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NETHERLANDS SHIPPING
INSPECTORATE Rotterdam, April 2000Preface
CONTENTS
1 Introduction
2 Background
2.1 Allocation of activities between Shipping Inspectorate,
Recognized Organisations and RDR2.2 Surveys
2.3 Inspection of outside of ship's bottom
2.4 Certificates3. Application
3.1 Load Line certif icate3.2 IOPP certificate
3.3 NLS certif icate
3.4 COF Gases certif icate
3.5 COF Chemicals certificate
3.6 Radio certificate3.7 MODU, SPS and DS certificate
3.8 High Speed Craft certificate
3.9 Interim certificate3.10 Passenger Ship Safety certificate
3.11 Cargo Ship Safety certif icate
3.12 Certificate of Seaworthiness3.13 Compliance / Authorizat ion
3.14 Document of Compliance (ISM code) Safety
Management Certificate (ISM code)4 Schemes Procedures5 Codes to be used to identify deficiencies
6 Adresses and telephone numbers
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On 1 January 1993 the Netherlands Administration introduced the Harmonized System of Survey and Certification on
merchantships of the Netherlands Kingdom. In June 1993 the Netherlands Shipping Inspectorate published a brochure
in which the general outline of the history, the provisions, the advantages and the disadvantages of the HSSC-system
was given.
In January 1996 guidelines were published with detailed particulars of the provisions of HSSC, certificates, surveys,
endorsements and procedures, thus enabling surveyors and masters to act in conformity with the provisions and to
make the ultimate use of the HSSC system.
On the 2ndof February 2000 the 1988 HSSC Protocols entered into force worldwide. Because of this fact and the
further authorization of recognized organisations by Shipping Inspectorate the 1996 HSSC guidelines have been
updated.
The guidelines can also be used for non-classed ships whereby for Recognized Organisation should be read
Shipping Inspectorate.
Rotterdam, April 20001. INTRODUCTION
On 1 January 1993, the provisions of the Harmonized System of Survey and Certification (HSSC) Protocols entered
into force for ships registered in the Netherlands, the Netherlands Antilles and Aruba. In a time span of 5 years the
whole fleet of ships registered in the Kingdom of the Netherlands to which the Netherlands Shipping Act is applicable,has been brought into the HSSC-system.
Other Administrations were informed through the IMO that the HSSC was being used by the Netherlands. In
accordance with the regulations, HSSC certificates issued by the Netherlands Administration bore the header: "issued...
in accordance with Assembly resolution A 718(17) relating to the early implementation of the harmonized system of survey and
certification".
As on the 3rd
of February 2000 the 1988 HSSC Protocols have entered into force the header in the certificates is not
needed anymore. At renewal modified certificates will be issued.
The HSSC regulations as applied in the Kingdom of the Netherlands are practically identical to the international HSSC
regulations contained in the 1988 SOLAS Protocol and the 1988 Load Line Protocol. The Kingdom has not, however,
adopted the provisions laid down in regulation 14 (b)(iii), (h)(i) and (h)(ii). Under this regulation, the anniversary date
will be amended when the surveys are performed more than 3 months before the anniversary date. The Netherlands'
regulations stipulate that the anniversary date can not be changed and additional surveys shall be carried out.
The Shipping Inspectorate operates in close co-operation with recognized organisations.On 21 November 1996 the Netherlands Inspectorate reached an agreement with the Recognized Organisations (RO)
authorized to perform surveys, on the division of duties for the survey and certification of classed cargo ships
registered in the Netherlands Kingdom.
Also for ships not under supervision of a Recognized Organisation (RO) but under the supervision of the Netherlands
Shipping Inspectorate, the agreement provided guidance.
As per April 2000 the Netherlands Shipping Inspectorate has further authorized the Recognized Organisations to
perform duties, the agreement has been amended. Consequently the detailed guidelines and instructions, laid down in
the HSSC guidelines, has been amended as well.
Unless stated otherwise in the following guidelines, "ships" are ships registered in the Kingdom of the Netherlands.
2. BACKGROUND INFORMATION
Under the HSSC system, the following elements are significant to these guidelines:2.1 The allocation of activities between the Shipping Inspectorate, the Recognized Organisations (RO) and
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Radiocommunications Agency (RDR)
2.2 Surveys
2.3 Inspection of the outside of the ship's bottom
2.4 Certificates
2.1 ALLOCATION OF ACTIVITIES BETWEEN THE SHIPPING INSPECTORATE, THE RECOGNIZED
ORGANISATIONS AND RDR
Under the HSSC, the activities in connection with the survey and certification of cargo ships are divided between the
Shipping Inspectorate, the Recognized Organisations and RDR as follows:
1. Initial or renewal surveys for the purpose of issuing an (internat ional) certificate, excluding surveys performed in
connection with Load Line, Construction or Radio Safety Certificates, will always be performed by the Shipping
Inspectorate. In exceptional cases, the Head of the Shipping Inspectorate may authorize a Recognized Organisation
or foreign Administration to perform these surveys.
2. Initial or renewal surveys for the purpose of issuing certificates concerning Load Line or safety construction will be
performed by a Recognized Organisation. The regulations pertaining to the approval of drawings are specified in
greater detail in NSI Circular letter nr. 29 "Drawings to be submitted for approval for ships other than fishing vessels".
3. All certificates referred to in section 2.4 shall be issued by the Shipping Inspectorate. In exceptional cases, at the
request of the Head of the Shipping Inspectorate, interim or short-term certificates may be issued by a Recognized
Organisation on behalf of.
4. The Recognized Organisations have a permanent authorizat ion to conduct surveys relating to Load Line,
Construction Safety, Life-Saving Appliances and Gas/Chemical/IOPP aspects, as indicated in the table in section 2.2.
Constructional aspects and equipment required for the carriage of dangerous cargoes ( in compliance with Reg. II-2/54
of SOLAS) shall be surveyed in the scope of the aforementioned surveys.
In compliance with the authorization the initial and renewal surveys are carried out by NSI, the annual surveys by
Recognized Organisations.
The Recognized Organisation have no permanent authorization to conduct the periodical surveys of safety equipment
on cargo ships and the intermediate inspections of gas and chemical tankers (see table section 2.2).
In exceptional cases, the Head of the Shipping Inspectorate may authorize a Recognized Organisation on a case- by-
case basis to perform these surveys.
5. If the results of the survey are satisfactory, the surveyor may endorse the certificate concerned (or part of it).
Confirmation of this endorsement, together with the by NSI required information regarding the inspection(s) held, shall
be forwarded to NSI.
If an inspection has not been satisfactory, NSI shall be notified about the outstanding items by means of an inspection
report, using the codes of the Paris Memorandum of Understanding on Port State Control.
6. The RO statutory surveys may only be performed by "exclusive" surveyors, i.e. surveyors who work solely for the
Recognized Organisation concerned.
Where RO is not able to offer statutory survey services by exclusive surveyors, then another recognized organisation
may, with the full knowledge and consent of RO, render such services on request of the NSI. Exceptionally, by prior
agreement a non-exclusive surveyor may be accepted.
7. The Shipping Inspectorate is responsible for supervising the activities of the Recognized Organisations.
8. Surveys performed in connection with the issue or renewal of special certificates, such as those required for MODUs
(Mobile Offshore Drilling Units), SPSs (Special Purpose Ships), Dynamically supported craft and High speed craft, will
be performed by the Shipping Inspectorate. In exceptional cases, the Head of the Shipping Inspectorate may authorize
a Recognized Organisation or f oreign Administration to perform these surveys.
9. Surveys of radio-installations and -equipment will be performed in the Netherlands by officials of theRadiocommunicatios Agency (RDR) of the Ministry of Transport, Public Works and Water Management and abroad by
a Recognized Organisation (RO). The master, owner or agent may contact directly RDR or the RO abroad for
application of a radiosurvey.
10. In Chapter 3 reference is made to "Guidelines for HSSC inspections (Res. A 746)" as amended. Herewith it is
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emphasized that application of this GL shall be in accordance with the general authorization of tasks to Recognized
Organisations. For instance, some construction items will be looked after by NSI at initial survey. Recognized
Organisations are not authorized to deal with manning aspects.
11. The regulations for surveys, the certification and endorsement of international HSSC certificates for ships are
practically identical to the regulations contained in the 1988 SOLAS Protocol, the 1988 Load Line Protocol and the
HSSC-Resolutions of the Marine Environment Protection Committee (MEPC) and the Maritime Safety Committee
(MSC) which apply to MARPOL 73/78 and to the gas and chemical codes. The Netherlands has not however, adopted theprovisions laid down in regulation 14 (b)(iii), (h)(i) and (h)(ii) of the 1988 SOLAS Protocol. Under this regulation, the anniversary-date
shall be amended when the surveys are performed more than 3 months before the anniversary date. The Netherlands
regulations stipulate that the anniversary date must not be changed and additional surveys must be carried out.
12 Although HSSC is not applicable to ISM code the assessment procedure in accordance with ISM code is
incorporated in these guidelines in order to provide the surveyors and masters a clear picture of all statutorycertificates on board and the required surveys.
2.2 SURVEYS
The HSSC distinguishes between the following surveys:
1. Initial surveys
2. Renewal surveys
3. Periodical surveys4. Intermediate surveys
5. Annual surveys
6. Additional surveys
7. Inspections of the outside of the ship's bottom (see 2.3)
* or RO outside the Nether lands or Netherlands Antilles ** assessments
will be performed by RO in close co-operation with NSI
*** additional assessment is required when substantial modifications to SMS have occurred or a major non-
comformity has been identified. Additional assessment shall then be carried out by NSI in co-operation with RO.
* * * * if applicable (see 3.10.2 and 3.10.3) by RO or RDR (radio)
The tables below show the various surveys and the organizations authorized to conduct them
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MODUs and SPSs
The above arrangements for "ships which are not passenger ships" also apply to Mobile Offshore Drilling Units
(MODUs) and Special Purpose Ships (SPSs). The initial, renewal and additional surveys required for these ships are
performed by the Shipping Inspectorate.
Passengerships
The HSSC regulations for passengerships are different from the regulations for cargoships. To avoid confusion, the
main differences are listed below:
- A passenger ship will be issued with a Safety Certificate with a validity for a maximum of one year.
- A passenger ship will be issued with a Certificate of Seaworthiness with a validity for a maximum of one year.
- The outside of a passengership's hull and bottom must be inspected every year. This can be performed in dry
dock or, alternatively, take the form of an in-water-survey, using divers and underwater video cameras (see 2.3).
The Recognized Organisations have detailed instructions for these surveys.
The tables below show the various surveys and the organizations authorized to perform them.
* or RO outside the Nether lands or Netherlands Antilles ** assessments
will be performed by RO in close co-operation with NSI
*** additional assessment is required when substantial modifications SMS have occured or gross non-comformity has
been identified.
Actions to be taken when a mandatory survey has not been carried out or when the survey has been carried out
outside the "windows"
The mandatory surveys (renewal, intermediate, annual and periodical) shall be carried out within a period ("window")
of three months before or after the anniversary date. For sake of clearance, an intermediate or periodical survey shall
be held, and is then replacing, at the time the second or third annual inspection. When the survey has not been
performed at all or outside the "window", endorsement of the certificate is not permitted and consequently the validity
of the certificate expires.
The owner of the ship shall contact the Shipping Inspectorate and shall explain why the relevant survey has not been
carried out or why the survey has been carried out outside the "window".The Head of the Shipping Inspectorate will consider this information and lay down the scope and depth of the
additional survey which have to be performed. When this survey has been carried out to the satisfaction of the
surveyor, the relevant certificate (or part thereof) shall be endorsed by the surveyor of the Recognized Organisation or
an official of the Shipping Inspectorate.
The certificate shall be provided with the following remark:
Initial Renewal
MODU SI SI
SPS SI SI
Passengerships
Initial Renewal Intermediate Annual Additional
Load line RO RO RO SI
Equipment SI SI SI
Radio RDR* RDR* RDR*
Construction
RO RO RO SI
IOPP SI SI RO RO SI
DOC(ISM) RO** RO** RO** RO/SI***
SMC(ISM) RO** RO** RO** RO/SI***
Seaworthiness SI SI
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at the request of the Netherlands Administration a thorough and stringent survey has been carried out, after which the validity of
this certificate has been restored.
2.3 INSPECTION OF OUTSIDE OF SHIP'S BOTTOM
The outside of a cargo ship's bottom must be inspected twice every five years. This five-year period need not coincide
with the anniversary date, allowing the ship owner some flexibility with the surveys. The period betweentwo of these surveys must not exceed 36 months. The time between the second inspection and the subsequent one
must in that case not exceed 24 months. This means that in any 5 year period two surveys of the outside of ship's
bottom are required, with a maximum period between two consecutive inspections of 36 months.
It is not necessary for the ship to be inspected in dry dock for every bottom-survey. Every second survey may take the
form of an in-water survey using divers and underwater cameras. The Recognized Organisations have detailed
instructions for these surveys.
In exceptional cases, the five-year period can be extended by a maximum of three months. This would be granted in
cases where, due to unforeseen circumstances, a sh ip is unable to reach the port in which the survey is to take place
by the specified time (see regulation 14 (e) and 14 (f) of the Annex to the 1988 SOLAS Protocol).
When issuing a new Safety Certificate for a cargo ship, the Shipping Inspectorate will indicate the dates of the last two
bottom surveys on the Safety Certificate.For non-Solas vessels these dates are indicated on the annexes of the Certificate of Seaworthiness.
If a survey of the ship's bottom is part of the renewal surveys, the date of this survey is indicated in the new safety
certificate.
On 1 January 1996 IMO Res.A.744 entered into force requiring a dry docking to be part of the renewal survey for
bulkcarriers as defined in regulation IX/1.6, crude tankers > 20.000 tons and product tankers^ 30.000 tons.The
Kingdom of the Netherlands has adopted this resolution.
At the 1997 Solas conference amendments to the convention have been adopted aimed at enhancing the safety of
bulkcarriers. At the same time amendments to Res.A 744 were adopted.
The Enhanced Survey Programme is from the 1stof July 1999 applicable to oiltankers and bulkcarriers > 500 GT.
IMO has been informed that also other ships to which the Enhanced Survey Programme is not applicable may
choose for a docking cycle in which the anniversary date is linked to the dry docking. In this case the "5 year
period" synchronizes with the validity date of the certificate.
Inspection of the outside of the bottom of passenger ships shall be part of the renewal survey.In a 5 year period two of
these inspections shall be performed in dry-dock, the other inspections may be in-water surveys in compliance with
the RO's guidelines for these surveys.
HS craft shall be inspected out of the water as part of the renewal and periodical survey. On a case by case base aHS craft may be exempted from this requirement.
2.4 CERTIFICATES
The following certificates are issued under the HSSC:
- Certificate of Seaworthiness (nat ional certificate)
- the Load Line Certificate
- International Oil Pollution Prevention Certificate (IOPP) (for vessels not required to have an IOPP certificate, a
Declaration of Compliance is issued instead of an IOPP certificate)
- Safety Certif icate for cargo ships (for ships of 500 tons gross tonnage or more)
- Safety Certif icate for passengerships
- Radio Safety Certificate for cargo ships (of 300 tons gross tonnage or more but less than 500 tons)
- Certificate of Fitness for the Carriage of Dangerous Chemicals in Bulk (COF chemicals)
- Certificate of Fitness for the Carriage of Liquefied Gases in Bulk (COF gases)
- International Pollution Prevention Certificate for the Carriage of Noxious Liquid Substances in Bulk (NLS)
- Document of Compliance/ Safety Management Certificate (ISM)
- Document of Compliance for Carriage Dangerous Goods
- Document of Authorizat ion for Carriage of Grain
- Exemption Certif icates
The following less common certificates are also issued under the HSSC regulations:
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- Safety Certif icate for Special Purpose Ships (SPS)
- Certificate of Fitness for the Carriage and Processing of Limited Quantities of Noxious and Harmful Liquid
Substances for offshore supply vessels (COF for offshore supply vessels)
- Safety Certif icate for Mobile Offshore Drilling Units (MODU).
- Dynamically supported craft safety certificateHigh speed craft safety certificate
Further general information Certificate of Seaworthiness
All ships are provided with a national certificate, the Certificate of Seaworthiness.
With the introduction of the HSSC system, the Certificate of Seaworthiness (C.o.S) for cargo ships will now have a
validity of five years.
A distinction is made between a C.o.S for SOLAS and non-SOLAS vessels. A C.o.S of a vessel > 500 tons, with
propulsion, does not require endorsements.
A C.o.S of other vessels has to be annually endorsed as these vessels do not have (all) Solas certificates. Therefore
such a C.o.S is provided with page(s) for the required endorsements.
(see 3.10, 3.10.1, 3.10.2 en 3.10.3).
The endorsement is made by the surveyor who has completed the last inspection. This surveyor may be a surveyor of
a Recognized Organisation. If the endorsement is made by a surveyor from a Recognized Organisation, he must
notify the Shipping Inspectorate, through his organisation.
Safety Certificate for cargo ships
The Kingdom of the Netherlands has decided to take advantage of the option provided for in the Protocol to replace
the Safety Construction Certificate, the Safety Equipment Certificate and the Radio Safety Certificate by a singleSafety Certificate for cargo ships. This new certificate consists of a General Certificate, an Equipment Report and
annexes for the endorsements, and is valid for a period of not more than 5 years.
If during a survey a minor amendment to the equipment report is necessary, this may be done by the surveyor of the
Recognized Organisation or the Shipping Inspectorate and this amendment shall be certified with name, date,
signature and stamp of the organisation or Shipping Inspectorate.
By applying the HSSC-system the Safety Equipment Certificate, the Safety Construction Certificate and the Radio
Safety Certificate therefore no longer are used on board of ships of 500 tons gross tonnage and upwards. Only ships
of 300 tons gross tonnage and more but less than 500 tons continue to need a Radio Safety Certificate.
The next chapter explains the procedures for surveys and endorsements in greater detail.3 APPLICATION
Statutory basis, application, validity, extension, issue, surveys and endorsements
3.1 (Inter)nat ional Load Line Certificate 1966 (LLC)3.2 International Oil Pollution Prevention Certificate (IOPP Certificate) or Declarat ion of Compliance
3.3 International Pollution Prevention Certificate for the Carriage of Noxious Liquids in Bulk (NLS)
3.4 (International) Certificate of Fitness for the Carriage of Liquefied Gases in Bulk (COF)
3.5 (International) Certificate of Fitness for the Carriage of Dangerous Chemicals in Bulk (COF)
3.6 International Radio Safety Certificate
3.7 Certificates for special ships (MODU, SPS, DS)
3.8 High Speed Craft Safety Certificate
3.9 Interim certificates
3.10 International Passenger Ship Safety Certificate
3.11 International Cargo Ship Safety Certificate
3.12 Certificate of Seaworthiness
3.13 Document of Compliance / Authorization
3.14 Document of Compliance (ISM code)
Safety Management Certificate (ISM code)
Convention:International Convention on Load Lines, 1966 1988 Load Line Protocol and Resolution A.883(21).
Applies to:All ships.
Period of validity:
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Up to 5 years after initial or renewal survey date.
Extension of validity:
Extension of validity of a 5-year LLC is possible in two cases. The validity may be extended with a period not longer
than 3 months to enable a vessel to reach the port of inspection. The validity may be extended with a period not
longer than 5 months when the renewal inspection has been carried out but the new certificate is not available yet.For these extensions endorsements are available on the certificate.
Application:
A written application for an LLC must be submitted to the Head of the Shipping Inspectorate by a Recognized
Organisation.
Special application forms shall be used.
Issue:
A LLC is issued by the Head of the Shipping Inspectorate. When the Shipping Inspectorate has completed the other
inspections, the LLC is sent to the Recognized Organisation, which then issues the certificate to the owner/master of
the ship.
Surveys:
Surveys relating to the issue of an initial LLC or to renew an LLC are performed by a Recognized Organisation.
The Recognized Organisation also conducts the compulsory annual surveys, which should occur within 3 months
either way of the anniversary date of the first survey.The surveys should be performed as described in IMO Resolution A.746(18) "Survey Guidelines under the Harmonized
System of Survey and Certification", as amended.
Endorsements:
After each annual survey the LLC shall be endorsed by the surveyor of the Recognized Organisation. The Shipping
Inspectorate shall be notified of this endorsement.
Reporting procedure:
RO shall immediately inform NSI when in the course of a survey, a ship is found to be in operation with deficiencies or
discrepancies such that the condition of the ship or its equipment does not correspond substantially with the
particulars of its certificates, or the requirements of applicable international conventions and/or national or class
requirements.
Any outstanding recommendations and/or conditions of class shall be reported to NSI.
When reporting to NSI the codes which are used in the Paris Memorandum of Understanding on Port State Control
(see list in 5) shall be added to the deficiencies.
Flagging in/ new registry:
When a ship coming from foreign registry, is registered in the Netherlands Kingdom, a provisional LLC can be issued
which is valid for three months. Until the freeboard calculation and the freeboard report are available, the provisional
LLC can be drawn up on the basis of the foreign LLC. This may only occur with the permission of the Head of the
Shipping Inspectorate.
Exemption:
If a ship under the provisions of Article 6 (4) (period of validity for a voyage of up to one year) and Article 6 (2) (period
of validity not exceeding five years) of the Load Line convention,does not need to comply with all of the load line
regulations, an International Load Line Exemption Certificate can be issued with the LLC.
Convention:
International Convention for the Prevention of Pollution from Ships, 1973/1978, Annex I (MARPOL 73/78); Resolution
MEPC 39(29) (HSSC for Annex I of MARPOL 73/78) and resolution A.883(21).
Applies to:
Oil tankers of 150 tons or more and other ships of 400 tons or more.
Period of validity:
Up to 5 years after initial or renewal survey date. The period of validity of the IOPP Certificate coincides with that of
the Safety Certificate (SC) and the Load Line Certificate (LLC).
Extension of validity:
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Extension of validity of a 5-year IOPP certificate is possible in two cases. The validity may be extended with a period
not longer than 3 months to enable a vessel to reach the port of inspection. The validity may be extended with a
period not longer than 5 months when the renewal inspection has been carried out but the new certificate is not
available yet.
For these extensions endorsements are available on the certificate.
Application:
A written application for an IOPP Certificate must be submitted to the Head of the Shipping Inspectorate by the builder
or owner of the ship.
Issue:
A IOPP Certificate is issued by the Head of the Shipping Inspectorate. In exceptional cases, the Head of the Shipping
Inspectorate can request a Recognized Organisation to issue the IOPP Certificate on his behalf. An IOPP Certificate
issued by a Recognized Organisation is valid for a maximum of three months.
Ships which, under the MARPOL convention, are not obliged to have an IOPP Certificate are issued with a national
Declaration of Compliance.
Surveys:
Surveys relating to the issue of an initial IOPP Certificate or to renew an IOPP Certificate are performed by the
Shipping Inspectorate. The annual and intermediate surveys are performed by a Recognized Organisation, which is
also responsible for endorsing the certificate. These inspections should as far as possible coincide with the annualand intermediate surveys relating to the Safety certificate.
The procedures for the Declaration of Compliance are the same as for the IOPP Certificate.
The surveys should be performed as described in IMO Resolution A.746(18) "Survey Guidelines under the Harmonized
System of Survey and Certification", as amended.
Endorsements:
After each annual and intermediate survey the IOPP certificate shall be endorsed by the surveyor of the Recognized
Organisation. The Shipping Inspectorate shall be notified of this endorsement.
Reporting procedure:
RO shall immediately inform NSI when in the course of a survey, a ship is found to be in operation with deficiencies or
discrepancies such that the condition of the ship or its equipment does not correspond substantially with the
particulars of its certificates, or the requirements of applicable international conventions and/or national or class
requirements.
Any outstanding recommendations and/or conditions of class shall be reported to NSI.When reporting to NSI the codes which are used in the Paris Memorandum of Understanding on Port State Control
(see list in 5) shall be added to the deficiencies.
The application-procedures for the International Pollution Prevention Certificate for the Carriage of Noxious Liquid
Substances in Bulk (NLS Cert.) are equivalent to those for the IOPP Certificate.
3.4 (INTERNATIONAL) CERTIFICATE OF FITNESS FOR THE CARRIAGE OF LIQUEFIED GASES IN BULK (COF)
WITH LIST OF SUBSTANCES
Convention:International Convention for the Safety of Life at Sea, 1974 as amended 1978 Solas Protocol
IMO International Code for the Construction and Equipment of Ships Carrying Liquefied Gases in Bulk (IGC code);
Resolution MSC 17(58) (HSSC for IGC code);
IMO Code for Existing Ships carrying Liquefied Gases in Bulk (GC code).
Applies to:Gas tankers as defined in the Gas Carrier Codes.
Period of validity:Up to 5 years after initial or renewal survey date.
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Extension of the validity:
Extension of validity of a 5-year CoF is possible in two cases. The validity may be extended with a period not longer
than 3 months to enable a vessel to reach the port of inspection. The validity may be extended with a period not longer
than 5 months when the renewal inspection has been carried out but the new certificate is not available yet.
For these extensions endorsements are available on the certificate.
Application:
A written application for a COF (with list of substances) must be submitted to the Head of the Shipping Inspectorate by
the builder or owner of the gas tanker.
Issue:A COF is issued by the Head of the Shipping Inspectorate.
Surveys:Surveys relating to the issue of an initial COF or to renew a COF are performed by the Shipping Inspectorate. The
intermediate surveys (every 2 1/2 years) are also performed by the Shipping Inspectorate. The annual surveys are
performed by a Recognized Organisation. For a gastanker which is abroad, the intermediate survey can be carried out
by a Recognized Organisation at the request of the Shipping Inspectorate.
The surveys should be performed as described in IMO Resolution A.746(18) "Survey Guidelines under the Harmonized
System of Survey and Certification", as amended.
Endorsements:
After each annual and intermediate survey the COF shall be endorsed by the surveyor of the Recognized
Organisation or the official of the Shipping Inspectorate.
The Shipping Inspectorate shall be notified of this endorsement.
Reporting procedure:
RO shall immediately inform NSI when in the course of a survey, a ship is found to be in operation with deficiencies or
discrepancies such that the condition of the ship or its equipment does not correspond substantially with the
particulars of its certificates, or the requirements of applicable international conventions and/or national or class
requirements. Any outstanding recommendations and/or conditions of class shall be reported to NSI. When reporting
to NSI the codes which are used in the Paris Memorandum of Understanding on Port State Control (see list in 5) shall
be added to the deficiencies.
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Convention:
International Convention for the Safety of Life at Sea, 1974 as amended 1978 Solas
Protocol
IMO International Code for the Construction and Equipment of Ships Carrying Dangerous Chemicals in Bulk (IBC
code);Resolution MEPC 40(29) and Resolution MSC 18(58) (HSSC for IBC code);
IMO Code for the Construction and Equipment of Ships carrying Dangerous Chemicals in Bulk (BCH code);
Resolution MEPC 41(29) and Resolution MSC 18(58) (HSSC for BCH code).
Applies to:Chemical tankers as defined in the Bulk Chemical Codes.
Period of validity:Up to 5 years after initial or renewal survey date.
Extension of validity:
Extension of validity of a 5-year CoF is possible in two cases. The validity may be extended with a period not longer
than 3 months to enable a vessel to reach the port of inspection. The validity may be extended with a period not longer
than 5 months when the renewal inspection has been carried out but the new certificate is not available yet.
For these extensions endorsements are available on the certificate.
Application:
A written application for a COF (with list of substances) must be submitted to the Head of the Shipping Inspectorate by
the builder or owner of the chemical tanker.
Issue:A COF is issued by the Head of the Shipping Inspectorate.
Surveys:Surveys relating to the issue of an initial COF or to renew a COF are performed by the Shipping Inspectorate. The
intermediate surveys (every 2 1/2 years) are also performed by the Shipping Inspectorate. The annual surveys are
performed by a Recognized Organisation. For a chemical tanker which is abroad, the intermediate survey can be
carried out by a Recognized Organisation at the request of the Shipping Inspectorate.
The surveys should be performed as described in IMO Resolution A.746(18) "Survey Guidelines under the Harmonized
System of Survey and Certification", as amended.
Endorsements:After each annual and intermediate survey the COF shall be endorsed by the surveyor of the Recognized
Organisation or the official of the Shipping Inspectorate.
The Shipping Inspectorate shall be notified of this endorsement.
Reporting procedure:
RO shall immediately inform NSI when in the course of a survey, a ship is found to be in operation with deficiencies or
discrepancies such that the condition of the ship or its equipment does not correspond substantially with the
particulars of its certificates, or the requirements of applicable international conventions and/or national or class
requirements.
Any outstanding recommendations and/or conditions of class shall be reported to NSI.
When reporting to NSI the codes which are used in the Paris Memorandum of Understanding on Port State Control
(see list in 5) shall be added to the deficiencies.
3.6 INTERNATIONAL RADIOSAFETY CERTIFICATE (FOR CARGOSHIPS OF 300 TONS GROSS TONNAGE
AND MORE BUT LESS THAN 500 TONS) (RSC)
Convention:
International Convention for the safety of Life at Sea, 1974 as amended 1978 SOLAS Protocol, 1988 Protocol and
Res. A.883(21)
Applies to:cargoships of 300 tons gross tonnage or more but less than 500 tons, and which are engaged in international
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voyages.
Period of validity:Up to 5 years after initial or renewal survey date.
Extension of validity:
Extension of validity of a 5-year RSC is possible in two cases. The validity may be extended with a period not longer
than 3 months to enable a vessel to reach the port of inspection. The validity may be extended with a period not
longer than 5 months when the renewal inspection has been carried out but the new certificate is not available yet.
For these extensions endorsements are available on the certificate.
Application:
A written application for a RSC must be submitted to the head of the Shipping Inspectorate by the builder or owner of
the ship.
Issue:A RSC is issued by the Head of the Shipping Inspectorate.
Surveys and endorsements:
The surveys should be performed as described in IMO Resolution A.746(18) "Survey Guidelines under the Harmonized
System of Survey and Certification", as amended.
Surveys in the Netherlands:
-Application for arrangement of an initial or renewal survey of the radio-installation and equipment must be
submitted to the Shipping Inspectorate and to RDR of the Ministry of Transport, Public Works and WaterManagement;
-Application for arrangement of a periodical survey must be submitted by owner, master or agent directly to RDR.
Intermediary of the Shipping Inspectorate is not required; RDR will endorse the RSC and will notify the Shipping
Inspectorate;
Surveys abroad:
-Application for arrangement of an initialand renewalsurvey of the radio-installation and equipment must be submitted
to the Shipping Inspectorate. The Shipping Inspectorate will request the RO to arrange the radiosurvey and to draw
up an inspection report. This report and the required data for the record of equipment shall be submitted to NSI. After
approval of the inspection report a new certificate will be issued.
-Application for arrangement of a periodicalsurvey may be submitted by owner, master or agent directly to the RO whowill then arrange a radiosurvey. Intermediary of the Shipping Inspectorate is not required. The RSC must be endorsed
by the radiosurveyor and the Shipping Inspectorate must be notified of this endorsement through the intermediary of
the RO.
Reporting procedure:
RO or RDR shall immediately inform NSI when in the course of a survey, a ship is found to be in operation with
deficiencies or discrepancies such that the condition of the ship or its equipment does not correspond substantially
with the particulars of its certificates, or the requirements of applicable international conventions and/or national or
class requirements.
Any outstanding recommendations and/or conditions of class shall be reported to NSI.
When reporting to NSI the codes which are used in the Paris Memorandum of Understanding on Port State Control
(see list in 5) shall be added to the deficiencies.3.7 CERTIFICATES FOR SPECIAL SHIPS (MODU, SPS,DS)
Statutory basis:
Code for the Construction and Equipment of Mobile Offshore Drilling Units, 1989 (1989 MODU Code) (Res.
A.649(16), as amended) and
Code of Safety for Special Purpose Ships (Res. A.534(13), as amended).
Code of Safety for Dynamically Supported craft (Res.A 373)
Period of validity:Up to 5 years after initial or renewal survey date.
Application:Written applications for these certificates must be submitted to the Head of the Shipping Inspectorate.
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Issue:
MODU and SPS Certificates are issued by the Head of the Shipping Inspectorate. When the Shipping Inspectorate
has completed all required surveys, the certificate is sent to the Recognized Organisation, which then hands over the
certificate to the owner/master of the ship.
Surveys:
The procedures for conducting load line, construction, equipment, radio and IOPP surveys are similar to those
mentioned before.The initial or renewal surveys of the typical MODU and SPS aspects are performed by theShipping Inspectorate.
The surveys should be performed as described in IMO Resolution A.746(18) "Survey Guidelines under the Harmonized
System of Survey and Certification", as amended.
Endorsements:
After each mandatory survey the certificate shall be endorsed by the surveyor of the Recognized Organisation,
local Administration of official of the Shipping Inspectorate. The Shipping Inspectorate shall be notified of this
endorsement.
Reporting procedure:
RO shall immediately inform NSI when in the course of a survey, a ship is found to be in operation with deficiencies or
discrepancies such that the condition of the ship or its equipment does not correspond substantially with the particulars
of its certificates, or the requirements of applicable international conventions and/or national or class requirements.
Any outstanding recommendations and/or conditions of class shall be reported to NSI.
When reporting to NSI the codes which are used in the Paris Memorandum of Understanding on Port StateControl (see list in 5) shall be added to the deficiencies.Statutory basis:Code of Safety for High Speed Craft (MSC. 36(63))
Period of validity:
Up to 5 years after initial or renewal date Application:
A written application for a HSC Certificate must be submitted to the Head of the Shipping Inspectorate.
Issue:A HSC Certificate and a Permit to Operate High Speed Craft are issued by the Head of the Shipping Inspectorate
Surveys and endorsements:
see Table on page 5
The surveys should be performed as described in paragraph 1.5 of the HSC code.
The Record of Equipment accompanying the HSC Certificate gives details of the radio equipment, the safety
equipment and the construction of the ship. A number of pages are also attached to the certificate for theendorsements relating to these items (radio, equipment and construction).
Radio
The radiosurveys shall be arranged as follows: surveys carried out in the Netherlands:
-Application for arrangement of an initialor renewalsurvey of the radio-installation and equipment must be submitted tothe Shipping Inspectorate and to RDR of the Ministry of Transport, Public Works and Water Management;
-Application for arrangement of a periodicalsurvey must be submitted by owner, master or agent directly to RDR.
Intermediary of the Shipping Inspectorate is not required; RDR will notify the Shipping Inspectorate;
surveys carried out abroad:
-Application for arrangement of an initialand renewalsurvey of the radio-installation and equipment must be submitted
to the Shipping Inspectorate. The Shipping Inspectorate will request the RO to arrange the radiosurvey and to draw up
an inspection report. This report and the data required for the record of equipment shall be submitted to NSI. After
approval of the inspection report a new certificate will be issued.
-Application for arrangement of a periodicalsurvey can be made by owner, master or agent directly to the RO who then
will arrange a radiosurvey. Intermediary of the Shipping Inspectorate is not required;.
EquipmentThe surveys of HSC passenger ships will be performed by the Shipping Inspectorate.
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For HSC carrying 12 or less passengers the initial and renewal surveys will be performed by the Shipping
Inspectorate.
The annualinspection of the safety equipment can be performed by a Recognized Organisation. After this survey, theSafety Certificate must be endorsed on the appropriate page and the Shipping Inspectorate notified of the
endorsement through the organization of the Society.
The periodicalsurvey of the safety equipment will be performed by the Shipping Inspectorate, which will also make
the endorsement. In exceptional cases, the Shipping Inspectorate may entrust this survey to a Recognized
Organisation.
Construction
All surveys (initial, renewal and periodical)will be performed by a Recognized Organisation. The results of the initialand
renewalsurveys will be passed on to the Shipping Inspectorate which will, after receiving supplementary information on
the radio, issue a new HSC Certificate. After annualsurveys have been performed and the construction found to be in
good order the Shipping Inspectorate must be notified.
Endorsements
The appropriate page of the certificate shall be endorsed after all surveys have been succesfully completed by RO or
by NSI when NSI has performed one of the surveys.
Reporting procedure:
RO or RDR shall immediately inform NSI when in the course of a survey, a ship is found to be in operation with
deficiencies or discrepancies such that the condition of the ship or its equipment does not correspond substantiallywith the particulars of its certificates, or the requirements of applicable international conventions and/or national or
class r equirements.
Any outstanding recommendations and/or conditions of class shall be reported to NSI.
When reporting to NSI the codes which are used in the Paris Memorandum of Understanding on Port State Control
(see list in 5) shall be added to the deficiencies.
Survey of the outside of hull and bottom of the ship
The outside of the hull and bottom of the ship shall be surveyed out of the water at each renewal or periodical survey.
On a case by case base the ship may be exempted from this requirement.
Results of the survey are to be sent to NSI.
3.9 INTERIM
CERTIFICATES Issue:
An interim certificate is issued by the Head of the Shipping Inspectorate. In exceptional cases, the Head of the
Shipping Inspectorate can request a Recognized Organisation to issue an interim certificate on behalf of NSI. The
nature of the circumstances that necessitates this, the type of certificate and the period of validity are decided by the
Head of the Shipping Inspectorate.
Application:
Applications for interim certificates should be submitted in the same way as the corresponding certificate issued by
the Shipping Inspectorate.
Period of validity:Normally not exceeding three months.
Extension of the validity:Extension of the validity is not possible.
Surveys:Surveys shall be performed in conformity with the instructions of the Head of the Shipping Inspectorate.
Reporting procedure:
RO shall immediately inform NSI when in the course of a survey, a ship is found to be in operation with deficiencies
or discrepancies such that the condition of the ship or its equipment does not correspond substantially with the
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particulars of its certificates, or the requirements of applicable international conventions and/or national or class
requirements.
Any outstanding recommendations and/or conditions of class shall be reported to NSI.
When reporting to NSI the codes which are used in the Paris Memorandum of Understanding on Port State Control
(see list in 5) shall be added to the deficiencies.3.10 INTERNATIONAL PASSENGER SHIP SAFETY CERIFICATE (PSC)
Convention:
International Convention for the Safety of Life at Sea, 1974 as amended 1978 SOLAS Protocol, 1988 Protocoland Res. A.883 (21).
Applies to:Ships carrying more than 12 passengers and are engaged in international voyages.
Period of validity:Up to 1 year after initial or renewal survey date.
Extension of validity:
Extension of validity of a PSC is possible in two cases. The validity may be extended with a period not longer than 3
months to enable a vessel to reach the port of inspection. The validity may be extended with a period not longer than 5
months when the renewal inspection has been carried out but the new certificate is not available yet.
For these extensions endorsements are available on the certificate.
Application:A written application for a Certificate must be submitted to the Head of the Shipping Inspectorate.
Issue:A Passenger Safety Certificate is issued by the Head of the Shipping Inspectorate.
Surveys and endorsements:see Table on page 5.
The surveys should be performed as described in IMO Resolution A.746(18) "Survey Guidelines under the Harmonized
System of Survey and Certification", as amended.
The Record of Equipment accompanying the Passenger Ship Safety Certificate gives details of the radio equipment,
the safety equipment and the construction of the ship. A number of pages are also attached to the certificate for the
endorsements relating to these items (radio, equipment and construction).
RadioThe radiosurveys shall be arranged as follows: surveys carried out in the Netherlands:
-Application for arrangement of an initial or renewal survey of the radio-installation and equipment must be
submitted to the Shipping Inspectorate and to RDR of the Ministry of Transport, Public Works and Water
Management;-Application for arrangement of a periodicalsurvey must be submitted by owner, master or agent directly to RDR.
Intermediary of the Shipping Inspectorate is not required; RDR will endorse SC and will notify the Shipping
Inspectorate;
surveys carried out abroad:
-Application for arrangement of an initialand renewalsurvey of the radio-installation and equipment must be submitted
to the Shipping Inspectorate. The Shipping Inspectorate will request the RO to arrange the radiosurvey and to draw up
an inspection report. This report and the data required for the record of equipment shall be submitted to NSI. After
approval of the inspection report a new certificate will be issued.
-Application for arrangement of a periodicalsurvey can be made by owner, master or agent directly to the RO who then
will arrange a radiosurvey. Intermediary of the Shipping Inspectorate is not required; the RSC must be endorsed by
the radiosurveyor and the Shipping Inspectorate must be notified of this endorsement.
Equipment
The surveys and the required annual fire and boat drills will be performed by the Shipping Inspectorate. Construction
All surveys will be performed by a Recognized Organisation. The results of the surveys will be passed on to the
Shipping Inspectorate which will, after receiving supplementary information on the radio, issue a new Certificate. An
inspection of the outside of the ship's bottom shall be part of the survey (see par. 2.3 of this guideline).
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Reporting procedure:
RO shall immediately inform NSI when in the course of a survey, a ship is found to be in operation with deficiencies or
discrepancies such that the condition of the ship or its equipment does not correspond substantially with the
particulars of its certificates, or the requirements of applicable international conventions and/or national or class
requirements.
Any outstanding recommendations and/or conditions of class shall be reported to NSI.
When reporting to NSI the codes which are used in the Paris Memorandum of Understanding on Port State Control
(see list in 5) shall be added to the deficiencies.3.11 INTERNATIONAL SAFETY CERTIFICATE (FOR CARGOSHIPS OF 500 TONS GROSS TONNAGE AND
MORE) (SC)
Convention:
International Convention for the Safety of Life at Sea, 1974 as amended
1978 SOLAS Protocol, 1988 Protocol and Res. A.883 (21)).
Applies to:Cargo ships of 500 tons or more engaged in international voyages.
Period of validity:Up to 5 years after initial or renewal survey date.
Extension of validity:
Extension of validity of a 5-year SC is possible in two cases. The validity may be extended with a period not longer
than 3 months to enable a vessel to reach the port of inspection. The validity may be extended with a period not
longer than 5 months when the renewal inspection has been carried out but the new certificate is not available yet.For these extensions endorsements are available on the certificate.
Application:
A written application for a Safety Certificate must be submitted to the Head of the Shipping Inspectorate by the
builder or owner of the ship.
Issue:A Safety Certificate is issued by the Head of the Shipping Inspectorate.
Surveys and endorsements:see Table on page 5.
The surveys should be performed as described in IMO Resolution A.746(18) "Survey Guidelines under the
Harmonized System of Survey and Certification", as amended.
The Record of Equipment accompanying the Cargo Ship Safety Certificate gives details of the radio equipment, the
safety equipment and the construction of the ship. A number of pages are also attached to the certificate for the
endorsements relating to these items (radio, equipment and construction).
Radio
The radiosurveys shall be arranged as follows:
surveys carried out in the Netherlands:
-Application for arrangement of an initial or renewal survey of the radio-installation and equipment must be
submitted to the Shipping Inspectorate and to RDR of the Ministry of Transport, Public Works and Water
Management;
-Application for arrangement of a periodicalsurvey must be submitted by owner, master or agent directly to RDR.
Intermediary of the Shipping Inspectorate is not required; RDR will endorse SC and will notify the Shipping
Inspectorate;
surveys carried out abroad:
-Application for arrangement of an initialand renewalsurvey of the radio-installation and equipment must be submittedto the Shipping Inspectorate. The Shipping Inspectorate will request the RO to arrange the radiosurvey and to draw
up an inspection report. This report and the data required for the record of equipment shall be submitted to NSI. After
approval of the inspection report a new certificate will be issued.
-Application for arrangement of a periodical survey can be made by owner, master or agent directly to the RO who
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then will arrange a radiosurvey . Intermediary of the Shipping Inspectorate is not required; the RSC must be endorsed
by the radiosurveyor and the Shipping Inspectorate must be notified of this endorsement .
EquipmentThe initialand renewalsurveys will be performed by the Shipping Inspectorate.
The annualinspection of the safety equipment can be performed by a Recognized Organisation. After this survey, the
Safety Certificate must be endorsed on the appropriate page and the Shipping Inspectorate notified of the
endorsement through the organization of the Society.
The periodicalsurvey of the safety equipment will be performed by the Shipping Inspectorate, who will also endorse the
certificate. In exceptional cases, the Shipping Inspectorate may entrust this survey to a Recognized Organisation.
Construction
All surveys (initial, renewal, annual and intermediate) will be performed by a Recognized Organisation. The results of the
initialand renewalsurveys will be passed on to the Shipping Inspectorate which will, after receiving supplementary
information on the equipment and the radio, issue a new Safety Certificate. After annualor intermediatesurveys have
been performed and the construction found to be in good order, the appropriate pages of the Safety Certificate will be
endorsed. The Shipping Inspectorate must be notified of the endorsement of the certificate through the organization of
the Society.
Reporting procedure:
RO shall immediately inform NSI when in the course of a survey, a ship is found to be in operation with deficiencies or
discrepancies such that the condition of the ship or its equipment does not correspond substantially with the
particulars of its certificates, or the requirements of applicable international conventions and/or national or classrequirements.
Any outstanding recommendations and/or conditions of class shall be reported to NSI.
When reporting to NSI the codes which are used in the Paris Memorandum of Understanding on Port State Control
(see list in 5) shall be added to the deficiencies.
Survey of the outside of hull and bottom of the ship
The outside of the hull and bottom of the ship shall be surveyed periodically as indicated in paragraph 2.3 of this
guideline. When the survey has been passed with good results the surveyor who has carried out the survey shall
mention the date of the survey on the international safety certificate. Results of the survey are to be sent to NSI.
For bulkcarriers and oiltankers > 500 GT the Enhanced Survey Programme is applicable. A dry docking shall be part
of the renewal survey.Statutory basis:Shipping Act
Applies to:All ships to which the Shipping Act applies.
Period of validity:Up to 5 years after initial or renewal survey date.
Extension of validity:
Extension of validity of a 5-year CoS is possible in two cases. The validity may be extended with a period not longer
than 3 months to enable a vessel to reach the port of inspection. The validity may be extended with a period not longer
than 5 months when the renewal inspection has been carried out but the new certificate is not available yet.
For these extensions endorsements are available on the certificate.
Application:
A written application for a Certificate of Seaworthiness must be submitted to the Head of the Shipping Inspectorate by
the builder or owner of the ship.
Issue:
Certificates of Seaworthiness are issued by the Head of the Shipping Inspectorate.
Surveys and endorsements:
The surveys should be performed as described in IMO Resolution A.746(18) "Survey Guidelines under the Harmonized
System of Survey and Certification", as amended.
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The initial and renewal surveys will be performed by the Shipping Inspectorate. The validity of the Certificate of
Seaworthiness remains valid as long as the required surveys have been carried out. For non-Solas vessels the CoS
shall be endorsed as far as applicable.The endorsements may be carried out by RO and RDR or NSI surveyor.
Reporting procedure:
RO or RDR shall immediately inform NSI when in the course of a survey, a ship is found to be in operation with
deficiencies or discrepancies such that the condition of the ship or its equipment does not correspond substantially
with the particulars of its certificates, or the requirements of applicable international conventions and/or national or
class requirements.
Any outstanding recommendations and/or conditions of class shall be reported to NSI.
When reporting to NSI the codes which are used in the Paris Memorandum of Understanding on Port State Control
(see list in 5) shall be added to the deficiencies.
More information see following paragraphs.3.12.1 CERTIFICATES OF SEAWORTHINESS
Ships of 500 tons gross tonnage and more
Once all the necessary international certificates have been endorsed by the various surveyors the validity of the
Certificate of Seaworthiness is confirmed.
In compliance with Shipping Order 1965/Solas Protocol 1988 extension of the validity of CoS is possible.
Extension of CoS is always linked to the extension of the international certificates.
3.12.2 CERTIFICATE OF SEAWORTHINESS
Ships of 300 tons gross tonnage or more, but less than 500 tons
The survey procedure for this category of ships is identical as for the category of ships of 500 tons gross tonnage or
more, but the endorsement procedure is different because for these a Safety Certificate is not issued. Ships in this
category do, however, have an international Radio Safety Certificate. The endorsement for the radio equipment is
made on the radiosafety certificate and the endorsements for the safety equipment and the construction are entered
on page 3/3 of the Certificate of Seaworthiness.
Once all the necessary international certificates (*) and parts of the Certificate of Seaworthiness have been endorsed
by the various surveyors, the validity of the Certificate of Seaworthiness is confirmed.
The Head of Shipping Inspectorate must be notified of all endorsements.
On page 2/3 the extension of the validity of the certificate of Seaworthiness as approved by SOLAS protocol 1988
and Ships Order can be mentioned.
On page 3/3 the dates of the survey of the outside of the ships bottom can be mentioned.
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(*) For ships smaller than 400 tons gross tonnage, this includes a Declaration of Compliance instead of a IOPP
Certificate.Ships less than 300 tons gross tonnage and vessels irrespective gross tonnage without propulsion
These vessels are not provided with a safety, a construction and a radiocertificate but nevertheless they shall have
their construction, equipment and radio-installation surveyed regularly. The endorsements for the various surveys
must be entered in the appropriate places on page 3/3 of the annex to the Certificate of Seaworthiness. Once the
Load Line Certificate and the Declaration of Compliance (national "IOPP Certificate") have been endorsed, the validity
of the Certificate of Seaworthiness is confirmed.
The Head of the Shipping Inspectorate must be informed of the endorsements by the RO or NSI surveyor.
On page 2/3 the extension of the validity of the certificate of Seaworthiness as approved by SOLAS protocol 1988 and
Ships Order can be mentioned.
On page 3/3 the dates of the survey of the outside of the ships bottom can be mentioned.
3.13 Document of Compliance / Authorization Convention
International Convention for the Safety of Life at Sea, 1974 as amended
In accordance with the Solas convention a vessel may need a Document of Compliance / Authorization.
A vessel constructed and equipped for the carriage of dangerous goods is provided with a Document of Compliance
(Ch.II-2, R.54). MSC/ Circ.642, containing additional requirements for the contents and validity of this Document, has
been adopted by the Netherlands.
A vessel fitted for the carriage of grain shall have a Document of Authorization (Ch.VI, 9).
Period of validityUp to 5 years after date of initial or renewal survey.
ApplicationAn application shall be submitted in writing to the Head of the Shipping Inspectorate.
IssueDocuments are issued by the Head of the Shipping Inspectorate.
Surveys
Document of Compliance:
initial and renewal survey will be carried out by NSI. During the annual surveys of Safety Construction Certificate and
Safety Equipment Certificate the equipment and construction items specific for the carriage of dangerous goods, will
be inspected as part of the general safety and construction survey. Generally this inspections will be carried by RO.
NoteDocuments issued after July 1996 have an annex for the annual endorsements. After annual survey the annex has
to be endorsed.
Document of Authorization
initial and renewal survey will be carried out by NSI.
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During annual surveys RO will inspect the relevant items as part of the safety construction survey.
Note
Documents issued after July 1996 have an annex for the annual endorsements. After annual survey the annex has
to be endorsed.3.14 Document of Compliance (DOC) and Safety Management Certificate (SMC)ConventionInternational Convention for the Safety of Life at Sea, 1974 as amended
Res. A. 741: International Management Code for the Safe Operation of Ships and for Pollution Prevention, as
amended
Applies to:
Ro-ro passenger ships: 1 July 1996
Passenger ships, tankers, gas carriers, bulkcarriers and modu's: 1 July 1998 All other ships: 1 July 2002
Period of validity
The validty of DOC and SMC shall not exceed 5 years from the date of issue. A provisional certificate may be issued
with maximum period of validity of one year in order to enable the company to implement a safety management
system in a new company and with a validity of 6 months to implement a SMC in a new ship or a new type of ship.
Extension of validity
Extension of the 5 year validity of DOC and SMC is not permitted. On rare occasions an interim certificate with a
short term validity may be issued after a written statement of RO has been received that an assessment has been
performed and that no non-conformities has been determined. The date of the assessment will be the assessment
date of the interim DOC/SMC.
Application
An application for DOC/SMC shall be submitted by RO (on behalf of owner) to Head of the Shipping Inspectorate.
Issue
DOC/SMC is issued by Head of the Shipping Inspectorate Assessments and endorsements
Initial, renewal or additional assessments for DOC/SMC will be performed by RO in close co-operation with Head of
the Shipping Inspectorate. Each assessment shall be annouced by RO.
DOC: an annual assessment within 3 months before or after anniversary datewill performed by RO. The assessment
for renewal of the DOC may be performed by RO in the 6 months period prior to the expiry date of the certificate.
SMC: an intermediate assessment shall be performed by RO in the 24 -36 months period after the anniversary date.
The renewal assessment shall be performed by RO in the 6 months period prior to the expiry date of the certificate.
After a succesfull assessment the certificate shall be endorsed by the assessor of RO. NSI shall be notified of this
endorsement.
Reporting procedure
RO shall send an assessment report to NSI.
RO shall immediately inform NSI when in the course of an assessment a ship or an owner is found to be in operation
with major non-conformities.
Any outstanding non-conformities shall be reported to NSI.
Flagging in/new registry
In consultation with NSI RO may issue interim SMC/DOC for foreign ship entering Netherlands Kingdom registry.
Data of the valid foreign certificate shall be used.4. SCHEMES PROCEDURES
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Procedures for surveys and endorsements of the certificates in the HSSC scheme.
Cargoships
above 500 GT ......................................................................................
above 300 GT but less than 500 GT ..................................................
less than 300 GT, and
ships irrespective their tonnage but without propulsion power....C
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Certificates:
Certificate of Seaworthiness
(cover certificate + 1 annexed
page) page 1/2: ships
particulars page 2/2:
extensions
Safety Certificate
with the aspects: radio
equipment
construction
IOPP
Loadline Certificate
NLS (if appropiate)
COF (if appropiate)
Survey:
Initial/renewal survey................................... (0 and 5 year)
Annual,periodical, intermediate survey.......(year 1, 2, 3 of 4)
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page 23Harmonized System of Survey and CertifcationGuideline for Surveyors and Masters, april 2000
Type HSSC-surveys: Initial (0 year) or Renewal (5 thyear) survey
Owner requests the Head of the Netherlands Shipping Inspection (HSI) for certificates
HSI/RDR reviews in-
spection report
HSI registers
When HSI has received the neccesary information concerning the surveys the certificates may be issued.
t concerns the following certificates: Safety certificate, Loadline certificate, IOPP certificate, Certificate of seaworthiness and if appropiate
adio Radio Construction Equipment Equipment Load Line IOPP/NLS/COF
hip in the Netherlands Ship abroad Ship in the Netherlands Ship in the Netherlands Ship abroad Ship in the Netherlands Ship in the Nederlands
or abroad or abroadwner requests RDR survey performed by
or survey and informs owner requests HSI to survey performed by NSI survey by (i) NSI survey performed by survey performed bySI arrange survey RO or if appropiate by RO NSI
NSI reports to HSI (ii) ROurvey performed by HSI requests RO to RO reports HSI about about the result in which case: RO reports to HSI NSI surveyor reports toDR arrange survey the result Inspection report to about the result HSI about the result
HSI registers HSIDR reports to HSI survey executed by RO HSI registers HSI registers HSI registersbout the result
HSI reviews inspection
RO issues inspection reportSI registers report
HSI registersinspection report to
SI/RDR
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pe HSSC-surveys : Annual (A), periodical(P) and intermediate (I) surveys (1, 2, 3 en 4 thyear)
e radio-, constructional- and equipment-aspects are incorporated in the Safety certificate.
hen the Safety certificate (SC), Loadline certificate (LLC), IOPP certificate and NLS or COF are endorsed thevalidity of Certificate of Seawo
d Line Radio Radio Construction Equipment IOPP NLS
p in the Netherlands Ship in the Netherlands Ship abroad Ship in the Netherlands Ship in the Netherlands Ship in the Netherlands Ship in the Netherlands
abroad or abroad or abroad or abroad or abroad
vey by RO owner requests RDR captain/agent requests survey performed by type surveys: survey by RO survey by RO
for survey RO to arrange survey RO 1 A(nnual)er good result: 2 A of P(eriodical) after good result: after good result: endorses LLC survey performed by RO performs survey after good result: 3 P of A RO endorses IOPP RO endorses NLS
RDR RO-surveyor endorses 4 A certificate certificate reports to HSI SCut result of survey after good result: after good result: Surveys by : RO reports to HSI RO reports to HSI
d endorsement of RDR endorses SC surveyor endorses SC RO reports result of A by RO about result of survey about result of surveyC and reports HSI survey P by NSI
RDR reports to HSI (delegation to RO is HSI registers HSI registersI registers about result and HSI registers possible after consul-
endorsement of SC HSI registers tation with HSI)
HSI registers after good results:
RO/NSI endorses SC
RO/NSI reports HSI
about the result of thesurvey
HSI registers
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Harmonized System of Survey and CertificationGuideline for Surveyors and Masters, april 2000
CARGOSHIPS > 300 GT but < 500 GT
Certificates:Certificate of Seaworthiness
(cover certificate + 2 annexed pages) page 1/3: ships particulars page 2/3:
extensions and date bottom survey
page 3/3: endorsement for:
constructional/equipment aspectsRadiosafety certificate tanker >150 GT: IOPP
certificate Cargo:3400 GT : IOPP certificate
Cargo: < 400 GT : Declaration of Compliance
Load Line certificate
NLS (if appropiate)
COF (if appropiate)
Survey:
Initial/renewal survey ....................................(0 en 5 year)
Annual, periodical, intermediate survey (year 1, 2, 3 of 4)
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page 32
B
1
B
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CARGOSHIPS >
300GT butlessthan500
GT
page 33HarmonizedSystem of Surveyand CertificationGuideline for
Surveyors andMasters, april2000
2
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CARGOSHIPS > 300 GT but less than 500 GT
page 34rmonized System of Survey and Certificationideline for Surveyors and Masters, april 2000
e HSSC-surveys: Initial (0 year) or Renewal (5thyear) survey
en HSI has received the neccesary information concerning the surveys the certificates may be issued.
oncerns the following certificates: Loadline certificate, IOPP certificate/Declaration of Compliance, Certificate of seaworthiness and if app
ificate.
wner requests the Head of the Netherlands Shipping Inspection (HSI) for certificates
dio Radio Construction Equipment Equipment Load Line
p in the Netherlands Ship abroad Ship in the Netherlands Ship in the Netherlands Ship abroad Ship in the Netherlands
or abroad or abroadner requests RDR owner requests HSI to survey performed bysurvey and informs arrange survey survey performed by NSI survey by (i) NSI survey performed by RO or if appropiate by RO
HSI requests RO to NSI reports to HSI (ii) ROvey performed by arrange survey RO reports HSI about about the result in which case: RO reports to HSIR the result Inspection report to about the result
HSI registers HSIR reports to HSI survey performed by HSI registers HSI registersut the result
RO
HSI reviews inspection
report registers RO sends inspection
report to HSI HSI registers
HSI issues certificate
HSI registers
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Harmonized System of Survey and CertifcationGuideline for Surveyors and Masters, april 2000
page 36
CARGOSHIPS < 300 GT and vessels irrespective tonnage
without propulsion Certificates:
Certificate of Seaworthiness
(cover certificate + 2 annexed pages: page 1/3:
ships particulars page 2/3: extensions
and dates bottom survey page 3/3:
endorsement for: -
constructional/equipment aspects -radio-
aspects
Declaration of Compliance
Load Line certificate
NLS/COF (if appropiate)
Survey:
Initial/renewal survey...............................
(0 en 5 year)
Annual, periodical, intermediate survey. .....(year 1, 2, 3 of 4)
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page 37nized System of Survey and Certifcationine for Surveyors and Masters, april 2000
C 1 CARGOSHIPS < 300 GT
HSSC-surveys: Initial (0 year) or Renewal (5
th
year) survey
er requests the Head of the Netherlands Shipping Inspection (HSI) for certificates
HSI/RDR reviews in-
spection report
HSI registers
n HSI has received the neccesary information concerning the surveys the certificates may be issued.
ncerns the following certificates: Loadline certificate, Declaration of Compliance, Certificate of Seaworthiness and if appropiate a NLS or C
Radio Construction Equipment Equipment Load Line Decl/NLS/COF De
the Netherlands Ship abroad Ship in the Netherlands Ship in the Netherlands Ship abroad Ship in the Netherlands Ship in the Nether- Sh
or abroad or abroad landsequests RO for owner requests HSI to survey performed byand informs HSI arrange survey survey performed by NSI survey by (i) NSI survey performed by su
RO or if appropiate by RO survey performed by orperformed by HSI requests ROl to NSI reports to HSI (ii) RO NSI RO
arrange survey RO reports HSI about about the result in which case: RO reports to HSIthe result Inspection report to about the result NSI surveyor reports to NS
orts to HSI survey performed by HSI registers HSI HSI about the result rehe result RO HSI registers HSI registers in
HSI reviews inspection HSI registersisters RO issues an inspection report HS
report reHSI registers
inspection report to HSR
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page 38nized System of Survey and Certifcationine for Surveyors and Masters, april 2000
p in the Netherlands Ship abroad
by
C 2 CARGOSHIPS
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page 39Harmonized System of Survey and CertificationGuideline for Surveyors and Masters
5. CODES TO BE USED TO IDENTIFY DEFICIENCIES
When reporting to the Netherlands Shipping Inspectorate the recognized organisations shall add the
following codes to the found deficiencies and discrepancies.
0100 Ship's Certificates
110 SOLAS safety equipment
111 SOLAS safety construction
112 SOLAS passenger safety113 SOLAS safety radio
114 Cargo ship safety
115 Harmonised system of
certificates
116 document of compliance
(DoC)
117 safety management
certificate (SMC)
0120 Load lines
130 Liquefied gases in bulk (Cert. of
fitness/GC code)
131 Liquefied gases in bulk (Cert. of
fitness IGC code)
0135 Minimum Safe Manning Certificate
140 Dangerous chemicals in bulk
(cert. of fitness/BC code)
141 Dangerous chemicals in bulk(cert. of fitness/IBC code)
0150 Oil Pollution Prevention (IOPP)
0155 Pollution prevention noxious liquid
substances
0170 Document of compliance
dangerous goods
0180 Tonnage certificate
0190 Ships logbooks compulsory
entries
0197 ISM certification in general
199 Other (ships certificates)
200 crew
0210 Minimum age
0220 Certificate of competency
0230 Number/Composition(according to safe manning
document)
0240 Medical certificates 0250
Certificated persons for survival craft
299 Other (crew)
300 accommodation
0310 Dirty, Parasites 0320 Ventilation,
Heating in living areas.
0330 Sanitary facilities
0340 Drainage
0350 Lighting in living areas
0360 Pipes, wires, (insulation)
370 Sick bay
371 Medical equipment
399 Other (accommodation)
400 food and catering
0410 Galley, Handling rooms
0420 Provisions
0430 Water, pipes and tanks
499 Other (food and catering)
500 working space
0510 Ventilation, Heating in work
areas
0520 Lighting in work areas
599 Other (working space)
600 Life saving appliances
610 Lifeboats
611 lifeboat inventory 0613 stowage
of lifeboats
615 rescue boats
616 rescue boat inventory 0618
stowage of rescue boats 0620
inflatable liferafts 0625 rigid liferafts
0628 stowage of liferafts 0630
launching arrangements for survival
craft 0635 launching arrangements for
rescue boats 0640 distress flares 0650
lifebuoys 0660 lifejackets 0663
immersion suits 0666 thermal
protective aids
669 radio lifesaving appliances
670 portable radio apparatus for
survival craft
671 radiotelegraph installation for
survival craft
672 EPIRBs for survival craft
673 2-way radiotelephone
apparatus for survival craft
674 emergency equipment for 2way
communication
675 general emergency alarm
676 public address system 0680
embarkation arrangements -
survivalcraft
683 embarkation arrangements -
rescue boats
684 means for recovery of lifesaving
appliances
0686 buoyant apparatus 0690 line
throwing apparatus
695 on board training and
instructions
696 record of inspections /
maintenance
699 other
700 fire fighting appliances
710 fire prevention
711 inert gas system 0715
detection
0720 fire fighting equipment 0725 fixed
fire extinguishing installation 0730
appliances (general equipment)
0735 personal equipment 0740
pumps
0745 ventilation, fire-dampers,
valves, quick closing devices,
means of control 0750 international
shore connection
799 other
800 accident prevention
0810 personal equipment 0820
protection machine/parts 0830
pipes, wires (insulation)
899 other
900 safety in general0910 hydraulic and other closing
devices/watertight doors 0915 signs,
indicators 0920 safety plans 0925
musters and drills 0930 stability and
strength 0936 steering gear 0938 hull
damage impairing seaworthiness 0940
ballast, fuel and other tanks 0945
emergency lighting, batteries and
switches 0950 electric equipment in
general
955 pilot ladders
956 gangway, accommodation
ladder
0960 means of escape 0970 location of
emergency installations
981 beams, frames, floors -
operational damage
982 beams, frames, floors -
corrosion
983 hull - corrosion
984 hull - cracking
985 bulkheads - corrosion
986 bulkheads - operational
damage
987 bulkheads - cracking
988 decks - corrosion989 decks - cracking999 other
1000 alarm signals
1010 general alarm
1020 fire alarm
1030 steering-gear alarm
1040 engineers alarm1050 inert gas alarm
1060 machinery controls alarm
1070 UMS-alarms
1080 boiler-alarm
1099 other
1100 cargo
1110 stowage of cargo 1120 grain
1130 stowage/packaging of dangerous
goods 1135 dangerous liquid chemicals
in bulk
1138 liquefied gasses in bulk 1140
other cargo 1150 loading and unloading
equipment 1160 holds and tanks 1170
dangerous goods codes
1199 other
1200 load lines
1210 overloading
1220 freeboard marks
1230 railing, cat walks
1240 cargo and other hatchways
1250 covers (hatchway-, portable-,
1260 windows, side scuttles
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page 40Harmonized System of Survey and CertificationGuideline for Surveyors and Masters
1270 doors
1275 ventilators, air pipes, casings
1280 machinery space openings 1282
manholes/flush scuttles 1284 cargo
ports/etc.
1286 scuppers, inlets, etc.
1288 freeing ports 1290 lashings
(timber)
1299 other
1300 mooring arrangements
1310 ropes, wires 1320 anchoring
devices 1330 winches and capstans
1340 adequate lighting
1399 other
1400 propulsion and auxiliary
machinery
1410 propulsion main engine
1420 cleanliness of engine room
1430 auxiliary engine
1440 bilge pumping arrangements
1450 UMS-ship
1460 guards/fencing around
dangerous machinery parts 1470
insulation wetted through oil
1499 other1500 navigation
1510 equipment 1520 shipborne
navigational equipment 1530 radar
1540 gyro compass
1541 magnetic compass
1550 lights, shapes, sound-signals
1551 signalling lamp 1560 charts
1570 nautical publications 1575
echo sounder
1580 log
1581 rudder angle indicator
1582 revolution counter
1583 variable pitch indicator 1585
rate-of-turn indicator 1590
international code of signals
1599 other
1600 radio
1610 auto alarm
1615 watch receiver 2182 kHz
1620 main installation
1621 MF radio installation 1623
MF/HF radio installation 1625
INMARSAT ship earth station 1630
reserve installation
1635 maintenance/duplication of
equipment 1640 direction finder
1650 vhf station
1651 VHF radio installation 1655facilities for reception of
marine safety information
1660 radio telegraph installation
lifeboat
1670 portable radio installation
1671 satellite EPIRB 406 Mhz / 1.6
Ghz
1673 VHF EPIRB 1675 ships radar
transponder 1677 reserve source of
energy 1680 radio log (diary)
1685 operation/maintenance
1699 other
1700 marine pollution - annex I
1710 oil record book 1705 shipboard
oil pollution emergency plan
(SOPEP)
1720 control of discharge of oil
1721 retention of oil on board 1725
segregation of oil and water
ballast
1730 oily water separating
equipment
1735 pumping, piping and
discharge arrangements of oil
tankers.
1740 oil discharge monitoring and
control system 1745 15 PPM alarm
arrangements 1750 oil/water interface
detector 1760 standard discharge
connection 1770 SBT, CBT, COW1780 pollution report 1790 ship type
designation 1795 suspected of
discharge violation
1799 other
1800 tankers
1810 cargo area segregation
1815 air intakes
1816 wheelhouse door, - window
1820 cargo pumproom/handling
spaces
1825 spaces in cargo areas 1830
cargo transfer
1835 cargo vent system
1836 temperature control 1840
instrumentation1850 fire protection cargo deck area
1860 personal protection
1870 special requirements
1880 cargo information 1885
tank entry
1899 other
1900 marine pollution - annex II
1900 cargo record book 1911 P & A
manual 1920 efficient stripping 1925
residue discharge systems 1930
tankwashing equipment 1940
prohibited discharge of NLS slops
1960 cargo heating systems - cat. B
substances 1970 ventilation
procedures / equipment 1980
pollution report - annex II 1990 ship
type designation - annex II
1999 other (annex II)
2000 SOLAS related operational
deficiencies **)
2010 muster list.
2015 communication
2020 fire drills
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page 41Harmonized System of Survey and CertificationGuideline for Surveyors and Masters
2025 abandon ship drills 2030
damage control plan 2035 fire control
plan 2040 bridge operation 2045
cargo operation 2050 operation of
machinery 2055 manuals, instructions,
etc. 2060 dangerous goods or harmful
substances in packaged form
2099 other
2100 MARPOL related
operational deficiencies **)2110 oil and mixtures from machinery
spac