Helen G Berrigan Financial Disclosure Report for 2010

8/3/2019 Helen G Berrigan Financial Disclosure Report for 2010

1/27

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Person Repor t ing ( las t name , f i r s t , middle ini t ia l )Ber r igan , H e len G .

4. Title (Article I11 judges indicate active or senior status;magistrate judges indicate full- or part-t ime)

Artic le I I I Judge - Ac t ive

7. Cham bers or Off ice A d d r e s s500 Poydra s S t r ee t, Room C-556United States Distr ict CourthouseNew Or leans , LA 70130

2. Court or OrganizationEaste rn Dis t r ic t of Louis iana

3 . Date o f R e p o r t05/06/2011

5a. Repor t Type (check ap propr iate type)] Nomination, D a t e[] Initial [] Annual [] Final5b . [] Amended Report8. On the bas i s of the informat ion contained in th i s Repor t and anymodifications pertaining thereto, i t is, in my opinion, in compliancewith appl icable laws and regulat ions.

Reviewing Officer Date

6. Repor t ing Per iod0 1 /0 1 /20 t0

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followea~ Complete all parts,check ing the NONE box for each par t where you have no repor table information. S ign on las t page.

I . P O S I T I O N S . ( R e p o r t i n g individual only; seepp. 9-13 of filing instructions.)~- ~ N O N E (No reportable positions.)

1. Member

2. M e m b e r3.

4.5.

P O SI T I O N N A ME O F O R GA N I ZA T I O N /E N T I T YB o a r d o f G e o r g e & J e a n P u g h F o u n d a t i o n : L S U L a w S c h o o l

Boar d , Lou is iana S ta te Unive r s i ty Law Cente r

I f . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)[~ N O N E (No reportable agreements.)

DATE P A R T I E S A N D T E R M S


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FINANCIAL DISCLOSURE REPORTP a g e 2 o f 9

N a m e o f P e r s o n R e p o r ti n gBerr igan, He len G.

D a t e o f R e p o r t05/06/2011

I ll . N O N - I N V E S T M E N T I N C O M E . m e p o . l n g individual and spouse; seepp. 17-24 of f!ling instructions.)A. Fi le r s Non-Inve s tme nt Incom eD (No reportable income.)O N E non-investment

D A T E S O U R C E A N D T Y P E INCOME( y o u r s , n o t s p o u s e s )1. 2010 L S U L a w S c h o o l ; T e a c h in g $1,500.00

2 . 20 1 0 West Serv ices ; Book R oyal t ies $ 1,963.233.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were ma rried during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

1 .2.3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, en ter ta inmenL(Includes those to spouse and dependent children," see pp. 25-27 off!ling instructions.)

~ N O N E (No reportable reimbursements.)

3.4.5.

S O U R C E D A T E S L O C A T I O NThe Aspen Insti tute 06 /10 /2010 to Greentree, NY06/13/2010

P U R P O S EInt l. Human Rights &H u m a n i t a r ia n L a w S e m in a r

I T E M S P A I D O R P R O V I D E DTransportation, Meals & Hotel


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FINANCIAL DISCLOSURE REPORTP a ge 3 o f 9

Name of Person Report ingBe r r i g a n , H e l e n G .

Date of Report05/06/2011

V . G I F T S . a n e l u d e s t h o s e t o s p o u s e a n d dependent children; see p p . 2 8 - 3 1 of filing instructions.)N O N E ( N o reportable gifts .)

SOURCE DESCRIPTION1 .2.3.4.5.

VALUE

V I . L I A B I L I T I E S . (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)N O N E (No re portable l iabili t ies.)

CREDITOR DE SCRIPTION1 .2.3.

4.5.

V A L U E C O D E


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FINANCIAL DISCLOSURE REPORTPage 4 o f 9

N a m e o f P e r s o n R e p o r t in gBerr igan , He len G.

Date of Repor t05/06/2011

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)[--] N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s(including trust assets)Place .(X)r after each asset

exempt from prior disclosure

Income during G r o s s v a l u e a t e n d T r a n s a c ti o n s d u r n g r e p o r t i n g p e r i o dr e p o r t i n g p er i o d o f r e p o r t i n g p er i o d(1 ) (2 ) (1) (2) (l) (2) (3) (4)Amount T y p e ( e .g . , Value Value T y p e ( e . g . , D a t e ValueC o d e 1 div.,rent, C o d e 2 Method b u y , s e l l , m r r d d d ! y y C o d e 2 C o d e 1 buyer/seller( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

( Q - W ) t r ansac t ion )

1 . C i t ig r o u p - C o m m o n S t o c k A Div idend J T2. I B M - C o m m o n S t o c k C Div idend M T3. Tri-Continental Corp. Mutual Fund A Div idend K T

4. Legg-Mason Pa r tne r s Fund A Div idend J T

5. T. Rowe Pr ice Growth S tock Mutua l Fund A Div idend L6. Dreyfous Growth & I ncom e Mutua l Fund A Div idend K7. Dreyfous Research Growth Fund - Class Z A Div idend J8. Dreyfous New Leade r s Fund - Cla ss A A Div idend L9. Libe r ty Financia l Se rv ice s N.O. , LA C Div idend M T

Common Stock~1 0 . Renta l Prope r ty # 1 New Or leans , LA~ D R e n t N QAppraised 8/21/851 1 . E x x o n C o r p . C o m m o n S t o c k C Div idend M T1 2 . G e n e r al E l e c t ri c C o m m o n S t o c k A Div idend K1 3 . O N E O K C o m m o n S t o ck B Div idend L1 4 . Westa r Ene rgy , Inc . - Comm on Stock A Div idend J1 5 . Fide l i ty Adv ison - High Y ie ld Por t fo l io B Div idend KClass T1 6 . V a n K a m p e n - S e n i o L o a n F u n d F D C L I B A Div idend K1 7 . C o m m a n d M o n e y F u n d ( W a c h o v i a A Interest KSecur i te s )

1: Income G~in COd~Sl A ~$1;000 or less B = $1,001 - $2~500 C =$2,501 - $5,000(See Columns B 1 and D4) F =$501001 - $100,000 G --$1001001 - $1,000,000 H I =$1,000,001 - $ 5,000,000

2. V alu e Codes J = $15,000 or less K =$15,001 = $50,000 L =$50,001 - $100,000(See Co lu r tms C I and D3 ) N =$250,001 - $500,000 O =$500,001 - $1 ,000,000 P I =51,000,001 - $5,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessmen t(See Co lu mn C2) U =Book Va lu e V =Other W =E s t ima tcd

D =$5,001 - $15,000H2 =More than $5,000,000M =$100,001 - $250,000P2 =$5;000;001- $25,000,000T =Cash Mark e t

E =$15,00 t - $50,000


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FINANCIAL DISCLOSURE REPORTPage 5 o f 9 Iame of P e r s o n R e p o r t i n gBerrigan, Helen G. Date of Report05/06/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)NONE ( No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r ti n g p e r i o d

( 1 ) ( 2 )Place "(X)" after each asset A m o u n t T y p e ( e . g .,exempt from prior disclosure C o d e 1 d i v . . r e n t .( A - H ) o r i n t . )

G r o s s v a l u e a t e n d Transactions during reporting periodof r epo r t ing pe r iod(1) (2) (1) (2) (3) (4) ( 5 )Value Value T y p e ( e _ . g . , D a t e Value Gain Identity ofC o d e 2 Method buy, sell;. . .mrrddd/yy C o d e 2 C o d e 1 buyer/seller

( J - P ) C o d e 3 redemption) ( J - P ) ( A - ~ ( i f p r i v a t e( Q - W ) t r a n s a c t i o n ~

1 8 . Cent ine la Va l ley CA U N A Interest1 9 . H a r r i s C o u n ty , T X C u l tu r e d A Interest

K T K

L T K

20 . I n te rna tiona l Pape r Co . - - Comm on Stock A Div idend J T21 . 1NG Golden Select Guarantee Annuity C Interest L T22 . B a n k o f A m e r ic a C o r p . - - C o m m o n S t o c k A Div idend J T23 . Johnson & Johnson - - Common Stock A Div idend K T24 . A T & T C o m m o n S t o ck A Div idend J T25 . C o c a C o l a C o m m o n S t o c k A Div idend J T26 . D u p o n t E .I . D e N e m o u r s - - C o m m o n S to c k A Div idend J T27 . Fif th Th ird Bankcorp - - Comm on Stock A Div idend J T28 . W a s h ing ton M u tu a l Inc . - - Com mon S toc k A D i v i d e n d J T

29 . Capi ta l I ncome Bui lde r - - Cla ss A A Div idend K T

30. ~~~ Inc. PLC PS Plan E Int./Div. N3 1 . - A T & T , I n c . C o m m o n S t o c k B Div idend K

T

T32 . - B P P L C A D R A Div idend J T

33 . - C hevro n C o rp . B Div idend K T34 . - Cleco Corp . A Div idend K T

1 : Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500(See Co lu mns B 1 and IM) F =$50,001 - $1001000 G =$100,001 - $1,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000(See Co lu mns C1 and D3 ) N =$250,001 - $500,000 O =$500,001 - $1 ,000,000

P3 = $2 5 ,000 ,001 - $50 ,000 ,0003. Value Method Codes Q =Appraisal R - Cos t (R ea l E s ta te On ly)(See Co lu mn C2) U =Book Va lu e V = O t h e r

C =$2,501 - $5,000 D =$5,001 - $15,000H I =$ 1, 00 0, 00 1 - $ 5, 00 0, 00 0 H 2 =M o re th an $ 5, 00 0, 00 0L = $50,001 - $100;000 M =$100~001 - $250,000PI =$1,000,001- $5;000,000 p2 =$5,000,001- $25,000,000P4 =More than $50,000,000S =Assessmen t T = C a s h M a r k e tW =E s t ima ted

E =$15,001 - $50,000


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D a t e o f R e p o r t05/06/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v u l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of fi l ing instructions.)D N O N E income, or transactions.)eportable assets,

B. C. " D.D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" after each assetexempt from prior disclosure

35 . - Conso l ida ted Edison , I nc36 . - Domin ion Resources , I nc . VA New37 . - Fa i rpo in t Communica t ions38 . - Fron t ie r Communica t ions39 . - Kinde r Morgan E ne rgy Pa r tne r s4 0. - Penn R ea l Es ta te I nves tment T rus t SBI4 1. - S imeon Prope r ty Group R e i t I nc . , NewSP G4 2. -Tanger Factory Outlet4 3. - The Sou the rn Company4 4. - Ve r izon Communica t ions4 5. - F ide l i ty Adv isor Se r ie s I I High Y ie ld4 6. - Dryden High Yie ld LD, I nc . C la ss A

47 . - Pionee r High Yie ld LD Cla ss A48 . - V a n K a m p e m S e n i o r L oa n F u n d F D C l a s s

IB49 . - Al l iance Berns te in , I nc . FND

50 . - Amer ican S t r a teg ic I ncome Por t fo l io , I nc .

51 . - DWS Free Rea l Es ta te FD 11 SRO

(1) (2) ( 1 ) (2 ) ( 1 ) (2) (3) (4) (5 )Amount T y p e ( e .g . , Value ~a lue T y p e ( e . g . , D a t e ~alue Gain I d e n t i t y o fCode I d i v . , r e n t , Code 2 M e th o d b u y , s e l l , m m / d d / y y , C o d e 2 Code 1 buyer/~eller( A - H ) o r i r i S . ) ( J - P ) C o d e 3 redemption) ( J - P ) ( A - H ) ( i f p r i v a t e(Q-B/) t r a n s a c t i o n )

TTT

TTT

13 Div idend K

A Div idend JA Div idend JA Div idend JB Div idend K

A Div idend JA Div idendA Div idend KA Div idend JA Div idend JA Div idend KA Div idend JA Div idend JA Div idend JB Div idend K

13 Div idend KA Div idend J

T

T

T

T

T

T

T

T

TT

Sold 06/01 / 10 J

1. Income Gain Codes: A -$! ,000 or less B =$1 ,001 - $2 ,500 C =$2,501 - $5,000(See Co lu mns BI and 194 ) F = $50.001 - $100,000 G = $100,00 i -$1 ,0001000 HI =$1,000,001 - $5,000,000

2. Value Codes J =$15,000 or less K = $15,001 - $50,000 L = $50,001 - $100,000(See Co lu mns C I and D3 ) N =$250,001 - $500,000 O =$ 50 0,0 01 - $ 1,0 00 ,0 00 P 1 = $ 1 ,0 00,0 01 - $5,0 00,00 0

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessmen t(See Co lu nm C2) U =Book Va lu e V = O t h e r W =E s t ima ted

D =$5,001 - $15,000 E =$15,001 - $50,000 H2 ~M0r~ than$5 000 000 ...... ..M = $ 1 0 0 ; 0 0 ] ~ $ 2 5 0 ,0 0 0~ = $ 5 ; 0 0 0 1 0 0 i - $ 2 5 ; 0 0 0 0 0 0T - -C ash M ar ket


7/27




V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~] N O N E income, assets, or transactions.)eportable

A. B C.D e s c r i p t i o n o f A s s e t s Income during G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

O) (2)Place"(X)"af lereaehasset Amount Type (e.g.,

exempt f fompf iordisc losure Code 1 div.,rent ,(A-H) orint .)

( 1 ) : :(2) (1) (2) (3) (4) ( 5 )Va l u e ~alue : Type (e.g.~ Date V a l u e G a i n t d e n t i ~ y o f

C o d e2 Method :b uy , s e l l, m m /d d /~ C ~ e 2 I C o d e 1 buyer/s~ller( J - P ) Code 3 r~de~pti0~l) (JrP) : ( A r i d ) (if private

(Q-W) t r a n s a c t i o n )

52 . - ING Pr imera te TR DPR A Div idend J53 . - MFS C har te r In co me Trus t A Div idend J

54 . - P i m c o H i g h I n c o m e F D A Div idend J55 .

56 .57 .

- AES TR I I I 6 .75% PFD C onv . due A Div idend10/15/2029- En te rgy Lou is iana LLC 7 .6% I s t Mor tgage B Div idendBo n d s- Geogia Power Sen ior Note 7 /15 /2047 A Div idend

Redeemed 04/19/10 K A

58 . - M e t l if e 5 .875% Senior Note s due11/21/203359 . - She rwin W il l iams 7 .25% (7 .25 ) Cor ts T r I Idue 2 /1 /209760 . - Smon P PTY Group , I nc . , PFD 6 .00%

B Div idend

A Div idendA Div idend

KRedeemed 05/25/10 J A

61 . A l a b a m a P o w e r A Div idend J62 . BAC C ap Trus t A Div idend J63 . I Sha re s I Boxx I nv . Grade A Div idend J64 . Ente rgy LA. Bond A Div idend J65 . V e r i z o n C o m m u n i c a t io n s A Div idend J66 . B P P L C S p o n s o r e d A D R A Div idend J

I. Income Gain ~des:(See Co lu mns BI and D4 )

2.Value Codes(See Co lu mns CI and D3 )

3.Value Method Codes(See Co lu mn C2)

A~$ii000 or tessF=$50,001 - $100,000J=$15,000orlessN =$250,001 -$500,000P3=$25,000,001 - $50,000,000Q =AppraisalU =Book Va lu e

B =$1 ,001 - $2 ,500G =$I00,001 - $1 ,000,000K = $15,001 - $50,000O=$500,001 - $1 ,000,000R =Cos t(R ea l E s ta te On ly)V = O t h e r

C =$2,501 - $5,000 D =$5,001 - $15,000HI =$1,0001001 - $5,000;000 H2 --More than $5,000,000L = $50,001 - $100 000 M = $i 00100i 2 $250i000p l =$1 ,000,001 - $5 ,000;000 p2 =$5;000;001- $25;000 000P4 =More than $50,000,000S =Assessmen t T ~~ h M a r k e tW = E st ima ted

E =$15,001- $50,000


8/27


N a m e o f P e r s o n R e p o r ti n gBerr igan, He len G.

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indicate part of report.)Section VII 1. #s 6,7 & 8 are parts of~ USE Profit Sharing Retirement Plan FBO~

Section VII 2. #s 32 - 66, List of Stocks and Bonds in the~~ PLC PS Plan.

Date of R e p o r t05/06/2011


9/27


Name of Person R eport ingB e r r i g a n , He l e n G.


IX. CERTIFICATION.1 c e r t i f y t ha t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t io n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p le t e t o t h e b e s t o f m y k n o w le d g e a n d b e l i e f , a n d th a t a n y i n f o r m a t io n n o t r e p o r t e d w a s w i th h e ld b e c a u se i t m e t a p p l i c a b l e s ta tu to r yp r o v i s io n s p e r m i t t i n g n o n - d i s c lo su r e .I f u r t he r c e r ti f y t ha t e a r n e d i n c o m e f r o m o u t s i d e e m p l o ym e n t a n d ho n o r a r i a a n d t he a c c e p t a n c e o f g i f ts w h i c h ha v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i th t h e p r o v i s io n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U o S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a ti o n s .

Signatur e: S/Helen G . Berrigan

N O T E : A N Y I N D I V I D U A L W H O K N O V C I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

C o m mi t t e e o n F i n a n c i a l D i s c lo s u r eAd m inis t ra tive Off ice of the Uni ted S ta tes Cour tsSu i te 2-301O n e C o l u mb u s C i r c le , N . E .W a s h i n g t o n , D . C . 20 5 4 4


10/27


Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1 . P e r s o n Repor t ing ( l as t n a m e , f ir s t , middle ini t ial)B e r r i g a n , H e l e n G .

4. Title (Article I11 judges indicate active or senior status;magistrate judges indicale full- or part-time)

Art ic le I I I Judge - Ac t ive

7. Chambers or Office Address500 Poyd r as St r ee t , Room C-556U ni ted Sta tes D is t r i c t Cour thouseNew Or leans , LA 70130

2. Court or Organizat ionEas ter n D is t r i c t o f Lou is iana

[ 5a. Report Type (check appropriate type)] Nomination, D a t e[] Initial [] Annual [] Final

I 5b. [] Amended Report8. On the b as i s of the informat ion conta ined in th i s Repor t and anymodifications pertaining thereto, i t is, in my opinion, in compliancewith appl icable laws and regulat ions.


3. Date o f R e p o r t06/06/2011

6. Repor t ing Per iod01/ 01 / 2010

to12/31/2010

IMPORTANT NOTES: The ins tructions accompan ying this form must be fol lowetL Complete al l parts ,checking the NONE box for each part where you have no reportable informatiot~ Sign on last page.

I . P O S I T I O N S . m e p o r t i n g individual only; seepp. 9-1 3 of fi ling instruct ions.)~ NONE (N o reportable positions.)

P O S I T I O N NAME OF ORGANIZATION/ENTITY1. M e m b e r Board of George & Jean Pugh Founda t ion: LSU Law School2. M e m b e r Board , Louis iana S ta te Unive r s i ty Law Cente r3.

4.5.

I I . A G R E E M E N T S . a e p o ~ t i n g individual only; seepp. 14-16 of filing instructions.)[~ NO NE (No reportable agreements.)

DATE PARTIES AND TERMS


11/27

FINANCIAL DISCLOSURE REPORTPage 2 of 9

N a m e o f P e r s o n R e p o r ti n gBerrigan, Helen G.

D a t e o f R e p o r t06/06/2011

I l l . N O N - IN V E S T M E N T I N C O M E . (Reporting individual a n d s p o u s e ; seepp. 17-24 o f f i l i n g instructions.)A. Filers N on- I nves t m en t I ncom e~ ~o reportable income.)O N E non- inves tment

D A T E SO U R C E A N D T Y PE I N C O M E( y o u r s , n o t s p o u s e s )1. 2010 L S U L a w S c h o o l ; T e a c h i n g $1,500.002 . 2 010 W es t Ser v ices ; Book Royal t i es $1,963.233.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - if you were married during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

N ON E (No reportable non-investment income.)DATE SOURCE AND TYPE

1 .2.

3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 off!ling instructions.)~-~ (No reportable reimbursements.)O N E

SOURCE DATES LOCATIONThe A s pen Ins t i tu t e 06/I 0/2010 to Greentree , N06/13 /2 010

PURPOSEIn t l. H u m a n R i g h t s &H u m a n i t a r ia n L a w S e m i n a r

ITEMS PAID OR PROVIDEDTransportation, Meals & Hotel


12/27


Name of Person Report ingB e r r i g a n , He l e n G.


V . G I F T S . a n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t children; see p p . 2 8 - 3 1 of f!ling instructions.)N O N E ( N o reportab le gifts.)

S O U R C E1 .2.3.4.5.

DESCRIPTION V A L U E

V I . L I A B I L I T I E S . a n c ~ u d e s t h o s e o f s p o u s e a n d dependent children; see p p . 3 2 - 3 3 of filing instructions.)N O N E ( N o reportable liabilities.)

C R E D IT O R D E SC R IPT IO N1 .2.3~

4.5.

VALUECODE


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N a m e o f P e r s o n R e p o r t i n gBerr igan , Helen G .

D a t e o f R e p o r t06/06/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spo use and d ependent children; see pp. 34-6 0 of f il ing instructions. )[~] N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d o f r e p o r t i n g p e r i o d

(I) (2) (1 ) (2 ) (1 )Place "(X)" after each asset Amount T y p e ( e . g ., Value V alue T y p e ( e . g . ,exempt from prior diselosure C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d b u y , S e l l ~( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e n i p t i ~ l ~( Q - W )

(2 ) (3) (4) ( 5 )D a t e . . . . . . .. . Value Gain ......... Identity ofmmidd/y~ C~d~ 2 Cod e 1 . . .. buyer/seller

(J--P) ( A - H ) ( i f p r iva tet r a n s a c t i o n )

I. C i t i g ro u p - C o m m o n S t o c k A D iv id end J T2. I B M - C o m m o n S t o c k C D iv id end M T3. Tr i -Con t inen ta l Cor p . Mutual Fund A D iv id end K T4. Legg-Mason Par tner s Fund A D i v i d e n d J T5. T. Rowe Pr ice Gr owth Stock M utual Fund A D iv id end L T6. D r e y f o u s G r o w t h & I n c o m e M u t u a l F u n d A D i v i d e n d K T

7. D r eyfous Resear ch Gr owth Fund - C lass Z A D iv id end J T8. D r eyfous New Lead er s Fund - Class A A D iv id end L T9. Liber ty F inancia l Ser v ices N.O. , LA C D iv id end M TCommon Stock~1 0 . R e n t a l P r o p e r ty # 1 N e w O r l e a n s , L A ~ D R e n t N QAppra i s ed 8 /21/8 51 1 . C D iv id end M Tx x o n C o r p . C o m m o n S t o c k1 2 . G e n e r a l E l e c tr i c C o m m o n S t o c k A D iv id end K T1 3 . O N E O K C o m m o n S t o c k B D iv id end L T1 4 . W estar Ener gy , I nc . - Common Stock A D iv id end J T

1 5 . Fid el i ty Ad v ison - High Y ie ld Por t fo l io B D iv id end K TClass T1 6 . V a n K a m p e n - S e n i o L o a n F u n d F D C L I B A D iv id end K T1 7 . C o m m a n d M o n e y F u n d ( W a c h o v ia A Interes t K TSecur i tes )

1. l ncomc Gain Cod es : A =$1 ;000 or less B =$1,001 - $2,500(See C o lu mn s BI an d 1 ) 4 ) F =$50,001 - $100,000 G =$1 00,001 - $I,000,000

2. V alue C o des J = $1 5,000 or less K -$15,001 - $50,000(See C o lu mn s C I an d D3 ) N =$250,001 - $ 500,000 O = $500,001 - $ 1,000,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q = A ppr a i sa l R =Cost (Rcal Estate Only)(S ee C o lu m n C 2 ) U = Bo o k V a lu e V = O t h e r

c ~ $ 2 , 5 0 1 - $ 5 , 0 0 0 D = $ 5 , 0 0 1 - $ 1 5 , 0 00H t =$ 000 00 - $ 5 , 000~000 H 2- -M6~ t h ah $ 5 ; 000 , 000L=$50001-$ 00000 M =$100~001 = $250 000P I ~ $1 ,0 00 i0 01 .- $5 i0 00 ~ 00 0 P 2 = $5 ,0 00 ,0 01 ~ $ 2 5, 00 0, 00 0P4 =M0re than $5010001000 ......s =Asse s smen t T = C a s h M a r k e tW =Es t ima ted

E =$15,001- $50,000


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N a m e o f P e r s o n R e p o r t in gBerrigan, Helen G.

D a t e o f R e p o r t06/06/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l a e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~ (No reportable assets, orONE income, transactions.)

D e s c r i p t io n o f A s s e t s( i n c l u d i n g t r u s t a s s e ts )Place "(X)" after each assetexempt from prior disclosure

reporting period of reporting period(1) (2.) (1) .. (2) (1) (2) ..... (3) I (4) (5 )

Amount Type (e.g., V al ue : V a l ue T y p ~ : ( e . g . , Da te . . . .. V al ue Gain Identity ofCode 1 div, rent, Code 2 Method ..... b u y ~ s e l l ~ - mm/dd/yy Code 2 Code 1 buyer/seller(A-H) o r i n t . ) ( J - P ) Code 3 redemption) Q -P) (A-H) (if private( Q ~ W ) aansaction)

1 8 . C e n t i n e l a V a l l e y C A U N A I n t e r e s t K T1 9 . H a r ri s C o u n t y , T X C u l t u r e d A Interes t L T

KK

20 . I n ter na t ional Paper Co . - - Common Stock A D iv id end J T2 1 o I NG Gold en Selec t Guar an tee An nu i ty C Interes t L T22 . B a n k o f A m e r i c a C o r p . - - C o m m o n S t o c k A D iv id end J T23 . J o h n s o n & J o h n s o n - - C o m m o n S t o c k A D iv id end K T2 4 . A T & T C o m m o n S t o c k A D iv id end J T25 . C o c a C o l a C o m m o n S t o c k A D iv id end J T26 , D u p o n t E .I . D e N e m o u r s - - C o m m o n S to c k A D iv id end J T27 . Fif th Thi r d Bank cor p - - Common Stock A D iv id end J T28 . W a s h i n g t o n M u t u a l I n c . -- C o m m o n S t o c k A D iv id end J T29 . Cap i ta l I ncome Bui ld er - - Class A A D iv id end K T30 . ~ Inc. PLC PS Plan E Int . /Div. N T3 1 . - A T & T , I n c . C o m m o n S t o c k B D iv id end K T32 . - B P P L C A D R A D iv id end J T33 . - C h e v r o n C o r p . B D iv id end K T34 . - C l e c o C o r p . A D iv id end K T

t, In co m e Gain C odes : A = $I,000 or le ss B =$1,001 - $2 ,500(See Col .... B I and I)4) F =$50,001 - $100,000 G --~i00~00i iS] ,~00,000

2 . Va lu e C o des J =$15,000 Or less K =$15,001 - $50;000(See C o lu mn s C I an d D3 ) N =$250,001 - $500,000 O =$500,00i - $1,000,000

P3 =$25,000,001 - $50,000,0003, Value Method Codes Q = A ppr a i sa l R =Cost (Real Estate Only)

(See C o lu mn C 2 ) U =Bo o k Va lu e V = O t h e r

C =$2,501 - $5,000 D =$5,001 - $15,000HI =$i,000,001 -- $5,000,000 H2 --MOre than $5;000,000L =$50,001 - $100,000 M =$ I00,001 - $250,000PI =$1,000,001 ~ $5,000,000 P2 =$5,000,001 - $25,000,000P4 =More than $50~000,000S =Asse ssmen t T = C a s h M a r k e tW =Estimated

E =$15,001 - $50,000


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N a m e o f P e r so n R e p o r t i n gBerrigan, He len G.


V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent ehildren; see pp. 34-60 of filing instructions.)~ ~o reportable assets, orO N E income, transactions.)

A. B. C D.D e s c r i p t io n o f A s s e t s Income dur ing G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e ts )

Place "(X)" after each asset A m o u n t T y p e ( e . g . , Value Value T y p e ( e ~ g ., D a t e Value G a i n l d e n t i . t y o fexempt from prior disclosure Code I d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l, m~dd/yy C o d e 2 C o d e 1 b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - p ) ( A -H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

35 . - Con so l id a ted Ed ison , I nc B D iv id end K36 . - D omin ion Resour ces , I nc . V A New A D iv id end J37 . - Fai r po in t Communica t ions A D iv id end J38 . - F r on t ie r Com munica t ions A D iv id end J39 . - Kind er Mor gan Ener gy Par tner s B D iv id end K40 . - Penn Real Es ta te I nves tmen t T r us t SBI A D iv id end J4 1 . - S im e o n P ro p e rt y Gr o u p R ei t I n c., N ew A D iv id endSP G42 . -Tanger Fac tory Out l e t A D iv id end K4 3. - T he So uth er n C o m pa ny A D iv id end J44 . - V e r i z o n C o m m u n i c a t i on s A D iv id end J45 . - F id e l i ty Ad v iso r Ser ies I I High Y ie ld A D iv id end K46 . - D r yd en High Y ie ld LD , I nc . Class A A D iv id end J47 . - P i o n e e r H i g h Y i e l d L D C l a s s A A D iv id end J48 . - V a n K a m p e m S e n i o r L o a n F u n d FD C l a s s A D iv id end J1B49 . - Al l i ance Ber ns te in , I nc . FND B D iv id end K50 . - Amer ican St r a teg ic I ncome Por t fo l io , I nc . B D iv id end K51 . - D W S F r e e R e a l E s t a t e F D 1 1 S R O A D iv id end J

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

Sold 06/01/10 J A

1. lnc0rae Gain C odes: A = $I;000 0r l~ ss B =$1,001 - $2,500(See C o lu mn s BI an d D4 ) F = $50,001 - $100,000 G 25100,001 - $ L000,000

2 . Va lu e C o des J =$15i000 Or tess K =$15,001 - $50,000(See C o lu mn s C I an d D 3 ) N =$250~001 - $500,000 O =$500,001 - $1 ,000,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q = A ppr a i sa l R =Cost (Real Estate Only)(See C o lu mn C 2 ) U =Bo o k Va lu e V = O t h e r

C =$2,501 - $5,000H 1 =$ t,0001001 - $5,000 000L =$50,001 - $100,000P 1 =$1,000,001 - $5,000,000P4 =More than $50,000,000S = A s s es s mentW =Estimated

=$5,001 - $15,000H2 =More than $5,000,000M =$100,001 - $250,000P2 =$5,000,001 - $25,000,000

=C ash Mark e t

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTPage 7 of 9 Ia m e o f P e r s o n R e p o r t i n gBerrigan, He len G. D a t e o f R e p o r t06/06/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f il ing instructions. )N O N E (No reportable income, assets, or transactions.)

A. B. C. D :Descr ip tion of Assets: : Income dur ing G r o s s v a l u e a t e n d T r a n S a C t io n s d u r i n g r e p o r ti n g p e r io d( i n c l u d i n g t r u s t a s s e ts ) r e po rt i n g p er i o d o f r e po rt i n g p er i o d

(I) (2) (1) (2) ( 1 ) (2) .... (3) .... (4 ) (5 )Place "(X)" after each asset Amount T y p e ( e . g . , Value Value T y p e ( e . g ,, D a t e Value G a i n I d e n t i t y o fexempt from prior disclosure C o d e 1 ~ l i v . , r e n t , C o d e 2 M e th o d b u y , s e ll , m m / dd /y y C o d e 2 C o d e ~ : buyer/seller( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

52 . - ING Pr imera t e TR DPR A D iv id end J T53 . - MFS Char t e r Income Trus t A D iv id end J T5 4 . - Pimco High Income FD A Dividend J T55 .56 .

57 .

- AES TR I I I 6 .75% PFD C onv . d ue A D iv id end10/t 5/2029- En ter gy Lou is iana LLC 7.6% 1 s t Mor tgage B D iv id endBonds- Geogia Power Sen io r No te 7 /15 /2 047 A D iv id end

TRedeemed 04/19/10 K A

58 .59 .60 .

- Met l i f e 5 .8 75% Sen ior Notes due11/21/2033- Sher win W il l iams 7 .2 5% ( 7 .2 5) Cor t s T r I Id ue 2 /1 /2 097- Smon PPTY Gr oup , I nc . , PFD 6 .00%

B

A

A

D iv id endD iv id endD iv id end

K T

TRedeemed 05/25/10 J A

61 . A l a b a m a P o w e r A Dividend J T Bu y 04/30/10 J62 . BAC Cap Trus t A D i v i d e n d J T Bu y 04/30/10 J63 . I S h a r e s I B o x x I n v . G ra d e A Dividend T Bu y 04/30/I 0 J64 . Enter gy LA. Bond A D i v i d e n d J T Bu y 06/01/10 J65 . V e r i z o n C o m m u n i c a t i on s A Dividend T Bu y 06/01 / 10 J6 6. B P P LC S po n so re d A D R A Dividend Sold 06/10/10 J A

1 lnco me Gain C odeS: A = $1,000 or less B = $I,001 - $2,500( See Columns B 1 and 1)4) F = $50,001 - $100,000 G = $100,001 - $1 ,000,000

2 . Va lu e C o des J =$15,000 or less K =$I5;001 - $50,000(See C o lu mn s C l an d D3 ) N =$ 250,001 - $500,000 O = $500,001 - $1 ,000,000

P3 =$25,000,001 - $50,000,0003 . Va~ue M eth od Cod es Q = A ppr a i sa l K = C os t ( R eal E s t a te Only)(See C o lu mn C 2 ) U =Bo o k Va lu e V = O t h e r

C =$2,501 - $5,000H 1 -$1,000,001 - $5,000,000L $50,001 - $100,000P I = $1,000,001 - $5,000,000P4 =More than $50,000,000W = Es t ima ted

D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0H 2 = M 6 r e th a n $ 5 ; 0 0 0 ,0 0 0MP 2 - - s s ; o 0 0 , 0 o ~ - $ 2 5 , 0 o 0 ~ 0 0 0T = C a s h M a r k e t

E = $15.001- $50,000


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Name of Person Repor t ingBerrigan, Helen G.


V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)Section VII 1. #s 6,7 & 8 are parts of~~ USE Profit Sharing Retirement Plan FBO~~

Section VII 2. #s 32 - 66, List of Stocks and Bonds in the~ Inco PLC PS Plan.


18/27



Date o f Report06/06/2011

IX. CERTIFICATION.1 c e r t i fy t h a t a l l in fo r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n fo r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o ryp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r t h e r c e r t ify t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i ncompl iance wi th the provis ions of 5 U.S .C. app. 501 e t . seq . , 5 U.S .C. 7353, and Jud ic ia l Confe rence r egula t ions .

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544


19/27


Report Required by the Ethicsin Governm ent Act of 1978(5 U.S.C. app. 101-111)

1. Person Reporting (last name, first , middle initial)B e rr iga n , He le n G .

4. Ti t le (Ar t icle I I l judges indicate act ive or senior s ta tus ;magistrate judges indicate full- or part-t ime)

Art ic le I I I Judge - Ac t ive

7. Chambers or Off ice Address500 Poydra s S t re e t , R oom C - 556U ni t e d S ta t e s D is t r i c t C our th ous eN e w O r le a ns , L A 7 013 0

2. Court or Organizat ionEaste rn Dis t r ic t o f Louis iana

3. Date of R e p o r t09/06/2011

5a. Report Type (check appropriate type)] N o m i n a t i o n , Date[] Initial [] Annual [] Final5h. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion~ in compliancewith applicable laws and regulations.


6. Reporting Period01/01/201012/31/2010

IMPORTANT NOTES: The instruct ions accom panying this form m ust be fol lowed. Com plete al l parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; seepp. 9-13 of filing instructions.)~] N O N E (No reportable po sitions.)

POSITION1. Member2. M e m b e r3.

4.

N A M E O F O R G A N I Z A T I O N / E N T I T YBoard of George & Jean Pug h Founda t ion: LSU Law SchoolBoard, Lou is iana S ta te Univers i ty Law Cente r

I I. A G R E E M E N T S . ( R e p o n l n g individual only; seepp. 14-16 of filing instructions.)~] N O N E ( N o reportable agreements.)

D A T E PARTIES AND TERMS


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N a m e o f P e r so n R e p o r t i n gBerr igan, Helen G .


I II . N O N - I N V E S T M E N T I N C O M E . < R e p o r t i n g individual and spouse; see pp. 17-24 of f!ling instructions.)A. Filers Non-Investm ent Incom e

~ (No reportable income.)O NE non-investmentDA T E SO UR C E A ND T Y P E I N C O M E( y o u r s , n o t s p o u s e s )

1. 2010 LSU Law School ; Teaching $1,500.002. 2010 W est Se rv ice s ; Bo o k R o ya lties $1,963.233.4.

B . S p o u s e s N o n = I n v e s tm e n t I n c o m e - If you were married during anyp ortion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

1 .2.3.4.

I V . R E I M B U R S E M E N T S - transportation, lodglng, food, entertalnmen~(Includes those to spouse and dependent children; see pp. 25 -27 o filling instructions.)

~] (No reportable reimbursements.)O NES O U R C E

1 . The Aspen Insti tuteDATES LOCATION PURPOSE

06/10/2 01 0 to Green tree, NY Int l . Human Righ ts &06/13/2010 Humanita r ian Law Seminar

ITEMS PAID OR PROVIDEDTransportation, Meals & Hotel


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N a m e o f P e r so n R e p o r t i n gBerrigan, Helen G.

D a t e o f R e p o r t09/06/2011

V . G I F T S . a n c l u d e s those to spouse und dependent children; see pp. 28-31 of filing instructions.)NONE (No reportable gifts.)

SOURCE1 .2.3.4.5.

DESCRIPTION VALUE

V I . L I A B I L I T I E S . a n e l u d e s t h o s e o l s p o u s e . n d d e p e n d e n t children; see pp. 3 2 - 3 3 of filing instructions.)N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.

4.5.

VALUE CODE


22/27




V I I . I N V E S T M E N T S a n d T R U S T S - ~ . c o m e , v a n . e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

Descript ion o f A s s e t s( ncluding trust assets)

P l a c e " ( X ) " a f t e r e a c h a s s e te x e m p t f r o m p r i o r d i sc l o s u r e

B . C . DI n c o m e d u r in g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r io d

r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d,.1) (2) (1) (2) (1 ) (2) (3) (4) (5 1

A m o u n t Type (e.g, V a l u e V a lu e Type (e.g., Da~;e Va lue G a i n . I d e n t i t y o fcode 1 div rent C o d e 2 M e t h o d b u y sell m m / d d /y y C o d e 2 Code 1 b u y e r / s e l l e r(A-H) a r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) O ~ - P ) (A-H) ( i ~ p r i v a t e(Q-W)

1. Citigroup-Common Stock A Dividend J T2. IBM - Comm on Stock C Dividend M T3. Tri-Continental Corp. Mutual Fund A Dividend K T4. L e g g - M a s o n P a r tn e r s F u n d A Dividend J T5. T. Rowe Price Grow th Stock M utual Fund A Dividend L T6. Dreyfous Growth & Income M utual Fund A Dividend K T7. Dreyfous Research Growth Fund - Class Z A Dividend J T8. Dreyfous New Leaders Fund - Class A A Dividend L T9. Liberty Financial Services N.O., LA C Dividend M TC o m m o n S to c k ~1 0 . Renta l Proper ty #1 New Orleans , LA~ D Rent N QAppra ised 8/21/851 1 . Exxon Corp. Common Stock C Dividend M T1 2 . General Electric Common Stock A Dividend K T1 3 . ONEOK Com mon Stock B Dividend L T1 4 . Westar Energy, Inc. - Common Stock A Dividend J T1 5 . Fidelity Advison - High Yield Portfolio B Dividend K T

Class T1 6 . Van K amp en - Senio Loan Fund FDCL IB A Dividend K T1 7 . Command M oney Fund (Wachovia A I n t e r e s t K T

S e c u r i t e s )

t r a n s a c t i o n )

1. I n c o m e G a i n C b d e s : A =$1;000 or less B = $1.001 - $2,500(See Columns BI and D4) F =$50,001 - $100,000 G =$I00,001 - $1 ,000,000

2. V a l u e C o d e s J =$15,000 or less K =$15,001 - $ 50,000(See Co lumns CI and D 3) N = $250,001 - $ 500,000 O = $500,001 - $1 ,000,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q = A p p r a i s al R =Cost (Real Estate Only)(See Column C2) U =Book Va lue V Ot her

C =$2,501 - $5,000 D =$5,001 - $15,000H 1 = $ 1 , 0 0 0 , 0 0 1 ~ $ 5 , 0 0 0 ; 0 0 0 H2 =More than $5~000,000L =$50,00I - $100,000 M = $100,001 - $250,000PI =$ 1,000,001 - $5,000,000 P2 =$5;000,001 - $25,000,000P4 =More than $50,000,000S =A ssessmen t T =Cash MarketW =Estimated

E = $ 15 , 001 - $ 50 , 000


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V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (In cludes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

Descr ip t ion o f Asse t s( inc lud ing t rus t a s se t s )

Place "(X)" after each assetexempt from prior disclosure

B . C . D.Incom e during Gross value at end Transactions during reporting period

reporting period of reporting period "(1) (2) (1) (2) (1 ) (2) (3) I (4) (5 )

Amount Type (e g, V alue V alue T y p e [ . e . g . , Date V alu e Gain I d e n t i t y o fCode ] d iv., rent, Code 2 Method buy, sell , m m/dd/yy Code 2 Code 1 buyer/seller(A-H) o r i n t . ) ( J - P ) Code 3 redemption) (J-F) (A-H) (if private(Q-W) t r a n s a c t i o n )

1 8 . Cent ine la Va l ley CA UN A Interest K T K19 . Har r is County , TX Cultu red A Interest L T K20 . In te rna t iona l Pape r Co . - - Comm on Stock A Dividend J T21 . I N G Golde n S e le c t Gua ra n te e Annu i ty C Interes t L T

22 . Bank of Amer ica Corp . - - Com mon Stock A Dividend J T23 . Johnson & Johnson - - Common Stock A Dividend K T24 . A T & T C o m m o n S t o ck A D ivide nd J T

25 . C o c a C o l a C o m m o n S t o c k A Dividend J T26 . D u p o n t E .I . D e N e m o u r s - - C o m m o n S to c k A Dividend J T27 . Fif th Th ird Bankcorp - - Com mon Stock A Dividend J T28 . W a s h ing ton M utua l I nc . - - C ommon S tock A Div idend J T

29 . Capi ta l Income Bui lde r - - Cla ss A A Dividend K T30. ~ Inc. PLC PS Plan E Int./Div. N T31 . - AT&T, Inc . Common Stock B Dividend K T32 . - BP PLC A DR A Dividend J T33. - Chevro n Co rp . B Dividend K T34 . - C leco Co rp , A Dividend K T

1. Incom e Gain C odes: A =$1 ,000 or less B = $1,001 - $2 ,500(See Co lumns BI and D 4) F =$50,001 - $ 100,000 G -$100,001 - $ i,000,000

2 . V alue Codes J :$15,000 o r le ss K = $I5,001 - $50,000(See Co lumns C I and D 3) N = $250,001 - $500,000 O =$500,001 - $1 ,000,000

P3 ~$25,000,001 - $50,000.0003. Value Method Codes Q =Appra i sa l R =Cost (Real Estate Only)(See Co lumn C2) U =Book Valuc V - O t h e r

C =$2,501 - $5,000H I = $1,000,001 - $5;000,000L =$50,001 - $100,000

Pl-$1,000,001 - $5i000,000P4 =M ore than $50,000,000S - A ssessmen tW =Estimated

D =$5,001- $15,000H2 = M o re t h a n $ 5 , 000~000M=$100,001- $250,000P2 -$5,000,001 -$25;000,000

T-Cash Mark~

E =$15,001- $50,000


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Name of Person R e p o r t i n gBerrigan, Helen G.


V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ~ e , v o t u e , t ransact ions ( Includes those of spouse a nd depen dent chi ldren; see pp. 34-60 of f i l ing instruct ions. )~ (No reportable income, assets, orO NE transactions.)

A. B. C. D.Descr ip t ion o f Asse t s In c o m e d u r in g G ro ss v a lu e a t e n d Transac t ions dur ing r epo r t ing pe r iod( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d o f r e p o r t i n g p e r i o d

O) (2) O) (2) (1) (2) .......... (3) (4) (5 )Place "(X)" after each asset Amount T y p e ( e . g ., V alue Value T y p e ( e . g ., Date ...... Value Gain I d e n t i t y o fCode t C o d e 2 M e t h o d " buy, sell; mm /dd/yy Code 2 C o d e t , i i i " i : bnyer/selle~exempt from prior disclosure d i e 4 r e n t ,o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i 0 ~ i ) ( J - P ) ( A - H ) (ipdvate(Q-W) t r a n s a c t i o n )

35. - Conso l ida ted Edison , Inc B Dividend K36 . - Dominion R esources , Inc . VA New A Dividend J

37 . - Fa i rpo in t Commu nica t ions A Dividend J38 . - Fron t ie r Commun ica t ions A Dividend J39 . - K inde r M organ Ene rgy Pa r tne rs B Dividend K40 . - Penn Rea l Es ta te Inves tment Trus t SBI A Dividend J4 1 . - S im e o n P ro p e rt y Gr o up R e i t I nc ., N ew A DividendSP G42 . -Tan g er Facto ry Out le t A Dividend K4 3. - Th e S ou th e rn Co m pa ny A Dividend J44 . - Ve r izon Communica t ions A Dividend J45 . - F ide l i ty Advisor Se r ie s I I High Y ie ld A Dividend K46 . - Dryden High Yie ld LD, Inc . Cla ss A A Dividend J47 . - Pionee r High Yie ld LD Class A A Dividend J48 . - V a n K a m p e m S e n i o r L o a n F u n d F D C l a ss A Dividend JIB49 . - A l l iance Berns te in , Inc . FND B Dividend K50. - Am er ican St r a teg ic Income P or t fo l io , Inc . B Dividend K51 . - DWS Free R ea l Es ta te FD 11 SR O A Dividend J

T

TTTTT

TTTTTTTTTT

Sold ,06/01/10 J

I. Income Gain Codes: A =$1,000 or !ess B =$1,00! - $2,500(See Co lumns BI and D 4) F =$50,00i ~ $1001006 G =$100,001 - $1 ,000,000

2 . Va lue Codes J =$15,000 or less K =$15;001 - $50,000(See Columns C I and D3) N =$250,001 - $500,000 O -$500,001 - $1,000,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =Appra i sa l R =Cost (Real Estate Only)(See C o lum n C 2) U = Book V a lue V =Oth er

C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000HI =$L000,001-$51000,000 H2 =M0re than $5;000;00DL : $ 5 0 , 0 O l - ~ o o , o ooPl = $1;000,001 -$5;000,000 P2 =$5,000;00i : $25,000~600P4 =M ore than $50,000;000S =A ssessmen t T =Cash Mark e tW = E s t ima ted


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Name of Person R epor t ingBerrigan, Helen G.

D a t e o f R e p o r t09/06/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)NONE (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t i o n o f A s s e t s Income during G r o s s v a l u e a t e n d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d of reporting period(t ~ (2)" ~) (2) (i) (2) (3)

Place "(X)" after each asset Amoum T y p e ( e . g .. Value :: : Value T y p e ( e = g ., Date: Valueexempt from prior disclosure Code2 Method: : : , buys!sell , m m / d d / yy C o d e 20-P). Code 3:: :.~: redemption)(Q-w )

Transactions during reporting period(4) (5 )

Gain I d e n t i t y . o fCode I .buyer/seller(A-H) ( i f p r i v a t etransaction)

52 . - 1 NG Pr imera te TR DPR A Dividend J T53 . - MFS Char ter Income Trus t A Dividend J T54 . - P i m c o H i g h I n c o m e F D A Dividend55 . - AES TR I I I 6.75% PFD Conv. due A Dividend10/15/202956 . - En te rgy Louis iana LLC 7 .6% I s t Mor tgage B DividendBo n d s57 . - Geogia Power Sen ior No te 7 /15 /2047 A Dividend58 . - Metlife 5.875% Senior Notes due B Dividend11/21/203359 . - She rwin Wil l iams 7 .25% (7 .25 ) Cor ts Tr I I A Dividenddue 2 /1 /209760 . - Smon PPTY Group , Inc . , PFD 6 .00% A Dividend61 . A l a b a m a P o w e r A Dividend62 . BA C Cap Trus t A Dividend63. I Sha re s I Boxx Inv . Grade A Dividend64 . Ente rgy LA. Bond A Dividend65. V e r i z o n C o m m u n i c a t io n s A Dividend66 . BP PLC Sponsored ADR (X) A Dividend

JJ

JK

JJJJJJJ

TT

TT

Redeemed 04/19/10 K

R e d e e m e d ! 0 5 /2 5 / 1 0T

T B u y 04/30/10

T B u y 04/30/10

T B u y 04/30/10

T B u y 0 6 /0 1 /1 0

T Bu y 06/01/10

T S o l d 06/10/10

JJJJJJ

1. income Gain Codes: A =$1;000 Or less B =$1,00t - $2,500(See Columns B 1 and 1)4) F =$ 50,001 - $100,000 G =$100,00 l - $1,000,000

2. V alue Codes J = $15,000 or less K =$15,001 - $ 50,000(See Co lumns C I and D 3) N =$250,001 - $500,000 O =$500,001 - $1,000,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =Appra i sa l R =Cost (Real Estate Only)(See Co lumn C2) U =Book Va lue V =Oth er

C =$2,501 = $5,000 D =$5,001 - $15,000H 1 = $ 1, 00 0, 00 1 $5 0 00 ,0 00 H 2 = M o re th an $5 ;0 00 ,0 00L --$50 00l ~ $100,000 M =$100,001 - $250;000PI =$1,000~00i ~ $5,000;000 . . . . P2 =$5,000,001 - $25,000,000P4 =MO r~ ~haa $50;000,000S =A ssessmen t T =Cash Mark e tW =E s t ima ted

E =$15,001 - $50,000


26/27


Name of Person Report ingBe r r i g a n , H e l e n G.

Date of Repor t09/06/201 I

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)Section VII 1. #s 6,7 & 8 are parts of~ USE Profit Sharing Retirement Plan FBO~

Section VII 2. #s 32 - 66, List of Stocks and Bonds in the~ Inc. PLC PS Plan. #66 was aquired in 2010 & sold in same year.


27/27




IX. CERTIFICATION.I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p le t e t o t h e b e s t o f m y kn o w le d g e a n d b e l i e f , a n d th a t a n y i n f o r m a t io n n o t r e p o r t e d w a s w i th h e ld b e c a u se i t m e t a p p l i c a b l e s t a tu to r yp r o v i s io n s p e r m i t t i n g n o n - d i s c lo su r e .I f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s id e e m p l o ym e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i ncompliance with the prov is ions of 5 U.S .C. app. 501 e t . seq . , 5 U.S .C. 7353 , and Judic ia l Conference regu la t ions .

Signature: S/Helen G. Berrigan

N O T E : A N Y I N D I V I D U A L W H O K N O V C I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

Co m mi t t e e o n F i n a n c i a l D i s c lo s u r eAdm inis t ra tive Off ice of the Uni ted Sta tes Cour tsSuite 2-301O n e C o l umb us C i r c le , N . E .W a s h i n g t o n , D . C . 20 5 44

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Helen G Berrigan Financial Disclosure Report for 2010

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