16 June 2016
Rosario, Argentina
Institutionalised governance of Rivers
The example of the Rhine River
Hans van der Werf
Secretary General
CCNR | Institutionalised governance of Inland Waterways
Outline 1. Overview of two centuries of Rhine
governance (clip)
2. Elements of international river governance
3. The example of the Rhine basin
4. International waterway governance:
a concept
5. Final observations
CCNR | Institutionalised governance of Inland Waterways
Overview of two
centuries of Rhine
governance (clip)
CCNR | Institutionalised governance of Inland Waterways
Transport of goods and
industrial production
70
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100
110
120
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/200
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/200
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/200
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09
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10
= 1
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Transport des marchandises sur le RhinProduction industrielle en l'UETransport of goods on the Rhine
Industrial production in the EU
CCNR | Institutionalised governance of Inland Waterways
1815 1831 1868 1919 1939-45 1963 2003-2016
Revision of the Act of Mannheim
STEAM POWERED DIESEL POWER NAVIGATION
LNG
Shipping Act of
Mainz
Revised shipping Act of Mannheim
Creation of the
CCNR
Vienna Congress
Cooperation CCNR CE
Palais du Rhin
Seat of the CCNR in Strasbourg
SAIL NAVIGATION and TOWING
HISTORICAL LANDMARKS
CCNR | Institutionalised governance of Inland Waterways
CCNR 1815 – 1920 MILESTONES
• 1831: 1st Rhine shipping convention (Mainz)
• 1868: Revised Rhine
shipping convention (Mannheim)
• 1920: Versailles treaty; adhesion of non-riparian states (BE, UK, IT); installation in Strasbourg, France
• « canalization » of the Rhine (middle and lower Rhine)
• Liberalization of the market (free access)
• Freeing of tolls and leverages
• Beginning of framework conditions
CCNR | Institutionalised governance of Inland Waterways
CCNR 1920 – 2015 MILESTONES • 1950 – 1960: Rhine
shipping conferences • 1960: concept of the push
convoy • 1963: “Strasbourg
revision” of the Rhine shipping convention
• 1988/1996/2000: Additional conventions (CLNI, CDNI, CMNI)
• 1998: introduction of the 135 m vessel
• 2003: Administrative Agreement CCNR-EC
• canalization of the Upper-Rhine (hydropower)
• Industrialisation of the shipping industry
• Enlargement legal framework
• Economies of scale
• European integration
• Stakeholder cooperation
CCNR | Institutionalised governance of Inland Waterways
PRELIMINARY OBSERVATIONS
Long time lines (several decennia)
Continuous progress and adaptability
Focus and tangible results necessary
Adequate visibility and feed back
Market observatory
CCNR | Institutionalised governance of Inland Waterways
Elements of international river governance
CCNR | Institutionalised governance of Inland Waterways
SCOPE of river governance in the
21st century
APPROACHES of coordinated
governance
1) ECOLOGY: ENVIRONMENTAL PROTECTION
2) ECONOMY and TRANSPORT : OPTIMAL NAVIGATIONAL CONDITIONS
• INTEGRATED (holistic) : - Mekong river - SICOS (Congo river)
• DISTINCT (dualistic): - Rhine and Danube rivers: (distinct mandates for navigation and water protection)
CCNR | Institutionalised governance of Inland Waterways
Prerequisites in view of OPTIMAL NAVIGATION Aspects
1) Objectives
2) Market functioning
3) Infrastructure and fairway 4) Community of interest 5) Institutional networking
• Economic • Strategic • Inter-regional development • Hinterland connections for
seaports • Access • Framework conditions (pricing) • Promotion and support • Good navigation status • Maintenance • Long term financing
• Positive interdependencies • Inter-institutional cooperation • Participative execution
CCNR | Institutionalised governance of Inland Waterways
NAVIGATION/TRANSPORT
Governance characteristics
1) Free market embedded in framework conditions
2) Equal treatment, level playing field all over the network, hence:
3) Dedicated, sectorial rules and procedures, compelling all over the network;
hence : Supranational powers and normative competences
1) Strategy embedded in overall environmental policy;
2) Normative competences elsewhere (generic environmental law);
3) multi-disciplinary and multi-focus missions;
hence: Consultative character of cooperation
ECOLOGY/PROTECTION
CCNR | Institutionalised governance of Inland Waterways
The example of the Rhine basin
CCNR | Institutionalised governance of Inland Waterways
The Rhine River
CCNR | Institutionalised governance of Inland Waterways
5 MEMBERS STATES = 5 DIFFERENT FOCUS FOR INLAND NAVIGATION USE
NETHERLANDS Focus : a) hinterland connections for the sea ports b) shipping activities Main port : Rotterdam
GERMANY Focus : a) supply of raw
materials (ore, coal) for the industry as well as export of products (for ex: chemicals, steel, oil); consumer goods (containers)
b) Logistics Main Rhine ports: Duisburg (steel) ; Duesseldorf (container hub) Cologne, Ludwigshafen (chemicals); Mannheim; SWITZERLAND
Focus : import of oil products, agricultural products, consumer goods; export of chemicals Main Rhine port: Basel
FRANCE Focus : import and export of agricultural products, building material, consumer goods (containers) Main Rhine port: Strasbourg
BELGIUM Focus : a) hinterland
connections for the sea ports
b) shipping activities Main port: Antwerp
CCNR | Institutionalised governance of Inland Waterways
16
12%
34% 54%
Rail
Road
Inlandwaterways
Rhine Alpine: multi-modal corridor
Source: Rhine Alpine Work Plan of the European Coordinator (May 2015) , p. 9
Source: http://www.n-pi.fr/
Cross-border traffic within the Rhine-Alpine Corridor
CCNR | Institutionalised governance of Inland Waterways
CCNR | Institutionalised governance of Inland Waterways
17
Rhine, Moselle, Neckar Navigable Rhine: 884 km through major
economic centres (Rotterdam, Ruhr area,
Ludwigshafen, Basel…)
~350 Mio tonnes/year = 2/3 of all goods carried by European waterways
26%
66%
8%
Liquid cargo
Dry cargo
Container
IWT in Rhine-Alpine Corridor
Source: CCNR
Main market segments
CCNR | Institutionalised governance of Inland Waterways
CCNR | Institutionalised governance of Inland Waterways
ECOLOGY / PROTECTION GOVERNANCE
INTERNATIONAL COMMISSION FOR THE PROTECTION OF THE
RHINE (Koblenz, Germany,
Founded 1950) www.IKSR.org
ICPR MISSION COMPRISES: 1) Water quality and aquatic environment 2) Hydro morphology 3) Meteorology and risk management of
flooding and extended low water levels
CCNR | Institutionalised governance of Inland Waterways
RIVER GOVERNANCE for
NAVIGATION : a concept
CCNR | Institutionalised governance of Inland Waterways
REVISED CONVENTION FOR RHINE NAVIGATION
FREE ACCESS TO THE MARKET
Article 1 The navigation of the Rhine and its estuaries from Basel to the open sea
either down or upstream
shall be free to the vessels of all nations for the transport of merchandise and persons, provided that they conform
to the provisions contained in this Convention and to the measures
prescribed for the maintenance of general safety.
Apart from these regulations no obstacle of any kind shall be offered to free
navigation.
CCNR | Institutionalised governance of Inland Waterways
REVISED CONVENTION FOR RHINE NAVIGATION
Article 3
No duty based solely on navigation may be levied on vessels or
their cargoes navigating on the Rhine or its tributaries, in so far as they are
in the territory of the High Contracting Parties or on the navigable
waterways mentioned in article 2.
Article 4
(…) With regard to the above-mentioned inland waterways, the same
treatment in every respect as for nationals shall be given
to vessels belonging to Rhine navigation and their
cargoes.
CCNR | Institutionalised governance of Inland Waterways
REVISED CONVENTION FOR RHINE NAVIGATION
LEVEL PLAYING FIELD – CUSTOMS
Article 5
Boatmasters shall not, on any of the navigable waterways mentioned in article 3, be
compelled to unload either in part or whole, or to transship their cargoes.
Any dues for putting into port or tying-up shall be abolished and shall remain so.
Article 6
Merchandise may not under any circumstances be subjected on the Rhine to import
or export duties greater than those to which such merchandise would be subjected
on entry or exit by land frontier.
Article 7
The transit of any merchandise shall be unrestricted on
the Rhine from Basel to the open sea unless health measures make exceptions
necessary.
The riparian States shall not collect any dues on such
transit either directly, after transshipment or after warehousing.
CCNR | Institutionalised governance of Inland Waterways
REVISED CONVENTION FOR RHINE NAVIGATION
FRAME WORK CONDITIONS:
> PROFESSIONAL QUALFICATIONS
Article 15
Only the holder of a Rhine boatmaster's certificate issued by
the competent authority of one of the Contracting States shall have the
right to operate a vessel on the Rhine (…)
The certificate shall be issued for all of the Rhine or for specific
sections.
The conditions under which the authorities referred to in article 1 are required
to issue a boatmaster's certificate shall be set out in regulations
drawn up by mutual agreement.
CCNR | Institutionalised governance of Inland Waterways
REVISED CONVENTION FOR RHINE NAVIGATION
FRAME WORK CONDITIONS:
> TECHNICAL REQUIREMENTS
Article 22 Before a vessel makes its first voyage on the Rhine, the owner or
steersman must obtain
a certificate stating that the vessel has the structural
strength and equipment necessary for navigation on that part of the river for which it is intended.
This certificate or license for the vessel shall be issued, after an inspection
by experts, by the competent authorities of one of the
riparian States.
CCNR | Institutionalised governance of Inland Waterways
REVISED CONVENTION FOR RHINE NAVIGATION
LEVEL PLAYING FIELD:
> DUTIES AND CHARGES
Article 27
The Governments of the riparian States will ensure that in the free ports, as
in all other ports of the Rhine, all necessary
measures are taken to facilitate loading, unloading and
warehousing of merchandise and that the premises and equipment allocated to them are maintained in
good order.
To meet the necessary costs of maintenance and supervision, an
appropriate fee may be levied. Should the revenue from this fee
exceed the amount of expenditure in question, the rate of said fee shall be
reduced proportionally.
CCNR | Institutionalised governance of Inland Waterways
REVISED CONVENTION FOR RHINE NAVIGATION
LEVEL PLAYING FIELD:
> DUTIES AND CHARGES
Article 30 The riparian Governments shall take all necessary steps to see that
navigation on the Rhine is not obstructed by either mills or other
factories established on the river, or by bridges or other
structures. They shall see to it in particular that passage under
bridges does not cause any delay to river traffic. It shall be
prohibited to make and charge for opening or closing
bridges.
CCNR | Institutionalised governance of Inland Waterways
REVISED CONVENTION FOR RHINE NAVIGATION
LEGAL HARMONISATION:
> CORDINATED JURISDICTION
Article 33
Tribunals empowered to hear all cases mentioned in article 34 shall be
set up in suitable plates situated on or in proximity to the Rhine.
Article 34
The Rhine navigation tribunals shall have jurisdiction:
I. in criminal matters, to investigate and judge all infringements of
regulations regarding navigation and river police;
II. in civil matters, to hand down summary judgement in disputes
concerning; (…)
CCNR | Institutionalised governance of Inland Waterways
REVISED CONVENTION FOR RHINE NAVIGATION
MISSION OF THE CCNR
Article 45 The terms of reference for the Central Commission shall be :
a) to examine all complaints arising from the application of this
Convention (…)
b) to deliberate on the proposals made by riparian
Governments concerning the prosperity of Rhine
navigation (…)
c) to render judgement in cases of appeal brought before the
Commission (…)
CCNR | Institutionalised governance of Inland Waterways
Environment & Infrastructure Waterway Profile Rhine Coordination of works on the Rhine Waste policy and regulations
Technical aspects & safety Rhine Police Regulation (legal) River Information Services Vessel inspection regulation Personnel qualifications and manning rules Dangerous good transport rules
CCNR ensures a free and prosperous market on Rhine navigation for more than 200 years …
Economic Market observation Integration of IWT in logistic chains
… requiring evolutionary strategies, targets and working methods
CCNR | Institutionalised governance of Inland Waterways
Waterway Profile of the Rhine air draught
[HSW] channel depth
[GlW 2012]
channel width [GlW 2012] VERY MATURE WATERWAY
> high performance of IWT
Both infrastructure and fleet enable to meet transport demand:
Capacity
Specialization
Reliability
~ 10 000 vessels ~ 15 Million tons on the market
In Western Europe
CCNR | Institutionalised governance of Inland Waterways
Current innovations and future opportunities
Challenges faced by the inland navigation
• River Information Services (RIS) • Harmonized European and CCNR
navigation rules
• Launched Infrastructure projects concerning locks and low water navigation conditions
• Diversification of propulsion systems and fuels (LNG)
> GREENING of the fleet
• Connections to other modes of transport in multi modal hubs
• Efficient co-modality with other
transport modes
• Accelerate implementation of innovative initiatives using RIS
• Limited investment capabilities to renew existing fleet and deploy greening initiatives
CCNR | Institutionalised governance of Inland Waterways
CCNR ORGANISATION CHART
PREPARATORY COMMITEE
PRE
LEGAL
DF
ECONOMIC
ECO
NAUTICAL
& SAFETY
RP
MD
RIS
ISGINTT
SOCIAL
STF
INFRASTRUCTURE
IEN
NAVAL
RV IIPC
CDNI CPC
CASS Central administration
of social security for Rhine boatmen
PLENARY SESSION
PLEN Chamber of
Appeal
ADN
CCNR | Institutionalised governance of Inland Waterways
CCNR INTERNATIONAL PARTNERS
11 Observer States 8 Observer Organisations
19 Recognised Organisations
CCNR | Institutionalised governance of Inland Waterways
final observations
CCNR | Institutionalised governance of Inland Waterways
FINAL OBSERVATIONS
Political investment :
declaration of common interest by the riparian
states
International legal basis:
treaty enabling compelling measures
Independent executive authority in charge
Genuine free market
Free access, no duties, level playing field
Strong stakeholder involvement
Institutionalised representation
Economic observatory
CCNR | Institutionalised governance of Inland Waterways
Questions & Answers
Gracias por su atención
Hans van der Werf
Secretary-General
Tel.: +33 3 88 52 20 10
www.ccr-zkr.org
www.vision-2018.org
CCNR | Institutionalised governance of Inland Waterways
ENVIRONMENT SOCIETY ECONOMY
Towards 2018 | SUSTAINABLE INLAND NAVIGATION
Safety and reliability
Training and qualification
Fuel consumption and emissions of greenhouse gases
Emissions of pollutants into the air and into the water
Changes in environmental conditions
Logistics chains
Application of reference social conditions
Information
CCNR | Rosario I 02 | Challenges and current innovations
CCNR | Institutionalised governance of Inland Waterways
Upper Rhine
Lower Rhine
Middel Rhine
Mittellandkanal
Main
The Rhine and IWT in the European transport network
IWT Traffic intensity in Europe