techno Electric & Engineering Co. Ltd Construction Project 94756 379.55 1.8521 INE287B01021 Subros Ltd Auto Ancillaries 176185 373.78 1.8222 INE195J01029 PNC Infratech Ltd Construction 307425 360.15 1.7523 INE405E01023 Minda Industries Ltd Auto Ancillaries 79152 351.75 1.7124 INE501G01024 HT Media Ltd Media & Entertainment 413872 344.76 1.6825 INE334L01012 Ujjivan Financial Services Ltd Finance 77000 325.98 1.5926 INE999A01015 KSB Pumps Ltd Industrial Products 41575 302.02 1.4727 INE612J01015 Repco Home Finance Ltd Finance 42440 297.80 1.4528 INE457F01013 Salzer Electronics Ltd Industrial Capital Goods 156243 292.64 1.4229 INE060A01024 Navneet Education Ltd Media & Entertainment 167862 272.69 1.3330 INE956G01038 VA Tech Wabag Ltd Engineering Services 38044 259.21 1.2631 INE631A01022 Shanthi Gears Ltd Auto Ancillaries 231109 257.11 1.2532 INE877F01012 PTC India Ltd Power 274544 256.42 1.2533 INE765D01014 WPIL Ltd Industrial Products 54677 254.00 1.2434 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 13843 250.74 1.2235 INE863B01011 Premier Explosives Ltd Chemicals 69506 243.31 1.1836 INE621L01012 Texmaco Rail & Engineering Ltd Industrial Capital Goods 261764 242.92 1.1837 INE578A01017 HeidelbergCEMENT India Ltd Cement 168897 210.28 1.0238 INE591G01017 NIIT Technologies Ltd Software 46858 204.11 0.9939 INE868B01028 NCC Ltd Construction Project 245437 201.14 0.9840 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 27665 198.73 0.9741 INE517F01014 Gujarat Pipavav Port Ltd Transportation 118614 195.83 0.9542 INE852F01015 Gateway Distriparks Ltd Transportation 75000 189.60 0.9243 INE116C01012 Z F Steering Gear (India) Ltd Auto Ancillaries 13545 180.03 0.8844 INE142I01023 Take Solutions Ltd Software 137000 172.89 0.8445 INE378D01032 Madhucon Projects Ltd Construction 395897 168.06 0.8246 INE070I01018 Insecticides (India) Ltd Pesticides 29673 157.44 0.7747 INE878A01011 GE Power India Ltd Industrial Capital Goods 26477 155.63 0.7648 INE181G01025 Gammon Infrastructure Projects Ltd Construction Project 2698834 109.30 0.5349 INE717A01029 Kennametal India Ltd Industrial Capital Goods 15369 94.80 0.4650 INE947Q01010 Laurus Labs Ltd Pharmaceuticals 13701 70.72 0.3451 INE686A01026 ITD Cementation India Ltd Construction 32692 56.00 0.2752 INE934S01014 GNA Axles Ltd Auto Ancillaries 24393 53.40 0.26 Sub Total 20432.80 99.36 b) Derivative 1 Ujjivan Financial Services Ltd NSE Apr 2017 Stock Future (36000) (152.59) (0.74) Sub Total (152.59) (0.74) Total for Equity & Equity Related 20280.22 98.62 (B) Money Market Instruments 1 Reverse Repo 67.00 0.33 Total for Money Market Instruments 67.00 0.33 Margin Money For Derivatives 41.59 0.20 Cash and Other Net Current Assets 176.16 0.86 Grand Total 20564.97 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 16.6736 18.7768 16.3368 18.3654 Dividend 14.3962 15.1411 14.0686 14.7450d) Dividend declared during the period (` per unit) 1.00e) Total outstanding exposure in derivative instruments at the end of the period As Per Annexure-Af) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 9.72%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES VI

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE049A01027 Himatsingka Seide Ltd Textile Products 424319 1457.54 4.722 INE472A01039 Blue Star Ltd Consumer Durables 196681 1361.82 4.413 INE191H01014 PVR Ltd Media & Entertainment 94210 1348.38 4.374 INE951I01027 V-Guard Industries Ltd Industrial Capital Goods 748739 1298.31 4.205 INE048G01018 Navin Fluorine International Ltd Chemicals 41024 1248.46 4.046 INE823G01014 JK Cement Ltd Cement 123733 1156.84 3.757 INE978A01019 Heritage Foods Ltd Consumer Non Durables 107009 1148.47 3.728 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 433385 1124.63 3.649 INE325A01013 Timken India Ltd Industrial Products 172211 1110.85 3.6010 INE383A01012 The India Cements Ltd Cement 646172 1049.71 3.4011 INE503A01015 DCB Bank Ltd Banks 546975 931.22 3.0212 INE536A01023 Grindwell Norton Ltd Industrial Products 260000 924.17 2.9913 INE442H01029 Ashoka Buildcon Ltd Construction Project 461092 908.35 2.9414 INE384A01010 Rane Holdings Ltd Finance 97302 873.33 2.8315 INE227C01017 MM Forgings Ltd Industrial Products 151302 817.33 2.6516 INE126A01031 EID Parry India Ltd Fertilisers 239838 679.10 2.2017 INE074A01025 Praj Industries Ltd Industrial Capital Goods 832099 666.10 2.1618 INE045A01017 Ador Welding Ltd Industrial Products 212328 661.93 2.1419 INE415A01038 HSIL Ltd Consumer Durables 160708 562.24 1.8220 INE286K01024 Techno Electric & Engineering Co. Ltd Construction Project 139314 558.02 1.8121 INE287B01021 Subros Ltd Auto Ancillaries 259592 550.72 1.7822 INE195J01029 PNC Infratech Ltd Construction 463350 542.81 1.7623 INE405E01023 Minda Industries Ltd Auto Ancillaries 119600 531.50 1.7224 INE501G01024 HT Media Ltd Media & Entertainment 608660 507.01 1.6425 INE334L01012 Ujjivan Financial Services Ltd Finance 113400 480.08 1.5526 INE612J01015 Repco Home Finance Ltd Finance 63760 447.40 1.4527 INE877F01012 PTC India Ltd Power 470848 439.77 1.4228 INE457F01013 Salzer Electronics Ltd Industrial Capital Goods 221263 414.43 1.3429 INE060A01024 Navneet Education Ltd Media & Entertainment 252304 409.87 1.3330 INE999A01015 KSB Pumps Ltd Industrial Products 53749 390.46 1.2631 INE956G01038 VA Tech Wabag Ltd Engineering Services 56031 381.77 1.2432 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 21052 381.31 1.2333 INE631A01022 Shanthi Gears Ltd Auto Ancillaries 339944 378.19 1.2234 INE765D01014 WPIL Ltd Industrial Products 80249 372.80 1.2135 INE863B01011 Premier Explosives Ltd Chemicals 105720 370.07 1.2036 INE621L01012 Texmaco Rail & Engineering Ltd Industrial Capital Goods 389483 361.44 1.1737 INE578A01017 HeidelbergCEMENT India Ltd Cement 248650 309.57 1.0038 INE591G01017 NIIT Technologies Ltd Software 70427 306.78 0.9939 INE868B01028 NCC Ltd Construction Project 361440 296.20 0.9640 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 40779 292.94 0.9541 INE517F01014 Gujarat Pipavav Port Ltd Transportation 174941 288.83 0.9442 INE852F01015 Gateway Distriparks Ltd Transportation 111209 281.14 0.9143 INE116C01012 Z F Steering Gear (India) Ltd Auto Ancillaries 19952 265.18 0.8644 INE142I01023 Take Solutions Ltd Software 200000 252.40 0.8245 INE070I01018 Insecticides (India) Ltd Pesticides 45768 242.85 0.7946 INE378D01032 Madhucon Projects Ltd Construction 571808 242.73 0.7947 INE878A01011 GE Power India Ltd Industrial Capital Goods 37742 221.85 0.7248 INE181G01025 Gammon Infrastructure Projects Ltd Construction Project 3647788 147.74 0.4849 INE717A01029 Kennametal India Ltd Industrial Capital Goods 22119 136.44 0.4450 INE947Q01010 Laurus Labs Ltd Pharmaceuticals 17377 89.70 0.2951 INE686A01026 ITD Cementation India Ltd Construction 48124 82.44 0.2752 INE934S01014 GNA Axles Ltd Auto Ancillaries 34149 74.75 0.24 Sub Total 30377.98 98.36 b) Derivative 1 Ujjivan Financial Services Ltd NSE Apr 2017 Stock Future (36000) (152.59) (0.49) Sub Total (152.59) (0.49) Total for Equity & Equity Related 30225.40 97.87 (B) Money Market Instruments 1 Reverse Repo 404.00 1.31 Total for Money Market Instruments 404.00 1.31 Margin Money For Derivatives 41.52 0.13 Cash and Other Net Current Assets 212.50 0.69 Grand Total 30883.41 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 14.7055 16.5547 14.4281 16.2140 Dividend 13.6446 14.8318 13.3703 14.4969d) Dividend declared during the period (` per unit) 0.50e) Total outstanding exposure in derivative instruments at the end of the period As Per Annexure-Af) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 8.06%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES VII

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE049A01027 Himatsingka Seide Ltd Textile Products 228371 784.45 4.732 INE472A01039 Blue Star Ltd Consumer Durables 105543 730.78 4.413 INE191H01014 PVR Ltd Media & Entertainment 50487 722.60 4.364 INE951I01027 V-Guard Industries Ltd Industrial Capital Goods 401416 696.06 4.205 INE048G01018 Navin Fluorine International Ltd Chemicals 21988 669.15 4.046 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 237852 617.23 3.727 INE978A01019 Heritage Foods Ltd Consumer Non Durables 57356 615.57 3.718 INE823G01014 JK Cement Ltd Cement 64235 600.57 3.629 INE325A01013 Timken India Ltd Industrial Products 92749 598.28 3.6110 INE383A01012 The India Cements Ltd Cement 346515 562.91 3.4011 INE503A01015 DCB Bank Ltd Banks 290222 494.10 2.9812 INE442H01029 Ashoka Buildcon Ltd Construction Project 248531 489.61 2.9513 INE536A01023 Grindwell Norton Ltd Industrial Products 135230 480.68 2.9014 INE384A01010 Rane Holdings Ltd Finance 52226 468.75 2.8315 INE227C01017 MM Forgings Ltd Industrial Products 79612 430.06 2.5916 INE126A01031 EID Parry India Ltd Fertilisers 132965 376.49 2.2717 INE045A01017 Ador Welding Ltd Industrial Products 113987 355.35 2.1418 INE074A01025 Praj Industries Ltd Industrial Capital Goods 440764 352.83 2.1319 INE415A01038 HSIL Ltd Consumer Durables 94000 328.86 1.9820 INE286K01024 Techno Electric & Engineering Co. Ltd Construction Project 74898 300.00 1.8121 INE287B01021 Subros Ltd Auto Ancillaries 139154 295.22 1.7822 INE195J01029 PNC Infratech Ltd Construction 248500 291.12 1.7623 INE405E01023 Minda Industries Ltd Auto Ancillaries 63848 283.74 1.7124 INE501G01024 HT Media Ltd Media & Entertainment 326342 271.84 1.6425 INE334L01012 Ujjivan Financial Services Ltd Finance 60800 257.40 1.5526 INE612J01015 Repco Home Finance Ltd Finance 34240 240.26 1.4527 INE457F01013 Salzer Electronics Ltd Industrial Capital Goods 118106 221.21 1.3328 INE877F01012 PTC India Ltd Power 235733 220.17 1.3329 INE060A01024 Navneet Education Ltd Media & Entertainment 135267 219.74 1.3330 INE999A01015 KSB Pumps Ltd Industrial Products 30000 217.94 1.3131 INE956G01038 VA Tech Wabag Ltd Engineering Services 30058 204.80 1.2432 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 11282 204.35 1.2333 INE631A01022 Shanthi Gears Ltd Auto Ancillaries 182000 202.48 1.2234 INE765D01014 WPIL Ltd Industrial Products 43162 200.51 1.2135 INE863B01011 Premier Explosives Ltd Chemicals 56015 196.08 1.1836 INE621L01012 Texmaco Rail & Engineering Ltd Industrial Capital Goods 210000 194.88 1.1837 INE578A01017 HeidelbergCEMENT India Ltd Cement 133290 165.95 1.0038 INE591G01017 NIIT Technologies Ltd Software 37760 164.48 0.9939 INE868B01028 NCC Ltd Construction Project 193886 158.89 0.9640 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 21872 157.12 0.9541 INE517F01014 Gujarat Pipavav Port Ltd Transportation 94590 156.17 0.9442 INE852F01015 Gateway Distriparks Ltd Transportation 60166 152.10 0.9243 INE116C01012 Z F Steering Gear (India) Ltd Auto Ancillaries 10698 142.19 0.8644 INE142I01023 Take Solutions Ltd Software 107000 135.03 0.8145 INE378D01032 Madhucon Projects Ltd Construction 310080 131.63 0.7946 INE070I01018 Insecticides (India) Ltd Pesticides 24569 130.36 0.7947 INE878A01011 GE Power India Ltd Industrial Capital Goods 17846 104.90 0.6348 INE181G01025 Gammon Infrastructure Projects Ltd Construction Project 2206440 89.36 0.54

49 INE717A01029 Kennametal India Ltd Industrial Capital Goods 11873 73.24 0.4450 INE686A01026 ITD Cementation India Ltd Construction 25825 44.24 0.2751 INE947Q01010 Laurus Labs Ltd Pharmaceuticals 8324 42.97 0.2652 INE934S01014 GNA Axles Ltd Auto Ancillaries 17889 39.16 0.24 Sub Total 16283.85 98.22 b) Derivative 1 Ujjivan Financial Services Ltd NSE Apr 2017 Stock Future (31200) (132.24) (0.80) Sub Total (132.24) (0.80) Total for Equity & Equity Related 16151.61 97.42 (B) Money Market Instruments 1 Reverse Repo 225.00 1.36 Total for Money Market Instruments 225.00 1.36 Margin Money For Derivatives 41.34 0.25 Cash and Other Net Current Assets 161.15 0.97 Grand Total 16579.10 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 14.4693 16.2757 14.2329 15.9820 Dividend 13.4159 14.5623 13.1756 14.2663d) Dividend declared during the period (` per unit) 0.50e) Total outstanding exposure in derivative instruments at the end of the period As Per Annexure-Af) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 8.02%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES VIII

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE472A01039 Blue Star Ltd Consumer Durables 79082 547.56 4.492 INE951I01027 V-Guard Industries Ltd Industrial Capital Goods 296804 514.66 4.223 INE878B01027 KEI Industries Ltd Industrial Products 259576 474.25 3.894 INE049A01027 Himatsingka Seide Ltd Textile Products 132788 456.13 3.745 INE220B01022 Kalpataru Power Transmission Ltd Power 134934 435.43 3.576 INE120A01034 Carborundum Universal Ltd Industrial Products 144972 421.14 3.467 INE383A01012 The India Cements Ltd Cement 250620 407.13 3.348 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 170879 392.08 3.229 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 343952 381.79 3.1310 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 126155 327.37 2.6911 INE956G01038 VA Tech Wabag Ltd Engineering Services 46225 314.95 2.5812 INE286K01024 Techno Electric & Engineering Co. Ltd Construction Project 75088 300.76 2.4713 INE536A01023 Grindwell Norton Ltd Industrial Products 82886 294.62 2.4214 INE578A01017 HeidelbergCEMENT India Ltd Cement 216282 269.27 2.2115 INE191H01014 PVR Ltd Media & Entertainment 18008 257.74 2.1116 INE041A01016 Dhampur Sugar Mills Ltd Consumer Non Durables 118688 257.37 2.1117 INE442H01029 Ashoka Buildcon Ltd Construction Project 126612 249.43 2.0518 INE631A01022 Shanthi Gears Ltd Auto Ancillaries 224110 249.32 2.0519 INE686A01026 ITD Cementation India Ltd Construction 144000 246.67 2.0220 INE048G01018 Navin Fluorine International Ltd Chemicals 7958 242.18 1.9921 INE195J01029 PNC Infratech Ltd Construction 191150 223.93 1.8422 INE287B01021 Subros Ltd Auto Ancillaries 105038 222.84 1.8323 INE868B01028 NCC Ltd Construction Project 260808 213.73 1.7524 INE405E01023 Minda Industries Ltd Auto Ancillaries 47200 209.76 1.7225 INE501G01024 HT Media Ltd Media & Entertainment 244488 203.66 1.6726 INE877F01012 PTC India Ltd Power 216688 202.39 1.6627 INE978A01019 Heritage Foods Ltd Consumer Non Durables 18700 200.70 1.6528 INE334L01012 Ujjivan Financial Services Ltd Finance 45100 190.93 1.5729 INE621L01012 Texmaco Rail & Engineering Ltd Industrial Capital Goods 198076 183.81 1.5130 INE612J01015 Repco Home Finance Ltd Finance 25440 178.51 1.4631 INE074A01025 Praj Industries Ltd Industrial Capital Goods 218747 175.11 1.4432 INE852F01015 Gateway Distriparks Ltd Transportation 68030 171.98 1.4133 INE227C01017 MM Forgings Ltd Industrial Products 31039 167.67 1.3834 INE060A01024 Navneet Education Ltd Media & Entertainment 100657 163.52 1.3435 INE384A01010 Rane Holdings Ltd Finance 17000 152.58 1.2536 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 8402 152.19 1.2537 INE457F01013 Salzer Electronics Ltd Industrial Capital Goods 81070 151.84 1.2538 INE765D01014 WPIL Ltd Industrial Products 32023 148.76 1.2239 INE614A01028 Ramco Industries Ltd Cement 55656 133.13 1.0940 INE863B01011 Premier Explosives Ltd Chemicals 36290 127.03 1.0441 INE591G01017 NIIT Technologies Ltd Software 28100 122.40 1.0042 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 16504 118.56 0.9743 INE517F01014 Gujarat Pipavav Port Ltd Transportation 70382 116.20 0.9544 INE999A01015 KSB Pumps Ltd Industrial Products 15060 109.40 0.9045 INE116C01012 Z F Steering Gear (India) Ltd Auto Ancillaries 7951 105.68 0.8746 INE142I01023 Take Solutions Ltd Software 81000 102.22 0.8447 INE070I01018 Insecticides (India) Ltd Pesticides 18336 97.29 0.8048 INE878A01011 GE Power India Ltd Industrial Capital Goods 14891 87.53 0.7249 INE717A01029 Kennametal India Ltd Industrial Capital Goods 12854 79.29 0.6550 INE947Q01010 Laurus Labs Ltd Pharmaceuticals 10718 55.33 0.4551 INE107A01015 Tamil Nadu Newsprint & Papers Ltd Paper 14841 46.70 0.3852 INE378D01032 Madhucon Projects Ltd Construction 108516 46.07 0.3853 INE934S01014 GNA Axles Ltd Auto Ancillaries 11382 24.92 0.2054 INE045A01017 Ador Welding Ltd Industrial Products 2263 7.05 0.06 Sub Total 11732.57 96.25 b) Derivative 1 Ujjivan Financial Services Ltd NSE Apr 2017 Stock Future (24000) (101.72) (0.83) Sub Total (101.72) (0.83) Total for Equity & Equity Related 11630.85 95.42 (B) Money Market Instruments 1 Reverse Repo 387.00 3.17 Total for Money Market Instruments 387.00 3.17 Margin Money For Derivatives 31.18 0.26 Cash and Other Net Current Assets 139.97 1.15 Grand Total 12189.00 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 11.9237 13.4045 11.8691 13.3179 Dividend 11.9237 12.8742 11.8691 12.7877d) Dividend declared during the period (` per unit) 0.50e) Total outstanding exposure in derivative instruments at the end of the period As Per Annexure-Af) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 15.83%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES IX

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE472A01039 Blue Star Ltd Consumer Durables 46860 324.46 4.492 INE951I01027 V-Guard Industries Ltd Industrial Capital Goods 176095 305.35 4.233 INE878B01027 KEI Industries Ltd Industrial Products 153931 281.23 3.894 INE049A01027 Himatsingka Seide Ltd Textile Products 78951 271.20 3.755 INE220B01022 Kalpataru Power Transmission Ltd Power 80133 258.59 3.586 INE120A01034 Carborundum Universal Ltd Industrial Products 86060 250.00 3.467 INE383A01012 The India Cements Ltd Cement 148446 241.15 3.348 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 101624 233.18 3.239 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 204184 226.64 3.1410 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 74800 194.11 2.6911 INE956G01038 VA Tech Wabag Ltd Engineering Services 27444 186.99 2.5912 INE286K01024 Techno Electric & Engineering Co. Ltd Construction Project 44658 178.88 2.4813 INE536A01023 Grindwell Norton Ltd Industrial Products 49226 174.97 2.4214 INE578A01017 HeidelbergCEMENT India Ltd Cement 124200 154.63 2.1415 INE191H01014 PVR Ltd Media & Entertainment 10681 152.87 2.1216 INE041A01016 Dhampur Sugar Mills Ltd Consumer Non Durables 70000 151.80 2.10

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2017 (Page 5)

17 INE631A01022 Shanthi Gears Ltd Auto Ancillaries 136042 151.35 2.0918 INE442H01029 Ashoka Buildcon Ltd Construction Project 75431 148.60 2.0619 INE686A01026 ITD Cementation India Ltd Construction 85500 146.46 2.0320 INE048G01018 Navin Fluorine International Ltd Chemicals 4719 143.61 1.9921 INE195J01029 PNC Infratech Ltd Construction 113955 133.50 1.8522 INE287B01021 Subros Ltd Auto Ancillaries 62396 132.37 1.8323 INE868B01028 NCC Ltd Construction Project 154683 126.76 1.7524 INE405E01023 Minda Industries Ltd Auto Ancillaries 27686 123.04 1.7025 INE501G01024 HT Media Ltd Media & Entertainment 144945 120.74 1.6726 INE877F01012 PTC India Ltd Power 128748 120.25 1.6627 INE978A01019 Heritage Foods Ltd Consumer Non Durables 11154 119.71 1.6628 INE334L01012 Ujjivan Financial Services Ltd Finance 26700 113.03 1.5629 INE621L01012 Texmaco Rail & Engineering Ltd Industrial Capital Goods 117424 108.97 1.5130 INE612J01015 Repco Home Finance Ltd Finance 15092 105.90 1.4731 INE074A01025 Praj Industries Ltd Industrial Capital Goods 129929 104.01 1.4432 INE852F01015 Gateway Distriparks Ltd Transportation 40109 101.40 1.4033 INE227C01017 MM Forgings Ltd Industrial Products 18024 97.37 1.3534 INE060A01024 Navneet Education Ltd Media & Entertainment 59710 97.00 1.3435 INE457F01013 Salzer Electronics Ltd Industrial Capital Goods 49040 91.85 1.2736 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 4988 90.35 1.2537 INE384A01010 Rane Holdings Ltd Finance 10000 89.76 1.2438 INE765D01014 WPIL Ltd Industrial Products 18992 88.23 1.2239 INE614A01028 Ramco Industries Ltd Cement 33035 79.02 1.0940 INE863B01011 Premier Explosives Ltd Chemicals 21541 75.40 1.0441 INE591G01017 NIIT Technologies Ltd Software 16670 72.61 1.0042 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 9794 70.36 0.9743 INE517F01014 Gujarat Pipavav Port Ltd Transportation 41953 69.26 0.9644 INE999A01015 KSB Pumps Ltd Industrial Products 8931 64.88 0.9045 INE116C01012 Z F Steering Gear (India) Ltd Auto Ancillaries 4721 62.75 0.8746 INE142I01023 Take Solutions Ltd Software 47000 59.31 0.8247 INE070I01018 Insecticides (India) Ltd Pesticides 10680 56.67 0.7848 INE878A01011 GE Power India Ltd Industrial Capital Goods 8200 48.20 0.6749 INE717A01029 Kennametal India Ltd Industrial Capital Goods 7636 47.10 0.6550 INE947Q01010 Laurus Labs Ltd Pharmaceuticals 6156 31.78 0.4451 INE378D01032 Madhucon Projects Ltd Construction 62545 26.55 0.3752 INE107A01015 Tamil Nadu Newsprint & Papers Ltd Paper 7623 23.99 0.3353 INE934S01014 GNA Axles Ltd Auto Ancillaries 6504 14.24 0.2054 INE045A01017 Ador Welding Ltd Industrial Products 1343 4.19 0.06 Sub Total 6946.59 96.13 b) Derivative 1 Ujjivan Financial Services Ltd NSE Apr 2017 Stock Future (14400) (61.03) (0.84) Sub Total (61.03) (0.84) Total for Equity & Equity Related 6885.56 95.28 (B) Money Market Instruments 1 Reverse Repo 249.00 3.45 Total for Money Market Instruments 249.00 3.45 Margin Money For Derivatives 20.73 0.29 Cash and Other Net Current Assets 71.24 0.99 Grand Total 7226.53 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 11.8811 13.3552 11.8303 13.2728 Dividend 11.8811 12.8249 11.8303 12.7426d) Dividend declared during the period (` per unit) 0.50e) Total outstanding exposure in derivative instruments at the end of the period As Per Annexure-Af) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 17.87%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES X

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE472A01039 Blue Star Ltd Consumer Durables 30346 210.12 4.502 INE951I01027 V-Guard Industries Ltd Industrial Capital Goods 113781 197.30 4.233 INE878B01027 KEI Industries Ltd Industrial Products 99827 182.38 3.914 INE049A01027 Himatsingka Seide Ltd Textile Products 51093 175.50 3.765 INE220B01022 Kalpataru Power Transmission Ltd Power 51758 167.02 3.586 INE120A01034 Carborundum Universal Ltd Industrial Products 55567 161.42 3.467 INE383A01012 The India Cements Ltd Cement 96298 156.44 3.358 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 65559 150.43 3.229 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 132299 146.85 3.1510 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 48531 125.94 2.7011 INE956G01038 VA Tech Wabag Ltd Engineering Services 17295 117.84 2.5312 INE286K01024 Techno Electric & Engineering Co. Ltd Construction Project 28724 115.05 2.4713 INE536A01023 Grindwell Norton Ltd Industrial Products 31684 112.62 2.4114 INE041A01016 Dhampur Sugar Mills Ltd Consumer Non Durables 47000 101.92 2.1815 INE578A01017 HeidelbergCEMENT India Ltd Cement 80314 99.99 2.1416 INE191H01014 PVR Ltd Media & Entertainment 6914 98.96 2.1217 INE631A01022 Shanthi Gears Ltd Auto Ancillaries 88464 98.42 2.1118 INE686A01026 ITD Cementation India Ltd Construction 56391 96.60 2.0719 INE442H01029 Ashoka Buildcon Ltd Construction Project 49030 96.59 2.0720 INE048G01018 Navin Fluorine International Ltd Chemicals 3067 93.34 2.0021 INE195J01029 PNC Infratech Ltd Construction 73375 85.96 1.8422 INE287B01021 Subros Ltd Auto Ancillaries 40312 85.52 1.8323 INE868B01028 NCC Ltd Construction Project 100549 82.40 1.7724 INE405E01023 Minda Industries Ltd Auto Ancillaries 17922 79.65 1.7125 INE501G01024 HT Media Ltd Media & Entertainment 94002 78.30 1.6826 INE978A01019 Heritage Foods Ltd Consumer Non Durables 7239 77.69 1.6727 INE877F01012 PTC India Ltd Power 83066 77.58 1.6628 INE334L01012 Ujjivan Financial Services Ltd Finance 17300 73.24 1.5729 INE621L01012 Texmaco Rail & Engineering Ltd Industrial Capital Goods 75387 69.96 1.5030 INE612J01015 Repco Home Finance Ltd Finance 9759 68.48 1.4731 INE074A01025 Praj Industries Ltd Industrial Capital Goods 83835 67.11 1.4432 INE852F01015 Gateway Distriparks Ltd Transportation 25615 64.75 1.3933 INE227C01017 MM Forgings Ltd Industrial Products 11959 64.60 1.3834 INE060A01024 Navneet Education Ltd Media & Entertainment 37747 61.32 1.3135 INE384A01010 Rane Holdings Ltd Finance 6500 58.34 1.2536 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 3218 58.29 1.2537 INE765D01014 WPIL Ltd Industrial Products 12309 57.18 1.2338 INE457F01013 Salzer Electronics Ltd Industrial Capital Goods 29411 55.09 1.1839 INE863B01011 Premier Explosives Ltd Chemicals 13971 48.91 1.0540 INE591G01017 NIIT Technologies Ltd Software 10781 46.96 1.0141 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 6326 45.44 0.9742 INE517F01014 Gujarat Pipavav Port Ltd Transportation 27017 44.61 0.9643 INE999A01015 KSB Pumps Ltd Industrial Products 5799 42.13 0.9044 INE116C01012 Z F Steering Gear (India) Ltd Auto Ancillaries 3037 40.36 0.8745 INE878A01011 GE Power India Ltd Industrial Capital Goods 6540 38.44 0.8246 INE142I01023 Take Solutions Ltd Software 30046 37.92 0.8147 INE070I01018 Insecticides (India) Ltd Pesticides 6939 36.82 0.7948 INE717A01029 Kennametal India Ltd Industrial Capital Goods 5014 30.93 0.6649 INE947Q01010 Laurus Labs Ltd Pharmaceuticals 5203 26.86 0.5850 INE378D01032 Madhucon Projects Ltd Construction 32884 13.96 0.3051 INE934S01014 GNA Axles Ltd Auto Ancillaries 4878 10.68 0.2352 INE045A01017 Ador Welding Ltd Industrial Products 864 2.69 0.06 Sub Total 4436.89 95.09 b) Derivative 1 Ujjivan Financial Services Ltd NSE Apr 2017 Stock Future (9600) (40.69) (0.87) Sub Total (40.69) (0.87) Total for Equity & Equity Related 4396.20 94.22 (B) Money Market Instruments 1 Reverse Repo 186.00 3.99 Total for Money Market Instruments 186.00 3.99 Margin Money For Derivatives 15.54 0.33 Cash and Other Net Current Assets 68.17 1.46 Grand Total 4665.91 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil

c) NAV per unit (` per unit) Direct plan Regular plan

Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 11.8161 13.2309 11.7755 13.1604 Dividend 11.8161 12.7020 11.7755 12.6316d) Dividend declared during the period (` per unit) 0.50e) Total outstanding exposure in derivative instruments at the end of the period As Per Annexure-Af) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 18.11%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES XI

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE049A01027 Himatsingka Seide Ltd Textile Products 113000 388.16 3.852 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 143787 329.92 3.273 INE612J01015 Repco Home Finance Ltd Finance 43756 307.04 3.044 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 263281 292.24 2.905 INE383A01012 The India Cements Ltd Cement 177089 287.68 2.856 INE074A01025 Praj Industries Ltd Industrial Capital Goods 328958 263.33 2.617 INE022I01019 Asian Granito India Ltd Construction 68000 250.34 2.488 INE976A01021 West Coast Paper Mills Ltd Paper 132786 232.77 2.319 INE183A01016 Finolex Industries Ltd Industrial Products 40000 231.58 2.3010 INE536A01023 Grindwell Norton Ltd Industrial Products 62599 222.51 2.2111 INE220B01022 Kalpataru Power Transmission Ltd Power 68617 221.43 2.2012 INE613A01020 Rallis India Ltd Pesticides 83120 215.90 2.1413 INE752P01024 Future Retail Ltd Retailing 79870 213.89 2.1214 INE578A01017 HeidelbergCEMENT India Ltd Cement 168666 209.99 2.0815 INE998I01010 Mahindra Holidays & Resorts India Ltd Hotels & Others 47474 205.66 2.0416 INE442H01029 Ashoka Buildcon Ltd Construction Project 104326 205.52 2.0417 INE934S01014 GNA Axles Ltd Auto Ancillaries 92702 202.92 2.0118 INE877F01012 PTC India Ltd Power 217259 202.92 2.0119 INE591G01017 NIIT Technologies Ltd Software 45865 199.79 1.9820 INE119A01028 Balrampur Chini Mills Ltd Consumer Non Durables 135984 197.65 1.9621 INE930H01023 K.P.R. Mill Ltd Textile Products 27362 180.58 1.7922 INE405E01023 Minda Industries Ltd Auto Ancillaries 40571 180.30 1.7923 INE802G01018 Jet Airways (India) Ltd Transportation 31713 166.78 1.6524 INE060A01024 Navneet Education Ltd Media & Entertainment 100152 162.70 1.6125 INE041A01016 Dhampur Sugar Mills Ltd Consumer Non Durables 75000 162.64 1.6126 INE201M01011 CL Educate Ltd Diversified Consumer Services 33737 142.40 1.4127 INE791I01019 Brigade Enterprises Ltd Construction 58162 134.67 1.3428 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 6901 125.00 1.2429 INE152M01016 Triveni Turbine Ltd Industrial Capital Goods 79307 114.92 1.1430 INE705A01016 Vijaya Bank Banks 166299 114.33 1.1331 INE287B01021 Subros Ltd Auto Ancillaries 53792 114.12 1.1332 INE586B01026 Taj GVK Hotels & Resorts Ltd Hotels & Others 72607 112.21 1.1133 INE415A01038 HSIL Ltd Consumer Durables 30749 107.58 1.0734 INE419M01019 TD Power Systems Ltd Industrial Capital Goods 45515 105.09 1.0435 INE891D01026 Redington (India) Ltd Trading 92033 101.28 1.0036 INE868B01028 NCC Ltd Construction Project 122949 100.76 1.0037 INE572A01028 JB Chemicals & Pharmaceuticals Ltd Pharmaceuticals 28937 100.17 0.9938 INE852F01015 Gateway Distriparks Ltd Transportation 39533 99.94 0.9939 *** Star Cement Ltd Cement 87384 92.15 0.9140 INE631A01022 Shanthi Gears Ltd Auto Ancillaries 42342 47.11 0.4741 INE863B01011 Premier Explosives Ltd Chemicals 6381 22.34 0.2242 INE227C01017 MM Forgings Ltd Industrial Products 2831 15.29 0.1543 INE070I01018 Insecticides (India) Ltd Pesticides 1774 9.41 0.0944 INE098F01023 Amrutanjan Health Care Ltd Pharmaceuticals 516 3.05 0.03 Total for Equity & Equity Related 7396.04 73.35 (B) Money Market Instruments 1 CBLO 1734.18 17.202 Reverse Repo 1.00 # Total for Money Market Instruments 1735.18 17.21 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth 4374874 1500.37 14.88 Total for Mutual Fund Units 1500.37 14.88 Cash and Other Net Current Assets (548.18) (5.44) Grand Total 10083.43 100.00# less than 0.01%*** ISIN details awaitedNotesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 28/12/16 31/03/2017 28/12/16 31/03/2017Growth 10.0000 10.6606 10.0000 10.6433 Dividend 10.0000 10.6606 10.0000 10.6433d) Dividend declared during the period (` per unit) NILe) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 1.89%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES XII

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE049A01027 Himatsingka Seide Ltd Textile Products 85530 293.80 3.972 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 105679 242.48 3.283 INE612J01015 Repco Home Finance Ltd Finance 32199 225.94 3.054 INE383A01012 The India Cements Ltd Cement 138867 225.59 3.055 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 191867 212.97 2.886 INE074A01025 Praj Industries Ltd Industrial Capital Goods 241271 193.14 2.617 INE998I01010 Mahindra Holidays & Resorts India Ltd Hotels & Others 43702 189.32 2.568 INE022I01019 Asian Granito India Ltd Construction 48000 176.71 2.399 INE183A01016 Finolex Industries Ltd Industrial Products 30000 173.69 2.3510 INE060A01024 Navneet Education Ltd Media & Entertainment 105679 171.68 2.3211 INE220B01022 Kalpataru Power Transmission Ltd Power 51426 165.95 2.2412 INE536A01023 Grindwell Norton Ltd Industrial Products 46133 163.98 2.2213 INE752P01024 Future Retail Ltd Retailing 58635 157.02 2.1214 INE442H01029 Ashoka Buildcon Ltd Construction Project 78357 154.36 2.0915 INE578A01017 HeidelbergCEMENT India Ltd Cement 123534 153.80 2.0816 INE930H01023 K.P.R. Mill Ltd Textile Products 22910 151.19 2.0417 INE613A01020 Rallis India Ltd Pesticides 58098 150.91 2.0418 INE591G01017 NIIT Technologies Ltd Software 34409 149.89 2.0319 INE877F01012 PTC India Ltd Power 159665 149.13 2.0220 INE891D01026 Redington (India) Ltd Trading 134586 148.11 2.0021 INE868B01028 NCC Ltd Construction Project 180279 147.74 2.0022 INE405E01023 Minda Industries Ltd Auto Ancillaries 29954 133.12 1.8023 INE802G01018 Jet Airways (India) Ltd Transportation 23131 121.65 1.6424 INE572A01028 JB Chemicals & Pharmaceuticals Ltd Pharmaceuticals 31654 109.57 1.4825 INE201M01011 CL Educate Ltd Diversified Consumer Services 24737 104.41 1.4126 INE791I01019 Brigade Enterprises Ltd Construction 42638 98.73 1.3327 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 5059 91.63 1.2428 INE934S01014 GNA Axles Ltd Auto Ancillaries 39023 85.42 1.1529 INE152M01016 Triveni Turbine Ltd Industrial Capital Goods 57095 82.73 1.1230 INE586B01026 Taj GVK Hotels & Resorts Ltd Hotels & Others 53231 82.27 1.1131 INE419M01019 TD Power Systems Ltd Industrial Capital Goods 33263 76.80 1.0432 INE287B01021 Subros Ltd Auto Ancillaries 35642 75.61 1.0233 INE852F01015 Gateway Distriparks Ltd Transportation 29009 73.33 0.9934 INE976A01021 West Coast Paper Mills Ltd Paper 41554 72.84 0.9835 *** Star Cement Ltd Cement 66507 70.13 0.9536 INE705A01016 Vijaya Bank Banks 55934 38.45 0.5237 INE863B01011 Premier Explosives Ltd Chemicals 5620 19.67 0.2738 INE227C01017 MM Forgings Ltd Industrial Products 525 2.84 0.0439 INE098F01023 Amrutanjan Health Care Ltd Pharmaceuticals 379 2.24 0.03 Total for Equity & Equity Related 5138.85 69.47 (B) Money Market Instruments 1 CBLO 1287.39 17.40 Total for Money Market Instruments 1287.39 17.40

(C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth 4374874 1500.37 20.28 Total for Mutual Fund Units 1500.37 20.28 Cash and Other Net Current Assets (529.08) (7.15) Grand Total 7397.54 100.00*** ISIN details awaitedNotesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 08/02/17 31/03/2017 08/02/17 31/03/2017Growth 10.0000 10.3578 10.0000 10.3323 Dividend 10.0000 10.3578 10.0000 10.3323d) Dividend declared during the period (` per unit) NILe) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 0.45%h) Repo in corporate debt Nil

SUNDARAM INFRASTRUCTURE ADVANTAGE FUND

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE018A01030 Larsen & Toubro Ltd Construction Project 240000 3779.76 6.162 INE918I01018 Bajaj Finserv Ltd Finance 82187 3368.35 5.493 INE331A01037 The Ramco Cements Ltd Cement 465715 3132.63 5.104 INE203G01019 Indraprastha Gas Ltd Gas 298848 3033.16 4.945 INE472A01039 Blue Star Ltd Consumer Durables 437443 3028.86 4.936 INE671A01010 Honeywell Automation India Ltd Industrial Capital Goods 25469 2635.25 4.297 INE442H01029 Ashoka Buildcon Ltd Construction Project 1236734 2436.37 3.978 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 575575 2227.76 3.639 INE195J01029 PNC Infratech Ltd Construction 1642500 1924.19 3.1310 INE003A01024 Siemens Ltd Industrial Capital Goods 150088 1883.90 3.0711 INE062A01020 State Bank of India Banks 627413 1840.83 3.0012 INE528G01019 Yes Bank Ltd Banks 112657 1742.52 2.8413 INE040A01026 HDFC Bank Ltd Banks 114721 1654.91 2.7014 INE074A01025 Praj Industries Ltd Industrial Capital Goods 2062343 1650.91 2.6915 INE956G01038 VA Tech Wabag Ltd Engineering Services 238371 1624.14 2.6516 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 186135 1623.47 2.6417 INE220B01022 Kalpataru Power Transmission Ltd Power 500000 1613.50 2.6318 INE286K01024 Techno Electric & Engineering Co. Ltd Construction Project 360516 1444.05 2.3519 INE585B01010 Maruti Suzuki India Ltd Auto 23911 1438.41 2.3420 INE531A01024 Kansai Nerolac Paints Ltd Consumer Non Durables 375682 1422.52 2.3221 INE298A01020 Cummins India Ltd Industrial Products 145636 1382.74 2.2522 INE012A01025 ACC Ltd Cement 81000 1171.30 1.9123 INE415A01038 HSIL Ltd Consumer Durables 329000 1151.01 1.8724 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 1029843 1143.13 1.8625 *** Star Cement Ltd Cement 997500 1051.86 1.7126 INE868B01028 NCC Ltd Construction Project 1238492 1014.94 1.6527 INE852F01015 Gateway Distriparks Ltd Transportation 401339 1014.58 1.6528 INE146L01010 Kirloskar Oil Engines Ltd Industrial Products 248398 964.78 1.5729 INE503A01015 DCB Bank Ltd Banks 554931 944.77 1.5430 INE686A01026 ITD Cementation India Ltd Construction 520000 890.76 1.4531 INE517F01014 Gujarat Pipavav Port Ltd Transportation 498984 823.82 1.3432 INE383A01012 The India Cements Ltd Cement 472369 767.36 1.2533 INE325A01013 Timken India Ltd Industrial Products 115000 741.81 1.2134 INE878B01027 KEI Industries Ltd Industrial Products 369821 675.66 1.1035 INE180A01020 Max Financial Services Ltd Finance 115798 668.10 1.0936 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 99694 647.86 1.0637 INE070A01015 Shree Cements Ltd Cement 3509 599.45 0.9838 INE090A01021 ICICI Bank Ltd Banks 211645 585.94 0.9539 INE183A01016 Finolex Industries Ltd Industrial Products 90000 521.06 0.8540 INE419M01019 TD Power Systems Ltd Industrial Capital Goods 69844 161.27 0.2641 INE551A01022 Hindustan Dorr-Oliver Ltd Engineering Services 1567785 149.72 0.24 Total for Equity & Equity Related 60577.41 98.66 (B) Money Market Instruments 1 Reverse Repo 289.00 0.47 Total for Money Market Instruments 289.00 0.47 Cash and Other Net Current Assets 536.70 0.87 Grand Total 61403.12 100.00*** ISIN details awaitedNotesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 27.2096 30.4539 26.8001 29.9520 Dividend 25.4994 28.5392 25.0998 28.0516d) Dividend declared during the period (` per unit) NILe) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 23.43%h) Repo in corporate debt Nil

SUNDARAM TOP 100 - SERIES I

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 47543 685.83 8.492 INE002A01018 Reliance Industries Ltd Petroleum Products 42567 562.27 6.963 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 58223 507.82 6.294 INE918I01018 Bajaj Finserv Ltd Finance 11500 471.32 5.845 INE009A01021 Infosys Ltd Software 42330 432.72 5.366 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 104450 404.27 5.017 INE090A01021 ICICI Bank Ltd Banks 138317 382.93 4.748 INE154A01025 ITC Ltd Consumer Non Durables 119820 335.86 4.169 INE298A01020 Cummins India Ltd Industrial Products 29871 283.61 3.5110 INE585B01010 Maruti Suzuki India Ltd Auto 4636 278.89 3.4511 INE528G01019 Yes Bank Ltd Banks 16041 248.11 3.0712 INE158A01026 Hero MotoCorp Ltd Auto 7427 239.29 2.9613 INE733E01010 NTPC Ltd Power 141238 234.46 2.9014 INE101A01026 Mahindra & Mahindra Ltd Auto 18042 232.18 2.8815 INE062A01020 State Bank of India Banks 74635 218.98 2.7116 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 25830 167.86 2.0817 INE465A01025 Bharat Forge Ltd Industrial Products 15722 163.84 2.0318 INE628A01036 UPL Ltd Pesticides 22122 160.80 1.9919 INE018A01030 Larsen & Toubro Ltd Construction Project 9983 157.22 1.9520 INE021A01026 Asian Paints Ltd Consumer Non Durables 14257 153.05 1.9021 INE238A01034 Axis Bank Ltd Banks 29711 145.82 1.8122 INE481G01011 Ultratech Cement Ltd Cement 3478 138.59 1.7223 INE115A01026 LIC Housing Finance Ltd Finance 20872 129.08 1.6024 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 23111 123.77 1.5325 INE155A01022 Tata Motors Ltd Auto 26070 121.45 1.5026 INE117A01022 ABB India Ltd Industrial Capital Goods 8597 110.03 1.3627 INE669C01036 Tech Mahindra Ltd Software 21920 100.65 1.2528 INE192A01025 Tata Global Beverages Ltd Consumer Non Durables 64228 96.70 1.2029 INE263A01024 Bharat Electronics Ltd Industrial Capital Goods 54860 85.99 1.0630 INE774D01024 Mahindra & Mahindra Financial Services Ltd Finance 26996 85.01 1.0531 INE059A01026 Cipla Ltd Pharmaceuticals 10747 63.72 0.7932 INE012A01025 ACC Ltd Cement 4285 61.96 0.7733 INE111A01017 Container Corporation of India Ltd Transportation 4570 58.21 0.7234 INE935A01035 GlenMark Pharmaceuticals Ltd Pharmaceuticals 6703 57.12 0.7135 INE001A01036 Housing Development Finance Corporation Ltd Finance 3300 49.57 0.6136 INE208A01029 Ashok Leyland Ltd Auto 41716 35.27 0.44 Total for Equity & Equity Related 7784.25 96.40 (B) Money Market Instruments 1 Reverse Repo 288.00 3.57 Total for Money Market Instruments 288.00 3.57 Cash and Other Net Current Assets 2.28 0.03 Grand Total 8074.53 100.00

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2017 (Page 6)

Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 13.3348 14.3840 13.0024 14.0010 Dividend 12.2777 13.2437 11.9535 12.8715d) Dividend declared during the period (` per unit) NILe) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 19.53%h) Repo in corporate debt Nil

SUNDARAM TOP 100 - SERIES II

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 26819 386.88 8.512 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 33211 289.67 6.373 INE002A01018 Reliance Industries Ltd Petroleum Products 20913 276.24 6.074 INE918I01018 Bajaj Finserv Ltd Finance 6470 265.17 5.835 INE009A01021 Infosys Ltd Software 23853 243.84 5.366 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 58948 228.16 5.027 INE090A01021 ICICI Bank Ltd Banks 77897 215.66 4.748 INE154A01025 ITC Ltd Consumer Non Durables 67217 188.41 4.149 INE298A01020 Cummins India Ltd Industrial Products 16857 160.05 3.5210 INE585B01010 Maruti Suzuki India Ltd Auto 2620 157.61 3.4711 INE528G01019 Yes Bank Ltd Banks 9852 152.39 3.3512 INE158A01026 Hero MotoCorp Ltd Auto 4191 135.03 2.9713 INE733E01010 NTPC Ltd Power 79367 131.75 2.9014 INE101A01026 Mahindra & Mahindra Ltd Auto 10188 131.11 2.8815 INE062A01020 State Bank of India Banks 41996 123.22 2.7116 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 14552 94.57 2.0817 INE465A01025 Bharat Forge Ltd Industrial Products 8858 92.31 2.0318 INE628A01036 UPL Ltd Pesticides 12471 90.65 1.9919 INE018A01030 Larsen & Toubro Ltd Construction Project 5603 88.24 1.9420 INE021A01026 Asian Paints Ltd Consumer Non Durables 8048 86.40 1.9021 INE238A01034 Axis Bank Ltd Banks 16685 81.89 1.8022 INE481G01011 Ultratech Cement Ltd Cement 1960 78.10 1.7223 INE115A01026 LIC Housing Finance Ltd Finance 11777 72.83 1.6024 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 12989 69.56 1.5325 INE155A01022 Tata Motors Ltd Auto 14661 68.30 1.5026 INE117A01022 ABB India Ltd Industrial Capital Goods 4830 61.82 1.3627 INE669C01036 Tech Mahindra Ltd Software 12762 58.60 1.2928 INE192A01025 Tata Global Beverages Ltd Consumer Non Durables 36094 54.34 1.1929 INE263A01024 Bharat Electronics Ltd Industrial Capital Goods 30810 48.29 1.0630 INE774D01024 Mahindra & Mahindra Financial Services Ltd Finance 15170 47.77 1.0531 INE111A01017 Container Corporation of India Ltd Transportation 2852 36.33 0.8032 INE059A01026 Cipla Ltd Pharmaceuticals 6033 35.77 0.7933 INE012A01025 ACC Ltd Cement 2421 35.01 0.7734 INE935A01035 GlenMark Pharmaceuticals Ltd Pharmaceuticals 3777 32.18 0.7135 INE001A01036 Housing Development Finance Corporation Ltd Finance 1787 26.84 0.5936 INE208A01029 Ashok Leyland Ltd Auto 23557 19.92 0.44 Total for Equity & Equity Related 4364.89 95.98 (B) Money Market Instruments 1 Reverse Repo 180.00 3.96 Total for Money Market Instruments 180.00 3.96 Cash and Other Net Current Assets 2.98 0.07 Grand Total 4547.87 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 12.7732 13.7505 12.4710 13.4017 Dividend 12.2857 13.2257 11.9836 12.8779d) Dividend declared during the period (` per unit) NILe) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 20.43%h) Repo in corporate debt Nil

SUNDARAM TOP 100 - SERIES III

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 28360 409.11 7.432 INE002A01018 Reliance Industries Ltd Petroleum Products 28994 382.98 6.963 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 39899 348.00 6.324 INE918I01018 Bajaj Finserv Ltd Finance 7850 321.72 5.845 INE009A01021 Infosys Ltd Software 28873 295.15 5.366 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 71278 275.88 5.017 INE090A01021 ICICI Bank Ltd Banks 94208 260.81 4.748 INE154A01025 ITC Ltd Consumer Non Durables 81811 229.32 4.179 INE298A01020 Cummins India Ltd Industrial Products 20382 193.52 3.5110 INE585B01010 Maruti Suzuki India Ltd Auto 3167 190.52 3.4611 INE528G01019 Yes Bank Ltd Banks 11974 185.21 3.3612 INE158A01026 Hero MotoCorp Ltd Auto 5065 163.19 2.9613 INE733E01010 NTPC Ltd Power 96476 160.15 2.9114 INE101A01026 Mahindra & Mahindra Ltd Auto 12312 158.44 2.8815 INE062A01020 State Bank of India Banks 51010 149.66 2.7216 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 17804 115.70 2.1017 INE465A01025 Bharat Forge Ltd Industrial Products 10719 111.70 2.0318 INE628A01036 UPL Ltd Pesticides 15075 109.58 1.9919 INE018A01030 Larsen & Toubro Ltd Construction Project 6804 107.16 1.9520 INE021A01026 Asian Paints Ltd Consumer Non Durables 9723 104.38 1.9021 INE238A01034 Axis Bank Ltd Banks 20306 99.66 1.8122 INE481G01011 Ultratech Cement Ltd Cement 2367 94.32 1.7123 INE115A01026 LIC Housing Finance Ltd Finance 14242 88.08 1.6024 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 15790 84.56 1.5425 INE155A01022 Tata Motors Ltd Auto 17831 83.07 1.5126 INE117A01022 ABB India Ltd Industrial Capital Goods 5874 75.18 1.3727 INE669C01036 Tech Mahindra Ltd Software 15633 71.78 1.3028 INE192A01025 Tata Global Beverages Ltd Consumer Non Durables 43875 66.05 1.2029 INE263A01024 Bharat Electronics Ltd Industrial Capital Goods 37480 58.75 1.0730 INE774D01024 Mahindra & Mahindra Financial Services Ltd Finance 18442 58.07 1.0531 INE059A01026 Cipla Ltd Pharmaceuticals 7325 43.43 0.7932 INE012A01025 ACC Ltd Cement 2927 42.33 0.7733 INE111A01017 Container Corporation of India Ltd Transportation 3198 40.73 0.7434 INE935A01035 GlenMark Pharmaceuticals Ltd Pharmaceuticals 4570 38.94 0.7135 INE001A01036 Housing Development Finance Corporation Ltd Finance 2211 33.21 0.6036 INE208A01029 Ashok Leyland Ltd Auto 28441 24.05 0.44 Total for Equity & Equity Related 5274.40 95.80 (B) Money Market Instruments 1 Reverse Repo 226.00 4.11 Total for Money Market Instruments 226.00 4.11 Cash and Other Net Current Assets 5.15 0.09 Grand Total 5505.55 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 12.4926 13.4717 12.2208 13.1557 Dividend 12.0053 12.9463 11.7337 12.6313d) Dividend declared during the period (` per unit) NILe) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 19.39%h) Repo in corporate debt Nil

SUNDARAM TOP 100 - SERIES IV

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 29989 432.61 9.632 INE002A01018 Reliance Industries Ltd Petroleum Products 23119 305.38 6.803 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 32226 281.08 6.264 INE918I01018 Bajaj Finserv Ltd Finance 6609 270.86 6.035 INE009A01021 Infosys Ltd Software 23516 240.39 5.356 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 57817 223.78 4.987 INE090A01021 ICICI Bank Ltd Banks 76517 211.84 4.728 INE154A01025 ITC Ltd Consumer Non Durables 64627 181.15 4.039 INE298A01020 Cummins India Ltd Industrial Products 16609 157.69 3.5110 INE585B01010 Maruti Suzuki India Ltd Auto 2572 154.72 3.4411 INE528G01019 Yes Bank Ltd Banks 9707 150.14 3.3412 INE158A01026 Hero MotoCorp Ltd Auto 4120 132.74 2.9613 INE101A01026 Mahindra & Mahindra Ltd Auto 10003 128.73 2.8714 INE733E01010 NTPC Ltd Power 76582 127.13 2.8315 INE062A01020 State Bank of India Banks 38675 113.47 2.5316 INE092A01019 Tata Chemicals Ltd Chemicals 16219 97.11 2.1617 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 14031 91.18 2.0318 INE465A01025 Bharat Forge Ltd Industrial Products 8738 91.06 2.0319 INE628A01036 UPL Ltd Pesticides 12324 89.58 1.9920 INE018A01030 Larsen & Toubro Ltd Construction Project 5390 84.89 1.8921 INE021A01026 Asian Paints Ltd Consumer Non Durables 7891 84.71 1.8922 INE238A01034 Axis Bank Ltd Banks 16124 79.14 1.7623 INE481G01011 Ultratech Cement Ltd Cement 1926 76.75 1.7124 INE263A01024 Bharat Electronics Ltd Industrial Capital Goods 46740 73.26 1.6325 INE115A01026 LIC Housing Finance Ltd Finance 11584 71.64 1.6026 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 12563 67.28 1.5027 INE155A01022 Tata Motors Ltd Auto 14185 66.08 1.4728 INE117A01022 ABB India Ltd Industrial Capital Goods 4593 58.79 1.3129 INE192A01025 Tata Global Beverages Ltd Consumer Non Durables 34741 52.30 1.1630 INE774D01024 Mahindra & Mahindra Financial Services Ltd Finance 14620 46.04 1.0331 INE917I01010 Bajaj Auto Ltd Auto 1482 41.58 0.9332 INE012A01025 ACC Ltd Cement 2379 34.40 0.7733 INE059A01026 Cipla Ltd Pharmaceuticals 5746 34.07 0.7634 INE111A01017 Container Corporation of India Ltd Transportation 2552 32.50 0.7235 INE935A01035 GlenMark Pharmaceuticals Ltd Pharmaceuticals 3726 31.75 0.7136 INE208A01029 Ashok Leyland Ltd Auto 23200 19.62 0.44 Total for Equity & Equity Related 4435.44 98.75 (B) Money Market Instruments 1 Reverse Repo 60.00 1.34 Total for Money Market Instruments 60.00 1.34 Cash and Other Net Current Assets (3.96) (0.09) Grand Total 4491.49 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 11.0043 11.8720 10.8870 11.7250 Dividend 11.0043 11.8720 10.8863 11.7242d) Dividend declared during the period (` per unit) NILe) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 15.95%h) Repo in corporate debt Nil

SUNDARAM TOP 100 - SERIES V

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 29824 430.23 9.632 INE002A01018 Reliance Industries Ltd Petroleum Products 22986 303.62 6.803 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 32371 282.34 6.324 INE918I01018 Bajaj Finserv Ltd Finance 6420 263.12 5.895 INE009A01021 Infosys Ltd Software 23377 238.97 5.356 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 57457 222.39 4.987 INE090A01021 ICICI Bank Ltd Banks 76030 210.49 4.718 INE154A01025 ITC Ltd Consumer Non Durables 64246 180.08 4.039 INE298A01020 Cummins India Ltd Industrial Products 16512 156.77 3.5110 INE585B01010 Maruti Suzuki India Ltd Auto 2557 153.82 3.4411 INE528G01019 Yes Bank Ltd Banks 9648 149.23 3.3412 INE158A01026 Hero MotoCorp Ltd Auto 4096 131.97 2.9613 INE101A01026 Mahindra & Mahindra Ltd Auto 9934 127.84 2.8614 INE733E01010 NTPC Ltd Power 76120 126.36 2.8315 INE062A01020 State Bank of India Banks 38322 112.44 2.5216 INE092A01019 Tata Chemicals Ltd Chemicals 17090 102.33 2.2917 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 13941 90.60 2.0318 INE465A01025 Bharat Forge Ltd Industrial Products 8687 90.53 2.0319 INE628A01036 UPL Ltd Pesticides 12245 89.01 1.9920 INE018A01030 Larsen & Toubro Ltd Construction Project 5350 84.26 1.8921 INE021A01026 Asian Paints Ltd Consumer Non Durables 7844 84.21 1.8922 INE238A01034 Axis Bank Ltd Banks 15994 78.50 1.7623 INE481G01011 Ultratech Cement Ltd Cement 1917 76.39 1.7124 INE263A01024 Bharat Electronics Ltd Industrial Capital Goods 47160 73.92 1.6625 INE115A01026 LIC Housing Finance Ltd Finance 11516 71.22 1.5926 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 12543 67.17 1.5027 INE155A01022 Tata Motors Ltd Auto 14104 65.70 1.4728 INE117A01022 ABB India Ltd Industrial Capital Goods 4550 58.24 1.3029 INE192A01025 Tata Global Beverages Ltd Consumer Non Durables 34529 51.98 1.1630 INE774D01024 Mahindra & Mahindra Financial Services Ltd Finance 14532 45.76 1.0231 INE917I01010 Bajaj Auto Ltd Auto 1473 41.32 0.9332 INE012A01025 ACC Ltd Cement 2366 34.21 0.7733 INE059A01026 Cipla Ltd Pharmaceuticals 5734 34.00 0.7634 INE111A01017 Container Corporation of India Ltd Transportation 2516 32.05 0.7235 INE935A01035 GlenMark Pharmaceuticals Ltd Pharmaceuticals 3704 31.56 0.7136 INE208A01029 Ashok Leyland Ltd Auto 23086 19.52 0.44 Total for Equity & Equity Related 4412.14 98.81 (B) Money Market Instruments 1 Reverse Repo 57.00 1.28 Total for Money Market Instruments 57.00 1.28 Cash and Other Net Current Assets (3.82) (0.09) Grand Total 4465.32 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 10.7105 11.5568 10.6246 11.4442 Dividend 10.7105 11.5568 10.6246 11.4442d) Dividend declared during the period (Rupees per unit) NILe) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 16.76%h) Repo in corporate debt Nil

SUNDARAM TOP 100 - SERIES VI

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE002A01018 Reliance Industries Ltd Petroleum Products 8831 116.65 4.902 INE040A01026 HDFC Bank Ltd Banks 7949 114.67 4.823 INE585B01010 Maruti Suzuki India Ltd Auto 1904 114.54 4.824 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 13121 114.44 4.815 INE009A01021 Infosys Ltd Software 11036 112.82 4.746 INE001A01036 Housing Development Finance Corporation Ltd Finance 7447 111.86 4.707 INE148I01020 Indiabulls Housing Finance Ltd Finance 11001 109.76 4.618 INE095A01012 IndusInd Bank Ltd Banks 7562 107.77 4.539 INE216A01022 Britannia Industries Ltd Consumer Non Durables 2771 93.49 3.93

10 INE095N01023 NBCC (INDIA) Ltd Construction 48331 83.15 3.5011 INE302A01020 Exide Industries Ltd Auto Ancillaries 36843 82.66 3.4812 INE721A01013 Shriram Transport Finance Company Ltd Finance 6758 72.85 3.0613 INE239A01016 Nestle India Ltd Consumer Non Durables 1079 72.08 3.0314 INE208A01029 Ashok Leyland Ltd Auto 84676 71.59 3.0115 INE263A01024 Bharat Electronics Ltd Industrial Capital Goods 45325 71.05 2.9916 INE115A01026 LIC Housing Finance Ltd Finance 11472 70.95 2.9817 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 10308 70.93 2.9818 INE296A01024 Bajaj Finance Ltd Finance 5994 70.20 2.9519 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 11100 59.45 2.5020 INE918I01018 Bajaj Finserv Ltd Finance 1449 59.39 2.5021 INE176B01034 Havells India Ltd Consumer Durables 10556 49.16 2.0722 INE860A01027 HCL Technologies Ltd Software 5469 47.84 2.0123 INE528G01019 Yes Bank Ltd Banks 3078 47.61 2.0024 INE669C01036 Tech Mahindra Ltd Software 10316 47.37 1.9925 INE326A01037 Lupin Ltd Pharmaceuticals 3233 46.72 1.9626 INE775A01035 Motherson Sumi Systems Ltd Auto Ancillaries 12505 46.51 1.9627 INE685A01028 Torrent Pharmaceuticals Ltd Pharmaceuticals 2567 39.86 1.6828 INE548C01032 Emami Ltd Consumer Non Durables 3469 36.92 1.5529 INE628A01036 UPL Ltd Pesticides 4944 35.94 1.5130 INE467B01029 Tata Consultancy Services Ltd Software 1462 35.55 1.4931 INE406A01037 Aurobindo Pharma Ltd Pharmaceuticals 5232 35.33 1.4932 INE059A01026 Cipla Ltd Pharmaceuticals 5941 35.23 1.48 Total for Equity & Equity Related 2284.33 96.04 (B) Money Market Instruments 1 CBLO 246.88 10.38 Total for Money Market Instruments 246.88 10.38 Cash and Other Net Current Assets (152.60) (6.42) Grand Total 2378.62 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 10/03/17 31/03/2017 10/03/17 31/03/2017Growth 10.0000 10.1698 10.0000 10.1599 Dividend 10.0000 10.1698 10.0000 10.1599d) Dividend declared during the period (` per unit) NILe) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 0.00%h) Repo in corporate debt Nil

SUNDARAM TOP 100 - SERIES VII

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE002A01018 Reliance Industries Ltd Petroleum Products 5649 74.62 4.542 INE585B01010 Maruti Suzuki India Ltd Auto 1205 72.49 4.413 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 8297 72.37 4.404 INE040A01026 HDFC Bank Ltd Banks 4997 72.08 4.395 INE009A01021 Infosys Ltd Software 6999 71.55 4.356 INE001A01036 Housing Development Finance Corporation Ltd Finance 4722 70.93 4.327 INE148I01020 Indiabulls Housing Finance Ltd Finance 6944 69.28 4.228 INE095A01012 IndusInd Bank Ltd Banks 4731 67.42 4.109 INE216A01022 Britannia Industries Ltd Consumer Non Durables 1751 59.08 3.5910 INE095N01023 NBCC (INDIA) Ltd Construction 30502 52.48 3.1911 INE302A01020 Exide Industries Ltd Auto Ancillaries 23155 51.95 3.1612 INE721A01013 Shriram Transport Finance Company Ltd Finance 4234 45.64 2.7813 INE239A01016 Nestle India Ltd Consumer Non Durables 680 45.43 2.7614 INE263A01024 Bharat Electronics Ltd Industrial Capital Goods 28944 45.37 2.7615 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 6530 44.94 2.7316 INE115A01026 LIC Housing Finance Ltd Finance 7263 44.92 2.7317 INE208A01029 Ashok Leyland Ltd Auto 53094 44.89 2.7318 INE296A01024 Bajaj Finance Ltd Finance 3821 44.75 2.7219 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 7022 37.61 2.2920 INE918I01018 Bajaj Finserv Ltd Finance 909 37.25 2.2721 INE326A01037 Lupin Ltd Pharmaceuticals 2067 29.87 1.8222 INE860A01027 HCL Technologies Ltd Software 3414 29.86 1.8223 INE528G01019 Yes Bank Ltd Banks 1926 29.79 1.8124 INE669C01036 Tech Mahindra Ltd Software 6485 29.78 1.8125 INE176B01034 Havells India Ltd Consumer Durables 6371 29.67 1.8126 INE775A01035 Motherson Sumi Systems Ltd Auto Ancillaries 7923 29.47 1.7927 INE548C01032 Emami Ltd Consumer Non Durables 2211 23.53 1.4328 INE685A01028 Torrent Pharmaceuticals Ltd Pharmaceuticals 1475 22.90 1.3929 INE406A01037 Aurobindo Pharma Ltd Pharmaceuticals 3339 22.54 1.3730 INE467B01029 Tata Consultancy Services Ltd Software 918 22.32 1.3631 INE628A01036 UPL Ltd Pesticides 3069 22.31 1.3632 INE059A01026 Cipla Ltd Pharmaceuticals 3749 22.23 1.35 Total for Equity & Equity Related 1439.32 87.59 (B) Money Market Instruments 1 Reverse Repo 1337.52 81.392 CBLO 175.92 10.70 Total for Money Market Instruments 1513.43 92.09 Cash and Other Net Current Assets (1309.39) (79.68) Grand Total 1643.36 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 29/03/17 31/03/2017 29/03/17 31/03/2017Growth 10.0000 10.0098 10.0000 10.0086 Dividend 10.0000 10.0098 10.0000 10.0086d) Dividend declared during the period (` per unit) NILe) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 0.00%h) Repo in corporate debt Nil

SUNDARAM VALUE FUND - SERIES I

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 250000 648.75 5.042 INE105A01035 Sundaram Clayton Ltd Auto Ancillaries 17031 620.33 4.823 INE383A01012 The India Cements Ltd Cement 350323 569.10 4.424 INE048G01018 Navin Fluorine International Ltd Chemicals 18112 551.19 4.285 INE707A01012 Vindhya Telelinks Ltd Telecom - Equipment & Accessories 68600 449.23 3.496 INE939A01011 Strides Shasun Ltd Pharmaceuticals 40000 439.40 3.417 INE858B01011 ISGEC Heavy Engineering Ltd Industrial Capital Goods 7000 421.71 3.288 INE041A01016 Dhampur Sugar Mills Ltd Consumer Non Durables 176000 381.66 2.979 INE287B01021 Subros Ltd Auto Ancillaries 175621 372.58 2.9010 INE121A01016 Cholamandalam Investment and Finance Company Ltd Finance 38000 366.72 2.8511 INE034A01011 Arvind Ltd Textile Products 91781 362.49 2.8212 INE028A01039 Bank of Baroda Banks 204517 353.71 2.7513 INE891D01026 Redington (India) Ltd Trading 309995 341.15 2.6514 INE613A01020 Rallis India Ltd Pesticides 125000 324.69 2.5215 INE050A01025 Bombay Burmah Trading Corporation Ltd Consumer Non Durables 33997 290.11 2.2516 INE611L01021 Indian Terrain Fashions Ltd Textile Products 163392 276.30 2.1517 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 246000 273.06 2.1218 INE349A01021 NRB Bearing Ltd Industrial Products 250967 271.17 2.1119 INE774D01024 Mahindra & Mahindra Financial Services Ltd Finance 85000 267.67 2.0820 INE415A01038 HSIL Ltd Consumer Durables 75100 262.74 2.0421 INE177A01018 Ingersoll Rand (India) Ltd Industrial Products 33670 260.32 2.0222 INE628A01036 UPL Ltd Pesticides 34666 251.99 1.9623 INE825A01012 Vardhman Textiles Ltd Textiles - Cotton 18509 242.96 1.8924 INE614A01028 Ramco Industries Ltd Cement 100000 239.20 1.8625 INE716A01013 Whirlpool of India Ltd Consumer Durables 18429 225.15 1.7526 INE203G01019 Indraprastha Gas Ltd Gas 21899 222.26 1.7327 INE791I01019 Brigade Enterprises Ltd Construction 92241 213.58 1.6628 INE036D01028 Karur Vysya Bank Ltd Banks 185412 207.66 1.61

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2017 (Page 7)

29 INE752P01024 Future Retail Ltd Retailing 73218 196.08 1.5230 INE647A01010 SRF Ltd Textile Products 11168 181.72 1.4131 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 73577 168.82 1.3132 INE220B01022 Kalpataru Power Transmission Ltd Power 50000 161.35 1.2533 INE332A01027 Thomas Cook (India) Ltd Services 61030 142.14 1.1034 INE113A01013 Gujarat Narmada Valley Fertilizers and Chemicals Ltd Chemicals 43119 123.77 0.9635 INE200M01013 Varun Beverages Ltd Consumer Non Durables 29787 120.62 0.9436 INE378D01032 Madhucon Projects Ltd Construction 262775 111.55 0.8737 INE878A01011 GE Power India Ltd Industrial Capital Goods 18677 109.78 0.8538 INE621L01012 Texmaco Rail & Engineering Ltd Industrial Capital Goods 91838 85.23 0.66 Sub Total 11107.93 86.33 b) Derivative 1 Nifty Option Dec 2017 8300 Index Option 95500 1191.08 9.26 Sub Total 1191.08 9.26 Total for Equity & Equity Related 12299.01 95.59 (B) Money Market Instruments 1 Reverse Repo 541.00 4.20 Total for Money Market Instruments 541.00 4.20 Cash and Other Net Current Assets 27.25 0.21 Grand Total 12867.26 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 11.5080 13.2263 11.3804 13.0569 Dividend 11.5079 13.2262 11.3804 13.0569d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 12.45%h) Repo in corporate debt Nil

SUNDARAM VALUE FUND - SERIES II

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE009A01021 Infosys Ltd Software 16000 163.56 5.212 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 40000 154.82 4.933 INE154A01025 ITC Ltd Consumer Non Durables 48000 134.54 4.284 INE002A01018 Reliance Industries Ltd Petroleum Products 10000 132.09 4.205 INE048G01018 Navin Fluorine International Ltd Chemicals 4000 121.73 3.886 INE020B01018 Rural Electrification Corporation Ltd Finance 52500 95.03 3.037 INE018A01030 Larsen & Toubro Ltd Construction Project 6000 94.49 3.018 INE472A01039 Blue Star Ltd Consumer Durables 13000 90.01 2.879 INE092A01019 Tata Chemicals Ltd Chemicals 15000 89.81 2.8610 INE040A01026 HDFC Bank Ltd Banks 6000 86.55 2.7611 INE383A01012 The India Cements Ltd Cement 50000 81.23 2.5912 INE669C01036 Tech Mahindra Ltd Software 17500 80.35 2.5613 INE860A01027 HCL Technologies Ltd Software 8500 74.35 2.3714 INE349A01021 NRB Bearing Ltd Industrial Products 62837 67.90 2.1615 INE628A01036 UPL Ltd Pesticides 8937 64.96 2.0716 INE752E01010 Power Grid Corporation of India Ltd Power 30000 59.19 1.8817 INE707A01012 Vindhya Telelinks Ltd Telecom - Equipment & Accessories 9000 58.94 1.8818 INE203G01019 Indraprastha Gas Ltd Gas 5766 58.52 1.8619 INE155A01022 Tata Motors Ltd Auto 12500 58.23 1.8520 INE733E01010 NTPC Ltd Power 35000 58.10 1.8521 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 7800 56.03 1.7822 INE119A01028 Balrampur Chini Mills Ltd Consumer Non Durables 38529 56.00 1.7823 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 23000 52.77 1.6824 INE976A01021 West Coast Paper Mills Ltd Paper 30000 52.59 1.6725 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 6000 52.33 1.6726 INE034A01011 Arvind Ltd Textile Products 12000 47.39 1.5127 INE101A01026 Mahindra & Mahindra Ltd Auto 3609 46.44 1.4828 INE090A01021 ICICI Bank Ltd Banks 16500 45.68 1.4529 INE415A01038 HSIL Ltd Consumer Durables 12000 41.98 1.3430 INE825A01012 Vardhman Textiles Ltd Textiles - Cotton 3112 40.85 1.3031 INE001A01036 Housing Development Finance Corporation Ltd Finance 2350 35.30 1.1232 INE026A01025 Gujarat State Fertilizers & Chemicals Ltd Fertilisers 26000 34.06 1.0833 INE419M01019 TD Power Systems Ltd Industrial Capital Goods 14500 33.48 1.0734 INE298A01020 Cummins India Ltd Industrial Products 3400 32.28 1.0335 INE030A01027 Hindustan UniLever Ltd Consumer Non Durables 3500 31.91 1.0236 INE028A01039 Bank of Baroda Banks 18000 31.13 0.9937 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 4500 30.97 0.9938 INE246F01010 Gujarat State Petronet Ltd Gas 19000 30.69 0.9839 INE158A01026 Hero MotoCorp Ltd Auto 950 30.61 0.9740 INE484C01022 Tide Water Oil Company (India) Ltd Petroleum Products 500 30.10 0.9641 INE131A01031 Gujarat Mineral Development Corporation Ltd Minerals/Mining 24500 29.98 0.9542 INE062A01020 State Bank of India Banks 10000 29.34 0.9343 INE522F01014 Coal India Ltd Minerals/Mining 10000 29.27 0.9344 INE043D01016 IDFC Ltd Finance 53000 28.89 0.9245 INE113A01013 Gujarat Narmada Valley Fertilizers and Chemicals Ltd Chemicals 10000 28.71 0.9146 INE121A01016 Cholamandalam Investment and Finance Company Ltd Finance 2250 21.71 0.6947 INE066P01011 INOX Wind Ltd Industrial Capital Goods 11000 18.75 0.6048 INE332A01027 Thomas Cook (India) Ltd Services 7500 17.47 0.5649 INE868B01028 NCC Ltd Construction Project 20000 16.39 0.5250 INE562A01011 Indian Bank Banks 5000 13.91 0.4451 INE213A01029 Oil & Natural Gas Corporation Ltd Oil 5000 9.25 0.29 Total for Equity & Equity Related 2880.66 91.70 (B) Money Market Instruments 1 Reverse Repo 96.00 3.06 Total for Money Market Instruments 96.00 3.06 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth 437487 150.04 4.78 Total for Mutual Fund Units 150.04 4.78 Cash and Other Net Current Assets 14.59 0.46 Grand Total 3141.29 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 12.4816 13.9674 12.3641 13.8118 Dividend 11.9884 12.9066 11.8710 12.7521d) Dividend declared during the period (` per unit) 0.50e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 60.48%h) Repo in corporate debt Nil

SUNDARAM VALUE FUND - SERIES III

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE009A01021 Infosys Ltd Software 17500 178.89 5.322 INE002A01018 Reliance Industries Ltd Petroleum Products 11000 145.30 4.323 INE154A01025 ITC Ltd Consumer Non Durables 50000 140.15 4.174 INE090A01021 ICICI Bank Ltd Banks 45000 124.58 3.705 INE018A01030 Larsen & Toubro Ltd Construction Project 7000 110.24 3.286 INE020B01018 Rural Electrification Corporation Ltd Finance 60238 109.03 3.247 INE048G01018 Navin Fluorine International Ltd Chemicals 3489 106.18 3.168 INE200M01013 Varun Beverages Ltd Consumer Non Durables 24906 100.86 3.009 INE442H01029 Ashoka Buildcon Ltd Construction Project 48370 95.29 2.8310 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 24440 94.60 2.8111 INE860A01027 HCL Technologies Ltd Software 10000 87.48 2.6012 INE113A01013 Gujarat Narmada Valley Fertilizers and Chemicals Ltd Chemicals 30000 86.12 2.5613 INE669C01036 Tech Mahindra Ltd Software 18000 82.65 2.4614 INE062A01020 State Bank of India Banks 28018 82.20 2.44

15 INE383A01012 The India Cements Ltd Cement 50000 81.23 2.4116 INE101A01026 Mahindra & Mahindra Ltd Auto 6049 77.84 2.3117 INE349A01021 NRB Bearing Ltd Industrial Products 67704 73.15 2.1718 INE040A01026 HDFC Bank Ltd Banks 5000 72.13 2.1419 INE752E01010 Power Grid Corporation of India Ltd Power 33000 65.11 1.9420 IN9155A01020 Tata Motors Ltd Auto 23000 64.89 1.9321 INE733E01010 NTPC Ltd Power 38000 63.08 1.8822 INE203G01019 Indraprastha Gas Ltd Gas 6195 62.88 1.8723 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 8500 61.06 1.8224 INE119A01028 Balrampur Chini Mills Ltd Consumer Non Durables 40795 59.30 1.7625 INE765D01014 WPIL Ltd Industrial Products 12625 58.65 1.7426 INE976A01021 West Coast Paper Mills Ltd Paper 33000 57.85 1.7227 INE868B01028 NCC Ltd Construction Project 69951 57.32 1.7028 INE034A01011 Arvind Ltd Textile Products 13000 51.34 1.5329 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 22000 50.48 1.5030 INE791I01019 Brigade Enterprises Ltd Construction 20000 46.31 1.3831 INE026A01025 Gujarat State Fertilizers & Chemicals Ltd Fertilisers 30000 39.30 1.1732 INE001A01036 Housing Development Finance Corporation Ltd Finance 2500 37.55 1.1233 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 4300 37.50 1.1134 INE012A01025 ACC Ltd Cement 2500 36.15 1.0735 INE298A01020 Cummins India Ltd Industrial Products 3700 35.13 1.0436 INE028A01039 Bank of Baroda Banks 20000 34.59 1.0337 INE030A01027 Hindustan UniLever Ltd Consumer Non Durables 3750 34.19 1.0238 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 4800 33.03 0.9839 INE131A01031 Gujarat Mineral Development Corporation Ltd Minerals/Mining 26400 32.30 0.9640 INE246F01010 Gujarat State Petronet Ltd Gas 20000 32.30 0.9641 INE158A01026 Hero MotoCorp Ltd Auto 1000 32.22 0.9642 INE043D01016 IDFC Ltd Finance 57000 31.07 0.9243 INE484C01022 Tide Water Oil Company (India) Ltd Petroleum Products 500 30.10 0.8944 INE522F01014 Coal India Ltd Minerals/Mining 10000 29.27 0.8745 INE066P01011 INOX Wind Ltd Industrial Capital Goods 15000 25.57 0.7646 INE121A01016 Cholamandalam Investment and Finance Company Ltd Finance 2250 21.71 0.6547 INE332A01027 Thomas Cook (India) Ltd Services 8000 18.63 0.5548 INE628A01036 UPL Ltd Pesticides 2200 15.99 0.4849 INE562A01011 Indian Bank Banks 4500 12.52 0.3750 INE213A01029 Oil & Natural Gas Corporation Ltd Oil 5500 10.18 0.30 Total for Equity & Equity Related 3125.48 92.92 (B) Money Market Instruments 1 Reverse Repo 86.00 2.56 Total for Money Market Instruments 86.00 2.56 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth 437487 150.04 4.46 Total for Mutual Fund Units 150.04 4.46 Cash and Other Net Current Assets 2.14 0.06 Grand Total 3363.66 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 12.7179 14.2178 12.6898 14.1616 Dividend 12.2229 13.1562 12.1949 13.1012d) Dividend declared during the period (` per unit) 0.50e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 52.59%h) Repo in corporate debt Nil

SUNDARAM VALUE FUND - SERIES VII

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE722A01011 Shriram City Union Finance Ltd Finance 4483 105.79 3.522 INE647A01010 SRF Ltd Textile Products 6116 99.52 3.313 INE028A01039 Bank of Baroda Banks 56496 97.71 3.254 INE765D01014 WPIL Ltd Industrial Products 20992 97.52 3.255 INE160A01022 Punjab National Bank Banks 64774 97.10 3.236 INE419M01019 TD Power Systems Ltd Industrial Capital Goods 40805 94.22 3.147 INE472A01039 Blue Star Ltd Consumer Durables 13181 91.27 3.048 INE438A01022 Apollo Tyres Ltd Auto Ancillaries 38073 79.46 2.659 INE205A01025 Vedanta Ltd Non - Ferrous Metals 28856 79.34 2.6410 INE774D01024 Mahindra & Mahindra Financial Services Ltd Finance 25136 79.15 2.6411 INE517F01014 Gujarat Pipavav Port Ltd Transportation 46773 77.22 2.5712 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 35546 75.54 2.5113 INE074A01025 Praj Industries Ltd Industrial Capital Goods 93723 75.03 2.5014 INE852F01015 Gateway Distriparks Ltd Transportation 29372 74.25 2.4715 INE022I01019 Asian Granito India Ltd Construction 20000 73.63 2.4516 INE549A01026 Hindustan Construction Company Ltd Construction Project 185447 73.34 2.4417 INE155A01022 Tata Motors Ltd Auto 15609 72.71 2.4218 INE451D01011 Rajratan Global Wire Ltd Auto Ancillaries 10482 64.25 2.1419 INE442H01029 Ashoka Buildcon Ltd Construction Project 31122 61.31 2.0420 INE114A01011 Steel Authority of India Ltd Ferrous Metals 93010 57.02 1.9021 *** Star Cement Ltd Cement 40318 42.52 1.4222 INE383A01012 The India Cements Ltd Cement 18248 29.64 0.9923 *** Artemis Global Life Sciences Ltd Healthcare Services 1963 1.87 0.0624 INE034D01031 PTL Enterprises Ltd Miscellaneous 1963 0.92 0.03 Total for Equity & Equity Related 1700.32 56.61 (B) Money Market Instruments 1 CBLO 198.91 6.62 Total for Money Market Instruments 198.91 6.62 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth 2916583 1000.25 33.30 Total for Mutual Fund Units 1000.25 33.30 Cash and Other Net Current Assets 104.17 3.47 Grand Total 3003.64 100.00*** ISIN details awaitedNotesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 07/03/17 31/03/2017 07/03/17 31/03/2017Growth 10.0000 10.1906 10.0000 10.1882 Dividend 10.0000 10.1906 10.0000 10.1882d) Dividend declared during the period (` per unit) NILe) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 4.52%h) Repo in corporate debt Nil

SUNDARAM SELECT SMALL CAP SERIES - II

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE331A01037 The Ramco Cements Ltd Cement 54839 368.87 4.652 INE918I01018 Bajaj Finserv Ltd Finance 7644 313.28 3.953 INE774D01024 Mahindra & Mahindra Financial Services Ltd Finance 85264 268.50 3.394 INE203G01019 Indraprastha Gas Ltd Gas 25168 255.44 3.225 INE171A01029 The Federal Bank Ltd Banks 271434 248.23 3.136 INE034A01011 Arvind Ltd Textile Products 61856 244.30 3.087 INE302A01020 Exide Industries Ltd Auto Ancillaries 108775 244.04 3.088 INE647A01010 SRF Ltd Textile Products 14515 236.18 2.989 INE028A01039 Bank of Baroda Banks 133027 230.07 2.9010 INE169A01031 Coromandel International Ltd Fertilisers 72280 225.41 2.8411 INE180A01020 Max Financial Services Ltd Finance 38289 220.91 2.7912 INE891D01026 Redington (India) Ltd Trading 196362 216.10 2.7313 INE486A01013 CESC Ltd Power 25243 212.34 2.6814 INE716A01013 Whirlpool of India Ltd Consumer Durables 16864 206.03 2.6015 INE462A01022 Bayer Cropscience Ltd Pesticides 5346 202.94 2.5616 INE152A01029 Thermax Ltd Industrial Capital Goods 20327 199.19 2.5117 INE513A01014 Fag Bearings India Ltd Industrial Products 4047 185.31 2.3418 INE172A01027 Castrol India Ltd Petroleum Products 42282 182.83 2.3119 INE775A01035 Motherson Sumi Systems Ltd Auto Ancillaries 47400 176.28 2.22

20 INE121A01016 Cholamandalam Investment and Finance Company Ltd Finance 18100 174.67 2.2021 INE160A01022 Punjab National Bank Banks 112579 168.76 2.1322 INE562A01011 Indian Bank Banks 60586 168.58 2.1323 INE628A01036 UPL Ltd Pesticides 22189 161.29 2.0324 INE825A01012 Vardhman Textiles Ltd Textiles - Cotton 12111 158.98 2.0125 INE055A01016 Century Textiles & Industries Ltd Cement 14552 153.25 1.9326 INE007A01025 CRISIL Ltd Finance 8033 152.99 1.9327 INE036D01028 Karur Vysya Bank Ltd Banks 127014 142.26 1.7928 INE428A01015 Allahabad Bank Banks 186550 137.02 1.7329 INE010V01017 L&T Technology Services Ltd Software 17440 135.79 1.7130 INE211B01039 The Phoenix Mills Ltd Construction 35721 135.19 1.7131 INE356A01018 MphasiS Ltd Software 22609 131.11 1.6532 INE823G01014 JK Cement Ltd Cement 13169 123.12 1.5533 INE752P01024 Future Retail Ltd Retailing 45862 122.82 1.5534 INE264A01014 GlaxoSmithKline Consumer Healthcare Ltd Consumer Non Durables 2000 103.12 1.3035 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 38783 100.64 1.2736 INE451A01017 Force Motors Ltd Auto 2135 95.80 1.2137 INE839M01018 Schneider Electric Infrastructure Ltd Industrial Capital Goods 67193 95.35 1.2038 INE749A01030 Jindal Steel & Power Ltd Ferrous Metals 61458 74.36 0.9439 INE437A01024 Apollo Hospitals Enterprise Ltd Healthcare Services 5690 66.30 0.84 Total for Equity & Equity Related 7037.65 88.77 (B) Money Market Instruments 1 Reverse Repo 101.00 1.27 Total for Money Market Instruments 101.00 1.27 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth 2333266 800.20 10.09 Total for Mutual Fund Units 800.20 10.09 Cash and Other Net Current Assets (11.15) (0.14) Grand Total 7927.69 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 12.2529 13.2402 12.0712 13.0211 Dividend 12.2529 13.2402 12.0712 13.0211d) Dividend declared during the period (` per unit) NILe) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 31.81%h) Repo in corporate debt Nil

SUNDARAM SELECT SMALL CAP SERIES - III

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE331A01037 The Ramco Cements Ltd Cement 34408 231.45 4.642 INE918I01018 Bajaj Finserv Ltd Finance 4806 196.97 3.953 INE774D01024 Mahindra & Mahindra Financial Services Ltd Finance 53540 168.60 3.384 INE203G01019 Indraprastha Gas Ltd Gas 15820 160.57 3.225 INE171A01029 The Federal Bank Ltd Banks 174656 159.72 3.206 INE034A01011 Arvind Ltd Textile Products 38903 153.65 3.087 INE302A01020 Exide Industries Ltd Auto Ancillaries 68181 152.96 3.078 INE647A01010 SRF Ltd Textile Products 9102 148.10 2.979 INE169A01031 Coromandel International Ltd Fertilisers 47021 146.63 2.9410 INE028A01039 Bank of Baroda Banks 83642 144.66 2.9011 INE180A01020 Max Financial Services Ltd Finance 24038 138.69 2.7812 INE891D01026 Redington (India) Ltd Trading 125723 138.36 2.7713 INE486A01013 CESC Ltd Power 16069 135.17 2.7114 INE462A01022 Bayer Cropscience Ltd Pesticides 3345 126.98 2.5515 INE716A01013 Whirlpool of India Ltd Consumer Durables 10303 125.87 2.5216 INE152A01029 Thermax Ltd Industrial Capital Goods 12782 125.26 2.5117 INE775A01035 Motherson Sumi Systems Ltd Auto Ancillaries 31600 117.52 2.3618 INE513A01014 Fag Bearings India Ltd Industrial Products 2552 116.86 2.3419 INE172A01027 Castrol India Ltd Petroleum Products 26472 114.46 2.3020 INE121A01016 Cholamandalam Investment and Finance Company Ltd Finance 11350 109.53 2.2021 INE160A01022 Punjab National Bank Banks 70778 106.10 2.1322 INE562A01011 Indian Bank Banks 37982 105.68 2.1223 INE628A01036 UPL Ltd Pesticides 13878 100.88 2.0224 INE825A01012 Vardhman Textiles Ltd Textiles - Cotton 7602 99.79 2.0025 INE055A01016 Century Textiles & Industries Ltd Cement 9199 96.88 1.9426 INE007A01025 CRISIL Ltd Finance 5072 96.60 1.9427 INE010V01017 L&T Technology Services Ltd Software 11600 90.32 1.8128 INE036D01028 Karur Vysya Bank Ltd Banks 79408 88.94 1.7829 INE211B01039 The Phoenix Mills Ltd Construction 22397 84.76 1.7030 INE428A01015 Allahabad Bank Banks 114825 84.34 1.6931 INE356A01018 MphasiS Ltd Software 14181 82.24 1.6532 INE752P01024 Future Retail Ltd Retailing 28841 77.24 1.5533 INE823G01014 JK Cement Ltd Cement 8058 75.34 1.5134 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 24498 63.57 1.2835 INE264A01014 GlaxoSmithKline Consumer Healthcare Ltd Consumer Non Durables 1200 61.87 1.2436 INE451A01017 Force Motors Ltd Auto 1340 60.13 1.2137 INE839M01018 Schneider Electric Infrastructure Ltd Industrial Capital Goods 41438 58.80 1.1838 INE749A01030 Jindal Steel & Power Ltd Ferrous Metals 38649 46.77 0.9439 INE437A01024 Apollo Hospitals Enterprise Ltd Healthcare Services 3586 41.78 0.84 Total for Equity & Equity Related 4434.02 88.93 (B) Money Market Instruments 1 Reverse Repo 143.00 2.87 Total for Money Market Instruments 143.00 2.87 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth 1166633 400.10 8.02 Total for Mutual Fund Units 400.10 8.02 Cash and Other Net Current Assets 8.85 0.18 Grand Total 4985.98 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 11.9986 12.9860 11.9047 12.8619 Dividend 12.0171 13.0059 11.9048 12.8619d) Dividend declared during the period (` per unit) NILe) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 33.18%h) Repo in corporate debt Nil

SUNDARAM SELECT SMALL CAP SERIES - IV

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE331A01037 The Ramco Cements Ltd Cement 36317 244.29 4.642 INE918I01018 Bajaj Finserv Ltd Finance 5072 207.87 3.953 INE774D01024 Mahindra & Mahindra Financial Services Ltd Finance 56464 177.81 3.384 INE203G01019 Indraprastha Gas Ltd Gas 16858 171.10 3.255 INE171A01029 The Federal Bank Ltd Banks 184442 168.67 3.216 INE034A01011 Arvind Ltd Textile Products 41226 162.82 3.107 INE302A01020 Exide Industries Ltd Auto Ancillaries 71931 161.38 3.078 INE647A01010 SRF Ltd Textile Products 9619 156.52 2.989 INE028A01039 Bank of Baroda Banks 88181 152.51 2.9010 INE169A01031 Coromandel International Ltd Fertilisers 48101 150.00 2.8511 INE180A01020 Max Financial Services Ltd Finance 25390 146.49 2.7812 INE891D01026 Redington (India) Ltd Trading 131056 144.23 2.7413 INE486A01013 CESC Ltd Power 16938 142.48 2.7114 INE462A01022 Bayer Cropscience Ltd Pesticides 3524 133.78 2.5415 INE716A01013 Whirlpool of India Ltd Consumer Durables 10862 132.70 2.5216 INE152A01029 Thermax Ltd Industrial Capital Goods 13482 132.12 2.5117 INE356A01018 MphasiS Ltd Software 22431 130.08 2.4718 INE513A01014 Fag Bearings India Ltd Industrial Products 2707 123.95 2.3619 INE172A01027 Castrol India Ltd Petroleum Products 27980 120.99 2.3020 INE775A01035 Motherson Sumi Systems Ltd Auto Ancillaries 31600 117.52 2.23

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2017 (Page 8)

21 INE121A01016 Cholamandalam Investment and Finance Company Ltd Finance 12000 115.81 2.2022 INE160A01022 Punjab National Bank Banks 74614 111.85 2.1323 INE562A01011 Indian Bank Banks 39802 110.75 2.1124 INE825A01012 Vardhman Textiles Ltd Textiles - Cotton 8060 105.80 2.0125 INE628A01036 UPL Ltd Pesticides 14272 103.74 1.9726 INE055A01016 Century Textiles & Industries Ltd Cement 9681 101.96 1.9427 INE007A01025 CRISIL Ltd Finance 5330 101.51 1.9328 INE036D01028 Karur Vysya Bank Ltd Banks 83840 93.90 1.7929 INE010V01017 L&T Technology Services Ltd Software 11600 90.32 1.7230 INE211B01039 The Phoenix Mills Ltd Construction 23605 89.33 1.7031 INE428A01015 Allahabad Bank Banks 121151 88.99 1.6932 INE752P01024 Future Retail Ltd Retailing 30418 81.46 1.5533 INE823G01014 JK Cement Ltd Cement 8495 79.42 1.5134 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 26037 67.57 1.2835 INE264A01014 GlaxoSmithKline Consumer Healthcare Ltd Consumer Non Durables 1300 67.03 1.2736 INE451A01017 Force Motors Ltd Auto 1413 63.40 1.2137 INE839M01018 Schneider Electric Infrastructure Ltd Industrial Capital Goods 43205 61.31 1.1738 INE749A01030 Jindal Steel & Power Ltd Ferrous Metals 40781 49.35 0.9439 INE437A01024 Apollo Hospitals Enterprise Ltd Healthcare Services 3805 44.33 0.84 Total for Equity & Equity Related 4705.11 89.45 (B) Money Market Instruments 1 Reverse Repo 146.00 2.78 Total for Money Market Instruments 146.00 2.78 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth 1166633 400.10 7.61 Total for Mutual Fund Units 400.10 7.61 Cash and Other Net Current Assets 8.77 0.17 Grand Total 5259.97 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 11.9434 12.9379 11.8606 12.8258 Dividend 11.9434 12.9379 11.8606 12.8258d) Dividend declared during the period (` per unit) NILe) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 32.74%h) Repo in corporate debt Nil

SUNDARAM WORLD BRAND FUND SERIES I

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Foreign Securities a) American Depository Receipt 1 US8923313071 Toyota Motor Corp - Spon ADR Automotive 2,740 192.97 3.682 US4381283088 Honda Motor Co Ltd-Spon ADR Automotive 6,282 123.25 2.353 US03524A1088 Anheuser-Busch Inbev-Spon ADR Beverages 1,650 117.43 2.244 US4258831050 Hennes & Mauritz AB-Unspon ADR Consumer Discretionary 27,524 90.48 1.725 US4557931098 Inditex-Unspon ADR Consumer Discretionary 7,316 83.37 1.596 US5024413065 LVMH Moet Hennessy Louis Vuitton SA-Unspon ADR Consumer Discretionary 1,197 34.12 0.65 Sub Total 641.62 12.22 b) Overseas Equity Shares 1 US5949181045 Microsoft Corporation Computers - Software 7,472 319.07 6.082 US02079K3059 Alphabet Inc. Class A Internet / Intranet 560 307.83 5.863 US0231351067 Amazon.Com Inc Product Distribution 501 287.98 5.484 US5801351017 Mcdonald's Corporation Restaurant 3,278 275.47 5.255 US0378331005 Apple Inc Manufacturing 2,796 260.44 4.966 US30303M1027 Facebook Inc Internet / Intranet 2,700 248.68 4.747 US3696041033 General Electric Company Diversified Manufacturing 12,643 244.29 4.658 US4592001014 International Business Machines Corp Computer Services 1,919 216.67 4.139 US1912161007 Coca-Cola Company Beverage 7,589 208.83 3.9810 DE0005190003 Bayerische Motoren Werke AG Automobile Industry 3,104 183.80 3.5011 FR0000121014 LVMH Moet Hennessy Louis Vuitton SA Consumer Discretionary 1,073 152.95 2.9112 US7427181091 Procter & Gamble Co Consumer Staples 2,600 151.47 2.8813 US2546871060 The Walt Disney Company Media & Broadcasting 2,012 147.92 2.8214 US4581401001 Intel Corporation Electronic Components/ Instruments 6,316 147.71 2.8115 US17275R1023 Cisco Systems Inc Networking 6,206 136.01 2.5916 US68389X1054 Oracle Corporation Software & Services 4,481 129.61 2.4717 FR0000052292 Hermes International Consumer Discretionary 380 116.86 2.2318 US6541061031 Nike Inc Footware 2,868 103.63 1.9719 US9113121068 United Parcel Service Inc Courier 1,478 102.83 1.9620 DE0007164600 SAP SE Information Technology 1,607 102.36 1.9521 US46625H1005 JP Morgan Chase & Co Financials 1,694 96.48 1.8422 DE0007100000 Daimler AG-Registered Shares Consumer Discretionary 2,000 95.84 1.8323 US7134481081 Pepsico Inc Beverage 1,298 94.14 1.7924 US0258161092 American Express Company Financials 1,824 93.56 1.7825 US2786421030 Ebay Inc Commerce 1,877 40.86 0.7826 DE0007100000 Daimler AG-Registered Shares Consumer Discretionary 676 32.47 0.62 Sub Total 4,297.78 81.85 Total for Foreign Securities 4,939.39 94.07 (B) Money Market Instruments Reverse Repo 300.00 5.71 Total for Money Market Instruments 300.00 5.71 Cash & Other Net Current assets 11.33 0.22 Grand Total 5,250.72 100.00Notes a) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 11.3773 11.8431 11.2209 11.6609Dividend 11.3773 11.8431 11.2209 11.6608d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period ` 4939.39 Lakhsg) Portfolio Turnover Ratio 18.00%h) Repo in corporate debt Nil

SUNDARAM WORLD BRAND FUND SERIES II

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Foreign Securities a) American Depository Receipt 1 US8923313071 Toyota Motor Corp - Spon ADR Automotive 2,464 173.53 3.672 US4381283088 Honda Motor Co Ltd-Spon ADR Automotive 5,684 111.52 2.363 US03524A1088 Anheuser-Busch Inbev-Spon ADR Beverages 1,470 104.62 2.214 US4258831050 Hennes & Mauritz AB-Unspon ADR Consumer Discretionary 24,752 81.37 1.725 US4557931098 Inditex-Unspon ADR Consumer Discretionary 6,545 74.58 1.586 US5024413065 LVMH Moet Hennessy Louis Vuitton SA-Unspon ADR Consumer Discretionary 1,077 30.70 0.65 Sub Total 576.32 12.19 b) Overseas Equity Shares 1 US5949181045 Microsoft Corporation Computers - Software 6,717 286.83 6.072 US02079K3059 Alphabet Inc. Class A Internet / Intranet 504 277.05 5.863 US0231351067 Amazon.Com Inc Product Distribution 451 259.24 5.494 US5801351017 Mcdonald'S Corporation Restaurant 2,969 249.51 5.285 US0378331005 Apple Inc Manufacturing 2,514 234.17 4.966 US30303M1027 Facebook Inc Internet / Intranet 2,450 225.65 4.777 US3696041033 General Electric Company Diversified Manufacturing 11,447 221.18 4.688 US4592001014 International Business Machines Corp Computer Services 1,725 194.77 4.129 US1912161007 Coca-Cola Company Beverage 6,873 189.13 4.0010 DE0005190003 Bayerische Motoren Werke AG Automobile Industry 2,705 160.17 3.3911 FR0000121014 LVMH Moet Hennessy Louis Vuitton SA Consumer Discretionary 970 138.27 2.9312 US7427181091 Procter & Gamble Co/The Consumer Staples 2,352 137.02 2.9013 US2546871060 The Walt Disney Company Media & Broadcasting 1,820 133.81 2.8314 US4581401001 Intel Corporation Electronic Components/ Instruments 5,719 133.75 2.8315 US17275R1023 Cisco Systems Inc Networking 5,623 123.23 2.61

16 US68389X1054 Oracle Corporation Software & Services 4,059 117.40 2.4817 FR0000052292 Hermes International Consumer Discretionary 340 104.56 2.2118 US6541061031 Nike Inc Footware 2,596 93.81 1.9819 US9113121068 United Parcel Service Inc Courier 1,337 93.02 1.9720 DE0007164600 SAP SE Information Technology 1,446 92.10 1.9521 US46625H1005 JP Morgan Chase & Co Financials 1,523 86.74 1.8422 US7134481081 Pepsico Inc Beverage 1,177 85.37 1.8123 DE0007100000 Daimler AG-Registered Shares Consumer Discretionary 1,777 85.15 1.8024 US0258161092 American Express Company Financials 1,650 84.63 1.7925 US2786421030 Ebay Inc Commerce 1,702 37.05 0.7826 DE0007100000 Daimler AG-Registered Shares Consumer Discretionary 615 29.54 0.63 Sub Total 3,873.16 81.96 Total for Foreign Securities 4,449.48 94.15 (B) Money Market Instruments Reverse Repo 267.00 5.65 Total for Money Market Instruments 267.00 5.65 Cash & Other Net Current assets 9.41 0.20 Grand Total 4,725.89 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 11.3912 11.8586 11.2396 11.6812Dividend 11.3912 11.8586 11.2396 11.6812d) Dividend declared during the period (Rupees per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period ` 4449.48 Lakhsg) Portfolio Turnover Ratio 18.00%h) Repo in corporate debt Nil

SUNDARAM WORLD BRAND FUND SERIES III

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Foreign Securities a) American Depository Receipt1 US8923313071 Toyota Motor Corp - Spon ADR Automotive 1,780 125.36 3.682 US4381283088 Honda Motor Co Ltd-Spon ADR Automotive 4,079 80.03 2.353 US03524A1088 Anheuser-Busch Inbev-Spon ADR Beverages 1,060 75.44 2.214 US4258831050 Hennes & Mauritz Ab-Unspon ADR Consumer Discretionary 17,875 58.76 1.725 US4557931098 Inditex-Unspon ADR Consumer Discretionary 4,724 53.83 1.586 US5024413065 LVMH Moet Hennessy Louis Vuitton SA-Unspon ADR Consumer Discretionary 778 22.18 0.65 Sub Total 415.60 12.19 b) Overseas Equity Shares 1 US5949181045 Microsoft Corporation Computers - Software 4,851.00 207.15 6.072 US02079K3059 Alphabet Inc. Class A Internet / Intranet 364.00 200.09 5.873 US0231351067 Amazon.Com Inc Product Distribution 325.00 186.82 5.484 US5801351017 Mcdonald'S Corporation Restaurant 2,129.00 178.92 5.255 US0378331005 Apple Inc Manufacturing 1,816.00 169.16 4.966 US30303M1027 Facebook Inc Internet / Intranet 1,750.00 161.18 4.737 US3696041033 General Electric Company Diversified Manufacturing 8,208.00 158.59 4.658 US4592001014 International Business Machines Corp Computer Services 1,247.00 140.80 4.139 US1912161007 Coca-Cola Company Beverage 4,928.00 135.61 3.9810 DE0005190003 Bayerische Motoren Werke AG Automobile Industry 2,015.00 119.32 3.5011 FR0000121014 LVMH Moet Hennessy Louis Vuitton SA Consumer Discretionary 701.00 99.92 2.9312 US7427181091 Procter & Gamble Co/The Consumer Staples 1,688.00 98.34 2.8813 US2546871060 The Walt Disney Company Media & Broadcasting 1,306.00 96.02 2.8214 US4581401001 Intel Corporation Electronic Components/ Instruments 4,102.00 95.93 2.8115 US17275R1023 Cisco Systems Inc Networking 4,029.00 88.30 2.5916 US68389X1054 Oracle Corporation Software & Services 2,911.00 84.20 2.4717 DE0007100000 Daimler AG-Registered Shares Consumer Discretionary 1,728.00 82.80 2.4318 FR0000052292 Hermes International Consumer Discretionary 250.00 76.88 2.2519 US6541061031 Nike Inc Footware 1,862.00 67.28 1.9720 US9113121068 United Parcel Service Inc Courier 959.00 66.72 1.9621 DE0007164600 SAP SE Information Technology 1,044.00 66.50 1.9522 US46625H1005 JP Morgan Chase & Co Financials 1,099.00 62.59 1.8423 US7134481081 Pepsico Inc Beverage 843.00 61.14 1.7924 US0258161092 American Express Company Financials 1,185.00 60.78 1.7825 US2786421030 Ebay Inc Commerce 1,219.00 26.53 0.78 Sub Total 2,791.57 81.85 Total for Foreign Securities 3,207.17 94.04 (B) Money Market Instruments Reverse Repo 195.00 5.72 Total for Money Market Instruments 195.00 5.72 Cash & Other Net Current assets 8.14 0.24 Grand Total 3,410.31 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 11.5215 11.9939 11.3754 11.8221Dividend 11.5215 11.9939 11.3754 11.8221d) Dividend declared during the period (Rupees per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period ` 3207.17 Lakhsg) Portfolio Turnover Ratio 18.00%h) Repo in corporate debt Nil

SUNDARAM BOND SAVER

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE202B07HV0 Dewan Housing Finance Corporation Ltd - 9.3 - 16/08/2026** BWR AAA 119000 1185.36 8.432 INE296A08771 Bajaj Finance Ltd - 8.85 - 15/07/2026** IND AAA 100 1021.76 7.273 INE906B07FG1 National Highway Authority of India - 7.6 - 18/03/2022 CRISIL AAA 100 1011.35 7.194 INE604U07032 Camden Industries Ltd - 8.52 - 23/03/2020** ICRA AAA(SO) 100 1000.90 7.125 INE121A08OA2 Cholamandalam Investment and Finance Company Ltd - 9.08 - 23/11/2023** ICRA AA 100 997.78 7.106 INE081A08215 Tata Steel Ltd - 8.15 - 01/10/2026** BWR AA 100 972.18 6.927 INE001A07PB3 Housing Development Finance Corporation Ltd - 8.44 - 01/06/2026** CRISIL AAA 6 621.49 4.428 INE038A07266 Hindalco Industries Ltd - 9.55 - 27/06/2022** CRISIL AA- 50 526.64 3.759 INE206D08360 Nuclear Power Corporation of India Ltd - 8.13 - 28/03/2027** CRISIL AAA 50 524.11 3.7310 INE020B08AH8 Rural Electrification Corporation Ltd - 7.95 - 12/03/2027 CRISIL AAA 50 511.74 3.6411 INE053F07983 Indian Railway Finance Corporation Ltd - 7.83 - 21/03/2027 CRISIL AAA 50 510.24 3.6312 INE860H08DW7 Aditya Birla Finance Ltd - 8.9 - 20/11/2026** ICRA AA+ 50 506.73 3.6013 INE941D07166 Reliance Ports and Terminals Ltd - 7.9 - 18/11/2026** CRISIL AAA 50 493.23 3.51 Sub Total 9883.52 70.31 b) Govt Security 1 IN2220130057 9.60 Maharashtra State Development Loan 14/08/2023** Sovereign 500000 550.87 3.922 IN3420160183 7.64 West Bengal State Development Loan 29/03/2027** Sovereign 500000 500.75 3.563 IN2220140148 8.43 Maharashtra State Development Loan 12/11/2024** Sovereign 350000 366.64 2.614 IN2920160081 8.27 Rajasthan State Development Loan 23/06/2022** Sovereign 274000 283.53 2.025 IN2920160107 8.29 Rajasthan State Development Loan 23/06/2024** Sovereign 274000 283.01 2.016 IN2920160073 8.15 Rajasthan State Development Loan 23/06/2021** Sovereign 274000 281.57 2.00 Sub Total 2266.37 16.12 Total for Debt Instruments 12149.89 86.43 (B) Money Market Instruments 1 Reverse Repo 1460.00 10.39 Total for Money Market Instruments 1460.00 10.39 Cash and Other Net Current Assets 447.86 3.19 Grand Total 14057.75 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct Plan Institutional Plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 46.2564 47.6469 50.7261 52.0412 44.8760 46.0430

Bonus - - - - 15.3272 15.7257 Quarterly Dividend 19.3547 19.6356 - - 11.9209 11.9289 Halfyearly Dividend - - - - 11.9887 11.9998 Annual Dividend 12.3195 12.0881 - - 11.9687 11.6785d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Quarterly Dividend 0.216680 - 0.216680 0.200750Halfyearly Dividend - - 0.216680 - Annual Dividend 0.433359 - 0.433359 - e) Bonus declared during the period (` per unit) Nilf) Total outstanding exposure in derivative instruments at the end of the period Nilg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilh) Average Maturity (years) 6.69 i) Average Duration (years) 4.57 j) Repo in corporate debt Nil

SUNDARAM MONEY FUND (Liquid Fund)

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE134E08IB7 Power Finance Corporation Ltd - 7.98 - 21/04/2017** CRISIL AAA 1933 19340.77 3.232 INE657N07175 Edelweiss Commodities Services Ltd - 9 - 19/04/2017** CRISIL AA 500 5092.94 0.853 INE296A07FK1 Bajaj Finance Ltd - 28/06/2017** CRISIL AAA 250 2984.33 0.504 INE306N07GZ7 Tata Capital Financial Services Ltd - 8.99 - 23/06/2017** CRISIL AA+ 230 2309.13 0.395 INE202B07EG8 Dewan Housing Finance Corporation Ltd - 9.74 - 09/06/2017** CARE AAA 154 1548.69 0.266 INE001A07IM5 Housing Development Finance Corporation Ltd - 9.7-07/06/2017** CRISIL AAA 150 1507.50 0.257 INE115A07CM6 LIC Housing Finance Ltd - 9.7 - 11/06/2017** CRISIL AAA 50 502.64 0.08 Total for Debt Instruments 33286.01 5.56 (B) Money Market Instruments a) Certificate of Deposits 1 INE095A16VW0 IndusInd Bank Ltd - 19/05/2017** CRISIL A1+ 14900 14776.62 2.472 INE092T16850 IDFC Bank Ltd - 09/06/2017 ICRA A1+ 10000 9885.82 1.653 INE526V16093 Abu Dhabi Commercial Bank Ltd - 27/04/2017** CRISIL A1+ 7500 7461.60 1.254 INE528G16J92 Yes Bank Ltd - 08/05/2017** CRISIL A1+ 7500 7449.12 1.255 INE237A16R74 Kotak Mahindra Bank Ltd - 23/05/2017** CRISIL A1+ 5000 4955.33 0.836 INE095A16VS8 IndusInd Bank Ltd - 01/06/2017 CRISIL A1+ 5000 4949.30 0.837 INE526V16119 Abu Dhabi Commercial Bank Ltd - 21/04/2017** CRISIL A1+ 2500 2490.14 0.428 INE040A16BA4 HDFC Bank Ltd - 17/05/2017** CRISIL A1+ 2500 2480.51 0.419 INE090A163H4 ICICI Bank Ltd - 02/06/2017** ICRA A1+ 2500 2474.26 0.4110 INE090A165H9 ICICI Bank Ltd - 08/06/2017** ICRA A1+ 2500 2471.80 0.4111 INE238A16L87 Axis Bank Ltd - 09/06/2017** CRISIL A1+ 2500 2471.36 0.4112 INE092T16124 IDFC Bank Ltd - 18/05/2017** CRISIL A1+ 2130 2112.49 0.3513 INE095A16VM1 IndusInd Bank Ltd - 28/04/2017** CRISIL A1+ 500 497.46 0.0814 INE092T16835 IDFC Bank Ltd - 05/05/2017** CRISIL A1+ 500 497.22 0.0815 INE092T16892 IDFC Bank Ltd - 16/05/2017** CRISIL A1+ 500 495.88 0.0816 INE092T16116 IDFC Bank Ltd - 24/04/2017** CRISIL A1+ 110 109.58 0.0217 INE141A16XK3 Oriental Bank of Commerce - 28/04/2017** CRISIL A1+ 30 29.86 # Sub Total 65608.35 10.97 b) Commercial Papers 1 INE804I14PF0 ECL Finance Ltd - 23/05/2017** CRISIL A1+ 6000 29700.04 4.962 INE607M14087 TATA Power Renewable Energy Ltd - 30/05/2017** CRISIL A1+ 6000 29683.14 4.963 INE148I14QG8 Indiabulls Housing Finance Ltd - 23/05/2017** CRISIL A1+ 5000 24765.03 4.144 INE556F14EQ3 Small Industrial Development Bank of India - 15/05/2017** CRISIL A1+ 4200 20829.57 3.485 INE607M14061 TATA Power Renewable Energy Ltd - 25/04/2017** CRISIL A1+ 4000 19906.44 3.336 INE523E14QR8 L & T Finance Ltd - 29/05/2017** CRISIL A1+ 4000 19787.84 3.317 INE055A14EP9 Century Textiles & Industries Ltd - 28/04/2017** CRISIL A1+ 3000 14923.32 2.498 INE114A14EC2 Steel Authority of India Ltd - 29/05/2017** CRISIL A1+ 3000 14847.52 2.489 INE523E14PY6 Family Credit Ltd - 12/06/2017** CARE A1+ 3000 14808.66 2.4810 INE860H14XS1 Aditya Birla Finance Ltd - 28/04/2017** CRISIL A1+ 2900 14420.28 2.4111 INE148I14QC7 Indiabulls Housing Finance Ltd - 05/05/2017** CRISIL A1+ 2900 14400.43 2.4112 INE202B14JI9 Dewan Housing Finance Corporation Ltd - 12/05/2017** CRISIL A1+ 2900 14378.46 2.4013 INE248U14638 IIFL Wealth Finance Ltd - 11/05/2017** CRISIL A1+ 2000 9911.18 1.6614 INE114A14EB4 Steel Authority of India Ltd - 24/05/2017** CRISIL A1+ 2000 9907.68 1.6615 INE729N14AB0 TVS Credit Services Ltd - 05/06/2017** ICRA A1+ 2000 9877.66 1.6516 INE261F14BG7 National Bank for Agricultural & Rural Development - 22/06/2017** CRISIL A1+ 2000 9863.72 1.6517 INE657N14KM9 Edelweiss Commodities Services Ltd - 27/06/2017** ICRA A1+ 2000 9835.89 1.6418 INE248U14646 IIFL Wealth Finance Ltd - 16/05/2017** CRISIL A1+ 1900 9405.17 1.5719 INE597H14GI5 TGS Investment & Trade Pvt Ltd - 27/04/2017** CRISIL A1+ 1500 7460.46 1.2520 INE978J14EV1 Turqoise Investment and Finance - 26/05/2017** CRISIL A1+ 1500 7424.00 1.2421 INE179J14EZ7 Birla Tmt Holdings Private Ltd - 26/05/2017** CRISIL A1+ 1500 7424.00 1.2422 INE149A14AD4 Tube Investments of India Ltd - 20/04/2017** CRISIL A1+ 1000 4983.30 0.8323 INE085A14BZ1 Chambal Fertilizers & Chemicals Ltd - 05/05/2017** CRISIL A1+ 1000 4970.77 0.8324 INE962S14331 Tata Power Solar Systems - 12/05/2017** CRISIL A1+ 1000 4963.80 0.8325 INE053T14691 ONGC Mangalore Petrochemicals Ltd - 19/05/2017** CRISIL A1+ 1000 4955.77 0.8326 INE498L14638 Larsen and Turbo Finance Holdings Ltd - 26/05/2017** CRISIL A1+ 1000 4950.44 0.8327 INE729N14947 TVS Credit Services Ltd - 23/05/2017** CRISIL A1+ 1000 4950.32 0.8328 INE094O14910 Daimler Financial Services India P Ltd - 26/05/2017** CRISIL A1+ 1000 4949.22 0.8329 INE729N14988 TVS Credit Services Ltd - 29/05/2017** CRISIL A1+ 1000 4943.81 0.8330 INE763G14EC3 ICICI Securities Ltd - 16/06/2017** CRISIL A1+ 1000 4932.53 0.8231 INE217K14CA0 Reliance Home Finance Ltd - 20/06/2017** CRISIL A1+ 1000 4930.04 0.8232 INE857Q14253 TATA Cleantech Capital Ltd - 23/06/2017** CRISIL A1+ 1000 4926.13 0.8233 INE691I14EH1 L&T Infrastructure Finance Co Ltd - 28/06/2017 ICRA A1+ 1000 4921.51 0.8234 INE114A14DX0 Steel Authority of India Ltd - 10/04/2017** CRISIL A1+ 956 4772.39 0.8035 INE668E14391 Hero Cycles Ltd - 12/05/2017** CRISIL A1+ 800 3971.59 0.6636 INE179J14ES2 Birla Tmt Holdings Private Ltd - 28/04/2017** CRISIL A1+ 500 2486.87 0.4237 INE053T14683 ONGC Mangalore Petrochemicals Ltd - 18/05/2017** CRISIL A1+ 500 2478.34 0.4138 INE774D14LD0 Mahindra & Mahindra Financial Services Ltd - 24/05/2017** CRISIL A1+ 500 2476.30 0.4139 INE523E14PZ3 L & T Finance Ltd - 14/06/2017** CARE A1+ 500 2467.31 0.4140 INE477A14593 Can Fin Homes Ltd - 29/06/2017** ICRA A1+ 500 2461.88 0.4141 INE261F14BA0 National Bank for Agricultural & Rural Development - 20/04/2017** CRISIL A1+ 454 2262.44 0.3842 INE523H14YW5 JM Financial Products Ltd - 21/04/2017** CRISIL A1+ 100 497.92 0.0843 INE261F14BB8 National Bank for Agricultural & Rural Development - 24/04/2017** CRISIL A1+ 100 497.90 0.0844 INE306N14JW4 Tata Capital Financial Services Ltd - 05/05/2017** CRISIL A1+ 100 496.63 0.0845 INE306N14JZ7 Tata Capital Financial Services Ltd - 16/05/2017** CRISIL A1+ 100 495.55 0.08 Sub Total 398303.23 66.57 c) Treasury Bills 1 IN002016X421 Treasury Bills - 91 Days - 20/04/2017 Sovereign 900000 897.23 0.15 Sub Total 897.23 0.15 d) Reverse Repo / CBLO 1 Reverse Repo 28293.98 4.73 Sub Total 28293.98 4.73 Total for Money Market Instruments 493102.79 82.42 (C) Others a) Deposits with Commercial Banks 1 Deutsche Bank Ltd - 6.8 - 22/05/2017 25000.00 4.182 Yes Bank Ltd - 6.5 - 18/05/2017 20000.00 3.343 Deutsche Bank Ltd - 6.7 - 02/06/2017 11000.00 1.844 Deutsche Bank Ltd - 6.8 - 19/05/2017 6500.00 1.095 HDFC Bank Ltd - 4.25 - 07/04/2017 5500.00 0.926 Yes Bank Ltd - 6.5 - 17/05/2017 5000.00 0.84 Total for Others 73000.00 12.20 Cash and Other Net Current Assets (1094.76) (0.18) Grand Total 598294.05 100.00 # less than 0.01% ** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Retail Plan Institutional Plan Regular Plan Unclaimed PlanOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017 30/09/2016 31/03/2017 30/09/2016 31/03/2017 `03/10/2016 31/03/2017Growth 33.1759 34.2952 30.9245 31.9535 32.2696 33.3433 33.0911 34.1922 - - Bonus 11.8725 12.2731 - - - - 11.8283 12.2219 - - Daily Dividend 10.1025 10.1025 10.0953 10.0953 10.0953 10.0953 10.0953 10.0953 - - Weekly Dividend 11.5543 11.6026 11.4950 11.5425 - - 11.5371 11.5848 - - Fortnightly Dividend 25.8650 25.8657 10.9103 10.9111 - - 10.9434 10.9437 - - Monthly Dividend 10.7019 10.6616 10.5717 10.5324 - - 10.5585 10.5192 - - Quarterly Dividend 32.6768 33.4763 11.8909 11.9837 - - 32.6323 33.4153 - - Redemption Less than three years - - - - - - - - 10.0000 10.3212 Redemption greater than three years - - - - - - - - 10.0000 10.0000 Dividend greater than three years - - - - - - - - 10.0000 10.0000 Dividend less than three years - - - - - - - - 10.0000 10.3127

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2017 (Page 9)

d) Dividend declared during the period (` per unit)Direct plan Retail Plan Institutional Plan Regular Plan

Options Individual & HUF Others Individual & HUF Others Individual & HUF Others Individual & HUF Others Daily Dividend 0.242131 0.224329 0.238735 0.221177 0.243613 0.225711 0.238686 0.221135Weekly Dividend 0.232895 - 0.228498 0.211701 - - 0.229340 0.212479Fortnightly Dividend 0.548197 - 0.219672 0.203521 - - 0.228804 0.211981Monthly Dividend 0.235343 - 0.229318 0.212460 - - 0.229108 0.212263Quarterly Dividend 0.216680 - 0.216680 - - - 0.216680 - e) Bonus declared during the period (Rupees per unit) Nilf) Total outstanding exposure in derivative instruments at the end of the period Nilg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilh) Average Maturity (years) 0.13 i) Average Duration (years) 0.13 j) Repo in corporate debt Nil

SUNDARAM ULTRA SHORT TERM FUND

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE657N07266 Edelweiss Commodities Services Ltd - 8.7 - 15/04/2020** CRISIL AA 1150 11505.55 5.142 INE134E08EW2 Power Finance Corporation Ltd - 9.27 - 21/08/2017** CRISIL AAA 800 8070.49 3.613 INE115A07KR8 LIC Housing Finance Ltd - 7.66 - 21/10/2021** CRISIL AAA 700 7012.38 3.134 INE134E08GE5 Power Finance Corporation Ltd - 9.3 - 26/08/2017** CRISIL AAA 500 5046.33 2.265 INE001A07PQ1 Housing Development Finance Corporation Ltd - 7.67 - 23/11/2017 CRISIL AAA 50 5011.76 2.246 INE202B07IO3 Dewan Housing Finance Corporation Ltd - 9.25 - 09/09/2023 BWR AAA 500000 5003.92 2.247 INE523H07650 JM Financial Products Ltd - 8.4 - 11/09/2018** CRISIL AA 500 5000.62 2.248 INE202B07IJ3 Dewan Housing Finance Corporation Ltd - 9.05 - 09/09/2019** BWR AAA 488225 4919.12 2.209 INE957N07203 Hero Fincorp Ltd - 8.8 - 12/07/2019** ICRA AA+ 400 4063.48 1.8210 INE148I07GF5 Indiabulls Housing Finance Ltd - 8.9 - 25/09/2021 BWR AAA 300000 3010.36 1.3511 INE115A07DZ6 LIC Housing Finance Ltd - 8.34 - 28/05/2018** CRISIL AAA 281 2835.95 1.2712 INE202B07HQ0 Dewan Housing Finance Corporation Ltd - 9.1 - 16/08/2019** BWR AAA 251722 2538.41 1.1313 INE909H08253 Tata Motors Finance Ltd - 24/01/2020** CRISIL AA 250 2529.74 1.1314 INE001A07LJ5 Housing Development Finance Corporation Ltd - 8.58 - 08/05/2018** CRISIL AAA 250 2528.80 1.1315 INE001A07NK9 Housing Development Finance Corporation Ltd - 8.5 - 02/02/2018** CRISIL AAA 500 2523.54 1.1316 INE306N07DJ8 Tata Capital Financial Services Ltd - 9.66 - 26/09/2017** ICRA AA+ 250 2523.36 1.1317 INE148I07FQ4 Indiabulls Housing Finance Ltd - 8.8 - 10/08/2018** BWR AAA 250 2513.00 1.1218 INE148I07FL5 Indiabulls Housing Finance Ltd - 8.8 - 09/08/2018** CARE AAA 250 2512.96 1.1219 INE134E08IW3 Power Finance Corporation Ltd - 7.5 - 17/09/2020** CRISIL AAA 250 2512.69 1.1220 INE115A07KK3 LIC Housing Finance Ltd - 7.81 - 19/10/2021** CRISIL AAA 250 2509.53 1.1221 INE261F08790 National Bank for Agricultural & Rural Development - 7 - 20/03/2020** CRISIL AAA 250 2504.77 1.1222 INE094O08037 Daimler Financial Services India P Ltd - 8.05 - 13/12/2018** IND AAA 250 2498.39 1.1223 INE134E08IU7 Power Finance Corporation Ltd - 6.9 - 16/07/2018** CRISIL AAA 250 2493.95 1.1124 INE121A07MU6 Cholamandalam Investment and Finance Company Ltd - 8.0659 - 27/09/2019** ICRA AA 250 2493.19 1.1125 INE572E09379 PNB Housing Finance Ltd - 8.65 - 28/06/2019** IND AAA 200 2042.47 0.9126 INE202B07IK1 Dewan Housing Finance Corporation Ltd - 9.1 - 09/09/2019** BWR AAA 200000 2017.21 0.9027 INE001A07OJ9 Housing Development Finance Corporation Ltd - 8.43 - 12/01/2018** CRISIL AAA 20 2016.07 0.9028 INE296A07849 Bajaj Finance Ltd - 9.5 - 30/10/2017** CRISIL AAA 15 1516.17 0.6829 INE115A07GF1 LIC Housing Finance Ltd - 8.79 - 24/11/2017** CRISIL AAA 80 807.22 0.3630 INE134E08CK1 Power Finance Corporation Ltd - 8.01 - 20/11/2019** CRISIL AAA 50 510.34 0.2331 INE134E08GC9 Power Finance Corporation Ltd - 9.32 - 19/08/2017** CRISIL AAA 50 504.43 0.2332 INE134E08GN6 Power Finance Corporation Ltd - 8.96 - 21/10/2019** CRISIL AAA 27 280.44 0.1333 INE721A07HH0 Shriram Transport Finance Company Ltd - 9.85 - 15/07/2017** CRISIL AA+ 27000 271.46 0.1234 INE296A08789 Bajaj Finance Ltd - 8.85 - 21/07/2026** IND AAA 25 255.48 0.1135 INE556F09478 Small Industrial Development Bank of India - 8.2 - 07/06/2018** CARE AAA 17 172.44 0.0836 INE001A07OO9 Housing Development Finance Corporation Ltd - 8.75 - 04/03/2021** CRISIL AAA 1 103.32 0.05 Sub Total 104659.33 46.79 b) Govt Security 1 IN2920150272 8.39 Rajasthan State Development Loan 15/03/2018** Sovereign 2500000 2536.20 1.13 Sub Total 2536.20 1.13 Total for Debt Instruments 107195.53 47.92 (B) Money Market Instruments a) Certificate of Deposits 1 INE261F16249 National Bank for Agricultural & Rural Development - 20/02/2018** CRISIL A1+ 15000 14167.43 6.332 INE261F16256 National Bank for Agricultural & Rural Development - 02/03/2018** CRISIL A1+ 7500 7071.63 3.163 INE095A16UQ4 IndusInd Bank Ltd - 17/11/2017** CRISIL A1+ 5000 4802.61 2.154 INE238A16N36 Axis Bank Ltd - 21/07/2017** CRISIL A1+ 2635 2584.93 1.16 Sub Total 28626.59 12.80 b) Commercial Papers 1 INE514E14LN7 Export Import Bank of India - 30/06/2017** CRISIL A1+ 3100 15268.46 6.832 INE725H14319 Tata Projects Ltd - 13/06/2017** CRISIL A1+ 2000 9873.33 4.413 INE245A14578 Tata Power Company Ltd - 20/06/2017** CRISIL A1+ 2000 9863.80 4.414 INE962S14364 Tata Power Solar Systems - 07/06/2017** CRISIL A1 1000 4941.77 2.215 INE725H14301 Tata Projects Ltd - 08/06/2017** CRISIL A1+ 1000 4940.95 2.216 INE713G14028 Vodafone Mobile Services Ltd - 14/08/2017** CRISIL A1+ 1000 4880.51 2.187 INE587K14010 NK Toll Road Ltd - 05/09/2017** IND A1+ 1000 4850.21 2.178 INE668E14425 Hero Cycles Ltd - 07/06/2017** CRISIL A1+ 600 2965.84 1.339 INE668E14417 Hero Cycles Ltd - 06/06/2017** CRISIL A1+ 500 2471.95 1.1110 INE961V14030 Kribhco Infrastructure Ltd - 15/06/2017** ICRA A1+ 500 2463.78 1.1011 INE373S14018 Joyville Shapoorji Housing Pvt Ltd - 14/03/2018** CARE A1+ 400 1866.47 0.8312 INE237W14033 Blue Star Engineering & Electronics Ltd - 31/08/2017** CARE A1+ 300 1457.90 0.65 Sub Total 65844.96 29.44 c) Reverse Repo / CBLO 1 Reverse Repo 18495.25 8.27 Sub Total 18495.25 8.27 Total for Money Market Instruments 112966.80 50.50 Cash and Other Net Current Assets 3518.00 1.57 Grand Total 223680.33 100.00 ** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct Plan Retail Plan Institutional Plan Regular PlanOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 21.8879 22.7127 19.5469 20.1805 20.6784 21.3307 21.5276 22.2629 Bonus 12.5038 12.9749 - - - - 12.3239 12.7448 Daily Dividend 10.0439 10.0439 10.0370 10.0370 10.0370 10.0370 10.0370 10.0370 Weekly Dividend 11.8448 11.9429 11.6297 11.7075 - - 11.7881 11.8682 Fortnightly Dividend 11.5238 11.5558 11.0134 11.0479 - - 11.1242 11.1547 Monthly Dividend 11.1532 11.1591 10.8026 10.8203 10.8839 10.8989 10.9918 11.0009 Quarterly Dividend 11.5718 11.6988 11.1757 11.2349 - - 11.4754 11.5642 d) Dividend declared during the period (` per unit)

Direct plan Retail Plan Institutional Plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Individual & HUF Others Individual & HUF Others Daily Dividend 0.268330 0.248602 0.231346 0.214343 - 0.218831 0.243538 0.225642Weekly Dividend 0.236826 - 0.205142 0.190061 - - 0.220089 0.203906Fortnightly Dividend 0.249773 - 0.203236 - - - 0.216696 - Monthly Dividend 0.235124 0.217838 0.190771 0.176745 0.196754 0.182289 0.206730 0.191533Quarterly Dividend 0.216680 - 0.216680 0.200750 - - 0.216680 0.200750 e) Bonus declared during the period (Rupees per unit) Nilf) Total outstanding exposure in derivative instruments at the end of the period Nilg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilh) Average Maturity (years) 1.26 i) Average Duration (years) 0.88 j) Repo in corporate debt Nil

SUNDARAM INCOME PLUS

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE604U07032 Camden Industries Ltd - 8.52 - 23/03/2020** ICRA AAA(SO) 400 4003.60 8.712 INE657N07266 Edelweiss Commodities Services Ltd - 8.7 - 15/04/2020** CRISIL AA 350 3501.69 7.613 INE115A07KP2 LIC Housing Finance Ltd - 15/11/2017** CARE AAA 250 2590.42 5.634 INE814H07166 Adani Power Ltd - 30/04/2018** BWR AA- 25 2542.94 5.535 INE347N08023 Grand View Estates Pvt Ltd - 10.05 - 23/03/2018** ICRA AA 25 2540.31 5.526 INE270O08025 RKN Retail Pvt Ltd - 30/04/2020** IND A- 25 2526.18 5.497 INE694L07057 Talwandi Sabo Power Ltd - 9.27 - 10/11/2017** CRISIL AA-(SO) 250 2517.97 5.488 INE953L08170 Janalakshmi Financial Services Ltd - 12.25 - 19/01/2018** ICRA A+ 250 2513.60 5.479 INE523H07650 JM Financial Products Ltd - 8.4 - 11/09/2018** CRISIL AA 250 2500.31 5.4410 INE261F08758 National Bank for Agricultural & Rural Development - 6.8 - 03/03/2020** CRISIL AAA 250 2499.75 5.4411 INE202B07654 Dewan Housing Finance Corporation Ltd - 11.45 - 12/09/2019** CARE AAA 200 2124.41 4.6212 INE105N07027 Oriental Nagpur Betul Highway ltd - 8.28 - 30/09/2017** CRISIL AAA(SO) 2000 2009.07 4.3713 INE202B07HQ0 Dewan Housing Finance Corporation Ltd - 9.1 - 16/08/2019** BWR AAA 188278 1898.63 4.13

14 INE587O07032 Altico Capital India Pvt Ltd - 10 - 05/09/2017** IND AA- 15 1501.13 3.2615 INE115A07KR8 LIC Housing Finance Ltd - 7.66 - 21/10/2021** CRISIL AAA 100 1001.77 2.1816 INE020B08AI6 Rural Electrification Corporation Ltd - 7.42 - 17/06/2020** CRISIL AAA 50 502.50 1.0917 INE134E08CX4 Power Finance Corporation Ltd - 8.7 - 14/05/2020** CRISIL AAA 20 207.34 0.4518 INE134E08BE6 Power Finance Corporation Ltd - 11 - 15/09/2018** CRISIL AAA 18 189.15 0.41 Total for Debt Instruments 37170.75 80.83 (B) Money Market Instruments a) Certificate of Deposits 1 INE095A16WA4 IndusInd Bank Ltd - 23/05/2017** CRISIL A1+ 500 495.38 1.08 Sub Total 495.38 1.08 b) Commercial Papers 1 INE261F14BG7 National Bank for Agricultural & Rural Development - 22/06/2017** CRISIL A1+ 600 2959.12 6.43 Sub Total 2959.12 6.43 c) Reverse Repo / CBLO 1 Reverse Repo 3708.00 8.06 Sub Total 3708.00 8.06 Total for Money Market Instruments 7162.49 15.57 Cash and Other Net Current Assets 1654.48 3.60 Grand Total 45987.72 100.00 ** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 23.3441 24.3080 23.0531 23.7664 Dividend 11.6766 11.5572 11.5241 11.2796 Weekly Dividend 10.8639 10.7947 11.1245 11.0148 Monthly Dividend 11.8929 11.9516 11.7455 11.7757 Quarterly Dividend - - 11.6887 11.7981 Halfyearly Dividend - - - 11.5853 d) Dividend declared during the period (` per unit)

Direct plan Regular planOptions Individual & HUF Others Individual & HUF OthersWeekly Dividend 0.329726 0.075885 0.284646 0.263722Monthly Dividend 0.269716 0.089745 0.200575 0.185828Quarterly Dividend - - 0.216680 0.100375Halfyearly Dividend - - 0.216680 - Dividend 0.433359 0.401499 0.433359 0.401499 e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 1.54 h) Average Duration (years) 1.08 i) Repo in corporate debt Nil

SUNDARAM BANKING & PSU DEBT FUND

(formerly known as Sundaram Flexible Fund Short-Term Plan)

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Money Market Instruments a) Certificate of Deposits 1 INE053F07991 Indian Railway Finance Corporation Ltd - 7.2 - 31/05/2020** CRISIL AAA 1000 10024.31 9.402 INE020B08AD7 Rural Electrification Corporation Ltd - 6.83 - 29/06/2020** CRISIL AAA 500 4941.81 4.643 INE115A07JB4 LIC Housing Finance Ltd - 8.75 - 12/02/2021** CRISIL AAA 300 3092.49 2.904 INE115A07LN5 LIC Housing Finance Ltd - 7.78 - 24/06/2020** CRISIL AAA 250 2506.46 2.355 INE134E08IJ0 Power Finance Corporation Ltd - 7.47 - 16/09/2021** CRISIL AAA 250 2500.89 2.356 INE134E08IM4 Power Finance Corporation Ltd - 7.4 - 30/09/2021 CRISIL AAA 250 2494.43 2.347 INE020B08997 Rural Electrification Corporation Ltd - 7.24 - 21/10/2021 CRISIL AAA 250 2486.19 2.338 INE134E08IS1 Power Finance Corporation Ltd - 7.05 - 15/05/2020** CRISIL AAA 250 2481.42 2.339 INE134E08IH4 Power Finance Corporation Ltd - 7.5 - 16/08/2021 CRISIL AAA 200 2004.37 1.8810 INE134E08DM5 Power Finance Corporation Ltd - 9.18 - 15/04/2021** CRISIL AAA 100 1058.64 0.9911 INE001A07OO9 Housing Development Finance Corporation Ltd - 8.75 - 04/03/2021** CRISIL AAA 2 206.64 0.1912 INE115A07FN7 LIC Housing Finance Ltd - 9.3532 - 19/08/2019** CRISIL AAA 18 186.51 0.1713 INE261F08527 National Bank for Agricultural & Rural Development - 8.37 - 22/06/2020** CRISIL AAA 15 154.88 0.1514 INE020B07IV4 Rural Electrification Corporation Ltd - 9.02 - 18/06/2019** CRISIL AAA 14 145.07 0.1415 INE134E08HV7 Power Finance Corporation Ltd - 8.36 - 04/09/2020** CRISIL AAA 12 123.57 0.1216 INE115A07IY8 LIC Housing Finance Ltd - 8.75 - 08/03/2021** CRISIL AAA 10 103.10 0.10 Sub Total 34510.78 32.37 b) Govt Security 1 IN2920160073 8.15 Rajasthan State Development Loan 23/06/2021** Sovereign 10000000 10276.10 9.64 Sub Total 10276.10 9.64 Total for Debt Instruments 44786.88 42.01 (B) Money Market Instruments a) Certificate of Deposits 1 INE092T16850 IDFC Bank Ltd - 09/06/2017 ICRA A1+ 10000 9885.82 9.272 INE090A162I4 ICICI Bank Ltd - 30/06/2017** ICRA A1+ 5000 4925.61 4.623 INE261F16223 National Bank for Agricultural & Rural Development - 05/01/2018 CRISIL A1+ 5000 4759.87 4.464 INE261F16249 National Bank for Agricultural & Rural Development - 20/02/2018** CRISIL A1+ 5000 4722.48 4.43 Sub Total 24293.78 22.79 b) Reverse Repo / CBLO 1 Reverse Repo 34220.76 32.10 Sub Total 34220.76 32.10 Total for Money Market Instruments 58514.53 54.89 Cash and Other Net Current Assets 3305.04 3.10 Grand Total 106606.46 100.00 ** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Retail Plan Regular PlanOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 24.8796 25.7146 22.4182 23.1070 24.8037 25.6324 Bonus 12.4473 12.8683 - - 12.5079 12.9258 Daily Dividend 10.0519 10.0519 - - 10.0519 10.0519 Weekly Dividend - - - - 10.9019 10.9760 Monthly Dividend 10.9153 10.8951 10.8013 10.7934 10.9111 10.8910 d) Dividend declared during the period (` per unit)

Direct plan Retail Plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Individual & HUF Others Daily Dividend 0.239822 0.222187 - - 0.238630 0.221087Weekly Dividend - - - - 0.197806 0.183260Monthly Dividend 0.223338 - 0.200742 0.185984 0.222100 0.205772 e) Bonus declared during the period (Rupees per unit) Nilf) Total outstanding exposure in derivative instruments at the end of the period Nilg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilh) Average Maturity (years) 1.69 i) Average Duration (years) 1.41 j) Repo in corporate debt Nil

SUNDARAM FLEXIBLE FUND FLEXIBLE INCOME PLAN

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE115A07JO7 LIC Housing Finance Ltd - 8.48 - 09/06/2023** CRISIL AAA 500 5145.75 8.782 INE134E08FN8 Power Finance Corporation Ltd - 8.9 - 18/03/2023** CRISIL AAA 450 4763.80 8.133 INE941D07133 Reliance Ports and Terminals Ltd - 8.45 - 12/06/2023** CRISIL AAA 400 4074.18 6.954 INE514E08CI8 Export Import Bank of India - 8.8 - 15/03/2023** CRISIL AAA 300 3182.69 5.435 INE020B08831 Rural Electrification Corporation Ltd - 8.82 - 12/04/2023 CRISIL AAA 300 3179.11 5.426 INE936D07067 Reliance Utilities and Power Pvt Ltd - 8.95 - 26/04/2023** CRISIL AAA 300 3093.34 5.287 INE053F07603 Indian Railway Finance Corporation Ltd - 8.83 - 25/03/2023** CRISIL AAA 250 2661.76 4.548 INE752E07KN9 Power Grid Corporation of India Ltd - 8.8 - 13/03/2023** CRISIL AAA 250 2647.27 4.529 INE752E07LX6 Power Grid Corporation of India Ltd - 8.93 - 20/10/2023** CRISIL AAA 200 2139.01 3.6510 INE134E08FJ6 Power Finance Corporation Ltd - 8.84 - 04/03/2023** CRISIL AAA 200 2110.87 3.6011 INE514E08CK4 Export Import Bank of India - 8.5 - 26/04/2023** CRISIL AAA 200 2095.13 3.5712 INE895D08576 Tata Sons Ltd - 8.32 - 21/05/2023** CRISIL AAA 200 2006.22 3.4213 INE514E08CE7 Export Import Bank of India - 8.76 - 14/02/2023** CRISIL AAA 150 1587.29 2.7114 INE752E07KU4 Power Grid Corporation of India Ltd - 7.93 - 20/05/2023** CRISIL AAA 150 1528.01 2.6115 INE514E08CT5 Export Import Bank of India - 9.4 - 14/08/2023** CRISIL AAA 100 1093.15 1.8616 INE206D08147 Nuclear Power Corporation of India Ltd - 8.54 - 15/03/2023** CRISIL AAA 100 1056.43 1.8017 INE001A07KU4 Housing Development Finance Corporation Ltd - 8.95 - 21/03/2023** CRISIL AAA 100 1052.94 1.8018 INE848E07831 NHPC Ltd - 8.5 - 14/07/2023** IND AAA 1000 1049.46 1.79

19 INE514E08CQ1 Export Import Bank of India - 8.5 - 08/07/2023** CRISIL AAA 100 1048.40 1.7920 INE115A07CY1 LIC Housing Finance Ltd - 9.3 - 14/09/2022** CRISIL AAA 50 531.78 0.9121 INE752E07LB2 Power Grid Corporation of India Ltd - 8.7 - 15/07/2023** CRISIL AAA 50 528.11 0.9022 INE115A07DX1 LIC Housing Finance Ltd - 8.37 - 21/05/2023** CRISIL AAA 50 511.94 0.8723 INE020B08849 Rural Electrification Corporation Ltd - 8.06 - 31/05/2023 CRISIL AAA 50 510.57 0.87 Sub Total 47597.21 81.19 b) Govt Security 1 IN1620160029 8.18 Haryana State Development Loan 15/06/2023** Sovereign 2500000 2571.79 4.392 IN2820150182 8.45 Punjab State Development Loan 30/03/2023** Sovereign 1000000 1041.07 1.783 IN2920160099 8.27 Rajasthan State Development Loan 23/06/2023** Sovereign 132000 136.40 0.23 Sub Total 3749.25 6.40 Total for Debt Instruments 51346.46 87.58 (B) Money Market Instruments 1 Reverse Repo 4628.00 7.89 Total for Money Market Instruments 4628.00 7.89 Cash and Other Net Current Assets 2653.04 4.53 Grand Total 58627.49 100.00 ** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular PlanOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 22.5820 23.3038 22.4445 23.0946 Monthly Dividend 11.5424 11.6705 11.2521 11.3521 Quarterly Dividend 14.0709 14.2046 14.0532 14.1577 Halfyearly Dividend - - 13.1684 13.2490 Annual Dividend 13.1470 12.9651 13.1453 12.9243d) Dividend declared during the period (` per unit)

Direct Plan Regular plan Options Individual & HUF Others Individual & HUF Others Monthly Dividend 0.157710 - 0.147236 0.136412Quarterly Dividend 0.216680 - 0.216680 0.200750Halfyearly Dividend - - 0.216680 - Annual Dividend 0.433359 - 0.433359 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 5.34 h) Average Duration (years) 3.91 i) Repo in corporate debt Nil

SUNDARAM GILT FUND

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Debt Instruments a) Govt Security 1 IN0020150010 7.68 Central Government Securities 15/12/2023 ** Sovereign 1500000 1564.01 52.472 IN0020110022 7.80 Central Government Securities 11/04/2021 ** Sovereign 300000 311.32 10.453 IN2220140148 8.43 Maharashtra State Development Loan 12/11/2024** Sovereign 70800 74.17 2.49 Total for Debt Instruments 1949.50 65.41 (B) Money Market Instruments 1 Reverse Repo 925.00 31.03 Total for Money Market Instruments 925.00 31.03 Cash and Other Net Current Assets 106.05 3.56 Grand Total 2980.55 100.00 ** Thinly traded / Non Traded SecuritiesNotesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 26.7389 27.4904 26.3446 27.0177 Dividend 12.4823 12.2335 12.2506 11.9640 d) Dividend declared during the period (` per unit)

Direct plan Regular planOption Individual & HUF Others Individual & HUF OthersDividend 0.433359 - 0.433359 0.401499 e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 4.13 h) Average Duration (years) 3.16 i) Repo in corporate debt Nil

SUNDARAM SELECT DEBT SHORT TERM ASSET PLAN

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE556F08IV6 Small Industrial Development Bank of India - 7.25 - 30/04/2020** CARE AAA 1000 10017.51 7.802 INE001A07PK4 Housing Development Finance Corporation Ltd - 8 - 15/01/2018** CRISIL AAA 50 5024.96 3.913 INE094O08037 Daimler Financial Services India P Ltd - 8.05 - 13/12/2018** IND AAA 500 4996.77 3.894 INE202B07IO3 Dewan Housing Finance Corporation Ltd - 9.25 - 09/09/2023 BWR AAA 450000 4503.52 3.515 INE297G08016 PowerLinks Transmission Ltd - 7.6 - 08/02/2019** CRISIL AA+ 400 4006.59 3.126 INE202B07IJ3 Dewan Housing Finance Corporation Ltd - 9.05 - 09/09/2019** BWR AAA 300000 3022.66 2.357 INE134E08IQ5 Power Finance Corporation Ltd - 6.83 - 15/04/2020 CRISIL AAA 300 2958.72 2.308 INE105N07092 Oriental Nagpur Betul Highway ltd - 8.28 - 30/03/2021** CRISIL AAA(SO) 2770 2783.48 2.179 INE105N07076 Oriental Nagpur Betul Highway ltd - 8.28 - 30/03/2020** CRISIL AAA(SO) 2677 2688.17 2.0910 INE556F09601 Small Industrial Development Bank of India - 8.04 - 15/03/2019** CARE AAA 250 2542.00 1.9811 INE134E08HU9 Power Finance Corporation Ltd - 8.28 - 04/09/2018** CRISIL AAA 250 2535.86 1.9712 INE110L07054 Reliance Jio Infocomm Ltd - 8.1 - 29/04/2019** CRISIL AAA 250 2531.60 1.9713 INE909H08253 Tata Motors Finance Ltd - 24/01/2020** CRISIL AA 250 2529.74 1.9714 INE906B07FG1 National Highway Authority of India - 7.6 - 18/03/2022 CRISIL AAA 250 2528.39 1.9715 INE115A07DZ6 LIC Housing Finance Ltd - 8.34 - 28/05/2018** CRISIL AAA 250 2523.09 1.9616 INE105N07084 Oriental Nagpur Betul Highway ltd - 8.28 - 30/09/2020** CRISIL AAA(SO) 2500 2513.73 1.9617 INE976I08219 Tata Capital Ltd - 8.75 - 17/08/2018** CRISIL AA+ 250 2508.42 1.9518 INE001A07PR9 Housing Development Finance Corporation Ltd - 7.69 - 04/12/2019** CRISIL AAA 25 2506.67 1.9519 INE115A07KR8 LIC Housing Finance Ltd - 7.66 - 21/10/2021** CRISIL AAA 250 2504.42 1.9520 INE001A07PS7 Housing Development Finance Corporation Ltd - 7.5 - 12/10/2018** CRISIL AAA 25 2498.93 1.9521 INE121A07MU6 Cholamandalam Investment and Finance Company Ltd - 8.0659 - 27/09/2019** ICRA AA 250 2493.19 1.9422 INE735N08052 BMW India Financial Services Pvt. Ltd - 8.1 - 31/01/2020** CRISIL AAA 250 2491.66 1.9423 INE481G08024 Ultratech Cement Ltd - 6.99 - 24/11/2021** CRISIL AAA 250 2447.47 1.9124 INE957N07203 Hero Fincorp Ltd - 8.8 - 12/07/2019** ICRA AA+ 200 2031.74 1.5825 INE115A07KK3 LIC Housing Finance Ltd - 7.81 - 19/10/2021** CRISIL AAA 200 2007.63 1.5626 INE134E07406 Power Finance Corporation Ltd - 9.81 - 07/10/2018** CRISIL AAA 151 1564.95 1.2227 INE053F07983 Indian Railway Finance Corporation Ltd - 7.83 - 21/03/2027 CRISIL AAA 150 1530.72 1.1928 INE110L07070 Reliance Jio Infocomm Ltd - 8.32 - 08/07/2021** CRISIL AAA 150 1529.59 1.1929 INE115A07JY6 LIC Housing Finance Ltd - 8.3 - 15/07/2021** CRISIL AAA 150 1525.65 1.1930 INE020B08971 Rural Electrification Corporation Ltd - 8.05 - 07/12/2018** CRISIL AAA 150 1521.95 1.1831 INE134E08HB9 Power Finance Corporation Ltd - 8.4 - 19/06/2018** CRISIL AAA 101 1025.91 0.8032 INE053F07850 Indian Railway Finance Corporation Ltd - 8.33 - 26/03/2019** CRISIL AAA 100 1022.87 0.8033 INE053T07026 ONGC Mangalore Petrochemicals Ltd - 8.12 - 10/06/2019** IND AAA 100 1015.82 0.7934 INE134E08IC5 Power Finance Corporation Ltd - 7.85 - 15/04/2019** CRISIL AAA 100 1012.01 0.7935 INE261F08832 National Bank for Agricultural & Rural Development - 7.69 - 31/03/2032** CRISIL AAA 100 1004.17 0.7836 INE020B08AE5 Rural Electrification Corporation Ltd - 7.13 - 21/09/2020** CRISIL AAA 100 996.62 0.7837 INE752E07HI5 Power Grid Corporation of India Ltd - 8.64 - 08/07/2020** CRISIL AAA 40 519.94 0.4038 INE020B07HY0 Rural Electrification Corporation Ltd - 9.38 - 06/11/2018 CRISIL AAA 50 516.49 0.4039 INE134E08HV7 Power Finance Corporation Ltd - 8.36 - 04/09/2020** CRISIL AAA 50 514.88 0.4040 INE134E08BO5 Power Finance Corporation Ltd - 8.6 - 07/08/2019** CRISIL AAA 50 514.16 0.4041 INE202B07IK1 Dewan Housing Finance Corporation Ltd - 9.1 - 09/09/2019** BWR AAA 50000 504.30 0.3942 INE851M07101 Volkswagen Finance Private Ltd - 8.63 - 28/06/2018** IND AAA 50 503.68 0.3943 INE261F08824 National Bank for Agricultural & Rural Development - 7.54 - 29/03/2032 CRISIL AAA 50 503.55 0.3944 INE134E08IM4 Power Finance Corporation Ltd - 7.4 - 30/09/2021 CRISIL AAA 50 498.89 0.3945 INE906B07FE6 National Highway Authority of India - 7.17 - 23/12/2021 CRISIL AAA 50 496.61 0.3946 INE752E07GK3 Power Grid Corporation of India Ltd - 8.9 - 25/02/2020** CRISIL AAA 20 261.10 0.2047 INE134E08GC9 Power Finance Corporation Ltd - 9.32 - 19/08/2017** CRISIL AAA 5 50.44 0.04 Sub Total 97831.17 76.17 b) Govt Security 1 IN2820160264 6.99 Punjab State Development Loan 13/10/2020** Sovereign 2070000 2065.14 1.612 IN2920160057 7.86 Rajasthan State Development Loan 23/06/2019** Sovereign 2022000 2055.36 1.603 IN3420100023 8.51 West Bengal State Development Loan 28/04/2020** Sovereign 1933800 2009.87 1.564 IN2920150280 8.39 Rajasthan State Development Loan 15/03/2019** Sovereign 1300000 1331.50 1.045 IN2220120116 8.62 Maharashtra State Development Loan 06/03/2023 ** Sovereign 1000000 1051.28 0.826 IN2920160065 8.01 Rajasthan State Development Loan 23/06/2020** Sovereign 822000 842.03 0.66

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2017 (Page 10)

7 IN2920160081 8.27 Rajasthan State Development Loan 23/06/2022** Sovereign 548000 567.06 0.448 IN2920160107 8.29 Rajasthan State Development Loan 23/06/2024** Sovereign 548000 566.02 0.449 IN2920160073 8.15 Rajasthan State Development Loan 23/06/2021** Sovereign 548000 563.13 0.4410 IN1020100013 8.57 Andhra Pradesh State Development Loan 13/04/2020** Sovereign 500000 520.33 0.4111 IN3420160183 7.64 West Bengal State Development Loan 29/03/2027** Sovereign 500000 500.75 0.3912 IN1020090149 8.39 Andhra Pradesh State Development Loan 25/03/2020** Sovereign 440000 455.54 0.3513 IN1620100017 8.57 Haryana State Development Loan 13/04/2020** Sovereign 435000 452.67 0.3514 IN1920090058 8.52 Karnataka State Development Loan 10/03/2020** Sovereign 348000 361.51 0.2815 IN1620140039 8.81 Haryana State Development Loan 09/07/2018** Sovereign 350000 358.72 0.2816 IN3120161044 7.78 Tamil Nadu State Development Loan 22/02/2023** Sovereign 201500 203.37 0.1617 IN3120161291 7.78 Tamil Nadu State Development Loan 22/02/2032** Sovereign 201500 202.89 0.1618 IN3120161283 7.78 Tamil Nadu State Development Loan 22/02/2031** Sovereign 201500 202.84 0.1619 IN3120161275 7.78 Tamil Nadu State Development Loan 22/02/2030** Sovereign 201500 202.78 0.1620 IN3120161259 7.78 Tamil Nadu State Development Loan 22/02/2028** Sovereign 201500 202.65 0.1621 IN3120161127 7.78 Tamil Nadu State Development Loan 22/02/2024** Sovereign 201500 202.61 0.1622 IN3120161150 7.78 Tamil Nadu State Development Loan 22/02/2025** Sovereign 201500 202.56 0.1623 IN3120161234 7.78 Tamil Nadu State Development Loan 22/02/2027** Sovereign 201500 202.49 0.1624 IN3120161267 7.78 Tamil Nadu State Development Loan 22/02/2029** Sovereign 201500 202.48 0.1625 IN3120161200 7.78 Tamil Nadu State Development Loan 22/02/2026** Sovereign 201500 202.45 0.16 Sub Total 15728.03 12.25 Total for Debt Instruments 113559.20 88.41 (B) Money Market Instruments a) Commercial Papers 1 INE261F14BG7 National Bank for Agricultural & Rural Development - 22/06/2017** CRISIL A1+ 2900 14302.39 11.14 Sub Total 14302.39 11.14 b) Reverse Repo / CBLO 1 Reverse Repo 1934.00 1.51 Sub Total 1934.00 1.51 Total for Money Market Instruments 16236.39 12.64 Cash and Other Net Current Assets (1356.24) (1.06) Grand Total 128439.35 100.00** Thinly traded/Non Traded Securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 28.0309 29.1072 27.2161 28.1107 Bonus 13.9507 14.4864 13.5908 14.0374 Weekly Dividend 14.0202 14.0683 13.8409 13.8748 Fortnightly Dividend 12.9864 12.9908 12.9123 12.9110 Monthly Dividend 12.6491 12.7007 12.4832 12.5404 Quarterly Dividend 11.6765 11.8149 11.5930 11.6723 Halfyearly Dividend 12.1562 12.3223 11.8811 11.9711 Annual Dividend - - 11.8135 11.6009d) Dividend declared during the period (` per unit)

Direct plan Regular planOptions Individual & HUF Others Individual & HUF Others Weekly Dividend 0.338790 - 0.291765 - Fortnightly Dividend 0.313129 - 0.270551 - Monthly Dividend 0.245665 0.227604 0.197869 0.042135Quarterly Dividend 0.216680 - 0.216680 - Halfyearly Dividend 0.216680 - 0.216680 - Annual Dividend - - 0.433359 0.401499e) Bonus declared during the period (Rupees per unit) Nilf) Total outstanding exposure in derivative instruments at the end of the period Nilg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilh) Average Maturity (years) 2.95 i) Average Duration (years) 2.26 j) Repo in corporate debt Nil

SUNDARAM MONTHLY INCOME PLAN - AGGRESSIVE

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE203G01019 Indraprastha Gas Ltd Gas 22000 223.29 1.682 INE668F01031 Jyothy Laboratories Ltd Consumer Non Durables 58627 206.75 1.553 INE331A01037 The Ramco Cements Ltd Cement 30000 201.80 1.524 INE383A01012 The India Cements Ltd Cement 100000 162.45 1.225 INE246F01010 Gujarat State Petronet Ltd Gas 100000 161.50 1.216 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 21986 157.94 1.197 INE092A01019 Tata Chemicals Ltd Chemicals 25000 149.69 1.128 INE060A01024 Navneet Education Ltd Media & Entertainment 85604 139.06 1.049 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 60000 137.67 1.0310 INE647O01011 Aditya Birla Fashion and Retail Ltd Retailing 85000 130.77 0.9811 INE201M01011 CL Educate Ltd Software 30856 130.24 0.9812 INE131A01031 Gujarat Mineral Development Corporation Ltd Minerals/Mining 105500 129.08 0.9713 INE233B01017 Blue Dart Express Ltd Transportation 2400 124.88 0.9414 INE262H01013 Persistent Systems Ltd Software 20000 119.14 0.8915 INE976A01021 West Coast Paper Mills Ltd Paper 65000 113.95 0.8616 INE628A01036 UPL Ltd Pesticides 15000 109.04 0.8217 INE043D01016 IDFC Ltd Finance 200000 109.00 0.8218 INE200M01013 Varun Beverages Ltd Consumer Non Durables 25000 101.24 0.7619 INE462A01022 Bayer Cropscience Ltd Pesticides 2300 87.31 0.6620 INE935A01035 GlenMark Pharmaceuticals Ltd Pharmaceuticals 10000 85.21 0.6421 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 40000 85.00 0.6422 INE002S01010 Mahanagar Gas Ltd Gas 5000 44.77 0.3423 INE066P01011 INOX Wind Ltd Industrial Capital Goods 10000 17.05 0.13 Total for Equity & Equity Related 2926.81 21.97 (B) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE001A07PB3 Housing Development Finance Corporation Ltd - 8.44 - 01/06/2026** CRISIL AAA 14 1450.14 10.892 INE694L07040 Talwandi Sabo Power Ltd - 9.7 - 18/09/2017** CRISIL AA-(SO) 110 1110.12 8.333 INE202B07HV0 Dewan Housing Finance Corporation Ltd - 9.3 - 16/08/2026** BWR AAA 81163 808.47 6.074 INE752E07LQ0 Power Grid Corporation of India Ltd - 9.3 - 04/09/2024** CRISIL AAA 50 547.55 4.115 INE202B07654 Dewan Housing Finance Corporation Ltd - 11.45 - 12/09/2019** CARE AAA 50 531.10 3.996 INE895D07487 Tata Sons Ltd - 9.3 - 19/06/2024** CRISIL AAA 50 527.16 3.967 INE084A08078 Bank of India - 11.5 - 22/06/2021** CRISIL A+ 50 524.65 3.948 INE168X08014 National Insurance Company Ltd - 8.35 - 26/03/2027 ICRA AA+ 50 503.86 3.789 INE941D07166 Reliance Ports and Terminals Ltd - 7.9 - 18/11/2026** CRISIL AAA 50 493.23 3.7010 INE081A08215 Tata Steel Ltd - 8.15 - 01/10/2026** BWR AA 50 486.09 3.6511 INE115A07JB4 LIC Housing Finance Ltd - 8.75 - 12/02/2021** CRISIL AAA 40 412.33 3.1012 INE053F07850 Indian Railway Finance Corporation Ltd - 8.33 - 26/03/2019** CRISIL AAA 31 317.09 2.3813 INE556F09619 Small Industrial Development Bank of India - 8.28 - 26/02/2019** CARE AAA 25 255.12 1.9214 INE134E07513 Power Finance Corporation Ltd - 9.69 - 02/03/2019** CRISIL AAA 22 229.49 1.7215 INE134E08HP9 Power Finance Corporation Ltd - 8.53 - 24/07/2020** CRISIL AAA 21 217.09 1.6316 INE134E08GJ4 Power Finance Corporation Ltd - 9.32 - 17/09/2019** CRISIL AAA 20 209.04 1.5717 INE306N07GZ7 Tata Capital Financial Services Ltd - 8.99 - 23/06/2017** CRISIL AA+ 20 200.79 1.5118 INE121A07HX0 Cholamandalam Investment and Finance Company Ltd - 9.9022 - 28/06/2019** ICRA AA 15 155.07 1.1619 INE296A07BC7 Bajaj Finance Ltd - 9.9 - 25/04/2017** CRISIL AAA 15 150.21 1.13 Sub Total 9128.59 68.54 b) Govt Security 1 IN2920150280 8.39 Rajasthan State Development Loan 15/03/2019** Sovereign 200000 204.85 1.54 Sub Total 204.85 1.54 Total for Debt Instruments 9333.43 70.08 (C) Money Market Instruments 1 Reverse Repo 558.00 4.19 Total for Money Market Instruments 558.00 4.19 Cash and Other Net Current Assets 500.72 3.76 Grand Total 13318.97 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 17.4115 17.9996 17.1855 17.6868 Monthly Dividend 14.2502 14.3053 14.1579 14.1974 Quarterly Dividend 14.1667 14.3400 14.0326 14.1371 Halfyearly Dividend 14.0165 14.1892 13.8374 13.9403

d) Dividend declared during the period (˜` per unit)Direct plan Regular Plan

Options Individual & HUF Others Individual & HUF Others Monthly Dividend 0.304179 0.281817 0.266815 0.247199Quarterly Dividend 0.216680 - 0.216680 0.200750Halfyearly Dividend 0.216680 - 0.216680 0.200749e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity - only for Debt portion (years) 3.94 h) Average Duration - only for Debt portion (years) 2.58 i) Repo in corporate debt Nil

SUNDARAM REGULAR SAVINGS FUND

(formerly known as Sundaram Monthly Income Plan (Conservative))

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 2000 17.44 0.222 INE030A01027 Hindustan UniLever Ltd Consumer Non Durables 1400 12.76 0.163 INE101A01026 Mahindra & Mahindra Ltd Auto 800 10.30 0.134 INE075A01022 Wipro Ltd Software 1700 8.77 0.115 INE018A01030 Larsen & Toubro Ltd Construction Project 500 7.87 0.10 Total for Equity & Equity Related 57.15 0.71 (B) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE121A07HX0 Cholamandalam Investment and Finance Company Ltd - 9.9022 - 28/06/2019** ICRA AA 85 878.71 10.992 INE860H07466 Aditya Birla Finance Ltd - 9.75 - 04/04/2019** IND AA+ 78 805.23 10.073 INE556F09601 Small Industrial Development Bank of India - 8.04 - 15/03/2019** CARE AAA 78 793.10 9.924 INE134E07513 Power Finance Corporation Ltd - 9.69 - 02/03/2019** CRISIL AAA 73 761.47 9.535 INE476M07131 L&T Housing Finance Ltd - 9.79 - 28/06/2019** ICRA AA+ 23 595.58 7.456 INE752E07ML9 Power Grid Corporation of India Ltd - 8.4 - 27/05/2019** CRISIL AAA 50 512.48 6.417 INE310L07522 IOT Utkal Energy Services Ltd - 9.843 - 20/06/2019** CRISIL AAA 430 462.07 5.788 INE020B07HZ7 Rural Electrification Corporation Ltd - 9.61 - 03/01/2019** CRISIL AAA 41 425.96 5.339 INE020B07IA8 Rural Electrification Corporation Ltd - 9.63 - 05/02/2019** CRISIL AAA 30 312.40 3.9110 INE310L07514 IOT Utkal Energy Services Ltd - 9.843 - 20/05/2019** CRISIL AAA 210 225.20 2.8211 INE261F08642 National Bank for Agricultural & Rural Development - 7.85 - 31/05/2019** CRISIL AAA 22 223.28 2.7912 INE895D07479 Tata Sons Ltd - 9.25 - 19/06/2019** CRISIL AAA 20 205.68 2.5713 INE134E08BE6 Power Finance Corporation Ltd - 11 - 15/09/2018** CRISIL AAA 10 105.08 1.3114 INE020B07HY0 Rural Electrification Corporation Ltd - 9.38 - 06/11/2018 CRISIL AAA 10 103.30 1.2915 INE752E07HG9 Power Grid Corporation of India Ltd - 8.64 - 08/07/2018** CRISIL AAA 5 63.63 0.8016 INE020B07IV4 Rural Electrification Corporation Ltd - 9.02 - 18/06/2019** CRISIL AAA 6 62.17 0.7817 INE296A07BB9 Bajaj Finance Ltd - 10 - 25/04/2019** CRISIL AAA 2 20.82 0.26 Sub Total 6556.17 82.03 b) Govt Security 1 IN2920150280 8.39 Rajasthan State Development Loan 15/03/2019** Sovereign 500000 512.12 6.41 Sub Total 512.12 6.41 Total for Debt Instruments 7068.29 88.44 (C) Money Market Instruments 1 Reverse Repo 372.00 4.65 Total for Money Market Instruments 372.00 4.65 Cash and Other Net Current Assets 495.01 6.19 Grand Total 7992.44 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 15.3748 15.9698 15.0840 15.6366 Monthly Dividend - - 12.1005 12.2738 Quarterly Dividend 11.7135 11.8638 11.6561 11.7802 Halfyearly Dividend - - 11.8558 11.9898d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Monthly Dividend - - 0.192129 0.178003Quarterly Dividend 0.216680 - 0.216680 - Halfyearly Dividend - - 0.216680 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity - only for Debt portion (years) 1.80 h) Average Duration - only for Debt portion (years) 1.56 i) Repo in corporate debt Nil

SUNDARAM CAPITAL PROTECTION ORIENTED FUND 5 YEARS (SERIES 7)

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 13977 201.63 2.382 INE001A01036 Housing Development Finance Corporation Ltd Finance 12073 181.35 2.143 INE154A01025 ITC Ltd Consumer Non Durables 54259 152.09 1.794 INE090A01021 ICICI Bank Ltd Banks 53985 149.46 1.765 INE002A01018 Reliance Industries Ltd Petroleum Products 10868 143.56 1.696 INE009A01021 Infosys Ltd Software 13440 137.39 1.627 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 13552 118.20 1.398 INE018A01030 Larsen & Toubro Ltd Construction Project 6579 103.61 1.229 INE585B01010 Maruti Suzuki India Ltd Auto 1602 96.37 1.1410 INE062A01020 State Bank of India Banks 32019 93.94 1.1111 INE021A01026 Asian Paints Ltd Consumer Non Durables 7176 77.03 0.9112 INE238A01034 Axis Bank Ltd Banks 12563 61.66 0.7313 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 8115 55.84 0.6614 INE158A01026 Hero MotoCorp Ltd Auto 1426 45.95 0.5415 INE101A01026 Mahindra & Mahindra Ltd Auto 2894 37.24 0.4416 INE481G01011 Ultratech Cement Ltd Cement 929 37.02 0.4417 INE860A01027 HCL Technologies Ltd Software 4212 36.84 0.4318 INE326A01037 Lupin Ltd Pharmaceuticals 2146 31.01 0.3719 INE528G01019 Yes Bank Ltd Banks 1849 28.60 0.3420 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 3570 23.20 0.27 Total for Equity & Equity Related 1811.99 21.38 (B) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE752E07NJ1 Power Grid Corporation of India Ltd - 8.32 - 23/12/2020 CRISIL AAA 90 930.83 10.982 INE001A07OO9 Housing Development Finance Corporation Ltd - 8.75 - 04/03/2021** CRISIL AAA 9 929.88 10.973 INE115A07IY8 LIC Housing Finance Ltd - 8.75 - 08/03/2021** CRISIL AAA 90 927.94 10.954 INE134E08HV7 Power Finance Corporation Ltd - 8.36 - 04/09/2020** CRISIL AAA 88 906.18 10.695 INE020B08468 Rural Electrification Corporation Ltd - 8.8 - 29/11/2020** CRISIL AAA 50 523.84 6.186 INE895D08253 Tata Sons Ltd - 8.97 - 15/07/2020** CRISIL AAA 30 308.86 3.647 INE848E07690 NHPC Ltd - 8.54 - 26/11/2020** IND AAA 230 239.78 2.838 INE020B08955 Rural Electrification Corporation Ltd - 8.36 - 22/09/2020** CRISIL AAA 22 227.23 2.689 INE733E07JZ5 NTPC Ltd - 8.33 - 24/02/2021** CRISIL AAA 20 206.48 2.4410 INE261F08527 National Bank for Agricultural & Rural Development - 8.37 - 22/06/2020** CRISIL AAA 16 165.21 1.9511 INE020B08484 Rural Electrification Corporation Ltd - 03/02/2021** CRISIL AAA 300 68.46 0.81 Sub Total 5434.70 64.12 b) Govt Security 1 IN2820160264 6.99 Punjab State Development Loan 13/10/2020** Sovereign 1060000 1057.51 12.48 Sub Total 1057.51 12.48 Total for Debt Instruments 6492.21 76.59 (C) Money Market Instruments 1 Reverse Repo 18.00 0.21 Total for Money Market Instruments 18.00 0.21 Cash and Other Net Current Assets 154.14 1.82 Grand Total 8476.34 100.00 ** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil

c) NAV per unit (` per unit)Direct plan Regular plan

Options 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 10.7376 11.1597 10.7133 11.1112 Dividend 10.7376 10.7586 10.7133 10.7101 d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOption Individual & HUF Others Individual & HUF Others Dividend 0.288906 - 0.288906 0.267666 e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity - only for Debt portion (years) 2.81 h) Average Duration - only for Debt portion (years) 2.32 i) Repo in corporate debt Nil

SUNDARAM CAPITAL PROTECTION ORIENTED FUND 5 YEARS (SERIES 8)

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 12437 179.41 2.372 INE001A01036 Housing Development Finance Corporation Ltd Finance 10587 159.03 2.103 INE154A01025 ITC Ltd Consumer Non Durables 48081 134.77 1.784 INE090A01021 ICICI Bank Ltd Banks 47922 132.67 1.755 INE002A01018 Reliance Industries Ltd Petroleum Products 9710 128.26 1.696 INE009A01021 Infosys Ltd Software 12123 123.93 1.647 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 12036 104.98 1.398 INE018A01030 Larsen & Toubro Ltd Construction Project 5941 93.56 1.239 INE585B01010 Maruti Suzuki India Ltd Auto 1423 85.60 1.1310 INE062A01020 State Bank of India Banks 28423 83.39 1.1011 INE021A01026 Asian Paints Ltd Consumer Non Durables 6427 68.99 0.9112 INE238A01034 Axis Bank Ltd Banks 11444 56.17 0.7413 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 7316 50.35 0.6614 INE158A01026 Hero MotoCorp Ltd Auto 1285 41.40 0.5515 INE101A01026 Mahindra & Mahindra Ltd Auto 2604 33.51 0.4416 INE860A01027 HCL Technologies Ltd Software 3758 32.87 0.4317 INE481G01011 Ultratech Cement Ltd Cement 821 32.71 0.4318 INE528G01019 Yes Bank Ltd Banks 1838 28.43 0.3819 INE326A01037 Lupin Ltd Pharmaceuticals 1931 27.91 0.3720 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 3154 20.50 0.27 Total for Equity & Equity Related 1618.45 21.36 (B) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE001A07OO9 Housing Development Finance Corporation Ltd - 8.75 - 04/03/2021** CRISIL AAA 8 826.56 10.912 INE733E07JZ5 NTPC Ltd - 8.33 - 24/02/2021** CRISIL AAA 80 825.92 10.903 INE115A07JB4 LIC Housing Finance Ltd - 8.75 - 12/02/2021** CRISIL AAA 80 824.66 10.884 INE020B08484 Rural Electrification Corporation Ltd - 03/02/2021** CRISIL AAA 2620 597.84 7.895 INE134E08HV7 Power Finance Corporation Ltd - 8.36 - 04/09/2020** CRISIL AAA 50 514.88 6.796 INE134E08HP9 Power Finance Corporation Ltd - 8.53 - 24/07/2020** CRISIL AAA 29 299.79 3.967 INE020B08955 Rural Electrification Corporation Ltd - 8.36 - 22/09/2020** CRISIL AAA 28 289.21 3.828 INE848E07690 NHPC Ltd - 8.54 - 26/11/2020** IND AAA 270 281.49 3.719 INE895D08253 Tata Sons Ltd - 8.97 - 15/07/2020** CRISIL AAA 20 205.91 2.7210 INE261F08527 National Bank for Agricultural & Rural Development - 8.37 - 22/06/2020** CRISIL AAA 19 196.19 2.5911 INE752E07NJ1 Power Grid Corporation of India Ltd - 8.32 - 23/12/2020 CRISIL AAA 10 103.43 1.36 Sub Total 4965.86 65.53 b) Govt Security 1 IN2820160264 6.99 Punjab State Development Loan 13/10/2020** Sovereign 870000 867.96 11.45 Sub Total 867.96 11.45 Total for Debt Instruments 5833.82 76.99 (C) Money Market Instruments 1 Reverse Repo 9.00 0.12 Total for Money Market Instruments 9.00 0.12 Cash and Other Net Current Assets 116.17 1.53 Grand Total 7577.44 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 10.5687 10.9678 10.5543 10.9374 Dividend 10.5687 10.6166 10.5543 10.5864d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOption Individual & HUF Others Individual & HUF Others Dividend 0.252793 - 0.252793 0.234208e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity - only for Debt portion (years) 2.84 h) Average Duration - only for Debt portion (years) 2.37 i) Repo in corporate debt Nil

SUNDARAM HYBRID FUND SERIES-F

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 8312 119.90 3.432 INE001A01036 Housing Development Finance Corporation Ltd Finance 7134 107.16 3.073 INE154A01025 ITC Ltd Consumer Non Durables 32470 91.01 2.614 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 8968 78.22 2.245 INE090A01021 ICICI Bank Ltd Banks 26025 72.05 2.066 INE018A01030 Larsen & Toubro Ltd Construction Project 4547 71.61 2.057 INE002A01018 Reliance Industries Ltd Petroleum Products 5052 66.73 1.918 INE009A01021 Infosys Ltd Software 5452 55.73 1.609 INE062A01020 State Bank of India Banks 18949 55.60 1.5910 INE585B01010 Maruti Suzuki India Ltd Auto 770 46.32 1.3311 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 4866 33.49 0.9612 INE238A01034 Axis Bank Ltd Banks 6320 31.02 0.8913 INE030A01027 Hindustan UniLever Ltd Consumer Non Durables 3345 30.50 0.8714 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 4354 28.29 0.8115 INE733E01010 NTPC Ltd Power 16718 27.75 0.7916 INE059A01026 Cipla Ltd Pharmaceuticals 4534 26.88 0.7717 INE467B01029 Tata Consultancy Services Ltd Software 1093 26.58 0.7618 INE860A01027 HCL Technologies Ltd Software 3025 26.46 0.7619 INE101A01026 Mahindra & Mahindra Ltd Auto 1956 25.17 0.7220 INE481G01011 Ultratech Cement Ltd Cement 532 21.20 0.6121 INE158A01026 Hero MotoCorp Ltd Auto 638 20.56 0.5922 INE326A01037 Lupin Ltd Pharmaceuticals 1347 19.47 0.5623 INE669C01036 Tech Mahindra Ltd Software 3416 15.68 0.4524 INE021A01026 Asian Paints Ltd Consumer Non Durables 1342 14.41 0.4125 INE129A01019 GAIL (India) Ltd Gas 2940 11.08 0.3226 INE910H01017 Cairn India Ltd Oil 3549 10.85 0.3127 INE081A01012 Tata Steel Ltd Ferrous Metals 2142 10.34 0.3028 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 1857 9.95 0.2829 INE003A01024 Siemens Ltd Industrial Capital Goods 729 9.15 0.2630 INE205A01025 Vedanta Ltd Non-Ferrous Metals 3283 9.03 0.2631 INE038A01020 Hindalco Industries Ltd Non-Ferrous Metals 4565 8.90 0.2532 INE079A01024 Ambuja Cements Ltd Cement 3225 7.63 0.2233 INE155A01022 Tata Motors Ltd Auto 1585 7.38 0.2134 INE028A01039 Bank of Baroda Banks 4097 7.09 0.2035 INE012A01025 ACC Ltd Cement 348 5.03 0.14 Total for Equity & Equity Related 1208.23 34.60 (B) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE860H07466 Aditya Birla Finance Ltd - 9.75 - 04/04/2019** IND AA+ 51 526.49 15.082 INE134E07513 Power Finance Corporation Ltd - 9.69 - 02/03/2019** CRISIL AAA 50 521.56 14.94

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2017 (Page 11)

3 INE020B07IA8 Rural Electrification Corporation Ltd - 9.63 - 05/02/2019** CRISIL AAA 38 395.71 11.334 INE556F09601 Small Industrial Development Bank of India - 8.04 - 15/03/2019** CARE AAA 36 366.05 10.485 INE296A07KG9 Bajaj Finance Ltd - 8.8479 - 04/04/2019** IND AAA 20 203.90 5.846 INE053F07850 Indian Railway Finance Corporation Ltd - 8.33 - 26/03/2019** CRISIL AAA 11 112.52 3.22 Sub Total 2126.23 60.89 Total for Debt Instruments 2126.23 60.89 (C) Money Market Instruments 1 Reverse Repo 99.00 2.84 Total for Money Market Instruments 99.00 2.84 Cash and Other Net Current Assets 58.54 1.68 Grand Total 3492.00 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 12.6715 13.1912 12.3674 12.8521 Halfyearly Dividend 12.6715 12.1698 12.3674 11.9350 Annual Dividend 12.6715 11.5499 12.3674 11.4708 d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Halfyearly Dividend 0.722265 - 0.650039 0.602248Annual Dividend 1.155624 - 0.975058 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity - only for Debt portion (years) 1.19 h) Average Duration - only for Debt portion (years) 1.03 i) Repo in corporate debt Nil

SUNDARAM HYBRID FUND SERIES-H

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 7023 101.31 3.442 INE154A01025 ITC Ltd Consumer Non Durables 27324 76.59 2.603 INE001A01036 Housing Development Finance Corporation Ltd Finance 4509 67.73 2.304 INE090A01021 ICICI Bank Ltd Banks 23865 66.07 2.245 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 7566 65.99 2.246 INE018A01030 Larsen & Toubro Ltd Construction Project 3792 59.72 2.037 INE002A01018 Reliance Industries Ltd Petroleum Products 4260 56.27 1.918 INE062A01020 State Bank of India Banks 15907 46.67 1.599 INE009A01021 Infosys Ltd Software 4436 45.35 1.5410 INE585B01010 Maruti Suzuki India Ltd Auto 650 39.10 1.3311 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 4089 28.14 0.9612 INE030A01027 Hindustan UniLever Ltd Consumer Non Durables 2890 26.35 0.9013 INE733E01010 NTPC Ltd Power 14125 23.45 0.8014 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 3562 23.15 0.7915 INE467B01029 Tata Consultancy Services Ltd Software 923 22.45 0.7616 INE860A01027 HCL Technologies Ltd Software 2563 22.42 0.7617 INE238A01034 Axis Bank Ltd Banks 4330 21.25 0.7218 INE101A01026 Mahindra & Mahindra Ltd Auto 1643 21.14 0.7219 INE481G01011 Ultratech Cement Ltd Cement 450 17.93 0.6120 INE326A01037 Lupin Ltd Pharmaceuticals 1201 17.36 0.5921 INE158A01026 Hero MotoCorp Ltd Auto 487 15.69 0.5322 INE081A01012 Tata Steel Ltd Ferrous Metals 2865 13.83 0.4723 INE021A01026 Asian Paints Ltd Consumer Non Durables 1232 13.23 0.4524 INE669C01036 Tech Mahindra Ltd Software 2776 12.75 0.4325 INE059A01026 Cipla Ltd Pharmaceuticals 2080 12.33 0.4226 INE129A01019 GAIL (India) Ltd Gas 2480 9.35 0.3227 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 1567 8.39 0.2928 INE003A01024 Siemens Ltd Industrial Capital Goods 616 7.73 0.2629 INE910H01017 Cairn India Ltd Oil 2426 7.42 0.2530 INE155A01022 Tata Motors Ltd Auto 1356 6.32 0.2131 INE038A01020 Hindalco Industries Ltd Non-Ferrous Metals 2931 5.72 0.1932 INE079A01024 Ambuja Cements Ltd Cement 2180 5.16 0.1833 INE028A01039 Bank of Baroda Banks 2600 4.50 0.1534 INE012A01025 ACC Ltd Cement 295 4.27 0.1435 INE205A01025 Vedanta Ltd Non-Ferrous Metals 1408 3.87 0.13 Total for Equity & Equity Related 978.98 33.25 (B) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE296A07BB9 Bajaj Finance Ltd - 10 - 25/04/2019** CRISIL AAA 46 478.89 16.272 INE092T08857 IDFC Bank Ltd - 9.5 - 29/04/2019** ICRA AAA 45 465.87 15.833 INE556F09601 Small Industrial Development Bank of India - 8.04 - 15/03/2019** CARE AAA 28 284.70 9.674 INE134E07513 Power Finance Corporation Ltd - 9.69 - 02/03/2019** CRISIL AAA 27 281.64 9.575 INE860H07466 Aditya Birla Finance Ltd - 9.75 - 04/04/2019** IND AA+ 21 216.79 7.366 INE053F07850 Indian Railway Finance Corporation Ltd - 8.33 - 26/03/2019** CRISIL AAA 3 30.69 1.04 Sub Total 1758.59 59.74 Total for Debt Instruments 1758.59 59.74 (C) Money Market Instruments 1 Reverse Repo 99.00 3.36 Total for Money Market Instruments 99.00 3.36 Cash and Other Net Current Assets 107.36 3.65 Grand Total 2943.92 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 12.4964 13.0086 12.2094 12.6876 Halfyearly Dividend 12.4962 12.0901 12.2094 11.7704 Annual Dividend - - 12.2094 11.4094d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Halfyearly Dividend 0.650039 - 0.650039 - Annual Dividend - - 0.902831 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity - only for Debt portion (years) 1.21 h) Average Duration - only for Debt portion (years) 1.02 i) Repo in corporate debt Nil

SUNDARAM HYBRID FUND SERIES-K

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 6017 86.80 3.312 INE001A01036 Housing Development Finance Corporation Ltd Finance 5202 78.14 2.983 INE009A01021 Infosys Ltd Software 6228 63.67 2.434 INE090A01021 ICICI Bank Ltd Banks 21875 60.56 2.315 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 6722 58.63 2.246 INE002A01018 Reliance Industries Ltd Petroleum Products 3789 50.05 1.917 INE154A01025 ITC Ltd Consumer Non Durables 14370 40.28 1.548 INE585B01010 Maruti Suzuki India Ltd Auto 577 34.71 1.339 INE018A01030 Larsen & Toubro Ltd Construction Project 2071 32.62 1.2510 INE062A01020 State Bank of India Banks 9860 28.93 1.1011 INE238A01034 Axis Bank Ltd Banks 5075 24.91 0.9512 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 3790 24.63 0.9413 INE030A01027 Hindustan UniLever Ltd Consumer Non Durables 2639 24.06 0.9214 INE467B01029 Tata Consultancy Services Ltd Software 823 20.01 0.76

15 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 2820 19.41 0.7416 INE860A01027 HCL Technologies Ltd Software 2026 17.72 0.6817 INE481G01011 Ultratech Cement Ltd Cement 425 16.94 0.6518 INE669C01036 Tech Mahindra Ltd Software 3532 16.22 0.6219 INE326A01037 Lupin Ltd Pharmaceuticals 999 14.44 0.5520 INE101A01026 Mahindra & Mahindra Ltd Auto 1047 13.47 0.5121 INE089A01023 Dr. Reddy's Laboratories Ltd Pharmaceuticals 345 9.08 0.3522 INE129A01019 GAIL (India) Ltd Gas 2401 9.05 0.3523 INE021A01026 Asian Paints Ltd Consumer Non Durables 723 7.76 0.3024 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 1435 7.69 0.2925 INE003A01024 Siemens Ltd Industrial Capital Goods 588 7.38 0.2826 INE081A01012 Tata Steel Ltd Ferrous Metals 1481 7.15 0.2727 INE910H01017 Cairn India Ltd Oil 2285 6.99 0.2728 INE245A01021 Tata Power Company Ltd Power 7734 6.99 0.2729 INE158A01026 Hero MotoCorp Ltd Auto 215 6.93 0.2630 INE205A01025 Vedanta Ltd Non-Ferrous Metals 2249 6.18 0.2431 INE038A01020 Hindalco Industries Ltd Non-Ferrous Metals 2750 5.36 0.2032 INE155A01022 Tata Motors Ltd Auto 1123 5.23 0.2033 INE079A01024 Ambuja Cements Ltd Cement 2119 5.01 0.1934 INE012A01025 ACC Ltd Cement 309 4.47 0.1735 INE028A01039 Bank of Baroda Banks 2505 4.33 0.17 Total for Equity & Equity Related 825.79 31.54 (B) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE476M07131 L&T Housing Finance Ltd - 9.79 - 28/06/2019** ICRA AA+ 17 440.21 16.812 INE895D07479 Tata Sons Ltd - 9.25 - 19/06/2019** CRISIL AAA 42 431.92 16.503 INE310L07514 IOT Utkal Energy Services Ltd - 9.843 - 20/05/2019** CRISIL AAA 220 235.92 9.014 INE020B07IA8 Rural Electrification Corporation Ltd - 9.63 - 05/02/2019** CRISIL AAA 17 177.03 6.765 INE556F09601 Small Industrial Development Bank of India - 8.04 - 15/03/2019** CARE AAA 10 101.68 3.886 INE020B07IV4 Rural Electrification Corporation Ltd - 9.02 - 18/06/2019** CRISIL AAA 7 72.54 2.777 INE092T08857 IDFC Bank Ltd - 9.5 - 29/04/2019** ICRA AAA 5 51.76 1.988 INE053F07850 Indian Railway Finance Corporation Ltd - 8.33 - 26/03/2019** CRISIL AAA 5 51.14 1.95 Sub Total 1562.21 59.66 Total for Debt Instruments 1562.21 59.66 (C) Money Market Instruments 1 Reverse Repo 104.00 3.97 Total for Money Market Instruments 104.00 3.97 Cash and Other Net Current Assets 126.40 4.83 Grand Total 2618.39 100.00* Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 11.7946 12.2413 11.5609 11.9778 Halfyearly Dividend 11.7934 11.4738 11.5609 11.2129 Annual Dividend 11.7973 11.1188 11.5609 11.0073d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Halfyearly Dividend 0.541699 - 0.541699 - Annual Dividend 0.794491 - 0.686152 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity - only for Debt portion (years) 1.28 h) Average Duration - only for Debt portion (years) 1.11 i) Repo in corporate debt Nil

SUNDARAM HYBRID FUND SERIES-M

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 32958 475.44 2.522 INE009A01021 Infosys Ltd Software 35239 360.23 1.913 INE001A01036 Housing Development Finance Corporation Ltd Finance 23457 352.35 1.874 INE090A01021 ICICI Bank Ltd Banks 101984 282.34 1.505 INE018A01030 Larsen & Toubro Ltd Construction Project 16121 253.89 1.356 INE002A01018 Reliance Industries Ltd Petroleum Products 18451 243.72 1.297 INE062A01020 State Bank of India Banks 66154 194.10 1.038 INE585B01010 Maruti Suzuki India Ltd Auto 3121 187.75 1.009 INE021A01026 Asian Paints Ltd Consumer Non Durables 15411 165.44 0.8810 INE467B01029 Tata Consultancy Services Ltd Software 5147 125.16 0.6611 INE158A01026 Hero MotoCorp Ltd Auto 3107 100.11 0.5312 INE154A01025 ITC Ltd Consumer Non Durables 35000 98.11 0.5213 INE238A01034 Axis Bank Ltd Banks 19423 95.33 0.5114 INE101A01026 Mahindra & Mahindra Ltd Auto 6831 87.91 0.4715 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 10000 87.22 0.4616 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 11187 76.98 0.4117 INE860A01027 HCL Technologies Ltd Software 6985 61.10 0.3218 INE481G01011 Ultratech Cement Ltd Cement 1300 51.80 0.2719 INE326A01037 Lupin Ltd Pharmaceuticals 3474 50.21 0.2720 INE733E01010 NTPC Ltd Power 11045 18.33 0.10 Total for Equity & Equity Related 3367.51 17.87 (B) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE020B07HY0 Rural Electrification Corporation Ltd - 9.38 - 06/11/2018 CRISIL AAA 300 3098.96 16.442 INE202B07EY1 Dewan Housing Finance Corporation Ltd - 9.25 - 24/12/2018** CARE AAA 250 2528.31 13.413 INE523E07CE0 L & T Finance Ltd - 8.8501 - 24/12/2018** CARE AA+ 80 2037.95 10.814 INE134E07406 Power Finance Corporation Ltd - 9.81 - 07/10/2018** CRISIL AAA 155 1606.41 8.525 INE261F08568 National Bank for Agricultural & Rural Development - 7.86 - 07/12/2018** CRISIL AAA 150 1518.91 8.066 INE860H07BH4 Aditya Birla Finance Ltd - 8.8699 - 24/12/2018** ICRA AA+ 100 1019.64 5.417 INE476M07610 L&T Housing Finance Ltd - 8.8798 - 24/12/2018** ICRA AA+ 40 1019.06 5.418 INE261F08550 National Bank for Agricultural & Rural Development - 7.9 - 27/11/2018** CRISIL AAA 60 607.79 3.229 INE134E08BH9 Power Finance Corporation Ltd - 11.25 - 28/11/2018** CRISIL AAA 50 530.63 2.8210 INE053F09FO3 Indian Railway Finance Corporation Ltd - 10.6 - 11/09/2018** CRISIL AAA 5 52.55 0.2811 INE514E08DA3 Export Import Bank of India - 9.28 - 15/10/2018 CRISIL AAA 5 51.58 0.27 Total for Debt Instruments 14071.80 74.66 (C) Money Market Instruments 1 Reverse Repo 301.00 1.60 Total for Money Market Instruments 301.00 1.60 Cash and Other Net Current Assets 1106.64 5.87 Grand Total 18846.95 100.00 ** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 10.8622 11.2457 10.8026 11.1649 Halfyearly Dividend 10.8623 10.7378 10.8026 10.6569 Annual Dividend 10.8616 10.4793 10.8026 10.3999 d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOption Individual & HUF Others Individual & HUF Others Halfyearly Dividend 0.361132 - 0.361132 0.334582Annual Dividend 0.541699 - 0.541699 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity - only for Debt portion (years) 1.25 h) Average Duration - only for Debt portion (years) 1.11 i) Repo in corporate debt Nil

SUNDARAM HYBRID FUND SERIES-N

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 16037 231.34 2.262 INE001A01036 Housing Development Finance Corporation Ltd Finance 12611 189.43 1.853 INE009A01021 Infosys Ltd Software 17244 176.28 1.724 INE002A01018 Reliance Industries Ltd Petroleum Products 12758 168.52 1.645 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 18877 164.65 1.616 INE090A01021 ICICI Bank Ltd Banks 48689 134.80 1.327 INE018A01030 Larsen & Toubro Ltd Construction Project 7275 114.57 1.128 INE585B01010 Maruti Suzuki India Ltd Auto 1694 101.91 0.999 INE062A01020 State Bank of India Banks 31810 93.33 0.9110 INE154A01025 ITC Ltd Consumer Non Durables 29880 83.75 0.8211 INE021A01026 Asian Paints Ltd Consumer Non Durables 7246 77.79 0.7612 INE238A01034 Axis Bank Ltd Banks 12644 62.06 0.6113 INE158A01026 Hero MotoCorp Ltd Auto 1545 49.78 0.4914 INE101A01026 Mahindra & Mahindra Ltd Auto 3083 39.68 0.3915 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 5057 34.80 0.3416 INE860A01027 HCL Technologies Ltd Software 3156 27.61 0.2717 INE481G01011 Ultratech Cement Ltd Cement 586 23.35 0.2318 INE326A01037 Lupin Ltd Pharmaceuticals 1567 22.65 0.2219 INE467B01029 Tata Consultancy Services Ltd Software 449 10.92 0.1120 INE733E01010 NTPC Ltd Power 5993 9.95 0.10 Total for Equity & Equity Related 1817.14 17.73 (B) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE020B07HY0 Rural Electrification Corporation Ltd - 9.38 - 06/11/2018 CRISIL AAA 170 1756.08 17.142 INE202B07FB6 Dewan Housing Finance Corporation Ltd - 9.34 - 28/12/2018** CARE AAA 150 1519.01 14.823 INE134E07406 Power Finance Corporation Ltd - 9.81 - 07/10/2018** CRISIL AAA 144 1492.41 14.574 INE296A07HC4 Bajaj Finance Ltd - 07/01/2019** ICRA AA+ 100 1185.29 11.575 INE261F09EW8 National Bank for Agricultural & Rural Development - 01/01/2019** CRISIL AAA 4850 860.64 8.406 INE759E07681 L & T Fin Corp Ltd - 8.95 - 07/01/2019** CARE AA+ 20 508.82 4.977 INE033L07CZ0 Tata Capital Housing Finance Ltd - 8.89 - 07/01/2019** CRISIL AA+ 50 507.07 4.958 INE556F09478 Small Industrial Development Bank of India - 8.2 - 07/06/2018** CARE AAA 5 50.72 0.49 Total for Debt Instruments 7880.04 76.91 (C) Money Market Instruments 1 Reverse Repo 187.00 1.83 Total for Money Market Instruments 187.00 1.83 Cash and Other Net Current Assets 362.17 3.53 Grand Total 10246.35 100.00 ** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 10.8792 11.3038 10.8224 11.2251 Halfyearly Dividend 10.8792 10.7947 10.8224 10.7166 Annual Dividend 10.8795 10.4868 10.8224 10.4085 d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Halfyearly Dividend 0.361132 - 0.361132 - Annual Dividend 0.577813 - 0.577813 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity - only for Debt portion (years) 1.29 h) Average Duration - only for Debt portion (years) 1.14 i) Repo in corporate debt Nil

SUNDARAM HYBRID FUND SERIES-O

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 12806 184.73 2.302 INE001A01036 Housing Development Finance Corporation Ltd Finance 9380 140.90 1.763 INE002A01018 Reliance Industries Ltd Petroleum Products 9675 127.80 1.594 INE009A01021 Infosys Ltd Software 11970 122.36 1.535 INE090A01021 ICICI Bank Ltd Banks 43861 121.43 1.516 INE154A01025 ITC Ltd Consumer Non Durables 34341 96.26 1.207 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 10487 91.47 1.148 INE018A01030 Larsen & Toubro Ltd Construction Project 5785 91.11 1.149 INE585B01010 Maruti Suzuki India Ltd Auto 1320 79.41 0.9910 INE062A01020 State Bank of India Banks 24795 72.75 0.9111 INE158A01026 Hero MotoCorp Ltd Auto 1877 60.48 0.7512 INE021A01026 Asian Paints Ltd Consumer Non Durables 4972 53.37 0.6713 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 7351 50.59 0.6314 INE238A01034 Axis Bank Ltd Banks 9845 48.32 0.6015 INE030A01027 Hindustan UniLever Ltd Consumer Non Durables 4814 43.89 0.5516 INE733E01010 NTPC Ltd Power 23911 39.69 0.4917 INE101A01026 Mahindra & Mahindra Ltd Auto 2754 35.44 0.4418 INE860A01027 HCL Technologies Ltd Software 4004 35.02 0.4419 INE481G01011 Ultratech Cement Ltd Cement 614 24.47 0.3020 INE155A01022 Tata Motors Ltd Auto 1586 7.39 0.09 Total for Equity & Equity Related 1526.87 19.03 (B) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE296A07JR8 Bajaj Finance Ltd - 30/09/2019** IND AAA 80 897.76 11.192 INE053F09FY2 Indian Railway Finance Corporation Ltd - 8.19 - 27/04/2019** CRISIL AAA 82 839.56 10.473 INE134E08GJ4 Power Finance Corporation Ltd - 9.32 - 17/09/2019** CRISIL AAA 80 836.16 10.424 INE020B07IV4 Rural Electrification Corporation Ltd - 9.02 - 18/06/2019** CRISIL AAA 60 621.75 7.755 INE001A07PM0 Housing Development Finance Corporation Ltd - 7.95 - 23/09/2019** CRISIL AAA 6 604.81 7.546 INE261F09EW8 National Bank for Agricultural & Rural Development - 01/01/2019** CRISIL AAA 2988 530.23 6.617 INE752E07LP2 Power Grid Corporation of India Ltd - 9.3 - 04/09/2019** CRISIL AAA 50 523.21 6.528 INE895D07479 Tata Sons Ltd - 9.25 - 19/06/2019** CRISIL AAA 38 390.79 4.879 INE556F09601 Small Industrial Development Bank of India - 8.04 - 15/03/2019** CARE AAA 30 305.04 3.8010 INE115A07FN7 LIC Housing Finance Ltd - 9.3532 - 19/08/2019** CRISIL AAA 20 207.23 2.5811 INE572E09379 PNB Housing Finance Ltd - 8.65 - 28/06/2019** IND AAA 19 194.03 2.4212 INE020B07ER1 Rural Electrification Corporation Ltd - 8.72 - 04/09/2019** CRISIL AAA 7 72.30 0.9013 INE556F09619 Small Industrial Development Bank of India - 8.28 - 26/02/2019** CARE AAA 6 61.23 0.7614 INE752E07FY6 Power Grid Corporation of India Ltd - 8.8 - 29/09/2019** CRISIL AAA 4 51.83 0.6515 INE115A07IU6 LIC Housing Finance Ltd - 8.69 - 17/05/2019** CRISIL AAA 2 20.42 0.2516 INE756I07894 HDB Financial Services Ltd - 8.54 - 12/06/2019** CRISIL AAA 1 10.16 0.13 Total for Debt Instruments 6166.49 76.87 (C) Money Market Instruments 1 Reverse Repo 142.00 1.77 Total for Money Market Instruments 142.00 1.77 Cash and Other Net Current Assets 186.94 2.33 Grand Total 8022.29 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 10.6164 11.0006 10.6057 10.9813 Halfyearly Dividend 10.6185 10.6509 10.6057 10.6279 Annual Dividend 10.6163 10.5441 10.6057 10.5250d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Halfyearly Dividend 0.252793 - 0.252793 0.234207Annual Dividend 0.325019 - 0.325019 0.301124e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity - only for Debt portion (years) 1.75 h) Average Duration - only for Debt portion (years) 1.52 i) Repo in corporate debt Nil

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2017 (Page 12)

SUNDARAM HYBRID FUND SERIES-P

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 8650 124.78 2.292 INE001A01036 Housing Development Finance Corporation Ltd Finance 6764 101.60 1.863 INE002A01018 Reliance Industries Ltd Petroleum Products 6773 89.46 1.644 INE090A01021 ICICI Bank Ltd Banks 30388 84.13 1.545 INE009A01021 Infosys Ltd Software 7960 81.37 1.496 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 7120 62.10 1.147 INE154A01025 ITC Ltd Consumer Non Durables 21850 61.25 1.128 INE018A01030 Larsen & Toubro Ltd Construction Project 3849 60.62 1.119 INE585B01010 Maruti Suzuki India Ltd Auto 900 54.14 0.9910 INE062A01020 State Bank of India Banks 17155 50.33 0.9211 INE158A01026 Hero MotoCorp Ltd Auto 1263 40.69 0.7512 INE021A01026 Asian Paints Ltd Consumer Non Durables 3332 35.77 0.6613 INE238A01034 Axis Bank Ltd Banks 6708 32.92 0.6014 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 4777 32.87 0.6015 INE030A01027 Hindustan UniLever Ltd Consumer Non Durables 3221 29.37 0.5416 INE733E01010 NTPC Ltd Power 17281 28.69 0.5317 INE860A01027 HCL Technologies Ltd Software 2732 23.90 0.4418 INE101A01026 Mahindra & Mahindra Ltd Auto 1711 22.02 0.4019 INE481G01011 Ultratech Cement Ltd Cement 445 17.73 0.3320 INE155A01022 Tata Motors Ltd Auto 1027 4.78 0.09 Total for Equity & Equity Related 1038.53 19.06 (B) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE134E08GN6 Power Finance Corporation Ltd - 8.96 - 21/10/2019** CRISIL AAA 59 612.82 11.252 INE296A07KS4 Bajaj Finance Ltd - 22/10/2019** IND AAA 50 555.97 10.203 INE752E07HT2 Power Grid Corporation of India Ltd - 8.84 - 21/10/2019** CRISIL AAA 40 519.00 9.524 INE848E07799 NHPC Ltd - 8.5 - 14/07/2019** IND AAA 500 514.20 9.445 INE020B07IV4 Rural Electrification Corporation Ltd - 9.02 - 18/06/2019** CRISIL AAA 49 507.76 9.326 INE523E07DJ7 L & T Finance Ltd - 8.6772 - 30/09/2019** ICRA AA+ 16 406.59 7.467 INE001A07PM0 Housing Development Finance Corporation Ltd - 7.95 - 23/09/2019** CRISIL AAA 4 403.21 7.408 INE556F09619 Small Industrial Development Bank of India - 8.28 - 26/02/2019** CARE AAA 19 193.89 3.569 INE115A07FN7 LIC Housing Finance Ltd - 9.3532 - 19/08/2019** CRISIL AAA 16 165.78 3.0410 INE053F09FY2 Indian Railway Finance Corporation Ltd - 8.19 - 27/04/2019** CRISIL AAA 11 112.62 2.0711 INE572E09379 PNB Housing Finance Ltd - 8.65 - 28/06/2019** IND AAA 11 112.34 2.0612 INE020B07ER1 Rural Electrification Corporation Ltd - 8.72 - 04/09/2019** CRISIL AAA 3 30.98 0.57 Total for Debt Instruments 4135.17 75.89 (C) Money Market Instruments 1 Reverse Repo 100.00 1.84 Total for Money Market Instruments 100.00 1.84 Cash and Other Net Current Assets 175.41 3.22 Grand Total 5449.11 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 10.5370 10.9574 10.5211 10.9246 Halfyearly Dividend 10.5370 10.6035 10.5211 10.5708 Annual Dividend 10.5370 10.5008 10.5211 10.4677d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Halfyearly Dividend 0.252793 - 0.252793 - Annual Dividend 0.325019 - 0.325019 0.301124e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity - only for Debt portion (years) 1.83 h) Average Duration - only for Debt portion (years) 1.56 i) Repo in corporate debt Nil

SUNDARAM SMART NIFTY 100 EQUAL WEIGHT FUND

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Equity & Equity Related a) Listed / awaiting listing on Stock Exchange 1 INE548C01032 Emami Ltd Consumer Non Durables 1703 18.13 1.012 INE066A01013 Eicher Motors Ltd Auto 69 17.66 0.993 INE685A01028 Torrent Pharmaceuticals Ltd Pharmaceuticals 1133 17.59 0.984 INE726G01019 ICICI Prudential Life Insurance Company Ltd Finance 4592 17.56 0.985 INE179A01014 Procter & Gamble Hygiene and Health Care Ltd Consumer Non Durables 230 17.46 0.986 INE002A01018 Reliance Industries Ltd Petroleum Products 1318 17.41 0.977 INE397D01024 Bharti Airtel Ltd Telecom - Services 4968 17.39 0.978 INE280A01028 Titan Company Ltd Consumer Durables 3752 17.36 0.979 INE263A01024 Bharat Electronics Ltd Industrial Capital Goods 11070 17.35 0.9710 INE669C01036 Tech Mahindra Ltd Software 3778 17.35 0.9711 INE245A01021 Tata Power Company Ltd Power 19197 17.34 0.9712 INE095A01012 IndusInd Bank Ltd Banks 1217 17.34 0.9713 INE009A01021 Infosys Ltd Software 1696 17.34 0.9714 INE585B01010 Maruti Suzuki India Ltd Auto 288 17.33 0.9715 INE159A01016 GlaxoSmithKline Pharmaceuticals Ltd Pharmaceuticals 631 17.32 0.9716 INE721A01013 Shriram Transport Finance Company Ltd Finance 1606 17.31 0.9717 INE347G01014 Petronet LNG Ltd Gas 4294 17.31 0.9718 INE148I01020 Indiabulls Housing Finance Ltd Finance 1735 17.31 0.9719 INE848E01016 NHPC Ltd Power 53720 17.30 0.9720 INE528G01019 Yes Bank Ltd Banks 1118 17.29 0.9721 INE274J01014 Oil India Ltd Oil 5180 17.29 0.9722 INE467B01029 Tata Consultancy Services Ltd Software 711 17.29 0.9723 INE121J01017 Bharti Infratel Ltd Telecom - Equipment & Accessories 5303 17.28 0.9724 INE102D01028 Godrej Consumer Products Ltd Consumer Non Durables 1034 17.28 0.9725 INE860A01027 HCL Technologies Ltd Software 1971 17.24 0.9626 INE406A01037 Aurobindo Pharma Ltd Pharmaceuticals 2551 17.22 0.9627 INE040A01026 HDFC Bank Ltd Banks 1194 17.22 0.9628 INE854D01016 United Spirits Ltd Consumer Non Durables 792 17.22 0.9629 INE129A01019 GAIL (India) Ltd Gas 4569 17.22 0.9630 INE264A01014 GlaxoSmithKline Consumer Healthcare Ltd Consumer Non Durables 334 17.22 0.9631 INE733E01010 NTPC Ltd Power 10374 17.22 0.9632 INE752E01010 Power Grid Corporation of India Ltd Power 8728 17.22 0.9633 INE075A01022 Wipro Ltd Software 3339 17.22 0.9634 INE001A01036 Housing Development Finance Corporation Ltd Finance 1146 17.21 0.9635 INE881D01027 Oracle Financial Services Software Ltd Software 451 17.21 0.9636 INE101A01026 Mahindra & Mahindra Ltd Auto 1337 17.21 0.9637 INE158A01026 Hero MotoCorp Ltd Auto 534 17.21 0.9638 INE117A01022 ABB India Ltd Industrial Capital Goods 1344 17.20 0.9639 INE154A01025 ITC Ltd Consumer Non Durables 6136 17.20 0.9640 INE019A01038 JSW Steel Ltd Ferrous Metals 9138 17.20 0.9641 INE003A01024 Siemens Ltd Industrial Capital Goods 1370 17.20 0.9642 INE016A01026 Dabur India Ltd Consumer Non Durables 6199 17.19 0.9643 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 4442 17.19 0.9644 INE296A01024 Bajaj Finance Ltd Finance 1468 17.19 0.9645 INE089A01023 Dr. Reddy's Laboratories Ltd Pharmaceuticals 653 17.19 0.9646 INE742F01042 Adani Ports and Special Economic Zone Ltd Transportation 5059 17.18 0.9647 INE059A01026 Cipla Ltd Pharmaceuticals 2897 17.18 0.9648 INE628A01036 UPL Ltd Pesticides 2363 17.18 0.9649 INE918I01018 Bajaj Finserv Ltd Finance 419 17.17 0.9650 INE318A01026 Pidilite Industries Ltd Chemicals 2456 17.17 0.9651 INE646L01027 Interglobe Aviation Ltd Transportation 1633 17.17 0.9652 INE021A01026 Asian Paints Ltd Consumer Non Durables 1599 17.17 0.9653 INE038A01020 Hindalco Industries Ltd Non - Ferrous Metals 8799 17.16 0.9654 INE115A01026 LIC Housing Finance Ltd Finance 2775 17.16 0.9655 INE012A01025 ACC Ltd Cement 1186 17.15 0.9656 INE030A01027 Hindustan UniLever Ltd Consumer Non Durables 1881 17.15 0.9657 INE208A01029 Ashok Leyland Ltd Auto 20283 17.15 0.9658 INE079A01024 Ambuja Cements Ltd Cement 7245 17.15 0.9659 INE259A01022 Colgate Palmolive (India) Ltd Consumer Non Durables 1722 17.14 0.9660 INE081A01012 Tata Steel Ltd Ferrous Metals 3551 17.14 0.96

61 IN9155A01020 Tata Motors Ltd Auto 6075 17.14 0.9662 INE522F01014 Coal India Ltd Minerals/Mining 5857 17.14 0.9663 INE196A01026 Marico Ltd Consumer Non Durables 5812 17.14 0.9664 INE018A01030 Larsen & Toubro Ltd Construction Project 1088 17.13 0.9665 INE481G01011 Ultratech Cement Ltd Cement 430 17.13 0.9666 INE584A01023 NMDC Ltd Minerals/Mining 12871 17.13 0.9667 INE361B01024 Divi's Laboratories Ltd Pharmaceuticals 2746 17.13 0.9668 INE237A01028 Kotak Mahindra Bank Ltd Ltd Banks 1964 17.13 0.9669 INE205A01025 Vedanta Ltd Non - Ferrous Metals 6228 17.12 0.9670 INE669E01016 Idea Cellular Ltd Telecom - Services 19943 17.12 0.9671 INE267A01025 Hindustan Zinc Ltd Non - Ferrous Metals 5927 17.12 0.9672 INE257A01026 Bharat Heavy Electricals Ltd Industrial Capital Goods 10511 17.12 0.9673 INE686F01025 United Breweries Ltd Consumer Non Durables 2220 17.11 0.9674 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 3195 17.11 0.9675 INE213A01029 Oil & Natural Gas Corporation Ltd Oil 9249 17.11 0.9676 INE114A01011 Steel Authority of India Ltd Ferrous Metals 27907 17.11 0.9677 INE111A01017 Container Corporation of India Ltd Transportation 1343 17.11 0.9678 INE062A01020 State Bank of India Banks 5830 17.11 0.9679 INE298A01020 Cummins India Ltd Industrial Products 1801 17.10 0.9680 INE271C01023 DLF Ltd Construction 11503 17.10 0.9681 INE326A01037 Lupin Ltd Pharmaceuticals 1183 17.10 0.9682 INE094A01015 Hindustan Petroleum Corporation Ltd Petroleum Products 3252 17.09 0.9683 INE070A01015 Shree Cements Ltd Cement 100 17.08 0.9684 INE155A01022 Tata Motors Ltd Auto 3667 17.08 0.9685 INE020B01018 Rural Electrification Corporation Ltd Finance 9432 17.07 0.9586 INE134E01011 Power Finance Corporation Ltd Finance 11698 17.07 0.9587 INE323A01026 Bosch Ltd Auto Ancillaries 75 17.06 0.9588 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 2479 17.06 0.9589 INE917I01010 Bajaj Auto Ltd Auto 608 17.06 0.9590 INE176B01034 Havells India Ltd Consumer Durables 3662 17.06 0.9591 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 2624 17.05 0.9592 INE047A01021 Grasim Industries Ltd Cement 1625 17.05 0.9593 INE140A01024 Piramal Enterprises Ltd Pharmaceuticals 895 17.03 0.9594 INE028A01039 Bank of Baroda Banks 9834 17.01 0.9595 INE238A01034 Axis Bank Ltd Banks 3464 17.00 0.9596 INE090A01021 ICICI Bank Ltd Banks 6139 17.00 0.9597 INE775A01035 Motherson Sumi Systems Ltd Auto Ancillaries 4565 16.98 0.9598 INE010B01027 Cadila Healthcare Ltd Pharmaceuticals 3839 16.97 0.9599 INE935A01035 GlenMark Pharmaceuticals Ltd Pharmaceuticals 1991 16.97 0.95100 INE160A01022 Punjab National Bank Banks 11290 16.92 0.95101 INE216A01022 Britannia Industries Ltd Consumer Non Durables 501 16.90 0.95 Total for Equity & Equity Related 1736.44 97.10 (B) Money Market Instruments 1 CBLO 78.96 4.42 Total for Money Market Instruments 78.96 4.42 Cash and Other Net Current Assets -27.08 -1.51 Grand Total 1788.32 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 12/01/17 31/03/2017 12/01/17 31/03/2017Growth 10.0000 10.8938 10.0000 10.8769 Dividend 10.0000 10.8929 10.0000 10.8766d) Dividend declared during the period (` per unit) NILe) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 46.53%h) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - ER

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE020B07JB4 Rural Electrification Corporation Ltd - 9.06 - 23/09/2017** CRISIL AAA 115 1161.78 17.442 INE774D07MD2 Mahindra & Mahindra Financial Services Ltd - 8.6743 - 02/01/2018** IND AAA 114 1151.64 17.293 INE033L07CP1 Tata Capital Housing Finance Ltd - 8.8376 - 02/01/2018** CRISIL AA+ 114 1150.42 17.274 INE134E08GE5 Power Finance Corporation Ltd - 9.3 - 26/08/2017** CRISIL AAA 100 1009.27 15.155 INE445L08169 Nabha Power Ltd - 9.4 - 30/09/2017** ICRA AAA 64 647.92 9.736 INE445L08177 Nabha Power Ltd - 9.4 - 17/10/2017** ICRA AAA 50 506.65 7.617 INE752E07IN3 Power Grid Corporation of India Ltd - 9.35 - 29/08/2017** CRISIL AAA 6 60.60 0.918 INE134E08EZ5 Power Finance Corporation Ltd - 8.91 - 15/10/2017** CRISIL AAA 5 50.52 0.769 INE134E08GC9 Power Finance Corporation Ltd - 9.32 - 19/08/2017** CRISIL AAA 5 50.44 0.76 Total for Debt Instruments 5789.24 86.91 (B) Money Market Instruments a) Certificate of Deposits 1 INE238A16N36 Axis Bank Ltd - 21/07/2017** CRISIL A1+ 425 416.92 6.26 Sub Total 416.92 6.26 b) Reverse Repo / CBLO 1 Reverse Repo 17.00 0.26 Sub Total 17.00 0.26 Total for Money Market Instruments 433.92 6.51 Cash and Other Net Current Assets 437.67 6.57 Grand Total 6660.83 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 12.8475 13.3378 12.7237 13.1868 Halfyearly Dividend - - 12.7246 11.3815d) Dividend declared during the period (` per unit)

Regular PlanOption Individual & HUF Others Halfyearly Dividend 1.300078 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 0.53 h) Average Duration (years) 0.49 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - FD

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE296A07GC6 Bajaj Finance Ltd - 10/04/2018** ICRA AA+ 17 203.77 19.362 INE557F08EW1 National Housing Bank - 8 - 10/04/2018** CRISIL AAA 17 171.75 16.323 INE033L07BP3 Tata Capital Housing Finance Ltd - 8.9 - 10/04/2018** CRISIL AA+ 17 171.63 16.314 INE752E07GI7 Power Grid Corporation of India Ltd - 8.9 - 25/02/2018** CRISIL AAA 13 165.43 15.725 INE134E08HH6 Power Finance Corporation Ltd - 8.03 - 09/04/2018** CRISIL AAA 10 100.94 9.596 INE445L08185 Nabha Power Ltd - 8.95 - 09/04/2018** ICRA AAA 9 91.47 8.697 INE020B08815 Rural Electrification Corporation Ltd - 8.7 - 01/02/2018** CRISIL AAA 7 71.00 6.75 Total for Debt Instruments 975.99 92.74 (B) Money Market Instruments 1 Reverse Repo 30.00 2.85 Total for Money Market Instruments 30.00 2.85 Cash and Other Net Current Assets 46.40 4.41 Grand Total 1052.39 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 12.5771 13.0709 12.5051 12.9896 Quarterly Dividend - - 12.5049 11.8353d) Dividend declared during the period (` per unit)

Regular PlanOption Individual & HUF Others Quarterly Dividend 0.830605 -

e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 0.92 h) Average Duration (years) 0.82 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - FL

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE001A07NT0 Housing Development Finance Corporation Ltd - 8.45 - 24/04/2017** CRISIL AAA 100 500.25 10.992 INE134E08HR5 Power Finance Corporation Ltd - 8.12 - 17/04/2017** CRISIL AAA 42 420.24 9.243 INE296A07BC7 Bajaj Finance Ltd - 9.9 - 25/04/2017** CRISIL AAA 30 300.42 6.60 Total for Debt Instruments 1220.91 26.83 (B) Money Market Instruments a) Certificate of Deposits 1 INE238A16K21 Axis Bank Ltd - 27/04/2017** CRISIL A1+ 540 537.59 11.812 INE528G16F88 Yes Bank Ltd - 27/04/2017** CRISIL A1+ 540 537.58 11.813 INE141A16XL1 Oriental Bank of Commerce - 24/04/2017** CRISIL A1+ 500 498.06 10.954 INE237A16P92 Kotak Mahindra Bank Ltd - 27/04/2017** CRISIL A1+ 500 497.77 10.945 INE092T16116 IDFC Bank Ltd - 24/04/2017** CRISIL A1+ 160 159.38 3.50 Sub Total 2230.38 49.02 b) Commercial Papers 1 INE976I14KJ9 Tata Capital Ltd - 24/04/2017** CRISIL A1+ 100 497.80 10.94 Sub Total 497.80 10.94 c) Reverse Repo / CBLO 1 Reverse Repo 476.00 10.46 Sub Total 476.00 10.46 Total for Money Market Instruments 3204.18 70.42 Cash and Other Net Current Assets 124.97 2.75 Grand Total 4550.07 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 12.3879 12.8194 12.2746 12.6781 Quarterly Dividend - - 12.2746 11.5251 Halfyearly Dividend - - 12.2747 10.8727d) Dividend declared during the period (` per unit)

Regular PlanOptions Individual & HUF Others Halfyearly Dividend 1.300078 - Quarterly Dividend 0.830605 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 0.06 h) Average Duration (years) 0.06 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - FM

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE296A07BC7 Bajaj Finance Ltd - 9.9 - 25/04/2017** CRISIL AAA 33 330.46 16.892 INE445L08201 Nabha Power Ltd - 8.11 - 10/04/2017** CRISIL AAA 30 300.06 15.333 INE134E08IB7 Power Finance Corporation Ltd - 7.98 - 21/04/2017** CRISIL AAA 17 170.09 8.694 INE134E08HR5 Power Finance Corporation Ltd - 8.12 - 17/04/2017** CRISIL AAA 4 40.02 2.05 Total for Debt Instruments 840.64 42.96 (B) Money Market Instruments a) Certificate of Deposits 1 INE092T16116 IDFC Bank Ltd - 24/04/2017** CRISIL A1+ 230 229.12 11.712 INE141A16XK3 Oriental Bank of Commerce - 28/04/2017** CRISIL A1+ 130 129.41 6.61 Sub Total 358.52 18.32 b) Commercial Papers 1 INE053F14047 Indian Railway Finance Corporation Ltd - 12/04/2017** CRISIL A1+ 46 229.56 11.732 INE261F14BA0 National Bank for Agricultural & Rural Development - 20/04/2017** CRISIL A1+ 46 229.23 11.723 INE114A14DX0 Steel Authority of India Ltd - 10/04/2017** CRISIL A1+ 44 219.65 11.23 Sub Total 678.45 34.67 c) Reverse Repo / CBLO 1 Reverse Repo 9.00 0.46 Sub Total 9.00 0.46 Total for Money Market Instruments 1045.97 53.45 Cash and Other Net Current Assets 70.14 3.58 Grand Total 1956.75 100.00 ** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 12.3010 12.7258 12.2025 12.6025 Quarterly Dividend 12.3009 11.5727 12.2041 11.4519 d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOption Individual & HUF Others Individual & HUF Others Quarterly Dividend 0.830605 - 0.830605 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 0.05 h) Average Duration (years) 0.05 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - GE

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE916DA7HJ0 Kotak Mahindra Prime Ltd - 8.7572 - 22/05/2017** CRISIL AAA 105 1052.55 17.042 INE445L08201 Nabha Power Ltd - 8.11 - 10/04/2017** CRISIL AAA 101 1010.21 16.363 INE134E08HS3 Power Finance Corporation Ltd - 8.12 - 22/05/2017** CRISIL AAA 100 1001.94 16.224 INE476M07503 L&T Housing Finance Ltd - 8.8087 - 22/05/2017** CRISIL AA+ 35 876.95 14.205 INE296A07BC7 Bajaj Finance Ltd - 9.9 - 25/04/2017** CRISIL AAA 19 190.26 3.08 Total for Debt Instruments 4131.91 66.90 (B) Money Market Instruments a) Certificate of Deposits 1 INE092T16124 IDFC Bank Ltd - 18/05/2017** CRISIL A1+ 740 733.92 11.882 INE095A16VW0 IndusInd Bank Ltd - 19/05/2017** CRISIL A1+ 600 595.03 9.633 INE141A16XK3 Oriental Bank of Commerce - 28/04/2017** CRISIL A1+ 230 228.95 3.71 Sub Total 1557.90 25.22 b) Reverse Repo / CBLO 1 Reverse Repo 10.00 0.16 Sub Total 10.00 0.16 Total for Money Market Instruments 1567.90 25.39 Cash and Other Net Current Assets 476.62 7.72 Grand Total 6176.43 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 12.2713 12.7130 12.1737 12.5905 Quarterly Dividend - - 12.1736 11.4373d) Dividend declared during the period (` per unit)

Regular PlanOption Individual & HUF Others Quarterly Dividend 0.830605 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 0.11 h) Average Duration (years) 0.11 i) Repo in corporate debt Nil

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2017 (Page 13)

SUNDARAM FIXED TERM PLAN - GG

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE202B07FA8 Dewan Housing Finance Corporation Ltd - 9.26 - 19/06/2017** CARE AAA 24 240.99 17.022 INE523E07CJ9 L & T Finance Ltd - 8.8187 - 19/06/2017** CARE AA+ 9 225.88 15.953 INE445L08201 Nabha Power Ltd - 8.11 - 10/04/2017** CRISIL AAA 22 220.05 15.544 INE134E08HL8 Power Finance Corporation Ltd - 8.35 - 27/05/2017** CRISIL AAA 20 200.45 14.165 INE752E07IC6 Power Grid Corporation of India Ltd - 9.64 - 31/05/2017** CRISIL AAA 10 125.58 8.876 INE134E08HR5 Power Finance Corporation Ltd - 8.12 - 17/04/2017** CRISIL AAA 4 40.02 2.837 INE296A07BC7 Bajaj Finance Ltd - 9.9 - 25/04/2017** CRISIL AAA 2 20.03 1.41 Total for Debt Instruments 1073.01 75.79 (B) Money Market Instruments a) Certificate of Deposits 1 INE092T16124 IDFC Bank Ltd - 18/05/2017** CRISIL A1+ 130 128.93 9.112 INE141A16XK3 Oriental Bank of Commerce - 28/04/2017** CRISIL A1+ 110 109.50 7.73 Sub Total 238.43 16.84 b) Reverse Repo / CBLO 1 Reverse Repo 4.00 0.28 Sub Total 4.00 0.28 Total for Money Market Instruments 242.43 17.12 Cash and Other Net Current Assets 100.39 7.09 Grand Total 1415.83 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 12.1804 12.6444 12.0824 12.5202 Halfyearly Dividend - - 12.0823 10.7136d) Dividend declared during the period (` per unit)

Regular PlanOption Individual & HUF Others Halfyearly Dividend 1.300078 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 0.13 h) Average Duration (years) 0.13 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - GJ

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE849A08041 Trent Ltd - 30/06/2017** BWR AA+ 27 508.07 19.922 INE134E08GC9 Power Finance Corporation Ltd - 9.32 - 19/08/2017** CRISIL AAA 43 433.81 17.013 INE001A07JC4 Housing Development Finance Corporation Ltd - 9.5-13/08/2017** CRISIL AAA 43 433.31 16.994 INE020B08757 Rural Electrification Corporation Ltd - 9.4 - 20/07/2017** CRISIL AAA 39 392.82 15.405 INE721A07HH0 Shriram Transport Finance Company Ltd - 9.85 - 15/07/2017** CRISIL AA+ 23000 231.25 9.076 INE202B07EG8 Dewan Housing Finance Corporation Ltd - 9.74 - 09/06/2017** CARE AAA 16 160.90 6.317 INE445L08201 Nabha Power Ltd - 8.11 - 10/04/2017** CRISIL AAA 7 70.01 2.758 INE296A07BC7 Bajaj Finance Ltd - 9.9 - 25/04/2017** CRISIL AAA 1 10.01 0.39 Total for Debt Instruments 2240.18 87.83 (B) Money Market Instruments a) Certificate of Deposits 1 INE238A16N36 Axis Bank Ltd - 21/07/2017** CRISIL A1+ 180 176.58 6.92 Sub Total 176.58 6.92 b) Reverse Repo / CBLO 1 Reverse Repo 17.00 0.67 Sub Total 17.00 0.67 Total for Money Market Instruments 193.58 7.59 Cash and Other Net Current Assets 116.81 4.58 Grand Total 2550.57 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 12.2088 12.6709 12.1100 12.5337 Quarterly Dividend 12.1954 11.5032 12.1100 11.3804 Halfyearly Dividend 12.2064 10.8612 12.1096 10.7271 d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Halfyearly Dividend 1.300078 - 1.300078 - Quarterly Dividend 0.830605 - 0.830605 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 0.29 h) Average Duration (years) 0.27 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - GK

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE202B07BR1 Dewan Housing Finance Corporation Ltd - 10/10/2017** CARE AAA 44 563.20 20.182 INE296A07DD1 Bajaj Finance Ltd - 10/10/2017** ICRA AA+ 44 561.37 20.113 INE134E08GC9 Power Finance Corporation Ltd - 9.32 - 19/08/2017** CRISIL AAA 47 474.16 16.994 INE694L07040 Talwandi Sabo Power Ltd - 9.7 - 18/09/2017** CRISIL AA-(SO) 40 403.68 14.465 INE445L08169 Nabha Power Ltd - 9.4 - 30/09/2017** ICRA AAA 27 273.34 9.796 INE020B07JB4 Rural Electrification Corporation Ltd - 9.06 - 23/09/2017** CRISIL AAA 18 181.84 6.517 INE020B08757 Rural Electrification Corporation Ltd - 9.4 - 20/07/2017** CRISIL AAA 11 110.80 3.97 Total for Debt Instruments 2568.39 92.01 (B) Money Market Instruments a) Certificate of Deposits 1 INE238A16N36 Axis Bank Ltd - 21/07/2017** CRISIL A1+ 140 137.34 4.92 Sub Total 137.34 4.92 b) Reverse Repo / CBLO 1 Reverse Repo 7.00 0.25 Sub Total 7.00 0.25 Total for Money Market Instruments 144.34 5.17 Cash and Other Net Current Assets 78.58 2.82 Grand Total 2791.31 100.00 ** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 12.0988 12.5928 12.0030 12.4588 Halfyearly Dividend 12.0749 11.2609 - - Quarterly Dividend - - 12.0029 11.3051 d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Halfyearly Dividend 0.938945 - - - Quarterly Dividend - - 0.830605 - e) Total outstanding exposure in derivative instruments at the end of the period Nil

f) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 0.45 h) Average Duration (years) 0.42 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - GU

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE296A07EY5 Bajaj Finance Ltd - 14/02/2018** ICRA AA+ 135 1644.07 17.052 INE134E08FD9 Power Finance Corporation Ltd - 8.72 - 08/02/2018** CRISIL AAA 150 1522.27 15.793 INE020B08815 Rural Electrification Corporation Ltd - 8.7 - 01/02/2018** CRISIL AAA 150 1521.47 15.784 INE445L08193 Nabha Power Ltd - 8.72 - 23/01/2018** ICRA AAA 150 1518.52 15.755 INE774D07KM7 Mahindra & Mahindra Financial Services Ltd - 9.05 - 07/11/2017** IND AAA 100 1008.99 10.476 INE033L07BB3 Tata Capital Housing Finance Ltd - 8.95 - 14/02/2018** CRISIL AA+ 80 808.62 8.397 INE752E07HR6 Power Grid Corporation of India Ltd - 8.84 - 21/10/2017** CRISIL AAA 40 505.53 5.248 INE261F09DY6 National Bank for Agricultural & Rural Development - 01/01/2018** CRISIL AAA 1000 190.36 1.979 INE445L08169 Nabha Power Ltd - 9.4 - 30/09/2017** ICRA AAA 9 91.11 0.9510 INE001A07JC4 Housing Development Finance Corporation Ltd - 9.5 - 13/08/2017** CRISIL AAA 7 70.54 0.73 Total for Debt Instruments 8881.47 92.12 (B) Money Market Instruments a) Certificate of Deposits 1 INE238A16N36 Axis Bank Ltd - 21/07/2017** CRISIL A1+ 620 608.22 6.31 Sub Total 608.22 6.31 b) Reverse Repo / CBLO 1 Reverse Repo 10.00 0.10 Sub Total 10.00 0.10 Total for Money Market Instruments 618.22 6.41 Cash and Other Net Current Assets 141.49 1.47 Grand Total 9641.17 100.00 ** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 11.5813 12.0397 11.5586 12.0089 Halfyearly Dividend - - 11.5582 10.7010 d) Dividend declared during the period (` per unit)

Regular PlanOption Individual & HUF OthersHalfyearly Dividend 0.938945 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 0.76 h) Average Duration (years) 0.70 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - GW

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE033L07CC9 Tata Capital Housing Finance Ltd - 8.78 - 27/04/2018** CRISIL AA+ 210 2118.27 17.052 INE134E08FK4 Power Finance Corporation Ltd - 8.95 - 11/03/2018** CRISIL AAA 200 2036.62 16.393 INE445L08185 Nabha Power Ltd - 8.95 - 09/04/2018** ICRA AAA 200 2032.75 16.364 INE774D07JG1 Mahindra & Mahindra Financial Services Ltd - 9.25 - 20/04/2018** CRISIL AA+ 200 2031.17 16.355 INE114A07893 Steel Authority of India Ltd - 7.95 - 09/04/2018** IND AA 200 2004.88 16.146 INE752E07GI7 Power Grid Corporation of India Ltd - 8.9 - 25/02/2018** CRISIL AAA 47 598.08 4.817 INE020B08815 Rural Electrification Corporation Ltd - 8.7 - 01/02/2018** CRISIL AAA 43 436.15 3.518 INE115A07GF1 LIC Housing Finance Ltd - 8.79 - 24/11/2017** CRISIL AAA 20 201.81 1.629 INE020B07JB4 Rural Electrification Corporation Ltd - 9.06 - 23/09/2017** CRISIL AAA 17 171.74 1.3810 INE557F08EW1 National Housing Bank - 8 - 10/04/2018** CRISIL AAA 13 131.34 1.06 Total for Debt Instruments 11762.82 94.67 (B) Money Market Instruments 1 Reverse Repo 55.00 0.44 Total for Money Market Instruments 55.00 0.44 Cash and Other Net Current Assets 606.69 4.88 Grand Total 12424.52 100.00 ** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 11.2545 11.6978 11.2473 11.6894 Quarterly Dividend 11.2533 10.5411 11.2434 10.5291 d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOption Individual & HUF Others Individual & HUF Others Quarterly Dividend 0.830605 - 0.830605 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 0.95 h) Average Duration (years) 0.84 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - GY

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE134E08HB9 Power Finance Corporation Ltd - 8.4 - 19/06/2018** CRISIL AAA 849 8623.75 16.852 INE774D07MY8 Mahindra & Mahindra Financial Services Ltd - 8.8248 - 26/07/2018** IND AAA 660 6704.15 13.103 INE752E07LA4 Power Grid Corporation of India Ltd - 8.7 - 15/07/2018** CRISIL AAA 600 6114.08 11.954 INE261F08493 National Bank for Agricultural & Rural Development - 8.25 - 24/05/2018** CRISIL AAA 550 5592.43 10.935 INE860H07BN2 Aditya Birla Finance Ltd - 26/07/2018** ICRA AA+ 440 5158.73 10.086 INE033L07DJ2 Tata Capital Housing Finance Ltd - 8.92 - 26/07/2018** CRISIL AA+ 440 4449.38 8.707 INE916DA7IP5 Kotak Mahindra Prime Ltd - 26/07/2018** CRISIL AAA 284 2576.38 5.048 INE261F08469 National Bank for Agricultural & Rural Development - 8.19 - 08/06/2018** CRISIL AAA 200 2027.90 3.969 INE556F09478 Small Industrial Development Bank of India - 8.2 - 07/06/2018** CARE AAA 128 1298.35 2.5410 INE261F08519 National Bank for Agricultural & Rural Development - 8.3 - 12/06/2018** CRISIL AAA 100 1014.57 1.9811 INE514E08CL2 Export Import Bank of India - 8.27 - 07/05/2018** CRISIL AAA 100 1013.62 1.9812 INE752E07JR2 Power Grid Corporation of India Ltd - 9.3 - 28/06/2018** CRISIL AAA 40 513.25 1.0013 INE556F09536 Small Industrial Development Bank of India - 8.25 - 20/06/2018** CRISIL AAA 50 507.71 0.9914 INE115A07DZ6 LIC Housing Finance Ltd - 8.34 - 28/05/2018** CRISIL AAA 19 191.75 0.3715 INE752E07HG9 Power Grid Corporation of India Ltd - 8.64 - 08/07/2018** CRISIL AAA 7 89.08 0.1716 INE053F09FN5 Indian Railway Finance Corporation Ltd - 9.43 - 23/05/2018** CRISIL AAA 7 71.99 0.1417 INE445L08185 Nabha Power Ltd - 8.95 - 09/04/2018** ICRA AAA 7 71.15 0.14 Sub Total 46018.28 89.94 b) Govt Security 1 IN1620140039 8.81 Haryana State Development Loan 09/07/2018** Sovereign 2150000 2203.58 4.31 Sub Total 2203.58 4.31 Total for Debt Instruments 48221.86 94.24 (B) Money Market Instruments 1 Reverse Repo 16.00 0.03 Total for Money Market Instruments 16.00 0.03 Cash and Other Net Current Assets 2928.92 5.72 Grand Total 51166.78 100.00** Thinly traded / Non Traded securities

Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 11.1815 11.6192 11.1507 11.5699 Quarterly Dividend - - 11.1572 10.9247 Halfyearly Dividend - - 11.1572 10.7718d) Dividend declared during the period (` per unit)

Regular PlanOptions Individual & HUF OthersQuarterly Dividend 0.469473 - Halfyearly Dividend 0.577813 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 1.18 h) Average Duration (years) 1.08 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - HA

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE261F08550 National Bank for Agricultural & Rural Development - 7.9 - 27/11/2018** CRISIL AAA 240 2431.17 17.992 INE020B07HY0 Rural Electrification Corporation Ltd - 9.38 - 06/11/2018 CRISIL AAA 230 2375.87 17.583 INE071G08700 ICICI Home Finance Company Ltd - 07/12/2018** ICRA AAA 420 2365.99 17.504 INE134E08BH9 Power Finance Corporation Ltd - 11.25 - 28/11/2018** CRISIL AAA 222 2355.98 17.435 INE001A07OG5 Housing Development Finance Corporation Ltd - 8.35-30/11/2018 CRISIL AAA 15 1519.44 11.246 INE514E08DD7 Export Import Bank of India - 9.7 - 21/11/2018** CRISIL AAA 50 519.97 3.857 INE514E08DF2 Export Import Bank of India - 9.6 - 02/12/2018** CRISIL AAA 50 519.58 3.848 INE752E07HG9 Power Grid Corporation of India Ltd - 8.64 - 08/07/2018** CRISIL AAA 38 483.58 3.589 INE514E08DA3 Export Import Bank of India - 9.28 - 15/10/2018 CRISIL AAA 35 361.06 2.6710 INE752E07LS6 Power Grid Corporation of India Ltd - 8.93 - 20/10/2018** CRISIL AAA 21 215.51 1.59 Total for Debt Instruments 13148.17 97.27 (B) Money Market Instruments 1 Reverse Repo 3.00 0.02 Total for Money Market Instruments 3.00 0.02 Cash and Other Net Current Assets 366.39 2.71 Grand Total 13517.56 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 10.7942 11.2160 10.7891 11.2074 Quarterly Dividend - - 10.7893 10.5544 Halfyearly Dividend - - 10.7895 10.4014d) Dividend declared during the period (` per unit)

Regular PlanOptions Individual & HUF OthersQuarterly Dividend 0.469473 - Halfyearly Dividend 0.577813 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 1.59 h) Average Duration (years) 1.42 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - HB

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE261F08568 National Bank for Agricultural & Rural Development - 7.86 - 07/12/2018** CRISIL AAA 720 7290.75 18.012 INE020B07HY0 Rural Electrification Corporation Ltd - 9.38 - 06/11/2018 CRISIL AAA 690 7127.61 17.613 INE296A07IL3 Bajaj Finance Ltd - 17/12/2018** IND AAA 580 6558.77 16.204 INE756I07746 HDB Financial Services Ltd - 17/12/2018** CRISIL AAA 500 5648.72 13.955 INE134E08BH9 Power Finance Corporation Ltd - 11.25 - 28/11/2018** CRISIL AAA 428 4542.15 11.226 INE071G08734 ICICI Home Finance Company Ltd - 17/12/2018** ICRA AAA 720 4046.94 10.007 INE134E08HZ8 Power Finance Corporation Ltd - 8 - 22/10/2018** CRISIL AAA 150 1517.50 3.758 INE752E07LS6 Power Grid Corporation of India Ltd - 8.93 - 20/10/2018** CRISIL AAA 129 1323.84 3.279 INE752E07FA6 Power Grid Corporation of India Ltd - 9.33 - 15/12/2018** CRISIL AAA 40 517.54 1.2810 INE752E07LA4 Power Grid Corporation of India Ltd - 8.7 - 15/07/2018** CRISIL AAA 50 509.51 1.2611 INE752E07HG9 Power Grid Corporation of India Ltd - 8.64 - 08/07/2018** CRISIL AAA 40 509.03 1.2612 INE514E08DA3 Export Import Bank of India - 9.28 - 15/10/2018 CRISIL AAA 10 103.16 0.25 Total for Debt Instruments 39695.51 98.06 (B) Money Market Instruments 1 Reverse Repo 1.00 # Total for Money Market Instruments 1.00 # Cash and Other Net Current Assets 782.78 1.93 Grand Total 40479.29 100.00# less than 0.01% ** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOption 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 10.7988 11.2237 10.7936 11.2148d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 1.63 h) Average Duration (years) 1.47 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - HC

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE916DA7JS7 Kotak Mahindra Prime Ltd - 22/04/2019** CRISIL AAA 263 2253.63 19.952 INE134E07513 Power Finance Corporation Ltd - 9.69 - 02/03/2019** CRISIL AAA 178 1856.74 16.443 INE020B07IA8 Rural Electrification Corporation Ltd - 9.63 - 05/02/2019** CRISIL AAA 114 1187.12 10.514 INE261F09EX6 National Bank for Agricultural & Rural Development - 01/02/2019** CRISIL AAA 6500 1146.78 10.155 INE296A07IS8 Bajaj Finance Ltd - 22/04/2019** IND AAA 100 1126.35 9.976 INE115A07IK7 LIC Housing Finance Ltd - 8.38 - 27/02/2019** CRISIL AAA 100 1013.22 8.977 INE261F08592 National Bank for Agricultural & Rural Development - 7.98 - 13/03/2019** CRISIL AAA 99 1006.09 8.918 INE053F09FU0 Indian Railway Finance Corporation Ltd - 8.55 - 15/01/2019** CRISIL AAA 95 975.64 8.649 INE556F09601 Small Industrial Development Bank of India - 8.04 - 15/03/2019** CARE AAA 37 376.22 3.3310 INE020B07HZ7 Rural Electrification Corporation Ltd - 9.61 - 03/01/2019** CRISIL AAA 9 93.50 0.83 Sub Total 11035.29 97.70 b) Govt Security 1 IN2920150389 8.21 Rajasthan State Development Loan 31/03/2019** Sovereign 130000 132.79 1.18 Sub Total 132.79 1.18 Total for Debt Instruments 11168.08 98.87 (B) Money Market Instruments 1 Reverse Repo 10.00 0.09 Total for Money Market Instruments 10.00 0.09 Cash and Other Net Current Assets 117.26 1.04 Grand Total 11295.34 100.00** Thinly traded / Non Traded securities

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2017 (Page 14)

Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 10.7830 11.2047 10.7786 11.1971 Halfyearly Dividend - - 10.7786 10.3909 Quarterly Dividend - - 10.7786 10.5437d) Dividend declared during the period (` per unit)

Regular PlanOptions Individual & HUF OthersHalfyearly Dividend 0.577813 - Quarterly Dividend 0.469473 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 1.92 h) Average Duration (years) 1.73 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - HI

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE891K07259 Axis Finance Ltd - 06/05/2019** IND AAA 50 559.44 11.472 INE296A07JO5 Bajaj Finance Ltd - 06/05/2019** IND AAA 50 558.83 11.463 INE115A07JH1 LIC Housing Finance Ltd - 09/04/2019** CRISIL AAA 50 553.44 11.354 INE134E07513 Power Finance Corporation Ltd - 9.69 - 02/03/2019** CRISIL AAA 50 521.56 10.695 INE020B07IA8 Rural Electrification Corporation Ltd - 9.63 - 05/02/2019** CRISIL AAA 50 520.67 10.676 INE261F08592 National Bank for Agricultural & Rural Development - 7.98 - 13/03/2019** CRISIL AAA 51 518.29 10.637 INE053F07850 Indian Railway Finance Corporation Ltd - 8.33 - 26/03/2019** CRISIL AAA 50 511.44 10.488 INE556F09593 Small Industrial Development Bank of India - 8.06 - 28/03/2019** CARE AAA 50 508.78 10.439 INE752E07GJ5 Power Grid Corporation of India Ltd - 8.9 - 25/02/2019** CRISIL AAA 20 257.71 5.2810 INE752E07HG9 Power Grid Corporation of India Ltd - 8.64 - 08/07/2018** CRISIL AAA 12 152.71 3.1311 INE053F09FU0 Indian Railway Finance Corporation Ltd - 8.55 - 15/01/2019** CRISIL AAA 5 51.35 1.0512 INE556F09601 Small Industrial Development Bank of India - 8.04 - 15/03/2019** CARE AAA 3 30.50 0.6313 INE296A07BB9 Bajaj Finance Ltd - 10 - 25/04/2019** CRISIL AAA 2 20.82 0.4314 INE261F09EW8 National Bank for Agricultural & Rural Development - 01/01/2019** CRISIL AAA 15 2.66 0.05 Total for Debt Instruments 4768.20 97.75 (B) Money Market Instruments 1 Reverse Repo 50.00 1.03 Total for Money Market Instruments 50.00 1.03 Cash and Other Net Current Assets 59.63 1.22 Grand Total 4877.82 100.00 ** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOption 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 10.6743 11.0926 10.6679 11.0798d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 1.92 h) Average Duration (years) 1.73 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - HM

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE296A07LH5 Bajaj Finance Ltd - 02/07/2019** IND AAA 50 540.84 11.852 INE020B07IV4 Rural Electrification Corporation Ltd - 9.02 - 18/06/2019** CRISIL AAA 49 507.76 11.133 INE261F08642 National Bank for Agricultural & Rural Development - 7.85 - 31/05/2019** CRISIL AAA 50 507.45 11.124 INE756I07894 HDB Financial Services Ltd - 8.54 - 12/06/2019** CRISIL AAA 49 497.81 10.915 INE115A07IU6 LIC Housing Finance Ltd - 8.69 - 17/05/2019** CRISIL AAA 48 490.01 10.746 INE752E07JS0 Power Grid Corporation of India Ltd - 9.3 - 28/06/2019** CRISIL AAA 7 91.28 2.007 INE053F09FY2 Indian Railway Finance Corporation Ltd - 8.19 - 27/04/2019** CRISIL AAA 5 51.19 1.12 Sub Total 2686.35 58.88 b) Govt Security 1 IN2920160057 7.86 Rajasthan State Development Loan 23/06/2019** Sovereign 1661000 1688.40 37.01 Sub Total 1688.40 37.01 Total for Debt Instruments 4374.75 95.89 (B) Money Market Instruments 1 Reverse Repo 29.00 0.64 Total for Money Market Instruments 29.00 0.64 Cash and Other Net Current Assets 158.46 3.47 Grand Total 4562.21 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 10.3564 10.7564 10.3439 10.7191 Dividend - - 10.3439 10.3186d) Dividend declared during the period (` per unit)

Regular PlanOption Individual & HUF OthersDividend 0.288906 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 2.12 h) Average Duration (years) 1.84 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - HS

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV A) Debt Instruments a) Listed / awaiting listing on Stock Exchange 1 INE296A07LZ7 Bajaj Finance Ltd - 19/08/2019** IND AAA 100 1052.61 11.632 INE001A07OR2 Housing Development Finance Corporation Ltd - 8.26 - 12/08/2019** CRISIL AAA 10 1013.96 11.203 INE115A07FN7 LIC Housing Finance Ltd - 9.3532 - 19/08/2019** CRISIL AAA 96 994.70 10.994 INE261F08642 National Bank for Agricultural & Rural Development - 7.85 - 31/05/2019** CRISIL AAA 78 791.63 8.755 INE020B07IV4 Rural Electrification Corporation Ltd - 9.02 - 18/06/2019** CRISIL AAA 65 673.56 7.446 INE752E07JS0 Power Grid Corporation of India Ltd - 9.3 - 28/06/2019** CRISIL AAA 33 430.34 4.767 INE053F09FY2 Indian Railway Finance Corporation Ltd - 8.19 - 27/04/2019** CRISIL AAA 2 20.48 0.238 INE020B07IA8 Rural Electrification Corporation Ltd - 9.63 - 05/02/2019** CRISIL AAA 1 10.41 0.12 Sub Total 4987.68 55.12 b) Govt Security 1 IN2920160057 7.86 Rajasthan State Development Loan 23/06/2019** Sovereign 3670000 3730.54 41.22 Sub Total 3730.54 41.22 Total for Debt Instruments 8718.22 96.34

(B) Money Market Instruments 1 Reverse Repo 15.00 0.17 Total for Money Market Instruments 15.00 0.17 Cash and Other Net Current Assets 316.10 3.49 Grand Total 9049.33 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2016 31/03/2017 30/09/2016 31/03/2017Growth 10.1291 10.5209 10.1229 10.4909 Dividend 10.1291 10.2705 10.1230 10.2403d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOption Individual & HUF Others Individual & HUF Others Dividend 0.180566 - 0.180566 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 2.19 h) Average Duration (years) 1.91 i) Repo in corporate debt Nil

SUNDARAM GLOBAL ADVANTAGE FUND

Sl No ISIN Code Investment Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV A) Investment in Foreign Securities - Units of Mutual Funds : 1 LU0048597586 FIL Investment Management Luxembourg Sa - Fidelity-Asia Focus -A Usd Mutual Fund 94,334.650 456.42 21.842 LU0292107991 D B Tracker Em Asia Mutual Fund 15,880.000 444.60 21.273 LU0029875118 Templeton Asia GR FD PR SH CL A(YDIS)USD Mutual Fund 19,525.457 392.21 18.774 LU0266114668 Morgan Stanley Inv Mgt-Morgan Stanley SICAV- Global Property Fund Class I Mutual Fund 9,090.650 177.48 8.495 LU0292108619 D B TRACKER LATAM Mutual Fund 5,884.000 163.19 7.816 GB0033737874 First State Global Resources FD CL A GBP Mutual Fund 60,072.409 137.33 6.577 IE0009751193 Nevsky Eastern European Mutual Fund 3,160.048 128.82 6.168 LU0823414809 Parvest Equity World Energy Mutual Fund 210.253 97.24 4.659 LU0102008223 Parvest Equity Latin America Mutual Fund 0.004 0.00 # Total for Investment in Foreign Securities Units of Mutual Funds 1,997.27 95.56 B) Money Market Investments 1 Reverse Repo 93.00 4.45 Total for Money Market Instruments 93.00 4.45 Cash & Other Net Curent Assets (0.31) (0.01) Grand Total 2,089.96 100.00# less than 0.01%Notes : a) Total NPAs provided for and its percentage to NAV - Nil b) Total Value and percentage of Illiquid Equity Shares - Nil c) NAV per unit

Direct Plan Regular PlanOptions 30/09/16 31/03/17 30/09/16 31/03/17Growth 14.4694 14.8327 14.2156 14.5038Dividend 13.0578 13.3388 12.1871 12.4341d) Dividend declared during the period (Rupees per unit) Nile) Total outstanding exposure in derivative instrumentsat the end of the period NILf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period ` 1,997.27 Lakhsg) Repo in Corporate Debt Nil

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Mutual Fund Investments are subject to market risks, read all scheme related documents carefully.

A) Hedging Positions through Futures as on March 31, 2017 Scheme Name Underlying Long/Short Futures Price Current Price of Margin maintained

When Purchased (`) the contract (`) in (` in Lakhs)Sundaram Select Micro Cap Series I Ujjivan Financial Services Ltd-NSE APR 2017 Short 429.36 423.85 31.32 Sundaram Select Micro Cap Series II Ujjivan Financial Services Ltd-NSE APR 2017 Short 429.02 423.85 20.74 Sundaram Select Micro Cap Series III Ujjivan Financial Services Ltd-NSE APR 2017 Short 428.05 423.85 15.50 Sundaram Select Micro Cap Series IV Ujjivan Financial Services Ltd-NSE APR 2017 Short 428.23 423.85 10.42 Sundaram Select Micro Cap Series V Ujjivan Financial Services Ltd-NSE APR 2017 Short 428.28 423.85 41.59 Sundaram Select Micro Cap Series VI Ujjivan Financial Services Ltd-NSE APR 2017 Short 428.08 423.85 41.52 Sundaram Select Micro Cap Series VII Ujjivan Financial Services Ltd-NSE APR 2017 Short 428.16 423.85 41.34 Sundaram Select Micro Cap Series VIII Ujjivan Financial Services Ltd-NSE APR 2017 Short 428.76 423.85 31.18 Sundaram Select Micro Cap Series IX Ujjivan Financial Services Ltd-NSE APR 2017 Short 428.93 423.85 20.73 Sundaram Select Micro Cap Series X Ujjivan Financial Services Ltd-NSE APR 2017 Short 429.53 423.85 15.54 Sundaram Select Mid Cap Ujjivan Financial Services Ltd-NSE APR 2017 Short 427.33 423.85 640.64 Sundaram Select Focus* Bank NIFTY NSE APR 2017 Short 21,469.25 21,488.15 369.79Total percentage of existing assets hedged through futures as a Percentage of net assets Scheme Name PercentageSundaram Select Micro Cap Series I (0.88)Sundaram Select Micro Cap Series II (0.80)Sundaram Select Micro Cap Series III (0.80)Sundaram Select Micro Cap Series IV (0.84)Sundaram Select Micro Cap Series V (0.74)Sundaram Select Micro Cap Series VI (0.49)Sundaram Select Micro Cap Series VII (0.80)Sundaram Select Micro Cap Series VIII (0.83)Sundaram Select Micro Cap Series IX (0.84)Sundaram Select Micro Cap Series X (0.87)Sundaram Select Mid Cap Fund (0.21)Sundaram Select Focus (0.66)For the period ended March 31, 2017 following were the hedging transactions through futures which have been squared off/ expired

Total Number of contracts Total Number of contracts Gross Notional value of contracts Gross Notional value of contracts Net Profit / (Loss) value onScheme Name where future were Bought where future were Sold where futures were bought where futures were sold all contracts combined

(` in Lakhs) (` in Lakhs) (` in Lakhs)Sundaram Equity Multiplier Fund — 231 — 1,701.72 30.74 Sundaram Select Focus — 580 — 3,908.14 (32.74)Sundaram Financial Services Opportunities Fund — 110 — 826.84 (26.26) Sundaram Equity Plus Fund — 25 — 178.23 2.34 Sundaram Ultra Short Term — 2,750 — 5,774.74 (2.97) Sundaram Select Mid Cap — 1,361 — 8,474.93 61.66 Sundaram Value Fund Series III — 8 — 77.36 7.38 Sundaram Rural India Fund — 140 — 1,104.00 (61.91) Sundaram Income Plus — 1,000 — 2,064.87 1.36B) Other than hedging positions through futures on March 31, 2017Scheme Name Underlying Long/Short Futures Price Current Price of Margin maintained

When Purchased the contract in (` in Lakhs)Sundaram Equity Multiplier Fund Castrol India Ltd-NSE APR 2017 Long 431.85 433.15 389.89Sundaram Select Focus* Maruti Suzuki India Ltd-BSE APR 2017 Long 6,017.94 6,048.15 369.79Sundaram Rural India Fund Castrol India Ltd-NSE APR 2017 Long 431.95 433.15 Sundaram Rural India Fund Power Finance Corporation Ltd-NSE APR 2017 Long 144.95 146.70 1192.79Sundaram Rural India Fund State Bank of India-BSE APR 2017 Long 292.38 293.25 Sundaram Financial Services Opportunities Fund Bank of Baroda-BSE APR 2017 Long 175.10 173.55 266.35Total percentage of existing assets due to (non-hedging positions) as a % of net assets Scheme Name PercentageSundaram Equity Multiplier Fund 0.56Sundaram Select Focus 0.70Sundaram Rural India Fund 3.21Sundaram Financial Services Opportunities Fund 1.05

For the period ended March 31, 2017 following were the non-hedging transactions through futures which have been squared off / expired Total Number of contracts Total Number of contracts Gross Notional value of contracts Gross Notional value of contracts Net Profit / (Loss) value on

Scheme Name where future were Bought where future were Sold where futures were bought where futures were sold all contracts combined(` in Lakhs) (` in Lakhs) (` in Lakhs)

Sundaram Bond Saver 1000000 — 1,002.00 — (0.92)Sundaram Equity Multiplier Fund 505 — 3,290.88 — 59.42 Sundaram Equity Plus Fund 58 — 343.51 — 15.20 Sundaram Select Focus 1474 — 8,836.32 — 39.65 Sundaram Value Fund Series II 14 — 88.06 — 0.76 Sundaram Value Fund Series III 10 — 60.22 — 0.65 Sundaram Rural India Fund 1515 — 10,776.23 — 253.01 Sundaram Infrastructure Advantage Fund 150 — 997.80 — (85.51) Sundaram Select Mid Cap Fund 2020 — 13,778.07 — (209.62) Sundaram Gilt Fund 2000000 — 2,009.55 — (1.92) Sundaram Financial Services Opportunities Fund 275 — 1,869.30 — 30.60C) Hedging Positions through Put Options as on March 31, 2017 - Nil Scheme Name Underlying Number of Contracts Option Price when purchased Current Option Price

NilTotal percentage of existing assets hedged through put options a Percentage of net assets Scheme Name Percentage

NilFor the period ended March 31, 2017, the following hedging transactions through options which have been already exercised/expired Scheme Name Total Number of contracts entered into Gross Notional Value of contracts (` in Lakhs) Net Profit/(Loss) on all contracts (` in Lakhs)Sundaram Equity Multiplier Fund 522 31.80 1.62 Sundaram Infrastructure Advantage Fund 200 9.52 (7.25) Sundaram Select Focus 138 10.68 (10.68) Sundaram Financial Services Opportunities Fund 185 16.58 (2.05) Sundaram Select Mid Cap 4,380 202.26 47.51 Sundaram SMILE Fund 920 40.75 21.60 Sundaram Select Micro Cap Series I 40 1.51 4.33 Sundaram Select Micro Cap Series II 26 0.99 2.74 Sundaram Select Micro Cap Series III 22 0.84 2.24 Sundaram Select Micro Cap Series IV 16 0.61 1.68 Sundaram Select Micro Cap Series V 70 2.67 7.61 Sundaram Select Micro Cap Series VI 100 3.81 10.07 Sundaram Select Micro Cap Series VII 60 2.48 5.97 Sundaram Select Micro Cap Series VIII 44 1.82 4.76 Sundaram Select Micro Cap Series IX 26 1.07 2.70 Sundaram Select Micro Cap Series X 15 0.57 1.55 Sundaram Select Small Cap Series II 26 0.98 2.71 Sundaram Select Small Cap Series III 16 0.61 1.65 Sundaram Select Small Cap Series IV 16 0.61 1.65 Sundaram Rural India Fund 690 34.24 32.68 Sundaram Value Fund Series I 40 1.51 4.84D) Other than Hedging Positions through options as on March 31, 2017 Scheme Name Underlying Call/Put Number of Option Price Current

Contracts when purchased (`) Option Price (`)Sundaram Select Focus NIFTY-DEC2017-8700 Call 0.33 1,730.40 918.18 Sundaram Select Focus NIFTY-DEC2017-8300 Call 0.33 2,042.20 1,247.21 Sundaram Select Focus NIFTY-DEC2017-8500 Call 0.33 2,085.90 1,070.70 Sundaram Value Fund Series I NIFTY-DEC2017-8300 Call 1910 1,687.42 1,247.21Total Exposure through option (Other than hedging) as a percentage of net assets Scheme Name PercentageSundaram Select Focus #Sundaram Value Fund Series -1 9.26For the period ended March 31, 2017, the following non hedging transactions through options have been already exercised/expired Scheme Name Total Number of contracts entered into Gross Notional Value of contracts (` in Lakhs) Net Profit/Loss on all contracts (` in Lakhs)Sundaram Rural India Fund 450 15.45 (15.63)Sundaram Financial Services Opportunities Fund 100 2.31 (0.77)E) Hedging Positions through Swaps as on March 31, 2017 - Nil# less than 0.01% * Margin maintained at scheme level - ` 369.79 Lakhs

Annexure-A - Portfolio disclosure for derivative positions

For more information please contact:Sundaram Asset Management Company Limited

(Investment Manager to Sundaram Mutual Fund)CIN: U93090TN1996PLC034615

Corporate Office: 1st & 2nd Floor, Sundaram Towers, 46, Whites Road, Royapettah, Chennai 600 014. Contact No.: 1860 425 7237 (India) 044 4083 1500 (NRI) Fax: +91 44 2841 8108.

www.sundarammutual.comRegd. Office: No. 21, Patullos Road, Chennai 600 002

Statutory Details: Sundaram Mutual Fund has been set up as a Trust under Indian Trust Act, 1882. Sponsor: Sundaram Finance Ltd. Trustee: Sundaram Trustee Company Ltd. Investment Manager: Sundaram Asset Management CompanyLtd. The Sponsor is not responsible for any loss resulting from the operations of the Schemes beyond the contribution of ` 1 lakh made towards setting up the Mutual Fund. Risk Factors: Mutual funds, like securities investments, aresubject to market and other risks and there can be no assurance that the Scheme’s objectives will be achieved. As with any investment in securities, the NAV of Units issued under the Scheme can go up or down depending onthe factors and forces affecting capital markets. Past performance of the sponsor/AMC/mutual fund does not indicate the future performance of the Schemes. Investors in the Schemes are not offered a guarateed or assured rate of return.The names of the Schemes do not in any manner indicate the quality of the Schemes, their future prospects or returns. For investment objective, asset allocation, exit load structure, scheme specific risk factors and other details, pleaserefer the relevant Scheme Information Document (SID) and Key Information Memorandum cum Application Forms which are available on the website, www.sundarammutual.com and at the ISCs/Distributors. The Half-yearly Portfolio Statements (unaudited) of the Schemes of Sundaram Mutual funds have been taken on record by the Board of Directors of Sundaram Asset Management Company Limited vide circular resolution dated 25th April 2017 and by the Board of Directors of Sundaram Trustee Company Limited at the meeting held on 25th April 2017.