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The Pennsylvania State University The Graduate School College of Earth and Mineral Sciences IMPROVING THE CONVECTIVE FORECASTS OF THE FEDERAL AVIATION ADMINISTRATION A Thesis in Meteorology by Marikate Lee Ellis Copyright 2010 Marikate Lee Ellis Submitted in Partial Fulfillment of the Requirements for the Degree of Master of Science May 2010
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The Pennsylvania State University

The Graduate School

College of Earth and Mineral Sciences

IMPROVING THE CONVECTIVE FORECASTS OF

THE FEDERAL AVIATION ADMINISTRATION

A Thesis in

Meteorology

by

Marikate Lee Ellis

Copyright 2010 Marikate Lee Ellis

Submitted in Partial Fulfillment of the Requirements

for the Degree of

Master of Science

May 2010

ii

The thesis of Marikate Lee Ellis was reviewed and approved* by the following: George S. Young Professor of Meteorology Thesis Adviser Andrew Kleit Professor of Energy and Environmental Economics Eugene E. Clothiaux Associate Professor of Meteorology Johannes Verlinde Associate Professor of Meteorology Associate Head, Graduate Program in Meteorology *Signatures are on file in the Graduate School.

iii

ABSTRACT

The effectiveness of Federal Aviation Administration (FAA) air traffic control is

improved via a radar image generational algorithm developed to improve FAA convective

forecasts by generating an ensemble of radar image realizations capable of being integrated into

air traffic flow management software. The algorithm has the potential to result in a considerable

cost savings to airlines and consumers. The algorithm not only accounts for a forecasted

convective probability, but also incorporates a likely two-dimensional convective storm pattern,

a characteristic currently absent in the FAA convective forecast. The ensemble forecast will

provide the FAA with information on the fractional horizontal area the convective storm will

cover, the two-dimensional shape of the convective storm, and the relative uncertainty associated

with the forecast obtained by comparing the forecast radar images within the ensemble to each

other. This information will be used to drive an existing air traffic flow model to produce an

ensemble prediction of the air traffic capacity on routes into heavily utilized airports. At present,

the algorithm successfully produces a single radar image realization containing the correct

convective probability and a similar convective pattern.

iv

TABLE OF CONTENTS List of Tables…………………………………..…….……………………………...….……v

List of Figures………………………………..………………………………….……....….vi

List of Abbreviations and Nomenclature...……..……..…….…………...……….…..…..xi

Acknowledgements………………………….…………….…………………..……......….xii

Chapter 1: Introduction……………..……….………………………..………………....…1

1.1 Summary of Radar Image Generational Algorithm……………………….……..3

Chapter 2: Data…………………………………..………………….……………….…......7

Chapter 3: Procedures………………..……………………….………………….…..…...12

3.1 Radar Image Generational Algorithm Inputs……………………………..….…12

3.2 The Current Iterative Radar Image………………………………..…….…...….14

3.3 Spatial Conditional Probability………………………………………….…...….14

3.4 The Swap Test………………………………………………………….…....…..19

3.5 Statistical Analysis Methods……………………………………………….…....21

Chapter 4: Results…………………………..……..……………………....…………..…....25

4.1 Radar Image Generational Algorithm Stipulations……………………….…..…25

4.2 Radar Image Generational Algorithm Strengths and Weaknesses……….…..….28

4.3 Statistical Analysis Results………………………………………………..…….46

Chapter 5: Conclusions...……………………..………………………..…………..….…...49

5.1 Future Work……………………………………………………………..………50

References.………………………………………………….……………………...…....…..52

v

LIST OF TABLES

Table 1: Accompanies Figure 1. The table above describes the Q scales and the associated area

sizes in relation to the center convective pixel (shaded in green in Figure 1)…………….……..16

Table 2: Bandwidth, the width of the narrowest axis of the convective pattern in the pattern

training radar image, must be slightly less than or equal to the size of the center box of Q. ……27

vi

LIST OF FIGURES

Figure 1: Accompanies Table 1. The figure above depicts three separate local Q matrices all

centered on the same convective pixel (shaded in green). To compute the value of each box of

each Q matrix, all the cells that fall into that box must be averaged…………………………….16

Figure 2: Accompanies Figure 3. Displays the 9 box values in each of the small, intermediate,

and large scale local Q matrices surrounding the example green convective cell in

Figure 3………..............................................................................................................................17

Figure 3: Accompanies Figure 2. The figure above depicts a 30 pixel by 30 pixel subsection of

a radar image, where convective cells have a value of 1 and are highlighted in yellow and green.

The green convective cell is the center of an example of three local Q matrices at three different

scales. The colors of the Q matrices are the same colors as described in Table 1. Based on this

example, the value of each of the 9 boxes in each of the three local Q matrices is calculated and

displayed in Figure 2.....................................................................................................................18

Figure 4-1: Front - Original National Radar Image……...………………………….……….....33

Figure 4-2: Front - Processed National Radar Image…...…………………….……..………....33

Figure 4-3: Front - Pattern Training Radar Image………………………......………...…....…..33

Figure 4-4: Front - Initial Current Iterative Radar Image……………….….……………....…..33

Figure 4-5: Front - Final Current Iterative Radar Image………………..…….………...……..33

Figure 4-6: Front - Target Small Scale Q……...………………………………………...……..34

Figure 4-7: Front - Initial Small Scale Q…...…………………………….………….…..……..34

Figure 4-8: Front - Final Small Scale Q……………………...………………….................…..34

Figure 4-9: Front - Small Scale Error…………………………………………………………..34

vii

LIST OF FIGURES

Figure 4-10: Front - Target Intermediate Scale Q…………………………………..……...…..34

Figure 4-11: Front - Initial Intermediate Scale Q………………………………………..……..34

Figure 4-12: Front - Final Intermediate Scale Q…………………………...…………………..34

Figure 4-13: Front - Intermediate Scale Error………………………..…………………….…..34

Figure 4-14: Front - Target Large Scale Q…………………………………..………….….…..34

Figure 4-15: Front - Initial Large Scale Q………………………………………………….…..34

Figure 4-16: Front - Final Large Scale Q…………...……………………………………….....34

Figure 4-17: Front - Large Scale Error………………………………………..………………..34

Figure 5-1: Squall Line - Original National Radar Image……………………………….……..35

Figure 5-2: Squall Line - Processed National Radar Image……………..………………....…..35

Figure 5-3: Squall Line - Pattern Training Radar Image…………………………………….....35

Figure 5-4: Squall Line - Initial Current Iterative Radar Image……..…………………..……..35

Figure 5-5: Squall Line - Final Current Iterative Radar Image…...……………………......…..35

Figure 5-6: Squall Line - Target Small Scale Q……………………...……………….………..36

Figure 5-7: Squall Line - Initial Small Scale Q…………………...…….…………...……..…..36

Figure 5-8: Squall Line - Final Small Scale Q………………...…………………………...…..36

Figure 5-9: Squall Line - Small Scale Error………………………………...……………...…..36

Figure 5-10: Squall Line - Target Intermediate Scale Q……………...…………….….…........36

Figure 5-11: Squall Line - Initial Intermediate Scale Q…………...……………………..…….36

Figure 5-12: Squall Line - Final Intermediate Scale Q………………………………………...36

Figure 5-13: Squall Line - Intermediate Scale Error…………………...………..………….…..36

viii

LIST OF FIGURES

Figure 5-14: Squall Line - Target Large Scale Q……………………...……...………………..36

Figure 5-15: Squall Line - Initial Large Scale Q………………………...……………………..36

Figure 5-16: Squall Line - Final Large Scale Q…………………………...……………..…….36

Figure 5-17: Squall Line - Large Scale Error……………...………………………….………..36

Figure 6-1: Isolated - Original National Radar Image……………...………...……….………..37

Figure 6-2: Isolated - Processed National Radar Image………………………………………..37

Figure 6-3: Isolated - Pattern Training Radar Image…………………...……….…….………..37

Figure 6-4: Isolated - Initial Current Iterative Radar Image……………………....……..……..37

Figure 6-5: Isolated - Final Current Iterative Radar Image…………….……….……….....…..37

Figure 6-6: Isolated - Target Small Scale Q……………...…………………………...………..38

Figure 6-7: Isolated - Initial Small Scale Q…………………...……………...………………...38

Figure 6-8: Isolated - Final Small Scale Q……………………...……………….……………..38

Figure 6-9: Isolated - Small Scale Error……………………...…….…………………………..38

Figure 6-10: Isolated - Target Intermediate Scale Q………………………….………………..38

Figure 6-11: Isolated - Initial Intermediate Scale Q…………………………………......……..38

Figure 6-12: Isolated - Final Intermediate Scale Q…………...………………….………...…..38

Figure 6-13: Isolated - Intermediate Scale Error……………...………………………………..38

Figure 6-14: Isolated - Target Large Scale Q………………………………………...….……..38

Figure 6-15: Isolated - Initial Large Scale Q…………………………………………...…..…..38

Figure 6-16: Isolated - Final Large Scale Q……………………………………...……...……..38

Figure 6-17: Isolated - Large Scale Error……………………………………...……..….……..38

ix

LIST OF FIGURES

Figure 7-1: Scattered - Original National Radar Image…………………………….…………..39

Figure 7-2: Scattered - Processed National Radar Image…………………………………..…..39

Figure 7-3: Scattered - Pattern Training Radar Image………………………..……….………..39

Figure 7-4: Scattered - Initial Current Iterative Radar Image………………..……….….……..39

Figure 7-5: Scattered - Final Current Iterative Radar Image…………………………...…..…..39

Figure 7-6: Scattered - Target Small Scale Q…………………………………………………..40

Figure 7-7: Scattered - Initial Small Scale Q…………………………….…………..……..…..40

Figure 7-8: Scattered - Final Small Scale Q………………………………………….….....…..40

Figure 7-9: Scattered - Small Scale Error………………………...…………………...………..40

Figure 7-10: Scattered - Target Intermediate Scale Q…………………….………..…………..40

Figure 7-11: Scattered - Initial Intermediate Scale Q…………………………………………..40

Figure 7-12: Scattered - Final Intermediate Scale Q………….……...…………….…….….....40

Figure 7-13: Scattered - Intermediate Scale Error……………………………………….……..40

Figure 7-14: Scattered - Target Large Scale Q…………………………………………..……..40

Figure 7-15: Scattered - Initial Large Scale Q…………………………….…...………...……..40

Figure 7-16: Scattered - Final Large Scale Q……………………...…………………….……..40

Figure 7-17: Scattered - Large Scale Error………………...…………….……………………..40

Figure 8-1: Cluster - Original National Radar Image…………………………………………..41

Figure 8-2: Cluster - Processed National Radar Image…………………………….….……….41

Figure 8-3: Cluster - Pattern Training Radar Image………………………………………..…..41

Figure 8-4: Cluster - Initial Current Iterative Radar Image…………….….…………….....…..41

x

LIST OF FIGURES

Figure 8-5: Cluster - Final Current Iterative Radar Image……………………….….……..…..41

Figure 8-6: Cluster - Target Small Scale Q……………………………...……….……...……..42

Figure 8-7: Cluster - Initial Small Scale Q……………………….……………………...……..42

Figure 8-8: Cluster - Final Small Scale Q………………………...………………….………...42

Figure 8-9: Cluster - Small Scale Error………………………………...……………..………..42

Figure 8-10: Cluster - Target Intermediate Scale Q………………………….………..…….....42

Figure 8-11: Cluster - Initial Intermediate Scale Q………...……………….……………...…..42

Figure 8-12: Cluster - Final Intermediate Scale Q……………...…………….………………..42

Figure 8-13: Cluster - Intermediate Scale Error……………………………....………...….…..42

Figure 8-14: Cluster - Target Large Scale Q………………………………….…...……..….....42

Figure 8-15: Cluster - Initial Large Scale Q……………………………………...…...………..42

Figure 8-16: Cluster - Final Large Scale Q……………………………...……….………...…..42

Figure 8-17: Cluster - Large Scale Error…………………………...…………………………..42

xi

LIST OF ABBREVIATIONS AND NOMENCLATURE

CAPE – Convective Available Potential Energy

CCFP – Collaborative Convective Forecast Product

CIN – Convective Inhibition

FAA – Federal Aviation Administration

GFS – Global Forecast System

LAMP – Localized Aviation Model Output Statistics Product

NEXRAD – Next Generation Radar

Q – Spatial conditional probability map

xii

ACKNOWLEDGEMENTS

I’d like to thank my advisor, George Young, and other committee members, Eugene

Clothiaux and Andrew Kleit, for their support, encouragement, and patience. I’d also like to

thank my family and friends who have provided me with love, strength, and sanity at the most

difficult times. This work was supported under FAA grant number PSU-0001-F800 ATP1 DTD

6/30/09.

1

CHAPTER 1: INTRODUCTION

The Federal Aviation Administration (FAA) is responsible for the safety of civil aviation.

FAA responsibilities include promulgating safety regulations, developing new aviation

technologies, developing and overseeing air traffic control, and regulating commercial air

traffic.1 The traffic flow management performed by the FAA includes a number of tasks.2 The

FAA is responsible for balancing air traffic demand with national air space capacity, while

maintaining maximum utilization of the air space. Air Route Traffic Control Centers work in

conjunction with Terminal Radar Approach Control, which works in conjunction with the

terminal tower, to see that aircraft safely and efficiently traverse routes. Certain rules of thumb

are employed when making decisions regarding air space capacity. The threshold values for

these rules are determined from experience and air traffic simulations using historical weather.

In this effort to oversee air traffic, weather forecasts play a significant role. Snow, ice,

wind, fog, and thunderstorms all create obstacles for pilots. Aircraft flights are often diverted,

delayed, or cancelled due to the impact of weather. Thus, good weather forecasts are necessary

to plan ahead and achieve a stable flow of air traffic through or around weather impediments.

This research project is concerned with improving the convective storm or thunderstorm

forecasts issued by the FAA for air flow management.

The goal of the research is to create a radar image generational algorithm that generates

an ensemble of forecast radar image realizations through combining a forecasted convective

1 What We Do. Federal Aviation Administration. 10 Mar 2010. Web. Feb 2010. <www.faa.gov/about/mission/activitiesl>.

2 Traffic Flow Management in the National Airspace System. Federal Aviation Administration Air Traffic

Organization. Oct 2009. Web. Feb 2010. <http://www.fly.faa.gov/Products/Training/Traffic_Management_for_Pilots/TFM_in_the_NAS_Booklet_ca10.pdf>.

2

probability and quantitative descriptions of the expected two-dimensional convective storm

pattern, referred to as the pattern training radar image spatial conditional probability maps. The

ensemble forecast will provide the FAA with information on the fractional horizontal area the

convective storm will cover, the two-dimensional shape of the convective storm, and the relative

uncertainty associated with the forecast, obtained by comparing the forecast radar images within

the ensemble to each other. The ensemble of forecast radar images will be used by the FAA as

input to drive the Air Traffic Flow Management model. The model output will in turn drive air

traffic flow management strategy. The radar image generational algorithm thus allows the FAA

to have an air traffic flow management strategy prepared less than twenty-four hours in advance

of an expected storm, in an effort to minimize flight delays, flight cancellations, airline costs, and

consumer costs.

Currently, the FAA uses the Collaborative Convective Forecast Product (CCFP) to

forecast convective storms. The CCFP was developed in 1998 and is a product of collaboration

between commercial airline weather offices, business aviation weather offices, and NWS Center

Weather Service Units (CWSUs) located at 20 FAA field offices.3 The collaboration results in a

forecast comprised of three maps: 2 hour, 4 hour, and 6 hour advanced convective forecasts. It is

important to note that the forecast is not necessarily a consensus of opinions. Each of the three

maps depicts shaded areas that reflect convective forecasts containing the categorical expected

probability of thunderstorm occurrence, thunderstorm growth, and top height of thunderstorm

clouds.

The disadvantage of this forecast is that it only forecasts a categorical range for the

3 “The Collaborative Convective Forecast Product (CCFP)”. Collaborative Decision Making. Federal Aviation Administration. 15 Aug 2002. Web. Feb 2010. <http://cdm.fly.faa.gov/Workgroups/WxApps/CCFP%20Information%20Paper%20Aug%2002.doc>.

3

probability of thunderstorm occurrence. The shaded areas within the maps also do not

necessarily reflect the shape of the convection. The shape of the convection is crucial for

deciding whether or not an aircraft should be flown around the convection or if that is impossible

and the aircraft must be flown over or through the convection. Another important disadvantage

of this forecast is its collaborative formulation and unavoidable political implications of specific

airline dominance and airline costs. Thus the CCFP may be purposely skewed by certain

collaborating parties for the narrow interest of those parties.

The radar image generational algorithm seeks to resolve those weaknesses posed by the

current CCFP forecast. In the algorithm, the forecasted convective probability is extracted from

the Localized Aviation Model Output Statistics Product (LAMP), which is derived from the

operational Global Forecast System (GFS). The LAMP forecast provides point forecasts, which

includes a forecast for the probability that convection will occur at a given location. This will

provide the ensemble radar image forecast created by the algorithm with a more specific,

quantitative convective probability rather than the categorical convective probability provided by

the CCFP. Also, the very nature of the ensemble radar image forecast will provide information

about the two-dimensional shape of a storm, a characteristic the CCFP lacks. Lastly, the radar

image generational algorithm is purely objective in its creation of an ensemble of radar image

realizations. The algorithm has no collaborative component prone to subjective influence.

1.1 Summary of Radar Image Generational Algorithm

The radar image generational algorithm combines a spatially varying probabilistic

convective forecast and quantitative descriptions of the expected two-dimensional convective

storm pattern, referred to as the pattern training radar image spatial conditional probability maps,

4

in order to generate an ensemble forecast of radar image realizations. The algorithm generates a

single radar image realization forecast, the current iterative radar image, by iteratively swapping

subsections of pixels within the current iterative radar image until its spatial conditional

probability maps are effectively similar to the corresponding scale of pattern training radar image

spatial conditional probability maps. Similar spatial conditional probability maps indicate that

the radar images from which the spatial conditional probability maps were calculated have

similar two-dimensional convective patterns.

The forecasted convective probability is extracted from LAMP and is interpreted as the

forecasted convective coverage percentage or the fractional area of pixels within a radar image

that are classified as convective pixels. The convective coverage percentage is used to initialize

the algorithm generated radar image realization, the current iterative radar image, by randomly

classifying pixels in the image as convective until the convective coverage fractional number of

pixels is achieved. Every realization within the ensemble of radar image realizations generated

by the algorithm is characterized by having the forecasted convective coverage percentage as the

basis for the number of convective pixels in the radar image.

The second input required, the pattern training radar image spatial conditional probability

maps, are based on an idealized convective pattern as depicted on a real radar image (i.e. front,

squall line, clustered, scattered, or isolated convective pattern). This real radar image is referred

to as the pattern training radar image and its spatial conditional probability maps, conditioned on

a center convective pixel, are required for algorithm input. The pattern training radar image

spatial conditional probability maps provide a quantitative way to compare the pattern training

radar image to the current iterative radar image. The spatial conditional probability maps for a

given radar image are differentiated by different scales or the size of the area of pixels in the

5

radar image that are quantitatively being described by each map. This quantitative comparison is

crucial since the goal of the algorithm is to depict a pattern similar to that of the pattern training

radar image on every radar image realization in the ensemble generated. The patterns on every

realization will not be identical, however, since both the initial pixel positions and the swap

locations are randomly selected. Spatial conditional probability maps are also calculated for the

current iterative radar image and referred to as the current iterative radar image spatial

conditional probability maps.

Once the current iterative radar image spatial conditional probability maps and the pattern

training radar image spatial conditional probability maps are defined, a single variable known as

error is calculated for each identically scaled spatial conditional probability map pair. Error must

be minimized in order to achieve a similar pattern on the current iterative radar image compared

to the pattern training radar image. Error is minimized through the iterative process known as

the swap test. The swap test randomly selects sections of pixels to swap within the current

iterative radar image and recalculates the new error produced by the swap. If the swap

effectively reduces the error, bringing the current iterative radar image pattern closer to the

pattern on the pattern training radar image, then the swap is retained. This process is continued

for millions of iterations.

The resulting current iterative radar image contains a pattern similar to that of the pattern

training radar image and is characterized by the forecasted convective coverage percentage. This

process is repeated to generate each radar image in the ensemble of radar image realizations.

Following the successful development of the algorithm, a statistical analysis is performed

in an effort to automate the selection of the pattern training radar image spatial conditional

probability maps, which is one of the two algorithm inputs. Successful automation is based on

6

finding a well correlated atmospheric variable with the convective pattern categories (i.e. front,

squall line, clustered, scattered, and isolated convection). This is an area that will require future

work.

Once the radar image generational algorithm is successfully automated, several steps

remain to achieve a version of the algorithm fit for FAA convective forecast purposes. This

algorithm generated ensemble of radar image realizations can be used by the FAA to calculate

the likelihood of a given air traffic situation occurring. Anticipating days requiring a reduced

volume of air traffic reduces the strain on the air traffic management system by letting the FAA

prepare in advance.

7

CHAPTER 2: DATA

Observational data are required both as input for the radar image generational algorithm

discussed above and for the statistical analysis used to automate the selection of the appropriate

pattern training radar image spatial conditional probability map. For algorithm input, a

convective coverage percentage and pattern training radar image are required, the latter being

used to create spatial conditional probability maps. For the statistical analysis, sounding data and

surface analysis data are used. In both the algorithm and statistical analysis datasets, actual

observations are used rather than forecasts, making this a “perfect prog” method (Wilks 2006).

The algorithm thus requires two pieces of input data: a convective coverage percentage

and a pattern training radar image. When the algorithm is used to forecast operationally, the

convective coverage percentage will be extracted from the LAMP forecast. In algorithm

development, however, the convective coverage percentage is estimated from the fraction of

convective pixels in the pattern training radar image. In contrast, observed radar images are used

only during development where they are required to create the spatial conditional probability

maps. These maps are then used in the operational forecast process. While we demonstrate the

algorithm using a single radar image to generate each set of spatial conditional probability maps,

one could increase the statistical robustness by averaging the results from several images to

generate each set of spatial conditional probability maps. The algorithm’s task will be easier in

the forecast mode if multiple pattern training radar images with similar convective patterns and

convective coverage percentages are used to generate each set of spatial conditional probability

maps. In forecast mode it would be additionally useful to the algorithm if multiple subsets of

pattern training radar images existed within a group of similar convective patterns (e.g. front

8

segments or clustered convection). Each subset of images would be characterized by similar

convective patterns and convective coverage percentages but the subsets would be differentiated

by the range of convective coverage percentages depicted in the images. The subset containing

the most appropriate convective pattern and having the range of convective coverage percentages

most similar to the convective coverage percentage from the LAMP forecast would be used to

generate a single set of spatial conditional probability maps.

In algorithm development, the pattern training radar images, used to create the spatial

conditional probability maps, are extracted from archived national radar images of the United

States. The archived images were extracted from the Pennsylvania State University Department

of Meteorology e-wall as current radar images and archived.4 The images were produced by

Unidata utilizing 6 km resolution national reflectivity composites measured by the National

Weather Service Next Generation Radar (NEXRAD) network. According to NOAA, the

National Weather Service operates 159 NEXRAD radars, each with a maximum range of 250

nautical miles.5 Each national radar image is composed of 870 pixels by 652 pixels for a total of

567,240 pixels.

In order for a radar image case to be considered for processing in the radar image

generational algorithm, each case is required to pass a manual screening. National radar images

are manually grouped into convective pattern categories and are required to display radar

reflectivities of at least 40 dBZ. The value of 40 dBZ was selected as a relative minimum value

of radar reflectivity for classification of a convective storm. The higher the radar reflectivity, the

4 E-wall: The Electronic Map Wall. The Pennsylvania State University Department of Meteorology. N.d. Web. 2006-2008. <http://www.meteo.psu.edu/ewall/ewall.html>.

5 “About the Radar Operations Center.” NOAA’s National Weather Service Radar Operations Center.

9 Feb 2010. Web. Feb 2010. < http://www.roc.noaa.gov/WSR88D/About.aspx>.

9

larger the size of precipitation particles and thus, the stronger the associated storm updraft, both

of which can be dangerous to aircraft. The convective pattern categories are clustered

convection, isolated convection, front segment, squall line, or scattered convection. Not all cases

that fall into these categories are processed however. The number of cases processed from each

category is relatively equivalent: 8 fronts, 8 clustered, 8 isolated, 8 scattered, and 9 squall lines.

So only a select number of cases are processed. The 41 cases selected for processing in the radar

image generational algorithm are predominantly from May through September 2006 but there are

a few from May through September 2008.

In order to complete the statistical analysis required to find a variable well correlated with

the convective pattern categories and thus automate the selection of the appropriate set of spatial

conditional probability maps, atmospheric sounding data and surface front analysis data

associated with each case is used. The cases incorporated in the statistical analysis include those

41 cases previously used for processing by the algorithm in addition to 147 new cases. New

cases are identified using the same national radar image and convective pattern categorization as

described above. The only difference between the algorithm processed cases and the new cases

is that the former are processed by the algorithm and a radar image forecast has been generated

while the latter have not been processed and do not have a radar image forecast associated with

them. This difference, however, is irrelevant for the purposes of the statistical analysis. The new

cases are from May through September 2007 exclusively. For each of the new cases the

associated sounding data and surface analyses are recorded. Thus a total of 188 possible cases

are available for use in the statistical analysis. Not all these cases, however, are employed in the

final statistical analysis presented in the results chapter.

10

The sounding data utilized in the statistical analysis to automate the selection of the set of

spatial conditional probability maps, is downloaded from the University of Wyoming

atmospheric sounding site.6 Sounding data is measured through the National Weather Service

Upper-Air Observations Program using radiosondes. As of January 2010, 102 radiosonde

stations are operational in North America, the Pacific Islands, and the Caribbean. Soundings are

conducted by the National Weather Service and normally are taken twice a day at 00 Z and 12 Z,

365 days a year. Radiosonde measurements include pressure, temperature, and relative humidity

profiles, together with derived wind speed and direction from GPS tracking. All other variables

listed on a sounding are calculated from these profiles.7

The sounding recorded for each case is generally south to southeast of the specific

convective storm, where the source of storm moisture is generally located. Since soundings are

only available in 12 hour increments, the sounding recorded for each case is required to occur

prior to the radar image time stamp. This was done in an effort to ensure that pre-storm

atmospheric conditions or the atmospheric characteristics of the air feeding into the storm are

recorded, not the post-storm atmospheric variables. Sounding data extracted for use in the

statistical analysis includes the K-index, convective available potential energy (CAPE),

convective inhibition (CIN), and wind speed and direction from the surface, 3000 m level, and

6000 m level. Note that these levels were used based on flight level standards in forecasts issued

by the FAA.

6 Upper Air Sounding. University of Wyoming College of Engineering Department of Atmospheric Science. N.d. web. Feb 2010. < http://weather.uwyo.edu/upperair/sounding.html>.

7 “What is a radiosonde?” National Weather Service Radiosonde Observations. National Weather

Service. N.d. web. Feb 2010. <http://www.ua.nws.noaa.gov/factsheet.htm>.

11

The statistical analysis required to automate the selection of the set of spatial conditional

probability maps also incorporates surface analyses, containing information on the presence of

fronts. Surface analyses are obtained from the Hydrometeorological Prediction Center (HPC).8

Analyses are issued in 3 hour time intervals and depict surface synoptic and mesoscale features

such as high and low pressure systems, fronts, troughs, outflow boundaries, squall lines and dry

lines. The analyses include most of North America and its bordering oceans.9 The surface

analysis used in each case is the most recent surface analysis occurring prior to the radar image

time stamp. In order for a stationary or cold front on a surface analysis to be associated with

convection occurring in a case, the front must occur within 600 km of the convection, measured

perpendicular to the front. This distance was judged to be a fair assessment of whether or not a

front is in the vicinity of the convection.

The radar image data in the radar image generational algorithm and sounding data and

surface analyses in the statistical analysis are screened for completeness and errors. National

radar images containing questionable reflectivity values are omitted and so are any associated

cases. Atmospheric soundings containing incomplete information are omitted and replaced with

substitute soundings from the same day and time but at an alternate sounding location. Surface

analyses are examined for completeness but none are found deficient.

8 HPC’s Surface Analysis Archive. Hydrometeorological Prediction Center. 1 Mar 2007. Web. Feb 2010. <http://www.hpc.ncep.noaa.gov/html/sfc_archive.shtml>.

9 About the Surface Analysis. Hydrometeorological Prediction Center. 1 Mar 2007. Web. Feb 2010.

<http://www.hpc.ncep.noaa.gov/html/about_sfc.shtml>.

12

CHAPTER 3: PROCEDURES

As previously explained, the FAA convective forecast is concerned with how convective

coverage translates into air space capacity within an air traffic sector. The goal of the radar

image generational algorithm is to combine a convective coverage percentage forecast with a

pattern training radar image to generate an ensemble of radar image realizations. This is

achieved over a series of iterations, where the set of spatial conditional probability maps of the

pattern training radar image will be compared to the set of spatial conditional probability maps of

the current iterative radar image at each scale, as the latter is altered to appear similar to the

former. The current iterative radar image is altered by randomly selecting sections of pixels and

swapping them until the set number of iterations is achieved. Upon completion, the current

iterative radar image will be characterized by the convective coverage percentage forecast and a

convective pattern similar to that depicted on the pattern training radar image, as described by

the similar spatial conditional probability map sets. If this iteration process is run repeatedly the

algorithm output takes the form of an ensemble of radar image realizations, although currently

the algorithm output is only a single radar realization. Operationally, the ensemble of radar

realizations would then be used in conjunction with the air traffic modeling software to assess

the impact of convective storms on the air traffic capacity. The availability of multiple radar

realizations also will give an indication of the convective forecast uncertainty.

3.1 Radar Image Generational Algorithm Inputs

The convective coverage percentage forecast, one of the two radar image generational

algorithm inputs, will be derived from the LAMP forecast when the algorithm is forecasting

13

operationally. LAMP provides a forecast for the probability that convection will occur at given

gridded locations. In order to use the LAMP probability grid, an assumption must be made. It is

assumed that within a radar image forecast area, the average of the point forecast probabilities

provided by LAMP is equivalent to the fractional amount of the land area that is covered with

convection at the forecast time. For example, in a 5 pixel by 5 pixel radar image, an average

LAMP probability of 20% would translate to 5 of the 25 pixels being defined as convective. The

disadvantage of this assumption is that it is not completely accurate. In reality, converting the

LAMP convective probability grid to a fractional area coverage will require recalibration, likely

using linear regression. As previously explained, for developmental purposes, the convective

coverage percentage is estimated from the fractional convective coverage area depicted in the

pattern training radar image.

The second algorithm input, the pattern training radar image, is derived from real radar

images. Its purpose is to provide information about the size and shape of a convective storm,

which is required to calculate the spatial conditional probability maps used as a goal standard of

comparison throughout the algorithm iterations. The real national radar images are read in by the

algorithm and all radar reflectivities 40 dBZ and greater are interpreted as convective pixels.

Reflectivities less than 40 dBZ are interpreted as non-convective pixels. A two-dimensional

matrix of ones and zeros is used to represent the original radar image depicting the pattern of the

storm. Ones represent convective pixels in a radar image and zeros represent non-convective

pixels. This two-dimensional matrix representing a convective radar pattern is known as the

pattern training radar image.

14

3.2 The Current Iterative Radar Image

In order to combine the convective coverage percentage and the pattern training radar

image, a hypothetical radar map known as the current iterative radar image is created. The

current iterative radar image, containing the forecasted convective coverage percentage,

rearranges randomly located convective pixels into a pattern similar to the pattern on the pattern

training radar image through many iterations of swapping subsections of pixels within the

current iterative radar image. The final version of the current iterative radar image is a single

radar realization among the multiple radar realizations necessary to create an ensemble of radar

realizations.

The current iterative radar image is initialized utilizing the convective coverage

percentage. Using the assumption that a point probability of convection is equivalent to the

fractional land coverage of convection, a two-dimensional matrix is created to represent the

forecast area. This matrix is called the current iterative radar image. It is equivalent in size to

the matrix used for the pattern training radar image. As in the case of the pattern training radar

image, ones again represent convective pixels and zeros represent non-convective pixels. The

cells or pixels in the current iterative radar image are randomly assigned a value of one until a

fractional number of the pixels is equivalent to the convective coverage percentage. The

remaining unassigned pixels are assigned a value of zero.

3.3 Spatial Conditional Probability

In order to bring randomly assigned convective pixels in the current iterative radar image

into a convective pattern resembling that in the pattern training radar image, a quantitative means

of comparing the current iterative radar image to the pattern training radar image is required.

15

The spatial conditional probability map (Q) is a quantitative description of the convective pattern

observed on a radar image. Multiple Q maps exist for a given radar image, where each Q map is

quantitatively describing the radar image convective pattern at a different scale. Keeping this in

mind, the Q at each scale is a two-dimensional map conditioned on the presence of a convective

center pixel as seen in Figure 1 and Table 1. Another way to interpret this: is that the Q at each

scale is a two-dimensional matrix conditioned on the presence of a center cell with a value of

one.

In theory, the size of the Q matrix could be varied but in this application of the algorithm

Q is a 3 box by 3 box two-dimensional matrix for all scales. Q maps exist at multiple scales to

better capture the convective pattern within the radar images. In theory there could be any

number of Q scales, as long as the pixel size of each Q map remains smaller than the radar image

it describes. In most applications of the algorithm used here, Q is calculated at 3 scales: small,

intermediate, and large. The reasoning behind this decision is related to maximizing algorithm

performance, which is explained in the results chapter. Therefore, Q will generally be described

as having only 3 scales in this text.

The center pixel within the center box of each Q map is convective meaning that each of

the 9 boxes of Q represents a portion of the radar image area surrounding a single convective

pixel (i.e., upper left, lower center, etc.). As the size of the scale increases from small to large,

the size of the radar image area Q is describing increases and more and more pixels fall into each

of the 9 boxes of the Q matrix.

16

In order to quantitatively compare the Q matrices of the current iterative radar image to

the Q matrices of the pattern training radar image, the global Q matrices of each image are

utilized. A global Q matrix for a single scale is simply the average of all the local Q matrices at

a single scale. A local Q is centered on a single convective pixel, indicating that a local Q at

each scale exists for every convective pixel. In a given radar image, the number of local Q

matrices at a single scale is equal to the number of convective pixels in the radar image. In order

Q Matrices at Three Scales

FIGURE 1: Accompanies Table 1. The figure above depicts three separate local Q matrices at three different scales allcentered on the same convective pixel (shaded in green). To compute the value of each of the 9 boxes in each Q matrix,all the cells that fall into that box must be averaged.

TABLE 1: Accompanies Figure 1. The table above describes the Q scales and the associated area sizes in relation to the centerconvective pixel (shaded in green in Figure 1).

Specifics of Q at Three Scales

Scale Q Matrix Size cells x cells

Total No. of Cells in Q

Matrix

Shaded Color of Q

Matrix

Shaded Color of Center Square

Line Color of the 9 Q Matrix Boxes

Small 3x3 9 red green red Intermediate 9x9 81 blue red blue

Large 27x27 729 gray blue black

17

to calculate the value of a single box in the local Q matrix at a given scale, all the pixels within a

box are averaged, as seen in Figures 2 and 3. This is repeated for the 8 other boxes in the local Q

matrix at that scale. As a reminder, the pixels are assigned a value of one or zero for convective

and non-convective pixels respectively. Also, the number of pixels within a given box of the Q

matrix is dependent upon the scale, with more pixels included in a box at larger scales. The

global Q of a radar image at a single scale is equivalent to the sum of the local Q matrices at that

scale divided by the total number of convective pixels within that radar image. For example, all

the upper left boxes in the local Q matrices at a given scale are added together and divided by the

total number of convective pixels in the radar image to reach the value of the upper left box in

the global Q matrix at that scale. Note that the global Q is calculated for the same number of

scales as the local Qs and therefore only the appropriately scaled local Qs are included in the

calculation of each scale of the global Q. Also note that each Q is calculated here assuming

periodic boundary conditions, though other approaches are possible.

0  0  0  1/9  0/9  0/9  1/81 1/81  1/81 

0  1  0  0/9  1/9  0/9  0/81 2/81  1/81 

0  0  0  0/9  0/9  0/9  2/81 1/81  0/81 

Large Scale Q Intermediate Scale Q Small Scale Q

FIGURE 2: Accompanies Figure 3. Displays the 9 box values in each of the small, intermediate, and large scale local Qmatrices surrounding the example green convective cell in Figure 3.

18

0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0 0  0  0  0  0  0  0  0  0 0  0 0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0 0  0  0  0  0  0  0  0  0 0  0 0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  1  0 0  0  0  0  0  0  0  0  0 0  0 0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0 0  0  0  0  0  0  0  0  0 0  0 0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0 0  0  0  0  0  0  0  1  0 0  0 0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0 0  0  0  0  0  0  0  0  0 0  0 0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0 0  0  0  0  0  0  0  0  0 0  0 0  0  0  1  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0 0  0  0  0  0  0  0  0  0 0  0 0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0 0  0  0  0  0  0  0  0  0 0  0 

0  0  0  0  0  0  0  0  0  0  0  0  0 0  0  0 0  0  0 0  0  0  0  0  0  0  0  0 0  0 0  0  0  0  0  0  0  0  0  0  0  0  1 0  0  0 0  0  0 0  0  0  0  0  0  0  0  0 0  0 0  0  0  0  0  0  0  0  0  0  0  0  0 0  0  0 0  0  0 0  0  0  0  0  0  0  0  0 0  0 

0  0  0  0  0  0  0  0  0  0  0  0  0 0 0 0 0  0  0 0  0  0  0  0  0  0  0  0 0  0 

0  0  0  0  0  0  0  0  0  0  0  0  0 0 1 0 0  0  0 0  0  0  0  0  0  0  0  0 0  0 

0  0  0  0  0  0  0  0  0  0  0  0  0 0 0 0 0  0  0 0  0  0  0  0  0  0  0  0 0  0 

0  0  0  0  0  0  0  0  0  0  0  0  0 0  0  0 0  0  0 0  0  0  0  0  1  0  0  0 0  0 0  0  0  0  0  0  0  0  0  0  0  0  0 0  0  0 0  0  0 0  0  0  0  0  0  0  0  0 0  0 0  0  0  0  0  0  0  0  0  0  0  0  0 0  0  0 0  0  0 0  0  0  0  0  0  0  0  0 0  0 

0  0  0  1  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0 0  0  0  0  0  0  0  0  0 0  0 0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0 0  0  0  0  0  0  0  0  0 0  0 0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0 0  0  0  0  0  0  0  0  0 0  0 0  0  0  0  0  0  0  0  0  0  0  0  0  0  1  0  0  0  0 0  0  0  0  0  0  0  0  0 0  0 0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0 0  0  0  0  0  0  0  0  0 0  0 0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0 0  0  0  0  0  0  0  0  0 0  0 0  0  0  0  0  0  1  0  0  0  0  0  0  0  0  0  0  0  0 0  0  0  0  0  0  0  0  0 0  0 0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0 0  0  0  0  0  0  0  0  0 0  0 0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0 0  0  0  0  0  0  0  0  0 0  0 

0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0 0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  1  0  0  0  0  0  0  0  0  0  0  0 0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0  0 

Once the global Q matrices at all scales are calculated for each the pattern training radar

image and the current iterative radar image, a means of quantitatively comparing the two sets of

matrices exists. The goal of the algorithm is to transform the current iterative radar image so that

each of its global Qs become more similar to that of the pattern training radar image. This way

the current iterative radar image, which already contains the correct convective coverage

percentage, will develop an idealized pattern as portrayed in the pattern training radar image.

FIGURE 3: Accompanies Figure 2. The figure above depicts a 30 pixel by 30 pixel subsection of a radar image, whereconvective cells have a value of 1 and are highlighted in yellow and green. The green convective cell is the center of anexample of three local Q matrices at three different scales. The colors of the Q matrices are the same colors asdescribed in Table 1. Based on this example, the value of each of the 9 boxes in each of the three local Q matrices iscalculated and displayed in Figure 2.

19

3.4 The Swap Test

The swap test is the iterative portion of the algorithm. It repeatedly swaps subsections of

pixels in the current iterative radar image with other subsections within the same image. The

goal of the swap test is to bring the randomly assigned convection in the current iterative radar

image into a coherent pattern resembling that in the pattern training radar image. It does this by

comparing the global Q matrices of the two radar images after every swap to assess if at a given

scale the Q matrix of the current iterative radar image is more similar to the target Q of the

pattern training radar image. This verification process is the swap test.

Error is the means of quantitatively comparing the global Q matrices of the current

iterative radar image and the pattern training radar image at a single scale. As in the case of the

global Q matrices, error also exists at multiple scales. The equation for error at a single scale is:

Equation (1)

, ,

Equation 1 indicates that error is always non-negative. The larger the error value, the more

dissimilar the Q matrices and associated radar images are. An error value of zero indicates that

the two Qs are identical at that scale. In theory, if the error value at each and every scale is zero,

the current iterative radar image and the pattern training radar image have identical patterns, but

the feature location is free to vary due to the periodic boundary conditions used to calculate the

Q matrices. However, an error value of zero is unlikely to ever occur on the scale of radar

images with tens of thousands of pixels.

Next, in order to iteratively swap subsections of the current iterative radar image,

specifications concerning the swap must be designated. Specifically, the location and size of the

20

area being swapped must be indicated. Two pixel locations within the current iterative radar

map are randomly selected and identified as pixel 1 and pixel 2. The zero or one value of the

pixels is irrelevant. A Q scale is also randomly selected from among small, intermediate, and

large scales. The Q matrices have boxes containing a varying number of pixels with larger

scaled boxes containing more pixels as seen in Table 1. The pixel size of a single box is

important because it designates the size of the swap-able area surrounding the randomly chosen

pixels. If specifically scaled Q matrix overlays are centered over each of the randomly selected

pixel 1 and pixel 2 locations, all the pixels included in the center box of the Q matrix are

included in the swap. More specifically, pixels contained in the center box of the Q matrix

centered on pixel 1 are swapped with the pixels contained in the center box of the Q matrix

centered on pixel 2.

After a swap has been executed it is necessary to assess if the swap decreased the error

measurement at the scale randomly designated for the swap. A decreased error value indicates

that the change in the global Q matrix of the current iterative radar image was an adjustment that

brought it closer to the global Q matrix of the pattern training radar image. Since this is the goal

of the swap test, only those swaps that cause a decrease in the error value at the selected scale are

retained. Swaps that do not meet the criteria are reversed and new random specifications are

selected. For retained swaps, several variables are updated as well. The global Q matrix of the

current iterative radar image must be calculated for the other scales that were not randomly

chosen for comparison use in the swap test. Also, the associated errors for other scales must be

calculated.

The swap test is repeated for a set number of iterations as defined by the user. The

number of iterations necessary depends upon the pixel grid size and convective coverage

21

percentage of the radar image being processed. An ideal number of iterations will illustrate an

error value that asymptotes as the number of iterations increases. Of course squandering

computer resources is undesirable and the number of iterations that can be used are limited. The

number of iterations utilized in development is discussed in the results chapter.

It is important to note that in order for a swap to be accepted and retained, only the error

at a single scale, the randomly selected scale, is required to decrease. The errors at the other

scales may increase or decrease. They are irrelevant to the acceptance of a swap. Although by

randomly addressing all of the scales, it is hoped that all three errors are driven down by the end

of the iterative process. It is known from conducted algorithm runs, that only requiring one of

the scales of error to decrease, minimizes error more efficiently and avoids local minima of error,

as opposed to requiring all three scales of error to decrease in order to retain a swap.

3.5 Statistical Analysis Methods

The radar image generational algorithm, at this point, is not automated for the selection of

the pattern training radar image and its associated spatial conditional probability maps. It is

hypothesized, however, that certain atmospheric variables are likely indicative of the type of

convective storm pattern. If the algorithm were to utilize forecasts of atmospheric variables well

correlated with the convective storm pattern, it would allow for automated selection of the spatial

conditional probability maps by the algorithm. A statistical analysis is performed to find

atmospheric variables that are well correlated with specific convective pattern categories. The

convective pattern categories are scattered convection, isolated convection, clustered convection,

squall lines, and front segments. The atmospheric variables of interest are the K-index,

Convective Available Potential Energy (CAPE), Convective Inhibition (CIN), the presence or

22

absence of a front in the vicinity, and wind shear from the surface to 3000 m, 3000 m to 6000 m,

and the surface to 6000 m. These variables are indicators of storm moisture, energy, shear

strength, and shear direction, which all influence a convective storm pattern. A total of 188

cases are included in the statistical analysis database.

The first step of the analysis is to manually classify the convective pattern category of

each of the 188 cases.

• Front segment: subsection of a larger front associated with a low pressure system,

visible on a national or regional scale.

• Squall line: a pattern of short linear convection not adjacent to any apparent front.

• Isolated convection: one to a few convective cells in an area largely devoid of

connective activity.

• Scattered convection: multiple cells of convection randomly distributed throughout a

wide area in no apparent pattern.

• Clustered convection: multiple cells of convection in close proximity and lacking a

linear structure to the convective pattern.

Upon completion of the manual analysis, atmospheric variable data are recorded for each

case as described in the data chapter. The K-index, CAPE, CIN, surface wind speed and

direction, 3000 m wind speed and direction, and 6000 m wind speed and direction are collected

from associated upper air soundings. The presence of a cold or stationary front in the vicinity of

the convection of interest is recorded utilizing HPC surface analyses. Shear in the u and v wind

components, wind shear magnitude, and wind shear direction are calculated at three levels: the

surface to 3000 m, 3000 m to 6000 m, and the surface to 6000 m.

23

Two statistical approaches are utilized in an effort to find the atmospheric variable(s) that

are needed to correctly classify the highest percentage of cases based on the five convective

pattern category classifications. First, cluster analysis in Matlab is explored and then the

regression analyses in Weka (Witten and Frank 2005) are explored. Also, instead of only

calculating the percentage of correctly classified cases based on the five convective pattern

category classifications, the convective pattern category classifications can be simplified. The

convective pattern categories are divided into two groups of convective pattern types: linearly

organized convective patterns and randomly organized convective patterns. Random convective

patterns include isolated convection, scattered convection, and clustered convection. Linear

convective patterns include front segments and squall lines. This simplistic approach is logical

because the three classes of random convection are only differentiated by the fractional coverage

of convection. Isolated convection covers the least area, scattered covers an intermediate area,

and clustered convection covers the most area but all three are randomly organized. The linearly

organized convection on the other hand is often indistinguishable on a 100 pixel by 100 pixel

scale. In either case, if the algorithm were successful in selecting the random or linear type of

pattern training radar image, it only requires the convective coverage percentage to narrow down

which type of random classification the case falls into if the algorithm selects the random type.

It doesn’t need to distinguish squall lines and fronts at all for purposes of producing 100 pixel by

100 pixel radar images.

So if the atmospheric variables do not correctly classify cases based on the five

convective pattern categories, a simpler approach using the two convective pattern types can also

be explored. The simpler approach has the possibility of achieving a higher percentage of

correctly classified cases based on the two convective pattern types rather than the five

24

convective pattern categories. The higher the percentage of cases correctly classified, the more

accurately the algorithm will be able to forecast the appropriate set of spatial conditional

probability maps. This is crucial to creating a useful, autonomous algorithm.

25

CHAPTER 4: RESULTS

The radar image generational algorithm successfully combines a convective coverage

percentage forecast with a pattern training radar image to generate an ensemble of radar image

realizations when both synthetic and real radar images are used to create the pattern training

spatial conditional probability maps. The algorithm, however, displays both strengths and

weaknesses in its ability to resolve certain convective pattern characteristics and successful use

of the algorithm is stipulated by certain Q-scale size and swap test repetition requirements.

Overall, the generated radar image realizations display the correct convective coverage

percentage and a pattern similar to that displayed on the pattern training radar image.

The statistical analysis necessary to automate the selection of the pattern training spatial

conditional probability maps through correlating atmospheric variables with convective pattern

categories, is less successful. Weka regression analysis became the preferred statistical analysis

tool over Matlab cluster analysis but the percentage of correctly classified cases that the

atmospheric variables achieve based on the five convective pattern categories is poor even in

Weka. The simpler method of using two convective pattern types instead of five convective

pattern categories is more successful but this is an area that will require future work.

4.1 Radar Image Generational Algorithm Stipulations

In order to successfully utilize the radar image generational algorithm, stipulations

concerning the minimum size of the largest Q scale and minimum number of swap test iterations

must be met. The number of swap test iterations dictates the degree to which the Q matrices of

the current iterative radar image can be altered to appear similar to the corresponding Q matrices

26

of the pattern training radar image. This is important because the goal of the algorithm is to

make these two sets of Q matrices as similar as possible at each scale. The size of the largest Q

scale dictates the largest scale at which the algorithm can “see” the convective pattern. Wider

convective patterns will need a larger size for the largest Q scale in order for the algorithm to

perceive the large scale width and correctly resolve the pattern.

As discussed in the procedures chapter, the number of iterations dictates how many

iterations of the swap test are performed. The swap test is the process of comparing the

corresponding Q matrices of the pattern training radar image and the current iterative radar

image before and after swapping a section of pixels in the current iterative radar image. If the

error, the quantitative difference between two Q matrices at the same scale, decreases, then the

swap is retained. The minimum number of iterations must depict an error that asymptotes as the

number of iterations increases. This illustrates that the pairs of Q matrices at the same scale have

become as similar as they reasonably can, which is the goal of the swap test.

When using 100 pixel by 100 pixel radar images, as is done in algorithm development,

the number of iterations required is between 1 million and 10 million, depending on the

convective coverage percentage. A higher convective coverage percentage will require a larger

number of iterations to successfully resolve the current iterative radar image. A benchmark of 3

million iterations is used during algorithm development, in order to develop a standard of

comparison. The algorithm is able to successfully resolve the majority of the 41 test cases at this

level.

The second stipulation for successful use of the radar image generational algorithm, is

that the largest sized Q scale must meet a minimum threshold, so the algorithm can “see” the

largest convective pattern. As explained in the procedures chapter, during the swap test, a

27

random scale of Q is selected. This random Q scale determines the size in pixels of the

swappable areas in the current iterative radar image. The size of the center box of the random Q

scale is the size of the two areas swapped. In order for the algorithm to accurately resolve the

convection, it must “see” the largest scale of the convection. The bandwidth10 is the width of the

narrowest axis of the convective pattern depicted in the pattern training radar image. The

algorithm must be able to perceive the width of the bandwidth, in order to correctly depict the

convective pattern as an unbroken, continuous pattern, if that is the case. So the size of the

center box at the largest Q scale, must be slightly less than or equal to the size of the bandwidth.

This can be seen in Table 2.

Table 2 lists 4 possible scale sizes and the size of the center box of Q at each of those

scales. For each scale, 4 different algorithm runs are conducted, where different simulated

convective patterns are used for the pattern training radar image. The simulated convective

patterns are differentiated by having bandwidths of sizes 1, 3, 7, and 25. For a given scale, the

algorithm is best able to resolve the pattern that has a bandwidth most similar to the size of the

center box at that scale. Thus, the size of the center box of the largest Q scale must be slightly

less than or equal to the size of the pattern bandwidth depicted in the pattern training radar

image.

10 This is the width of the convective band, not to be confused with the definition used in the signal processing literature.

TABLE 2: Bandwidth, the width of the narrowest axis of the convective pattern in the pattern training radar image, must beslightly less than or equal to the size of the center box of Q.

Q Size Requirements of Correctly Calibrated Algorithm Scale Size Number (Small to Large) 1 2 3 4 Size of Center Box (no. pixels x no. pixels) 1x1 3x3 9x9 27x27

Bandwidth Size With Best Algorithm Results (Possible Bandwidths: 1, 3, 7, 25 ) 1 1 & 3 7 25

28

In algorithm development, the largest scale size is set to 3, the “large” scale described in

Table 1. This benchmark is set to allow for a standard of comparison. A scale of 3 is chosen

because it is the largest scale necessary out of the 41 cases the algorithm processed from 100

pixel by 100 pixel pattern training radar images.

4.2 Radar Image Generational Algorithm Strengths and Weaknesses

The radar image generational algorithm displays both strengths and weaknesses in its

ability to evolve the pattern in the current iterative radar image into a pattern similar to that in the

pattern training radar image. This is a direct reflection of the effectiveness of using the spatial

conditional probability maps as a means to quantitatively compare the convective pattern on the

pattern training radar image to the convective pattern on the current iterative radar image. The

algorithm strengths, however, outweigh the algorithm weaknesses. The algorithm strengths and

weaknesses are best illustrated with the assistance of example cases. The graphics from example

cases are followed by a discussion of the algorithm strengths and weaknesses.

Five example algorithm processed cases are displayed as follows, one from each

convective pattern category: front segment, squall line, isolated convection, scattered convection,

and clustered convection. The front segment case is from September 23, 2006, at 19:45 Z. The

squall line case is from August 13, 2006, at 21:45 Z. The isolated convection case is from June

19, 2006, at 19:45 Z. The scattered convection case is from August 7, 2008, at 23:45 Z. The

clustered convection case is from August 23, 2006, at 10:45 Z. The image panel for each case is

composed of:

29

1. Original national radar image: An original 6 km national composite radar image from

NEXRAD radars, from which the case was identified for inclusion in algorithm processing.

2. Processed national radar image: A processed version of the original national radar image

depicting reflectivities 40 dBZ and greater as convective pixels with a value of one, non-

convective pixels with a value of zero. The color bar indicates pixel values while the x and y

axes indicate the number of pixels West to East and North to South.

3. Pattern training radar image: A 100 pixel by 100 pixel subsection of the processed national

radar image, containing the convective area of interest. Convective pixels have a value of

one and non-convective pixels have a value of zero. The color bar indicates pixel values

while the x and y axes indicate the number of pixels West to East and North to South.

4. Initial current iterative radar image: The initial version of the current iterative radar image

containing the correct convective coverage percentage as a fractional area of randomly

assigned convective pixels. Convective pixels have a value of one and non-convective pixels

have a value of zero. The color bar indicates pixel values while the x and y axes indicate the

number of pixels West to East and North to South.

5. Final current iterative radar image: The final processed version of the current iterative radar

image containing the correct convective coverage percentage and a pattern based off of the

pattern in the pattern training radar image. Convective pixels have a value of one and non-

convective pixels have a value of zero. The color bar indicates pixel values while the x and y

axes indicate the number of pixels West to East and North to South.

6. Target small scale Q: The small scale Q of the pattern training radar image. The shading

indicates the value of the conditional probability in the nine boxes of the Q matrix, where

magenta indicates a value of one (convective) and cyan indicates a value of zero

30

(nonconvective). The x and y axes indicate the box numbers of the Q matrix West to East

and North to South.

7. Initial small scale Q: The small scale Q of the initial version of the current iterative radar

image. The shading indicates the value of the conditional probability in the nine boxes of the

Q matrix, where magenta indicates a value of one (convective) and cyan indicates a value of

zero (nonconvective). The x and y axes indicate the box numbers of the Q matrix West to

East and North to South.

8. Final small scale Q: The small scale Q of the final version of the current iterative radar

image. The shading indicates the value of the conditional probability in the nine boxes of the

Q matrix, where magenta indicates a value of one (convective) and cyan indicates a value of

zero (nonconvective). The x and y axes indicate the box numbers of the Q matrix West to

East and North to South.

9. Small scale error: The small Q scale error value as a function of 3 million iterations where

the number of iterations is on the x axis and the value of the error is depicted on the y axis.

10. Target intermediate scale Q: The intermediate scale Q of the pattern training radar image.

The shading indicates the value of the conditional probability in the nine boxes of the Q

matrix, where magenta indicates a value of one (convective) and cyan indicates a value of

zero (nonconvective). The x and y axes indicate the box numbers of the Q matrix West to

East and North to South.

11. Initial intermediate scale Q: The intermediate scale Q of the initial version of the current

iterative radar image. The shading indicates the value of the conditional probability in the

nine boxes of the Q matrix, where magenta indicates a value of one (convective) and cyan

31

indicates a value of zero (nonconvective). The x and y axes indicate the box numbers of the

Q matrix West to East and North to South.

12. Final intermediate scale Q: The intermediate scale Q of the final version of the current

iterative radar image. The shading indicates the value of the conditional probability in the

nine boxes of the Q matrix, where magenta indicates a value of one (convective) and cyan

indicates a value of zero (nonconvective). The x and y axes indicate the box numbers of the

Q matrix West to East and North to South.

13. Intermediate scale error: The intermediate Q scale error value as a function of 3 million

iterations where the number of iterations is on the x axis and the value of the error is depicted

on the y axis.

14. Target large scale Q: The large scale Q of the pattern training radar image. The shading

indicates the value of the conditional probability in the nine boxes of the Q matrix, where

magenta indicates a value of one (convective) and cyan indicates a value of zero

(nonconvective). The x and y axes indicate the box numbers of the Q matrix West to East

and North to South.

15. Initial large scale Q: The large scale Q of the initial version of the current iterative radar

image. The shading indicates the value of the conditional probability in the nine boxes of the

Q matrix, where magenta indicates a value of one (convective) and cyan indicates a value of

zero (nonconvective). The x and y axes indicate the box numbers of the Q matrix West to

East and North to South.

16. Final large scale Q: The large scale Q of the final version of the current iterative radar

image. The shading indicates the value of the conditional probability in the nine boxes of the

Q matrix, where magenta indicates a value of one (convective) and cyan indicates a value of

32

zero (nonconvective). The x and y axes indicate the box numbers of the Q matrix West to

East and North to South.

17. Large scale error: The large Q scale error value as a function of 3 million iterations where the

number of iterations is on the x axis and the value of the error is depicted on the y axis.

Note: The images are organized according to case. Each image is assigned a figure number,

which consists of a case identification number followed by the image number from the

descriptive list above (i.e. case number-image number).

33

Figure 4-1: Front - Original National Radar Image

Figure 4-3: Front Pattern Training Radar Image

Figure 4-4: Front Initial Current Iterative Radar Image

Figure 4-5: Front Final Current Iterative Radar Image

Figure 4-2: Front Processed National Radar Image

Front Segment 9-23-2006 at 19:45Z

34

Figure 4-9: Front Small Scale Error

Figure 4-13: Front Intermediate Scale Error

Figure 4-17: Front Large Scale Error

Figure 4-6: Front Target Small Scale Q

Figure 4-10: Front Target Intermediate Scale Q

Figure 4-14: Front Target Large Scale Q

Figure 4-7: Front Initial Small Scale Q

Figure 4-11: Front Initial Intermediate Scale Q

Figure 4-15: Front Initial Large Scale Q

Figure 4-8: Front Final Small Scale Q

Figure 4-12: Front Final Intermediate Scale Q

Figure 4-16: Front Final Large Scale Q

35

Figure 5-1: Squall Line - Original National Radar Image

Figure 5-3: Squall Line Pattern Training Radar Image

Figure 5-4: Squall Line Initial Current Iterative Radar Image

Figure 5-5: Squall Line Final Current Iterative Radar Image

Figure 5-2: Squall Line Processed National Radar Image

Squall Line 8-13-2006 at 21:45Z

36

Figure 5-9: Squall Line Small Scale Error

Figure 5-13: Squall Line Intermediate Scale Error

Figure 5-17: Squall Line Large Scale Error

Figure 5-6: Squall Line Target Small Scale Q

Figure 5-10: Squall Line Target Intermediate Scale Q

Figure 5-14: Squall Line Target Large Scale Q

Figure 5-7: Squall Line Initial Small Scale Q

Figure 5-11: Squall Line Initial Intermediate Scale Q

Figure 5-15: Squall Line Initial Large Scale Q

Figure 5-8: Squall Line Final Small Scale Q

Figure 5-12: Squall Line Final Intermediate Scale Q

Figure 5-16: Squall Line Final Large Scale Q

37

Figure 6-1: Isolated - Original National Radar Image

Figure 6-3: Isolated Pattern Training Radar Image

Figure 6-4: Isolated Initial Current Iterative Radar Image

Figure 6-5: Isolated Final Current Iterative Radar Image

Figure 6-2: Isolated Processed National Radar Image

Isolated 6-19-2006 at 19:45Z

38

Figure 6-9: Isolated Small Scale Error

Figure 6-13: Isolated Intermediate Scale Error

Figure 6-17: Isolated Large Scale Error

Figure 6-6: Isolated Target Small Scale Q

Figure 6-10: Isolated Target Intermediate Scale Q

Figure 6-14: Isolated Target Large Scale Q

Figure 6-7: Isolated Initial Small Scale Q

Figure 6-11: Isolated Initial Intermediate Scale Q

Figure 6-15: Isolated Initial Large Scale Q

Figure 6-8: Isolated Final Small Scale Q

Figure 6-12: Isolated Final Intermediate Scale Q

Figure 6-16: Isolated Final Large Scale Q

39

Figure 7-1: Scattered - Original National Radar Image

Figure 7-3: Scattered Pattern Training Radar Image

Figure 7-4: Scattered Initial Current Iterative Radar Image

Figure 7-5: Scattered Final Current Iterative Radar Image

Figure 7-2: Scattered Processed National Radar Image

Scattered 8-7-2008 at 23:45Z

40

Figure 7-9: Scattered Small Scale Error

Figure 7-13: Scattered Intermediate Scale Error

Figure 7-17: Scattered Large Scale Error

Figure 7-6: Scattered Target Small Scale Q

Figure 7-10: Scattered Target Intermediate Scale Q

Figure 7-14: Scattered Target Large Scale Q

Figure 7-7: Scattered Initial Small Scale Q

Figure 7-11: Scattered Initial Intermediate Scale Q

Figure 7-15: Scattered Initial Large Scale Q

Figure 7-8: Scattered Final Small Scale Q

Figure 7-12: Scattered Final Intermediate Scale Q

Figure 7-16: Scattered Final Large Scale Q

41

Figure 8-1: Cluster - Original National Radar Image

Figure 8-3: Cluster Pattern Training Radar Image

Figure 8-4: Cluster Initial Current Iterative Radar Image

Figure 8-5: Cluster Final Current Iterative Radar Image

Figure 8-2: Cluster Processed National Radar Image

Cluster 8-23-2006 at 10:45Z

42

Figure 8-9: Cluster Small Scale Error

Figure 8-13: Cluster Intermediate Scale Error

Figure 8-17: Cluster Large Scale Error

Figure 8-6: Cluster Target Small Scale Q

Figure 8-10: Cluster Target Intermediate Scale Q

Figure 8-14: Cluster Target Large Scale Q

Figure 8-7: Cluster Initial Small Scale Q

Figure 8-11: Cluster Initial Intermediate Scale Q

Figure 8-15: Cluster Initial Large Scale Q

Figure 8-8: Cluster Final Small Scale Q

Figure 8-12: Cluster Final Intermediate Scale Q

Figure 8-16: Cluster Final Large Scale Q

43

Radar Image Generational Algorithm Strengths:

The radar image generational algorithm is capable of accurately reproducing the width of

the widest area of convection depicted on the pattern training radar image. This can be

seen in all of the example cases when the pattern training radar image is compared to the

final current iterative radar image (i.e. compare Figure 4-3 to Figure 4-5, Figure 5-3 to

Figure 5-5, Figure 6-3 to Figure 6-5, Figure 7-3 to Figure 7-5, and Figure 8-3 to Figure 8-

5). In every case, the greatest convective element width that appears on the current

iterative radar image is similar to the greatest convective element width that appears on

the pattern training radar image.

The general orientation or directionality of convection in the pattern training radar image

is well represented in the current iterative radar image. This is apparent in every example

case pairing of pattern training radar image and current iterative radar image.

The convective coverage percentage is accurately portrayed in the final version of the

current iterative radar image. This is apparent in Figures 4-5, 5-5, 6-5, 7-5, and 8-5.

The algorithm is particularly skilled at resolving unbroken linear convection as seen in

the pattern training radar image and depicting it in the final version of the current

iterative radar image. This is most obvious in linearly organized convective patterns such

as front segments and squall lines (i.e. compare Figure 4-3 to Figure 4-5 and Figure 5-3

to Figure 5-5).

The error value is effectively driven down by the algorithm in all cases and at all scales

(i.e. Figures 4-9, 4-13, 4-17; Figures 5-9, 5-13, 5-17; Figures 6-9, 6-13, 6-17; Figures 7-9,

7-13, 7-17; and Figures 8-9, 8-13, 8-17). The use of 3 million iterations allowed the

algorithm to be successful in achieving an error value which asymptotes as the number of

44

iterations increases. In all cases, the largest scale achieved the lowest final error value.

This is reflected in the image of the final large scale Q, a strength discussed in the next

bullet.

The final Q images are more similar to the corresponding target Q images than the initial

Q images at each scale for each case. This again reflects the success of the algorithm in

using the spatial conditional probability map (Q) to create a final current iterative radar

image reflecting the correct convective pattern. This is seen by individually comparing

the small scale Q panel (i.e. Figures 4-6, 4-7, 4-8; Figures 5-6, 5-7, 5-8; Figures 6-6, 6-7,

6-8; Figures 7-6, 7-7, 7-8; and Figures 8-6, 8-7, 8-8), intermediate scale Q panel (i.e.

Figures 4-10, 4-11, 4-12; Figures 5-10, 5-11, 5-12; Figures 6-10, 6-11, 6-12; Figures 7-

10, 7-11, 7-12; and Figures 8-10, 8-11, 8-12), and large scale Q panel (i.e. Figures 4-14,

4-15, 4-16; Figures 5-14, 5-15, 5-16; Figures 6-14, 6-15, 6-16; Figures 7-14, 7-15, 7-16;

and Figures 8-14, 8-15, 8-16) for each case. Note that in every case the large scale Q

panel has the most similar target and final Q images compared to the small and

intermediate Q scale panels. This directly ties back to the observation that the error value

at the large scale achieves the lowest value in all cases.

Radar Image Generational Algorithm Weaknesses:

Broken or separated areas of convection depicted in a pattern training radar image are not

resolved well by the algorithm in the current iterative radar image. This is most obvious

in the cases categorized as scattered convection and can be seen in the scattered

convection example (i.e. compare Figure 7-3 to Figure 7-5). However in the same

example case of scattered convection, it is apparent that the algorithm is “trying” to

resolve the broken convection, as evidence by the small clumps of convection that appear

45

in Figure 7-5. The error plots in Figures 7-9, 7-13, and 7-17 do confirm that the error is

minimized though. So an increase in the number of iterations would likely not result in

resolving the broken convection better.

The algorithm has difficulty tapering off the width in a narrowing area of convection

displayed in the pattern training radar image and resolving it in the current iterative radar

image. The best example of this is the front segment. When the pattern training radar

image in Figure 4-3 is compared to the final current iterative radar image in Figure 4-5, it

is obvious that the front segment in the current iterative radar image is shorter and retains

an invariant width equivalent to that of the widest area of convection in the pattern

training radar image.

The algorithm is not skilled at portraying patterns in pattern training radar images that are

characterized by convection of varying orientation or directionality. This is a weakness

largely relegated to the scattered convective pattern category. This weakness is relatively

less significant and is not portrayed in any of the example cases.

The algorithm is also not skilled at depicting the occasionally curved nature of linear

convection as portrayed in the pattern training radar image and resolving it in the current

iterative radar image. Linear convection may become curved in the form of a bow echo

or a large elongated front. The latter is not an issue on the smaller scale maps the

algorithm is processing here but the former has the potential to be an issue. This

weakness is relatively less significant and is not portrayed in any of the example cases.

Overall, using the spatial conditional probability maps are fairly effective as a means to

quantitatively compare the convective pattern on the pattern training radar image to the

46

convective pattern on the current iterative radar image. Most importantly, employing spatial

conditional probability maps in the radar image generational algorithm successfully produces a

radar image realization containing both the correct convective coverage percentage and, in

general, a pattern similar to that of the pattern training radar image, although weaknesses do

exist. Thus, the goal of the algorithm is achieved.

4.3 Statistical Analysis Results

In order to automate the selection of the pattern training spatial conditional probability

maps, a statistical analysis is performed to find atmospheric variables that correlate well with the

five convective pattern categories (i.e. front segment, squall line, isolated convection, scattered

convection, and clustered convection). The use of atmospheric variables to classify cases into

the five convective pattern categories achieves a poor percentage of correctly classified cases.

This leads to the use of a simpler statistical analysis, where atmospheric variables are used to

classify cases based on the two convective pattern types (i.e. linear convection and random

convection). This second method is much more successful but this remains an area in need of

future research.

As detailed in the procedures chapter, atmospheric variables included in the statistical

analysis include the K-index, Convective Available Potential Energy (CAPE), Convective

Inhibition (CIN), the presence or absence of a front in the vicinity, and wind shear from the

surface to 3000 m, 3000 m to 6000 m, and the surface to 6000 m. Matlab cluster analysis is

unsuccessful at grouping the cases into the five convective pattern categories using the available

atmospheric variables. The regression analysis in Weka is more successful and user friendly.

For these reasons, further statistical analysis is strictly done in Weka.

47

Various types of regression analyses are explored in Weka to find the atmospheric

variables that correctly classify the highest percentage of cases based on the five convective

categories. Another way to interpret this is that the analysis is using the atmospheric variables to

“forecast” the convective category associated with each case. The most successful statistical

analysis is one that has the most “forecasts” that agree with the actual convective category case

designations, as assigned in the manual analysis. Weka did poorly with few predictors, when

predictors were eliminated, indicating the predictors are valuable. In many instances though,

Weka is easily overfit with too many predictors when all predictors are included. When the

analyses are forced to forecast five convective categories, the resulting percentage of correctly

classified cases is very low. The percentage of correctly classified cases achieved is no more

than 35% in most instances.

Due to the poor results achieved using five convective categories, the second simpler

method of using only two convective pattern types is employed. This second method is much

more successful and achieves higher percentages of correctly classified cases. The best analysis,

achieving the highest percentage of correctly classified cases, is the logistic regression analysis,

which achieves a value of 68.9% correctly classified cases. This analysis is most successful

using all the variables except the presence of a front. So the logistic regression analysis is able to

accurately forecast the convective pattern type for a given case, based on the values of its

atmospheric variables, 68.9% of the time. While this value is much higher than the percentage

of correctly classified cases achieved using five convective categories, it is still not ideal for

automating the algorithm selection of the pattern training radar image. If this were implemented

as is, the algorithm would incorrectly select the appropriate pattern training radar image based on

48

the forecasted value of the atmospheric variables 31.1% of the time. Future work is planned to

attain higher percentages of correctly classified cases.

49

CHAPTER 5: CONCLUSIONS

The Federal Aviation Administration is responsible for managing the flow of air traffic

and maximizing air space capacity. The impediment weather poses to flight routes necessitates

convective forecasts. The radar image generational algorithm developed attempts to improve

upon the FAA forecasting standards in place by creating an ensemble of radar image realizations

that fit both the likely convective pattern and the forecasted convective probability. The

inclusion of convective forecasts throughout a space, as opposed to point forecasts would be

revolutionary in the FAA forecasting system. The creation of a radar image ensemble also

allows the FAA to factor in a measure of uncertainty of the impact that convective storms will

have on air space capacity and air traffic routes. Given the successful implementation of the

radar image generational algorithm into air traffic calculation and associated rules, there will be

considerable savings to the airlines and consumers.

The radar image generational algorithm is successful at combining a convective

probability with a convective pattern to achieve a single radar image realization. The algorithm

is capable of accurately depicting the convective coverage percentage, the general convective

pattern, the orientation of the convective pattern, and the width of the widest area of convection

through successfully minimizing the error value between the spatial conditional probability maps

of the pattern training radar image and the current iterative radar image. The most noteworthy

weakness of the algorithm is that it struggles to accurately resolve broken or separated areas of

convection. Algorithm output suggests that the algorithm is attempting to include the broken

areas of convection in its depiction of the forecasted radar image but it is not always successful.

50

The statistical analysis conducted to automate the selection of the pattern training radar

image in the algorithm, through finding the most highly correlated atmospheric variables and

using those variables to forecast the pattern training radar image, was fairly successful but will

remain an area for future work. The logistic regression analysis used atmospheric variables to

correctly classify 68.9% of cases based on the two convective pattern types. Yet this means that

when implemented the algorithm will incorrectly select a pattern training radar image in 31.1%

of cases. More analysis to maximize the percentage of correctly classified cases is required.

Once completed successfully, the algorithm will require only a forecasted convective probability

and a forecast of the appropriate atmospheric variables in order to derive the necessary spatial

conditional probability maps used to find the radar image forecast.

5.1 Future Work:

Several areas in need of future work remain. First, the statistical analysis to automate the

selection of the pattern training radar image must be concluded. Two paths remain an option.

The statistical analysis can be continued in an effort to maximize the percentage of correctly

classified cases using atmospheric variables as a classifying tool. This path involves

incorporating 3 hour RUC model sounding data instead of the 12 hour archived observed

sounding data, in an effort to obtain soundings that are not only at a more appropriate time near

that of the observed convective storm but are more aligned with the forecasting objective of the

algorithm.

The other available path to automate the selection of the pattern training radar image and

its associated spatial conditional probability maps is to develop an analog method as an

alternative to employing well correlated atmospheric variables to select the pattern training radar

51

image. An analog method would involve developing a database of various cases, associated

atmospheric variables, and associated spatial conditional probability maps. This database would

be used in conjunction with the inputted forecasted atmospheric variables to find the spatial

conditional probability maps for the pattern training radar image. Three database cases with

atmospheric variables values most similar to the forecasted atmospheric variables would be

selected. The three spatial conditional probability maps associated with the three database cases,

would be averaged to achieve the set of spatial conditional probability maps for the pattern

training radar image.

Another area in need of future work has to do with the assumption that the convective

probability, forecasted in LAMP, is equivalent to the fractional area of convective coverage, the

fraction of pixels assigned a convective designation in the initial current iterative radar image. In

reality a linear regression is needed to achieve the correct fractional area of convective coverage

from the convective probability presented in a grid in LAMP. This is planned to be implemented

in future versions of the radar image generational algorithm.

Lastly, the radar image generational algorithm has not addressed time progression in its

radar image forecasts. How a time series of radar image forecasts will be related is yet to be

determined. Ideally, the radar image forecasts would resemble and grow off of previous

forecasts. Currently though, successive use of the algorithm with new forecast variables, to

create a time series of ensemble radar image forecasts would yield completely separate, perhaps

unrelated, images. This will be an area requiring a lot of attention before the algorithm can be

successfully implemented in FAA air traffic forecasting rules.

52

REFERENCES

“About the Radar Operations Center.” NOAA’s National Weather Service Radar Operations Center. 9 Feb 2010. Web. Feb 2010. <http://www.roc.noaa.gov/WSR88D/About.aspx>. “The Collaborative Convective Forecast Product (CCFP)”. Collaborative Decision Making. Federal Aviation Administration. 15 Aug 2002. Web. Feb 2010. <http://cdm.fly.faa.gov/Workgroups/WxApps/CCFP%20Information%20Paper%20Aug%2002.doc>. E-wall: The Electronic Map Wall. The Pennsylvania State University Department of Meteorology. N.d. Web. 2006-2008. <http://www.meteo.psu.edu/ewall/ewall.html>.

HPC’s Surface Analysis Archive. Hydrometeorological Prediction Center. 1 Mar 2007. Web. Feb 2010. <http://www.hpc.ncep.noaa.gov/html/sfc_archive.shtml>.

Traffic Flow Management in the National Airspace System. Federal Aviation Administration Air Traffic Organization. Oct 2009. Web. Feb 2010. <http://www.fly.faa.gov/Products/Training/Traffic_Management_for_Pilots/TFM_in_the_NAS_Booklet_ca10.pdf>. Upper Air Sounding. University of Wyoming College of Engineering Department of Atmospheric Science. N.d. web. Feb 2010. <http://weather.uwyo.edu/upperair/sounding.html>. “What is a radiosonde?” National Weather Service Radiosonde Observations. National Weather Service. N.d. Web. Feb 2010. <http://www.ua.nws.noaa.gov/factsheet.htm>. What We Do. Federal Aviation Administration. 10 Mar 2010. Web. Feb 2010. <www.faa.gov/about/mission/activitiesl>. Wilks, Daniel S., 2006. Statistical Methods in the Atmospheric Sciences. 2nd ed. Amsterdam: Academic. 220 pp. Witten, I.H., and E. Frank, 2005. Data Mining, Practical Machine Learning Tools and Techniques, 2nd Edition. Morgan Kaufmann, San Francisco, CA, 525 pp.


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