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I· · b-Part Vil, line 16. This was purchased on December I I, 1993 or $11,2 l 0.00 c-Part VII,...

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L - POSITION NAME OF QANlZA TION/ENTITY ; . - - · - ---� - ·-------- PARTIES AND TERMS -- -- --- -- -- -- -- -- -- -- · -- " .: · i I Report Required i•.1' the Ethics FINANCIAL DISCLOSURE REPORT AO JO in Goverment Act of! 978 Rev. 112008 FOR CALENDAR YEAR 2010 (5 U.S.C. opp.§§ 101-1 I I) l. Person Reporting (last name, first, middle initial) M lller, Jr., Robert L. 2. Court or Organization U.S.D.C. (IN) 3. Date of Report 05/! 3/20 I 0 4. Title (Article Ill judges indicate active or senior status; magistratejudges indicate fll or part-time) ODislrict Judge (active) Sa. Report Type (check appropriate type) r• Nominalion, Date 0 Initial 0 Annual 0 Finol 6. Reporting Period Ol/Oli2010 to 12/3112010 Sb. D Amended Report 7. Chambcr5 or Ofce Address 325 Robert A. Grant Fed. Bldg. 204 S. Main St. South Bend, IN 46601 8. On the basis of the information contained in th is Heport and any modifcations pertaining thereto, it is, in my op inion, in compliance l\'ith applicable laws and regulations. Reviewing Oficer ·-· ·-- D:tte .1PORTANT NOTES: The instructions accompanying thi form m1st be followed. Complete all parts, checkitg the NONE box for each par/ where you have 110 reportable information. Sign on last ptt g•'· I. POSITIONS. (Reporting indMdual only; seepp. 9-13 offlilig instmc1io11s. [ NONE (No reportable positions.) I. 2. 3. 4. - - ·-- - ----- - - 5. JI. AGJtEEMENTS. (Reporting illdivlduaf 011/y; see pp. 14-16 offli11g i11slmctio11s.) C NONE (No reportable agreements.) L 4/06 West Pub. Co. - Royalties, 15% (3d edition oflawbook) --- -- -- 2. 4/09 West Pub. Co. - Royalties, 15% - annual lawbook 3. 4/09 West Puh. Co. - supplement to 2d edltion - Royalties 15%
Transcript
Page 1: I· · b-Part Vil, line 16. This was purchased on December I I, 1993 or $11,2 l 0.00 c-Part VII, line 17. This was purchased in d-Part VII, line 9. This IRA consists solely

LJ

-

POSITION NAME OF QRGANlZA TI ON/ENTITY

; . --------------· -·----·---�----·---------

PARTIES AND TERMS

----- ------- --· --- --- ------ ---------- ----- ----

----- ------ · ----

"

..::: ·

i I

Report Required i•.1' the Ethics FINANCIAL DISCLOSURE REPORT AO JO in Government Act of! 978

Rev. 112008 FOR CALENDAR YEAR 2010 (5 U.S.C. opp.§§ 101-1 I I)

l. Person Reporting (last name, first, middle initial)

M lller, Jr., Robert L.

2. Court or Organization

U.S.D.C. (INN)

3. Date of Report

05/! 3/20 I 0

4. Title (Article Ill judges indicate active or senior status; magistratejudges indicate full or part-time)

ODislrict Judge (active)

Sa. Report Type (check appropriate type)

r• Nominalion, Date

0 Initial 0 Annual 0 Finol

6. Reporting Period

Ol/Oli2010

to

12/3112010 Sb. D Amended Report

7. Chambcr5 or Office Address

325 Robert A. Grant Fed. Bldg. 204 S. Main St. South Bend, IN 46601

8. On the basis of the information contained in th is H.eport and any modifications pertaining thereto, it is, in my op inion, in compliance l\o'ith applicable laws and regulations.

Reviewing Officer ·-· ·---D:tte

.li11.PORTA.NT NOTES: The instructions accompanying this form m11st be followed. Complete all parts, checkittg the NONE box for each par/ where you have 110 reportable information. Sign on last pttg•'·

I. POSITIONS. (Reporting indMdual only; seepp. 9-13 offililig instmc1io11s.)

[{] NONE (No reportable positions.)

I.

2.

3.

4. ----- -··---- ------·- ---

5.

JI. A.GJ EEMENTS. (Reporting illdivlduaf 011/y; see pp. 14-16 offlli11g i11slmctio11s.)

C NONE (No reportable agreements.)

L 4/06 West Pub. Co. - Royalties, 15% (3d edition oflawbook) ---·--- ---- -----

2. 4/09 West Pub. Co. - Royalties, 15% - annual lawbook

3. 4/09 West Puh. Co. - supplement to 2d edltion - Royalties 15%

Page 2: I· · b-Part Vil, line 16. This was purchased on December I I, 1993 or $11,2 l 0.00 c-Part VII, line 17. This was purchased in d-Part VII, line 9. This IRA consists solely

of filing

SOURCE AND 'TYP

----· · ---- ------ ----- ------ ----··-------------

/RCE

SOURCE

·-----------

----·------------ ----

------ ------ ---- ----- ----- ------ ----

ITEMS PAll)

-----·· ---

----- ··--- ---·-----

---··-- ----- ----- ---·-- -----------------------------

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

05/13/2010Miller, .Jr., Robert L. Page'2 of7

JIJ. N 0 N-INVESTMENT INC 0 lVJE. (Reporting indi>'itlual and spo!lse; see pp. J 1-24 instructions.)

A. Filer's Non-Investment Income

NONE (No reportable non-investment income.) D

1. 2010 Thomson-West Publishing Co. - royalties

TN COME (yours, not spouse's)

$30,644.89

2.

3.

4.

B. Spouse's Non-Investment Income - If you were married during any portion of//1e rept>rting year, complete 1/Jis section.

(Dollar (1mount not required except/or honoraria.)

D NONE (No reportable non-investment income.)

SO!

I. 2010 State oflncliana - salary

2.

AND TYPE

3.2010 Notre Dame Univ1!rsity - salary

4.

IV. REIMBURSEMENTS -tmnsportation, lodging,:fiwd, en/atainment.

(Includes Jhose to spouse and dependent children; see pp. 25-27 of.filing inslructions.j

[2J NONE (No reportable reimbursements.)

1.

2.

3.

LOCATION PURPOSE

4.

OR PROVIDED

-.. --- -- - ·----- ----··-----· ---- ----- -- ----

5.

Page 3: I· · b-Part Vil, line 16. This was purchased on December I I, 1993 or $11,2 l 0.00 c-Part VII, line 17. This was purchased in d-Part VII, line 9. This IRA consists solely

---- ------

--------

--- ··-----·----- -------- --------

------ -----------------··------·-·---- --------------- ---- -- -----···--

----

· ------------------------------------

---··---·------- · ------ ···------ -------

Name of Person Repol"ting Date of Re1wrt FINANCIAL DISCLOSURE REPORT ' '

Miller, Jr., Robert L. 05/13/2010Page 3 of7

V. GJFTS. (/J1cludes those to spou.<;.e aud depende11t children.; see pp. 18-31 of filing instructions,)

[2J NONE (No reportable gifts)

SOURCE DESCRIPTION

!.

2.

3. --··--- -- ------- ---·-------·-- ------···--- --------

4. ---------- -------- - - · -- -·---·-·-- -----···--·---- -- ---- ------·- --- -·---··· --·--·--·---

5. ··---- -

VI. LIABILITIES. (lnc/udes those of spouse rtnd depende111 chi/r/ret1; see pp. 32--33 of fili11g ins/ructions.)

[2J NONE (No reportable liabilities.)

CREDITOR VALUE CODE

I.

2.

3.

4.

5_ ----·--------

Page 4: I· · b-Part Vil, line 16. This was purchased on December I I, 1993 or $11,2 l 0.00 c-Part VII, line 17. This was purchased in d-Part VII, line 9. This IRA consists solely

I

--;y 1L .. Ide; }-:-;,, j"�, ��1t ___ _

:d· :: - --:•Y t .;::� )

! i

!

;

I I 112.

!

! I I

A

I

,__ ----·--

I ! i I

i I

I I

!

- i

I A. 8. I · · --··----- ----- [;---- ----- ; t Gro s value at end of_.[ Transaclions during reporting period !Description of Asset Income during

(including trust assets) i reporting p riod reporting period

-I v .e v c I

-, ... !:. 1·· v :IC I :er___

Cock 2 Method 1 buy, sell, Month- , Code 2 Code 1 : buyer/seller) Place "(X)" after each asset I YP. 2ic g.,

ex.empt from prior disclosure j Code 1 i div . rc:nt, i (A-H) I orint.)

' ----- ---- -------------- ___L__;_ ii-r) ; 1__ _j__(J-r) -: : _ L__ ·--J

J. Sprint Corp. (common)

2. IRA - Raymond James -h

3. Investment Co. of America (mut fund) Am erican Funds family;

4. Fundamental Investors Inc (mut fund) Ameci can Funds family

i 5. New Perspective Fund (mutual fund) American Funds family

! 6. Smaltcap World Fund (mut fund) American Funds family

7. New Economy Fund (mut fund) AmericanFunds family

8. Touchstone Growth Value (mut fund) Touchstone family

9. IRA - Raymond James -d

! 10 Heritage Cash Trust

l l. Touchstone Emerging Growth Fund (mut fu nd) Touchstone family

Touchstone Growth Value Fund (mut fund) Touchstone family

I 3. IRA - Standard Federal Dank

14. Raymond James -a

115. 16. ,I 044% interest in unit at Disney World

11. undivided interes1 in real estate in Cass Cou nty, Ml

I. lni;omc Gain Co..ic : A .,,$1,000 or lcsi;; (See Col\.1mM Bl a.ntl 04)

2. Value Codes (See Columns Cl and 03)

F •$50,001. $100,000

J •$15,000 or less N $250,001 - $500,000

3. Value Method Codes (Sec Column C-2)

P3 •$25,000.001 - S.50,000,000

Q =Appraisal U =Book Value

A

A

A

A

A

A

A

A

A

Dividend J

Dividend K

Dividend J

Dividend K

Dividend J

Dividend K

None J

Distribution J

None K

None K

Interest J

Dividend J

None J

None J

B $1,0UI - $2,)00G =$100,001 -SI,000.000

K-SJS,001 • SS0,000

0 =$500,001. $1,000,(){)()

R =Cost (Real !:state Only) \I =Other

T

T

T

T

T

T

T

T

T

T

T

T

R

R

____ ____ -----· ··-

--·· --· ---· <>S2,50! - $5,000HI =$1,000,001- S5.000,000 L-$50,001 -$100,00-0Pl =$1,000,001 - $5,000,000

N =:vior than S 0.000,000

S "'Assessment W =Estimated

D SS.001 - $15,000 H2 =More than S5 000,000 M=$100,00t - $250.000 P2 45,000,001 - $25,0fJ0,000

T =Cash M:uket

r

i

i

..

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT ' Miller, Jr., Robert L 05/13/2010Page 4 of7

VII. INVESTMENTS and TRUSTS -income, vatue, 1ram-ac1ions anc111aes r1t»Se ofspouse and dependent c/Jildren; see pp. 34-60offiU•;g1m1r11c1io11s.J

D NONE (No reportable income, assets, or transactions.) - c-:- -- -- - -- --------

Page 5: I· · b-Part Vil, line 16. This was purchased on December I I, 1993 or $11,2 l 0.00 c-Part VII, line 17. This was purchased in d-Part VII, line 9. This IRA consists solely

I I rnarketj"l

,20. i ..

(2) --,-(3)1

---··-··· -

I

I I i i i

A. C. 1

Code I

{!)--,- ( - - --(JJ-/(2)-

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Miller, Jr., Robert L. 0511J/2010Page '5 of7

aepent1e111 c!Jilt1ren; see pp. 34-6011/filinc instr11c1ions.J VII. INVESTMENTS and TRUSTS --income, vu1ue, 1ransac1io"" (1nc111aes 111ose of spouse ana

D NONE (11/o reportable income, assets, or transactions.) ----- -· 1f. D. Description of Assets

(including trust assclS} Gross value ·at end of

B. Income during Transactions. during reporting period'

reporting period reporting period

Amount Type (e.g., Value Valuediv rent, 2 , Code Method-ll}J _ : i t.)- redemption) L_ ----

(l) (4) (5) Date I Gain

huycr/seller

(A-H) (if private

Place "(X)" after each asset

exempt from prior disclosure Type (e.g., Value Jdcnlily of

ibuy, sell, Code IMonth- Code 2 (J-P)DayL - (J-P) •- . ! .

18.

19. Jst Source Bank money B Interest M T

Cent111y Tel -g A Dividend .J T ..

I 1 1;-Q;,; C-odcs -- -p::st.001) or I B •$1.(101 - S2.500 D =Sl,001 -$15,000 E =$15.00J - 550.000 I C =$2.501 - SS.000 F •SS0.001 $100,000 G =SI00,001-$1,000.000 Ill =$1,000,001 -S5,000,000 (SecCnlumns Bl and 04) - H2 =-More than S5,000,00Q

2 K=s1s:oo1-sso.oc<l l.=$50,oot-$100,000 M =$100.00 -Velue Code$ J '-"Sl 5,000 or less l $2SO.Ot10 N •$250,001 - $500.000 0 •$500,001 -Sl,000,000 Pl =Sl.000.001 - $5.000,000 P2 =$5,000,001 · $25,000.000(Sec Column> Cl and 03) PJ =S25.000.00I - $50,000.000 P4 =More lllan $50,000,DOO

3 Value Method Codes Q -..Appraisal R =Cost (Rea! Estate Only) ! S =Ass.i:s.smem (See Column C2) V==01h1:rU =Book Value W =Estimated

Page 6: I· · b-Part Vil, line 16. This was purchased on December I I, 1993 or $11,2 l 0.00 c-Part VII, line 17. This was purchased in d-Part VII, line 9. This IRA consists solely

Name of Person Reporting Dote of Report .FIN4-NCJAL DISCLOSURE REPORT

Page 6of7 Miller, .Jr., Hobert L. 05/J 3/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Value Code M -

(lndicatepartofReporL)

J 9. 1st Source Bank money market!IJIAmt Code - B - Income type Interest - Value Method T

Additional information or Explanations from Part VII Investments and Trusts a-Part VII, Line l 7. This accGunt holds the Sprint common stock shown on line I of Part VU. There is no additional value to this account beyond the Sprint stock.

b-Part Vil, line 16. This was purchased on December I I, 1993 for $11,2 l 0.00

c-Part VII, line 17. This was purchased in

d-Part VII, line 9. This IRA consists solely

transaction for $1.00 on October JO, 1998.

of the assets listed on lines 10-12 of Part VII. There is no additional value to this account.

g- Part VI I, line 20 - Embarq common stock became Century Tel common stock on 7!1!09. No cost or gain were involved.

h - Part Vil, line 2 - This IRA consists oft he assets listed on lines 3-8 of Part VII.

Page 7: I· · b-Part Vil, line 16. This was purchased on December I I, 1993 or $11,2 l 0.00 c-Part VII, line 17. This was purchased in d-Part VII, line 9. This IRA consists solely

----------- --- ---··-------

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

N me of Person Reporting Date or Report ,FINANCIAL DISCLOSURE REPORT

Miller, Jr., Robert L. 05/! 3/2010 Page 7 of7

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 V.S.C. app. § 501 ct. seq., 5 V.S.C. § 7353, and .Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY ANO Wll.l•'ULLY FAl.SIFIES OR FAILS TO FILE nns REPORT MA y BE SUB.TE CT TO CJVIL

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee om Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544


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