IIIB RICE Digital Audit ProgramsFromAuditNet

7/24/2019 IIIB RICE Digital Audit ProgramsFromAuditNet

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Listing of audit programs from AuditNet website

Items in bold are related to IS audits

401 K Plan Audit Program

401K Audit Program (Mar 04)

401K Loan Audit Program

403B Retirement Plan

A/E Design Prie Audit ProgramA!senteeism "#$

AB% #on&ersion Audit Program ('004)

Acceptable Use Review Internet & Phones-onstruction !Nov "#$

Aess #ontrol ailit Re&ie* (Part 1 of ')

Aess #ontrol ailit Re&ie* (Part ' of ')

Access ontrols

Access ontrols Audit Program

Access Securit% heclist

Access Securit% heclist !'ord$

Aounting + Ban,ing (A-ril '011)Aounting De-artment Audit Program ('004)

Aounting De-artment Re&ie*

Aounting for Ad&ertising Re&enue (%ord)

Aounting .eet ormat .tle for Eel

Aounts Paa!le

Aounts Paa!le

Aounts Paa!le + Disounts

Aounts Paa!le + .ools

Aounts Paa!le (A-ril '010)

Aounts Paa!le Audit Anti+raud #ontrols uide (Mar '011)Aounts Paa!le #ontrols 2esting (t '00)

Accounts Pa%able (odule I) ontrols !Nov "*$

Aounts Paa!le Purasing Audit Program (-df)

Aounts Paa!le $uestionnaire (5ealtare) (t 06)

Accounts Pa%able SAP Application ontrols

Accounts Pa%able SAP Ris (atri+ !'ord$

Aounts Paa!le .elf+Assessment $uestionnaire (7ul 04)

Aounts Reei&a!le

Aounts Reei&a!le

Aounts Reei&a!le (A-ril '010)

Aounts Reei&a!le (Aug 08)

Aounts Reei&a!le (e! '010)

Aounts Reei&a!le Audit Proedures (7anuar '013)

Aounts Reei&a!le #e,list+Distri!ution Business (9o& 06)

Aounts Reei&a!le #ontrol+.er&ie "ndustr (9o& '00)

Areditation #riteria Audit Program (7an '006)

Arual Audit Program

Aruals Audit Program uide (August 04)


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Arued Lia!ilities and ter Paa!les

A#/:2AM Re&ie*

A#' Re&ie*

A#'/:M Re&ie*

A, Audit !une ."//$A, ompliance Audit ."//

A#5 "#$ (ls)

A#5 2ransations Audit Program (/1/03)

AL Scripts for 0eginners

A;uiring < Dis-osing of Personal "nformation+o& (7une 0=)

A;uisition Due Diligene #e,list (t 04)

A#$>"."2"9? "9#"DE92? B>."9E.. #92"9>"2@ A9D #MPL"A9#E .E#>R"2@

Ation "tem Matri (7une 06)

Atuarial Reser&es (A-ril '013)

Administration De-artment Audit Program (A-ril 04)Admissions < 2ransfers (.ools) "#$ (10/1/03)

Advanced 1+cel Practice )ools

Ad&ertising < Promotional+Retail (De 06)

Ad&ertising #ontrat Audit Program

Airline #atering Audit Program

A" Audit Program

A" #ontrol and Ris,s

A" .eurit "ssues (01/04)

Alool 5arm Redution .trateg (o&ernment) "#$ (De '004)

AML #e,list (August '00)

Anti Mone Laundering $uarterl Re&ie* #e,list (t 04)

Anti+raud #om-liane #e,list (#PA) (7une '010)

Anti+Mone Laundering Audit (t 08)

Anti+Mone Laundering Matri uide (9o& '010)

Application Audit Program-,ealthcare !2eb "#$

A--liation #ontrols (Portuguese) (9o& 04)

Application ontrols !Sep "3$

Application ontrols Audit Program !"/4"*$

Application ontrols 5uestionnaire !Sep "*$

Application Information Securit% !Sep "#$

Application Infrastructure !"/4"*$

Application Logical Securit% and hange (anagement !2eb "6$

Application Securit% Audit Program !ul% .""*$

Application Securit% Review !"/4"*$

Application S%stems I) Audit Program

Appropriate omputer Use-7overnment !Sep "#$

AS *"" !(a% ."/"$

Annual Ris, Assessment %or,seet (7ul 04)


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AS *"" I5 !(a% "*$

AS *"" Information Securit% Audit Program !8ct "*$

AS *"" Securit% Review /

AS *"" Securit% Review .

AS4*"" ontrol (atri+ !94/4":$AS*"" Audit Program

AS*"" Audit Program !pdf$

AS*"" 8perations Audit Program !(ar ";$

Assessment of Internal ontrol over 2inancial Reporting

Asset "m-airment #ontrol Matri (e! '011)

Asset+Lia!ilit/2reasur Management

Assurane Re&ie*

Atleti Ati&ities + .ools

A2M "#$+Ban,ing (7ul 08)

A2M 9et*or, "#$ (7ul 04)A2M+E2 #ontrols "#$ (t 04)

Attendane Aounting + .ools

Audio Res-onse >nit (t 08)

Audit #ommittee .elf Assessment

Audit #om-letion #e,list + >tilit (7une 06

Audit inding Ran,ing .stem (1'/1/03)

Audit inding 2ra,ing %or,seet

Audit inding %rite >- %or,seet

Audit rading Matri

Audit uide for %e! Based A--liations (%ord) (-df)Audit Materialit Assessment (9o& 04)

Audit 9otiation Letter

Audit Plan and .edule (A-ril '00)

Audit Plan "nter&ie* .eet (A-r 06)

Audit Plan $uestionnaire

Audit Plan 2em-late

Audit Planning Memo

Audit Planning Memo 2em-late (Ma '011)

Audit Proess #e,list ( Ref to ""A .tandards) (7ul 06)

Audit Proet 2ime Budget (e! '010)

Audit Reommendation ollo* >- 2ra,ing .eet (7an 08)

Audit Re-ort #olor Rating .stem(A-ril 04)

Audit Re-ort Re&ie* #e,list (9o& 0=)

Audit .atisfation eed!a, orm (Mar 06)

Audit .te-s for Automoti&e .u--liers

Audit 2ime .eet (e! 04)

Audit >ni&erse Ris, .oring Matri

Audit %or, Program 2em-late


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Audit %or,-a-er .ummar

Auditing #"#. A Beginners uide (.e- '00)

Auditing ied Asset Reords using %e! #AA2

Auditing in an SAP 1nvironment

Auditing I) Infrastructure and 8perations !ul% "*$Auditing M:.

Auditing 8racle Applications Primer for Internal Auditors

Auditing 'indows 'eb Server IIS ;


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AuditorHs uide to Doumenting #ontrols (7an 0=)

Automating %or,ing Pa-ers for %ord 8I0

Automoti&e Audit Program Pa,age

Baan A--liation .eurit

Baan Audit Program (/1/03)Baan Business Proess #ontrols

Ba,ground .reening "#$ (A-ril 04)

0acup and =ata Retention Audit Program

0acup and Recover% ontrol (atri+ !2eb ."//$

0acup Procedures and =isaster Recover% Audit Program

Bad De!t .ales Audit Program (Mar 06)

Balane .eet Aount Reoniliation (7une '010)

Balane .eet #ontrol Re&ie* and Planning (De 08)

Balane .eet Reoniliation Audit Program (7ul 08)

Ban, and #asBan, Audit Program

Ban, Bran Audit

Ban, Bran Audit (e! '00)

Ban, Bran #onsumer #om-liane $uestionnaire (Aug 06)

Ban, #onrmation Letter

Ban, #onsumer #om-liane "#$

Ban, Re&aluation $uestionnaire

Ban, "nsurane Audit Program

Ban, "n&estments (A-ril '013)

Ban, "tems Proessing Audit ProgramBan, Management "nformation .stem+Ban,ing (Mar 08)

Ban, Premises and E;ui-ment Audit Program (De '004)

Ban, Reoniliation (A-ril '010)

Ban, Reoniliation Audit Program

Ban, Reoniliation Audit Program (7une 04)

Ban, Reoniliation Proess

Ban, Reoniliation %or,!oo, (7anuar '01')

Ban, Ris, Assessment $uestionnaire

Ban, .ere At Audit Program

Ban, .ere At Audit Program (A-r 06)

Ban, .ere At Audit .o-e < Result (A-r 06)

Ban, .ere At #om-liane uide (7une '011)

Ban, .ere At #om-liane uide '011

Ban, .ere At .etion 314a Audit Program (t 04)

Ban, .eurit Proedures (Ma 04)

Ban,ers Automated #learing .stem (BA#.) Audit Program (De '004)

Ban,ing + Bran Audit Program

Ban,ing + B.A Eem-tions


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Ban,ing + B.A .us-iious Ati&it Re-ort #om-liane %or,seet

Ban,ing + #as .eurit "#$

Ban,ing + De-osits Audit Program

Ban,ing + Eletroni Ban,ing %or, Program

Ban,ing + Re&aluation Audit ProgramBan,ing Bran A2M Audit #e,list (De 06)

Ban,ing Bran "#$

Ban,ing Bran Retail -erations Ris, Assessment >K (%ord)

Ban,ing Bran .eurit Audit

Ban,ing B.A #om-liane Audit Program (Ma 06)

Ban,ing B.A #urren 2ransation Re-ort 2est %or,seet (Ma 06)

Ban,ing B.A 9ame of Eem-t Person %or,seet

Ban,ing Business #ontinuit

Ban,ing #ard Proess

Ban,ing #as and 9egotia!le "temsBan,ing #RM

Ban,ing Disaster Reo&er and J .ite .torage

Ban,ing E-enses (e! '00)

Ban,ing "#$ (7ul 06)

Ban,ing "nome (e! '00)

Ban,ing "n&estments (e! '00)

Ban,ing Loan Re&ie* + AutoriFation and Re-orting

Ban,ing Loan Re&ie* + #om-liane

Ban,ing Loan Re&ie* + Data "ntegrit

Ban,ing Loan Re&ie* + eneral Audit Re;uirementsBan,ing Loan Re&ie* + ter Real Estate *ned

Ban,ing Loan Re&ie* + Psial .afeguards

Ban,ing Loan Re&ie* + Reoniliation

Ban,ing Loans + D.R" and Em-loees (e! 0)

Ban,ing Regional Bran Audit

Banan :ines Audit Program

Benmar, Retail -erations

0enfordDs Law )ool

0enfordDs Law )ool August ."//

Billings for Reinsurane Reo&era!les "#$ (/1/03)

Bingo Audit Program

Bla,!err 2esting Matri (7une 08)

Board .ummar (7ul 04)

Borro*ed unds Audit Program (De '004)

Borro*ing "#$+#ommerial #redit (A-r 08)

Bran %areouse (Distri!ution)

Bri!er raud %or,!oo, (De '010)

Budget #ontrol


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Budget #ontrols Audit Program (August 04)

Budget #ontrols Audit Program (Ma '00)

Budget 5ours .-readseet (e! 04)

Budgetar #ontrol "#$ (/1/03)

Budgeting Proess (7ul '00)Building "ns-etions Reei-ts Re&ie*

Business A--liation Re&ie*

Business #ase Re&ie* #e,list (Ma 06)

0usiness ontinuit% !une ."/"$

0usiness ontinuit% Audit Procedures

0usiness ontinuit% Audit Program-2inancial Services !=ec ";$

0usiness ontinuit% =isaster Recover% (anagement

0usiness ontinuit% Planning Audit

0usiness ontinuit% Planning )emplate

0usiness ontinuit% Ris Assessment !une ."//$0usiness Impact Anal%sis 2orm

0usiness Impact Anal%sis 5uestionnaire

Business Liense 2a Audit+o&ernment (Ma 08)

Business Plan Audit Program (11/1/03)

Business Reo&er Planning (A-ril '011)

Business Ris, Analsis (%ord) (-df)

Business >nit Analsis (to!er '01')

Business >nits "#$ (A-ril 04)

Business :aluation #as lo* :aluation 2em-late (e! '01')

#A+1 2a-e Management .stem Re&ie*#A+11 Restart Management .stem Re&ie*

#A+= 7o! .eduling .stem Re&ie*

AA))s - 2raud =etection with Active=ata Eip 2ile

AA))s - ,ealthcare omputer Assisted Audit )echniBues

AA))s - )rade Receivables !)opAA)s$ !Sep "6$

AA))s Accounts Pa%able Audit )ests !ul% "3$

AA))s omputeriFed Inventor% S%stem Audit )ests !ul% .""3$

AA))s 1ducation Audit )ests !ul% .""3$

AA))s 2inding 2raud with 1+cel !April ."/:$

AA))s 2raud Audit )ests !ul% .""3$

AA))s I) Audit )ests !ul% .""3$

AA))s Pa%roll Audit )ests !ul% .""3$

AA))s Securit% Audit )ests !ul% .""3$

AA))s )esting b% Area Audit )ests !ul% .""3$

AA))s )esting b% Industr% Audit )ests !ul% .""3$

#aas de Aorro "#$ (De '004)

#all #enter Audit Program

#all #enter Audit Program


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#am-us Audit Elementar + .ools

#am-us Audit 5ig .ools + .ools

#a-ait >tiliFation Metodolog

#a-ital Aounting "#$

#a-ital A;uisition Re&ie* #e,list#a-ital Assets Aounta!ilit+o&ernment

#a-ital Assets and De-reiation o&ernment

#a-ital #ost Audit Program

#a-ital E-enditures

#a-ital E-enditures Post #om-letion Audit Program

#a-ital Proets "#$ (e! 04)

#a-ital .to, and ter E;uities

#ar Rental Audit Program (.e- 04)

#as

#as (Pett #as)#as Ad&ane "#$

#as A--liations Audit Program

#as Audit Program

#as Ban, :ouing

#as #olletion and Ban, Reoniliation + ast ood

ash ollection S%stem-,ealthcare !Nov "#$

#as #olletions and Reei-ts/Re&enue

#as #olletions Audit

#as #ount < Reoniliation

#as Dis!ursements Audit Program#as Dis!ursements Ke #ontrols (7an '006)

#as "nome #ontrols Audit Program (August 04)

#as -erations + .ools

#as Paments #le

#as Reei-ts Audit Program

#as Reei-ts #ontrol Matri (e! '011)

#as Reei-ts #le

#asier .er&ies < Pett #as

#asiering Audit

#asino Audit Program

#atalsmi Disasters "#$ (t 06)

#atalog #irulation Audit

#A+2o- .eret Audit Program

ell Phone Audit Program - 7overnment !une ";$

ell Phone Audit Program !Nov "3$

ell Phone I5 !(a% ";$

#ell Pone Re&ie*

#entral Automoti&e Maintenane


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#entral Parma -erations

#E .ur&e + >ni&ersit

hange ontrol

hange ontrol Audit

hange ontrol Audit Programhange ontrol I5 !(ar "*$

hange (anagement

hange (anagement Audit Program

hange (anagement Audit Program

hange (anagement 0est Practices

hange (anagement ontrol (atri+

hange (anagement =esign 1Gectiveness

hange (anagement I)

hange (anagement 5uestionnaire !Nov "*$

hange (anagement )est (atri+hange management test plan

hange (anagement 'or Program !"/4"*$

#e, #learing Proess (August '00)

#e, #ontrols (August 04)

#e, raud 2ool (7an '011)

#e, .igning Proess

#e,list ! #le (9o& 04)

#e,list eneral (en es-anol) (01/04)

hecpoint 2irewall Audit Program !'ord$ !P=2$

hecpoint 2irewall Review#ild .u--ort .er&ies (#..)

#ild .u--ort .er&ies .egregation of Duties Matri

IS Audit

IS omputer

ircuit 2iber Procurement I5 !(a% "*$

isco 2irewall Review

isco PI> 2irewall Audit Program

isco Router Audit Program

isco Router Audit Program

isco Router Audit Program !'ord$

isco Router Review !ul% "*$

#laimant Eligi!ilit "#$ (A-ril 04)

#laims Management Audit Program

#laims Proess 2enial .stems &er&ie*

lient Server Audit Program

lient Server Securit%

lient Server )echnical Assessment !une ";$

lient4Server 2ront-1nd Securit% and ontrol


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#limate #ange (o&ernment) "#$ (7une 04)

loud omputing 0eneHts and Riss (atri+ !September ."//$

loud omputing Securit% onsiderations !8ctober ."//$

#oal Prourement Audit Program (%ord)

#ollateral Audit Program+Auto inane (9o& 08)#olletion De!t #ontrol

#olletions Audit Program

#olletions Audit Program + "nsurane (Ma 06)

#ollege Li!rar Audit Program

#ommerial #redit Audit Program+Auto inane (9o& 08)

#ommission #ontrol+.er&ie "ndustr (9o& '00)

ommitments & ontingencies Ris ontrol (atri+ !(ar "3$

#ommuniation Matri 2em-late (7anuar '013)

#ommuniations Re&ie* "#$

#ommunit Partners inanial Audit+o& (.e- 0=)#ommunit Rein&estment At #e,list

#ommunit Re&italiFation+o& (7an 0=)

#om-an #redit #ard

#om-an #redit #ard "#$

#om-an raud 5otline Audit (A-ril '013)

#om-an Prourement #ard+>tilit (t '00)

#om-an :eiles (9o& 08)

#om-laint Resolutions+5ealtare (e! 0=)

#om-laints "#$ (1'/1/03)

#om-le .-readseet Protools %or,!oo, ('01')omputer Access and Renewal-7overnment !(a% "#$

omputer Application Audit

omputer enters Audit Program

omputer =ata Processing I5 !une "*$

omputer Incident@ Intrusion@ 1mergenc% Response !pdf$

omputer Leasing 2raud Stud% ase !September ."//$

omputer 8perations ontrol (atri+

omputer Room - Ph%sical Securit% Audit heclist

omputer Securit% Audit heclist

omputer Securit% ontrol 8bectives

omputer Support Audit Program

omputer S%stem Retirement 7uidelines !Nov "#$

omputer S%stems and ontrols !"/4"*$

onHguration (anagement

onHguration (anagement Audit

#onrmation #ontrol .eet (Mar '010)

#onit Management Poli "#$ (Aug 06)

";$


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#onit of "nterest

#ongestion Redution .trateg "#$ (De '004)

#onser&ators Audit Program (Aug '00=)

#onsolidation Audit Program (e! 08)

#onstrution#onstrution (#ost 2-e) Audit Program

#onstrution Audit

#onstrution Audit Anfair? Dee-ti&e? or A!usi&e Ats or Praties (>DAAP)

#onsumer Leases

#onsumer Leasing At #om-liane Re;uirements (Deem!er '01'))

#onsumer Loans Proedures and "#$

#ontingenies (Loss)#ontingen Planning Audit .ummar

#ontingen Planning $uestionnaire

#ontingent Lia!ilities

#ontrat Attri!ute 2est + %ord

#ontrat Audit

#ontrat Audit uidane

#ontrat De&elo-ment "nsurane #onrmation (Aug 08)

#ontrat De&elo-ment * "nsurane Re;uirements

#ontrat ile #loseout #e,list

#ontrat Management

#ontrat Management+.teel "ndustr

#ontrats and Leases+Post A*ard

#ontrats Audit Program

#ontrats+Business/#onsulting

#ontrol En&ironment De-artment (7une 0=)

#ontrol En&ironment eneral (7une 0=)

ontrol of Applications Using =0. =atabase !)runcated$

ontrol of =0. Software and 1nvironment !)runcated$


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ontrol Standards onversion %cle !(a% .""6$

ontrol Standards Integrit% %cle !(a% .""6$

ontrol Standards Pa%ment %cle !(a% .""6$

ontrol Standards Revenue %cle !(a% .""6$

ontrol Standards )ime %cle !(a% .""6$#ontrols 2esting 2em-late

#or-orate Aounts Paa!le

#or-orate Airraft

#or-orate #ards

orporate 7overnance I5

orporate 7overnance Process Audit

#or-orate Performane Management

orporate Securit% Review Audit Program

#or-orate .er&ies (Ma '010)

#or-orate .-ending Analsis Audit Program#or-orate 2reasur %ire 2ransfer A--liation .eurit

#or-orate :alues

8S8 ontrol 1valuation 2orm

8S8 )esting )emplate

#ost #ontrol? "n&entories and .tores Audit #e,list

#ost of .ales Audit Program

#ost of .ales %or, Pa-er ('01')

#ost Plus #onstrution #ontrat

#osting Audit Program

#ounter+2errorism (o&ernment) "#$#ount + Arts Audit Program

#ourse Balane #ontrol+.er&ie "ndustr (9o& '00)

#o&er 9otes ("nsurane)

#rates #ontrol Audit Programs (Aug '00=)

#redit < #olletions Audit Program (/1/03)

#redit < #olletion+%olesale/2rading (7ul 08)

redit ard Administration Audit Program

#redit #ard Loans (A-ril '00)

redit ard Processing Audit Program !=ecember ."/.$

redit ard Securit% Audit Program

#redit #olletions

#redit #ontrol Audit Program

#redit Re&ie*s (7ul '00)

#redit/#olletions < Aounts Reei&a!le

#reditor #ontrols Audit Program (August 04)

#reditor Ris, Register 2em-late (/1/03)

#reditors "#$ (11/1/03)

#riminal 5istor Ba,ground #e,s + .ools


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#risis Management Audit Plan

#risis Management .elf Assessment $uestionnaire (1'/1/03)

#.A %or,seet + Retail -eration

#.R "nfrastruture "#$ (Aug 06)

#uestionario de #ontrol "nterno (7an '006)#urren .*a- Audit Program (%ord) (-df)

#urren :ault -erations Audit Program (t 04)

#urrent Lia!ilities

#ustomer ous "#$ (De 06)

ustomer Information S%stem !7overnment$

#ustomer "n&oiing (e! '010)

#ustomer Pri&a Audit Program (%ord)

#ustomer Prota!ilit Audit Program

#ustomer .atisfation $uestionnaire

#ustomer .er&ie Audit Program#ustomer .er&ie De-artment

%ber Securit% Assessments 7uideboo

Damaged .to, Proessing "#$

Das!oard 2ool 2em-late

=ata 0acup and Recover% AS*""

=ata enter Audit Program

=ata enter 1+amination

=ata enter 7eneral ontrols

=ata enter Securit%

=ata enter )est Plan Ph%sical Securit% !une "#$=ata ollection 5uestionnaire-7overnment

=ata ommunication ontrols Review !//4/4":$

=ata 2acilit%4=ata Set Services =AS= (anagement Review

=ata 8rigination ontrols 5uestionnaire !April .""6$

=ata Standard Audit Program-7ov

=ata )est 8bective Audit Program !//4/4":$

=ata 'arehouse ontrol and Securit%

=ata 'arehouse ontrol 'orsheet !pdf$

=ata 'arehouse =ata Reliabilit% Process Review !Apr "*$

=atabase Administration S5L Server )esting Steps

=atabase Audit heclist !April "*$

=atabase Audit Program ."//

=0. Audit Plan

De!t Administration + .*ing Line

De!tors

=1 JA>4J(S 8perating S%stem Securit% Review

=1 JA>4J(S 8perating S%stem4Logical Securit% Review

Deision Ma,ing "#$ (De 06)


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Demand De-osits Audit Program (De '004)

=epartmental Applications )esting -7overnment !Sep .""9$

De-artmental Audit Program

De-artmental Performane Measurement "#$ (1'/1/03)

De-osit Aounts "#$ (ls)De-reiation Audit Program

Deri&ati&es Audit %or,!oo,

Des,to- Audit Program

=estop Software License Audit Program

Dial+"n Audit Program

=isaster (anagement & Recover%

=isaster (anagement & Recover% - Schools

=isaster Recover% - ontingenc% Planning Audit Program

=isaster Recover% - ontingenc% Planning I5

=isaster Recover% & 0usiness ontinuit% 5uestionnaire and Audit Program !ul% "#$=isaster Recover% Audit Program !(a% ";$

=isaster Recover% ontrol (atri+ !(arch ."//$

=isaster Recover% Plan

=isaster Recover% Ris 1valuation !'ord !pdf$

Dis!ursement and Paroll

Dis!ursements < Paments (7an '011)

Disretionar Dis!ursements (August '00)

Disretionar rant #om-liane

Dis-la Ad&ertising (1'/1/03)

Dis-osal of Asset %or, Pa-er ('01')Distri!ution "n!ound Logistis #ontrol+Parmaeutial (August '00)

Distri!ution "n&entor Management+Parmaeutial (August '00)

Distri!ution "n&entor $ualit "nformation Management+Parmaeutial (August '00)

Distri!ution Losses (7une 0=)

Distri!ution ut!ound Logistis #ontrol+Parmaeutial (August '00)

Distri!ution Prourement #ontrat Management+Parmaeutial (August '00)

Distri!ution .eurit Measures+Parmaeutial (7ul '00)

Distri!ution .er&ie Le&el Agreement Management+Parmaeutial (August '00)

Distri!ution 2rans-ortation Management+Parmaeutial (August '00)

Distri!ution :endor .eletion+Parmaeutial (August '00)

Distri!ution %areouse La!or Management+Parmaeutial (August '00)

Distri!ution %areouse Management+Parmaeutial (August '00)

Distri!ution+#ustomer Management (Parmaeutial) (7une '00)

Distri!ution+5uman Resoures Management (Parmaeutial) (7une '00)

Distri!ution+.ales #ontrat Lifele Management (Parmaeutial) (7une '00)

Distri!ution+.ales Performane Management (Parmaeutial) (7une '00)

Di&isional "nformation .stems .eurit Re&ie*

=(S48S =AS= (anagement Review


15/100Page 16 of 100



Domesti utsoured Paroll AP (Mar 06)

Donor Re&ie* inanial "nstitution (.e- '00)

Dormant Aounts Audit Program

=8S4JS1 Review

Dro-out+Lea&er ReordsDr #leaner .tore Re&ie* Audit Program (Mar 04)

Due Diligene (#or-orate Merger)

Due from Ban, Aounts Audit Program (August 04)

Due rom/Due 2o Ban,s Audit Program (De '004)

Du-liates 2esting >sing %e!#AA2

1-0aning - 0aning !April ."//$

1-0usiness Audit hec List

1-ommerce Audit !8ct .""9$

1-commerce 5uestionnaire and Audit Program !+ls$

Eonomi De&elo-ment in te Mining "ndustr "#$ (De '004)1=I Audit

1=I Audit Program !an "#$

1=I 8rder 2ulHllment Audit Program

1=I S%stems Audit Program !/"4/4":$

1=P ontrols

1=P-I) 7eneral ontrols Review !Sep "*$

E2 Audit $uestionnaire

E2 $uestionnaire

E2 %ire 2ransfer Audit Program

1lectronic 0uilding Securit% !'ord$ !pdf$1lectronic 2unds )ransfer !S'I2)$ I5

1lectronic 2unds )ransfer !S'I2)$ Pre Audit Information ReBuest

1lectronic 2unds )ransfer Act 5uestionnaire

1lectronic 2unds )ransfer Audit Program

1lectronic 2unds )ransfer Audit Program !Non-0an$

1lectronic 2unds )ransfer I5

1lectronic (edical Record !1(R$ Securit% )esting

1lectronic Pa%ments A, Audit Program - 0aning !une ";$

1lectronic Pa%ments 1=I Audit Program - 0aning !une ";$

1lectronic Pa%ments 'ire )ransfer Audit Program - 0aning !une ";$

1-mail audit guidelines

1-(ail Polic% ompliance

1-(ail Securit% ontrols Audit Program !2ederal$ !Sep ";$

1-mail S%stem I5 !(a% ";$

1mail )echnolog% Audit !(arch ."/.$

1mail Usage Polic% !"/4"*$

Emergen Res-onse Plan "#$ (Mar 04)

Em-loee Aounts Audit Program (/1/03)


16/100Page 18 of 100



Em-loee Benet Plans Audit Program (t 04)

Em-loee E-ense Re-orts

EM. Re&enue Reo&er (e! 04)

End of Period inanials Ris, #ontrol Matri (Mar 0=)

Endea&or Audit1nd-User omputing

Energ Management

Energ Management + .ools

Energ Re&enue #le

Engagement E&aluation $uestionnaire (De '004)

Engagement Ris, Analsis (Mar '01')

Engineering < Maintenane "#$ (/1/03)

Engineering Maintenane "n&entor "#$ (')

Engineering Re-airs < Maintenane (7une 0=)

Engineering .u--lies < 2oolsEnsure #ontinuous .er&ie+Mfg (9o& 08)

1nterprise Networ Review !Aug ."";$

1nterprise Ris Assessment )emplate

1nterprise Ris (anagement Audit !Sep "3$

1ntit%-'ide Ris (anagement !Sep .""9$

En&ironmental Audit "#$

En&ironmental Audit Program

En&ironmental #om-liane

En&ironmental 5ealt "ns-etions "#$

E9:"R9ME92AL? #MM>9"#A2"9 A9D A##E.. MA9AEME92 .E#>R"2@E;ual #redit --ortunit At (E#A) $uestionnaire

E;ui-ment Leasing Audit Program

E;uit #ontrol Matri (Mar '011)

E;uit "#$+#ommerial #redit (A-r 08)

ERM Position Re-orting+>tilit (t '00)

ERM Re-orting (De '00)

1RP S%stemsC Audit and ontrol Riss

Esro* Audit+Real Estate (August '00)

1stimating Information Services 'orboo )emplate

Etial "n&estment "#$ (Ma 06)

Etial .tandards "#$

E&aluation of #reditors Aounts (9o& 04)

1+cel )ips and )rics ."//

Eeuti&e 2ra&el and Entertainment Audit Proedures (7anuar '013)

E-enditures and Aounts Paa!le (%ord) (-df)

E-ense Reim!ursement (De 08)

E-ort #om-liane Audit Program(%ord) (-df)

Eternal #onsultants "#$ (/1/03)


17/100Page 1= of 100




18/100Page 1 of 100



inanial Management #ontrols Manual (e! 04)

inanial Regulations "#$ (1'/1/03)

inanial Re-orting and #lose #ontrol Matri (e! '011)

inanial Re-orting #le+Misre-resentation (e! 04)

inanial .tatement Ris,s/!eti&es (.e- '00)inised oods "n&entor

ire E-enditures

ire E-enditures Audit+o&ernment (.e- '00)

ire Protetion Audit #e,list

2irewall Audit Program

2irewall Audit Program !/.4/4":$

2irewall Audit Program !94/4":$

2irewall Audit Program !'ord$

2irewall Audit Program =ecember ."": !2eb "*$

2irewall Audit )echnical 7uide !;# pages$ !an "#$2irewall ReBuirements ontrol 5uestionnaire

2irewall Ris (atri+ !/* pages$ !Aug ";$

2irewalls (anagement Polic% !"/4"*$

ied Asset Audit Program (Mar 06)

ied Asset #ontrol Matri (Mar '011)

ied Asset Management+5ealtare (e! 08)

ied Asset Ris, #ontrol Matri

ied Assets

ied Assets (A-ril '010)

ied Assets (%ord) (-df)ied Assets A;uisition

ied Assets Audit Program

ied Assets Audit Program (e! 0)

ied Assets Audit Program ' (11/1/03)

ied Assets "#$ (.e- 04)

leet -erations

leet -erations Re&ie*

leet -erations+.tate (7an 08)

L.A Audit Program (Eel)

ollo* >- Audit Program (11/1/03)

ollo* >- on Management

ood and Be&erage Audit

ood .er&ies

ood .er&ies + .ools

oreasting Audit+o&ernment o& (t '00)

2oreign orrupt Practices Act !2PA$ Audit Program !(a% ."/:$

2oreign orrupt Practices Act Audit Program

oreign #urren #olletion "tems (Aug 06)


19/100Page 1 of 100



oreign #urren 2ranslation Audit Program (.e- 06)

oreign Eange .-ot 2rades

2orensic 1+amination of =igital 1vidence 'orboo

2orensics42raud =atabase and Asset Search 'orboo !an ."/"$

2orensics-Internet Investigations involving 1-(ail !(a% ."//$2orensics-Internet Investigations involving IP Addresses !(a% ."//$

2orensics-'eb Site Investigations !(a% ."//$

oundation Audit Program (.e- 04)

oundation 2rust >ni&ersit Audit Program

raternit Audit Program

raud Analtis Bri!er (7une '010)

raud Analtis #onstrution (7une '010)

raud Analtis E-enditures (7ul '00)

raud Analtis Paroll (7ul '00)

raud Analtis Purasing and Billing (7ul '00)raud Analtis .,imming (7ul '00)

raud Analtis %or,erHs #om-ensation (7une '010)

raud and %aste "ndiators in o&ernment Monogra- ('010)

raud and %aste "ndiators Monogra- ('010)

raud Audit #ontrol 2esting alse :endors (7ul '010)

raud Audit #ontrol 2esting 5otline $uestionnaire and 2ra,ing .eet (7ul '010)

raud Audit #ontrol 2esting :endor Billings (7ul '010)

raud Auditing in an .AP En&ironmentraud A*areness 2ool

raud #onsideration #e,list

raud Detetion and Pre&ention Best Praties Monogra- ('010)

raud Detetion *it Ati&eData + #AA22s

raud inanial Performane "ndiators (.e- 06)

raud "nter&ie*ing (to!er '011)

raud "n&estigation Audit Proedures (A-ril '00)

raud "n&estigation Proedures (A-ril '013)

raud "n&estigation .te-s (A-ril '013)

raud Management

raud Ris, Assessment 2ool,it (to!er '010)

raud .A. + .ools

raud .use-ti!ilit %or,seet

raud %or,!oo, Paroll (A-ril '013)

raud %or,!oo, Re&enue Reei&a!les (A-ril '013)

raud %or,!oo, :endor Prourement *it 30 Data Analsis 2ests

reedom of "nformation "#$ (7ul 06)

reigt Paa!les utsouring Proess #ontrol #e,list

raud and "nternal #ontrols A uide to >nderstanding Em-loee Em!eFFlement in te %or,-lae Manual ('010)


20/100Page '0 of 100



uel Audit Program

uel Dis-ensing #ontrols (A-r 06)

uel il "n&entor Audit

uel >tiliFation (Aug '00=)

unding for .tudents *it Diulties "#$ (/1/03)unds 2ransfer Audit Program (De '004)

arage -erations (Aug '00=)

as Prodution Audit Program

atering "nformation A!out Di&isions

A+2ra&el < Entertainment (Aug 08)

7eneral omputer ontrols Access to Programs and =ata !Apr ";$

7eneral omputer ontrols =ata enter and omputer 8perations !Apr ";$

7eneral omputer ontrols I) ontrol 1nvironment !Apr ";$

7eneral omputer ontrols Program hange !Apr ";$

eneral "2 Audit Program (De '004)eneral Ledger Audit Program Eel (-df)

eneral Ledger "#$ (Mar 04)

eneral Ledger Maintenane Audit Program (t 04)

eneral RA# Protetion

eneral Re&ie* inane < Admin

eneral .er&ies E-enditures Audit Program (-df)

eneral .er&ies "nternal #arges+o& (A-r 0=)

eneri lo* #arts (48) +:isio ormat (.e- 04)

eogra-i "nformation .stems (".) Audit Program (o&ernment) .e-tem!er '011

"2. A--liation+Ban,ing (Mar 08)LBA Eamination Proedures $uestionnaire

lo!al Ris, Analsis 2ool (Mar '01')

o reen Audit Program+o& (Ma '00)

oods < .er&ies 2a Reasona!leness (9o& 04)

ood*ill Audit Program (7an 08)

ood*ill 2esting %or,!oo,

7overnance Audit riteria 'orboo

o&ernment Poli "#$ (Mar 04)

7ramm-Leach-0lile% Act Audit Program

7ramm-Leach-0lile% Act I5

rant #om-liane + .ools

rants Audit Program

rants Management #e,list+o&ernment (.e- '00)

rou- Medial "nsurane Poli+#laims and Premium (A-ril 04)

7uide to NIS) Information Securit% =ocuments

7uide to the Sarbanes-8+le% ActC I) Riss and ontrols !Second 1dition$

uide to >sing "nternational .tandards on Auditing in te Audits of .mall+ and Medium siFed Entiti


21/100Page '1 of 100



uide to >sing "nternational .tandards on Auditing .mall and Medium .iFed Entities

,andheld Audit Program 7uide !2eb ."/"$

,andheld =evices Audit heclist

5ard*are Purasing Audit Program (t 04)

5aF Mat Audit #e,list (A-ril 04)5#A 5os-ital Audit Program

5ead .tart Pre Audit #e,list

5ealt and .afet .elf Assessment 2ool %or,!oo, (7anuar '01')

5ealt Benets Administration

5ealt #laims Audit (7an '011)

5ealt #laims Audit Program

5ealt "nsurane+9e* Business Audit (7ul 06)

5ealtare #laims Proessing Ris, Assessment

5ealtare #redit Balane < Refunds Re&ie*

5ealtare Em-loee #laims Proessing %or, Program (7ul 04)5ealtare %or,ers #om-ensation raud %or,!oo, (De '010)

5el- Des, Audit !eti&es

5el- Des, Audit !eti&es (/1/03)

5el- Des, Audit Program

,elp =es Audit Program !(a% "#$

5el- Des, Audit Re&ie*

5el- Des, "nternal #ontrol $uestionnaire

5ig 2e "D 2eft raud Pre&ention (Mar '01')

5"PAA #om-liane Re-ort #ard 2ra,ing (t 04)

5"PAA #om-liane %al, 2roug #e,list (.e- 04)5"PAA De&ie < Media #ontrol Audit (.e- 04)

5"PAA Pri&a Audit (.e- 04)

5"PAA Pri&a Regulations #om-liane (Mar 04)

5"PAA Pri&a Rule #om-liane Audit Program (A-r 06)

5"PAA .eurit Rule #om-liane .ur&e+o&t (e! 08)

5ire to Pa Ris, #ontrol Matri (Mar 0=)

5iring Audit Program+o&ernment

5A Audit < Re&ie* #e,list

5A Audit Planning Doumentation #e,list

5A ull Audit Program

5A "#$

5A .tandard Re&ie* Program

5ome Energ Audit (1) (M. %ord) (-df)

5ome Energ Audit (') M. %ord) (-df)

5omeland .eurit (o&ernment) "#$

5omeo*ners Assoiation Audit Program

5ome Mortgage Dislosure At *it #om-liane $uestionnaire and Eamination Proedures (to'01')


22/100Page '' of 100



5omeo*nerHs Protetion At (5PA) $uestionnaire

5os-ital Patient Aounting Audit Program

5otel ' da e,list

5otel Audit (.e- 0=)

5otel Audit Program (tt) (-df)5otel #a-ital E-enditures

5otel #ar Par,

5otel #asier < .afe

5otel #asual La!or

5otel #onferene and Ban;ueting

5otel De!tors Ledger

5otel inanial .stem .elf Assessment

5otel ood and Be&erage

5otel ood and Be&erage #ost #ontrol

5otel ood and Be&erage Re&enue #le5otel ront e -eration Audit (%ord) (PD)

5otel ront e -erations

5otel "nome Audit #e,list

5otel Laundr -eration

5otel utlet .-ot #e, $uestionnaire (1'/1/03)

5otel Paroll

5otel .er&ied A-artment ront e

5otel .ur-rise #as #ount

,P-U> Audit Program

,P-U> heclist5R Paroll < Personnel Audit Program

5R Personnel Re&ie* (De '00)

5RM+Benets management (Parmaeutial) (Ma '00)

5RM+#om-eten management (Parmaeutial) (Ma '00)

5RM+Em-loee -erformane management (Parmaeutial) (Ma '00)

5RM+"nenti&e om-ensation management (Parmaeutial) (Ma '00)

5RM+.uession -lanning (Parmaeutial) (Ma '00)

5RM+2alent a;uisition and retention (Parmaeutial) (Ma '00)

5RM+%or,fore analtis (Parmaeutial) (Ma '00)

5RM+%or,fore management (Parmaeutial) (Ma '00)

5uman Resoure and Administration #ollege (11/1/03)

5uman Resoure and Paroll

5uman Resoure Management

5uman Resoure Management Manufaturing +Parmaeutial (9o& '00)

,uman Resource )ransaction S%stem Review-,ealthcare !=ec ";$

5uman Resoures

5uman Resoures + -erational and Performane

5uman Resoures + .ools


23/100Page '3 of 100



5uman Resoures (Ma 04)

5uman Resoures (t 0=)

5uman Resoures (utsoured) "#$ (7an 08)

5uman Resoures Audit (A-r 06)

5uman Resoures Audit #e,list (Ma 06)5uman Resoures Audit Program

5uman Resoures Audit Program (Eel) (-df)

5uman Resoures Balaned .oreard

5uman Resoures Benets Attri!utes 2esting (De '004)

5uman Resoures De-artment (De '010)

5uman Resoures Em-loers #e,list (7une 0=)

,uman Resources Pa%roll Attributes )esting

5uman Resoures Ris, Matri (7an 0=)

5uman Resoures .uession Planning (De 0=)

5uman Resoures 2alent A;uisition and Retention +Retail (De 0=)5uman Resoures/Paroll

,uman Resources4Pa%roll Audit with AA))s !AL$ Steps

5uman Rigts "#$ (7une 04)

"B9R+5ealtare (Ma '010)

"e #ream :ending (t 0=)

I=1AScripts

"dentit 2eft Audit (7ul '010)

"maging %or, .stem

"m-ort #om-liane Audit Program (%ord) (-df)

"m-ort E-ort #ustoms+Manufaturing (t 0=)"m-rest E-ense

I(S =atabase

I(S S%stem ontrols

"n!ound Logistis #ontrol (Aug 08)

"nenti&e #om-ensation Audit Proedures (Mar '01')

"nome and De!tors "#$ (Mar 04)

"nome .tatement

"nome+ter Audit Program (Mar 04)

"ndiret Lending

"ndiret Lending Audit Program (A-r 0=)

"ndi&idual Retirement Aount Administration (%ord)

"ndi&idual Retirement Aount "#$ (7une 04)

"ndi&idual Retirement Aount Program (7une 04)

"ndi&idual .a&ings Aount (>K) (t 0=)

Information Integrit%C )he Ne+t 2rontier for Internal Auditors

Information Securit% Administration & Access Securit% Review

Information Securit% 0est Practices =ata Recover% Riss !September ."//$

Information Securit% ritical 0usiness Applications !8ct "#$


24/100Page '4 of 100



Information Securit% for omputer Installations !Sep "#$

Information Securit% for Networs !Sep "#$

Information Securit% 7overnance Assessment tool !2eb ."/.$

Information Securit% Polic% Sample

Information Securit% S%stems =evelopment !Sep "#$Information Securit% )esting - Application !8ct "#$

Information Securit%-0aning !(ar "#$

Information S%stem 8bective & ontrol 1nvironment Summar%

Information S%stems ontrols 'orboo !from the UK NA8 .""*$

Information S%stems 7eneral ontrol Review

Information )echnolog% Audit 7eneral Principles-(onograph

Information )echnolog% Polic% Audit Program

Information )echnolog% Ris ontrol (atri+ !(ar "3$

Information )echnolog% Ris (atri+

"ngres Audit"nitial Audit Ati&ities

"nmue!les E "nstalaiones (ied Assets) .-anis (9o& 04)

"n-atient >nit .eduling+5ealtare (Aug 08)

"n-atient >nit .eduling+5ealtare (e! +0=)

"nsider Aliate 2ransations

"nsider Lending "#$

"nsider 2rading (Ma 04)

"nsurane + Deat #laims Audit Program

"nsurane (Ris, Management) Audit Program

"nsurane Audit Program (Aug '00=)"nsurane #laim ile Re&ie* orm (Pnder*riting

"nsurane >nder*riting Audit Program

"nsurane >nder*riting Premium Aounting Pro-ert (t 0=)

"nsurane+#laims (August '00)

"nsurane+Marine (e! 0)

"nsurane+Reinsurane (August '00)

"nsurane+.uret (e! 0)

"nsurane+.uret #laims (e! 0)

"nsurane+2rans-ortation >nder*riting (e! 0)

"nsurane+>nder*riting (August '00)

"ntegrated Audit Program (De '004)


25/100Page '6 of 100



"ntelletual #a-ital $uestionnaire (Ma 08)

"ntelletual Pro-ert Audit Program (%ord)

Interactive Ris ontrols )esting

"nterest E-ense Audit Program

"nterest E-ense Audit Program"nterest Rate Ris, Audit Program

"nterest Rate .*a-s

"nternal Audit Assignment orm (7an 08)

"nternal Audit untion Re&ie* (e! '010)

"nternal Audit rading .stem (1'/1/03)

"nternal Audit Performane Measures (De 08)

"nternal Audit Plan #e,list/2em-late+Parma (Ma 08)

"nternal Audit Ris, Assessment Plan (A-ril '00)

"nternal #ommuniations Re&ie* $uestionnaire

"nternal #ontrol Doumentation uide"nternal #ontrol Error #onsiderations (9o& 04)

"nternal #ontrol !eti&es ! #le

"nternal #ontrol $uestionnaire (#om-reensi&e+8' -ages) (Aug 04)

"nternal #ontrol Re&ie* of .eleted Monetar Reei-ts+o&ernment (.e- '00)

"nternal Loan Re&ie* #onstrution (1'/1/03)

"nternal Loan Re&ie* Residential Real Estate (1'/1/03)

"nternal .er&ies Audit Program

"nternational inanial Re-orting .tandards ("R.) #e,list (9o& 04)

"nternational orensi Diso&er (Ma '011)

"nternational Reser&es+il < as (Mar 0)"nternet + E&aluation of >se

Internet Access Audit Program

Internet Audit Program !August "*$

Internet 0aning !(ar ."/"$

"nternet Ban,ing Audit Program

"nternet Ban,ing Audit Program (10/1/03)

Internet 0aning S%stem !Nov "3$

Internet Information Services I5

Internet Review Audit Program !'ord$ !pdf$

Internet Securit% Audit Program

Internet Usage Polic% !"/4"*$

"nter-lant .i--ing+Reei&ing (Manufaturing) (.e- 06)

"ntranet And "nternet .eurit Poli

Introduction to 1RPC 8verview of 1RP S%stems

"ntrusion Detetion and "nident Esalation Poliies (01/04)

"ntrusion Pre&ention .stem (7ul 04)

"n&entories "#$ (.e- 04)

"n&entor


26/100Page '8 of 100



"n&entor (7une '010)

"n&entor Audit Program

"n&entor Audit Program

"n&entor Audit Program (7une 04)

"n&entor Audit Program Mining "ndustr"n&entor #ontrol "#$ Po*er eneration < 2ransmission #om-an (t 04)

Inventor% ontrol 8bectives !une "#$

"n&entor #le #ount

"n&entor "#$

"n&entor "#$ (10/1/03)

"n&entor Management (De 08)

"n&entor Management (De '00)

"n&entor Management Audit (e! '010)

"n&entor Management "#$ (9o& 04)

"n&entor !ser&ation Audit Program"n&entor !ser&ation $uestionnaire (%ord)

"n&entor Re-a,ing #ontrol+.er&ie "ndustr (9o& '00)

"n&entor Ris, #ontrol Matri

"n&entor Ris, #ontrol Matri (Mar 0=)

Inventor% )est ontrol 'orboo

"n&estigating raud 2raining ('01')

"n&estment Ban,ing .eurit Bro,erage Audit Program (-df)

"n&estment in E;uit Aliates #ontrol Matri (Mar '011)

"n&estment Re&ie*

"n&estment .eurities Audit Program (De '004)"n&estments

"n&estments and ter Assets

"n&estments Audit Program (e! 08)

"n&oie Reoniliation < Pament #ontrol+%olesale/2rading (7ul 08)

"n&oiing Audit Program

" M:. Audit Program

IP )elephon% 5uestionnaire

"RA Audit Program (Ban,ing) (t '00)

"R# 40A Eeuti&e Deferred #om-ensation (De '00)

IRI> Securit% Audit heclist !=ec .""*$

IRI> Securit% Audit heclist !Nov "*$

IS 7eneral ontrols Review !'ord$

IS 7eneral ontrols Review (anage the Ph%sical 1nvironment-(fg !ul% "#$

IS (aintenance Activities 7eneral ontrols 5uestionnaire !Nov "*$

Is ?our IP Leaing

IS8 6""/ 5ualit% (anagement Internal Audit Report

IS84I1 /633"-/ Audit heclist !anuar% ."/:$

I) Application Audit Program !August "*$


27/100Page '= of 100



I) Application S%stems Review !Apr ";$

I) Assets and Securit% 5uestionnaire !2eb "3$

I) Audit Assessment 5uestionnaire

I) 1nvironment ontrols Audit Program

I) 7eneral ontrolsI) 7eneral ontrols !April "*$

I) 7eneral ontrols Audit Program !April ."/:$

I) 7eneral ontrols 5uestionnaire !8ct "3$

I) 7eneral ontrols Review

I) 7eneral ontrols Review !Sep "*$

I) 7eneral ontrols Review Audit Program

I) 7eneral ontrols S%stem Securit% !(ar ";$

I) 7eneral Ris Review !//4/4":$

I) 7eneral Ris Review !/.4/4":$

I) Infrastructure & (aintenance 7eneral ontrol Review-0aning !(ar "#$I) Infrastructure & (aintenance-0aning !(ar "#$

I) Integration Audit Program

I) LAN 7eneral ontrol Review-0aning !(ar -"#$

I) Ph%sical Securit% !2eb "3$

I) Proect (anagement Review Procedures

I) 5uestionnaire

I) Ris Assessment 2irewall Audit Program !Apr ";$

I) Ris Assessment 2orm !Sep ";$

I) Ris Assessment Planning 7L0 !Nov "*$

I) Ris Assessment )emplate !1+cel$I) Ris Audit 'or Program !August "*$

I) Ris (atri+

I) Securit% ontrol 8bectives Audit Program !(a% "*$

I) Strateg% & Planning-0aning !(ar "#$

I) S%stems 8peration-0aning !(ar "#$

I) Jendor (anagement-0aning !(ar "#$

I)IL hange (anagement Audit Program !Sep .""*$

I)IL hange (anagement4=eplo%ment Audit Program !8ct .""9$

= 1dwards Audit Program

= 1dwards I) & A4P

7DE ne %orld .eurit Audit Program (/1/03)

1S. Subs%stem Review

7ournals Audit Program

7P Morgan Aess A--liation Audit (e! 0)

Ke #ard Audit $uestionnaire

Ke #ontrols #e,list + .-anis (A-r 06)

Ke #or-orate o&ernane < "nternal Audit Referene .oures (to!er '010

Ke% 2inancial ontrols Audit Program !.# pages$ !Aug "*$


28/100Page ' of 100



Ke Management #e,list

Ke Performane "ndiator Re&ie*

Kiting Audit Program (Ma 04)

Kno* @our #ustomers Audit Poliies and Proedures (Ma 04)

Kno*ledge Management "#$ (Mar 04)La! .er&ies+5ealtare (e! 0=)

La!or .stem Audit Program (.e- 04)

LAN !Novell *sage (7une '004)

Legal and #om-an .eretar (7ul '00)

Legal and o&ernment AJairs (/1/03)

Legal #om-liane Audit Program

Lending and #olletionsLending and "n&estments Due Diligene #e,list (Ma '011)

Li!rarian/Pana-t

Li!rar E-enditures (e! 04)

Liensee Roalt Audit Program (%ord) (-df)

Liensing < #ontrating ("nsurane) t 06

Life "nsurane Ris, !eti&es (A-ril '00)

Life >nder*riting Audit Program (.e- 04)

Li;uor < aming .tore #om-liane Audit Program (e! 06)

Lista de #e;ueo Pare el #entro de #om-uto

Loan -erations "nternal #ontrol Assessment (t 04)

Loans and Ad&anes i&en (A-ril '010)

Loans Audit Program (.e- 0=)

Local Area Networ Audit Program !=ec ";$

Local Area Networs !LAN$

Local Area Networs Audit Program

Loation Audit Program (Ma 04)

Logical Securit% ontrol (atri+ !(arch ."//$

Long 2erm #are Audit #riteria %or,!oo,


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Long 2erm #redit Ratings and Ban, Ris,

Long 2erm De-osits %or,seet

Long+term De!t

Loose 2ools < .er&iea!le .-ares (Aug '00=)

Lotus 9otes (t 08)Lotus 9otes Audit Program

Lotus 9otes Ris, Matri

Lum!er Mill Audit Program (.e- 06)

M


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Mental 5ealt and Mental Retardation ee Billings and #olletions

Meradotenia (Mar,eting) Audit Program (.-anis) (7ul 04)

Merandise #ontrol .stem

Merant raud Detetion Re-ort Audit Program

Mergers and A;uisitions De&elo-ment AuditMergers and A;uisitions Due Diligene 2ool,it

Metodologia de Desarrollo (.stems De&elo-ment Audit Program in .-anis) (1'/1/03)

Metro 2ransit Ad&ertising Re&enue (L.) (-df)

MPro A--liation Re&ie* (t 04)

(icrocomputer 1nd User Jirus Protection Audit Program

(icrocomputer Securit% I5

(icrosoft Server S5L Audit 'or Pac !(a% "*$

(icrosoft S(S Audit heclist !April "*$

(icrosoft S5L Server Audit heclist !!64/4":$

(icrosoft 'indows .""" Ris (atri+ !une ";$Middle 2ier Audit Program

(IS Review

Mone Mar,et Euro #urren Audit Program

Montl 2imeseet 2em-late (Mar '010)

Mortgage raud Red lags (Mar '010)

Mortgage Lending Audit Program

MPE :/E -erating .stem Re&ie*

(S 1+change 1mail 8utloo Audit Program

(S S5L Server Audit Program

Mult+.eurit Assessment #e,list (Mar 04)Munii-al Des, Re&ie* Audit Program

(JS Audit

(JS Audit Program !'ord$

(JS 8perating S%stem Review

(JS )echnical 8perating S%stem Audit Program !=ec .""*$

9A.D Annual Audit Program

9et&ie*/megamon Audit Program

Networ 1ngineering & 8perations Audit Program

Networ (anagement Process (aturit% Assessment )ool

Networ 8perations and =istributed omputing ontrols

Networ Patch (anagement Audit

Networ Patch (anagement )esting Steps

Networ Penetration !(a% ."/"$

Networing lient4Server

New Application Audit Program !"/4"*$

NIS Securit% heclist

9on+De-osit "n&estment Proedures (August '00)

9on+Pu!li .afet 2a,e 5ome :eiles+o&ernment (7une '010)


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9otes Reei&a!le

Novell 7roupwise Review

Novell Netware *nit #om-liane Audits

-erational Audit Program

-erational &er&ie*

-erations

8racle =atabase Audit Program

8racle =atabase Audit Program !Sep "*$

8racle =atabase Audit Program !Sep "3$8racle =atabase Auditing

rale DBM.+Manufaturing (Mar 08)

8racle 2inancial Applications Audit 7uidelines !8ct ";$

8racle 2inancial Applications heclist-0aning !Apr "#$

8racle 2inancial S%stem !Sep "3$

8racle 2inancials Securit% heclist

8racle Infrastructure Audit

8racle Inventor% Audit

8racle Securit% 7uide

8racleC Accessing the 8racle Apps =0 'ithout ,aving a =0 Login

8racleC Auditing Application ontrols

rale Best Praties for Ban, Aount Entr and Assignment

rale 7ournal A--ro&al Best Praties

rale Ris, Based Assessment of >A# and .D %ite Pa-er

rder to #as Ris, #ontrol Matri (Mar 0=)

rder to Reei-t Retail #ontatless Pament .stem (7an 0)

rder to Reei-t Re&enue #ontrat Lifele Management+Retail (7an 0)

rder to Reei-t .ales Performane Management+Retail (7an 0)


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rder to Reei-t .u!mit 2ender Jer for .tore De&elo-ment+Retail (7an 0)

rdering and Purasing "#$

rganiFation

rganiFation Management Re&ie* "#$ (Ma 08)

rganiFation .truture "#$ (7ul 06)rganiFational 2rans-aren "#$ (Ma 06)

ter Assets ter Lia!ilities Audit Program (De '004)

&erseas Ban, Aounts Audit Program (7une 04)

&erseas "nsurane Agen (t 0=)

&ertime

&ertime + Polie

&ertime Re&ie*

Pacaged Pa%roll S%stem Audit Program !PeopleSoft$ !Aug "*$

Pacaged Software ontrol 8bectives

Pareto Analsis 2em-late (.e-tem!er '011)Par,ing arage Audit Program+5ealtare (De 06)

Par,ing .er&ies Audit Program (t 04)

Partnersi- Agreements (Eduation) "#$ (/1/03)

Password and Securit% ontrols !Sep "*$

Pament :eriation Audit Program (11/1/03)

Paroll

Paroll + .ools

Paroll < 5uman Resoures

Paroll (A-ril '010)

Paroll AuditParoll Audit Plan and Proedures (Mar '01')

Paroll Audit Program

Paroll Audit Program + Retail .tore

Paroll Audit Program (01/04)

Paroll Audit Program (A-ril 04)

Paroll Audit Program+2eleom (Mar 0)

Paroll Audit+Real Estate (August '00)

Paroll #ontrol Matri (Mar '011)

Paroll #ontrols Audit Program (August 04)

Paroll De-artment Audit Program

Paroll Distri!ution Audit Proedures

Paroll eneri Audit %or, Program (01/04)

Paroll "#$ (e! 04)

Paroll "#$ (.e- 04)

Paroll -erations 2est Audit Program+5ealtare (7an 08)

Paroll %or, Program+il < as (Mar 0)

Paroll/5R "#$

Paroll/Personnel #le


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Paroll+5uman Resoures -erations

P0> Audit heclist

P0> Audit Review and heclist

P0> )elecommunications S%stem

P Networ Audit ProgramP Software License ompliance

PA80 Standard . !2eb ";$

P+#ard+o& (De 08)

PIP Ris (anagement 0est Practices Audit

Peer-to-Peer Networ Securit% ontrol 5uestionnaire

PE"M.

Penetration )esting and Julnerabilit% Anal%sis !ul% "*$

Peo-le.oft Audit Program

Peo-le.oft Audit Release =I

Peo-le.oft Audit Re&ie* (%ord) (-df)Peo-le.oft Business Proess #ontrols

PeopleSoft Securit%

PeopleSoft Securit% 'or Program !(a% "*$

Performane "nformation Audit (7une '011)

Performane "nformation Audit Proedures

Performane Management "#$ (.e- 04)

Performane Measurement Audit Plan (De 08)

Permit #enters+o&ernment (7an 08)

Personnel Rules #om-liane Audit+o&ernment (De 06)

Pett #asPett #as Audit Program

Pett #as Audit Program (Mar '010)

Pett #as Audit Program #e,list

Pett #as Re&ie*+5ealtare (De 06)

P" (Pri&ate inane "nitiati&e) #ontrats "#$ (t 04)

Parmaeutial Audit Program

Parma Purasing < Returns+5ealtare (Ma '010)

Parma Regulation "#$

Parma Re&ie* (-df)

Psial "n&entor (%ord) (-df)

Psial "n&entor !ser&ation (e! '010)

Psial .eurit Assessment 2em-late

Psial .eurit Data #enter "#$ (Mar 04)

Psiian Billing+5ealtare (e! 0=)

Psiian #ontrat Re&ie* (5ealtare) (t 06)

Pier -erations Audit Program

PIN Securit% Program-Auditors 7uide !=ec ";$

PLA99"9? :ER9A9#E? A..E2 A9D 5>MA9 RELA2"9. .E#>R"2@


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Plant Maintenane De-artment+Mfg (9o& 08)

Plant >tilities Audit Program (t 04)

Polie Administration Audit Program (-df)

Polie E-enditures

Polie E-enditures+o&ernment (Ma '010)Poli and Proedure Re&ie* (A-r 0=)

Poli "m-lementation Ris, E&aluation .edule (7une 08)

Poli Loans < .urrenders + Life "nsurane (7une 06)

Position #ontrol Audit

Post Balane .eet E&ents and #ontingenies (Eel) (-df)

Post "m-lementation Re&ie*

Post "m-lementation Re&ie* Audit Program

Post Implementation Review of ashier S%stem-7overnment !Sep .""9$

Post-SAP Production 2acilit% Review !2eb ";$

Potential Audit #omment ("2) %or,-a-er (De 06)Po&ert Redution .trateg (o&ernment) "#$ (7une 04)

Po*er Plant -erations Audit Program (/1/03)

Po*erlo, 9et*or, .eurit (/1/03)

Pre Audit Planning %or,!oo,

Preliminar% I) Ris Assessment 5uestionnaire

Premium Proess Audit Program

Pre-aid E-enses

Pre-aring? Doumenting? and Referening .-readseets

Print .o- + .ools

Print .o- and ra-i ArtsPri&a Audit #e,list

Pri&a Protetion+o&ernment (.e- '00)

Pro!lem Management untion Re&ie* .ummar

Proess Audit #e,list

Proess %al, 2roug 2em-late (A-ril 04)

Proure to Pa Aounts Paa!le Management+Retail (7an 0)

Prourement (9o& '00)

Prourement and #ontrat Management Audit

Prourement #ontrat Lifele Management (7ul 08)

Prourement inanial #ontrols (7ul 04)

Prourement raud Pre&ention and Detetion (August '011)

Prourement raud 2ool,it (e! '01')

Prourement "#$

Prourement "#$

Prourement -erations

Prourement to Pament #le 2rans-ortation Management+Retail (De 0=)

Prourement to Pament "n!ound Logistis #ontrol (De 0=)

Prourement to Pament "n&oie Reoniliation and Pament #ontrol (De 0=)


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Prourement+#lu!s Ris, #ontrol Matri (to!er '010)

Prodution Proess (e! '010)

Prodution Proess Audit Program+7oiner (Mar 04)

Prodution+Dair Mil, Produts < Be&erages (7une 0=)

Professional < ter #ontratual .er&iesProfessional .er&ies #ontrat Audit Program

Program #ange Re&ie* M:.

Program E&aluation

Program E&aluation + .ools

Program rant Audit #riteria %or,!oo,

Program Results

Progress Data!ase .eurit (Mar 08)

Proet Audit (*it #B"2 standards 1 -ages) (Aug 06)

Proet De&elo-ment Audit

Proet 5ealt #e,Proet Lifesa&er and #ommunit Partners "n+o&ernment (.e- '00)

Proet Management + Billing of Proet Management ees M. %ord (-df)

Proet Management + Delas E2 < LD M. %ord (-df)

Proet Management + .eletion < A--ro&al of #onsultants M. %ord (-df)

Proet Management + 2ender for Proets M. %ord (-df)

Proet Management + 2ender Proedures for Main #ontrat M. %ord (-df)

Proet Management + :ariation rders M. %ord (-df)

Proet Management (Ban,ing) (t 06)

Proet Management Audit uide

Proet Management Audit Proedures (Aug 06)Proet Management Audit $uestionnaire (".) (%ord)

Proet Management #e,list

Proet Management "ntrodution

Proet Planning

Proet .ummar #e,list+Retail (De 08)

Proet %ra- #e,list

Promotional und "#$

Proof of #as %or,-a-er

Pro-ert < #asualt Loss #ontrol Audit Program (7ul 06)

Pro-ert De&elo-ment Audit Program (7ul 04)

Pro-ert "nome Audit Program

Pro-ert Management

Pro-ert Plant < E;ui-ment (Aug 08)

Pro-ert Plant < E;ui-ment Audit Program (Mar 04)

Pro-ert .er&ies inanial #ontrol+#arit (A-r 08)

Pro-ert 2a Refunds+o&ernment (7ul '00)

Pro-ert? Plant < E;ui-ment (ed assets audit -rogram) (A-ril '013)

Pro-ert? Plant? and E;ui-ment


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Proteting Personal "nformation Audit Program + ..9 (11/1/03)

Proteting Personal "nformation .ur&e (11/1/03)

Pu!li "nformation e Audit

Pu!li .ools+Audit Planning Memo (.e- '00)

Pu!li .ools+#as Dis!ursement < Related (.e- '00)Pu!li .ools+#as Reei-ts < Related (.e- '00)

Pu!li .ools+#om-liane Audit Program (.e- '00)

Pu!li .ools+"#$ (.e- '00)

Pu!li .ools+Pre < Post Audit (.e- '00)

Pu!li .ools+.ool raud $uestionnaire (.e- '00)

Pu!li >tilities Reei-ts Re&ie*

Pu!li %or,s E-enditures (t 08)

Pu!lising 5ouse

Pu!lising Poli "#$ (7une 04)

Pulmonar .er&ies+5ealtare (e! 0=)Purase #ard Audit Program + o&ernment

Purase rder Proessing 3 %a Mat+o&ernment (7an 0)

Purase to Pa Audit Program (t 0=)

Purase to Pa Ris, #ontrol Matri (Mar 0=)

Purase to Pament #ontrol !eti&es (7une 08)

Purase to Pament E-ense #le (Mar '01')

Purases (A-ril '010)

Purasing

Purasing + .ools

Purasing < Aounts Paa!le "#$ (.e- 04)Purasing (7une 0=)

Purasing and Paments E-enditure #le (11/1/03)

Purasing Audit Program

Purasing Audit Program (Mar 06) 10 -ages

Purasing Audit Program (Mar '010)

Purasing Audit Program (.e- 0=)

Purasing Audit Program e! 06 (A-ril 06) ' -ages

Purasing #ard Audit (De '00)

Purasing De-artment Audit (A-r 06)

Purasing Ke #ontrol Matri (9o& 04)

Purasing Praties Audit (7une 08)

Purasing/Aounts Paa!le 3 %a 2est Plan (7ul 06)

Purasing/Paa!les #le

Purasing+Aounts Paa!le+2o!ao (9o& 06)

Pis Drug and .u--l Proess+5ealtare (e! 0=)

Pis Mediation Administration+5ealtare (Aug 08)

$A Ris, Li!rar (t 06)

$ualit Assurane Audit Proedures


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$ualit #ontrol

R


38/100Page 3 of 100



Re-orting+Basis of Rating indings

Re-orting+#ritial "ssue Matri

Re-resentation E-ense "#$

Resear < De&elo-ment + De&elo-ment Proet Management

Resear < De&elo-ment + Legal and Regulator "ssuesResear < De&elo-ment + Plant and E;ui-ment

Resear < De&elo-ment + Produt De&elo-ment

Resear < De&elo-ment + Proet A--raisal and Monitoring

Reser&ations Re&enue Management+5otel (De 08)

Res-onsi!ilit Assignment Matri (Deem!er '01')

Retail + #ontrat Life #le Management

Retail #as e Audit

Retail #or-orate #ard

Retail Distri!ution %areouse+Pi,ing Aura

Retail Drug .tore Audit Program (7ul 06)Retail -erations Audit Program (%ord)

Retail .tore -erations

Retail .tore .ales (.e- 08)

Retail+#om-laint 5andling (Mar 0)

Retail+rder to Reei-t #ustomer Management (Mar 0)

Retail+%areouse "n&entor Management (Mar 0)

Retail+%areouse Management (Mar 0)

Retirement Plan "#$

Returned #e,s Audit Program (A-ril 04)

Re&enue < Reei&a!les Ke #ontrols (t 04)Re&enue #le (Mining < $uarries) 10 -ages (Aug 06)

Re&enue #le Audit Program

Re&enue #le #ontrol Matri (Ma 04)

Re&enue #le lo*art (9o& 04)

Re&enue Master Data Audit Program

Re&enue Proess #ontrol !eti&es

Re&enue $uestionnaire

Re&enue Reognition Audit uide

Re&enue Reognition+.er&ie "ndustr (9o& '00)

Re&enue 2esting Audit Program

Review of Information S%stem ontrols !2eb "*$

Review of Information S%stem ontrols Supplemental Information !2eb "*$

Riesgo unionarios Em-leados (Loan Ris,+.-anis) (.e- 06) Resort "ndustr

Riesgo .eguros ("nsurane Ris,+.-anis) (.e- 06) Resort "ndustr

Ris, < Res-onse Matri (9o& 04)

Ris, and #ontrol Matri

Ris, Assessment (* #ontrol Ati&ities) 2em-late (7an 0=)

Ris, Assessment Metodolog (#.A)


39/100Page 3 of 100



Ris, Assessment $uestionnaire .etu- (01/04)

Ris, Assessment %or,seet and "nstrutions (.e- 04)

Ris, Based Audit Planning (9o& 0=)

Ris, E-osure #alulator (7une 08)

Ris, ManagementRis, Management + .ools

Ris, Management #e,list

Ris, Management "ssues Pa-er (M. %ord) (-df)

Ris, Management Metodolog (M. %ord) (-df)

Ris, Management -eration Audit Program (-df)

Ris, Management Poli (Draft)

Ris, Management Re&ie*

Ris, Management 2ool,it ("nsurane) (e! '01')

Ris, Matri + #ommerial

Ris, Matri + inanialRis, .oring Matri (1'/1/03)

Ris, .oring 2em-late (1'/1/03)

Router .eurit Audit Program (%ord) (-df)

Roalt Audit Program

Rules and Regulations Matri

SA Server Securit% heclist !Nov "*$

.afe De-osit Bo Audit Program (t 04)

.afet de-osit !oes $uestionnaire

.alar Redution Plan 401K AP (Mar 06)

.ales + ood Distri!utor.ales < Aounts Reei&a!le "#$ (.e- 04)

.ales < Aounts Reei&a!le 2ransation %al,troug+Mfg (e! 08)

.ales < De!tors

.ales < Mar,eting Audit Program (11/1/03)

.ales < Mar,eting "n&entor "#$ (1)

.ales < Mar,eting Promotions+Manufaturing (Aug 08)

.ales Aounts Reei&a!le #ontrol Matri (Mar '011)

.ales and Aounts Reei&a!le Audit Progra

.ales and Mar,eting (11/1/03)

.ales and Mar,eting #ollege (11/1/03)

.ales and Rating+5ealtare (Ma '010)

.ales #ommission Audit Program

.ales #ontrat Lifele Management (7ul 08)

.ales "#$ (9o& 06)

.ales "nenti&e Bonus Plan Audit Program

.ales "nenti&e #om-ensation Audit Proedures (7anuar '013)

.ales e Audit uide (%ord) (-df)

.ales e -erations Audit (Ma 04)


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.ales rder to Reei-t #le+Retail (De 0=)

.ales Return Analsis Audit (Ma 08)

.ales Re&enue Audit Program

.ales .o- (7une 0=)

.ales .stem Audit Program (/1/03)

.am-le .iFe #alulation .-readseet (7an 0=)

.am-le .trategi "nternal Audit Plan (Mar 04)

.am-ling and Po-ulation (7une '010)

.am-ling #e,list (1'/1/03)

SAP Audit and ontrol Points !2eb "*$

SAP AuthoriFation =esign

SAP 0usiness Process ontrols and AIS

SAP 0usiness Process Sales & ustomer Service Ris & ontrol (atri+

SAP 0usiness User Administration

SAP 0usiness 'arehouse AuthoriFationsSAP 0usiness 'arehouse Securit%

SAP onHgurable ontrols in SAP R4:

SAP ut-8ver heclist !ul% "*$

SAP ,8' )8 S)1PS 28R USIN7 R01 J1RSI8N .


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Sarbanes-8+le% *"* - I) Audit - Log Securit% Activit% - heclist

Sarbanes-8+le% *"* - I) Audit - (alicious Software - heclist

Sarbanes-8+le% *"* - I) Audit - Segregation of =uties - heclist

Sarbanes-8+le% *"* - I) Audit - User Access - heclist

.ar!anes+le 404 AP and Prourement

.ar!anes+le 404 Management Assessment of "nternal #ontrols

Sarbanes-8+le% *"* Networ Securit% !Sep "*$

.ar!anes+le 404 Proess Le&el %or,!oo, (Aug 04)

.ar!anes+le 404 .ales < Aounts Reei&a!le 2ransation %al,troug

.ar!anes+le 404 .ales and Aounts Reei&a!le

.ar!anes+le At uide

Sarbanes-8+le% Audit ommittee heclist

.ar!anes+le #alulating Paroll #ontrol Matri

.ar!anes+le # < #ontrollers #e,list

.ar!anes+le #laims 2esting+%or,ers #om- "nsurane

.ar!anes+le #o!it .eletion

.ar!anes+le #onsumer #ommerial #ontrol Matri+Ban,ing

.ar!anes+le #ontrol Matri Personnel < Paroll #le (Aug 04)

.ar!anes+le #ontrol Matri Purases < Paments #le (Aug 04)

.ar!anes+le #ontrol Matri Re&enue < #as #olletions #le (Aug 04)

.ar!anes+le #or-orate 2a #ontrol Matri

.ar!anes+le #o&erage Matri (Aug 04)

.ar!anes+le Disussion "tem Matri (Aug 04)

Sarbanes-8+le% 1nd User and 1ntit% Level ontrol Narrative !une ";$

Sarbanes-8+le% 1nd User omputing !une ";$.ar!anes+le inanial Re-orting

.ar!anes+le inanial Re-orting Ris,s and #ontrols (Aug 04)

.ar!anes+le ied Assets Ris,s and #ontrols (Aug 04)

Sarbanes-8+le% 7eneral 1ntit% 'ide ontrols

Sarbanes-8+le% 7eneric Stand Alone Application 7eneral ontrol Review !August "*$

Sarbanes-8+le% 7eneric )esting )emplate !8ct ";$

.ar!anes+le 5iring Personnel #ontrol Matri

.ar!anes+le 5R and Paroll Ris,s and #ontrols (Aug 04)

.ar!anes+le 5R Ris, Assessment

.ar!anes+le "m-liations Ba,dating .to, -tions and Eeuti&e #om-ensation (De '010)

Sarbanes-8+le% I) (anagement Audit Program & I5 !9. pages$

.ar!anes+le 7ournal Entr 2esting (7anuar '01')

.ar!anes+le Ke Pro&isions Aounting irms (A-ril '013)

.ar!anes+le Ris, Matri

.ar!anes+le .am-ling < "solated "nidents #e,list (Ma '010)

Sarbanes-8+le% 7uideboo for the )emplates !=ec "9$ !)he following templates are licefor use b% AuditNet subscribers$


42/100Page 4' of 100



.ar!anes+le .AP "n&entor #le "#$

.ar!anes+le .etion 404 A--liation Baseline Audit Program (7an '006)

.ar!anes+le .egregation of Duties Matri Personnel < Paroll #le (Aug 04)

.ar!anes+le .egregation of Duties Matri Re&enue < #as #olletions #le (Aug 04)

.ar!anes+le .-readseet "n&entor .ur&e (7une 06)

.ar!anes+le +.-readseets N404 ontrol e&aluation onsiderations (7une 06)

.ar!anes+le 2em-late inanial Re-orting #ontrol Matri (De 0)

.ar!anes+le 2em-late ied Asset #ontrol Matri (De 0)

.ar!anes+le 2em-late "n&entor #ontrol Matri (De 0)

Sarbanes-8+le% )emplate I) ontrol (atri+ !=ec "9$

.ar!anes+le 2em-late Paroll and 5uman Resoures #ontrol Matri (De 0)

.ar!anes+le 2em-late Purasing and Paa!les #ontrol Matri (De 0)

.ar!anes+le 2em-late Re&enue and Reei&a!les #ontrol Matri (De 0

.ar!anes+le 2em-late 2reasur #ontrol Matri (De 0)

.ar!anes+le 2imeline (Aug 04)SAS 3" 1valuation heclist !Apr "#$

SAS 3" 1valuation 7uidance !Apr "#$

SAS 3" )%pe / 2raud Assessment )emplate !ul% ";$

SAS 3" )%pe . 2raud Assessment )emplate !ul% ";$

.A.

SAS-3" Review !8ct ";$

.aJolding "#$ (#onstrution "ndustr) (t 06)

.ool Ati&it unds Audit

.ool Distrit Prourement -erations (7an 0)

.euring o&ernment Buildings.eurit Administration 9et*or, Aess

.eurit Audit Program

.eurit Management (.e- 06)

Securit% (anagement Audit !(a% "#$

Securit% Ph%sical and =ata

.eurit Posture of te DPA/A2.

Securit% 5uestionnaire

.egregation of Duties and #om-liane %or,!oo, (to!er '010)

.egregation of Duties rid+Re&enue < #as #olletions #le (7an 0=)

.egregation of Duties Matri

.eguridad isia #ontrol "nterno

.elling and Administrati&e E-enses %or,ing Pa-er 2em-late

Server onHguration and Support Review !ul% "*$

Service Level Agreement-Retail !Nov "3$

.eriJHs e E-enditures

.eriJs e E-enditures+o&ernment (7ul '00)

.i--ing (2ra and Distri!ution) Audit Program

.ort 2erm De-osit Audit Proedures


43/100Page 43 of 100



.ort+2erm "n&estments Audit Program (August 04)

.ignature Autorit Matri 2em-late (.e- '00)

Si+ Sigma Proect Report

Si+ Sigma Reference )ool (atri+ !April ."//$

Si+ Sigma )ools =evelopment (atri+.,illed 9ursing ailit (9o& 04)

.lot Maine -erations+#lu!s (to!er '010)

.mall .am-le .iFe Eel %or,!oo, (A-ril 04)

.oial Media Ris, %or,!oo,

.oft #ontrols "nternal #ontrols Ris, Matri (Mar 0=)

Software hange (anagement !2eb "*$

Software ompliance & ?our 8rganiFationC Looing for a areer hange

.oft*are #om-liane Audit Program (7an 08)

Software ompliance AuditingC As An Auditor@

Software ompliance AuditingC Is ?our Number UpSoftware onHguration (anagement !'ord$

Software License ompliance Audit Program

Software Licensing !"/4"*$

Software Licensing ompliance

.olaris Release (.e- 08)

.olid %aste Audit Program (-df)

S8> *"* Audit ommittee heclist !Aug ";$

. 404 E-ense #le $uestionnaire (t 04)

S8> *"* I) 7eneral ontrols (atri+

. 404 Re&enue #le $uestionnaire (t 04). Based Ris, Program + 5otel "ndustr (Mar 06)

. #ode of Etis Eam-le (e! 06)

. #om-liane Auditing #e,list (t '00)

. #ontrol Ee-tion and Deien E&aluation %or,seet (A-r 06)

. De!t #le 2est of #ontrols (.)

. Em-loee Benets #ontrols (e! '011)

. Entit Le&el #ontrol Matri

. E-osure #alulations (De '010)

. inanial Re-orting 2est of #ontrols

. rame*or, for E&aluating Ee-tions (e! 06)

. "#$ Aounts Paa!le (.e- 04)

. "#$ Aounts Reei&a!le

. "#$ #as Dis!ursements + 2reasur (.e- 04)

. "#$ #redit < #olletion

. "nternal #ontrol .ales (t 04)

. "n&entor Management and Ris, #ontrols (7an '006)

. E-enditure #le Ris,s and #ontrols Matri (Manufaturing onern/.AP en&ironment/.) (04)


44/100Page 44 of 100



S8> I) Audit Program !Apr ";$

S8> I) Section *"* Anti-2raud )ool !(arch ."//$

S8> (apping 2inancial Statements to ontrols )emplate !an ."";$

. Proess Doumentation orm (7ul 06)

. Proess *ners Re-resentation Letter (e! 08)

. Re&enue and Ris, #ontrols (7an '006)

S8> Revenue Process Audit Program !an ."";$

S8> Spreading )esting !(ar ";$

. .taJ "nternal #ontrol $tiliFation "#$ (t 04)

.-end Management Re&ie* (7ul 08)

.-end Management Re&ie*+Retail (9o& 0=)

.-orts De&elo-ment "#$ (7ul 06)

.-readseet Matri 2ool (9o& '010)

S5L Server (aster Audit Program

S5L Server Securit% Audit Program !Aug ";$

.taJ Administration (eneral) "#$ (t 04)

.taJ Planning "#$ (1'/1/03)

.taJ >tiliFation "#$ (1'/1/03)

.tandard Audit Program.tandard Doument Re;uest List + Lost Prots

.tandard Management Audit Programs (11)

.tandards for Business #ontrols :olI 1 eneral Business Proesses

.tandards for Business #ontrols :olI ' "2 Proesses

.tate of "o*a Audit Programs

.tationar .u--l Audit Program (01/04)

.tatistial .am-ling A--liation (August '011)

.timulus+#ertiation Reo&er At Re-orting Re;uirements (o&) (A-ril '00)

.timulus+#ertiation Re;uirement for Reei-t of und (o&) A-ril '00)

.to, Management (t 0=)

.tore Audit Program (Drugstore) (9o& 04)

.tore Audit Program+Parma (Aug 08)

.tore :isit 9on #onformit Re-ort (Ma 04)

.tores and .-are Parts Audit Program (t 04)

.tores Management (Aug '00=)

.trategi Asset Management "#$ (/1/03)

.trategi 2in,ing and :ision (Ma '011)

.tratiation Eam-le (9o& 04)


45/100Page 46 of 100



.tudent Ati&it und Audit Program Pu!li .ools

.tudent #ounseling and .u--ort "#$

.u!mit 2ender Jer for .tore De&elo-ment (Aug 08)

.un .olaris Audit uide

.u-ermar,et Perisa!les Audit Program

.u--l #ain inane (9o& 08)

.urfae %ater Management (.%M) #om-liane (A-ril 04)

.ur&e on Proet Management of te De&elo-ment of "nformation .stems

.*ift Alliane #ontrol Assessment (Ma 06)

S%base =0(S Application-0aning !(ar "#$

S%base Securit% ontrols and Audit

S%base Server onHguration !Nov "#$

S%stem 99 Audit Program !'ord$ !pdf$

S%stem Access )esting 'orboo

S%stem Administration and 8perations !April "*$S%stem onversion and Reconciliation

S%stem =evelopment & (aintenance-0aning !(ar "#$

S%stem =evelopment and Program hange ontrol 7overnment !2eb ."/"$

S%stem =evelopment Life %cle Audit

S%stem =evelopment Proect Audit heclist

S%stem =evelopment Proect Audit Program !8ct "*$

S%stem =ispla% and Search 2acilit% Review

S%stem Implementation Audit

S%stems & omputer 1nvironment !8ct "*$

S%stems onversion4Implementation 0est PracticesS%stems =evelopment and Programming

S%stems (aintenance Audit Program !94/4":$

S%stems Software Audit Program

2


46/100Page 48 of 100



)echnolog% ,elp =es Review !Apr ";$

2eleommuniations

)elecommunications AP7 !cellular & voicemail$

2eleommuniations Audit of East 2eas .tate >ni&ersit

2eleommuniations Audit Preliminar Program2eleommuniations Audit Preliminar .ur&e

2eleommuniations Audit .ummar Re-ort ++ Re&ised

2eleommuniations Billings and Aounts Reei&a!le

2eleommuniations #ustomer .atisfation .ur&e

2eleommuniations "#$

2eleommuniations -erational Audit Program

2ele-one E-enses Audit Program (t 04)

2ele-one "nformation

)elephone Usage !Aug .""3$

2em-orar Em-loee Audit Program2ender Management+#lu!s Ris, #ontrol Matri (to!er '010)

2ender Proedures (.e- 08)

2ender Proedures+Retail (9o& 0=)

2ender -roess Audit Program

test

2est for Andolasoft

2est for Audit -rogram from Admin side

2et!oo,s

2et!oo,s + .ools

2e Audit9etG Monogra- .eries easi!ilit .tud2e Audit9etG Monogra- .eries %or,-a-er Doumentation uide

2e Audit9etG uides .taJ Management Plan

2e Audit9etG Monogra- .eries AuditorHs uide to Asset Leasing raud Audit9et

2ird Part Administrator 5ealt #are Audit Program

2ird Part Administrator Medial #laims

2ird Part #laims Proessing Audit Program

2ird Part Portfolio Audit Program (De 06)

2ime < Attendane %or, Program (>ni&ersit) (.e- 06)

2ime and Attendane Audit Program (7une 06)

2ime Budget Eel %or,seet

2ime .aring -tion .u!sstem Re&ie*

2o- 10 Ris,s of 92 .

2o- .eret Audit Program (%ord) (-df)

2o- .eret :6I3 Audit Program (t 04)

2e Audit9etG Monogra- .eries Auditors and .eurities La* "ssue .eurities raud %at @ou 9eKno*

2e Audit9etG Monogra- .eries raud Ris, Assessment Matri >."9 25E RA>D R".K A..E..MR"D


47/100Page 4= of 100



2ra,+"t Audit Program (A-r 0=)

2rade #om-liane #onguration Audit

2rade #reditors Audit Program (%ord)

2rade De!tors Audit Program (11/1/03)

2rade Reei&a!les2rading -erations Audit Program (%ord -df)

2raining < Eduation (7an '011)

2ransfer Priing (A-ril '011)

2rans-ortation < reigt (Mar '010)

2rans-ortation and reigt Audit Proedures

2ra&el

2ra&el + .ools

2ra&el and Business #onferene Audit Program

2ra&el and Entertainment E-enses (10/1/03)

2ra&el and Entertainment Ris, Assessment (Ma 0=)2ra&el and Entertainment 2est Matri (Ma 0=)

2ra&el and E-ense Reim!ursement Audit Program

2ra&el and E-ense Reim!ursement Audit Program (Ma 0=)

2ra&el Audit Program (o&ernment) (August 04)

2ra&el Program Audit

2ra&el Re&ie* Audit %or, Program

2ra&el .stems #e,list (A)

2reasur < "n&estment "nternal #ontrol Matri (e! 0=)

2reasur Aution Audit

2reasur Audit Program (.e- 0=)2reasur #ontrol Matri (e! '011)

2reasur De-artment Audit Program (01/04)

2reasur De-artment Reoniliation (01/04)

2reasur Management (Loal o&ernment) "#$ (t 04)

2reasur Management (t 0=)

2reasur Management and Merant .er&ies (Ban,ing)

2reasur Management "#$

2reasur Management "#$ (1= -ages) (Aug 06)

2reasur -erations (7ul '00)

2reasur -erations oreign Eange Audit Program

2reasur Preliminar #ontrols Assessment $uestionnaire

2rou!led Asset Relief Program 2ARP #om-liane (7ul '010)

2rust De-artment Audit Program

2rut in Lending At #om-liane Eamination Proedures (Deem!er '01')

2rut in .a&ings At (2".A) #om-liane Re;uirements and Eamination Proedures

2. nline .er&ies

2uition Reim!ursement Audit Program (7ul '004)

>niform uide for "nitial Re&ie* of A+133 Audit Re-orts (/1/03)


48/100Page 4 of 100



>nit 2rust 9e* Business Audit Program (.out Afria) (%ord) (-df)

>nit 2rust Re-urases Audit Program (.out Afria) (%ord) (-df)

Uni+ Audit Program

UNI> Audit Script

Uni+ onHguration 5uestions !August "*$UNI> 8perating S%stem Securit% Review

Uni+ Securit%

UNI> Securit% heclist

Uni+ Securit% 7uide

UNI> Servers AP7 !an ."";$

Uni+ S%stem 5uestions !August "*$

Uni+ S%stem Services

UNI> 'or Program !"/4"*$

>n-aid Bills (A-ril '011)

>9>M Reinsurane 2reat ile Audit Program (Ma 04)>se of #ontrat and Agen .taJ "#$ (1'/1/03)

>sing a .er&ie Entit #e,list (9o& 04)

>sing te %or, of "nternal Auditors #e,list (.e- 04)

:A2 Audit %or, Program

JA>4J(S

JA>-J(S S%stems

:eile Aution End of Lease #arges Audit Program

:eile >tiliFation (7une 0=)

:ending + .ales < Reei-ting #e,list (9o& 06)

:endor Audit #e,list + Energ "ndustr (7ul 04):endor Audit Proedures+ Energ "ndustr (7ul 04)

:endor Audit Program + Energ "ndustr (7ul 04)

:endor ile :alidit Audit Program (%ord) PD

:endor Re&ie* Audit Program (7ul 06)

:iolations and .eurit Ati&it Re-orts

:irtual Pri&ate 9et*or, Audit Program (7an '006)

Jirtual Private Networ Review !(ar ";$

Jirus =etection Audit Program

Jirus Protection & ompliance !"/4"*$

Jiruses =etection and Prevention Audit Program

Jiruses Polic% 1+ample !"/4"*$

JISA ISP Securit% Audit Procedures and Reporting

JISA ISP Self-Assessment 5uestionnaire

Jisual 0asic ontrols

J( 8perating S%stem Review

J(40atch Review

J(4Secure Review

Joice Response Unit !Aug ";$


49/100Page 4 of 100



Joice Response Unit Audit Program !'ord$

:ote Buing (o&ernment) "#$ (7une 04)

:.E/.P Re&ie*

%ages and .alaries (Aug '00=)

%areouse Audit Program%areouse Management (%ord) (-df)

%areouse -erations Audit Program (%ord)

%areouse .tandard Audit Program+#ement (Asia) (A-r 08)

%areousing and .torage #e,list

%ater .arit "#$

'eb Applications =ue =iligence !Sep "*$

'eb 0ased Application =evelopment Audit Program - 7ov !an "6$

'eb Securit% 7uide

'eb Server Audit Program !'ord$ !pdf$

'eb Site 0uilding and (aintenance !Nov ";$'eb Site (anagement

'eb-0ased 2orensicsC AuditNet 7uide and Introduction !April ."//$

'ebsite Audit Program !0aning$ !8ct .""6$

%eigted A&erage "n&entor :aluation #alulation %or,seet (Mar '010)

%istleBlo*er 2ra,ing Re-ort (A-ril '013)

%istle!lo*er :endor Program Re&ie* (.e- 08)

%istle!lo*ing "#$ (.e- 04)

%olesaler #arge Ba,s Audit Program

'indows .""" Audit Program

'indows .""" heclist-0aning !Apr "#$'indows .""" Ris (atri+ !Aug ";$

'indows Active =irector% !Nov .""9$

'indows N) .""" Audit Program !Sep "*$

'indows N) *


50/100Page 60 of 100



'ireless LAN Review !64/4":$

'ireless Networing

%or,ing #a-ital Management Audit Program (7une 04)

%riting Essentials 2ool Matri (to!er '010) Eel :ersion

%riting Essentials 2ool,it for Auditors (to!er '010) PD &ersion@ou DonHt .tand a ost of a #ane + r? Do @ouO

-erating .stem Audit

Ftest audit -rogram


51/100Page 61 of 100

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