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In the Supreme Court of the United States In the Supreme Court of the United States In the Supreme Court of the United States In the Supreme Court of the United States In the Supreme Court of the United States ANDREW BURNINGHAM, JAMES BURROUGHS, AND STEVEN CULLIFORD, Petitioners, v. JOHN MORRISON RAINES, III, GUARDIAN OF THE ESTATE OF JOHN MORRISON RAINES, IV, Respondent. On Petition for a Writ of Certiorari to the United States Court of Appeals for the Eighth Circuit BRIEF OF AMICUS CURIAE INTERNATIONAL MUNICIPAL LAWYERS ASSOCIATION IN SUPPORT OF PETITIONERS Becker Gallagher · Cincinnati, OH · Washington, D.C. · 800.890.5001 BRIAN S. CARTER Counsel of Record 4443 Pleasant Ave. Minneapolis, MN 55419 (651) 332-6329 [email protected] NO. 18-110 CHARLES W. THOMPSON, JR. EXECUTIVE DIRECTOR AMANDA KELLAR KARRAS INTERNATIONAL MUNICIPAL LAWYERS ASSOCIATION 51 Monroe Street Suite 404 Rockville, MD 20850 (202) 466-5424 Counsel for Amicus Curiae
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Page 1: In the Supreme Court of the United States...Aug 17, 2018  · 1 STATEMENT OF IDENTITY AND INTEREST OF AMICUS CURIAE1 IMLA is a non-profit, nonpartisan, professional organization consisting

In the Supreme Court of the United StatesIn the Supreme Court of the United StatesIn the Supreme Court of the United StatesIn the Supreme Court of the United StatesIn the Supreme Court of the United States

ANDREW BURNINGHAM, JAMES BURROUGHS, AND

STEVEN CULLIFORD,Petitioners,

v.

JOHN MORRISON RAINES, III, GUARDIAN OF THE

ESTATE OF JOHN MORRISON RAINES, IV, Respondent.

On Petition for a Writ of Certiorari to theUnited States Court of Appeals for the Eighth Circuit

BRIEF OF AMICUS CURIAE INTERNATIONALMUNICIPAL LAWYERS ASSOCIATION

IN SUPPORT OF PETITIONERS

Becker Gallagher · Cincinnati, OH · Washington, D.C. · 800.890.5001

BRIAN S. CARTER

Counsel of Record4443 Pleasant Ave.Minneapolis, MN 55419(651) [email protected]

NO. 18-110

CHARLES W. THOMPSON, JR. EXECUTIVE DIRECTOR

AMANDA KELLAR KARRAS

INTERNATIONAL MUNICIPAL

LAWYERS ASSOCIATION

51 Monroe StreetSuite 404Rockville, MD 20850(202) 466-5424

Counsel for Amicus Curiae

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TABLE OF CONTENTS

TABLE OF AUTHORITIES . . . . . . . . . . . . . . . . . . . ii

STATEMENT OF IDENTITY AND INTERESTOF AMICUS CURIAE . . . . . . . . . . . . . . . . . . . . . . . 1

STATEMENT OF THE CASE . . . . . . . . . . . . . . . . . 2

SUMMARY OF ARGUMENT . . . . . . . . . . . . . . . . . . 2

ARGUMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

I. Preserving robust qualified immunityprotection is vital to local governmententities, their employees, and society as awhole . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

II. The court of appeals’ ruling should bereversed because it significantly underminesqualified immunity . . . . . . . . . . . . . . . . . . . . 12

III. The court of appeals’ decision that therewas no jurisdiction to considerPetitioner’s appeal was incorrect . . . . . . . . . 16

CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18

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TABLE OF AUTHORITIES

CASES

Anderson v. Liberty Lobby, Inc., 477 U.S. 242 (1986) . . . . . . . . . . . . . . . . . . . . . . . 3

Ashcroft v. al-Kidd, 563 U.S. 731 (2011) . . . . . . . . . . . . . . . . . . . . . . . 6

City and County of San Francisco v. Sheehan, 135 S. Ct. 1765 (2015) . . . . . . . . . . . . . . . . . . . . . 5

District of Columbia v. Wesby, 138 S. Ct. 577 (2018) . . . . . . . . . . . . . . . . . . . . . . 6

Franklin ex rel. Franklin v. Peterson, 878 F.3d 631 (8th Cir. 2017) . . . . . . . . . . . . . . . . 2

George v. Morris, 736 F.3d 829 (9th Cir. 2013) . . . . . . . . . . . . . . . 15

Graham v. Connor, 490 U.S. 386 (1989) . . . . . . . . . . . . . . . . . . . . . . 10

Harlow v. Fitzgerald, 457 U.S. 800 (1982) . . . . . . . . . . . . . . . . . . . . . 6, 7

Johnson v. Jones, 515 U.S. 304 (1995) . . . . . . . . . . . . . . . . . . passim

Kisela v. Hughes, 138 S. Ct. 1148 (2018) . . . . . . . . . . . . . 2, 6, 12, 17

Mullenix v. Luna, 136 S. Ct. 305 (2015) . . . . . . . . . . . . . . . . . . . . . . 6

Pearson v. Callahan, 555 U.S. 223 (2009) . . . . . . . . . . . . . . . . . . . . . . . 6

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Walton v. Powell, 821 F.3d 1204 (10th Cir. 2016) . . . . . . . . . . . 4, 16

White v. Pauly, 137 S. Ct. 548 (2017) . . . . . . . . . . . . . . . . . . . 5, 12

Williams v. Holley, 64 F.3d 976 (8th Cir. 2014) . . . . . . . . . . . . . . . . 15

OTHER AUTHORITIES

Body-Worn Camera Publications Provide Overviewof Expanding Market (July 12, 2017),https://nij.gov/topics/law-enforcement/technology/Pages/body-worn-camera-overview-of-expanding-market.aspx . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7

Henk J. Brands, Qualified Immunity and theAllocation of Decision-Making FunctionsBetween Judge and Jury, 90 Colum. L. Rev.1045 (1990) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14

Federal Bureau of Investigation, 2017 LawEnforcement Officers Killed and Assaulted(2018) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10, 11

Federal Bureau of Investigation, 2018 LawEnforcement Officers Killed (2018) . . . . . . . . . . 11

Nate Gartrell, et al., Video: Police release body camfootage in fatal I-80 police shooting, TheReporter (July 12, 2018), http://www.thereporter.com/article/NG/20180712/NEWS/180719950(last visited Aug. 17, 2018) . . . . . . . . . . . . . . . . . 9

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William Lee, et al., Chicago police release bodycamera footage of fatal officer-involved shootingthat prompted protests, Chicago Tribune (July15, 2018), http://www.chicagotribune.com/news/local/breaking/ct-met-man-shot-and-killed-by-police-identified-additional-protests-planned-20180715-story.html . . . . . . . . . . . . . . . . . . . . . . 9

Jonathan Lloyd, LAPD Releases Video of ShootingThat Killed Woman Held at Knifepoint, NBCBay Area News (July 31, 2018), https://www.nbcbayarea.com/news/california/Knife-Attack-LAPD-Stabbing-Police-Shooting-Van-Nuys-Church-Body-Camera-Video-489642431.html . . . 8

“No One Has to Die”: Body Camera Video Releasedof Deadly Police Shooting in Vineland, NBC10(July 19, 2018), https://www.nbcphiladelphia.com/news/local/Body-Camera-Video-Released-of-D e a d l y - P o l i c e - S h o o t i n g - i n - V i n e l a n d -488672041.html . . . . . . . . . . . . . . . . . . . . . . . . 8, 9

Jim Walsh, Body cam footage of AC police shootingreleased, Courier Post (July 3, 2018),https://www.courierpostonline.com/story/news/crime/2018/07/03/atlantic-city-new-jersey-police-shooting-body-cam-timothy-deal-killed/756677002/ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9

Michael D. White, Police Officer Body-WornCameras: Assessing the Evidence, 19-25 (2014),https://www.ojpdiagnosticcenter.org/sites/default/files/spotlight/download/Police_Officer_Body-Worn_Cameras.pdf . . . . . . . . . . . . . . . . . . . . . . . 7

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STATEMENT OF IDENTITY AND INTERESTOF AMICUS CURIAE1

IMLA is a non-profit, nonpartisan, professionalorganization consisting of more than 2,500 members.The membership is comprised of local governmententities, including cities, counties and subdivisionsthereof, as represented by their chief legal officers,state municipal leagues, and individual attorneys.IMLA serves as an international clearinghouse of legalinformation and cooperation on municipal legalmatters. Established in 1935, IMLA is the oldest andlargest association of attorneys representing UnitedStates municipalities, counties and special districts.

IMLA’s mission is to advance the responsibledevelopment of municipal law through education andadvocacy by providing the collective viewpoint of localgovernments around the country on legal issues beforethe United States Supreme Court, the United StatesCourts of Appeals, and in state supreme and appellatecourts. Members of IMLA regularly advisemunicipalities and their law enforcement agencies onissues pertaining to the use of force and qualifiedimmunity. Given the confusion among the circuits onthe issue presented in this case, IMLA has a stronginterest in this dispute. As a representative of localgovernments committed to effective and responsible

1 Counsel for petitioners and respondent were notified more thanten days prior to the due date of this brief of the intention to fileand have consented to the filing of this amicus brief. No counsel forany party has authored this brief in whole or in part, and noperson or entity, other than Amicus and its counsel, has made amonetary contribution intended to fund the preparation orsubmission of this brief. See Rule 37.6.

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policing, IMLA urges this Court to grant certiorari andreverse the court of appeals’ decision.

STATEMENT OF THE CASE

Amicus curiae IMLA joins in the Statement of thecase as set forth in Petitioners’ Petition for Writ ofCertiorari. See Pet. at 3-8.

SUMMARY OF ARGUMENT

This Court has repeatedly stressed the importanceof qualified immunity in assuring that public servants,especially law enforcement officers, can perform theirduties and exercise their judgment without undue fearof litigation. For law enforcement officers, thisjudgment is often exercised in tense, rapidly evolving,and dangerous circumstances. Qualified immunityrecognizes these difficult conditions and providesprotection from liability so long as the officer was notplainly incompetent or did not knowingly violate thelaw. Recently, in Kisela v. Hughes, 138 S. Ct. 1148(2018), the Court stressed the special importance ofqualified immunity in use of force cases and held, onceagain, that the qualified immunity analysis must beconducted with the particular facts of a given case.

The court of appeals decision here, relying onFranklin ex rel. Franklin v. Peterson, 878 F.3d 631 (8thCir. 2017), another Eighth Circuit case on Petition forWrit of Certiorari regarding the same issues presentedhere, frustrates these important principles. Asthoroughly addressed in the Petition, the court ofappeals dismissed Petitioners’ appeal based on anincorrect interpretation of Johnson v. Jones, 515 U.S.304 (1995). This error insulates denials of qualifiedimmunity from meaningful appellate review and has

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produced a deep and mature circuit split that requiresthis Court’s clarification. While Johnson holds “adefendant, entitled to invoke a qualified immunitydefense, may not appeal a district court’s summaryjudgment order insofar as that order determineswhether or not the pretrial record sets forth a ‘genuineissue of fact for trial,’” 515 U.S. at 319-20, the court ofappeals stretches this holding beyond its breakingpoint.

The nub of the court of appeals’ decision here is:(1) the district court denied qualified immunity basedon its finding that there was a dispute over whetherthere was probable cause to believe that John MorrisonRaines, IV, (“Raines”), posed a significant threat ofdeath or serious bodily harm when he was shot; and (2)that this determination of a triable issue isunreviewable under Johnson. This analysis is flawedand undermines the very purpose of qualifiedimmunity. Here, the district court inferred fromundisputed facts a triable issue regarding an elementof Respondent’s claim, namely, the threat posed byRaines when he was shot. But reviewing this type ofinference is a core responsibility of appellate courts andis not prohibited by Johnson.

The court of appeals’ approach improperly ignoresthe difference between the district court’sdetermination that a fact-dispute is genuine, asopposed to material. The question of genuinenessamounts to whether there is competent evidence in therecord to establish a particular fact. Under Johnson,these determinations are not subject to interlocutoryreview. 515 U.S. at 313, 316. But “the materialitydetermination rests on the substantive law.” Anderson

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v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). And, asthis Court has recognized repeatedly, assessing thelegal significance of particular facts is precisely whatan appellate court is tasked with when exercisinginterlocutory review of the denial of qualifiedimmunity. Inferring whether a particular fact disputecreates a triable issue on an element essential toliability amounts to an assessment of materiality, and,as the Tenth Circuit held in Walton v. Powell, 821 F.3d1204 (10th Cir. 2016), this type of assessment is notbarred by Johnson.

The Eighth Circuit’s narrow construction ofappellate jurisdiction to review the denial of qualifiedimmunity in use of force cases is contrary to thedecisions of this Court and many decisions from othercircuits. In fact, as set forth in the Petition, the issuepresented in this case has sparked such confusionamong the circuits that circuits are not even consistentthemselves on this issue. The intra-circuit conflict overthe issues presented in the Petition is thus deep andmature. This type of disarray produces even moresevere results than a traditional circuit split. With atraditional circuit split, no matter how entrenched,litigants have some understanding of how the issue willbe resolved in their circuit because the approach of aparticular circuit may be predicted. But here, withmultiple intra-circuit conflicts, results varyunpredictably from panel to panel. Such chaosconcerning the important issue of qualified immunityis intolerable and should be resolved by this Court.

As discussed below, maintaining a robust qualifiedimmunity defense is vital to local government agencies,their employees, and society as a whole. It allows the

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exercise of judgment without undue fear of and roomfor reasonable mistakes made under tense, rapidlyevolving, and dangerous circumstances. In spite of thisimportance, the court of appeals’ incorrectinterpretation of Johnson substantially weakensqualified immunity, insulating denials of the defensefrom appellate review and denying public officials aqualified immunity analysis with facts particular totheir cases at the earliest stage of litigation. The errorwith the Eighth Circuit’s holding is compounded giventhe video evidence available in this case. The lowercourt’s opinion is wrong—it is inconsistent with theCourt’s previous decisions as well as other circuitdecisions. Given the conflict and pervasive confusionamong the circuits, this Court’s intervention is neededto provide clarity on this important and recurringissue. For these reasons, Amicus Curiae IMLArespectfully requests this Court grant the Petition andreverse.

ARGUMENT

I. Preserving robust qualified immunityprotection is vital to local governmententities, their employees, and society as awhole.

This Court has repeatedly stressed the importanceof maintaining a strong qualified immunity defense. Inthe last ten years, for example, the Court has issued anumber of opinions reversing federal courts’ denials ofqualified immunity cases. See, e.g., City and County ofSan Francisco v. Sheehan, 135 S. Ct. 1765, 1774, n.3(2015) (collecting cases). The Court has explained thatthese opinions were necessary “because qualifiedimmunity is important to society as a whole.” White v.

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Pauly, 137 S. Ct. 548, 551 (2017) (summarily reversingdenial of qualified immunity without briefing or oralargument) (citing Ashcroft v. al-Kidd, 563 U.S. 731, 742(2011); Mullenix v. Luna, 136 S. Ct. 305, 308 (2015));see also Pearson v. Callahan, 555 U.S. 223, 231 (2009).Indeed, the importance of qualified immunity issues isborne out by the volume of qualified immunity casesthat have occupied this Court’s docket, including therecent decisions in Kisela, 138 S. Ct. at 1155(summarily reversing denial of qualified immunitywithout briefing or oral argument) and District ofColumbia v. Wesby, 138 S. Ct. 577, 582 (2018)(reversing denial of qualified immunity).

A primary rationale of qualified immunity isassuring that the public officials can exercise judgmentand discretion without undue fear of litigation. AsPetitioners note, this Court has explained qualifiedimmunity ensures that public officials may dischargetheir duties in uncertain circumstances without unduefear of litigation and the threat of potential liability.“[W]here an official’s duties legitimately require actionin which clearly established rights are not implicated,the public interest may be better served by actiontaken ‘with independence and without fear ofconsequences.’” Harlow v. Fitzgerald, 457 U.S. 800, 819(1982). As the Court noted, robust qualified immunityprotection is a necessary prophylactic measure against“the danger that fear of being sued will ‘dampen theardor of all but the most resolute, or the mostirresponsible [public officials], in the unflinchingdischarge of their duties.’” Id. at 814.

The qualified immunity doctrine also protects scarcegovernment resources. These resources not only include

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the monetary expenses, but also “the diversion ofofficial attention from pressing public issues.” Id. Theeffect of the lower court’s decision in this case isparticularly harmful to this aspect of qualifiedimmunity because of its potential effect on casesinvolving body-worn camera (BWC) and other videofootage. BWCs are being increasingly used by lawenforcement agencies across the country. Body-WornCamera Publications Provide Overview of ExpandingMarket (July 12, 2017), https://nij.gov/topics/law-enforcement/technology/Pages/body-worn-camera-overview-of-expanding-market.aspx (last visited Aug.17, 2018). BWC technology is perceived to be uniquelyimportant in several different ways, including as ameans to collect and preserve evidence, as a de-escalation tool, as improving transparency, asimproving police community relationships, and asdecreasing litigation costs, to name a few. Michael D.White, Police Officer Body-Worn Cameras: Assessingthe Evidence, 19-25 (2014), https://www.ojpdiagnosticcenter.org/sites/default/files/spotlight/download/Police_Officer_Body-Worn_Cameras.pdf (last visited Aug.17, 2018). But the cost of the technology is high,encompassing not only the devices and supportingcomputer hardware, but also the storage costsassociated with the large amounts of data generated bythe BWCs. Id. at 32-35. For many agencies, the cost ofthe technology may be prohibitive, but the predicteddecrease in litigation costs is a perceived benefit thatprovides additional motivation for adopting the newtechnology.

Here, the court of appeals’ decision below risksundercutting this benefit to society as a whole. In therecord before the court of appeals was a video showing

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the actions of the suspect in the moments before he wasshot—it showed him wildly waving a knife back andforth, then taking one step toward an officer, and thenanother. In other words, the footage captured theunderlying facts upon which Petitioners’ qualifiedimmunity defense was based. The court should havewatched the footage and then decided whether, givenRaines’ actions, only a plainly incompetent officerwould have believed him to pose a significant threat ofbodily harm or death. Instead, the court abdicated itsresponsibility to decide this legal issue and forceddefendants to continue the costly litigation. Cases withBWC footage are going to become increasingly common.But if the court of appeals’ incorrect application ofJohnson stands, much of the promised litigation-costsavings of BWC technology will be lost because theavailability of interlocutory appeals to terminate alawsuit before trial will be severely constrained. If thatis the case, local governments may opt not to bear thecosts of BWC technology for their officers.

BWC footage of officer-involved shootings will playan increasingly important role in federal litigation. Infact, a quick non-exhaustive internet search yieldedfive examples of BWC footage of officer involvedshootings that were released since just July 1, 2018.Jonathan Lloyd, LAPD Releases Video of Shooting ThatKilled Woman Held at Knifepoint, NBC Bay Area News(July 31, 2018), https://www.nbcbayarea.com/news/california/Knife-Attack-LAPD-Stabbing-Police-Shooting-Van-Nuys-Church-Body-Camera-Video-489642431.html(last visited Aug. 17, 2018); “No One Has to Die”: BodyCamera Video Released of Deadly Police Shooting inVineland, NBC10 (July 19, 2018), https://www.nbcphiladelphia.com/news/local/Body-Camera-Video-Released-

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of-Deadly-Police-Shooting-in-Vineland-488672041.html(last visited Aug. 17, 2018); William Lee, et al., Chicagopolice release body camera footage of fatal officer-involved shooting that prompted protests, ChicagoTribune (July 15, 2018), http://www.chicagotribune.com/news/local/breaking/ct-met-man-shot-and-killed-by-police-identified-additional-protests-planned-20180715-story.html (last visited Aug. 17, 2018); Nate Gartrell,et al., Video: Police release body cam footage in fatal I-80 police shooting, The Reporter (July 12, 2018),http://www.thereporter.com/article/NG/20180712/NEWS/180719950 (last visited Aug. 17, 2018); Jim Walsh,Body cam footage of AC police shooting released,Courier Post (July 3, 2018), https://www.courierpostonline.com/story/news/crime/2018/07/03/atlantic-city-new-jersey-police-shooting-body-cam-timothy-deal-killed/756677002/ (last visited Aug. 17, 2018). In eachof these videos, facts are established upon which claimsof qualified immunity might be based. True enough,aspects of an incident may not be caught on camera ormay have occurred before the camera was rolling, andif such facts are subject to conflicting testimony orother evidence, then they might create a genuinedispute. But a defendant asserting qualified immunityhas a right to a fact-particularized analysis of theclearly established prong of the defense—and thatanalysis should be based on facts shown to beincontrovertible by the BWC video. By holding thatthere is no jurisdiction to consider a district court’sinference that there is a triable issue as to a legalelement essential to liability—in this case, the threatposed by Raines—the court of appeals completelyfrustrates any review based on those facts renderedundisputed by video footage. As the Petitiondemonstrates, this issue is subject to a deep and

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mature circuit conflict. With the proliferation of BWCtechnology, the resolution of this conflict is critical.

The protection afforded to civil servants by qualifiedimmunity is especially important in officer-use of forcecases, which almost always involve “split-secondjudgments—in circumstances that are tense, uncertain,and rapidly evolving.” Graham v. Connor, 490 U.S. 386,396-97 (1989). By all accounts, modern police work inthe United States of America is a dangerous profession.The Federal Bureau of Investigation (“FBI”) publishesan annual report of law enforcement officers killed andassaulted in the line of duty. For example, in 2017, theFBI collected assault data from 12,198 law enforcementagencies that employed 596,604 officers. FederalBureau of Investigation, 2017 Law EnforcementOfficers Killed and Assaulted (2018). These officersprovided service to more than 269 million people, or82.8% of the nation’s population. Id. The reportsprovide key insight into the dangers that the nation’slaw enforcement officers confront on a daily basis. Inthe last ten years, from 2008-2017, 544,443 lawenforcement officers were assaulted while on duty. Id.at table 85, https://ucr.fbi.gov/leoka/2017/tables/table-85.xls. This number is staggering considering that overthis same ten-year period, an average of 555,700officers were employed and subject to the report. Id.This means that over ten years, about as many officersare assaulted as are employed. Further, of the 544,443assaulted officers, 22,130 were assaulted with firearms,9,652 were assaulted with a knife or other cuttingweapon, and 80,269 were assaulted with some other“dangerous weapon.” Id. And during this ten-yearperiod, 496 officers were feloniously killed. Id. at table1, https://ucr.fbi.gov/leoka/2017/tables/table-1.xls.

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Moreover, the trends in this data demonstrate thatthings are only getting more dangerous for lawenforcement. As of July 31, 2018, 2018 has seen a 56%increase in the number of officers feloniously killed ascompared to the same period in 2017—from 25 to 39.Federal Bureau of Investigation, 2018 LawEnforcement Officers Killed (2018). From 2014 to 2017,firearm assaults on officers have steadily increased,resulting in 35.5% more firearm assaults. 2017 LawEnforcement Officers Killed and Assaulted (2018) attable 85, https://ucr.fbi.gov/leoka/2017/tables/table-85.xls. And assaults in general have increased by22.9% over this same three-year period. Id.

There can be no doubt that being a law enforcementofficer means performing one’s service under threat tolife and limb. In such circumstances, the protectionsafforded by qualified immunity should not be chiseledaway. Law enforcement officers, when faced withthreats to the safety of others and themselves must beable to act in the manner they think is best based ontheir judgment, training, and experience without anundue fear of litigation or its consequences.

There are also normative reasons for protecting thedoctrine of qualified immunity. This Court hasproscribed the use of the 20/20 vision of hindsight inevaluating an officer’s actions. Indeed, in the face ofviolence being committed or threatened against oneselfor others, there can be no fault or culpability associatedwith a mistaken response. In other words, in therapidly evolving, tense, uncertain, and dangerousreality of law enforcement, qualified immunity doesand should shield officers from liability fromreasonable mistakes, even when those mistakes may

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raise constitutional concerns. A lot is asked of policeofficers—it is one thing to hold someone liable for workperformed behind a desk, but it is quite another tojudge, with hindsight and analysis conducted in a calmcourtroom, the performance of an officer who isconstantly wondering from where the next punch—orgunshot—is going to come. Qualified immunity rightlyprotects officers from liability by acknowledging andaccounting for the difficult and dangerous conditionsunder which law enforcement officers often work.

II. The court of appeals’ ruling should bereversed because it significantlyundermines qualified immunity.

The lower court’s overly broad application ofJohnson undercuts qualified immunity in at least twocritical ways. First, it creates an end-run around thisCourt’s requirement that qualified immunity beanalyzed with facts particularized to the case. ThisCourt has repeatedly instructed the lower courts toconduct a fact-specific analysis of qualified immunity.See Kisela, 138 S. Ct. at 1152-53. As this Courtexplained in White: “[t]oday, it is again necessary toreiterate the longstanding principle that clearlyestablished law should not be defined at a high level ofgenerality.” White, 137 S. Ct. at 552 (internal quotationmarks and citations omitted). Instead, “the clearlyestablished law must be particularized to the facts ofthe case. Otherwise, [p]laintiffs would be able toconvert the rule of qualified immunity . . . into a rule ofvirtually unqualified liability simply by allegingviolation of extremely abstract rights.” Id.

The court of appeals’ erroneous application ofJohnson functionally deprives public officials of a

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qualified immunity analysis particularized to the factsof the case. For example, here, the district courtinferred that there was a triable issue as to whetherthere was probable cause to believe that Raines poseda significant threat of death or serious physical injurywhen he was shot, an essential element ofRespondent’s claim. In dismissing the appeal, the courtof appeals held that challenging this assessment wasimpermissible under Johnson. The court of appealsnever analyzed whether, for example, such a belief wasreasonable based on Raines wildly waving a knife backand forth and then taking a first and second steptoward an officer who did not have her pistol drawn.Such facts were uncontroverted courtesy of the videofootage, as was the officers’ knowledge that a 911caller—who was still waiting for help—had reportedthat Raines had just stabbed him. The court of appeals’erroneous interpretation of Johnson prevented a fact-particularized analysis of qualified immunity based onthese undisputed facts. The decision thereforefrustrates this Court’s mandate to analyze the clearlyestablished prong with facts particular to the case.

Further, once the summary judgment stage ispassed, defendants are unlikely to ever obtain aqualified immunity analysis particularized to the factsof their case. For example, a district court may usespecial verdict forms that frame excessive force claimsin the most general terms. In a deadly force case, likethis one, the jury might simply be asked to determinewhether a defendant used excessive force. The clearly-established prong of the qualified immunity standardis a question of law, but once the verdict comes back,assuming it is for the plaintiff, the judge has no ideawhat specific facts the jury based its verdict on. As

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such, the judge is unable to analyze the clearly-established prong with particularized facts. This issuehas long been the subject of legal commentary. See, e.g.,Henk J. Brands, Qualified Immunity and theAllocation of Decision-Making Functions BetweenJudge and Jury, 90 Colum. L. Rev. 1045, 1065 (1990).Under the overly broad interpretation of Johnsonapplied by the court below, if no fact-particularizedanalysis is done at the summary judgment stage, it willbe irretrievably lost once the jury returns a verdictform that finds nothing more detailed than that theforce was unreasonable.

Second, and more generally, insulating inferencesfrom appellate review—as the court of appeals did herewhen it determined it did not have jurisdiction toreview the district court’s inference regarding thethreat posed by Raines—can shield a denial of qualifiedimmunity from, not just a fact-particularized appellatereview, but any meaningful appellate review. A districtcourt could infer from any identified fact issue that adispute exists over a material fact. No matter howlegally unsound the inference, under the lower court’sinterpretation of Johnson, the district court’s denial ofqualified immunity would be unreviewable. If the lowercourt’s incorrect application of Johnson stands, the ruleof qualified immunity risks being converted into a ruleof virtually unqualified liability.

The importance of the issues presented in thePetition is heightened because they often recur in casesinvolving force that results in death. The lower court’sdecision extends beyond cases with video footage, likethis one, to any interlocutory appeal where the districtcourt denies qualified immunity based on an inference

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from the record or the legal determination that aparticular fact is material. For example, in many officerconduct cases where the challenged conduct resulted inthe death of a suspect, the only evidence of the incidentis the officers’ testimony and any relevant physicalevidence that might be available. Under suchcircumstances, it is not uncommon for a district courtto decide whether inconsistencies with the officers’testimony and other evidence allow an assessment thatthere are disputes regarding essential legal elements,especially the threat posed by the suspect before theforce was used. See, e.g., Williams v. Holley, 64 F.3d976, 981 (8th Cir. 2014); George v. Morris, 736 F.3d829, 835 (9th Cir. 2013). When qualified immunity isdenied in this way, and the disputed facts—such as,whether the suspect was armed or whether the suspecttook a step toward the officers—are not specificallyidentified and no particularized fact analysis isconducted. Under the lower court’s interpretation ofJohnson, there is no jurisdiction to review the districtcourt’s opinion in this situation. But under the correctinterpretation of Johnson there is jurisdiction for athorough review. Given the societal importance of casesinvolving police action that result in death and theuncertainty surrounding interlocutory appealjurisdiction in these circumstances, clarification by thisCourt is needed.

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III. The court of appeals’ decision that therewas no jurisdiction to consider Petitioners’appeal was incorrect.

There is jurisdiction under Johnson to considerwhether there is sufficient evidence to create a triableissue as to a legal element essential to liability. Thatwas the issue decided by the Eighth Circuitbelow—whether Petitioners could challenge the districtcourt’s inference from the record that there was adispute over whether there was probable cause tobelieve that Raines posed a significant threat of bodilyharm or death when he was shot. App. 4-5. This type ofevidence sufficiency question is precisely what theTenth Circuit held was reviewable in Walton in itsinterpretation of Johnson. Petitioners argued that,based on the facts shown in the video—that Raines waswaiving a knife, disobeyed repeated orders to drop theknife, and then took one step and a second step towardan officer who was armed only with a taser—thedistrict court erred by inferring that there was a triableissue as to whether Raines posed a significant threat ofdeath or serious physical injury when he was shot. Theinferred fact was a legal element essential toRespondent’s deadly force claim, and there isjurisdiction under Johnson and its progeny to“[d]ecid[e] ‘evidence sufficiency’ questions of this sort.”Walton, 821 F.3d at 1209. Moreover, “if the rule wereotherwise and [courts of appeals] could not consider thesufficiency of the (given) facts to sustain a lawfulverdict, many qualified immunity summary judgmentappeals would be foreclosed and Mitchell [v. Forsyth’s]promise of assuring a meaningful interlocutoryopportunity to vindicate what is supposed to be animmunity from trial would be ‘irretrievably lost.’” Id.

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In this case, what facts, precisely, called intoquestion whether Raines posed a significant threat ofserious bodily harm or death when he was shot? Was itwhether he was holding a knife and waving it? Was itwhether he refused to obey orders to drop the knife?Was it whether he took one step, and then a secondstep toward an officer? Was it whether the officers hadreason to believe that he had slashed his roommatewho was hiding in a closet awaiting the help of firstresponders? By holding that there is no jurisdiction toconsider whether the evidence created a triablequestion as to a legal element essential to liability, thecourt of appeals did not need to ever specify the factsparticular to the case. As such, if the court of appeals’rule is allowed to stand, it will allow the lower courts toavoid this Court’s mandate that qualified immunity beanalyzed with facts particularized to the case. SeeKisela, 138 S. Ct. at 1152-53.

Instead of conducting the required fact-specificqualified immunity analysis, the court of appealssimply concluded that the video evidence wasinconclusive. App. 7. But by doing so the appellatecourt missed the crux of the clearly established prong.The issue is whether only a “plainly incompetent”officer would have observed the specific facts shown onthe video and believed that Raines posed a significantthreat of serious bodily harm or death. Whether Rainesin fact “advanced” on the officers—whatever thatmeans—is not the issue. The issue is whether anofficer, knowing about the 911 call, seeing Raineswaving the knife, seeing him refuse to drop it, and thenseeing him take one step and a second toward an officerarmed only with a taser, could have reasonablybelieved that Raines posed sufficient threat to justify

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deadly force. These are the incontrovertible facts in thevideo and record, and the appellate court should havedetermined whether shooting Raines under theseparticularized facts amounted to a violation of a clearlyestablished right. It did not.

CONCLUSION

For the foregoing reasons, Amicus Curiae IMLArespectfully requests that this Court grant the Petitionfor a Writ of Certiorari.

Respectfully submitted,

Brian S. Carter Counsel of Record

4443 Pleasant Ave.Minneapolis, MN 55419(651) [email protected]

Charles W. Thompson, Jr.Executive Director

Amanda Kellar Karras International Municipal Lawyers Association 51 Monroe Street, Suite 404Rockville, MD 20850(202) 466-5424

Counsel for Amicus Curiae

August 23, 2018


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