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Influence of Light in the NICU on the Development of Circadian Rhythms in Preterm Infants Majid Mirmiran and Ronald L. Ariagno The fetal biological clock is an endogenous clock capable of generating circadian rhythms and responding to maternal entraining signals. By at least the third trimester of pregnancy fetal diurnal rhythms are entrainable by maternal day-night rhythms. Maternal illness during pregnancy and premature birth are obvious clinical factors that may adversely affect circadian rhythm development. Premature birth of the fetus has a most dramatic impact on maternal fetal interactions. The effect on biorhythms appears to be temporary and is greatest on the most immature infants. The results to date support the importance of fetal circadian rhythms and the relative lack of these rhythms in the preterm infant. It is well known that growth and development in the prematurely born infant are influenced by a multitude of factors; clearly, the neonatal intensive care unit is not a surrogate for the maternal placental unit. This article reviews what is known about circadian development in the human infant with an emphasis on the unique circumstances of the preterm infant. The research on the short- and long-term effects of environmental interventions on circadian, sleep, and neurologic development is discussed. Although an earlier onset of circadian development did not result with cycled lighting in the neonatal nursery, there may still be important biological effects that have not been studied. There are sufficient data to state that there is no reason for continuing a chaotic, noncircadian environmental approach for the care of the prematurely born infant. Copyright 2000 by W.B. Saunders Company T he origin of circadian rhythms develop- ment can be found during the fetal periodA 4 A fetal biological clock responsive to maternal en- training signals is already oscillating, at least in the last trimester of gestation in primates/-s A clear day-night rhythm of fetal heart rate synchronized with maternal rest-activity, heart rate, cortisol, meg atonin, and body temperature rhythms is found in humans.9.10 By comparing a discordant anencephaly twin pregnancy with 3 normal twin pregnancies, we were able to show that the fetal brain (most probably the fetal biological clock) is essential for expression of a diurnal rhythm in fetal heart rate. n These observations support the notion that, during fetal life and long before birth, the mother entrains the developing circadian rhythm of the infant to the light-dark cy- cle. 2,4'12-1s Circadian rhythm of maternal melato- nin, cortisol, and uterine activity are suggested to mediate the effect of light-dark cycle on the fetus (reviewed in Mirmiran and LunshofU). Deguchi 19 was the first to show that the fetal biological clock is already functional and en- trainable by the mother in an even altricial mam- mal such as the rat. Viswanathan and Chan- drashekaran 2~ elegantly show that even the presence and absence of the mother mouse can entrain the circadian clock of the immature pups. Studies in human infancy have shown little or no evidence of circadian rhythmicity at birth. However, our recent studies, starting at 1 month of age in full-term infants, showed a significant circadian rhythm of body temperature. The am- plitude of this rhythm increased by 3 months of age, to a level similar to 6 month or older chil- dren (Figs 1 and 2). A nocturnal trough of body temperature, which is a good marker of human circadian rhythms, is already present at 6 to 12 weeks of age in full-term infants. 21 From the Division of Neonatology, Department of Pediatrics, Stan- ford University, Palo Alto, CA. This work was supported by National Institutes of Health (NIH) Grant HD 35754. Address reprint requests to Majid Mirmiran, MD, PhD, Visiting Professor of Pediatrics, Department of Pediatrics, Division of Neo- natology, Stanford University, 750 WelchRd, Suite 315, Palo Alto, CA 94305-5119; e-mail: [email protected] Copyright 2000 by W.B. Saunders Company 0146-0005/00/2404-0004510. 00/0 doi: 10.1053/sper.2000. 8593 Seminars in Perinatology, Vol 24, No 4 (August), 2000: pp 247-257 247
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Page 1: Influence of Light in the NICU on the Development of ...€¦ · preterm infant. It is well known that growth and development in the prematurely born infant are influenced by a multitude

Influence of Light in the NICU on the Development of Circadian Rhythms in Preterm Infants Majid Mirmiran and Ronald L. Ariagno

The fetal biological clock is an endogenous clock capable of generating circadian rhythms and responding to materna l entraining signals. By at least the third t r imester o f pregnancy fetal diurnal rhythms are entrainable by maternal day-night rhythms. Maternal illness during pregnancy and p rema tu re birth are obvious clinical factors that may adversely affect circadian rhythm development . P remature birth of the fetus has a mos t dramat ic impact on maternal fetal interactions. The ef fec t on biorhythms appears to be t empora ry and is greatest on the mos t immature infants. The results to date suppor t the impor tance of fetal circadian rhythms and the relative lack of these rhythms in the p r e t e rm infant. I t is well known that growth and deve lopment in the p remature ly born infant are influenced by a mult i tude o f factors; clearly, the neonatal intensive care unit is no t a surrogate for the maternal placental unit. This article reviews what is known about circadian deve lopment in the human infant with an emphasis on the unique circumstances of the p r e t e rm infant. The research on the short- and long-term effects o f environmental interventions on circadian, sleep, and neurologic deve lopment is discussed. Although an earlier onset o f circadian deve lopment did not result with cycled lighting in the neonatal nursery, there may still be impor tant biological effects that have not been studied. There are sufficient data to state that there is no reason for continuing a chaotic, noncircadian environmental approach for the care of the premature ly bo rn infant. Copyright �9 2000 by W.B. Saunders Company

T he origin of circadian rhythms develop- ment can be found during the fetal periodA 4

A fetal biological clock responsive to maternal en- training signals is already oscillating, at least in the last trimester of gestation in primates/-s A clear day-night rhythm of fetal heart rate synchronized with maternal rest-activity, heart rate, cortisol, meg atonin, and body temperature rhythms is found in humans.9.10

By compar ing a discordant anencephaly twin pregnancy with 3 normal twin pregnancies, we were able to show that the fetal brain (most probably the fetal biological clock) is essential for expression of a diurnal rhy thm in fetal hear t rate. n These observations suppor t the not ion that, during fetal life and long before birth, the mo the r entrains the developing circadian rhythm of the infant to the light-dark cy- cle. 2,4'12-1s Circadian rhythm of materna l melato- nin, cortisol, and uterine activity are suggested to media te the effect of light-dark cycle on the fetus (reviewed in Mirmiran and LunshofU). Deguchi 19 was the first to show that the fetal biological clock is already functional and en- trainable by the m o t h e r in an even altricial mam-

mal such as the rat. Viswanathan and Chan- drashekaran 2~ elegantly show that even the presence and absence of the mother mouse can entrain the circadian clock of the immature pups.

Studies in h u m a n infancy have shown little or no evidence of circadian rhythmicity at birth. However, our recent studies, starting at 1 m o n t h of age in full-term infants, showed a significant circadian rhythm of body temperature . The am- plitude of this rhy thm increased by 3 months of age, to a level similar to 6 m o n t h or older chil- dren (Figs 1 and 2). A nocturnal t rough of body temperature , which is a good marker of h u m a n circadian rhythms, is already present at 6 to 12 weeks of age in full-term infants. 21

From the Division of Neonatology, Department of Pediatrics, Stan- ford University, Palo Alto, CA. This work was supported by National Institutes of Health (NIH) Grant HD 35754. Address reprint requests to Majid Mirmiran, MD, PhD, Visiting Professor of Pediatrics, Department of Pediatrics, Division of Neo- natology, Stanford University, 750 Welch Rd, Suite 315, Palo Alto, CA 94305-5119; e-mail: [email protected] Copyright �9 2000 by W.B. Saunders Company 0146-0005/00/2404-0004510. 00/0 doi: 10.1053/sper. 2000. 8593

Seminars in Perinatology, Vol 24, No 4 (August), 2000: pp 247-257 2 4 7

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2 4 8 Mirmiran and Ariagno

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Figure l . Mean rectal temperature circadian rhythms (recorded every 2 minutes over 3 consecutive days) plotted every 4 hours in 17 preterm infants at 36 weeks PCA, in 10 full-term infants at 1 month, and at 3 months of age. Note the significant increase in rhythm amplitude in the 1-month-old full-term in- fants during day (circadian time 0 to 12; 0 = 8 a.m.) versus night (circadian time 12 to 24) and the pro- nounced drop in temperature nadir at 3 months of age. (Reprinted with permission of Pediatrics. 3~)

Many factors including feeding (scheduled versug on demand, mother ' s milk versus formula milk), envi ronmenta l lighting ( indoor versus outdoor, regular versus irregular light-dark cy- cle) and chronologica l /pos tconcept iona l age of the infant inf luence the exper imenta l outcome. Moreover, short recordings and o ther method- ological pitfalls (including sampling every 4 hours versus cont inuous recording; averaging all infants vs. individual analysis of the data) may

have, indeed, resulted in earlier negative find- ings. For instance, in Lodemore et al's 1992 s t u d y 2 2 s o m e infants showed circadian rhythm of body tempera ture as early as by 8 weeks and others not until 16 weeks. Breastfed infants, girls, and first born infants showed earlier rhy thm development .

Recio et a123 have discussed a n u m b e r of im- por tan t issues influencing the deve lopment of circadian rhythm especially dur ing the first 3 months of postnatal life. They indicated that newborns are often kept in a dark r o o m dur ing the day so that they can sleep and may also be exposed to bright light dur ing nightly feeding periods. Indeed, an environmenta l light-dark cy- cle conflicting with the infant endogenous rhythm. H u m a n milk contains melatonin. The change f rom breast milk to commerc ia l milk usually starts with substituting the nocturnal one; on the o ther hand mothers use breast milk usually p u m p e d dur ing the day for night-time feeding. In both cases the newborn is deprived of the maternal mela tonin signal because the mela tonin peak in maternal milk is between midnight and 4 a.m. 24

Recently, McGraw et a125 carefully studied a full-term infant f rom the m o m e n t of birth. They recorded hourly body temperature , daily sleep- wake patterns and weekly 24 hour melatonin. The infant was fed only on d e m a n d and left undis turbed by the mo the r (McGraw). Careful at tent ion was paid to having ou tdoor daytime lighting and dim light at night. Even dur ing feeding at night no extra lighting was used to avoid disturbing the circadian rhythm of the infant. These investigators found a clear circa- dian rhythm in body t empera tu re within 1 week

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Figure 2. Rectal tempera- ture (Trectal), recorded ev- ery 2 minutes from a 6-month-old full-term in- fant, as a function of 24 hour day-night cycle. Tem- perature trough and nadir in the evening and night with gradual increase in early morning hours are pronounced at this age. Note that the Clock Times of 25 through 33 corre- spond to 1 a.m. to 9 a.m.

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Effect of Light on Preterm Infants Circadian Rhythms 249

of life. Circadian rhythm of both wake episodes and melatonin emerged by 6 weeks. The last rhythm to develop was sleep, attaining signifi- cance after 9 weeks. Their study clearly shows that the results f rom earlier circadian research in human infancy were confounded by mater- na l /envi ronmenta l factors as well as by only re- cording sleep-wake cycle. These results show that the already functional fetal biological clock is able to continue oscillating after birth if not disturbed by interfering ex-utero environmental factors (including scheduled feeding every 2 to 4 hours and night-time bright light).

Kennaway 26 found no evidence of circadian rhythm in melatonin before 9 to 12 weeks of age in full-term infants. They also found a delay of 2 to 3 weeks in development of melatonin circa- dian rhythm in pre te rm (corrected for age) ver- sus term infants. A recent study showed the de- velopment of cortisol circadian rhythm by 10 weeks of age. 27

Many investigators have also indicated indi- vidual differences in development of circadian rhythms both in pre te rm and in full-term in- fants. 26,28-32 To what extent these individual dif- ferences are the results of differences in prenatal

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Figure 3. Mean rectal temperature, recorded every 2 minutes and averaged every 6 hours, of a circadian day (circadian time 0 = 8 a.m.) in preterm infants. Data are plotted separately for pret~erm infants more than 14 days and preterm infants less than 14 days postnatal age (PNA). Rectal temperature was signifi- cantly greater during the first half of each circadian day (circadian time 0 to 12) in the more than 14 days PNA preterm infants (Reprinted with permission of Pediatrics. 33)

TaMe 1. The Presence of Circadian Rhythms in Body Temperature and Heart Rate in Appropriate for Gestationa] Age (AGA) Versus Small for Gestational Age (SGA) Preterm Infants

A GA SGA Circadian Rhythm (n = 18) (n = 17) P-value

Body temperature 13 (72%) 9 (53%) <.05 Heart rate 14 (78%) 6 (35%) <.05

circadian rhythms a n d / o r postnatal environ- mental condit ion is yet to be studied. For exam- ple, in our own studies in pre te rm infants before discharge from the nursery, 33 it was found that al though no day night differences were present in body temperature at less than 14 days postna- tal age, a small but significant rhythm of body temperature emerged in infants older than 14 days of age (Fig 3). The presence or absence of circadian rhythms in pre te rm infants is also in- f luenced by their intrauterine growth. The per- centage of pre te rm infants with circadian rhythms of body temperature and heart rate was significantly greater in the appropriate for ges- tational age group compared with the small for gestational age group (Table 1). Postconcep- tionat age (maturational effect) is also important to consider. In our own studies, infants with postconceptional age of 35 to 37 weeks had much higher amplitude of body temperature rhythm compared with 32 to 34 weeks postcon- ceptual age (PC&) infants 33 (see also ref 32). Although pre te rm infants before discharge from the hospital at 36 weeks postconceptional age, slept as much during the night as during the day, by 3 months corrected age the same infants showed a clear day-night rhythm of sleep (Table 2).

Based on the new findings (reviewed above) several propositions could be made on the de- velopment of circadian rhythms in infancy:

TaMe 2. Sleep Percentage of Recording Time During the Day and Night Periods in 12 Preterm Infants Averaged Over 2 Consecutive Days at 36 weeks PCA and 3 Months Corrected Age

36 Weeks PCA 3 Months Corrected Age

Day Night Day Night

65 + 12 71 - 10 18 + 12 65 -+ 11

NOTE. Day-night effect significant only at 3 months of age (P < .001).

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2 5 0 Mirmiran and A~Jagno

1. The fetal biological clock is an endoge- nous clock capable of generating circadian rhythms and responding to maternal en- training signals.

2. Maternal circadian rhythms influence fetal overt rhythms and entrain these rhythms to the light-dark cycle.

3. The presence or absence of circadian rhythms in the infant after birth results f rom the combined influence of prenatal and post- natal environmental conditions.

Role of Infant Entrainment

An important function of maternal en t ra inment during the perinatal development may be to prepare the fetus circadian timing system for later i ndependen t adaptation to the light-dark cycle. It is possible that the postnatal develop- ment of human circadian rhythms may be ham- pered by maternal, fetal, or perinatal distur- bances. This is observed clinically when the intimate mother-fetus relationship is dramati- cally altered by premature birth or by maternal illness. Fur thermore , pre term infants are ex- posed to continuous or unpredictable light illu- mination for several weeks or months in the Neonatal Intensive Care Unit (NICU) and inter- mediate nursery 34 (Figs 4 and 5).

Preterm infants are deprived of several poten- tially impor tant maternal ent ra inment factors. This lack of maternal ent ra inment and r a n d o m / unpredictable environmental condition in the nursery may induce disturbances in sleep, body temperature, feeding, and other rhythms in pre- term infants. Mann 35 repor ted improved devel- opment , sleep and growth in pre te rm infants subjected to day-night nursery; but this finding was not evident until 6 weeks postdischarge. Tenrei ro et a136 found some beneficial effect of light-dark cycle in the nursery on development of circadian rhythms of heart rate and skin tem- perature before discharge. Kennaway et a196 also found that the delayed development of the mel- atonin rhythm in some preterm infants could be advanced by home cycled light. Hao's recent study 8 is impor tant because it shows that the biological clock is responsive to light as early as 125 days in prematurely born baboons (baboon gestational age is 180 days). When extrapolated to human, this :means that as early as 25 weeks,

pre te rm infants might be responsive to the bio- logical effects of light on circadian system.

Stanford Cycled Light Trials

We have recently investigated the influence of a regular light-dark cycle in the nursery on the development of circadian rhythms in pre term infants. From the momen t that the clinical con- dition of these infants were stable the infants in the study were randomly assigned to 1 of 2 groups. In the Dim group, the infant's incuba- tor /bassinet was covered by a thick blanket ex- cept during feeding or o ther interventions by parents and care givers. This is the rout ine rec- o m m e n d e d by NIDCAP (Neoatal Individualized Developmental Care Program) and is followed in our practice at Stanford. Infants in the Cycled group were exposed to a regular environmental light-dark cycle in which the incubator /bassinet was covered only from 7 p.m. until 7 a.m. A representative plot in Figure 6 shows the level of light exper ienced by each group for at least 2 weeks until discharge home.

At 36 weeks postconceptional age (just before discharge) as well as at 1 and 3 months corrected age, rectal temperature was recorded for 1 to 3 days continuously and a 24 hour time lapse vid- eosomnography was made. Figures 7 and 8 sum- marize the results of the light intervention on development of circadian rhythms of body tem- perature and sleep. Mthough a significant mat- uration was found for both overt rhythms, no ben- eficial environmental light effects were observed on the development of circadian rhythms.

Comparing these results with our earlier stud- ies in term infants (see Fig 1), it seems as if circadian rhythms in pre term infants develop endogenously as a function of postconceptional age, independen t of prematurity a n d / o r envi- ronmenta l intervention, to a level comparable to term infants when corrected for age. Endoge- nous perinatal development of sleep-wake rhyth- micity, based more on maturat ion of the brain rather than environment, has already been sug- gested in earlier studies. ~v-39

One factor that may have contr ibuted to the lack of light-dark intervention effect on circa- dian development in our study is that our con- trols were not experiencing a chaotic lighting in the nursery but indeed were exposed to a con- tinuous dim light condition. Other long-term

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Effect of Light on Prete,rm Infants Circadian Rhythms 25 1

S

Figure 4. Bed-site differ- ences in illumination over a 5-day study in a NICU. Each plot represents a bedside at which measurements were obtained at 240 contiguous 30-minute intervals. One bedside (lower left) is ex- panded to show details of the time (0-5 days) and illu- minance (0 to 1,500 lux) scales, which are identical on all plots. Note the differ- ences in the patterns of il- lumination at different parts of the nursery, and the simi- larity in the patterns at some contiguous bedsides. The highest recorded illumina- tion levels corresponded with the presence of photo- therapy lights. Room dimen- sions are approximately 22 feet • 82 feet (Reprinted with permission, s~)

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follow-up studies inc lud ing ou r own (Fig 9), wi thou t a cont ro l led cycled light nursery envi- r o n m e n t , also failed to show differences in sleep dis t r ibut ion be tween p r e t e rm and te rm infants w h e n cor rec ted for age. s9-41 These infants were exposed to con t inuous and unpred ic tab le illu- mina t ion in the N I C U before d ischarge h o m e . However, it is impor tan t to realize that no a t tempt was made (or could be made) to-modify the light- dark cycle at home in any of these studies. It could be argued that any effect of our early intervention has been masked by the h o m e environment . For instance, infants f rom the Dim group could have gone h o m e to a much regular light-dark cycle than

infants in the Cycled group. This could indeed diminish the real differences between the two groups. Nevertheless, it is impor tan t to f ind that pre term infants, despite differences in the nursery and h o m e environment , do no t show a substantial difference in matura t ion o f circadian rhythms compared with full-term infants.

Other Cycled Lighting Studies

McMillen et a142 f o u n d that the circadian rhy thm o f sleep in the p r e t e rm infants en t ra ined after a similar dura t ion o f exposure (6 to 10 weeks) to the h o m e e n v i r o n m e n t (with regular

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252 Mirmiran and Ariagno

Figure 5. Bed-site differences in illumination over the 5-day study in an Intermediate Care nursery, Plot dimensions are identical to those in Figure 4. Room aimensions are approximately 12 feet • 44 feet (Re- printed with permission. ~4)

day-night rhythm, a single care giver, and "on- demand" feeding) when compared with the full- term infants. However, since preterm infants were discharged home around 35 weeks in their study, the entrainment to light-dark cycle took place at significantly earlier postconceptional age ~(47 weeks) in these infants compared with the term group (49 weeks).

Interestingly, they also found an inverse rela-

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........... ........................................... ~ Cycled . . . . . .

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Figure 7. Mean (_+SEM) amplitude of body temper- ature circadian rhythm of preterm infants subjected to Dim and to Cycled lighting in the nursery is shown at 36 weeks PC& (before discharge), at 1 month and at 3 months corrected age. Note the increase in body temperature amplitude as a function of age in both groups. No significant differences were found be- tween the 2 groups at any age.

tionship between gestational age and the post- natal age at which the entrainment occurred in preterm infants. They interpreted this postnatal

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Figure 6. Light intensity (L-AVE) (logarithmic scale) experienced for at least 2 weeks in the nursery by pre- term infants subjected to a Dim lighting condition (open symbol, thin line) and by preterm infants subjected to Cycled lighting (no sym- bol, thicker line) as a func- tion of time of 24-hour day. Note the cyclicity from 300 lux to less than 10 lux in the Cycled group compared with little or no cyclicity in the Dim group. Recording started at 2 p.m. and contin- ued until 4 p.m. next day. Note that the Clock Times of 25 through 40 correspond to 1 a.m. to 4 p.m.

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Effect of Light on Preterm Infants Circadian Rhythms 2 5 3

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Figure 8. Mean (-SEM) total sleep time Night/Day ratio of sleep in preterm infants subjected to Dim and Cycled lighting in the nursery is shown at 36 weeks PCA (before discharge), at 1 month and at 3 months corrected age. Note the increase in the ratio (more sleep at night vs. day) as a function of age in both groups. No significant differences were found be- tween the 2 groups at any age.

delay in en t ra inment of the younger p r e t e rm infants to be due to the longer per iod of non- entra ining stimulation in the nursery environ- ment . Thei r results suggest that regular environ- menta l entraining factors are more impor tan t than p re te rm/ fu l l - t e rm delivery in later adapta- tion of the infant to light-dark cycle.

It is also interesting to note that 1 infant in this 4 mon th study never developed a sleep cir- cadian rhythm. This te rm infant was fed at night with full bright light. McMillen's findings sug- gest that early exposure of p re t e rm infants to a cycled light would result in earlier deve lopment of circadian rhythms. However, our findings do not suppor t this hypothesis.

Shimada et al, 39,41 in a large study, found no differences between te rm and p re t e rm infants in the circadian rhythm of sleep, durat ion of day and night sleep, or the t ime of onset of the longest sustained sleep time after h o m e dis- charge when corrected for age. Pre te rm infants (low risk 28 to 36 weeks gestational age) in their

study were exposed to cont inuous light ranging f rom 420 to 500 lux in the NICU.

On the other hand the light intensity at h o m e was similar for both groups and varied substan- tially dur ing day versus night: ranging f rom 650 to 3,000 lux dur ing the day to 10 to 100 lux at night. There were also no significant differences between the two groups regarding the f requency of on-demand vs. scheduled feeding or the time of parents bedt ime. Both groups showed en- t ra inment to day-night rhythm by 48 weeks PCA.

Contrary to McMillen, they concluded that environmental factors (both entraining and per- turbating) are not able to influence the endog- enous t ime course of circadian rhythm matura- tion before the innate biological clock is mature enough to respond to these stimuli. The contin- uous lighting exposure of p re t e rm infants for several weeks before discharge h o m e does not appear to retard the deve lopment of sleep-wake circadian rhythms if an appropr ia te lighting re- gime is exper ienced at home.

In a recent repor t they studied sleep habit of 44 p re t e rm and 40 full-term infants longitudi- nally f rom birth for more than 16 weeks at home. Seventy five pe rcen t of the infants initially showed either ul tradian or i rregular sleep-wake pattern. Only 7% of the infants showed a free- running sleep-wake rhythm before entrainment . The mean age of the en t r a inmen t to light-dark cycle was 44.8 weeks postconcept ional age,

8

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~ 2 n i ~ i ~ n n i g n ~ n

40 42 44 46 48 50 52 54 56 58 60 62

postconcepUonal age (weeks)

Figure 9. Mean (-SEM) longest sustained sleep pe- riod (always included midnight until 5 a.m.) as a function of postconceptional age in preterm and full- term infants. No significant differences were found between the 2 groups through 6 month of age in this follow-up study.

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254 Mirmiran and A~agno

much earlier than in their earlier publication and very similar to our own data in p re t e rm and te rm infants (see above). There were no signifi- cant differences in ei ther the f requency of each pat tern or the mean age of the en t ra inment between p re t e rm and term infants. 41

Reports f rom Gabriel 4-~ and Mann et a135 are a m o n g the first to show the beneficial effects of a regular and less disturbed nursery on develop- m e n t of p re t e rm infants. Mann et a135 randomly assigned 20 p re t e rm infants to the day-night nursery and 21 infants to the control nursery. Equal numbers of infants were born before or after 30 weeks gestational age in both groups. Infants stayed at least 10 days in each nursery. These nurseries were identical in size and the n u m b e r and distribution of windows.

During the daytime, the env i ronment was identical in the 2 nurseries. But at night ( from 7 p.m. until 7 a.m.) the windows in the day-night nursery were covered by dark curtains, the lights were turned out, the radio was off, and the staff and visitors were urged to make as little noise as possible. Light intensity in the control nursery was about 200 l u m e n / m 2 th roughout the 24 hours, however, at night in the day-night nursery the light intensity was 1 l u m e n / m 2 . Background noise was about 10 db lower at night in the day-night nursery.

Sleep-wake pat terns of infants were observed immediately before discharge, at the expected date of delivery, and at 6 and 12 weeks corrected age. Observations were made over 2 successive 24 hou r periods. After discharge f rom the hos- pital infants in the day-night nursery slept an average of 2 hours more. This extra daily sleep, however, was evenly distributed over 24 hours and was not due to an increase in nocturnal sleep. Both groups equally showed less sleep by day and more sleep at night with increasing age.

Day-night nursery infants, despite fewer feed- ing /24 hours, gained significantly more weight and were, on average, 0.5 kg heavier than the controls by 3 months corrected age. Any differ- ences between the 2 groups in light and noise intensity at h o m e were not known. However, because no differences in deve lopment of circa- dian rhythms were found before or after dis- charge, it is unlikely that their longterm sleep and weight gain results were the results of a direct influence o f day-night rhythm on the de- ve lopment of the circadian system. It is possible

that the parents of these infants had more con- fidence in the health and well be ing of their infants, as the medical and nursing staff left t hem alone in a quiet and dark room for long periods. Whatever the explanation as stated by Mann et al, 35 because it is beneficial for infants to sleep longer, spend less t ime feeding and gain weight faster, it is r e c o m m e n d e d that the pre- te rm infants not be subjected to cont inuous light and noise and disturbed as little as possible.

Blackburn and Patterson 44 studied the direct effect of light in the nursery on m o t o r activity and cardiac function in 18 p re t e rm infants born at less than 34 weeks gestational age. Ha l f of these infants experienced, on average, 11 hours d i m m e d lighting dur ing each 24 hours. No at- t empt was made to control the t ime when the lights were turned off for each infant. Neverthe- less all infants in the intervention group had the lights off ranging f rom 4 p.m. until 12 a.m. The 24 hou r time-lapse video combined with ana log / digital recording of the infant mon i to r ou tput allowed longitudinal and naturalistic recording of the infant and h i s / he r responses to its envi- ronment .

Infants in the intervention group had signifi- candy lower moto r activity levels and hear t rate dur ing the periods when the lights were off com- pared to the per iod when the lights were on. There were no significant day-night differences in activity, respiratory rate or hear t rate for con- trol infants. The results of this study suggest that decreasing light levels dur ing the evening and night hours may facilitate rest and subsequent energy conservation in p re t e rm infants. They suggested a separate lighting regime for each infant to allow the nurse to individualize lighting according to the needs of the infant. Strauch et a145 also found that the implementa t ion of quiet (low noise) hour in the NICU increased sleep and reduced crying in p re t e rm infants. Lotas 46 has reviewed the light and sound in the NICU and its impact on p re t e rm infants. She empha- sized the significant role nurses can play in im- proving the developmental ou tcome of p re t e rm infants by minimizing the adverse effects of light and sound.

Fajardo et al4v have studied short- and long- te rm influences of an intervention in the nurs- ery. They studied 24 low risk, low birth weight p re t e rm infants. At 32 weeks PC& infants were alternately assigned to a regular nursery or an

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Effect of Light on Preterm Infants Circadian Rhythms 255

alternative (intervention) nursery. The control nursery was an open floor with 18 beds and many disruptive stimuli a round the clock. The alternative nursery was an 8-bed room organized to ( l ) reduced unpa t t e rned stimuli, (2) to intro- duce a well defined day-night cycle, and (3) to provide pa t te rned stimuli and state-contingent nursing care. There were no statistically signifi- cant differences in the level of noise between the two nurseries.

Infants were observed for organizat ion of be- havioral states at 32 weeks as well as at 1 to 3 days before discharge at 36 weeks. One year ou tcome measures included: morbidity, growth, pediatric complications, Bayley scores and state regulat ion in the strange situation. Mean durat ion of each behavioral states showed a significant age effect f rom 32 to 36 weeks. This increase in mean durat ion of each state as a function of age was significantly greater in the intervention group compared with the controls. However, ne i ther of the long-term outcome measures showed signif- icant effect of intervention. Fur thermore , it was interesting to find that there was a significant correlat ion between good neonatal state organi- zation and bet ter ou tcome measures irrespective of the nursery condition.

These findings indicate that normal neonatal state regulation may serve as an index for later self-organization. At 1 year of age, a bet ter ca- pacity to maintain stable organized waking epi- sodes in the strange situation was related to good neonatal state organization. None of the infants classified as good organized state at 36 weeks PC& had major medical or developmenta l dysfunction at 1 year of age.

Miller et al 4s subjected 20 p re t e rm infants till discharge to a cycled and 20 infants to control nurseries. The intervention took place in the NICU. During the day both cycled and non cy- cled NICU had the same am oun t of illumina- tion. From 11 p.m. until next morn ing the illu- minat ion decreased by half in the cycled NICU. There were no statistically significant differences in the level of noise between the 2 nurseries. Compared with controls, infants f rom cycled nursery had a greater rate of weight gain, were able to be fed orally sooner, spent fewer days on the ventilator and on phototherapy, and dis- played enhanced mo to r coordination. In addi- tion to light, the significance of behavioral en- t ra inment of newborn was shown several years

ago in a study by Pinilla and Birch. 49 These investigators instructed the parents to gradually increase the interval between the middle of night feeds and maximize the differences be- tween day and night. By 3 weeks, all infants in the intervention g roup showed significantly longer sleep episodes at night compared with controls. Milk intake for 24 hours did not differ between the two groups. Babies in the interven- tion group also were rated as more predictable on Bates Infant Characteristics Questionnaire.

Summary In conclusion, it appears that the fetal biologic clock functions endogenously early in develop- ment. Fetal diurnal rhythms are entrainable by maternal day night rhythms by the third trimes- ter o f pregnancy if no t earlier. After birth the synchronizing effect of light may be ineffective when the circadian system is not mature enough to d e t e c t / o r integrate changes in environmental lighting.2S. 39

Based on animal and h u m a n studies, Recio et a123 hypothesized that mela tonin circadian rhythm in maternal circulation prenatally and in maternal milk postuatally may be an impor tan t factor in perinataI en t r a inmen t of circadian rhythms. This tempora l signal may be al tered when the mother ' s circadian system is desyn- chronized or poorly synchronized, eg, when the mother ' s nightly mela tonin surge is b lunted by nocturnal bright light dur ing ei ther late preg- nancy or nightly feedings of breast milk.

Clearly, p rematu re bir th of the fetus will have the most dramatic impact on maternal fetal in- teractions. Nevertheless, the circadian rhythm impact appears to be t empora ry and greatest on the most immature infants. It is well known that fetal growth and deve lopment in the prema- turely born infant is inf luenced by a mult i tude of factors and clearly the env i ronment and the in- tensive care unit are not a surrogate for the maternal placental unit.

We should not dismiss the potential impor- tance of providing cycled light in the nursery envi ronment because it is relatively easy to ac- complish and at little expense. The results to date would suppor t the impor tance of circadian rhythms for the fetus and the relative lack of these rhythms in p r e t e rm infants. There are few data on the effect of circadian rhythm on phys-

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2 5 6 Mirmiran and Ariagno

i o l o g i c f u n c t i o n o f t h e p r e t e r m in fan t , l a t e r

g r o w t h a n d c e n t r a l n e r v o u s sys tem d e v e l o p -

m e n t . A l t h o u g h a n e a r l i e r o n s e t o f c i r c a d i a n

d e v e l o p m e n t d i d n o t r e su l t wi th cyc l ed l i g h t e n -

i n g in t h e n e o n a t a l nu r se ry , t h e r e m a y still be

i m p o r t a n t b i o l o g i c ef fec ts t h a t h a v e n o t b e e n

s t u d i e d to da te .

T h e r e a r e s u f f i c i e n t d a t a ( r e v i e w e d a b o v e ) to

s ta te t h a t t h e r e is n o r a t i o n a l e f o r c o n t i n u i n g a

c h a o t i c n o n c i r c a d i a n e n v i r o n m e n t a l a p p r o a c h

in t h e n e o n a t a l n u r s e r y f o r t h e c a r e o f t h e p re -

m a t u r e l y b o r n in fan t . I n t r o d u c i n g a r e g u l a r day-

n i g h t cycle i n t o t h e N I C U a n d i n t e r m e d i a t e

n u r s e r y has b e e n i m p l e m e n t e d in t h e r e c e n t

G u i d e l i n e s f o r P e r i n a t a l C a r e by t h e A m e r i c a n

A c a d e m y o f P e d i a t r i c s a n d T h e A m e r i c a n Col-

l e g e o f O b s t e t r i c i a n s a n d Gyneco log i s t s . 5~ C o n -

t i n u i n g s u c h r e g u l a r d a y - n i g h t r h y t h m at h o m e

as wel l as m a x i m i z i n g t h e d a y - n i g h t d i f f e r e n c e s

by m i n i m i z i n g n i g h t t i m e c a r e g ive r i n t e r v e n t i o n

( i n c l u d i n g f e e d i n g ) will b e n e f i t t h e d e v e l o p -

m e n t o f p r e t e r m a n d t e r m infan ts . L a c k o f cir-

c a d i a n r h y t h m i c i t y n o t o n l y in l i g h t b u t a lso in

t h e p a t t e r n o f p a r e n t a l c a r e m a y s u b j e c t t h e

i n f a n t d e v e l o p i n g c i r c a d i a n r h y t h m to con f l i c t - i n g t e m p o r a l cues . 23

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