CLIENT FORM

HOW TO SUBMIT YOUR CLAIM FORM (CLIENT ASSETS AND CLIENT MONEY)

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MF Global UK Limited (in special administration) (the “Company”)

PLEASE READ CAREFULLY

These instructions and the attached claim form are only relevant if your claim is in

respect of a CLIENT ASSET CLAIM or in respect of CLIENT MONEY Preliminary Questions Am I a client of the Company? You are a client of the Company ONLY IF you are a person for whom the Company has undertaken to receive or hold client assets, including client money, whether or not on trust and whether or not that undertaking has been complied with pursuant to the definition of “client” set out in Regulation 2 (Interpretation) of the Regulations. Do I have a claim for client money? You may be a potential client money claimant ONLY IF the Company holds, or (possibly) should hold, client money on your behalf in accordance with the rules made by virtue of sections 138 and 139 of the Financial Services and Markets Act 2000 (clients’ money). Do I have a claim for client assets? You may be a potential client asset claimant ONLY IF the Company holds, or (possibly) should hold, client assets on your behalf in accordance with the rules made by virtue of section 138 of the Financial Services and Markets Act 2000. Important Information If you believe you are a client of the Company and that the Company holds or (possibly) should have held client assets and/or client money for you and you wish to claim such assets and money, the claim form in respect of client assets (including client money) (the “Claim Form”) enclosed as Annex A, must be returned to Richard Fleming, Richard Heis and Michael Pink of KPMG LLP who are the special administrators of the Company (the “Special Administrators”) at the address specified below and on or before the date specified below in the “Deadlines” box. Note that you may also be a creditor of the Company if you believe you are owed a debt by the Company in respect of a wholly or partially unsecured debt. If you believe that you may also be a creditor of the Company, please refer to the guidance note entitled “How to submit your claim form (Creditor Claim)” on how to submit your claim. Note that in the event that there is a shortfall in the amount of client money available for distribution as defined in the glossary to the FSA’s Handbook, each client is, on the occurrence of certain events, only entitled to a sum which is rateable to “the client money entitlement” within the meaning of the client money rules and the client money

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distribution rules. A client may be able to claim against the Company for any such shortfall and for that claim, the client shall rank as an unsecured creditor of the Company. Further, note that in the event that there is a shortfall in the amount available for distribution of securities held by the Company as client assets in a client omnibus account pursuant to Regulation 12(1), any shortfall borne by a client in that respect will become a client’s shortfall claim against the Company and shall rank as an unsecured claim. Therefore, please note that if you are a client of the Company, you may, under certain circumstances also become a creditor of the Company in respect of the same claim. These instructions are to help you complete the Claim Form enclosed. The guidance provided below is for information purposes only. You should consult your own legal and other professional advisors for advice in relation to your claim. Any reference to a ‘Rule’ in this guidance note or in the Claim Form refers to the special administration rules as set out in The Investment Bank Special Administration (England and Wales) Rules 2011(the “Rules”). The full text of the Rules can be found at www.legislation.gov.uk/uksi/2011/1301. Any reference to a ‘Regulation’ in this guidance note refers to the special administration regulations for investment banks as set out in The Investment Bank Special Administration Regulations 2011 (the “Regulations”). The full text of the Regulations can be found at www.legislation.gov.uk/uksi/2011/245. Any reference to the “Website” in this guidance note refers to www.kpmg.co.uk/mfglobaluk. GUIDANCE ON HOW TO COMPLETE YOUR CLAIM FORM Client Details: Fill in the name of the person, company or other body who claims to be a client of the Company and the client’s full address (including any relevant contact person, a telephone number of that contact person (including any relevant international dial code if that contact person is outside the UK) and their email address). If the client is a company, please include the company registration number. Please also include any relevant customer number(s) provided to you by the Company. Preliminary questions in relation to your claim: This part of the Claim Form requests that you answer certain preliminary questions in relation to your claim and requests that you tick the appropriate boxes where relevant to you claim.

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Please indicate by ticking the appropriate box whether you are claiming in relation to any of the below: (a) client money (b) client assets (but not client money), or (c) a security interest.

Please tick the appropriate boxes to indicate if your claim relates to any of the activities of the Company below: (a) futures and options (b) securities (c) contracts for differences (d) foreign exchange (e) spread betting, or (f) custody. Please tick the appropriate box to indicate whether or not you have assigned (or intend to assign) your claim to the Financial Services Compensation Scheme (“FSCS”). The FSCS is the compensation fund of last resort for customers of authorised financial services firms. It protects private individuals and small businesses if an authorised firm, like the Company, becomes insolvent and cannot return money or investments to its customers. It describes this as being in default. For eligible claims the FSCS can pay up to £50,000 in compensation per person, Please refer to the FSCS’s website for further information: http://www.fscs.org.uk/. Please tick the appropriate box to indicate whether or not you would like this claim form to be used for voting purposes at the initial meeting of clients and creditors to be held on 9 January 2012 (the “Initial Meeting”). The Special Administrators will shortly be making further information on the Initial Meeting available on the Website, so please check the Website for further details. If you do not tick this box you may not be able to vote at the Initial Meeting. Please also tick the appropriate boxes if this claim form should be used (a) as a formal submission of your claim in respect of your client money claim;

and/or

(b) as a formal submission of your claim in respect of you client asset claim in accordance with Rule 139 or 140.

Note that the Special Administrators have not yet given notice pursuant to Rule 138 that they intend to set a bar date for the submission of client asset claims as set out in Regulation 11(1), however the Special Administrators have declared their intention to make an interim distribution of CLIENT MONEY to clients whose claims are hereafter agreed in whole or in part following the occurrence of certain steps (the “Interim Distribution”).

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The Special Administrators have invited all clients to submit claims in respect of CLIENT MONEY before 30 March 2012. If you do not elect to tick this box in respect of client money claims, please note that you will be required to submit an additional Claim Form as your formal submission of your client money claim before the 30 March 2012 deadline. If you do not do so, you may not be able to participate in the Interim Distribution. The Special Administrators have also invited clients to submit claims for the return of client assets. If you do not elect to tick the box in respect of client asset claims, please note that you will be required to submit an additional Claim Form as your formal submission of your claim. Note: If you elect to use this Claim Form as your formal submission of claim in respect of client money and/or as a formal submission of claim in respect of client assets and/or security interests in accordance with Rules 139 and 140, even if the chairman of the Initial Meeting accepts the value of your claim for voting purposes, this does not mean that the Special Administrators have agreed or accept the validity or value of your claim for dividend or distribution purposes in whole or in part. If this claim form amends a previously filed claim form in respect of client assets (including client money), please tick the relevant box and provide further information in relation to your claim. Part A: Quantification of your claim Part A seeks a statement of your client claim. Part A is broken down into a statement of (i) your client money claim and (ii) your client asset claim. Client money (a) Item (A) (client money) is to be completed if you believe that the Company

holds, or should have held, client money for you. Please indicate the total gross amount held, or which should have been held, in the space provided, broken down into Pre-Administration Client Money and Post-Administration Client Money, less any receipts or other deductions properly made in respect of the claim. Where the client money is being claimed in a currency other than sterling, please convert it into sterling at the rates set out in Annex E being the exchange rates prevailing on 31 October 2011 for voting purposes.

Pre-Administration Client Money refers to any client money held by the Company prior to 5:00 pm (UK time) on 31 October 2011. Post-Administration Client Money refers to client money received at or after 5:00 pm (UK time) on 31 October 2011.

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Further, please provide a breakdown of your claim by account. If you hold more than one account with the Company, please note the lead account number (if applicable) and split out the value of your claim on an account by account basis (if possible). If you require additional space, please attach a separate continuation sheet or alternatively, provide the information electronically.

Please supply both the value of your claim its original currency (in column (a))

and its sterling equivalent (in column (b)). Client assets (b) Item (B) (client assets (not including client money)) is to be completed if you

believe that the Company holds client assets for you. Please indicate the gross amount in the space provided as at 31 October 2011 less any receipts received after that date and any adjustment by way of set-off.

Where the client assets are being claimed in a currency other than sterling, in accordance with Rule 91(5) please convert into sterling at the rates set out in Annex F being the exchange rates prevailing on 28 October 2011 for voting purposes.

Please note that if you elect to submit your Claim Form for voting purposes, the

value of your vote will be calculated in accordance with Rule 91. Further, please provide a breakdown of your claim by account. If you hold more

than one account with the Company, please note the lead account number (if applicable) and split out the value of your claim on an account by account basis (if possible). If you require additional space, please attach a separate continuation sheet or alternatively, provide the information electronically.

Please supply both the value of your claim its original currency (in column (a))

and its sterling equivalent (in column (b)). Part B: Further information Part B seeks additional information about your claim. The information specified below MUST be provided in order to substantiate your claim. Client money If you believe that you have a claim for client money, please provide any relevant account number(s) to which your claim may relate and you MUST supply details of any documents which substantiate the claim. Please note that, although it is not essential unless specifically requested by the Special Administrators, it is recommended that such documents are submitted with the Claim Form.

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Client assets not including client money Client assets claim If you believe that you have a claim for client assets (as described in Regulation 11(1)(a)), you MUST supply the following supporting information in relation to any client assets held or believed to be held by the Company on 31 October 2011 in order to substantiate your claim: (a) details of the total amount of your client asset claim, split into type and securities

of a particular description, including, if you have elected that this Claim Form be used for voting purposes, the closing or settlement price of such securities of a particular description as set out in Rule 91

(b) details of the ownership you assert over those assets (e.g. claims to the beneficial ownership or other form of ownership of the client assets);

.

(c) details of all financial contracts entered into with the Company under which, at the time the claim is submitted, liabilities are still owed from the Company to you or vice versa.

(d) details of any security you have granted to the Company in respect of the client assets held by the Company. Please see below in respect to claims in respect of security interests.

(e) details of any documents which substantiate the claim. Please note that, although it is not essential unless specifically requested by the Special Administrators, it is recommended that such documents are submitted with the Claim Form.

(f) details of any of the debt assigned to the Financial Services Compensation Scheme.

Security interest claims If you believe that you have a claim in relation to a security interest asserted over, or other right to, client assets (as described in Regulation 11(1)(b)), you MUST supply the following supporting information in relation to any client assets held or believed to be held by the Company on 31 October 2011 in order to substantiate your claim. (a) details of any security interest you assert over any client assets held by the

Company, including:

(i) details of the client assets to which the security interest relates;

(ii) the date on which the security interest was granted;

(iii) conditions for the release of the security; and

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(iv) the value which you put on the security interest.

(b) details of any other parties’ interest in the security interest that are known to you.

(c) details of any documents which substantiate the claim. Though it is not essential unless requested by the Administrators, it is recommended that such documents are submitted with the Claim.

Part B: Further information (generally) Annex B sets out some guidance in respect of the information that the Special Administrators will be looking for in order to evaluate and process your claim. Some of the detail requested in Annex B may not necessarily be relevant to your claim, but the Special Administrators recommend that you provide as much detail as possible. Please answer all questions as fully as possible. If you do not provide sufficient details, the Special Administrators may call for any document or other evidence to be produced, where necessary for the purpose of substantiating the whole or any part of the claim made in your Claim Form. Proper documentation can speed up the review and evaluation of your claim. Please enclose copies (not originals) of any documentation or correspondence you believe may substantiate the claim and/or be of assistance in processing your claim, including, but not limited to, customer confirmations and account statements (in particular, your last account statement). We appreciate that many clients may not know their final position as it depends on entries which have not yet been made on the Company system, for example arising from defaults. Further, many close out prices have not been confirmed by the relevant exchanges. For voting purposes the Special Administrators are prepared to accept estimates so long as such estimates are reasonable. In many cases the 31 October 2011 statement value will be a reasonable basis, although the Special Administrators reserve the right to adjudicate votes as they see fit. If you do not have a statement at 31 October 2011 please email: mfglobalclaims@kpmg.co.uk. If you require additional space to answer any of the questions, please attach separate pages and label the answers to the corresponding questions for this Claim Form. Signature If someone else is signing the Claim Form on your behalf, they MUST provide their name, address and authority.

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FURTHER NOTES IN RESPECT OF THE EVENTUAL RETURN OF YOUR CLIENT MONEY AND OR CLIENT ASSETS Requested Client Money Indemnity The Special Administrators are actively working to reconcile holdings and accounts in order to enable client money to be released as soon as practicable (which is one of the Special Administrators’ formal objectives in the special administration process). However, the ultimate return of client money to clients will be dependent on the special administrators establishing the quantum of the claims against funds held in “client money accounts”. Under the FSA’s “client money” and “client money distribution rules” as defined by Chapter 7 of the FSA’s Handbook, as the law is currently understood, upon the failure of a regulated firm, all client money must be pooled and distributed to clients in accordance with those rules. Clients are requested to note that at the current time it is unclear whether or not, and if so to what extent, there will be a “shortfall” in the amount of client money available for distribution as defined in the Glossary to the FSA’s Handbook. Each client is, on the occurrence of certain events, only entitled to a sum which is rateable to “the client money entitlement” within the meaning of the client money rules and the client money distribution rules. In the event that the Special Administrators make an interim distribution in respect of client money and if, after making that interim distribution, it becomes apparent that the clients have received more than their rateable entitlements under the FSA’s Client Money Distribution Rules, the Special Administrators will require that clients repay the amount of that overpayment to the Company as trustee under the client money rules and client money distribution rules. The Special Administrators will also be requesting an indemnity from the client for the costs associated with recovering those funds limited in amount to the level of interim distribution or distributions received by the client. Please note that this does not prevent you from submitting your claim for client money or from voting at the Initial Meeting. A standard form indemnity is attached as Annex C. You do not need to sign this form in order to submit your claim, however before any interim distribution in respect of client money is ultimately made, the Special Administrators will request that you agree to an indemnity (whether in the form attached or in some other form as may be appropriate to the circumstances of your case) before making any interim distribution to you. Further, the Special Administrators reserve the right to require additional indemnities (for example if a further interim distribution should be made or contemplated) or to require further assurances, including security, whether in relation to assets or in the form of a guarantee, from you or another in respect of any distribution of client money whether interim or final. If you agree to execute this indemnity now, this should speed up the processing of any distribution made to you as a client money claimant. You should however consult your own legal and other professional advisors for advice in relation to your claim and the indemnity requested.

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Requested Client Asset Indemnity The Special Administrators are actively working to reconcile holdings and accounts in order to enable segregated client assets to be returned as soon as practicable, which, again, is one of the Special Administrators’ formal objectives in the special administration process. However, the return of a client’s assets will not be finalised until the associated client risk positions have been liquidated or transferred and claims have been validated. Nevertheless, the Special Administrators would like to return to clients their client assets as soon as possible and have therefore invited clients to submit claims for the return of their client assets. Please note however that no statutory bar date (as provided for in the special administration regime) has been set at this stage for the return of claims in relation to client assets. Such bar date will be subject to separate, specific notification. As and when the Special Administrators are in a position to start returning client assets they will do so. However, in the event that after any return of those assets it becomes apparent that, for whatever reason, the client received a distribution to which he was not entitled to receive (whether by receipt of assets to which he was not entitled, or in amount or value greater than his entitlement, or in an amount or value in excess of the deduction to be made on account of the costs of distribution) , the Special Administrators will require the client to repay a sum (where positive) equal to (x) the value of that distribution assessed as at the date of payment of the final distribution less (y) the value of his true entitlement. The Special Administrators will also be requesting an indemnity from the client for the costs associated with recovering those funds, limited to the level of interim distribution received by the client. Please note that this does not prevent you from submitting your claim for client assets or from voting at the Initial Meeting. A standard form indemnity is attached as Annex D. You do not need to sign this form in order to submit your claim, however before any distribution of client assets is ultimately made, the Special Administrators will request that you agree to an indemnity (whether in the form attached or in some other form as may be appropriate to the circumstances of your case) before making any distribution or return to you. Further, the Special Administrators reserve their rights to require additional indemnities (for example, if a further interim distribution should be made or contemplated) or to require further assurances, including security, whether in relation to assets or in the form of a guarantee, from you or another in respect of any return or distribution of client assets whether interim or final. If you agree to execute this indemnity now, this should speed up the processing of any distribution or return made to you as a client asset claimant. You should however consult your own legal and other professional advisors for advice in relation to your claim and the indemnity requested.

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Deadlines If you would like to vote at the Initial Meeting The Special Administrators intend to hold the Initial Meeting on 9 January 2012. If you think you may be entitled to vote in accordance with Rule 90 at the Initial Meeting as a client of the Company, and you wish to vote at the Initial Meeting in person, or by proxy, or in some other way, you must provide details of your claim against the Company to the Special Administrators at the address below by 12 noon on 6 January 2012 being the last business day before the Initial Meeting. Deadlines in respect of CLIENT MONEY only If you do not wish to vote at the Initial Meeting, you are invited to submit claims in respect of CLIENT MONEY by 5.00pm (UK time) on 30 March 2012. Deadlines in respect of CLIENT ASSETS only If you do not wish to vote at the Initial Meeting, note that you are invited to submit claims for the return of client assets (other than client money). However at this stage, no bar date is being set for the return of claims in relation to client assets. The Special Administrators will notify all clients separately if and when this bar date has been set. There is no provision for a bar date in respect of client money, but it is in all clients’ interest for a distribution to be made as quickly as possible. We advise you to file your claim(s) well in advance of these deadlines. Where to file The completed and signed Claim Form, together with the supporting documentation must be filed with the Special Administrators by the deadlines set out above. You can either submit your form by posting it to the address below or follow the directions below for electronic submission. Note that electronic submission will speed up the review and evaluation of your claim.

If you have any queries in relation to the submission of the Claim Form, please email: mfglobalclaims@kpmg.co.uk

ELECTRONIC SUBMISSION: Note that electronic submission will speed up the review and evaluation of your claim as it will assist us in capturing some of the data you enter into your Claim Form. You are therefore being asked to download the claim form and submit two versions of the completed claim forms by email; (i) the first is an unsigned version of the claim form which you completed on your computer (the PDF has editable fields) and (ii) the second is a copy of that same completed claim form which you printed out, signed and scanned to email back to us. By sending form (i) we will be able to automatically upload your information into our claims database. However, you will still need to send us a signed copy of the form (ii). Instructions

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1. Download the Claim Form from the Website. The Claim Form will be in PDF format. Please note that you may require adobe reader software in order to download the form. If you need adobe reader, please go to: http://get.adobe.com/uk/reader/

2. Save a copy of the Claim Form to your computer. 3. Complete your Claim Form on your computer. 4. Once completed, save the Claim Form to your hard drive, print out a copy and

either sign the claim form yourself if you are an individual or have it executed by an authorised signatory.

5. Once signed, upload a scanned copy of the executed Claim Form to your computer and save it to your hard drive.

6. In order to submit your Claim Form, attach the following to an email: a. the scanned copy of the executed signed Claim Form; AND b. the unsigned PDF version of the Claim Form that you saved to your hard

drive. 7. Please email those two documents, together with any supporting documentation to

mfglobalclaims@kpmg.co.uk. Alternatively, you can print off the claims form and email a scanned copy of the completed form to us. However, this will need to be manually logged onto our claims database.

POSTAL SUBMISSION: If you would prefer to submit your executed Claim Form by post, please mail it, along with all supporting documentation to the following address: MF Global UK Limited (in special administration) Attention: MF Global Claims 5 Churchill Place Canary Wharf London E14 5HU England

YOU SHOULD RETAIN A COPY OF THE COMPLETED CLAIM FORM FOR YOUR RECORDS

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ANNEX A CLAIM FORM (CLIENT ASSETS AND CLIENT MONEY)

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Claim Form (Client Money and Client Assets)

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MF Global UK Limited (in special administration) (the “Company”)

IMPORTANT NOTE This claim form is ONLY relevant if your claim is in respect of CLIENT ASSETS or in

respect of CLIENT MONEY. Please refer to the attached guidance note entitled “How to submit your proof of Claim Form (Client Assets and Client Money)” for further information

on how to fill out this form.

CLIENT DETAILS: Name: Address Number/House name: Street: City: County/State: Country: Postcode/Zip code:

Company registered number (if applicable):

Contact details

Contact’s name:

Telephone number:

Email address:

Customer Reference Number:

PLEASE TICK THE BOXES THAT APPLY TO YOUR CLAIM Do you have a claim for client money? Do you have a claim for client assets (but not client money)? Do you have a claim in respect of a security interest? Does your claim relate to futures and options? Does your claim relate to securities? Does your claim relate to contracts for difference? Does your claim relate to foreign exchange? Does your claim relate to spread betting? Does your claim relate to custody assets? Tick this box to indicate if you have assigned (or will be assigning) your claim to the FSCS? Would you like to use this claim form for voting purposes at the Initial Meeting?

Would you like to use this claim form as your formal client money claim? Would you like to use this claim form as your formal client asset claim? Tick this box to indicate if this claim amends a previously filed claim.

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Claim Form (Client Money and Client Assets)

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PART A: QUANTIFICATION OF CLAIM (A) Client money Gross amount of client money held as at the date of this claim form:

Amount of Pre-Administration Client Money Amount of Post-Administration Client Money Deduct

(a) any subsequent receipts since 31 October 2011: (

)

Total amount of client money claim (in sterling): £

Account Number Original Currency of the Claim

Value of claim:

(a) in the original currency

(b) in sterling

Total (sterling):

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Claim Form (Client Money and Client Assets)

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PART A: QUANTIFICATION OF CLAIM (continued) (B) Client asset claim Gross amount of client assets held at 31 October 2011: Deduct

(a) any subsequent receipts since 31 October 2011: ( ) (b) value of any amounts set off: ( ) (c) the estimated value of any security held: ( )

Total amount of client asset claim (in sterling): £

Account Number Original Currency of the Claim

Value of claim:

(a) in the original currency

(b) in sterling

Total (sterling):

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PART B: FURTHER INFORMATION Please refer to the guidance note entitled “How to submit your Claim Form (Client Assets and Client Money)” for further information on supporting information which MUST be submitted in order to substantiate your claim.

Signature

Name in CAPITAL LETTERS

Date

Address of Signatory

Authority of Signatory

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ANNEX B FURTHER INFORMATION IN RESPECT OF YOUR CLIENT ASSET CLAIM

(EXCLUDING CLIENT MONEY)

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ANNEX B DETAIL OF CLIENT ASSETS

Please provide details below in respect of the client assets asserted to be held by the Company on 31 October 2011. Please note that for vote valuation purposes, where you are claiming in respect of client assets (not client money) and the client assets are being claimed in a currency other than sterling, in accordance with Rule 91(5) please convert into sterling at the rates set out in Annex F being the exchange rates prevailing on 28 October 2011. Futures, Options and Forward Contracts If your claim relates to futures, options or forward contracts, please provide the following information in respect of the position on 31 October 2011:

• Account number • Contract reference number • Description of contract • Trade date of contract (if relevant) • Maturity date of contract • Exchange traded on • Currency of contract • Net number of open contracts/lots/nominal • Whether the net open position is long or short? (or buy/sell?) • Other key economic features of the contract (if relevant) • Closing price for the contract per unit • Pricing source • Net open position value in original currency • Net open position value in sterling and in US dollar

Contracts for differences and spread betting If your claim relates to contracts for differences or spreads, please provide the following information in respect of the position on 31 October 2011:

• Account number • Contract reference number • Description of contract • Currency of contract • Trade date • Maturity date • Nominal amount • Reference details • Other key economic features of the contract • Closing price for the contract per unit • Pricing source • Value in original currency

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• Value in sterling and in US dollar Foreign exchange If your claim relates to foreign exchange contracts, please provide the following information in respect of the position on 31 October 2011:

• Account number • Contract reference number • Description of contract • Trade date of contract (if relevant) • Maturity date of contract • Exchange traded on • Currency of contract • Net number of open contracts/lots/nominal • Whether the net open position is long or short? (or buy/sell?) • Other key economic features of the contract (if relevant) • Closing price for the contract per unit • Pricing source • Net open position value in original currency • Net open position value in sterling and in US dollar

Custody If your claim relates to custody assets, please provide the following details:

• Account number • Type/description of assets • Date of custody relationship • Value of asset • Any agreement

Securities of a particular description If your claim relates to securities of a particular description (as defined in Regulation 12(9)), please provide the following information in respect of the position on 31 October 2011. If you have elected to use the Claim Form for voting purposes, please refer to Rule 91 for how to calculate your claim for voting purposes.

• Account number • Security ID number (e.g. ISIN, CUSIP) • Description of security • Ownership right • Currency of security • Nominal holding of security • Unit price of security • Pricing source • Value of holding in original currency • Value of holding in sterling

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Security Interest Claim If you believe that you have a claim in relation to a security interest asserted over, or other right to, client assets (as described in Regulation 11(b)), please provide the following details:

• Type of client assets to which security interest relates • Security ID number • Description of security • Date the security interest was granted • Conditions for the release of the security • Value of security interest • Any other parties’ interest in the security interest

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ANNEX C CLIENT MONEY INDEMNITY

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INDEMNITY (CLIENT MONEY) MF Global UK Limited (in special administration)

In signing this form of indemnity, the client acknowledges and agrees with Richard Fleming, Richard Heis and Michael Pink of KPMG LLP, the special administrators of the Company (the “Special Administrators”) and or any successors in office in respect of its client money claim that: (a) in exchange for the payment and receipt of an interim distribution in relation to

client money (the “Client Money Interim Distribution”), in the event that after the payment of the Client Money Interim Distribution it becomes apparent that, for whatever reason, the client has received more than the sum which is rateable to its “client money entitlement” within the meaning of “the client money rules” and “the client money distribution rules” as defined by Chapter 7 of the FSA’s Handbook (the “Client Money Entitlement Amount”), as determined by the Special Administrators at their sole discretion, the client will repay immediately on demand to the Company, as trustee under the client money rules, a sum (where positive) equal to the Client Money Interim Distribution less the Client Money Entitlement Amount, without any set off, deduction or withholding whatsoever; and

(b) the client shall indemnify the Special Administrators from and against all actions, proceedings, claims and demands which may be brought or made against the Special Administrators and all losses, costs (including, by not limited to, fees and expenses of the Special Administrators), charges, damages or expenses which the Special Administrators may incur or sustain in respect of any act, omission, neglect or default by the client to pay the Client Money Entitlement Amount to the Special Administrators or incur or sustain indirectly in connection with or arising out of the making of any interim distribution in respect of client money but the liability of the client under this indemnity shall be limited to the level of the Client Money Interim Distribution received by the client.

Executed by:

Signature

Name in CAPITAL LETTERS

Date

Authority of Signatory

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ANNEX D CLIENT ASSET INDEMNITY

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INDEMNITY (CLIENT ASSETS) MF Global UK Limited (in special administration)

In signing this form of indemnity, the client acknowledges and agrees with Richard Fleming, Richard Heis and Michael Pink of KPMG LLP, the special administrators of the Company (the “Special Administrators”) and any successors office in respect of its client asset claim that: (a) in exchange for the receipt and, as applicable, payment of a distribution in specie

in relation to client assets where, for whatever reason, the client received a distribution to which he was not entitled to receive (whether by receipt of assets to which he was not entitled, or in amount or value greater than his entitlement, or in an amount or value in excess of the deduction to be made on account of the costs of distribution) as determined by the Special Administrators at their sole discretion, the client will repay immediately on demand, without any set-off, deduction or withholding whatsoever, a sum (where positive) equal to (x) the value of that interim distribution assessed as at the date of payment of the final distribution less (y) the value of his true entitlement; and

(b) the client shall indemnify the Special Administrators from and against all actions, proceedings, claims and demands which may be brought or made against the Special Administrators and all losses, costs (including, by not limited to, fees and expenses of the Special Administrators), charges, damages or expenses which the Special Administrators may incur or sustain in respect of any act, omission, neglect or default by the client to pay the above sum to the Special Administrators or incur or sustain indirectly in connection with or arising out of the making of the interim distribution in respect of client assets but the liability of the client under this indemnity shall be limited to the level of the distribution received by the client.

Executed by:

Signature

Name in CAPITAL LETTERS

Date

Authority of Signatory

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ANNEX E EXCHANGE RATES RELEVANT TO CLIENT MONEY CLAIMS

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ANNEX E: EXCHANGE RATES RELEVANT TO CLIENT MONEY CLAIMS

Claims should be submitted in their original currency and converted into sterling. Where you are claiming for client money in currencies other than sterling, please convert that amount into sterling using the rates set out below for 31 October 2011, being the middle market (mean of spot buying and selling) rates as observed by the Bank of England’s Foreign Exchange Desk in the London interbank market around 4pm on 31 October 2011. If your client money claim is in a currency not listed below, please convert into sterling at the relevant rate on 31 October 2011 and give evidence for the rate used.

Currency Foreign Exchange

rate at 31 October 2011

Currency Code

Australian Dollar 1.5213 AUD Cyprus Pound 0.6773 CYP Czech Koruna 28.7388 CZK Hungarian Forint 352.1536 HUF Lithuanian Litas 3.9954 LTL Latvian Lats 0.8142 LVL Maltese Lira 0.4976 MTL Polish Zloty 5.0411 PLN Israeli Shekel 5.8301 ILS Malaysian ringgit 4.9521 MYR Russian Ruble 48.8435 RUB Thai Baht 49.5932 THB Chinese Yuan 10.2571 CNY South Korean Won 1795.3634 KRW Turkish Lira 2.8457 TRY Indian Rupee 78.7358 INR Canadian Dollar 1.6033 CAD Danish Krone 8.61 DKK Euro 1.1571 EUR Hong Kong Dollar 12.533 HKD Japanese Yen 125.8514 JPY New Zealand Dollar 1.9878 NZD Norwegian Krone 8.8999 NOK Swiss Franc 1.4054 CHF Singapore Dollar 2.0202 SGD Swedish Krona 10.4357 SEK Saudi Riyal 6.0535 SAR Taiwan Dollar 48.2906 TWD US Dollars 1.6141 USD South African Rand 12.7419 ZAR

CLIENT FORM

27

ANNEX F EXCHANGE RATES RELEVANT TO CLIENT ASSET CLAIMS

(WHICH DO NOT INCLUDE CLIENT MONEY)

CLIENT FORM

28

ANNEX F: EXCHANGE RATES RELEVANT TO CLIENT ASSET CLAIMS (WHICH DO

NOT INCLUDE CLIENT MONEY)

Claims should be submitted in their original currency and converted into sterling. Where client assets (not including client money) are quoted in currencies other than sterling, please convert the market price of those assets on 28 October 2011 into sterling using the rates set out below for 28 October 2011, being the middle market (mean of spot buying and selling) rates as observed by the Bank of England’s Foreign Exchange Desk in the London interbank market around 4pm on 28 October 2011. If your client asset claim is in a currency not listed below, please convert into sterling at the relevant rate on 28 October 2011 and give evidence for the rate used.

Currency Foreign Exchange rate

at 28 October 2011 Currency Code

Australian Dollar 1.5061 AUD Cyprus Pound 0.6666 CYP Czech Koruna 28.1163 CZK Hungarian Forint 345.4686 HUF Lithuanian Litas 3.9326 LTL Latvian Lats 0.8021 LVL Maltese Lira 0.4898 MTL Polish Zloty 4.9297 PLN Israeli Shekel 5.7921 ILS Malaysian ringgit 4.9466 MYR Russian Ruble 47.9356 RUB Thai Baht 49.2241 THB Chinese Yuan 10.2646 CNY South Korean Won 1784.3242 KRW Turkish Lira 2.8175 TRY Indian Rupee 78.652 INR Canadian Dollar 1.6029 CAD Danish Krone 8.4766 DKK Euro 1.139 EUR Hong Kong Dollar 12.5362 HKD Japanese Yen 122.3458 JPY New Zealand Dollar 1.9639 NZD Norwegian Krone 8.7464 NOK Swiss Franc 1.3925 CHF Singapore Dollar 2.0037 SGD Swedish Krona 10.2604 SEK Saudi Riyal 6.0558 SAR Taiwan Dollar 48.2117 TWD US Dollars 1.6147 USD South African Rand 12.4526 ZAR