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Improving Biosurveillance Protecting People as Critical Infrastructure

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    Improving Biosurveillance:Protecting People as Critical Infrastructure

    Ronald D. Fricker, Jr. August 14, 2008

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    What is Biosurveillance?

    Homeland Security Presidential DirectiveHSPD-21 (October 18, 2007): The term biosurveillance means the process of active data-

    gathering of biosphere data in order to achieve earlywarning of health threats, early detection of health events, andoverall situational awareness of disease activity. [1]

    The Secretary of Health and Human Services shall establishan operational national epidemiologic surveillance system forhuman health... [1]

    Epidemiologic surveillance: surveillance using health-related data that precedediagnosis and signal a sufficient probability of a case or an

    outbreak to warrant further public health response .

    [2]

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    [1] www.whitehouse.gov/news/releases/2007/10/20071018-10.html[2] CDC ( www.cdc.gov/epo/dphsi/syndromic.htm , accessed 5/29/07)

    http://www.cdc.gov/epo/dphsi/syndromic.htmhttp://www.cdc.gov/epo/dphsi/syndromic.htm
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    An Existing System: BioSense

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    The Problem in Summary

    Goal: Early detection ofdisease outbreak and/orbioterrorism

    Issue: Currently detectionthresholds set naively Equally for all sensors Ignores differential

    probability of attack

    Result: High false alarm rates Loss of credibility

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    most health monitors

    learned to ignore alarmstriggered by their system. Thisis due to the excessive falsealarm rate that is typical of

    most systems - there is nearlyan alarm every day! [1]

    [1] https://wiki.cirg.washington.edu/pub/bin/view/Isds/SurveillanceSystemsInPractice

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    Formal Description of the System

    Each hospital sends data to CDC daily Let X it denote data from hospital i on day t If no attack anywhere X it ~ F 0 for all i and t If attack occurs on day t , X it ~ F

    1, t =t, t +1,...

    Assume only one location attacked Threshold detection: Signal on day t * if

    for one or more hospitals Each hospital location has an estimated

    probability of attack:

    *it i X h

    1,..., , 1n ii p p p

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    Idea of Threshold Detection

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    Distribution ofBackground Incidenceand Attack/Outbreak ( f 1 )

    h

    Distribution of BackgroundDisease Incidence ( f 0 )

    0 0( ) 1 ( ) x h f x dx F h -

    Probability of a false signal:

    Probability of a true signal:

    1 1( ) 1 ( ) x h

    f x dx F h -

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    Its All About Choosing Thresholds

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    No Attack/Outbreak

    Distribution

    Attack/Outbreak

    Distribution

    Threshold ( h )

    ROC Curve

    Pr(signal | no attack)

    P r ( s

    i g n

    a l | a

    t t a c

    k )

    For each hospital, choice of h iscompromise between probabilityof true and false signals

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    Its simple to write out:

    Express it as an optimization problem:

    Mathematical Formulationof the Problem

    1

    0

    max 1 ( ) s.t. 1 ( )

    i ih i

    ii

    F h p F h

    -

    -

    Pr(detection) Pr(signal|attack) Pr(attack)i

    E(# false signals) Pr(signal|no attack)i

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    Some Assumptions

    Hospitals are spatially independent Monitoring standardized residuals from model

    Model accounts for (and removes) systematiceffects in the data

    Result: Reasonable to assume F 0=N(0,1) An attack will result in a 2-sigma increase in

    the mean of the residuals Result: F 1=N(2,1)

    Then, problem is: min ( 2)

    s.t. ( )

    i ih i

    ii

    h p

    h n

    -

    -

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    Ten Hospital Illustration

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    H ospital i

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    Simplifying to a One-dimensionalOptimization Problem

    System of n hospitals means optimizationhas n free parameters Hard for to solve for large systems

    Can simplify to one-parameter problem: Theorem : For F 0=N(0,1) and F 1=N(g,1), the

    optimization simplifies to finding m to satisfy

    and the optimal thresholds are then

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    1

    1ln( ) ,

    n

    ii

    p nm g

    - -

    1ln( ).i ih pm

    g -

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    Consider (Hypothetical) System toMonitor 200 Largest Cities in US

    Assume probability of attack is proportionalto the population in a city

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    Assume 2 magnitude event Constraint of 1 false signal system-wide / day

    Result: Pr(signal | attack) = 0.388

    Nave result: Pr(signal | attack) = 0.283

    Optimal Solution for 200 Cities

    Population Pr(attack) Threshold

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    P d False Alarm Trade-Off

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    ( )1

    0.388

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    Choosing and

    Optimal probability of detection forvarious choices of g and

    Choice of depends on available resources Setting g is subjective: what size mean

    increase important to detect?

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    Sensitivity Analyses

    Optimal probability of detection

    Actual probability of detection

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    Optimizing a County-level System

    Th h ld F i f

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    Thresholds as a Function ofProbability of Attack

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    Counties with low probabilityof attack high thresholds Unlikely to detect attack Few false signals

    Counties with high probabilityof attack lower thresholds Better chance to detect attack Higher number of false signals

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    Take-Aways

    BioSense and other biosurveillance systemsperformance can be improved now at no cost

    Approach allows for customization E.g., increase in probability of detection at

    individual location or add additional constraint tominimize false signals

    Applies to other sensor system applications: Port surveillance, radiation/chem detection

    systems, etc.

    Details in Fricker and Banschbach (2008)

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    Future Research Directions

    Assess data fusion techniques for usewhen multiple sensors in each region I.e., relax sensor (spatial) independence

    assumption Generalize from threshold detectionmethods to other methods that usehistorical information I.e., relax temporal independence

    assumption

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    Selected References

    Biosurveillance System Optimization:

    Fricker, R.D., Jr., and D. Banschbach, Optimizing a System of Threshold Detection Sensors,in submission.

    Background Information:

    Fricker, R.D., Jr., and H. Rolka, Protecting Against Biological Terrorism: Statistical Issues inElectronic Biosurveillance, Chance , 91 , pp. 4-13, 2006.

    Fricker, R.D., Jr., Syndromic Surveillance, in Encyclopedia of Quantitative Risk Assessment ,Melnick, E., and Everitt, B (eds.), John Wiley & Sons Ltd, pp. 1743-1752, 2008.

    Detection Algorithm Development and Assessment: Fricker, R.D., Jr., and J.T. Chang, A Spatio-temporal Method for Real-time Biosurveillance,

    Quality Engineering , (to appear, November 2008).

    Fricker, R.D., Jr., Knitt, M.C., and C.X. Hu, Comparing Directionally Sensitive MCUSUM andMEWMA Procedures with Application to Biosurveillance, Quality Engineering (to appear,November 2008).

    Joner, M.D., Jr., Woodall, W.H., Reynolds, M.R., Jr., and R.D. Fricker, Jr., A One-SidedMEWMA Chart for Health Surveillance, Quality and Reliability Engineering International,24 , pp. 503-519, 2008.

    Fricker, R.D., Jr., Hegler, B.L., and D.A Dunfee, Assessing the Performance of the Early Aberration Reporting System (EARS) Syndromic Surveillance Algorithms, Statistics inMedicine, 27 , pp. 3407-3429, 2008.

    Fricker, R.D., Jr., Directionally Sensitive Multivariate Statistical Process Control Methods with Application to Syndromic Surveillance, Advances in Disease Surveillance, 3:1, 2007.

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