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We are a focused, independent investment manager built around autonomous, nimble teams of portfolio managers.

Our history

All our global resources, infrastructure and distribution are geared towards supporting these teams of portfolio managers in their decision making and providing clients with access to their expertise.

Our broad product range can be packaged into different wrappers and structures, designed to meet clients’ needs in their geographical regions and tax jurisdictions.

· Our equity team comprises 125 investment professionals with an average investment experience of 16 years.1 They run a broad range of funds investing in core markets and more specialist funds.

· There are 60 investment specialists within our fixed income team with an average investment experience of 14 years,1 who run a wide choice of fixed income strategies.

· We launched our first hedge fund strategy more than a decade ago and today we offer a broad and varied range of hedge funds managed by investment specialists from our equity and fixed income teams.

· Our property proposition offers both pooled and bespoke investment. The team consists of 88 investment professionals with an average investment experience of 12 years.1

· The private equity business with 9 investment specialists, who have an average of 16 years’ investment experience, offers investments in funds as well as funds of funds.1

Our product ranges are distributed through a variety of channels in key markets across the globe.

Retail products, such as pooled funds and separately managed accounts, are distributed through different types of intermediaries in the various geographical markets of Europe, North America and Asia.

On the institutional side, we focus on servicing clients worldwide, including corporate and municipal pension schemes, insurance companies, endowments and foundations, through pooled and separate accounts across a range of asset classes, including fixed income, equity, property, private equity and hedge funds, as well as providing multi-asset solutions.

Our property offering is distributed through our retail and institutional channels as well as joint ventures, while our private equity products are principally offered directly to institutional and professional investors or via placement agencies.

1Source: Henderson Global Investors at 28 June 2013.

Our investment capabilities

EquityGlobal Equity, Global Equity Income, Japan, Global Technology, Global Emerging Markets, Global Property Securities, Pan Europe,

UK, UK Small Cap, Multi Asset

Fixed IncomeCorporate Bonds, Government Bonds, Interest Rates, Emerging Markets, Secured Loans, Asset Backed Securities,

Structured Products, Diversified Fixed Income

Absolute Return/Hedge Equity Long/Short, Credit Long/Short, Agriculture

PropertyTailored Solutions, UK Shopping Centre, Central London Office , UK Retail, UK Balanced, European Retail,

US Multi-Family Housing, Commercial Real Estate Debt, European Fund of Funds, Asia Fund of Funds, Property Equities

Private Equity Infrastructure, Asian Private Equity, Fund of Funds

1934 1975 1983 1985 1986 1987 1992 1995 1998

Founded to administer the estates of Alexander Henderson, the first

Lord Faringdon

First started to manage pension assets

Launched offshore (SICAV) retail fund range, opened office

in Luxembourg

Opened office in Amsterdam Opened office in Singapore, Henderson’s

Asian headquarters

Set up Private Equity business

Became a public companyOpened investment office

in Tokyo

Acquired Touche Remnant, established Henderson as

the UK’s leading investment trust manager

Acquired by AMP, one of Australia’s largest companies

We employ 1,001 members of staff across Europe, the US and the Asia-Pacific region, of which 282 are investment professionals,1 and manage US$103.0bn of assets on behalf of our clients.2

Assets under management by client type² Assets under management by asset type²

Our global reach and outlook

Henderson Group plc is the holding company of the investment management group Henderson Global Investors. Since December 2003 we have been listed on the London Stock Exchange and Australian Securities Exchange – appearing in the FTSE 250 and S&P ASX 100 indices.

A global investment manager

Retail funds49.1%

Institutional50.9%

Private equity 1.3%

Property 18.6%

Fixed income 26.1%

Equities 53.9%

1 Source: Henderson Global Investors. Number of employees at 28 June 2013. 2 Source: Henderson Global Investors. Assets under management at 28 June 2013. Note: Breakdowns may not add up to 100 due to rounding.

1999 1999 1999 2000 2001 2001 2001 2003 2003

Set up single strategy hedge fund business

Opened offices in Zurich and Vienna

Property Joint Venture set up with Warburg in Germany to form

Warburg-HendersonOpened office in Paris,

Hong Kong and New DelhiDe-merged from AMP and

relisted on LSE/ASX

Purchased Phoenix Realty to create Henderson NA Property

Opened offices in Frankfurt and Milan

Started US retail business through office in Chicago

Launched pooled real estate funds in Europe

Chicago

Hartford

Philadelphia

Singapore

Sydney

Tokyo

LondonDublin

EdinburghAmsterdam

LuxembourgFrankfurt

MilanMadrid

Paris ViennaZurich

BeijingNew Delhi

Hong Kong

Stockholm

In a world of uncertainty, our clients gain reassurance from our heritage, values and corporate strength. We are a lean, collaborative company and strive to develop further by:

· growing organically across the core asset classes of equities, fixed income and alternatives

· accelerating organic growth through selective partnering and/or acquisition

· expanding internationally across the core markets of Europe, North America and Asia

· maintaining our financial strength and creating value for shareholders

We believe our business model features some key advantages – our independent ownership and diversified business lines – which enable us to be responsive to a fast-changing environment.

To advance our strategic goals, we have organised our distribution around a global footprint with a regional focus. This allows for a more holistic perspective and improves the quality of our decision-making and the service our clients experience.

The key to delivering on our objectives remains our people. We are committed to building staff share ownership in the company as a way to align staff interests with those of our shareholders and also to attract and retain staff. We have a number of share schemes open to all employees. Staff ownership has grown from around 3% in 2005 to approximately 10.4% currently, assuming all share schemes vest (at 28 June 2013).

International regulators are emphasising reform in the wake of the 2008 global financial crisis. Henderson is actively engaged in these regulatory challenges and committed to achieving the highest standards of governance. The effective management of risk and the operation of appropriate business controls is a fundamental part of the way we do business at Henderson.

Our long-term business strategy

Our strategic objectives revolve around our clients: helping them achieve their investment objectives by offering them a diverse range of high-quality investment products.

2005 2006 2006 2008 2009 2010 2011 2012 2013

Sold Life Services and renamed as Henderson Group plc

Opened distribution offices in Tokyo and Madrid

Acquired UK fund manager New Star Asset Management

Group PLC Acquired Gartmore Group Limited

Expanded fixed income product offering with the hire of a US

credit team. Henderson announced global real estate

alliance with TIAA - CREF

Launched our first sophisticated UCITS III fund in Europe;

our platform capable of processing complex derivatives in volume

Acquired a stake in Attunga,

an Australian specialist

investment manager

Global rebranding of the company

Opened office in Beijing

Established a funds management business in Australia. Acquired a 50% interest in US-based hedge

fund manager Northern Pines Capital LLC

We strive to:

· provide competitive risk-adjusted returns

· offer a broad, range of traditional and innovative products to meet clients’ needs

· attract and retain the best portfolio managers in their field

· work with clients in a collaborative partnership to understand their needs

· treat our customers fairly

Every investment decision we take has a direct impact on our clients. That is why we have structured ourselves with empowered decision-making at the heart of our business. Our portfolio managers are organised into compact, nimble teams, which enable them to take decisions without the hindrance of a bureaucratic house style. Decisions are taken in a considered way – mindful of the risks yet alive to the opportunities.

With a history spanning 79 years, Henderson has a heritage, values and corporate strength that our clients find reassuring. Founded in the midst of the 1930s financial crisis, Henderson has weathered every financial storm since. Today, we are one of Europe’s largest independent investment managers with US$103.0bn1 (£67.9bn, €79.3bn) of assets under management. Over the years, we have recognised that the only way to retain the trust of our clients is through the quality of our investment decisions. This insight underpins the risk-aware decisiveness that has become the Henderson hallmark.

1Source: Henderson Global Investors at 28 June 2013.

A pure investment manager

As a pure investment manager, we know what clients want from us: to help them achieve their investment objectives by delivering performance that meets their expectations.

Andrew Formica

Chief Executive

Our goal is to help our clients achieve their investment objectives by delivering sustainable, long-term investment performance.”

· One of Europe’s largest independent investment managers, founded in 1934

· Globally operating and investing in core asset classes, equity, fixed income and alternatives

· Approximately 1,001 employees in Europe, the US and Asia-Pacific¹

· 282 investment professionals with an average of 14 years’ investment experience¹

· US$103.0bn (£67.9bn, €79.3bn) of assets under management²

· Listed on London Stock Exchange and Australia Securities Exchange with a market capitalisation of approximately US$2.6bn³

1Source: Henderson Global Investors. Number of employees at 28 June 2013. 2Source: Henderson Global Investors. Assets under management at 28 June 2013. 3Source: Henderson Global Investors. Market capitalisation at 28 June 2013.

· Henderson carries our heritage, our values and our corporate strength

· Global is our reach, outlook and our future

· Investors are our focus and investing is our specialisation

Who we are and what we do

Contact us General enquiries: 0800 832 832 Email: support@henderson.com henderson.com

Please read all scheme documents before investing. Before entering into an investment agreement in respect of an investment referred to in this document, you should consult your own professional and/or investment adviser. The value of an investment and the income from it can fall as well as rise and you may not get back the amount originally invested. Tax assumptions and reliefs depend upon an investor’s particular circumstances and may change if those circumstances or the law change. If you invest through a third party provider you are advised to consult them directly as charges, performance and terms and conditions may differ materially. Nothing in this document is intended to or should be construed as advice. This document is not a recommendation to sell or purchase any investment. It does not form part of any contract for the sale or purchase of any investment. Any investment application will be made solely on the basis of the information contained in the Prospectus (including all relevant covering documents), which will contain investment restrictions. This document is intended as a summary only and potential investors must read the prospectus, and where relevant, the key investor information document before investing. Issued in the UK by Henderson Global Investors. Henderson Global Investors is the name under which Henderson Global Investors Limited (reg. no. 906355), Henderson Fund Management Limited (reg. no. 2607112), Henderson Investment Funds Limited (reg. no. 2678531), Henderson Investment Management Limited (reg. no. 1795354), Henderson Alternative Investment Advisor Limited (reg. no. 962757), Henderson Equity Partners Limited (reg. no.2606646), Gartmore Investment Limited (reg. no. 1508030), (each incorporated and registered in England and Wales with registered office at 201 Bishopsgate, London EC2M 3AE) are authorised and regulated by the Financial Conduct Authority to provide investment products and services. Telephone calls may be recorded and monitored. H006028/1213