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Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement...

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Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is reduced Management is required when fishing effort is decoupled from abundance, due to density-dependence in catchability and/or presence of other profitable fish, or would result in “sustainable overfishing” (persistent low abundance and production) “Strategies” are long-term rules for dealing with variation, and “tactics” are ways to implement those rules in the short term
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Page 1: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

Harvesting strategies and tactics

• The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is reduced

• Management is required when fishing effort is decoupled from abundance, due to density-dependence in catchability and/or presence of other profitable fish, or would result in “sustainable overfishing” (persistent low abundance and production)

• “Strategies” are long-term rules for dealing with variation, and “tactics” are ways to implement those rules in the short term

Page 2: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

Variability is a universal feature of fish population dynamics

From P.D. Spencer and J.S. Collie. 1997. Fisheries Oceanography 6:188-204

Page 3: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

Harvest management strategies

• How to cope with uncontrolled and unpredictable natural variation by varying harvest rates in response to such variation

• Types of strategies:– Incrementalist (seat of pants)--monitor

trends, respond when necessary– Feedback--vary harvest with system state– Adaptive—vary harvest so as to probe for

opportunity

Page 4: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

Lecture 3 topics(Harvest management strategies)

• The first question to ask is when harvest management is needed at all (bionomic dynamics)

• Design of feedback harvest policies

• Design of closed loop harvest policies

N

u(N)

Page 5: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

A “harvest strategy” is a relationship between abundance and target harvest

CURRENT STOCK SIZE

EXPECTED SURPLUS PRODUCTION AND TARGET HARVEST

PRODUCTION (+)HARVEST (-)

STOCK SIZE WILL TEND TO MOVE TOWARD AND AROUND BALANCE POINT WHERE PRODUCTION=HARVEST

Page 6: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

Why does the optimum harvest depend only on the current stock, not on past

stocks or trends?

STOCKSIZE

TIME

NOWWE CANNOT CHANGE THE PAST; IT SHOULD ONLY INFLUENCE CHOICE TODAY INSOFAR AS IT INFORMS US ABOUT THE FUTURE

OUR CHOICE NOW CAN INFLUENCE VALUE OBTAINED IN THE FUTURE: V=vnow+Vfuture

Vnow

Vfuture

Page 7: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

Optimum form of the strategy rule depends on management objective

CURRENT STOCK SIZE

TARGET HARVEST

Max total harvest (fixed escapement)

1:1

Max log utility (fixed harvest rate)

Sopt

Slope=U opt (Fmsy)

Page 8: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

A POPULAR WAY TO SPECIFY HARVES MANAGEMENT

STRATEGIES IN MARINE FISHERIES

CURRENT STOCK/UNFISHED STOCK

TARGET EXPLOITATION RATE (FISHING RATE)

AN ARCANE TERMINOLOGY HAS DEVELOPED TO DESCRIBE SUCH STRATEGY RULES

FMSY

Bmin Bmsy

Page 9: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

Such strategy rules assume a stationary (regular) relationship

between stock size and production

ONLY A FEW OF THESE 105 CASES SHOW A STATIONARY, DOME SHAPED RELATIONSHIP; MOST SHOW EVIDENCE OF “REGIMES”

Page 10: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

• This picture is wrong:

(we do not control u directly, nor do we know N when specifying u(N) )

• Closed loop control recognizes fishing, monitoring, and assessment dynamics:

• Failures:ImplementMonitorAssessObjective

N

N

u(N)

u(N)

E Nsystem

monitoring

Assessment N

Page 11: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

Dual effects of control: the adaptive management problem

• Harvest choices have two effects:– Immediate benefits to fishers– Information on stock size and production for

future managers to use

• An “actively adaptive” strategy is one that considers both effects in prescribing current harvest policy

• A good example of dual effects is the Fraser sockeye fishery

Run DP example

Page 12: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

Does this look like a well-regulated fishery? (Global tuna catches by gear type)

    and by Species:

                                                                                                                                                                                                   

 

Page 13: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

Harvest management tactics

• The first tactical question is whether fishing effort and/or catch can be directly controlled

• There is a fundamental choice between input (effort, fishing mortality rate) control versus output (catch) control

• For each of these choices, there is a hierarchy of tactical management options

Page 14: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

Bionomic dynamics: some fisheries “manage themselves”

• Isoclines show B,C combinations with zero rate of change

• Isoclines partition “state space” into regions of similar qualitative behavior, e.g. both capacity C and biomass B increasing

Fishing Capacity (C) and Stock (B) isoclines

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

0 0.2 0.4 0.6 0.8 1 1.2

Biomass (B)

Fis

hin

g c

ap

ac

ity

(C

)

B isocline

C isocline

C

Page 15: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

Learn to think in terms of state space changes, not time plots

Fishing Capacity (C) and Stock (B) isoclines

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

0 0.2 0.4 0.6 0.8 1 1.2

Biomass (B)

Fis

hin

g c

ap

ac

ity

(C

)

B isocline

C isocline

C

Dynamics over time

0

0.2

0.4

0.6

0.8

1

1.2

0 20 40 60 80 100 120

Year

Biom

ass

(B),

Capa

city

(C),

Effo

rt (E

)

B

C

E

These dynamics over time

Can be represented more compactly and generally (eg for stability analysis) using state space graphs

Page 16: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

Decision hierarchy showing alternative regulatory tactics

Page 17: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

Lots of regulatory tactics are completely ineffective at reducing

exploitation rates

This is a case where:(1) Stock is highly aggregated(2) Much effort is there anyway (other fish, hatcheries)(3) The fish are big, hence prized even when cpue is very low (0.2 fish/day)

Page 18: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

Watch out for how effort responses can cancel intended regulatory effects, lead to

reallocation

Florida pompano Recreational Effort and Catch

0

50000

100000

150000

200000

250000

300000

350000

1980 1985 1990 1995 2000 2005

Effort

Catch

Florida pompano recreational catch per effort

0

0.2

0.4

0.6

0.8

1

1.2

1.4

1.6

1980 1985 1990 1995 2000 2005

CommercialNet ban

Page 19: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

Two ways to interpret this pattern: (1) to get rid of the effort, all you have to do is get rid of the fish; or (2)

you’ll have an effort problem if the fish do come back.

(Beard et al. 2003 NAJFM 23)

Page 20: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

A common feature of all multispecies/stock fisheries is that bionomic feedback between effort and abundance of any one stock is

weakened by presence of other stocks that may still attract fishing if

the one stock is overfished.

Page 21: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

Absent selective fishing practices, multistock fisheries create severe

tradeoffs between potential yield and biological diversity

Variability among stocks in productivity:

Cumulative impact on probability of extinction

Page 22: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

There is a wide spectrum of situations in terms of opportunity to fish more selectively

(avoid less productive stocks).

• At one extreme are cases like coho salmon, where many stocks are thoroughly mixed at all spatial scales, gear cannot be made more selective

• Other cases involve opportunity to be more selective by using micro-scale differences in behavior (eg tuna vs billfish in longline fishing—billfish are shallow)

• Still others involve highly selective targeting by space choice or gear, mixed fishery arises from how effort is allocated among target choices

Page 23: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

Using spatial organization to create selective fishing: “mosaic closures”

Distribution of three stocks along an environmental gradient

0

0.01

0.02

0.03

0.04

0.05

0.06

0 20 40 60 80 100

gradient position

Ab

un

da

nc

e

Stock A

Stock B

Stock C

0

0.01

0.02

0.03

0.04

0.05

0.06

0 50 100

0

0.5

1

1.5

2

2.5

3

3.5

4

4.5

Stock A

Stock B

Stock C

Optimum Effort

Page 24: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

Designing mosaic closures

• Divide management region into polygons or raster cells, use spatial catch rate or survey data to estimate relative abundance of all species in each area i (spatial statistics).

• Estimate allowable or target fishing rate Ftarget,j for each species j (stock assessment).

• Use numerical methods to find optimum effort in each area I (nonlinear optimization, e.g. Solver).

Page 25: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

Solving for optimum mosaic of closed areas

• The optimization problem can be stated as:• Find the most profitable (maximum V) allocation

of fishing effort over areas:V=ΣiEi[ΣjqjjPjBij – ci](optimum Ei satisfies dV/dEi=0:ΣjqijPj∂Bij/∂Ei=ci (marginal income=cost)

• Subject to the constraint that no predicted F j exceeds Ftarget,j

Fj= ΣiqijEiBij/ ΣiBij ≤Ftarget,j for every j• You can let Solver find the optimum Ei subject to

the F constraints

Page 26: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

Solving for optimum mosaic of closed areas

• One way to solve this problem is to convert it into an unconstrained optimization by adding penalty terms for exceeding Ftarget,j

• Find the most profitable (maximum V) allocation of fishing effort over areas:

V=ΣiEi[ΣjqjPjBij – ci] - kΣj(Fj/Ftarget,j)p

• In successive numerical steps, increase k,p until constraints are all met (p>>1)

Page 27: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

Solving for optimum mosaic of closed areas

• Using the penalty function approach allows us to see which areas are likely to have optimum Ei=0, i.e. to be closed.

• Each area i has a marginal penalty “cost” contribution equal to

pkΣjFjp-1/Ftarget,j

p∂Fj/∂Ei = ΣjKjBij

where Kj is large only if Fj>Ftarget,j

• That is, close those areas that have high abundances Bij of species with low Ftarget,j

Page 28: Harvesting strategies and tactics The ecological basis of sustainability is compensatory improvement in recruitment and/or growth rates as abundance is.

Implementing mosaic closures• Centralized control approach: design closure

pattern, impose by regulation, make large investment in enforcement

• Industry-based control approach: provide industry with suggested closure pattern, prohibit discarding, warn that fishery will close completely if/when any target F (or allowable catch) is exceeded

• Cost approach: impose economic charges/penalties for exceedances of allowable catch.


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