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Copyright (c) 2013 IEEE. Personal use is permitted. For any other purposes, permission must be obtained from the IEEE by emailing [email protected]. This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. paper submitted to IEEE Trans. on Antennas and Propagation 1 AbstractThis paper reports experimental results which demonstrate the possibility to synthesize focused near-fields from a planar printed circuit which is fed with a simple coaxial probe. A prototype operating at 10GHz has been manufactured and tested. As predicted by the theory described in the first part of this paper, high 75% focusing efficiency of circularly polarized fields is obtained as a result of the proper modulation of the dimensions of the Archimedean-shaped printed slot. The designed coaxial feeding provides good matching (below -10dB) in the entire frequency band. Finally, the scanning of the focal length as a function of the frequency is described in this paper, showing measured results and accurate theoretical explanation based on the frequency dispersion of the tapered leaky mode. This phenomenon is general for this type of two dimensional leaky- wave lenses, and might find many applications in imaging, sensing and heating. Index TermsMicrowave lens, electromagnetic focusing, leaky waves, surface waves, holographic antennas, printed circuits. I. INTRODUCTION ICROWAVE lenses were first proposed in 1960’s to focus the electromagnetic energy in the near-field (Fresnel) region [1], and their properties were studied in detail in the 1980’s [2-4]. The first designs were based on dielectric lenses and metallic reflectors, which are externally illuminated by a space plane-wave which is focused at the desired focal point due to the three-dimensional shape of the focusing body (normally parabolic or hyperbolic geometries) by virtue of Geometric Optics [5]. Phased arrays of horns [3, 6], patches [7-10], and printed dipole antennas [11], have Manuscript received June 15, 2012. This work has been supported by Spanish National project TEC2010-21520-C04-04 and AYA2010-10054-E, European FEDER funding, and program "Ramon y Cajal" RYC-2009-04924. D. Blanco and E. Rajo-Iglesias is with the Department of Communications and Signal Theory, Carlos III University, Spain ([email protected] ). J.L. Gómez-Tornero is with the Department of Communication and Information Technologies, Universidad Politécnica de Cartagena, Cartagena 30202 Spain (e-mail: [email protected] ). N. Llombart is with the Optics Department, Universidad Complutense de Madrid, Spain ([email protected] ) also been proposed in order to focus the electromagnetic fields in the near-field zone. In these cases, the array feeding network is responsible to excite each element of the array with the requested quadratic-phase and amplitude illumination to synthesize the desired focusing pattern. Similarly, an externally-fed printed reflectarray has been recently proposed to focus in the near-field [12]. In any case, printed-circuit array configurations [7-12] offer lightweight, compact, low-profile, cheap solutions when compared to bulky three-dimensional shaped bodies used for dielectric and metallic microwave lenses. One step forward in the design of electrically-large printed- circuit near-field microwave lenses is the elimination of the complicated feeding network associated to phased arrays with multiple radiating elements [7-11], and keeping an integrated feeding mechanism (in opposition to reflectarrays which are externally fed [12]). In this sense, leaky-wave antennas (LWAs) offer an integrated and simple mechanism to illuminate large radiating areas by exciting a leaky mode [13]. Ohtera was the first one to propose the use of a curved one- dimensional (1D) LWAs to obtain focused near-fields [14], and Burghignoli et al. theoretically demonstrated in [15] that a leaky wave propagating along a 1D rectilinear structure can be properly modulated (tapered) to focus the radiated fields, avoiding the complicated bending of the radiator. The first practical designs of rectilinear modulated 1D leaky-wave lenses (LWL) were presented in [16] using a dielectric waveguide loaded with a tapered slot. In [17], a parallel-plate waveguide loaded with an inductive sheet formed by microstrip lines was controlled with FETs in order to electronically steer the focal region. Nevertheless, all the aforementioned LWL designs [14-17] are limited to one-dimensional leaky lines, which are able to focus only in their longitudinal plane, thus providing 2D focusing patterns which are sharp in the longitudinal plane and wide in the transverse direction. However, three-dimensional focusing patterns are requested in most practical applications for medicine [6], industry [7], and imaging/sensing [8-12]. Recently, cylindrical leaky waves have been proposed to Holographic Surface Leaky-Wave Lenses with Circularly-Polarized Focused Near-Fields. Part II: Experiments and Description of Frequency Steering of Focal Length Darwin Blanco, José Luis Gómez-Tornero, Member, IEEE, Eva Rajo-Iglesias, Senior Member, IEEE, and Nuria Llombart, Member, IEEE. M
Transcript
Page 1: Holographic Surface Leaky-Wave Lenses With Circularly-Polarized Focused Near-Fields—Part II: Experiments and Description of Frequency Steering of Focal Length

Copyright (c) 2013 IEEE. Personal use is permitted. For any other purposes, permission must be obtained from the IEEE by emailing [email protected].

This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication.

paper submitted to IEEE Trans. on Antennas and Propagation

1

Abstract— This paper reports experimental results which

demonstrate the possibility to synthesize focused near-fields from

a planar printed circuit which is fed with a simple coaxial probe.

A prototype operating at 10GHz has been manufactured and

tested. As predicted by the theory described in the first part of

this paper, high 75% focusing efficiency of circularly polarized

fields is obtained as a result of the proper modulation of the

dimensions of the Archimedean-shaped printed slot. The designed

coaxial feeding provides good matching (below -10dB) in the

entire frequency band. Finally, the scanning of the focal length as

a function of the frequency is described in this paper, showing

measured results and accurate theoretical explanation based on

the frequency dispersion of the tapered leaky mode. This

phenomenon is general for this type of two dimensional leaky-

wave lenses, and might find many applications in imaging, sensing

and heating.

Index Terms— Microwave lens, electromagnetic focusing,

leaky waves, surface waves, holographic antennas, printed

circuits.

I. INTRODUCTION

ICROWAVE lenses were first proposed in 1960’s to

focus the electromagnetic energy in the near-field

(Fresnel) region [1], and their properties were studied in detail

in the 1980’s [2-4]. The first designs were based on dielectric

lenses and metallic reflectors, which are externally illuminated

by a space plane-wave which is focused at the desired focal

point due to the three-dimensional shape of the focusing body

(normally parabolic or hyperbolic geometries) by virtue of

Geometric Optics [5]. Phased arrays of horns [3, 6], patches

[7-10], and printed dipole antennas [11], have

Manuscript received June 15, 2012. This work has been supported by

Spanish National project TEC2010-21520-C04-04 and AYA2010-10054-E,

European FEDER funding, and program "Ramon y Cajal" RYC-2009-04924.

D. Blanco and E. Rajo-Iglesias is with the Department of Communications

and Signal Theory, Carlos III University, Spain ([email protected]). J.L.

Gómez-Tornero is with the Department of Communication and Information

Technologies, Universidad Politécnica de Cartagena, Cartagena 30202 Spain

(e-mail: [email protected]). N. Llombart is with the Optics Department,

Universidad Complutense de Madrid, Spain ([email protected])

also been proposed in order to focus the electromagnetic fields

in the near-field zone. In these cases, the array feeding network

is responsible to excite each element of the array with the

requested quadratic-phase and amplitude illumination to

synthesize the desired focusing pattern. Similarly, an

externally-fed printed reflectarray has been recently proposed

to focus in the near-field [12]. In any case, printed-circuit array

configurations [7-12] offer lightweight, compact, low-profile,

cheap solutions when compared to bulky three-dimensional

shaped bodies used for dielectric and metallic microwave

lenses.

One step forward in the design of electrically-large printed-

circuit near-field microwave lenses is the elimination of the

complicated feeding network associated to phased arrays with

multiple radiating elements [7-11], and keeping an integrated

feeding mechanism (in opposition to reflectarrays which are

externally fed [12]). In this sense, leaky-wave antennas

(LWAs) offer an integrated and simple mechanism to

illuminate large radiating areas by exciting a leaky mode [13].

Ohtera was the first one to propose the use of a curved one-

dimensional (1D) LWAs to obtain focused near-fields [14],

and Burghignoli et al. theoretically demonstrated in [15] that a

leaky wave propagating along a 1D rectilinear structure can be

properly modulated (tapered) to focus the radiated fields,

avoiding the complicated bending of the radiator. The first

practical designs of rectilinear modulated 1D leaky-wave

lenses (LWL) were presented in [16] using a dielectric

waveguide loaded with a tapered slot. In [17], a parallel-plate

waveguide loaded with an inductive sheet formed by

microstrip lines was controlled with FETs in order to

electronically steer the focal region.

Nevertheless, all the aforementioned LWL designs [14-17]

are limited to one-dimensional leaky lines, which are able to

focus only in their longitudinal plane, thus providing 2D

focusing patterns which are sharp in the longitudinal plane and

wide in the transverse direction. However, three-dimensional

focusing patterns are requested in most practical applications

for medicine [6], industry [7], and imaging/sensing [8-12].

Recently, cylindrical leaky waves have been proposed to

Holographic Surface Leaky-Wave Lenses with

Circularly-Polarized Focused Near-Fields.

Part II: Experiments and Description of

Frequency Steering of Focal Length

Darwin Blanco, José Luis Gómez-Tornero, Member, IEEE, Eva Rajo-Iglesias, Senior Member, IEEE,

and Nuria Llombart, Member, IEEE.

M

Page 2: Holographic Surface Leaky-Wave Lenses With Circularly-Polarized Focused Near-Fields—Part II: Experiments and Description of Frequency Steering of Focal Length

Copyright (c) 2013 IEEE. Personal use is permitted. For any other purposes, permission must be obtained from the IEEE by emailing [email protected].

This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication.

paper submitted to IEEE Trans. on Antennas and Propagation

2

generate 3D focused Bessel beams [19],[20]. However, those

results did not make use of tapered leaky modes because the

emphasis was not on near-field focusing efficiency. In the first

part of this paper [18], we presented the design of a two-

dimensional leaky lens which provides the interesting features

of efficient three-dimensional focusing, printed-circuit

technology, low-profile, and integrated simple feeding. The

lens is based on an Archimedean-spiral-shaped double-slot

printed on a double grounded substrate, which resembles an

annular slot antenna [21] with two continuous slots placed at a

distance of SW/4 from each other to minimize multiple

reflections.

This paper reports experiments performed on a fabricated

prototype, and it is distributed as follows. Section II describes

the feeding circuit and presents measured focusing pattern at

the design frequency of 10GHz. Section III is devoted to

describe the important ability of this type of device to steer the

focal distance as frequency is shifted. This phenomenon is

inherent to any LWL [16], and this paper demonstrates that a

similar phenomenon occurs for 3D focusing patterns.

Moreover, an accurate frequency dispersion theory allows to

efficiently predict this interesting result which might have

potential application in imaging, sensing and heating.

Fig. 1. Photograph of fabricated holographic leaky-wave lens (LWL) in

printed-slot technology.

II. EXPERIMENTAL RESULTS AT THE DESIGN FREQUENCY

Figure 1 shows a picture of the fabricated prototype. The

modulated dimensions (position P and width W) of the printed

slots were designed in the first part of this paper [18]. Rogers

Duroid 5880 substrate with thickness h=3.175mm, r=2.2, and

tan=0.002, and with a total size of 20cm x 20cm (6.670 x

6.670 at 10GHz) has been used.

A. Design of Integrated Coaxial Feeding

A key feature of the novel planar lens is that it affords a

simple single-source integrated in the supporting substrate, in

opposition to more complicated feeding networks used in

phased-array printed lenses [7-11], or external spherical-wave

feeders needed in reflectarrays [12]. The scheme of the vertical

coaxial feeding, depicted in the inset of Fig.2 together with its

main dimensions, is typical of radial-line slot antennas (RLSA)

[22-23], commonly used to create low-cost large directive

antennas. This circuit is located at the lens center, and a SMA

connector at the bottom ground plane provides the interface to

RF cables as shown in the pictures of Fig.2. The probe

penetration A has been tuned to optimize the input matching,

obtaining S11<-10dB in 9GHz-11GHz bandwidth as shown by

CST simulations and measurements in Fig.3. The

discrepancies are due to tolerances and errors in the

adjustment of the aforementioned probe depth A.

Fig. 2. Feeding coaxial probe, illustrating the main dimensions.

9 9.5 10 10.5 11-25

-20

-15

-10

-5

0

f(GHz)

CST

ExperimentsS

11(dB)

Fig. 3. Comparison between simulated and experimental input matching of

the fabricated holographic leaky-wave lens.

B. Measured Near Fields

A near-field measurement set-up has been prepared using

foam substrate to support a field probe as shown in Fig.4. The

orientation of this probe is varied to measure the different

components of the electric field along the main axes of the

lens. Several probe dimensions have been studied in order to

minimize its impact on the measured field. It has been found

out that the most critical parameter is the length of the probe

which has to be minimized. The optimized probe length is

6mm and the coaxial diameter 5mm, both small in terms of the

wavelength. Therefore a small perturbation of the antenna

near-field is expected. The scanning range is around

7=21cm in both axial and transverse planes. The scanning

step, 5mm, is chosen to be similar to the probe length.

Figure 5 compares the measured and simulated x- and y-

near-fields at the design frequency of 10GHz. The axial cut is

represented in Fig.5-a, showing that the measured focal depth

Page 3: Holographic Surface Leaky-Wave Lenses With Circularly-Polarized Focused Near-Fields—Part II: Experiments and Description of Frequency Steering of Focal Length

Copyright (c) 2013 IEEE. Personal use is permitted. For any other purposes, permission must be obtained from the IEEE by emailing [email protected].

This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication.

paper submitted to IEEE Trans. on Antennas and Propagation

3

and position of the focus perfectly match the theoretical

results, and that both components are well balanced. The

transverse cut in the x-axis (=0º) at the focal height

z=139mm (4.630) is plotted in Fig.5-b. Very good agreement

between measured and theoretical near fields is shown for the

focal widths and sidelobe levels. Thus, these results

experimentally confirm the high focusing efficiency of the

designed prototype. Note that it is not possible to measure the

relative phase difference between different field components

necessary to plot the fields in circular polarization, due to the

fact that we need to manually rotate the probe.

Fig.4. Scheme of the near-field measurement set-up.

2 3 4 5 6 7 8 9 10-15

-10

-6

-3

0

z/0

Ex CST

Ey CST

Ex Experiments

Ey Experiments

a)

dB

-3 -2 -1 0 1 2 3-25

-20

-15

-10

-6

-3

0

x/0

Ex CST

Ey CST

Ex Experiments

Ey Experiments

b)

dB

Fig. 5. Comparison between simulated and measured near-field focusing

patterns of the fabricated holographic leaky-wave lens at 10GHz a) Axial cut

along z-axis (x=y=0) b) Transverse cut along x-axis (z=139mm).

III. DESCRIPTION OF FREQUENCY STEERING OF THE FOCUS

Leaky-wave antennas are known to be strongly frequency

dispersive: this behavior has been classically used in 1D leaky

lines to scan a fan beam in the far field [24]. Recently, it was

theoretically demonstrated in [16] that a 1D leaky lens has the

equivalent property in the near-field, resulting in the shifting of

the position of the focus as the frequency is varied. However,

the case of 1D leaky-line sources is quite different to the

scenario studied here of 2D leaky apertures. 2D leaky-wave

antennas are normally operated at the frequency which

satisfies the splitting-condition to radiate a pencil beam at

broadside [24-27]. For lower frequencies the gain at broadside

drops as a consequence of the cutoff regime of the leaky wave,

while for higher frequencies the pencil beam transforms into a

conical beam [24,25]. In this paper we study for the first time

the behavior with frequency for a focused 2D leaky aperture,

showing that the focal length can be steered up to a limit as the

frequency of the signal is shifted. Theoretical results based on

the dispersion of the modulated cylindrical leaky-wave

accurately predict the performance of the holographic lens

with frequency, which is validated with experiments.

A. Frequency Response of Focused Cylindrical Leaky Wave

In [18], it was demonstrated that a single modulated leaky

wave can be used to represent the field radiated by the

holographic lens antenna. Therefore, by studying the variation

of the cylindrical leaky-wave complex wavenumber along the

lens radial distance versus frequency, we can characterize the

frequency steering of the focal length. The designed modulated

dimensions of the printed-slot dimensions W(), P() are used

as fixed parameters in a modal solver [28], which provides the

phase and attenuation terms of the leaky wave as a function of

frequency, and for each radial position of the slot unit-cell:

),(),(),( fjffk

(1)

Particularly, the modulated leakage angle RAD, has a

strong dependence with the modulated distance between slots

P() and with frequency, which can be expressed as:

)(

/),(),(),(sin

0

00

P

fc

k

f

k

ff

SW

RAD (2)

The term c0/fP in (2) (where c0 is the speed of light in

vacuum) describes a variation in the resulting scanning angle

from backward-endfire to broadside as frequency is increased,

as it customarily happens in frequency-scanning antennas [24].

This can be seen in Fig.6, where the dispersion of the

modulated cylindrical leaky wave as a function of the radial

distance of the designed lens is represented for five different

frequencies in the 9-11GHz band. At the design frequency of

10GHz, it is shown in Fig.6a that RAD() follows the specified

variation from RAD=-5º at =R0=7.5mm to RAD=-30º at the

lens edge position =97.5mm. For lower frequencies, the

modulated RAD() is shifted to more negative values, reaching

a variation from -15º to -50º at 9GHz. On the contrary, higher

frequencies tilt the local scanning angles towards broadside, as

can be seen at 11GHz with a variation of RAD from 0º to -15º.

Actually, the central region of the lens is in the stopband

regime at this frequency of 11GHz, and therefore this central

Page 4: Holographic Surface Leaky-Wave Lenses With Circularly-Polarized Focused Near-Fields—Part II: Experiments and Description of Frequency Steering of Focal Length

Copyright (c) 2013 IEEE. Personal use is permitted. For any other purposes, permission must be obtained from the IEEE by emailing [email protected].

This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication.

paper submitted to IEEE Trans. on Antennas and Propagation

4

zone does not contribute to radiation. This stopband regime is

characterized by null values of RAD and a sudden rise in /k0

[24,26], as it can be observed in Fig.6 at 11GHz in the section

contained between =0mm and =40mm.

Nevertheless, the dispersion with frequency suffered by the

locally-modulated radiating angle shown in Fig.6a, translates

in a displacement of the focal length as qualitatively illustrated

in Fig.7. For higher frequencies the emerging rays tend to

broadside, thus converging at a higher distance. Besides, it is

expected that the focal depth noticeably increases for higher

frequencies as a result of the increased focal height [1-4], as

also illustrated in Fig.7.

0 20 40 60 80 100

0

-10º

-20º

-30º

-40º

-50º

(mm)

RAD

()

a)

10.0 GHz

9.5 GHz

9.0 GHz

10.5 GHz

11.0 GHz

0 20 40 60 80 1000

0.02

0.04

0.06

0.08

0.1

(mm)b)

10.0 GHz

/k0()

11.0 GHz

10.5 GHz

9.5 GHz

9.0 GHz

Fig. 6. Dispersion with frequency of the tapered cylindrical leaky wave along

the radial distance of the designed holographic lens.

200 100 0 100 200

0

75

150

225

300

375

z (

mm

)

(mm)

f=90GHz

f=10 GHz

f=11 GHz

f=9 GHz

Fig. 7. Scheme illustrating the dispersion of the focal region with frequency.

To accurately compute the near-fields created by the

designed lens at any frequency, one can modify the analysis

theory presented in [18], obtaining the following complex

aperture fields as a function of frequency:

ˆ),,(),,(),(),,(

fjfjAP

LW eefAfE (3)

)(1

),(),(),,(

df

ef

fA (4)

)(1

),(),,( dff (5)

)(

)(

)(2)()(),(

00

1f

f

f

Rff

SW

SW

SW

SW (6)

Where the term A describes the amplitude modulation of the

aperture (due to the tapering of the leaky-phase constant),

stands for the phase modulation due to the tapering of the

leakage rate, and the term describes the azimuthal phase-

shift variation created by the spiral shape. As an example,

Fig.8 shows the variation with frequency of the amplitude and

phase terms A and for =0º (x-axis), when introducing in (4)

and (5) the tapered leaky-mode dispersion behavior shown in

Fig.6 for the five studied frequencies.

Already by looking to the frequency variation of these

terms, one can study the impact of the frequency on the near-

fields. This theory is particularly suited to analyze large

antennas as a function of the frequencies, where direct full-

wave simulations become prohibitive. As shown in Fig.8a, the

aperture phase has a quadratic-type parabolic response

which eccentricity decreases for higher frequencies (which will

result in a higher focal point). The amplitude of the aperture

fields in Fig,8b also changes as frequency is varied, observing

at higher frequencies the non-illuminated central region due to

the aforementioned stopband.

0 20 40 60 80 1000

2

4

6

8

10

(mm)a)

11.0 GHz

9.0 GHz

9.5 GHz

10.0 GHz

10.5 GHz

()

0 20 40 60 80 1000

0.2

0.4

0.6

0.8

1

(mm)b)

10.5 GHz

10.0 GHz

9.0 GHz

9.5 GHz

11.0 GHz

A()

Fig. 8. Dispersion with frequency of the aperture fields along the radial

distance for =0º, in the designed holographic lens.

The theoretical near fields created by the focused aperture at

any frequency can be computed using a Green’s function

formalism. Figure 9 shows the intensity of the fields at the zy

plane, and for four different frequencies. The focused region

shifts to higher heights as frequency moves from 9GHz to

11GHz, and it is also observed an evident enlargement of the

3dB focal depth in the z-axis. On the other hand, the 3dB focal

Page 5: Holographic Surface Leaky-Wave Lenses With Circularly-Polarized Focused Near-Fields—Part II: Experiments and Description of Frequency Steering of Focal Length

Copyright (c) 2013 IEEE. Personal use is permitted. For any other purposes, permission must be obtained from the IEEE by emailing [email protected].

This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication.

paper submitted to IEEE Trans. on Antennas and Propagation

5

width along the y-axis does not change so intensely as

frequency is varied. For 12GHz, the focusing pattern strongly

varies, and the focal region is no more located at the lens

vertical z-axis. The single focus located at y=0 splits into

several hot spots. This phenomenon is similar to the splitting

condition in 2D leaky-wave antennas focused at the far-field

regime, whose single-beam focused at broadside splits into a

scanned conical beam for higher frequencies [24-26].

Similarly, for the case of 2D leaky-wave lenses focused in the

near-field zone, it is obtained a splitting from a single focus to

a conical (toroidal) focus.

Fig. 9. Theoretical near-field intensity at zy-plane as a function of frequency.

This behavior with frequency is also evident in Fig.10,

which represents the field cuts in the transverse xy plane for

each studied frequency, and for the resultant focal height

(z=84mm at 9GHz, z=139mm at 10GHz, and z=240mm at

11GHz). A single focal region with maximum energy

concentrated above the lens center (x=y=0) is obtained for the

scanning band comprised between 9 and 11GHz. At 12GHz,

however, it is clearly observed the splitting of the focus into

two focused zones approximately located at x=0 y=50mm.

This splitting condition above 11GHz limits the upper

operation frequency of the scanning lens. On the other hand,

the lower frequency band is determined by the radiation cutoff

of the TM0 leaky-wave, which in our case is below 9GHz.

The results shown in Figs.9 and 10 correspond to the RHCP

component. The response of the crosspol LHCP component as

frequency is varied in the steering bandwidth (9-11GHz) is

also shown in Fig.11a for the transverse x-cut, and for the

corresponding focal heights (results are similar for the y-cut).

Fig. 10. Theoretical near-field intensity at xy plane as a function of frequency

and for the corresponding focal heights.

-100 -50 0 50 100-20

-15

-10

-5

0

x (mm)

dB RHCPLHCP

9GHz z=84mm10GHz z=139mm11GHz z=240mm

a)

-50 0 50-100º

-50º

+50º

+100º

x (mm)

9GHz z=84mm

10GHz z=139mm

11GHz z=240mm

b)

Fig. 11. Theoretical near-field intensity along x-axis for the corresponding

focal heights as a function of frequency a) Amplitude and b) phase patterns.

As it can be seen, pure RHCP focused near fields are

obtained at the lens axis (x=y=0) in the entire scanning

bandwidth, with increased RHCP and LHCP sidelobes as the

focal height is frequency steered. Also, it is shown an increase

of the focal width as the focal length is enlarged. The level of

the LHCP is relatively high due to the limited control of the

Page 6: Holographic Surface Leaky-Wave Lenses With Circularly-Polarized Focused Near-Fields—Part II: Experiments and Description of Frequency Steering of Focal Length

Copyright (c) 2013 IEEE. Personal use is permitted. For any other purposes, permission must be obtained from the IEEE by emailing [email protected].

This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication.

paper submitted to IEEE Trans. on Antennas and Propagation

6

polarization in the presented lens antenna. A design based on

resonant perpendicular slots such as the ones used in RSLA

antennas [22-23] would have led to a better control of this

polarization. This increase in the LHCP can be attributed to

the spatial distortion suffered by the phase pattern, which is

shown in Fig.11b.

B. Experimental Validation of Frequency Dispersion

The near fields were measured along the z-axis from

z=5mm to z=213mm for five frequencies in the 9.2-11GHz

band. The measured Ex component is compared with the field

obtained from the theoretical dispersion of the leaky wave

(LW), showing very good agreement as it can be seen in

Fig.12. As predicted by theory, the focal length and the focal

depth augment as frequency is increased. The amplitude of Ey

component presents similar response with frequency, and it is

not shown for brevity. As expected, balanced amplitude of the

transverse fields and negligible Ez component was obtained

for all this scanning frequency range.

0 50 100 150 200 250 300 350 400-20

-15

-10

-5

0

z (mm)

dB10.5 GHz

Dispersion LW Measured

11.0 GHz

9.5 GHz

10.0 GHz

9.2 GHz

Fig. 12. Frequency dispersion of Ex field intensity at the axial cut.

The Ex and Ey fields in the transverse x-axis (=0º) at a

fixed height, z=139mm, are shown in Fig.13a and Fig.13b at

9.5GHz and 10.5GHz, respectively. The agreement with the

measurements is in within the possible inaccuracies introduced

by the measurement setup when displacing manually the

probe. The experiments are consistent with theory, thus

validating the approach to obtain the frequency dispersion of

the fields also in the transverse directions. Fig.13c compares

the theoretical distortion of the transverse focusing pattern at a

fixed height as frequency is varied, observing that the highest

focusing effect (minimum focal width for Ey) is obtained at

10GHz, which corresponds to the frequency for which the

focal distance is located at the observation height z=139mm.

Similar validation for the fields in the transverse y-axis

(=90º) was obtained, but it is not shown due to space

restriction.

Fig.14 shows the variation of the focal length, width and

depth, as frequency is shifted between 9GHz and 11GHz. CST

results are compared with leaky theory, and also experimental

data are plotted with circles, observing good agreement. This

figure summarizes the performance of the novel holographic

lens as a frequency-steering device with 20% bandwidth.

-100 -50 0 50 100-20

-15

-10

-5

0

x (mm)

dB Ex Ey

9.5GHz

a)

Dispersion LW Measured

-100 -50 0 50 100-20

-15

-10

-5

0

x (mm)

dB

10.5GHz

b)

Ex Ey

Dispersion LWMeasured

-100 -50 0 50 100-20

-15

-10

-5

0

x (mm)

dB

c)

Ex Ey

9.5 GHz10.0 GHz10.5 GHz

Fig. 13. Frequency dispersion of field intensity along x-axis for z=139mm.

9 9.5 10 10.5 110

50

100

150

200

250

300

frequency (GHz)

mm

Dispersion LWCST Measured

Focal Length zf

Focal Depth z

Focal Width x

Fig. 14. Variation of focal length, depth and width with frequency.

The focal length can be scanned from z=84mm at 9GHz to

z=240mm at 11GHz, observing increased steering sensitivity

(mm/GHz) for higher frequencies. The focal depth has a

corresponding growth from z=85mm at 9GHz to z=300mm

at 11GHz, while the focal width x changes from x=22mm at

9GHz to x=41mm at 11GHz. Above 11GHz, the focus splits

Page 7: Holographic Surface Leaky-Wave Lenses With Circularly-Polarized Focused Near-Fields—Part II: Experiments and Description of Frequency Steering of Focal Length

Copyright (c) 2013 IEEE. Personal use is permitted. For any other purposes, permission must be obtained from the IEEE by emailing [email protected].

This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication.

paper submitted to IEEE Trans. on Antennas and Propagation

7

into two lateral focused regions, as it was described before,

and the lens loses the capacity to generate a single focused

zone at the vertical axis.

9 9.5 10 10.5 110

20

40

60

80

100

frequency (GHz)

Eff

icie

ncy

(%

)

Radiation Eff.Focusing Eff. XFocusing Eff. Y

Dispersion LW CST Measured

Fig. 15. Variation of focusing and radiation efficiencies with frequency

Finally, Fig.15 shows the variation with frequency of the

focusing efficiency and the radiation efficiency. The focusing

efficiency has been computed from the focal width for each

principal transverse plane (FOCX

, FOCY) as described in [18].

The theoretical radiation efficiency RAD has been calculated

directly from the leaky-wave leakage distribution (neglecting

ohmic losses) as:

R

df

RADef

0

),(2

1)( (7)

Full-wave CST simulations are compared with leaky theory,

providing very good matching in the entire bandwidth. Also,

the focusing efficiency measured at the central frequency is

plotted with a circle. At the design frequency of 10GHz, the

specified 70% focusing efficiency for both principal planes

and 80% radiation efficiency are obtained. As frequency is

increased, the radiation efficiency decreases as a result of the

generation of the non-radiative central region of the lens,

which was illustrated in Fig.8, resulting in RAD=60% at

11GHz. On the contrary, the focusing efficiency tends to

increase to 100% as frequency is augmented, as a result of the

stronger growth in the focal length than in the focal width

(which results in higher F/x ratios and therefore in higher

values of FOC [18]), as it was summarized in Fig.14. The

opposite behavior is observed as frequency is decreased,

showing higher radiation efficiency around 85% and lower

focusing efficiency around 60% at 9GHz. Nevertheless, all

estimated efficiencies present values over 50% in the whole

bandwidth. As a consequence, it is demonstrated that the novel

holographic near-field lens provides very efficient focusing

performance in the entire steering region of the focal length.

IV. CONCLUSION

Experimental results in the 10GHz band confirm the

working mechanism of a novel type of microwave lens based

on modulated leaky-wave concepts and simple integrated

feeding mechanisms. As it has been demonstrated in this

paper, matching below -10dB over the whole 9-11GHz

frequency band is obtained by using a single vertical coaxial

probe located at the center of the lens area. Also, it is

important to mention that the proposed holographic lens uses a

continuous spiral-modulated printed slot-circuit with radial

separation in the order of half wavelength, and therefore only

five unit cells are needed to cover an aperture radius of 30.

This is a much simpler structure that previously proposed

holographic antennas based on subwavelength unit-cells,

[29,30)] or RLSA designs based on discrete resonant slots [21-

23], which need hundreds of radiating elements to generate the

holographic pattern (thus resulting in tighter fabrication

tolerances and advanced design and optimization procedures

[31]). Therefore the holographic antenna presented in this

contribution has the potential to be used at higher frequencies

than previous solutions. Its main drawback, however, resides

in its poorer circular polarization performance due to the use

of a continuous slit.

Moreover, it has been explained and demonstrated the

interesting effect of frequency steering of the focal length,

which allows electronically adjustment of the focus position in

a region by simply changing the frequency of the input signal.

Maximum focal length is limited by the splitting of the single

focus above a certain frequency. This is a general behavior for

any holographic near-field lens, due to the dispersive nature of

the modulated leaky wave. In the designed lens, the focal

length has been steered from 10cm to 25cm as frequency was

increased from 9GHz to 11GHz (20% bandwidth), showing a

significant increase in the focal depth from 10cm to 30cm,

while the focal width varies from 2cm to 4cm. This interesting

frequency response has been accurately and efficiently

predicted by the proposed theory for modulated leaky modes,

and it might be useful for microwave imaging, sensing and

heating applications. Compared to electronically scanned

focused antennas [11,17], frequency scanning provides a much

simpler mechanism to steer the focus, avoiding the use of

expensive active circuits such as phase shifters [11] or FET

transistors [17].

Therefore, the novel printed-circuit leaky-wave lens opens

to a new variety of microwave focusing devices which are

highly efficient, extremely simple, and low-cost (if compared

to current state-of-the-art technologies), and which provide the

interesting capability of frequency adjustment of the focal

length. For the authors’ knowledge, it is the first time that

these features are proposed and experimentally demonstrated.

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Copyright (c) 2013 IEEE. Personal use is permitted. For any other purposes, permission must be obtained from the IEEE by emailing [email protected].

This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication.

paper submitted to IEEE Trans. on Antennas and Propagation

8

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Darwin Blanco received the Electrical

Engineering degree from the University of

Antioquia, Colombia, in 2009 and the Master

degrees in Multimedia and Communications

from the University Carlos III de Madrid,

Madrid, Spain, in 2011.

Currently he is doing his Ph.D. Degree in

Multimedia and Communications at the University Carlos III

de Madrid, Madrid, Spain. His current research interests

include leaky wave antennas, frequency selective surfaces and

phase array antennas.

José Luis Gómez Tornero (M'06) was born

in Murcia, Spain, in 1977. He received the

Telecommunications Engineer degree from

the Polytechnic University of Valencia

(UPV), Valencia, Spain, in 2001, and the

"laurea cum laude" Ph.D degree in

Telecommunication Engineering from the

Technical University of Cartagena (UPCT), Cartagena, Spain,

in 2005.

In 1999 he joined the Radio Communications Department,

UPV, as a research student, where he was involved in the

development of analytical and numerical tools for the

automated design of microwave filters in waveguide

technology for space applications. In 2000, he joined the

Radio Frequency Division, Industry Alcatel Espacio, Madrid,

Spain, where he was involved with the development of

microwave active circuits for telemetry, tracking and control

(TTC) transponders for space applications. In 2001, he joined

the Technical University of Cartagena (UPCT), Spain, as an

Assistant Professor. From October 2005 to February 2009, he

held de position of Vice Dean for Students and Lectures affairs

in the Telecommunication Engineering Faculty at the UPCT.

Since 2008, he has been an Associate Professor at the

Department of Communication and Information Technologies,

UPCT. His current research interests include: 1- The

development of numerical methods for the analysis and design

of leaky-wave devices in planar and waveguide technologies,

2- Their application for telecoms, RFID, microwave

heating/sensing, wireless power transmission/harvesting,

hyperthermia, and analog signal processing. 3- The innovation

Page 9: Holographic Surface Leaky-Wave Lenses With Circularly-Polarized Focused Near-Fields—Part II: Experiments and Description of Frequency Steering of Focal Length

Copyright (c) 2013 IEEE. Personal use is permitted. For any other purposes, permission must be obtained from the IEEE by emailing [email protected].

This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication.

paper submitted to IEEE Trans. on Antennas and Propagation

9

in the area of higher-education teaching/learning. He has

authored or co-authored over 50 peer-reviewed journal papers.

He has been visiting researcher/professor at University of

Loughborough (UK, England), Heriot-Watt University (UK,

Scotland), Queen’s University of Belfast (UK, Northern

Ireland), and CSIRO-ICT Centre (Sydney, Australia).

José Luis Gómez Tornero received in July 2004 the national

award from the foundation EPSON-Ibérica to the best Ph.D

project in the field of Technology of Information and

Communications (TIC). In June 2006, Dr. Gómez-Tornero

received the Vodafone foundation-COIT/AEIT (Colegio

Oficial de Ingenieros de Telecomunicación) award to the best

Spanish Ph.D. thesis in the area of Advanced Mobile

Communications Technologies. This thesis was also awarded

in December 2006 as the best thesis in the area of Electrical

Engineering, by the Technical University of Cartagena. In

February 2010, Dr. Gómez Tornero was appointed CSIRO

Distinguished Visiting Scientist by the CSIRO ICT Centre,

Sydney. He is the recipient or co-recipient of the 2010 IEEE

Engineering Education conference award, the 2011 EuCAP

best student paper prize, the 2012 EuCAP best antenna theory

paper prize, and the 2012 Spanish URSI second prize to the

best student paper.

Eva Rajo-Iglesias (SM’08) was born in

Monforte de Lemos, Spain, in 1972. She

received the M.Sc. degree in

telecommunication engineering from the

University of Vigo, Spain, in 1996, and the

Ph.D. degree in telecommunication from the

University Carlos III of Madrid, Spain, in

2002.

She was a Teacher Assistant with the University Carlos III of

Madrid from 1997 to 2001. She joined the Polytechnic

University of Cartagena, Cartagena, Spain, as a Teacher

Assistant, in 2001. She joined University Carlos III of Madrid

as a Visiting Lecturer in 2002, where she has been an

Associate Professor with the Department of Signal Theory and

Communications since 2004. She visited the Chalmers

University of Technology, Göteborg, Sweden, as a Guest

Researcher, in 2004, 2005, 2006, 2007, and 2008, and has

been an Affiliate Professor with the Antenna Group, Signals

and Systems Department, since 2009. She has co-authored

more than 50 papers in international journals and more than

100 papers in international conferences. Her current research

interests include microstrip patch antennas and arrays,

metamaterials, artificial surfaces and periodic structures,

MIMO systems and optimization methods applied to

electromagnetism.

Dr. Rajo-Iglesias was the recipient of the Loughborough

Antennas and Propagation Conference Best Paper Award in

2007 and the Best Poster Award in the field of Metamaterial

Applications in Antennas sponsored by the IET Antennas and

Propagation Network, at the conference Metamaterials 2009:

3rd International Congress on Advanced Electromagnetic

Materials in Microwaves and Optics. She is currently an

Associate Editor of the IEEE ANTENNAS AND

PROPAGATION MAGAZINE and of the IEEE ANTENNAS

AND WIRELESS PROPAGATION LETTERS.

Nuria Llombart (S’06–M’07) received the

Electrical Engineering degree and Ph.D. from

the Polytechnic University of Valencia,

Spain, in 2002 and 2006 respectively. During

her Master’s degree studies she spent one

year at the Friedrich-Alexander University of

Erlangen-Nuremberg, Germany, and worked

at the Fraunhofer Institute for Integrated

Circuits, Erlangen, Germany. From 2002 until 2007, she was

with the Antenna Group at the TNO Defence, Security and

Safety Institute, The Hague, The Netherlands. From 2007 until

2010, she was a Postdoctoral Fellow at the California Institute

of Technology, working for the Sub millimeter Wave Advance

Technology group of the Jet Propulsion Laboratory, Pasadena,

USA. She was a “Ramón y Cajal” fellowship at the Optics

Department of the Complutense University of Madrid, Spain,

from 2010 to 2012. Since September 2012, she is an Assistant

Professor at the Technical University of Delft in The

Netherlands.

Dr. Llombart has co-authored over 20 journal contributions, 4

patents and over 70 contributions in international conferences.

Dr. Llombart was co-recipient of several NASA awards and of

the H.A. Wheeler Award for the Best Applications Paper of

the year 2008 in the IEEE TRANSACTIONS ON

ANTENNAS AND PROPAGATION. She serves as Topical

Editor for the IEEE TRANSACTIONS ON THz SCIENCE

AND TECHNOLOGY, IEEE ANTENNAS AND

PROPAGATION WIRELESS LETTERS, and for the Antenna

Applications Corner of the IEEE MAGAZINE ON

ANTENNAS AND PROPAGATION. She is also a board

member of the IRMMW-THz International Society. Her

research interests include the analysis and design of planar

antennas, periodic structures, reflector antennas, lens antennas,

and waveguide structures, with emphasis in the THz range.


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