Ilana D Rovner Financial Disclosure Report for 2010

8/3/2019 Ilana D Rovner Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010Report Required by the E thicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Per son R epor ting ( las t name, f ir s t , middle in i t ia l)R o v n e r , l i a n a D .

4. Tit le (Ar tic le I l l j udges ind ica te ac tive or sen ior s ta tus ;magistrate judges indicate full- or part- time)C i r c u i t J u d g e ( A c t i v e )

7. Chambers or Of f ice AddressUnited States Court of Appeals21 9 S . Dearbo rn S t .Chicag o , I L 60604

2. Court or Organizat ion7th Circui t Court of Appeals

3. Date of R e p o r t07/29/201

5a. Report Type (che~k appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s of the informat ion contained in th is Report and anym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p f i c a b l e l a w s a n d r e g u l a t io n s .

Reviewing Of f ice r Date

6. Report ing Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The in s t rucaon s accom pan y in g th i s fo r m m as t be fo llowe" t Com plete all parts,checking the NONE bo x for each part where you have no rep ortable information. Sign on last pag~

I . P 0 S I T I 0 N S . ~ R e p o r a n g i n d i v i d u a l only; see p p . 9 - 1 3 of filing instruction&)D N O N E ( N o reportable positions.)

POSITION1. M em b er Eme r i tu s , Bo ar d o f T r u s t ees2. M em b er , Bo ar d o f O v er see r s3. M em b er , Bo ar d o f Di r ec t o rs

4. Trustee

N A M E O F O R G A N I Z A T IO N / E N T I T Y

T r us t

I I . A G R E E M E N T S . t R e p o m n g i n d i v i d u a l o n l y ; s ~ , ,, . 1 4 - 1 6 of filing instructions.)~ (No repor table agreem ent s . )ONE

D A T E P A R T I E S A N D T E R M S


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F I N A N C I A L D IS C L O S U R E R E P O R TPage 2 o f 58

N a m e o f P e r s o n R e p o r t i n gRovner , l iana D.

D a t e o f R e p o r t07/29/2011

I I I. N O N - IN V E S T M E N T I N C O M E . t S e po ,,~ n g i ,~ iv idna i and spo~e; see pv . 17-24 of filing instructions.)A. Filers Non-Investment Incom eD NONE n o n - i n v e s t m e n t i n c o m e . )epor tab le

DATE SOURCE AND TY PE INCOME( y o u r s , n o t s p o u s e s )1. 10/16/10 Rainbow Hosp ic e $2,500.002.3.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married during a n y p o r t i o n o f th e r e p o r t i n g y e a r , complete this sec t ion .(Dollar amount not required except for honoraria.)

~] N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

1.

2.

3.

4.

I V . R E I M B U R S E M E N T S - t r a n s p o r t a t i o n , l o d g i n g , f o o d , entertainmen~(Includes those to spouse and d ependent children; see pp . 25-27 o f filing instructions.)

[~ (No reportable reimbursements.)ONE

2.3.4.5.

SOURCE DATES LOCATION PURPOSE ITEM S PAID OR PROV IDED


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F I N A N C IA L D I S C L O S U R E R E P O R TPage 3 o f 58

N a m e o f P e r s o n R e p o r t in gRovner , l iana D.

D a t e o f R e p o r t07/29/2011

V . G I F T S . a n c t u d ~ , h o s e t o s p o ~ e a n d d e p e n d e . t children; see p p . 2 8 - 3 1 of filing instructions.)[~ N O N E ( N o reportable gif ts.)

SOURCE DESCRIPTION1 . Par t i a l Honora ry M em b ersh ip ~2.3.4.5.

VALUE$1,8oo.oo

V I . L I A B I L I T I E S . a ~ t u d e s those of spouse and dependent children; see pp. 32-33 of filing instructions.)~ (No reportable liabilities.)O N E

CREDITOR DESCRIPTION1 . Cit iMo rtg ag e Cosigner o~ mortgage.2.3.

4.5.

V A L U E C O D EL


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D a t e o f R e p o r t07/29/2011

VII . INVESTM ENTS a n d T R U S T S - i . . . . . . . . r u e , ~ r a n s a c t l o n s tlncludes those o f s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 of f i l ing instruct ions . )D (No repor tab le income , a s se t s , o rO N E transactions.)

A . B. C. D.Description of Assets Incom e during G ross value at end Transactions during reporting period

(including trust assets) r e p o r t i n g p e r i o d of reporting period(I) (2) (I) (2) (1 ) (2) (3) (4) (5 )

Place "(X)" after each asset A m o u n t T y p e ( e . g . , V alue V alue T y p e ( e . g . , D a t e Value Gain I d e n t i t y o fexempt from prior disclosure Code I d i v . , r e n t , Code 2 M e t h o d buy , se ll, m m /dd/yy Code 2 Code I buyer/ sel ler[ ( A - H ) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) I J - P ) (A-H) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

1 . I n d us t r ia l D e v e l o p m e n t B a n k o f I s r a e l , L t d .

2. Brokerage Acct # 1

3. -F i d e l i ty M u n i c i p a l M M F

4. - F i d e l it y A M T T a x - F r e e M o n e y F un d( F I M X X ) ( Y )

5. - AT & T I n c C o rn

6, = A g n i c o E a g le M i n e s C o m N F V

7. - A l co a I n c

8. - A n a d a r k o Pe t e Co r p

9. - A p p l e I n c

1 0 . -Br o c ad e C o mmu n i c a t i o n s S ys

1 1 . - E n b r i d g e E n e r g y Pa r t n e r s L P

1 2 . - G o v t Pp t y s I n co m e T r Co r n S h s

1 3 . - I sh a r es In c M S C I C an ad a In d ex F d

1 4 . - ITC H l d g s C o r p

1 5 . - P i m c o M u n I n c o m e F d I I

1 6 . - R a n g e R e s o u r c e s C o r p

1 7 . -S P DR S er T r M o r g an S t an l ey Tec h

N o n e J T

Clo sed 03 /02/1 0 JSo ld 01/01!10 J

Distributed 02/23/10 KDistributed 02/23/1 0 JDistributed 02/23/1 0 JDistributed 02/23/1 0 JDistributed 02/23/1 0 JDistributed 02/23/1 0 JDistributed 02/23/1 0 JDistributed 02/23/1 0 KDistributed 02/23/1 0 KDistributed 02/23/1 0 JDistributed 02/23/1 0 KDistributed 02/23/1 0 JDistributed 02/23/1 0 J

A Divid en dN o n e

A Divid en dN o n e

A DividendN o n eN o n eN o n e

A Distribut ionA Divid en d

N o n eN o n e

A Divid en dN o n eN o n e

See No te 6Transfer to Trust #4Transfer to Trust #4Transfer to Trust #4Transfer to Trust #4Transfer to Trust #4Transfer to Trust #4Transfer to Trust #4Transfer to Trust #4Transfer to Trust #4Transfer to Trust #4Transfer to Trust #4Transfer to Trust #4Transfer to Trust #4

( s e e C o l u m n s B I a 0 d D 4 ) : F ~$50~001 ~ $100~000 G =$ 10 0, 00 1 - $L 00 0.0 O0 H I - -- $1 ;0 00 ,0 ~1 - $ 5. 1) 00 ,0 00 H2 =More than $5,000,0002. Value Codes J =$15.000 or I~ s K =$15.001 - $50.000 L =$5 0,0~1 - $100.000 M =$100,001 - $250.000

(S e e Co lu m t~ CI a n d D 3 ) N =$250.1)01 - $500.000 O =$5 00,001 - $1 ,000.000 P I =$1 ,000,001 - $5 .000,000 P2 =$5,000.001 - $25,000.000P3 =$25,000.001 - $ 50.000.000 P4 =More than $50.000.0003. Value Method Code~ Q =Appraisal R =Cost (Real Es tate Only) S =Ass~ssmeet T =Ca s h M a rke t

(See Column C2) U =Book Value V =Other W = E s l imated

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTP a g e 5 o f 5 8


D a t e o f R e p o r t07/29/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i , c o m e , ,oi,, ~ o ~ a e a o , ~ ( I n c l u d e s t h o s e o f s p o u s e a n d d e p e n d e n t c h i ld r e n ; s e e p p . 3 4 - 6 0 o f f i li n g i n s t r u ct i o n & )N O N E (No reportable income, assets, or transactions.)

A. B. C . D .D e s c r i p t io n o f A s s e t s I n c o m e d u r in g G ro s s v a l u e a t e n d T ra n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(1) (2) (1) (2) (l ) (2) (3) (4) ( 5 )Place "00" after each asset A m o u n t T y pe ( e .g ., Value Value T y p e ( e . g . , D a t e Value G a i n I d e n t i t ~ o fe x e m p t f ro m p r i o r d i s c lo s u r e C o d e I d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , m n Y d d / y y C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t ran ~ t io n )

1 8 . -Ta l a M otors Limi t ed Adr Ea Rep N o n e Distributed 02/23/10 K Transfer to Trust #41 9 . -F ide l it y Canada (FICD X ) N o n e Distributed 02/23/10 K Transfer to Trust #4

20 .21 .22 .

- Am er ican Cen tu ry T ax F ree Bo n d A Divid en d Bu y 01/01/10 J( T W T I X ) (ad d l )

Bu y 01/29/10 J(ad d l )Distributed 02/23/10 K Transfer to Trus t #4

23 . -B a i rd In t e rmedia t e M uni B ond lnv s C1(B M B SX )24 .

A Divid en d Bu y 01/25/10 J(ad d l )Distributed 02/23/10 M Transfer to Trust #4

25 .26 .27 .

- M a r s h a l l I n te r m e d T a x F r e e C I Y ( M I T F X ) A Divid en d Bu y 01/01/10 J(ad d l )B u y 01 /29/1 0 J(ad d l )

Distributed 02/23/1 0 K Transfer to Trust #428 .29 .3 0.

-P imco Tota l Re tum Cla ss D (PTTD X ) A Divid en d Bu y 01 /01 /1 0 J(ad d l )Bu y 01 /29/1 0 J(ad d l )

Distributed 02/23/1 0 K Transfer to Trust #431 .32 .33 .

- T Ro w e Pr ice T ax F ree Sho r t I n te r A Divid en d Bu y 01/01/10 J( P R F S X ) (addJ)Bu y 01/29/10 J(ad d l )

Distributed 02/23/10 M Transfer to Trust #43 4. - T ho mburg L td T erm Mun ic ip a l Fun d CI A A Divid en d Bu y 01/01/10 J( LT MFX) (ad d l )

(Sec Columns B1 and D4) F=$50~001-$100,000 : : G=$100,001 - $L000.0O0 : H! -~1 ;000;001. $5.000.000 H2 =Morelhan $5.000,0002. Va lue Cod~ J = $ 1 5 . 0 0 0 o r Ices K =$15,001 - $50.000 L =$50,001 - $100.O00 M =$100.001 - $250.000

(S e e Co lu m n s CI a n d D 3 ) N =$250.001 - $ 500.000 O =$5 00,001 - $1 ,000,000 PI =$1,000.001 - $5,000,1)00 P2 =$5,000,001 - $25,000,1)00P3 =$25.000.001 - $ 50.000,000 P4 =More than $50.000,0~03 . V alue Method Codes Q =A ppraisal R =Cost (Real Es tate Only) S = A s s es s men t T =Ca s h M a rke t

(See Column C2) U =Book Value V =Other W = E s t imated

E --$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTP a g e 6 o f 5 8

Name of Per son Repor tingRovner , l iana D.

D a t e o f R e p o r t07/29/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactlo~ (Includes those of spouse and dependeht children; see pp. 34-60 of filing instruction&)N O N E (N o reportable income, assets, or transactions.)

A. B. C. D.D e s c r i p ti o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g ~ a o r t i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(1) (2) (1) (2) (1 ) (2) (3) (4) (5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y pe ( e .g ., Value Value T y p e ( e . g . , D a t e V a l u e G a i n I d e n t i ty o fe x e m p t f ro m p r i o r d i s c lo s u r e C o d e I d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , r r a r d d d / y y C o d e 2 Code I b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

3 5.3 6.

Bu y 01 /29/1 0 J(ad d l )Distributed 02/23/1 0 J Transfer to Trus t #4

3 7.38 .39 .

- T ho mburg S t ra teg ic Mun ic ip a l I n co me C A Divid en d Bu y 01 /01 /1 0( T S S C X ) (ad d l )Bu y 01 /29/1 0(ad d l )

JJ

Distributed 02/23/10 L Transfer to Trus t #440 .41 .42 .

- V a n g u ar d G N M A ( V F I IX ) A Divid en d Bu y 01 /01 /1 0(ad d l )Bu y 01 /29/1 0(ad d l )

D i s t r i b u t e d 0 2 / 23 / I 0

JJJ Transfer to Trust

43 .44 .4 5.

- Wel l s Farg o Ul t ra Shr t T m M un i I n c- Ad v A Divid en d Bu y 01/01/10 J( S M U A X ) (ad d l )Bu y 01/29/10 J(ad d l ) "

Distributed ~ 02/23/10 K Transfer to Trust #446 .47 .48 .

- Wel l s Farg o Sho r t T erm M un i Bd - ln ves t A Divid en d Bu y 01/01/10 J( S T S M X ) (ad d l )Bu y 01/29/10 J(ad d l )

Distributed 02/23/10 L Transfer to Trus t4 9. - H at te ra s Fi nl C or p Co m ( H T S) A Divid en d Distributed 02/23/10 K Transfer to Trus t #450. IR A A cct #1 A Divid en d51 . -M L B ank USA Rasp Closed 0 4 1 2 3 1 1 0 J

2. Value Codes J =$15,1)00 or l a s s K =$15.001 - $50.000 L --$50,001 - $100,000 M =$100.001 - $250,000(S e e Co lu m n s CI a n d D 3 ) N =$250,001 - $ 500.000 O =$5 00,001 - $1 ,000.000 P I = $1 ,0 00 .0 01 - $ 5 .0 00 ,0 00 P 2 = $5 ,0 00 ,0 01 - $ 25 ,0 00 ,0 00

P3 =$25.000.001 - $ 50,000.000 P4 =More than $50,000.0003 . V alue Method C odes Q =Appraisal R =Cost (Real Es tate Only) S =As.~esament T =Ca s h M a rke t(S ee Colu m n C2) O =Book Value V =Other W = E s t imated

E --$15,001 - $50.000


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FINANCIAL DISCLOSURE REPORTPage 7 of 58

Name of Per son R e p o r t i n gRovner , l iana D.

D a t e o f R e p o r t07/29/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c om e , ~ o t u e , t r o ~ o ~ a o ~ a n c lu d ~ t h o s e o f sp o u s e o ~ d e p e n d e ~ children; see p p . 3 4 - 6 0 of fillng instructions.)N O N E (N o reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" after each assetexempt from prior disclosure

I n c o m e during G r o s s v a l u e a t e n dr e p o a i n g p e r i o d o f z t ~ o r t i n g p e r i o d

(1) (2) (I) (2) (1 ) (2) (3) (4) (5 )A m o un t T y p e ( e .g . , Value Value T y p e ( e . g . , D a t e Value G a i n I d e n t i t y o fC o d e 1 d i v . , r e n t , C o d e 2 M eth o d b u y , s e l l , m m / d d / y y C o d e 2 Code i b u y e r / s e l l e r( A - H ) or intO ( J -P ) C o d e 3 r e d e m p tio n ) ( J- P ) (A -H ) ( i f p r iva te( Q - W ) t r ansac t i on)

52 . - E a t o n V a n c e T a x A d v a n t a g e Distributed 04/23110 J Transfe r t o IRA # 853 . - O ld Muta l /C laymo re Shr t Fun d Bu y 01/08/10(ad d l )54 . Bu y 03/31 /1 0

(ad d l )55 . Bu y 04/06/10

( a d d l )56 . So ld 04 /23/1 0(part)57 . D i s t r i b u t e d 0 4 / 23 / 1 0

JJJJJ T ran s fe r to I RA #8

58 . - Visa I n c . CI A Shrs Open 02/26/1059 . Distributed 04 /23/1 060 . - Blackro ck Cap & I n c S t ra t . O p en 02/26 /1 061 . Distributed 04 /23/1 0

JJJJ

T ran s fe r F ro m I RAAcct # 2Transfe r t o IRA # 8T ran s fe r F ro m I RAAcct # 2T ran s fe r to I RA #8

62 . IRA Acc t # 2 A Distribut ion63 . -M L B ank USA Rasp Clo sed 02/26/1 064 . -M L R etirem en t R eserves CL I Clo sed 02/26/1 065 . - Visa I n c . CI A Shrs Distributed 02/26/1066 . - Blackro ck Cap & I n c S t ra t . Bu y 01/06/10(ad d l )67 . D i s t r i b u t e d 0 2 / 26 / 1 068. IRA Acc t # 3 A Distribut ion

J

J

JJJ

T ran s fe r to I RA A cct#1

T ran s fe r to I RA A cct#1

(See Columns BI and D4)E--$50;001-$100,000 : : G = $ 1 0 0 i 0 0 1 ~ $ 1 ~ 0 0 0 , 0 0 0 HI: =$1 ,000 ,001 . $5 ,000 ,0002. Value Codes J =$15.000 or le~ K =$15,001 - $50,000 L --$50,001 - $ 100,000

(See Co tumm CI and D3) N =$250.001 - $5 00,000 O =$5 00,001 - $1,000,000 P I =$1,000,001 - $5 ,000,000P3 =$25.000.001 - $50.000.1)00 P4 =More than $50,000,0003. Value Method Codes Q = A ppr a is a l R =Cost (Real Estate Only) S =Assessment(S e e Co lu m n C2) U =Book Value V --Other W =Es t im a te d

D =$5,001 - $15,000H2 =More than $5,000,000M = $100.001 - $250.000P2 =$5,000,001 - $25,000,000T =Ca s h M a rke t

E =$15,001 - $50.000


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N a m e o f P e r s o n R e p o r t in gRovner, liana D.

D a t e o f R e p o r t07/29/2011

V I I . IN V E S T M E N T S a nd T R U S T S - i.c om e , . a lu c , t ~ a ~ u ~ a o ~ a ~ l . d , ~ t h o s e o /s p o t . ~ n d dependent children; see p p . 3 4 - 6 0 of fillng instrucaon.~)N O N E (N o reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d( i n c l u d i n g t r u s t a s s e t s )P l a c e " ( X ) " a f t e r e a c h a s s e t

e x e m p t f ro m p r i o r d i s c lo s u r e

I n co m e d u ri n g G r o s s v a l u e a t e n dr e p o r t i n g p e r i o d ofrepomng per iod

(I) (2) (!) (2) (I ) (2) (3) (4) ( 5 )A m o u n t T y p e ( e . g ., Value Value T y p e ( e . g . , D a t e Value G a i n I d e n t i t y o fC o d e 1 d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , m m / d d , ~ , y C o d e 2 C o d e I b u y e r / s c l l e r( A - H ) or i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J -P ) ( A - H ) ( i f p d v a t e( Q - W ) t r a n s a c t i o n )

69 .70 .

71 .72 .73 .74 .75 .76 .77 .78.79 .80.81.82.83.84.85.

-F ide l it y G inn i e M ac

- F id e l ity Can ad a-F ide l it y Cash Rese rv es

IRA A cc t . #4-V M M R Fede ra l Por t fo l io- V a n g a u r d E n g e r y ( Y )

IRA Acc t # 5-Fide l it y Cash Rese rv es

Bu y 01 /29/1 0(ad d l )Bu y 02/22/10(ad d l )

D i s t r i b u t e d 0 2 / 22 / 1 0

J

J

J

Distributed 02/22/10 JBu y 01/29/10 J(ad d l )Bu y 02/22/10 J(ad d l )

D i s t r i b u t e d 0 2 / 22 / 1 0 KA Divid en d

Clo sed 08/1 3 /1 0 JO p en 02/23/1 0 K

Distributed 08/13/10 KB Divid en d L T

O p en 02/22/10 K

- F id e l ity Go vern men t I n co m e

Bu y 03/02/1 0(ad d l )Bu y 03/04 /1 0

(ad d l )Bu y 01 /29/1 0(ad d l )Bu y 02/26/10

(ad d l )

J

JJ

J

Transfe r t o IRA A cc t#5Transfe r t o IRA A cc t#5

Transfe r t o IRA A cc t#5

Transfe r f rom IRAAcc t # 6Transfe r t o IRA Acc t#8

Transfe r From IRAAcct #3

2. Value Codes J = $ 1 5 . 0 0 0 o r leas K =$15 ,001 - $50.000 L =$5 0.001 - $100.000(S e e Co lu m n s CI a n d D 3 ) N =$250.001 - $500,000 O =$ 50 0.00 1 - $1 .0 00.0 00 P I =$ 1.0 00 .0 01 - $ 5.0 00 ,0 00P3 =$25.000.001 - $ 50.000,000 P4 =More than $50.000.0~0

3 . V alue Method Codea Q =A ppraisa l R =Cost (Real Es tatc Only) S =Assessment(Sen Column C2) U =B~ok Value V - -O ther W = E s t imated

D =$5,001 - $15,000H2 =More than $5.000,000M =$100.001 - $250,00012 =$5.000,00! - $25 ,000,000T =~ h M a r k e t

E =$15,001- $50,000


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D a t e o f R e p o r ~07/29/2011

V II. INVESTM ENTS and TRUSTS -*nco , ,,e , v , ,lue , tr . . . .o ~ ( I n c l u d e s t h o s e of sp ...... d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f f d l n g i n s t r u c ti o n s . )N O N E (N o reportable income, assets, or transactions.)

Description of Assets Income during(including trust assets) r e p o r t i n g p e r i o d

(i) (2)P l a c e " C A ) " a f te r e a c h a s s e t Amounl T y p e ( e . g .,

exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) o r i n t . )

Gross value at endof reporting period(l) (2)V alue V alu e

Code 2 Method( J - P ) Code 3( Q - W )

( i)T y p e ( e . g .,buy, sell,

r e d e m p t i o n )

Transactions during reporting period

(2) O) (4) (5 )D a t e V alu e G ain Identity of

m m/dd iyy Code 2 Code I buyer/seller( J - P ) (A-H) ( i f p r i v a t e

aansac t ion)

86 .87 .

88.89 .90 .91 .92 .93 .94 .95 .96 .

97.98.

Bu y 03/31 /1 0 J(ad d l )Buy 04/3 011 0 J(ad d l )Bu y 05/28/10 J

(ad d l )Bu y 06/30/10 J(ad d l )Bu y 07/30 /1 0 J(ad d l )Bu y 08/31/10 J(ad d l )Bu y 09/08/10 J(ad d l )Bu y 09/30 /1 0 J(ad d l )Bu y 10/29/10 J(ad d l )So ld 11/29/10 J(part)Bu y I 1 /30/10 J(ad d l )Bu y 12/17/10 J(ad d l )Bu y 12 /31 /10 J(ad d l )

99 . -F ide l it y G ov e rnment M oney M kt (Y )I00.101.1 02. - F id e l i ty Gin n ie Mae

Open 03/1 6 /1 0So ld 11/26/10(p an )Open 02/22/10

JJJ

T ran s fe r f ro mRet i remen t 2

Transfer From I R AAcct # 3

(Se~ Columns BI and D4): F =$ 50 .001 ~ $ 100,000 ;; : G =$ 10 0;0 01 , $ 1;0 00 .00 02. Value Codes J =$15 .0~ o r l e s s K =$15,001 - $50.000

( S e e C o l m m , s C I a n d D 3 ) N =$250,~)1 - $5 00.000 O =$500.001 - $1,000.000P3 =$25.000,001 - $50.000.0003. Value Method Codes Q = A ppr a is a l R =Cost (Real Estate Only)

(S ee Co lu m n C2) U =Bo ok Valu e V =Oth e r

c = $ 2 , 5 o t , s s , o o o D- -SS i OOi ~ s m o o oH I = $1 .0 00 ,0 01 - $ 5 ,0 00 .0 00 H 2 ~ M or ei ha n $ 5,0 00 ,0 00L = $ 5 0 .0 0 1 - $ 1 0 0 .0 0 0 M = $ 1 0 0 .0 0 1 - $ 2 5 0 ,0 0 0P I = $ 1 . 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 0 P 2 = $ 5 , 0 0 0 , 0 0 1 - $ 2 5 , 0 0 0 , 0 0 0P 4 = M o r e thanS = A s s es s men t T = C a s h M a r k e tW = E ~ t i m a t e d

E = $ 1 5 , 0 0 1 - $50,1300


10/58



Date of R e p o r t07/29/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , .e , v a l .e , t r a , ~ a ~ o , ~ a n e i .d , ~ , h o s e o : sp o ~ s e a n d d e p e . d e ~ t children; see p p . 3 4 - 6 0 of fil ing instructions.)N O N E (N o reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Incom e during G ross value at end Transactions during reporting period(including trust assets) reporting period o f r e p o r t i n g p e r i o d

(1) (2) (1 ) (2 ) O) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e l A m o u n t T y p e ( e . g ., V alue V alue T y p e ( e . g ., D a t e Value Gain Identity of

exempt from prior diselusure C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d buy , se ll, m m/dd /y y Code 2 C ode I buyer/seller(A-H) o r i n t . ) ( J - P ) Code 3 x ~ l e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e( Q - W ) t n m s ~ c t i o n )

1 0 3 .1 0 4 .

1 0 5 .1 0 6 .1 0 7 .1 0 8 .

109.110.111 .

!112 .~ 1 1 3 .

1 1 4 .1 1 5 .1 1 6 .

: 117. -F idel i ty Canada1 1 8 .1 1 9 .

Bu y 02/26/10 J(ad d l )Bu y 03/31 /1 0 J(ad d l )Bu y 04 /30 /1 0 J

(ad d l )Bu y 05/28/10 J(ad d l )Bu y 06/30/10 J(ad d l )Buy 07/30/10 J

(ad d l )Bu y 108/31/10 J(ad d l )Bu y 09/08/10 J(ad d l )Buy 1 09/3 0/1 0 J(ad d l )Bu y 1 0 / 2 9 / 1 0 J(ad d l )So ld 11/29/10 J(part)Bu y 11/30/10 J(ad d l )Bu y 12/10/10 J(ad d l )Bu y 12 /31 /10 J(ad d l )O p en 02/22/10 JSo ld 11/26/10 J(part)Bu y 12/03/10 J(ad d l )

Transfe r From IRAAcct #3

( S e e C 0 l u m n s B l a n d D 4 ) F=$50~001-$[00,000 G=$100~001 ~$1,000,000 H 1 = $ 1 ~ 0 0 0 , 0 0 1 - $ 5 , 0 0 0 ; 0 0 0 : : H2 =More than $5.000, 00 02. Value Codes J = $ 1 5 . 0 ~ 0 o r I e ~ s K =$15,001 - $50.000 L =$5 0,001 - $100.000 M =$100,001 - $250,000

(see Colunms C I and D3) N =$250.001 - $500.000 O =$500,001 $1,000.000 P I = $1 ,0 00 ,0 01 - $ 5 ,0 00 ,0 00 P 2 = $5 ,0 00 .0 01 - $ 25 ,0 00 ,0 00P3 =$25.000.001 - $ 50.000.000 P4 =More thau $50,000,000

3 . V alue Method C odes Q =Appraisal R =Cost (Real Es late Only) S =Assessment T =Ca s h M a rke t(See Column C2) U = Book V alue V =Other W = E s t imated

E =$15,001 - $50,000


11/58

FINANCIAL DISCLOSURE REPORTPage I1 of 58

N a m e o f P e r so n R e p o r t i n gRovner, liana D.

D a t e o f R e p o r t "07/29/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a u e , tr a ~ a . l o ,~ a n a ~ d e s ,h o s e o ,: sp o u s e a n d d e p e n d e n t children; see pp. 3 4 - 6 0 o f f i l l n g i n s t r u c t io n s . )

1 2 0 .

N O N E (N o reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t s T r a n s a c t i o n s d u d r t g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )P l a c e " ( X ) " a f t e r e a c h a s s e t

e x e m p t f ro m p r i o r d i s c lo s u r e

I n c o m e d u r i n g G r o s S v a l u e a t en dr e p o rt i n g p e r i o d o f r e p o rt i n g p e r i o d

(t ) ( 2 ) (l ) ( 2 ) (I ) (2) (3) (4) ( 5 )A m o u n t T y pe ( e .g ., Value Value T y p e ( e . g . , D a t e Value G a i n I d e n t i t y o fC o d e I di v . , r en t , C o d e 2 M e t h o d b uy , se l l , m m / d d / y y C od e 2 C o d e I b uyer / se l l er( A - H ) or i n t . ) ( J - P ) C o d e 3 r e d e m p tio n ) (J-P ) (A - H ) ( i f p r iva te( Q - W ) t r a n s a c t i o n )

121 . I RA Ac c t # 6122. -Vanguard Energy (Y)123. JP Morgan Chase Accounts124: Ret i rement Acct . #I125. -Teachers Ins & Ann A ssn126. -Coi l Rtrmnt Equ Fu127. IRA Acct #7128. -Schwab Cash Reserves129. -Vanguard GNMA Fund1 3 0 .131. -Vanguard Short Term lnves tmt Grade Fd132.133 . - T Rowe P r i c e Ne w E r a F d134. -Conocoph i l lips135. - lntl Business Machines (IBM)136. -Sequoia

N o n e

A InterestN o n e

C Int./Div.

Bu y 12/30/10 J(ad d l )

Distributed 02/23/1 0 K Transfe r t o IRA A cc t#4

Clo sed 02/23 /1 0 J

S o l d 04/27/10 JS o l d 04/27/10 J

Clo sed 02/22/1 0 JBu y 01/29/101 J(ad d l )

Distributed 02/22/10 M Transfe r t o IRA # 8Bu y 01 /29/1 0 J(ad d l )

Distributed 02/22/1 0 J Transfe r t o IRA # 8Distributed 0 2 / 2 2 / 1 0 J Transfe r t o IRA # 8Distributed 02/22/10 J Transfe r t o IRA # 8Distributed 02/22/1 0 J Transfe r t o IRA # 8Distributed 02/22/1 0 J Transfe r t o IRA # 8

2. Value Codes J =$15,000 o~ less K =$15 ,001 - $50,000 L =$5 0,001 - $100.000 M =$100,001 - $25 0,000(S c Colum rk s CI and D 3 ) N =$25 0.001 - $5 00.000 O =$5 00,001 - $1 ,000.000 PI =$1.000.001 - $5,000,000 P2 =$5,000,1g)1 - $25,000.000

P3 =$25.000.001 - $ 50,000,000 P4 =More than $50.000.0003. Value Mclhod Cod~ Q =Appraisal R =Co st (R ea l E sla tc O nly ) S =A sse ssm en t T =Ca s h M a rke t(S e e Co lu m n C2) U =Book Value V =Other W = E s t imated


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D a t e o f R e p o r t07/29/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruc~iong)N O N E (N o reportable income, assets, or transactions.)

Description of Asscts Transactions during reporting period(including trust assets)

P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

Incom e during G ross value at endreporting period o f r e p o r t i n g p e r i o d

(l) (2) (1) (2) (1 ) (2) O) (4) (5 )Amount T y p e ( e . g ., V alue V alue T y p e ( e . g ., D a t e Value Gain I d e n t i t y o fCode I d i v . , r e n t , Code 2 M e t ho d buy, sell, n n n / d d ~ y Code 2 Code ! buyer/selle r(A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) (J-P) (A-H) ( i f p r i v a t e

(~W) t r a n s a c t i o n )

1 3 7 . - C e m e r138. -Ci t igroup Inc139 . -Devon Energy CP1 4 0 .141. -Dominion Res Inc va142. -Gaf isa Adr14 3 . - K i nde r M or ga n M gm t L L C144. -Pimco Corp Income Fund145.146. -Randgold Res Ltd Adr147. -Te l labs Inc148. -Verizon Communications

Di s t r i b u t ed 02/22/10 KDi s t r i b u t ed 02/22/10 J

B u y 01/04/10 J( a d d l )

Di s t r i b u t ed 02/22/10 J


Di s t r i b u t ed 02/22/10 JDi s t r i b u t ed 02/22/10 K

B u y 02/05/10 J( a d d l )

Di s t r i b u t ed 02/22/10 K




149 . -W arner Chi lco t t P lc Distributed 02/22/10 K1 5 0. -H a rbo r B on d F un d Ins t C1 D istrib uted 02/22110 J1 51 . - J an us Sho r t T erm Bd Fd Bu y 01/29/10 J( add l )152. Distributed 02/22/10 K1 5 3 . - R i d g e w o r th U S G o v S e c Bu y 01/29/10 J(ad d l )

Transfe r t o IRA # 8T ran s fe r to I RA # 8

Transfe r t o IRA # 8Transfe r t o IRA # 8Transfe r t o IRA # 8Transfe r t o IRA # 8

Transfe r t o IRA # 8Transfe r t o IRA # 8Transfe r t o IRA # 8Transfe r t o IRA # 8Transfe r t o IRA # 8T ran s fe r to I RA # 8

Transfer to IRA #8

2 . V a l u e C _ x ~ d e s J - ~ $ 1 5 . 0 0 0 or I ~S K =$15,001 - $50.000 L =S50,001 - $100,000 M =$100,001 - $250,~0(S~ Co lumns CI and D3) N =$250,(~ )1 - $5 00.000 O =$5 00,001 - $1 ,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000~000

P 3 = $ 2 5 , G < ) 0 . 0 0 1 - $ 5 0 , 0 0 0 , 0 0 0 P4 =More than $50.000,0003 . V alue Method C odes Q =Appraisal R =Cost (Real Es tate Only) S =Assessment T =Ca s h M a rke t(S~e Column C2) U =Book Value V =Other W = E s t imated

E =$15,001- $50,000


13/58

FINANCIAL DISCLOSURE REPORTP a g e 1 3 o f 5 8

Name of Per son Repor tingRovner , l iana D.

D a t e o f R e p o r t07/29/2011

N O N E (N o reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )P l a c e " ( X ) " a f t e r e a c h a s s e t

exempt from prior disclosure

Income dur ing G r o s s v a l u e a t e n dr epor t i ng per i od of reporting p~od

(I ) ( 2 ) O) (2)A m o u n t T y p e ( e . g ., Value ValueC o d e I d i e . , r e n t , C o d e 2 M e t h o d( A - H ) o r i n t . ) ( J - P ) C o d e 3( Q - W )

(I) (2) (3) (4) (5 )T y p e ( e . g ., D a t e Value Gain Identity of

buy, sel l , m m / d d b y y Code 2 Code I buyer/ sel lerr e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

154. Distributed 02/22/10 K Transfe r t o IRA # 81 5 5 . - T C W T o t a l R e tu r n B o n d Bu y 01/29/10 J

(ad d l )1 5 6 . Distributed 02/22/10 K Transfe r t o IRA # 8

1 5 7 . - T h o m p s o n P l u m b B o n d F u n d Distributed 02/22/10 K Transfe r t o IRA # 8158. -Vanguard Shor t Term Bond Bu y 01/29/10 J(ad d l )1 5 9 . Distributed 02/22/10 K Transfe r t o IRA # 81 60 . - An n a ly Cap i t a l Mg m t Bu y 01/28/10 J(ad d l )161. Distributed 02/22/I 0 K Transfe r t o IRA # 81 62 . - G o v e r n m e n t Pp t y I n co m e T r B u y 02/01/10 J

( a d d l )163. Distributed 02/22/10 K Transfe r t o IRA # 8164. - I shares lbox x lnves top Distributed 02/22/10 J Transfe r t o IRA # 81 65. - I shares Msci Braz i l I n d x Distributed 02/22/10 K Transfe r t o IRA # 81 66 . - I shares T r Barc lay T ip s Bu y 01 /05/1 0(ad d l )1 6 7 . Bu y 02/08/10(ad d l )1 6 8 . D i s t r i b u t e d 0 2 / 22 / 1 0

J

J

J Transfe r t o IRA # 81 69. - I shares T rus t Do w J o n es Distributed 02/22/10 J Transfer to IRA #81 70 . - Nat io n a l Re ta i l Pp tys Bu y 02/17/10 J(ad d l )

2 . Valu e Codes J =$ 1 5 ,000 o r le~ K =$15,001 - $50,0~O L =$5 0,001 - $100,000 M =$100.001 - $250,000( s e e Co lu m n s CI a n d D 3 ) N =$250.001 - $500,000 O =$ 50 0,00 1 - $1 ,0 00,0 00 P l =$ 1.0 00 ,0 01 - $ 5,0 00 ,0 00 P2 =$5,000,001 - $25,000,000

P3 =$25.000.001 - $50,0~0,000 P4 ~More than $50,000.0003 . V alue Mclhod Codes Q =A ppraisa l R =Cost (Real Es late Only) S ~ A s s e, s sm e n t T =Cash Mad~el

(See Column C2) U =Book Value V = Olher W = E s t imated

E - -$ 1 5 ,0 0 1 - $ 5 0 .0 0 0


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D a t e o f R e p o r t07/29/2011

V I I . I N V E S T M E N T S a n d T R U S T S -i ,~o~,e, v o l u e , t r o , ~ o ~ i o , ~ ( Inc ludes those of spouse an d dependent children; see p p . 3 4 - 6 0 of fillng instructions.)[] (No repor table asse ts , orO N E in com e, tra n sa ction s.)

A. B. C. D.Description of Assets Income during G ross value at end Transactions during reporting period

(including trust assets) ~vorting period of reporting period(I) (2) (l) (2) (1 ) (2) (3) (4) (5 )

Place " (X )" after cech asse t A m ount T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Value Gain Identity ofexempt from prior disclosure Code I d i v . , r e n t , Code 2 M e t h o d buy, sell, m m / d d ~ y Code 2 C o d e 1 buyer/ sel ler(A-H) o r i n t . ) ( J - P ) Code 3 ~ le m p t i e n ) ( J - P ) (A-H) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

1 7 I . Di s t r i b u t ed 02/22/10 K Transfer to IRA #8

1 7 2 . -P l u m C r eek T i mb er C o Di s t r i b u t ed 02/22/10 J Transfer to IRA #8

1 7 3 . - S p d r G o l d T r u s t Di s t r i b u t ed 02/22/10 J Transfer to IRA #8

1 7 4 . - A l u m i n u m C a r p C h i n a A D R Di s t r i b u t ed 02/22/10 J Transfer to IRA #8

1 7 5 . - B a n k o f A m e r i ca C a r p Di s t r i b u t ed 02/22/10 J Transfer to IRA #8

1 7 6 . Br o ker ag e A c c t . # 21 7 7 . -S c h w a b T a x E x e m p t M M F A Di v i d en d C lo se d 02/22/10 K1 7 8 . -A l aska A i r Gr o u p In c N o n e Di s t r i b u t ed 02/22/10 K Transfer to Trus t #2

1 7 9 . -A l c o a In c A Di v i d en d Di s t r i b u t ed 02/22/10 J Transfer to Trus t #21 8 0 . -A n ad ar ko P e t r o l eu m C ar p N o n e Di s t r i b u t ed 02/22/10 J Tramsfer to Trus t #2

1 8 1 . -Ban k o f A m er i c a C ar p N o n e Di s t r i b u t ed 02/22/10 J Transfer to Trus t #2

1 8 2 . - B r o c a d e C o m m u n s S y s N e w N o n e Di s t r i b u t ed 02/22/10 J Transfer to Trus t #2

1 8 3 . - C a n a d i a n N a t u r a l R e s A D iv id en d D is t r ib u te d 02/22/I 0 J Transfer to Trus t #21 8 4 . -C o mer C ar p N o n e Di s t r i b u t ed 02/22/10 J Transfer to Trus t #2

1 8 5 . -Ea t o n Van c e Tax M an ag ed A Di v i d en d Di s t r i b u t ed 02/22/10 J Transfer to Trus t #21 8 6 . -F reep o r t M c M o m 6 . 7 5% p f d A D iv id en d B u y 02/02/10 J

( ad d l )187. Distributed 02/22/10 J Transfer to Trus t #2

2. Value: Codes J =$15 , 000 or I ~ K =$15,001 - $50.000 L --$50,001 - $100.000(S e e Co lu n m s CI a n d D 3 ) N --$250,001 * $500.000 0 =$ 50 0,0 01 - $ 1,0 00 .0 00 P l =$ 1,0 00 ,0 01 - $ 5,0 ~0 ,0 00

P3 =$25,000.001 - $50.000,000 P 4 =More than $5 0,000.0003 , V alue Method C odes Q ~A ppr a iea l R =Cost (Real Es tate Only) S =Assessment(S e e Co lu m n C2) U =Book Value V -~ )~her W =E stim ated

D = $ 5 ,0 0 1 -H 2 = M o r e than $ 5 ,0 0 0 ,0 0 0M = $ 1 0 0 ,0 0 1 - $ 2 5 0 ,0 ~ 0P 2 = $ 5 ,0 0 0 .0 0 1 - $ 2 5 ,0 0 0 .0 0 0T =C~h Market

E --$15,001 - $50,000


15/58

FINANCIAL DISCLOSURE REPORTPage 15 of 58Name o f Per son Repor ting

R o v n e r , l i a n a D .Date of R e p o r t

07/29/2011

V I I. IN V E S T M E N T S a n d T R U S T S -i .... e , value , t r . . . . tions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (N o reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Incom e during Gross value at end Transactions during reporting period(including trust assets) r e p o rt i n g p e ri o d o f re p o rt i n g p er i o d

(I) (2) (I) (2 ) (I ) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e n c h a s s e t Amount T y p e ( e . g ., V alue V alu e T y p e ( e . g ., D a t e V alu e G ain Identity of

exempt from prior disclosure Code I d i v . , r e n t , C o d e 2 M e t h o d buy, sell, mm/dd/yy Code 2 Code I buyer/se ller(A-H) o r i n t . ) O - P ) Code 3 ~lemption) ( J - P ) (A-H) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

188. - I amg old Corp A Divid en d Distributed 02/22/10 J Transfe r t o Trus t # 21 8 9 . - JP M o r g a n C h a s e & C o A Divid en d Distributed 02/22/10 K Transfe r t o Trus t # 21 90 . - No vel lu s Sys tems I n c . N o n e Distributed 02/22/10 K Transfe r t o Trus t # 21 9 1 . - P i m c o M u n i c i p a l l n cm F d A Divid en d Bu y 02/02/10 J(ad d l )1 9 2 . Distributed 02/22/10 J Transfe r t o Trus t # 21 9 3 . - P l u m C r e e k T i m b e r C o A Divid en d Distributed 02/22/10 J Transfe r t o Trus t # 21 94 . - Vale Cap i t a l L td 5 .5% 1 0F N o n e Distributed 02/22/10 J Transfe r t o Trus t # 2t95 . -Bai rd In termed ia te Muni A Divid en d Bu y 01/25/10 J(ad d l )1 9 6 . Distributed 02/22/10 K Transfe r t o Trus t # 21 9 7 . - P i m c o H i g h Y i e l d M u n i B d A Divid en d Bu y 01 /29/1 0 J Transfe r t o Trus t # 2(ad d l )

198. Distributed 02/22/10 J1 9 9 . - T R o w e P r i c e T a x F r e e A Divid en d Bu y 01 /29/1 0 J(ad d l )200. Distr ibuted 02/22/10 K Transfe r t o Trus t # 22 0 1 . -V a n g u a r d G n m a F u n d A Dividend Bu y 01/29/10 J(ad d l )202. Distr ibuted 02 /22 /I0 L Transfe r t o Trus t # 22 0 3 . - W e l l s F a r g o A d v a n t a g e A Divid en d Bu y 01 /29/1 0 J(ad d l )204. Distr ibuted 02/22/10 K Transfe r t o Trus t # 2

2 . V a lu e COd ~ J =$15,000 or I~s K =$15,!)01 - $50,000 L =$50.001 - $100,000 M =$100,001 - $250,000(S e e Co lu n m s CI a n d D 3 ) N =$ 25 0,001 - $ 500.000 O =$ 500.001 - $ 1,000,000 PI =$1,000.001 - $5,000,000 P2 =$5.000,001 - $25,000,000

P3 =$25,000.001 - $50,000,000 P4 =More than $50.000,0003 . V alue Method Cod ~ Q =A ppra isa l R =Cost (Real Eslate Only) S =Assessment T =Ca s h M a rke t

(S~e Colunm C2) U =Book Value V --Other W =Es l im a te d

E - - - $ 1 5 , 0 0 1 - $ 5 0 . 0 0 0


16/58



D a t e o f R e p o r t07/29/2011

V I I . I N V E S T M E N T S a n d T R U S T S - in e o , , , , . , , , , I , , e , t r , , n s , , e t io n s a . a , ,d e s th o s e o l s p o , ,s , , , n d d e ~ , c n d e n t children; see p p . 3 4 - 6 0 o f f i li n g i n s t r u c t i o n s . )N O N E ( N o repor table income, asse t s , or t ransac t ions . )

A. B. C. D.Description of Assets Incom e during G ross value at end Transactions during reporting period

(including trust assets) repoiaing period o f r e p o r t i n g p e r i o d[ (I) (2) (1 ) ( 2 ) ( 1 ) (2) (3) (4) (5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t I A m o u nt T y p e ( e . g ., Value Value Type (e.g., D a t e Value Gain ldentity ofexempt from prior disclosure C o d e 1 d i v . , r e n t , Code 2 Method buy, sel l , m m / d c l , ~ / y Code 2 C o d e 1 buyer/seller(A-H) o r i n L ) ( J - P ) Code 3 r e d e m p t i o n ) (J-p) (A-H ) (if inirate( Q - W ) t r a n s a c t i o n )

205 . Ret i r ement Acc t . #2 N o n e206. -F idel i ty Cash Re serve (Y) Distaibuted 03/1 6 /1 0 J Transfe r t o IRA # 5

2 0 7 . S u n L i f e M a i n R e g i s t e r C o m m o n S h a r e s N o n e Distributed 02/26 /1 0 J Transfer to Trust #2

Distr ibuted 02 /23 /I0 J T ran s fe r to T rus t / /4208. Brokerage Acc t #3209. - F id e l i ty T ax- Free Mo n ey M arke t2 1 0 . B r o k e r a g e A c c t . # 421 1 . - ML Read y A sse t T rus t N o n e Clo sed 04 /26/1 021 2. - C lo ug h Glo ba l Op p tys A Divid en d S o ld 04 /26/1 0(part)21 3 . D is tr ib ute d 0 4/2 6/I 021 4~ - E a to n Van ce E n han ced E qu i ty Fun d A Divid en d Distributed 04/26/102 1 5 . -K B W I n c . N o n e Distributed 04 /26 /1 0216. -Traveler s Cos . Inc . A Divid en d Distributed 04/26/1021 7 . - Nuveen Co re E qu i ty Alp ha Fun d A Divid en d S o ld 04 /26/1 0(part)218. Distributed 04 /26 /1 0

LJJJ

JJ

J

Transfer to Trust #1Transfer to Trust #1Transfer to Trust #1Transfer to Trust #1

Transfer to Trust #1219 . -B lack rock Long Term Mun Divid en d Bu y 01 /1 3/1 0 J(ad d l )220. Buy 02/01 /1 0 J

(ad d l )221 . Bu y 03/01 /1 0 J(ad d l )

2. Value Codes J =$15 .000 o r le ss K =$15,001 - $50.000 L =$5 0,001 - $100.000 M =$100.001 - $250.000(See Columm~ CI and D3) N =$250.001 - $500.000 O =$500,001 - $I .000.000 PI =$1.000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000P3 =$25.000.001 = $50.0~1.000 P4 =More than3 . V alue Method C odes Q =Appraisal R =Cosl (Real Es tate Only) S = A s ~ s s m e n l T = C ~ h M a r k e t(See Column C2) U = Book V alue V =Other W = E s l imaled

- - - $ 1 5 ,0 0 1 - $ 5 0 , 0 0 0


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D a t e o f R e p o r t07/29/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ,, e , v a i, , e , t r , ,n s ~ a i o , ~ a n d , , d e s t h o s e o l s p o , , se ~ , , d d e p e n d e n t children; see p p . 3 4 - 6 0 of filing instruction&)N O N E (N o reportable income, assets, or transactions.)

Description of Assets Income during(including trust assets) reporting period

(1) (2)Place "00" after each asset A m ount T y p e ( e . g .,

exempt from prior disclosure C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

Gross value at endo f r e p o r t i n g p e r i o d(I) (2)V alue V alu e

Code 2 M e t h o d( J - P ) Code 3( Q - W )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(l ) (2) (3) (4) (5 )T y p e ( e . g ., D a t e V alu e G ain Identity o f

buy, sell, m m /dd/yy Code 2 Code 1 buyer / se l le rm - d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

t a a n s a c t i o n )

222. B u y 04/01/10( a d d l )223. S o l d 04/26/l 0

(part)224. D is t r ibu t e d 04/26/10

(part)225 . B u y 05/03/10

( a d d l )226. S o l d 05/17/10(part)227. Di s t r i b u t ed 05/17/10

J

J

L

J

J

J

2 2 8 . - P imc o G lo ba l S to c k p lus In c o me F un d A D ivid e n d Distributed 04/26/10 J229. T rus t #1 - Acco un t No . 2 D Divid en d P 1 T230. A Interest231 . B Royal ty2 3 2 . - S ch A M T T F M o n e y M a r k e t F d ( S W F X X ) B u y 01/19/10 J

( a d d l )23 3 . B u y 01/28/I0 J

( a d d l )234. B u y 02/01/10 J

( a d d l )235 . B u y 02/02/10 J( a d d l )236 . B u y 02/16/10 J( a d d l )237. B u y 02/26/10 J

( a d d l )238. B u y 03/01/10 J

( a d d l )

T r a n s f e r t o T r u s t # 1

Transfer to Trust #ITransfer to Trust #1

2. Value Codes J =$15.(~O0 or I~ K =$15 ,001 - $5 0.00~ L =$50,001 - $100,000 M =$100.001 - $250 000(S e e Co lu m n s CI a n d D 3 ) N =$ 25 0,001 - $5 00.000 O =$ 500,001 - $ 1,000.000 PI =$1,000,001 - $5,000,0~0 P2 =$5,000,001 ~ $25,000,000

P3 =$25.000.001 - $50.000,000 P4 =More than $50,000.0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =As s e s s m e n t T ~ a . s h M a r k e t(See Column C2) U =Book Value V =Oth e r W =Es t im a te d


18/58



Date of Report07/29/2011

V I I. IN V E S T M E N T S a n d T R U S TS -N O N E (N o reportable income, assets, or transactions.)

Description of Assets Transactions during reporting period(including trust assets)

P l a c e " ( X ) " a f t e r e a c h a s s e texempt fiom prior disclosure

Income duringreporting period

(I) (2)Amount T y p e ( e . g .,Code I d i v . , r e n t ,(A-H) o r i n t . )

Gross value at endof reporting periodO) (2)Value V a lu e

Code 2 M e t h o d( J - P ) Code 3( Q - W )

O)T y p e ( e . g .,buy, sel l ,


(2) O) (4) (5 )D a t e V a lu e Gain Identity of

m m/d d/y y Co de 2 C o d e 1 buyer/seller( J - P ) (A-H) ( i f p r i v a t e

U a n s a c t i o n )

23 9.240.

241 .242 .243 .244 .245 .246.247 .248.249 .250 .251 .252.253 .254 .255.

Bu y 03/02/10 J(ad d l )Bu y 03108/10 J

(ad d l )Bu y 03/12/10 J

(ad d l )Bu y 03115110 J(ad d l )Bu y 03/I 6/10 J(ad d l )Bu y 04112/10 J(ad d l )Bu y 04/16/10 J(ad d l )Bu y 04/27/10 J(ad d l )Bu y 04/28/10 J(ad d l )B u y 04/29/10 J

( ad d l )B u y 05/03/10 J

( ad d l )Bu y 05/04/10 L(ad d l )B u y 05/06/10 J

( ad d l )B u y 05/10/10 J

( ad d l )Bu y 05/17/10 J(ad d l )B u y 05/26/10 J

( ad d l )Bu y 05127110 J(ad d l )

2 . V a lu e C o d es J =$ 1 5 .0 ~ 0 o r l e s s K =$ 1 5 ,0 01 - $ 5 0 .0 0 0 L ~ $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 M = $ 1 0 0 .0 0 1 - $ 2 5 0 ,0 0 0(S e C o lu m ns C I an d D 3 ) N =$ 2 5 0 .0 0 1 - $ 5 0 0 ,0 00 O =$ 5 0 0 ,0 0 1 - $ 1 ,0 0 0 ,0 0 0 P I = $ 1, 00 0, 00 1 - $5 ,0 0 0, 00 0 P 2 = $5 ,0 00 ,0 01 - $ 25 ,0 00 ,0 00

P 3 = $ 2 5 .0 0 0 .0 0 1 - $ 5 0 .0 0 0 .0 0 0 P 4 = M o r e than $ 5 0 ,0 0 0 ,0 0 03 . V a lu e M etho d C o d ea Q = A p p r a i s a l R = C o s t ( R ea l E s t a t e O n ly ) S = A s a ~ s m e n t T = C a s h M ar k e t

( S e e C o l u m n C 2 ) U = B o o k V a l u e V - ~ 3 t h a r W = E s t ima ted

E -~15,001 - $50,000


19/58



D a t e o f R e p o r t07/29/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v u l u e , ~ , o ,~ a a i o ,~ a n c ~ u d ~ t h o , e o f s p o a ,e o ~ d d e p e , a e ~ t c h i l d r e n : s e e p p . 3 4 - 6 0 of filing instructions.)N O N E ( N o reportable income, assets , or transactions.)

A. B. C. D.Description of Assets Incom e during G ross value at end Transactions during reporting period(including trust assets) reporting period o f r e p o r t i n g p e r i o d

(l) (2) (1) (2) 0) (2) (B) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t Amount T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Value Gain Identity of

exempt from prior disclosure Code I d i v . , r e n t , Code 2 M e t h o d buy, sel l , m m / d d ~ y Code 2 C o d e 1 buyer/ sel ler(A-H) o r i n L ) O - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

256 .257 .258.259.260.261 .262.263 .264 .265.266.267.268.

269.270 .

271 .272.

B u y 06/01/10 J( a d d l )

B u y 06/02110 J( a d d l )

B u y 06/04/10 J( a d d l )

B u y 06/11/10 J( a d d l )

B u y 06/15/10 J( a d d l )B u y 06/16/10 J

( a d d l )B u y 06/28/10 J

( a d d l )B u y 06/30/I0 J

( a d d l )B u y 07/01/10 J

( a d d l )B u y 07/02/10 J

( a d d l )B u y 07/06/l 0 J

( a d d l )B u y 07/12/10 K

( a d d l )B u y 07/16/10 J

( a d d l )B u y 07/29/I 0 J( a d d l )B u y 08/02/10 J

( a d d l )B u y 08/03/10 J

( a d d l )B u y 108/16/10 J

( ad d l )

2. Value Codes J =$15.000 or less K =$15 ,~01 - $5 0.000 L =$5 0.001 - $100,000 M =$100,001 - $250.1~0(S e e Co lu m n s CI a n d D 3 ) N =$250.001 - $500,000 O ~$ 50 0.00 1 - $ 1,0 00,0 00 P l =$ 1,0 00 .0 01 - $ 5,0 ~0 ,0 00 P 2 = $ 5 , 0 0 0 , 0 0 1 * $ 2 5 , 0 0 0 , 0 0 0

P3 =$25,000,001 - $ 50.000,000 P4 =More Ihan $50.000.0003 . V alue Method Codes Q =A ppraisal R =Cost (Real Es tate Only) S =Assessment T =Ca s h M a rke t

(See Column C2) O = Book V alue V =Other W = E s t imated

E =$15,001 - $50,000


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D a t e o f R e p o r t07/29/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spoase and dependent children; see pp. 34-60 of fdlng instructions.)N O N E (N o reportable income, assets, or transactions.)

A. B. C , D .D e s c r i p ti o n o f A s s e t s Income dur ing G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g ~ p o r t i n g per i od( i n c l u d i n g t r u s t a s s e t s ) ~ l ~ o r t i n g p e r i o d o f ~ 1 ~ o r t in g p e r i o d(I) (2) (I) (2) (I ) (2) (3) (4) (5 )

P la c e " C A ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., Value Value T y p e ( e . g . , D a t e V a l u e G a i n I d e n t i t y o fe x e m p t f r o m p r i o r d i s c lo s u r e C o d e I d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l , m m /d d q c y C o d e 2 C o d e 1 b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A -H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

27 3 .

274.

275 .

276.

277.

278.

279.

280.

281.

282.

283.

284.

285.

286.

287.

288.

289.

B u y 08/26/10 J( a d d l )B u y 08/27/10 J(addl)B u y 09/01/10 J

( a d d l )B u y 09/02/10 M

( a d d l )B u y 09/03/10 J

( a d d l )B u y 09/10/10 J( a d d l )B u y 09/16/10 J

( a d d 0B u y 09/17/10 J


( a d d l )B u y 09/30/10 J

( a d d l )B u y 10/01/10 J

( a d d l )B u y 10/04/10 J


( a d d l )B uy I 1/01/10 J

( a d d l )Bu y 1 1 / 0 2 / 1 0 J(ad d l )

2 . V a l u e C o ~ J =$15.000 or lass K =$I 5 ,001 - $5 0.000 L =$50,001 - $100.000( S e e C o l u m n s C I a n d D 3 ~ N =$ 25 0 , 00 1 - $5 00 , 0 00 O =$ 50 0 , 0 0 1 - $1 , 0 00 , 0 00 P l = $ I . 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 0

P3 =$25.000.001 - $50.000.000 P4 =More than $50.000,0003. Value Method Codes Q =AppreJsal R =Cost (Real Estate Only) S =A.sseasmem( S e e C o l a m C 2 ) U =Book Value V =Olh e r W =Es t im a te d

D =$5,00! - $15,000H2 =More than $5,000,000M =$100.001 - $250.000P2 =$5.000,001 - $25,000,000T = C as h M ar k c~

E = $ 1 5 , 0 0 1 - $ 5 0 ~ 0 0 0


21/58


Name of Per son Repor ting Date o f R e p o r tR o v n e r , l i a n a D . 07/29/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c om e , va lue , t ran sac t i on s ( I n c lude s t hose o f spouse a n d de pe n de n t c h i ld re n ; se e pp . 34 -60 o f f i l in g i n s t ruc t ion s . )N O N E (N o reportable income, assets, or transactions.)

D e a e r i p t io n o f A s s e ts Transactions during reporting period(including mast assets)


Income during Gross value at endreporting period o f r e p o r t i n g p e r i o d

( 1 ) ( 2 ) (I) (2)A m o u n t T y p e ( e . g ., Value V a lu eCode I d i v . , r ~ n t , Code 2 Method(A-H) o r i n t . ) ( J - P ) Code 3( Q - W )

O)T y p e ( e . g .,buy, sel l ,


(2) (3) (4) (5 )Date Value Gain Identity ofm m / d d / y y Co d e 2 C o d e 1 buyer/ sel ler( J - P ) (A-H) ( i f p r i v a t e


290. Bu y 11/16/10 J(ad d l )291 . Bu y 11/29/10 J(ad d l )292. Buy 12/01/10 J

( add l )293 . Buy 1.2/02/10 J(ad d l )294 . Bu y 12/03/10 J(ad d l )295 . Bu y 12/08/10 J( add l )296. Buy 12/10/10 J(ad d l )297 . Buy 12/15/10 J(ad d l )298. Bu y 12/16/10 J( add l )299. Buy 12/27/10 J(ad d l )300. Bu y 12/28/10 J(ad d l )3 01. Buy 12/30/10 J(ad d l )3 0 2 . - S c h A M T T a x - F r e e M o n e y M t F d Bu y 01/15/10 J( S W W X X ) (ad d l )3 03 . Buy 02 /16/10 J(ad d l )3 04 . Bu y 03/1 5/1 0 J(ad d l )3 05. Bu y 04/15 /10 J

( add l )306. Bu y 05/1 7 /1 0 J(ad d l )

2. Value Codes J =$15.1~0 or less K(See Colmrm.s CI and D3) N =$250.001 - $ 500,000 O =$ 500,001 - $1 ,000.000 PI =$1,000.001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25.000.001 - $5 0.000.000 P4 =More than $50.000.0003 . V alue Method C odes Q =Appraisal R =Cost (Real Es tate Only) S =Ass~ssmen! T =Ca s h M o rk~(S e e Co lu m n C2) U =B~ a k V a lu e V =Oth e r W = E s t imalcd

E =$15,001 - $50,000


22/58


N a m e o f P e r s o n R e p o r t i n gRovner, liana D.

Date of R e p o r t07/29/201 !

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v o tu e , t r u , , o ~ # o , ~ a n a n d e s t h o s e o : sp o ~ s e a n d dependent children; see p p . 3 4 - 6 0 of f!llng instructions.)N O N E (No reportable income, assets, or transactions.)

A. B C. D.Description of Assets Incom e during Gross value at end Transactions during reporting period

(including Irust assets) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(1) (2) (I) (2) (I) (2) (3) (4) (5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., V alu e V alu e T y p e ( e . g ., D a t e Value Gain Identity ofexempt from prior disclosure Code I d i v . , r e n t , Code 2 Method buy , sell, m m /dd /y y Code 2 C o d e 1 buyer/seller(A-H) o r in t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e( Q - W ) t w m s a c ~ o n )

307. B u y 06/15 /10 J( a d d l )308. B u y 07/15 /10 J( ad d l )309. B u y 08/16/10 J

( ad d l )310 . B u y 09/15 /10 J( ad d l )3 11 . B u y 10 /15/10 J( ad d l )312. B u y I 1/15/10 J( ad d l )3 13 . B u y 12/31/10 J( ad d l )3 1 4 . - A l le n C n t y I N C o m m B o n d s

3 1 5 . -De l r o i t M I C i t y S c h l Bo n d s S o l d 05/01/10 K A

3 1 6 . - M e r i d i a n M I P u b l S c h l B o n d s S o l d 05/01/10 K A3 1 7 . - Z e e l a n d M I P u b S c h o o l B o n d s

3 1 8 . - A T & T I n c . C S31 9. - Archer - Dan ie l s - Mid lan d Co .3 2 0 . - B a n k o f A m e r i c a C o r p3 2 1 . - C o m c a s t C o r p N e w C L A3 2 2 . - G r u p o T e l e v is a S A D e C V F323 . - In te l Corp . CS

2. Value Codes J =$15.0~0 or I~s K =$15 ,001 - $50.000 L --$50,001 - $100.000 M =$100.001 - $250.~0(S e e Co lu m n s CI a n d D 3 ) N =$250.001 - $ 500.000 O =$ 500,001 - $1 ,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000.001 - $25,000.000

P 3 =$25,000.001 - $5 0.000,000 P 4 =More than $5 0,000.0003 . V alue Method C odes Q =Appraisal R =Cosl (Real Es tate Only) S =Asscssraent T = C ~s h Mar k e t(See Column C2) U = Book V alue V =Olher W = E s t imated

E =$15,001 - $50,000


23/58



D a t e o f R e p o r t07/29/2011

N O N E (No reportable income, assets, or transactions.)Description of Assets Transactions during reporting period(including trust assets)


Income during Gross value at endreporting period o f r e p o r t i n g p e r i o d

(I) (2) (1) (2) (1 ) (2) (3) (4) (5 )Amount T y p e ( e . g ., Value Value T y p e ( e . g . , D a t e Value Gain Identity ofC o d e 1 d i v . , r e n t , Code 2 M e t ho d buy, sell, m m/d d/y y Co de 2 Code 1 " buyer / se l le r(A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) U - a n s a ~ t i o n )

324 . - Marr io t t I n t l I n c . CI A CS325 . -Medtron ic , Inc .326 . - Schn i t ze r S t l I n d s CI A

S o l d 07/06/10 K( p a r t )

327. -Teck Com inco Lid CI B3 2 8 . - W y n n R e s o ~ s329. - F id e l i ty Go vt I n co me Fun d Bu y 01 /29/1 0(ad d l )3 3 0. Buy 02/26/10(ad d l )3 3 1 . Buy 03/31 /1 0(ad d l )3 3 2. Buy 04 /30 /1 0(ad d l )3 3 3 . Bu y 05/28/10(ad d l )3 3 4 . Bu y 06/30/10(ad d l )3 3 5 . Buy 07/30 /1 0(ad d l )3 3 6. Buy 08/3 l / l 0( add l )3 3 7 . Buy 09/08/10(ad d l )3 3 8. Buy 09/30 /1 0(ad d l )3 3 9. Buy 10/29/10

(ad d l )340. Buy I 1 /3 0/10(ad d l )

J

J

J

J

J

J

J

J

J

J

J

J

( S e e C 0 1 u m n s B I a n d D 4 ) E - - $ 5 0 ~ O O I ~ $ 1 0 0 0 0 0 G ~ $ 1 0 0 ~ 0 0 1 ~ $ 1 : 0 0 0 . 0 0 0 H I ~ $ 1, 00 0, 00 1 ~ $5 ;0 ~ 0; 00 0 H 2 = Mo re lh an $5 ~ 00 0, 00 02. Value Codes J =$15 .000 o r le ss K =$15 ,001 - $50.000 L =$5 0,001 - $100,000 M =$10~.001 - $250,000

[S e e Co lu m n s CI a n d D 3 ) N =$250.001 - $500.000 O =$500,001 - $1,000.000 PI =$1,000,00 | - $5 ,000,000 F 2 = $ 5 , 0 0 0 , 0 0 1 - $ 2 5 , 0 0 0 . 0 0 < 1P3 =$25,000,001 - $50. 000, 000 P4 =More than $50,000.0(g)3 . V alue Method C odes Q =Appraisal R =Cost (Real Es tate Only) S = A s s es s men t T =Ca s h M a rke t

(S e e Co lu m n C2) U = Book V alue V - = O l h e r W = E s t imated


24/58


N a m e o f P e r s o n R e p o r t i n gRovner , I lana D.

Date of R e p o r t07/29/2011

N O N E (N o reportable income, assets, or transactions.)Description of Assets

(including uust assets)


B. C . D~Income during G r o s s v a l u e a t e n d T r a n s a c t io n s d a ~ n g r e p 0 i ti ~ g p e r i 0 d

reporting period of reporting period( 1 ) ( 2 ) (1) (2) (1). - (2) O) (4) " (5 )

A m o u n t T y p e ( e . g . , Value Value Type (e.g., D a te V a ! e i . . G a in ~ :. " : . Id e n t i t y o fC o d e l div.,rent, Co d e 2 . . M e t h o d = ~ . . . . .. : . . b u y , s e l l , . m m l dd !y y Code . .2: . : . Code l: : ::: buyer/seller(A-H) o r i n t . ) ( J - P ) C ~ x t e 3 t~ lemption) (J-P) (A-H~ ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

3 41 . B u y 12/17/10(addl)3 42 . Bu y 12/31/10(addl)343. -Buckeye Par tners LP

JJ

344 . - Hug o to n Ro ya l ty T rus t3 4 5 . - P l u m C r e e k T i m b e r C o .346 . - P ro lo g i s T rus t New Rei t3 4 7 . - A l c o a I n c348. -Ci t ig roup Inc3 4 9 . - W e l l s F a r g o X I V 8 . 6 2 5 % 6 83 5 0 . - W e l l s F a r g o 8 .0 0 % P f d3 5 1 . -T R o w e P ric e T ax F re e B u y 01/29/10( ad d l )352. B u y 02/26/10

( ad d l )~ 5 3 . B u y 03/31/10( ad d l )354 . B u y 04/30/10( ad d l )3 5 5 . B u y 105/28/10( ad d l )356 . B u y 06/30/10

( ad d l )~ 5 7 . B u y 07/30/10

( ad d l )

JJJJJJJ

2. Value Codes J =$15.0~0 or I~s K =$15,001 - $50.000 L --$50,001 - $100,000 M =$100,001 - $250,000(S e e Co lu m n s CI a n d D 3 ) N =$250,001 - $ 500.000 O =$ 500,001 - $1 ,0~ 0,000 Pl =$1,000,0OI

P3 =$25,000.001 - $5 0,000,000 P4 =More than $50.000,0003. Value Method Codes Q =Appraisal R =Cosl (Real Es tate Only) S =Assessment T =Cash Market(See Column C2) U = Book V alue V - ~ 9 ~ h er W = E s t imated

E =$15,001 - $50,0~O


25/58



Date of Report07/29/201 I

N O N E (N o reportable income, assets, or transactions.)A. B. C.Description of Assets Incom e during G ross value at end

(including txust assets) rep ortin g pe rio d o f rep ortin g pe rio d(i) (2) ( 1 ) ( 2 )

Place "(X)" atter each asset Amount T y p e ( e . g ., Value Valueexempt from prior disclosure Code I d i v . , r e n t , C o d e 2 M e t h o d(A-H) o r i n t . ) ( J - P ) Code 3( Q - W )

(0T y p e ( e . g .,buy, sel l ,



(2) (3) (4) (5 )D a t e Value Gain Identity ofm m/dd /y y Code 2 Code I buyer/ sel ler

( J - P ) (A-H) ( i f p r i v a t ew a n s a c t i o n )

358. B u y 08/31/10( a d d l )

3 5 9 . B u y 09/30/10( a d d l )

360 . B u y 10/29/10( a d d l )

36 I. B u y I 1/30/10( a d d l )362. B u y 12/31/ l 0( a d d l )3 6 3 . - V a n g u a rd G N M A F u n d B u y 01/29/10( ad d l )364 . B u y 02/26/10( a d d l )365. B u y 03/29/10( a d d l )366. B u y 03 / 31 / 1 0( a d d l )367. B u y 04/30/10( a d d l )368. B u y 05/28/10

( a d d l )369. B u y 06/30/10( a d d l )370 . B u y 07/30/10( a d d l )371. B u y 08/3 l/l 0( a d d l )372. B u y 09/30/10

( a d d l )373 . B u y 10/29/10

( ad d l )374 . B u y I 1/30/10

( a d d l )

JJJJJJJJJJJJJJlJJ

2 . V a lu e C o d es J = $ 15 , 000 o r l e ~ K =$ 1 5 ,0 0 1 - $ 5 0 ,0 00 L =$ 5 0.0 0 1 - $ 1 0 0,0 0 0 M = $ 1 0 0 .0 0 1 -( S e e C o lu m ns C I a n d D 3 ) N = $ 25 0 ,0 0 1 - $ 5 0 0 .0 0 0 O =$ 5 0 0 ,0 0 1 - $ 1 ,0 0 ~ .0 0 0 P I = $ 1 ,0 0 0 ,0 0 1 - $ 5 ,0 0 0 ,0 0 0 P 2 = $ 5 . 000 , 001 - $ 2 5 , 000 . 0~

P 3 = $ 2 5 ,0 0 0 ,0 0 1 - $ 5 0 .0 ~ 0 ,0 0 0 P 4 = M o r e t h a n $ 50 , 1 ) 00 , 0003 . V a lu e M e th o d C o d as Q =A p p ra isa l R = C o s t ( R ea l E s t a t e O n ly ) S = A s s es s men t T = C a s h M a r k e t

( S e e C o l u m n C 2 ) O = B o o k V a l u e V ~ O t h a r W = E s t i m a t e d

E =$15,001 - $50.000


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D a t e o f R e p o r t07/29/2011

V I I . I N V E S T M E N T S a n d T R U S T S - in c o ~ , e , v o l .e , ~ a , ~ a e a o , ~ ~ l n d u d e s t h o s e o f s t , o u s e a n d d e p e n , t e n t c h l / d r e n : s e e p p . 3 4 - 6 0 of fi llng instructlon~)N O N E (N o reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Incom e during Gross value at end Transactions during reporting period

(including trust assets) reporting period o f r e p o r t i n g p e r i o d(1) (2) (1) (2) (1 ) (2) (3) (4) (5 )

P l a c e " ( X ) ~ after each asset A m ount T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Value Gain Identity ofexempt from prior disclosure Code 1 d i v . , r e n t , Code 2 M e t h o d buy, sel l , r n m / d d , ~ , y Code 2 C o d e 1 buyer/ sel ler(A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

( Q - W ) t r e n s a c ~ i o n )

3 75.3 76 .

3 7 7 . - W e l l s F a r g o A d v a n t a g e U l t S / T M u n I n I n v378.3 79.380.381.382.383.384.385.386.387.388.389.

3 90 .3 91 .

- W el l s Farg o Ad van tag e S /T Mun i Bd I n v

Bu y 12/30/10(ad d l )Bu y 12 /31 /10(ad d l )Bu y 01/29 /10

(ad d l )Bu y 02/26/10( add l )Bu y 03/31 /10(ad d l )Bu y 04/30/10(ad d l )Bu y 05/28/1 0( add l )Bu y 06/30/10(ad d l )Bu y 07/30 /1 0( add l )Bu y 08/31/10(add l )Bu y 09/30/I 0(ad d l )Bu y 10/29/l 0(add l )Bu y I 1/30/10(ad d l )Bu y 12/31/10( add l )Bu y 01/29/I 0(ad d l )Bu y 02/26/10

( add l )Bu y 03 /31 /I0(ad d l )

JJJJJJ

JJJJJJJ

JJJ

2. Value Codes J =$15 ,000 o r le ss K =$15,001 - $50,000 L =$5 0,001 - $100.00~issue Colinires CI and D3) lq ~$250,001 - $500,000 O =$500,001 - Sl,000,000 PI =$ 1,000.001 - $5.000,000

P3 =$25,000,001 - $5 0.000.000 P4 =More than $50.000.0003 . V alue Method Codes Q ~A ppraisa l R =Cost (Real Es tate Only) S = A s s es s men t

(S e e Co lu m n C2) U =Book Value V =Olh e r W =Estimated

D =$5,001 - $15,000H2 =More than $5 .000,000M =$100.001 - $250.0~)P 2 =$5,000,001 - $25,000.000T =Cash Market

E =$15,001 - $50,000


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D a t e o f R e p o r t07/29/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v u t u e , tru~acao~ (Includes those of spouse and dependent chi/dren; see pp. 34-60 of filing instruction&)N O N E (N o reportable income, assets, or transactions.)

A. B. C. D.Dc~ ip tion o f A ssets Incom e during Gross value at end Transactions during r~perting period(including trust assets) reporting period o f r e p o r t i n g p e r i o d

(l) (2) (I) (2) (l ) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A/nounl T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Value Gain Identity ofexempt from prior disclosure C o d e 1 d i v . , r e n t , Code 2 M e t h o d buy , sell, m m /dd /y y Code 2 Code I buyer/seller(A-H) o r in t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

392.

393 .

3 94 .

395.

396 .

397 .

398.

399.

400.

401.

4 0 2 . -Ter ad a t a C o r p

B u y 04/30/10 J( a d d l )B u y 05/28/10 J

( a d d I )B u y 06/30/10 J

( ad d l )B u y 07/30/10 J

( ad d l )B u y 08/31/10 J

( ad d l )B u y 09/30/10 J( ad d l )B u y I0/29/10 J( ad d l )B u y I 1/30/10 J( ad d l )B u y 1 2 /1 0 /1 0 J( ad d l )B u y 12/31/I0 J( ad d l )

4 0 3 . - N C R4 0 4 . - B l a c k r o c k L o n g T e r m M u n i405 .406 . - Clo ug h Glo ba l Op p ty Fun d4 0 7 . - E a t o n V a n c e E n h a n c e d4 0 8 . - K B W , In c

O p en 04/26/10O p en 05/1 7 /1 0O p en 04/26/10O p en 04/26/I 0O p en 04/26/10

LJJ

JJ

Transfe r f romB r o k e r a g e # 4Transfe r f romB r o k e r a g e # 4Transfe r f romBrokerage # 4Transfe r f romB r o k e r a g e # 4Transfe r f romB r o k e r a g e # 4

2. Value Codes J =$15,000 or less K =$15,001 - $50,000(S e e Co lu m n s CI a n d D 3 ) N =$250.001 - $ 500.000 O =$ 500.001 - $1 ,000.000

P3 =$25,000.001 - $5 0,000,0903 . V alue Method C odes Q =Appraisal R =Cost (Real Es tale Only)(See Column C2) U = Book V alue V =Othcr

C =$2i5 01 - $5,000 D =$5.001 - $15,000HI =$ 1.000~001 - $5;000,000 H2 =More lhan $5.000.000L =$50,001 * $100,000 M =$100.001 - $250,000PI =$1,000.001 * $5;000,000 P2 =$5.000,001 - $25,000.000P4 =More than $50.000,000S = A s s es s men t T =~h M a rke ~W = E s t imated

E =$ 1 5 , 0 0 1 - $50.000


28/58


N a m e o f P e r s o n R e p o r t i n gRovner, liana D.

Date of Report07/29/2011

N O N E (N o reportable income, assets, or transactions.)A. B. C.

Description of Assets Incom e during Gross value at end(includ ing trust assets) ~ po rting period o f r e p o r t i n g p e r i o d

(j) (2) O) (2)Place "(X)" after each asset Amount T y p e ( e . g ., V a lu e V alu eexempt from prior disclosure C o d e 1 d i v . , r e n t , Code 2 Method(A-H) o r i n t . ) ( J - P ) Code 3( Q - W )


(l) (2) O )T y p e ( e . g ., D a t e Valuebuy, sel l , mm/dd,~y Code 2

r e d e m p t i o n ) ( J - P )

(4 )Gain Identity ofCode I buyer/seller(A-H) ( i f p r i v a t e


409. S o l d 05/04/10 J A41 0 . - Nuveen Co re E qu i ty Fun d O p en 04/26/10

4 1 1 . - P i m c o G l o b a l S t o c k s P l u s O p en 04/26/104 1 2 . - T r a v e l e rs C o m p a n i e s I n c O p en 04/26/104 1 3 . I R A A c c t # 8 E lnt . /Div. O T

JJJ

Transfe r f romB r o k e r a g e g 4Transfe r f romB r o k e r a g e # 4Transfe r f romB r o k e r a g e # 4

4 1 4 . - S c h w a b B a n k Bu y 04/27/10 J415 . Buy 08/16/10 J

(ad d l )4 1 6 . - V a n g u a r d E n e r g y ( Y ) O p en 08/1 3/1 0 K417 . Buy 12/16/10 J(ad d l )4 1 8 . - V a n g u a r d G N M A F u n d O p en 02/22/1 0 M

Transfe r f rom IRAAcc t # 4

Transfe r f rom IRA # 7419. Buy 02/26/10 J(ad d l )420. Buy 03/29/1 0 J( add l )421 . Bu y 03/29 /10 J(ad d l )422. Bu y 03/31 /1 0 J( add l )423 . Buy 04 /30 /1 0 J(ad d l )424 . Bu y 05/28/10 J

(ad d l )425 . Buy 06/30 /1 0 J(ad d l )

( S e e C o l u m f i s B 1 a n d 0 4 ) F = $ 5 0 . 0 0 1 : ~ $ 1 0 0 . 0 0 0 G =$100i001 - SL0O0.000 : H I - -$ L0 ~0 .0 01 - $ 5 ;0 ~0 :0 00 : H 2 = Mo re t ha n $5 ~ 00 0. 00 02. Value Codes J =$15.000 or le~ K =$15,00t - $50,000 L =$50.001 - $100.000 M =$100.001 - $250.000

(S e e Co lu m n s CI a n d D 3 ) N =$250.001 - $ 500.0~ 0 O =$ 500.001 - $1 ,000.000 P l = $ 1. 00 0. 00 1 - $5 ,0 00 .0 00 P 2 = $5 ,0 00 ,0 01 - $ 25 ,0 ~0 .0 00P3 =$25.0~.001 o $5 0 .000 .0~0 P4 =More than $50,000.000

3 . V alue Method C odes Q = Appraisa| R =Cos~ (Real Es tate Only) S =As ~ s a rc ~ m T =Cash Market(S e e Co lu m n C2) U = Book V alue V -~her W = E s t imated

E =$15,001 - $50,000


29/58

F I N A N C IA L D I S C L O S U R E R E P O R TPage 29 of 58


D a t e o f R e p o r t07/29/2011

V I I . I N V E S T M E N T S a n d T R U S T S - Z n c o , ~ e , v o Z u e , t r u , ~ c a o~ a n a ~ d e s ,h o s o o f s po n s e ~ n d d e p e n d e , ~ c h i l d r e n ; s e e p lx 3 4 - 6 0 o f J d i n g i n s t r u c t io n s ; )[] N O N E (N o reportable income, assets, or transactions.)A. B. C. D.

Description of Assets Income during Gross value at end Transactions during reporting period( inc luding mist assets) reporting period o f r ~ v o r t i n g p e r i o d

(I) (2) (1) (2) (1 ) (2) O) (4) (5 )Place "(X)" after each asset Amount T y p e ( e . g ., Value V alu e T y p e ( e . g . , D a t e Value G ain Identity ofe x e m p t f r o m p r io r d i s c l o s u r e Code I d i v . , r e n t , Code 2 M e t h o d buy, sel l , mm/dd/yy Code 2 Code I buyer/seller(A-H) o r in t . ) ( J - P ) Code 3 ~:lemption) ( J - P ) (A-H) ( i f p r i v a t e

( Q - W ) waasacfion)

426. Bu y 07/30 /1 0(ad d l )427.

428. Bu y 09 /30/10(ad d l )

429.430. Bu y 11/30/10(ad d l )431 . Bu y 12/31/10( add l )4 3 2 . - V a n g u a r d S h o r t T e r m I n v e s tm t G r a d e F d

J

B u y 08/31/10 J( ad d l )

J

B u y 10 /29/10 J( ad d l )

J

J

O p e n 02/22/10 J T r a n s f e r f ro m I R A # 7

!433 . B uy 02/26/10 J( ad d l )434 . B uy 03/31/10 J( ad d l )4 3 5 . B u y 04/30/10 : J( ad d l )436. B u y 05/28/10 J( ad d l )4 3 7 . B u y 06/30/10 J

( ad d l )!438. B u y 07/30/10 J

( ad d l )439. B u y 08/31/I0 J

( ad d l )440. B uy 09/30/10 J

( ad d l )441. B u y 10 /29/10 J

( ad d l )i 442 . B uy 11/30/10 J( ad d l )

E --$15,001 - $50,~0

2. V a l u ~ C o d e s J = $ 1 5 ,0 0 0 o r le s s K = $ 1 5 , 0 0 1 - $ 5 0 . 0 0 0 L - - $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 M = $ 1 0 0 , 0 0 1 - $ 2 5 0 , 0 0 0( S ee C o lu m ns C 1 a n d D 3) N = $ 2 5 0 ,0 0 1 - $ 5 0 0 ,0 0 0 O =$ 5 0 0 ,0 0 1 - $ 1 ,0 0 0 . 0 0 0 P | = $ 1 , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 0 P 2 = $ 5 , 0 0 0 , 0 0 1 - $ 2 5 , 0 0 0 ,0 0 0

P 3 = $ 2 5 . 0 0 0 . 0 0 1 - $ 5 0 . 0 0 0 . 0 0 0 P 4 = M o r e t h a n $ 5 0 , 0 0 0 . 0 0 03 . V a l u e M e t h o d C o d e s Q = A p p r a i s al R = C o s t ( R e a l E s t a te O n l y ) S = A s s e s s m e n t T = C a s h M a r k e t( S e e C o l u m n C 2 ) U = B o o k V a lu e V - -O ~ h e r W = E s t i m a te d


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D a t e o f R e p o r t07/29/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, tran~aclions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (N o reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s c t s I n c o m e d u r i n g( i nc l udi ng t r us t asse t s) r epor t i ng per i od

(I) (2)P l a c e " ( X )~ after each asset A m o u n t Type (e.g.,

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 di v . , r en t ,( A - H ) or i n t . )

G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o do f r epor t i ng per i od(I) (2 ) (1 ) (2) (3) (4) (5 )

V alu e V a lu e Type (e.g., Dat e V a l u e G a i n I d e n t i t y o fC o d e 2 M e th o d b u y , se ll , m m / d d / y y C o d e 2 Code I b uyer / sc l l er

( l - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r iva te( Q - W ) t r a n s a c t i o n )

4 4 3 . Bu y 12 /31 /10 J(ad d l )4 4 4 . - T R o w e P r i c e N e w E r a F d Open 0 2 1 2 2 1 1 0 J Transfer from IRA #7445 . Bu y 12/15/10 J

(ad d l )446. -Conocophi l l ips Open 02/22/1 0 J Transfer from IRA #7447. B u y 03/02/10( ad d l )448. B u y 06/01/10 I

( ad d l )449. B u y 09/01/10

( ad d l )450 . B u y 12/01/10

( ad d l )4 51 . - In t l Bu s i n es s M ac h i n es ( IBM ) O p e n 02/22/10

JJ

JJ

J Transfer from IRA #74 5 2 . - S e q u o i a Open 02/22/10 J T r a n s f e r fr o m I R A # 7

!453 . Bu y 11/15/10 J( add l )454 . Buy 12/28/10 J(ad d l )

455. -Cemer O p en 0 2 1 2 2 / 1 0 : K Transfer from IRA #7456. -Ci t ig roup Inc O p en 02/22/10 J Transfer from IRA #74 5 7 . - D e v o n E n e r g y C P O p en 02/22/10 J Transfer from IRA #7458. Bu y 04/01/10 J(ad d l )459. Buy 06/30/10 J( add l )

2. Value Code~ J ~$15 .0~ o r le s s K =$15,001 - $50,000 L --$50,001 - $100,000 M =$100.001 - $250,000(Sen C olunms C I and D 3) N =$250,001 - $500,000 O =$ 500 ,00 1 - $1 ,0 00 ,0 00 P I =$ 1,0 00,0 0i $5 ,0 00 ,00 0 P2 =$5,0~,001 - $25,000,000P 3 =$25.000.001 - $5 0.000,000 P 4 =More than $5 0,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Es tate Only) S = A s s es s men! T =Cash Market(See Column 122) U = Book V alue V --Olher W = E s t imated

E = $ 1 5 ,0 0 1 - $ 5 0 .0 0 0


31/58



Date of Report07/29/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i ,c o m e , v a .e , t~ o n s ~ , ~ i o ,~ a , a ~ d e s th o s e o f s p o u s e u n d d e p e n d e n t children; see p p . 3 4 - 6 0 of filing instructions.)N O N E (N o reportable income, assets, or transactions.)

A. B. C.Description of Assets Incom e during Gross value at end

(including trust assets) rel~rfing period o f r e p o r t i n g p e r i o d(I) (2) (1) (2)

Place "(X)" after each asset A m o u n t T y p e ( e . g . , V alu e V alueexempt from prior disclosure Code I d i v . , r e n t , Code 2 M e t h o d(A-H) o r i n t . ) ( J - P ) Code 3

( Q - W )

(1 )T y p e ( e . g .,

buy, sel l ,r e d e m p t i o n )

T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

(2 )D a t e Value Gain I d e n t i t y o f

m m/dd /y y Code 2 Code I buyer/sellerO - P ) ( A - H ) ( i f p r i v a t etransacuon)

460. B u y 09/20/10 J( ad d l )

46 I. B u y 09/30/10 J( ad d l )

!462. B u y 12/31/10 J( ad d l )

4 6 3 . - D o m i n i o n R e s I n c v a O p e n 02/22/10 J Transfe r f rom IRA # 7[464. B u y 03/23/10 J

( ad d l )465. B u y 06/21/10 J

( ad d l )466. B u y 09/02/ l 0 J

( ad d l )467. B u y 12/20/10 J

( ad d l )4 6 8 . - G a f i sa A d r O p e n 02/22/10 J Transfe r f rom IRA # 74 6 9 . - K i n d e r M o r g a n M g m t L L C O p en 02/22/10 K Transfe r f rom IRA # 74 7 0 . -P i m c o C o r p I n c o m e F u n d O p en 02/22/101 K Transfe r f rom IRA # 7471. B u y 03 / 31 / 1 0 J

( ad d l )472. B u y 05 / 03 / 1 0 , J

( ad d l )473 . B u y 06/01/10 J

( ad d l )474. B u y 06/29/10 J

( ad d l )475. B u y 08/03/10 J

( ad d l )476. B u y 09/01/10 J

( ad d l )

2. Value Codes J = $ 1 5 , 0 ~ 0 o r les~ K =$15,001 - $50,000 L ---$50.001 - $ 1 0 0 ~ 0 0 0 M =$100.001 - $250,000(See Colum ns CI and D3 ) N =$250,001 - $500,000 O =$5 00.001 - $1 ,000.000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 * $25,000.000

P3 =$25,000.001 - $5 0.000,090 P 4 =More than $5 0.000.0003 . V alue Method C odes Q =Appraisal R =Cost (Real Es tate Only) S = A s s es s men t T =Cash Market(S e e Co lu m n C2) U = Book V alue V =Olh e r W = E s t imaled

E - -$ 1 5 ,0 0 1 - $ 5 0 .0 0 0


32/58


N a m e o f Pe r s on R e po r t i ngR o v n e r , l i a n a D .

D a t e o f R e p o r t07/29/2011

V I I . I N V E S T M E N T S a n d T R U S T S - ~ n e o m e , v o l u e , ~ u ~ o c ~ o ~ a n d u d e s th o s e of spouse and dependent children; see pp. 3 4 - 6 0 o f f i l i n g i n s t r u c t io n ~ )N O N E (N o reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g m ~ s t a s s e t s )

P l a c e " C A ) " a f te r e a c h a s s e texempt from prior disclosure

Income dur ing G r o s s v a l u e a t e n dr e p o r t in g p e r i o d o f r e p o a i n g p e r i o d

(I) (2) (1) (2) (I) (2) (3) (4) (5 )A m o u n t T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o fC o d e I d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , m m / d d / y y C od e 2 C o d e I b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 ~l emp t i o n ) ( J - P ) ( A -H ) ( i f p r i v a t e( Q - W ) m m s a c t i ~ )

477.478.479.

480.481.482.483.484.485.486.487.488.489.490.491 .492.493 .

- R a n d g o l d R e s L t d A d r

Bu y 09/29/10(ad d l )Buy 1 1 / 0 1 / 1 0(ad d l )Buy 1 2/01 /10

( add l )Bu y 12/29/10(ad d l )O p en 02/22/1 0

J

J

J

J

J

- T e l l a b s I n c Open 02/22/10 J

- Ver izo n Co mmun ica t io n s

Bu y 05/28/10(add l )Bu y 08/30/10(ad d l )Bu y 11/26/10( add l )Open 02/22/10

JJ

J

-Fron t i e r Communica t i ons-W arne r Ch i l co tt P l c

Bu y 05 /03 /10 J( add l )S p i n o f f 07 /01 /10 J( f ro m l in e 486)Open 02/22/10 K

-Ha rb or B ond Fund l ns t CI Open 02/22/10 JBu y 0 3 1 3 0 / 1 0 J( add l )Bu y 06/29/10 J

(ad d l )Bu y 09/29/10 J

(addJ )

Transfe r f rom IRA # 7Transfe r f rom IRA # 7

Transfe r f rom IRA # 7

Transfe r f rom IRA # 7Transfe r f rom IRA # 7

2 . V a lu e C o d es J =$ 1 5 ,0 ~ 0 o r le s s K = $ 1 5 ,~ ) 1 - $ 5 0 ,0 ~ ) L = $ 5 0 .0 0 1 - $ 1 0 0 .0 0 0{S ee C o lu n ms C 1 an d D 3 ) N = $ 2 5 0 .0 0 1 - $ 5 0 0 ,0 0 0 O = $ 500 , 1 ~ 1 1 - $ 1 , 000 . 000 P I = $ 1 .0 ~ 0 .0 0 1 - $ 5 .0 0 0 .0 0 0

P 3 = $ 2 5 . 000 , 001 - $ 5 0 .0 0 0 .0 0 0 P 4 = M o r e than $ 5 0 .0 0 0 ,0 0 03 . V a l u e M e ~ o d C o d e s Q = A p p r a i s a l R = C o s t ( R ea l F ~ ta t e O n ly ) S = A s s e s s m e n t

( S ee C o lu mn C 2 ) U = B o o k V a l u e V = O th e r W =E s tim ate d

D =$5,001 - $15.000H2 =More than $5 .000.000M =$100.001 - $ 250,000P2 =$5.000.001 - $25,000,000T =Cash Markel

E --$15,001 - $50,000


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D a t e o f R e p o r t07/29/2011

N O N E (N o reportable income, assets, or transactions.)A. B. C. D.

Description of A ssets Incom e during Gross value at end Transactions during reporting period(including lxust assets) reporting period o f r e p o r t i n g p e r i o d

(I) (2) (I) (2) (1 ) (2) (3) (4) (5 )Place "(X)" after each asset A m o u n t T y p e (e . g . , V a lu e Value T y p e ( e . g . , D a t e V a lu e Gain I d e n t i t y o fexempt from prior disclosure Code I d i v . , r e n t , Code 2 M e t h o d buy, sell, m m /d d/y y C od e 2 C o d e 1 buyer]sel ler(A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

494. B u y 12/17/10 J( ad d l )

4 9 5 . - J a n u s S h o r t T e r m B d F d O p en 02/22/1 0 K

496. B u y 02/26/10 J( ad d l )

497. B u y 03/31/10 J( ad d l )498. B u y 04/30/10 J( ad d l )499. B u y 05/28/I0 J( ad d l )500. B u y 06/30/10 J( ad d l )501. B u y 07/30/10 J( ad d l )502. B u y 08/31/10 J( ad d l )503 . B u y 09/30/10 J( ad d l )504 . B u y 10/29/I0 J( ad d l )505. B u y I 1/30/10 J

( ad d l )506. B u y 12/22/I 0 J( ad d l )507. B u y 12/31/10 J

( ad d l )5 0 8 . - R i d g e w o r t h U S G o v S e c O p en 02/22/1 0 K

509. B u y 02/26/10( ad d l )

510 . B u y 03/31/10 J( ad d l )



2. Valu~ Codes J = S I 5 . C O 0 o ~ " less K =$15,001 - $50.000 L --$50,001 - $100.000 M =$100.00l - $250,000(S e e Co lu m n s CI a n d D 3 ) N =$250,001 - $500.0~ O =$500,001 - $I,000,000 PI =$1,000,001 - $5,000,000 1)2 =$5,000.001 - $25,000,000

P 3 =$25,000,001 - $5 0.0~0.000 P4 =More ~han $50,000,0003 . Value Method CO de~ Q =A ppraisal R =Cosl (Real Es tate Only) S =Assessment T =Cash Market

(S e e Co lu m n C2) U = Book V alue V =Olh e r W = E s t imated

E --~15,001 -


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Date of R e p o r t07/29/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v o l, e , t ,o , ~ o c a o ~ a n c io d ~ t h o s e o /s p o u s e o n d d e p e , ~ e , ~ children; see p p . 3 4 - 6 0 of fil lng instrucdong)[] NONE(N o repor tab le incom e , a s se t s, o r t ransac t ions . )Description of Assets Income during

(including trust assets) r e p o r t m g p e r i o d(I) (2)

P l a c e " ( X ) " a f t e r e a c h a s s e t Amount T y p e ( e . g .,exempt from prior disclosure C o d e 1 d i v . , r e n t ,(A-H) o r i n t . )

Gross value at endof reporting period(1) (2)

V alu e V alueCode 2 Method

0-P) Code 3( Q - W )

(1 )T y p e ( e . g .,b u y , s e l l ,r e d e m p t i o n )


(2) (3) (4) (5 )D a t e Value Gain Identity ofmm/dd/yy Code 2 C o d e 1 buyer/ sel ler

( J - P ) (A-H) ( i f p r i v a t el a a a s a c t i o n )

51 1 .51 2.51 3 .51 4 .51 5 .51 6 .51 7 .518.51 9.520.521 .522.523 .524 .525.526.527 .

- T CW T o t a l R e t u r n B o n d

B u y 0 4 1 3 0 1 1 0 J( ad d l )B u y 05/28/10 J

( ad d l )B u y 06/30/10 J

( ad d l )B u y 07/30/10 J

( ad d l )B u y 08/31/10 J

( ad d l )Buy 09/30/10 J

( ad d l )B u y 10/29/10 J

( ad d l )B u y I 1/30/10 J

( ad d l )B u y 12/31/10 J

( ad d l )O p e n 02/22/ I 0 KBu y 02/26/10 J( add l )B u y 03 / 31 / 1 0 J

( ad d l )Bu y 04 /30 /1 0 J(ad d l )Bu y 05/28/10 J( add l )Bu y 06/30 /1 0 J( add l )Bu y 07130/10 J

(ad d l )Bu y 08/31/10 J( add l )


2. Value Codes J =$15 .0~0 o r I~ s K =$15,001 - $50.000 L =$50,001 - $100,000 M ~$10~.001 - $250,000(S e e Co lu m n s CI a n d D 3 ) N =$250,001 - $500.000 O =$5 00,001 - $1 ,000,000 P l =$1.000.001 - $5.000,000 P2 =$5,000,001 - $25,000.000

P3 =$25,000.001 - $5 0,000.000 P 4 =More than $5 0,000,0003 . V alue Method C odes Q =Appraisal R =Cost (Real Es tate Only) S =Assessment T =Cnsh Market(See Column C2) U = Book V alue V - -O ther W = E s t imated

E --$15,001 - $50,000


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D a t e o f R e p o r t07/29/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i , c o ,~ e , v a

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Ilana D Rovner Financial Disclosure Report for 2010

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