Internet Based Trade Fully Automated Management Online ...

[Type here]

Internet Based

Fully Automated

Online Trading

System

CONFIDENTIAL

All rights reserved. No part of this publication may be reprinted,

reproduced, stored in a retrieval system or transmitted, in any form

or by any means, without the prior permission in writing from the

owners.

Trade Management System User Manual

2 | P a g e

CONFIDENTIAL ©2018 YCO Private Limited. All Rights Reserved.

Contents 1 Introduction ....................................................................................................................... 4

1.1 Purpose ...................................................................................................................... 4

1.2 Target Audience ......................................................................................................... 4

1.3 Glossary ...................................................................................................................... 4

2 Global Administration ........................................................................................................ 5

2.1 Manage Application ................................................................................................... 5

2.1.1 Setup Application Type ........................................................................................ 5

2.1.2 Setup Approval Levels .......................................................................................... 7

2.2 Roles and Privileges ................................................................................................. 16

2.2.1 Manage Roles ..................................................................................................... 16

2.2.2 Manage Functionalities ...................................................................................... 22

2.2.3 View Privileges ................................................................................................... 23

2.3 User Management ................................................................................................... 25

2.3.1 Configure User Type .......................................................................................... 25

2.3.2 Manage Users .................................................................................................... 32

2.4 System Options ........................................................................................................ 37

2.4.1 Manage System Options .................................................................................... 37

2.5 DNA Login ................................................................................................................. 39

3 Member Admin Terminal ................................................................................................. 42

3.1 Manage Client/Dealers ............................................................................................ 42

3.1.1 Client/Dealer creation........................................................................................ 42

3.1.2 Approve Client/Dealer application .................................................................... 53

3.1.3 Send the UCC request to RMS ........................................................................... 57

4 Order Management ......................................................................................................... 59

4.1 DNA Login ................................................................................................................. 59

4.2 Normal Order ........................................................................................................... 62

4.2.1 Completely Matched Order ............................................................................... 68

4.2.2 Partially-Matched Order .................................................................................... 71

4.3 Edit Orders (Buy/Sell) ............................................................................................... 74

4.3.1 Edit Partially_Traded Order ............................................................................... 74

4.3.2 Edit Open Order ................................................................................................. 76

4.4 Cancelled Order (Buy/Sell) ....................................................................................... 78

4.4.1 Cancel Open order ............................................................................................. 78

4.4.2 Cancel Partially_Trader Order (Buy/Sell) ........................................................... 80

4.4.3 Order Cancelled At the End of Day (Buy/Sell) ................................................... 81

3 | P a g e


4.5 Rejected Order (Buy/Sell) ........................................................................................ 81

4.6 Executed Orders (Buy/Sell) ...................................................................................... 83

5 Market Data ..................................................................................................................... 84

5.1 Market Watch .......................................................................................................... 84

5.2 Stock Information .................................................................................................... 92

5.3 Market Depth ........................................................................................................... 95

5.4 News/Message/Connection Log .............................................................................. 97

5.4.1 News................................................................................................................... 98

5.4.2 Messages ............................................................................................................ 99

5.4.3 Connection Log .................................................................................................. 99

5.5 Admin Messages .................................................................................................... 100

5.6 Active Stocks .......................................................................................................... 104

5.7 Top 10 gainers and losers ...................................................................................... 106

4 | P a g e


1 Introduction

1.1 Purpose The purpose of this document is to instruct users on the functionalities of Order Management System that can be used to perform the desired task using the system. It details step by step procedure of all implemented functionalities in Order Management System.

1.2 Target Audience This Manual has been prepared to provide guidance to the users of Order Management System. This document is targeted for external users of NEPSE (Brokers) carrying out trading transactions on day to day basis.

1.3 Glossary

Term Definition

TMS Trading Management System

NOTS NEPSE Online Trading System

DNA Direct NOTS Access

LTP Last Traded Price

CLI Client

CNC Cash & Carry

5 | P a g e


2 Global Administration

2.1 Manage Application

2.1.1 Setup Application Type

Navigate to Global Administration -> Manage Application -> Setup Application Type.

Fig. 3.1.1 (a) Navigate to Setup Application Types

A screen will appear with the list of all the types of application.

6 | P a g e


Fig. 3.1.1 (b) Setup Application Types Screen

The status ‘ACTIVE’ or ‘INACTIVE’ can also be viewed.

Click on View icon in the action bar to see the details of the application.

A Pop up will appear with the details.

Fig. 3.1.1 (c) View Application Type Screen

Click on Edit icon in the action bar to edit the application.

7 | P a g e


A Pop up will appear, change detail/s to update and click on Update.

Fig. 3.1.1 (d) Edit Application Type Screen

2.1.2 Setup Approval Levels

Navigate to Global Administration -> Manage Application -> Setup Approval Levels.

Fig. 3.1.2 (a) Navigate to Setup Approval Levels

8 | P a g e


This screen allows users to view and edit the approvals for different application

available in the system.

Click on View icon in the action bar of an application to see approval details.

Fig. 3.1.2 (b) View Application Approval Level

Click on Edit icon in the action bar to edit the application approval level.

9 | P a g e


A pop up will appear.

Fig. 3.1.2 (c) Edit Application Approval Level

To add a new approval level click on Add. A new sequence is added at the bottom.

Enter sequence details and click on Update. Approval level for respective application

will increase by 1.

10 | P a g e


Fig. 3.1.2 (d) Adding New Approval Level

11 | P a g e


Fig. 3.1.2 (d) Update Approval Level

12 | P a g e


Fig. 3.1.2 (e) New Approval Level Added

13 | P a g e


To remove existing approval level click on Remove at the bottom of approval

sequence, then click on update. Approval level for respective application will

decrease by 1.

Fig. 3.1.2 (f) Removing Approval Level

14 | P a g e


Fig. 3.1.2 (g) Updating the Application Type

15 | P a g e


Fig. 3.1.2 (h) Approval Level is removed

16 | P a g e


2.2 Roles and Privileges

2.2.1 Manage Roles

Navigate to Global Administration -> Roles Privileges -> Manage Roles.

Fig. 3.2.1 (a) Navigate to Manage Roles

17 | P a g e


A screen will appear with the name, description and privilege assigned to different

roles.

This screen allows users to add, view, edit and delete different roles.

Fig. 3.2.1 (b) Manage Roles Screen

Click on Add New to add a new role.

18 | P a g e


A Pop up screen will appear.

Enter name, code, description, check in the privileges that are to be assigned to this

role and click on Save.

Fig. 3.2.1 (c) Add Role Screen

To View the details of a role, click on View in the action bar.

19 | P a g e


A Pop up will appear with role details.

Fig. 3.2.1 (d) View Role Screen

To edit a role, click on Edit icon in the action bar.

A Pop up will appear.

Change detail/s and click on Update.

20 | P a g e


Fig. 3.2.1 (e) Edit Role Screen

To delete a role, click on Delete icon in the action bar.

21 | P a g e


A Pop up will appear for confirmation, click on Delete.

Fig. 3.2.1 (f) Delete Role Screen

22 | P a g e


2.2.2 Manage Functionalities

Navigate to Global Administration -> Roles Privileges -> Manage Functionalities.

Fig. 3.2.2 (a) Navigate to Manage Functionalities

A screen will appear with the list of different functionalities available in the system.

Fig. 3.2.2 (b) Manage Functionalities Screen

23 | P a g e


2.2.3 View Privileges

Navigate to Global Administration -> Roles Privileges -> View Privileges.

Fig. 3.2.3 (a) Navigate to View Privileges

A screen will appear with the list of privileges that a user can have.

24 | P a g e


Fig. 3.2.3 (b) View Privileges Screen

Click on View icon in the action bar to see the details of a privilege.


Fig. 3.2.3 (c) View Privilege

25 | P a g e


2.3 User Management

2.3.1 Configure User Type

Navigate to Global Administration -> User Management -> Configure User Type.

Fig. 3.3.1 (a) Navigate to Configure User Type

26 | P a g e


A screen will appear with the user type, department, category, expiration date and

active status of all user types.

Fig. 3.3.1 (b) Configure User Type Screen

This screen allows users to add, view, edit, delete and deactivate any user type.

Click on Add New to add a new user type.

Fill in the Form with all the required details and click on Save.

27 | P a g e


Fig. 3.3.1 (c) Add New User Type

To View the details of a user type, click on View icon in the action bar.

28 | P a g e



Fig. 3.3.1 (d) View User Type

To edit a user type, click on Edit icon in the action bar.

29 | P a g e


A Pop up will appear, fill in the details to update and click on update.

Fig. 3.3.1 (e) Edit User Type

To deactivate a user type, click on Deactivate icon in the action bar.

30 | P a g e



Enter Expiration date of the user type and click Confirm. The assigned functionality

for respective user type will expire on the same date.

Fig. 3.3.1 (f) Deactivate User Type

Click on Delete icon in the action bar to delete a user type.

31 | P a g e


A Pop up will appear for confirmation, click on Delete.

Fig. 3.3.1 (g) Delete User Type

32 | P a g e


2.3.2 Manage Users

Navigate to Global Administration -> User Management -> Manage Users.

Fig. 3.3.2 (a) Navigate to Manage Users

A screen will appear with the list of all users, their user type and active status.

Fig. 3.3.2 (b) Manage Users Screen

33 | P a g e


This screen allows users to add, view, edit and deactivate any user.

Click on Add New to add a new user.


Enter all the details required about the user and click on save.

Fig. 3.3.2 (c) Add New User Screen

34 | P a g e


To View the details of a user, click on View icon in the action bar

A Pop up will appear with all the details.

Fig. 3.3.2 (d) View User Details Screen

To edit a user, click on Edit icon in the action bar.

35 | P a g e


A Pop up will appear.

Fill in details you wish to update and click on Update.

Fig. 3.3.2 (e) Edit User Details Screen

36 | P a g e


To deactivate a user, click on Deactivate icon in the action bar.


Enter reason code, description and click Suspend. Respective user will be suspended

from accessing TMS system.

Fig. 3.3.2 (f) Deactivate User Screen

37 | P a g e


2.4 System Options

2.4.1 Manage System Options

Navigate to Global Administration -> System Options -> Manage System Options.

Fig. 3.4.1 (a) Navigate to Manage System Options

38 | P a g e


A screen will appear where you can edit any system settings and click save to make

changes.

Fig. 3.4.1 (b) Manage System Options Screen

39 | P a g e


Fig. 3.4.1 (c) Editing and Saving System Options

Basically, system setting implements password policies where user can define

different password policies for the system.

2.5 DNA Login Before placing an order, make sure you are logged in to exchange via DNA Login.

For DNA Login, Navigate to Global Administration- > NOTS DNA Login- > DNA Login

40 | P a g e


Fig. 3.5 (a)

Enter DNA password and click on Login.

Fig. 3.5 (b)

A success message will be displayed at top right corner of the screen.

41 | P a g e


A connection will be established with the exchange enabling user to place orders

from respective trade station.

Fig. 3.5 (c)

NOTE: 3 unsuccessful login attempts will automatically block login ID. Also, use DNA

password while logging out.

42 | P a g e


3 Member Admin Terminal

3.1 Manage Client/Dealers

3.1.1 Client/Dealer creation

Navigate to Member Admin Setup -> Manage Clients/Dealers -> Client/Dealer

Creation.

Fig: 4.1.1 (a) Navigate to client dealer creation

Select Client/Dealer as ‘Client’ to create client and ‘Dealer’ to create dealer. Here we

are creating a new client.

43 | P a g e


Fig: 4.1.1 (b) Client Creation

44 | P a g e


Fill in General details.

Fig: 4.1.1 (c) General Client Creation

45 | P a g e


Fill in Individual Details.

Fig: 4.1.1 (d) Individual Details Creation

46 | P a g e


Fig: 4.1.1 (e) Individual Details Creation

47 | P a g e


Fill in Address Details.

Fig: 4.1.1 (f) Address Details Creation

48 | P a g e


Fill in Bank Details.

Fig: 4.1.1 (g) Bank Details Creation

Fill in Product Details.

49 | P a g e


Fig: 4.1.1 (h) Product Details Creation

50 | P a g e


Fill in Depositary Details.

Fig: 4.1.1 (i) Depository Details

Upload required documents. User can upload multiple documents for same

document type by clicking on Add symbol and remove existing upload by clicking on

Cross symbol.

51 | P a g e


Fig. 4.1.1 (j) Before uploading required documents.

Fig. 4.1.1 (k) Document upload

52 | P a g e


Click on Save to partially save application.

Fig. 4.1.1 (l) Partially Save Application

Click on Submit to submit application for approval.

Fig. 4.1.1 (m) Submit Application

53 | P a g e


3.1.2 Approve Client/Dealer application

Navigate to Member Admin Setup -> Manage Clients/Dealers -> Approve

Client/Dealer Application.

Fig. 4.1.2 (a) Navigate to Approve Client/Dealer Creation

54 | P a g e


Verify that application created has ‘NEW’ status.

Fig. 4.1.2 (b) Verify the client/dealer status

Open the application by clicking on View icon in the action bar.

55 | P a g e


Verify the application details and approve the application.

Fig. 4.1.2 (c) Verify and Approve application details

56 | P a g e


Ensure that the status of the application is changed to ‘TMS Approved’.

Fig. 4.1.2 (d) Application status changed to Approved

57 | P a g e


3.1.3 Send the UCC request to RMS

UCC is a Unique Client Code that uniquely identifes each client. It is assigned by NOTS.

Once client application is TMS approved, an UCC request is sent to NOTS.

Navigate to Job Scheduling -> Job Management.

Fig. 4.1.3 (a) Navigate to Job Management

Execute UCC_REQUEST. A request will be sent to NOTS to create UCC for newly

approved client.

Fig. 4.1.3 (b) UCC_REQUEST sent for newly approved client.

58 | P a g e


A success message will be displayed once job is trigerred.

Fig. 4.1.3 (c) Success message

A request file will be created and sent to NOTS which will assign UCC to respective

client/s. A batch (UCC Generation) is scheduled to run every 5 minutes which will

generate a NOTS response file and send it back to respective member.

Once again, navigate to Job Scheduling -> Job Management and execute

UCC_RESPONSE.

59 | P a g e


4 Order Management 4.1 DNA Login

Before placing an order, make sure you are logged in to exchange via DNA Login.

For DNA Login, Navigate to Global Administration- > NOTS DNA Login- > DNA Login

Fig. 5.1 (a) Navigate to DNA Login

Enter DNA password and click on Login.

60 | P a g e


Fig. 5.1 (b) DNA Login

A success message will be displayed at top right corner of the screen.

Fig. 5.2 (c) Success message

A connection will be established with the exchange enabling user to place orders

from respective trade station.

61 | P a g e


Fig. 5.1 (d) Connection Establishment.

NOTE: 3 unsuccessful login attempts will automatically block login ID. Also, use DNA

password while logging out.

62 | P a g e


4.2 Normal Order Navigate to Order Management -> Normal order.

This screen allows user to place orders.

There are different market sessions from which you can place orders. As of now, verify that Continuous market session is checked and order placed as a Buy order.

Fig. 5.2 (a) Navigate to Normal Orders

Choose CNC as Product Type and LMT as Order Type. Place an order as a client by checking CLI.

63 | P a g e


Fig. 5.2 (b) Product type CNC, Order Type LMT and CLI is checked.

Enter Client Name. Respective Client Code will be automatically populated.

Fig. 5.2 (c) Enter Client Name

64 | P a g e


Select Instrument Type as Equity. Select Security Symbol to be traded. Once the security is selected for trading, trading parameters for respective security will be displayed as shown in below fig: -

Fig. 5.2 (d) Inst.Type, Security Symbol selected and respective trading parameters displayed.

NOTE: - Price should be in between Valid Low Price & Valid High Price & multiple of tick size defined. Quantity should be multiple of Board Lot Quantity defined in trading parameters. LTP is Last Traded Price for respective security.

Once Security to be traded is selected, user can view market depth of chosen

security just below order entry screen as shown in below figure. Here TOP 5 buy and

sell orders for respective security will be displayed on the basis of which user can

place his/her orders. Market depth is dynamically updated on real-time basis.

NOTE: - On each order placement either it’s a buy or sell order user can view market depth for each security.

65 | P a g e


Fig. 5.2 (e) View of market depth of selected security.

Enter trade quantity, trade price and disclosed quantity (Optional). Only quantity defined as disclosed will be displayed as order quantity and minimum of 10% should be disclosed. Select order validity as Day.

NOTE: Order with Day as validity will be cancelled if it is not matched till market closes. GTC (Good Till Cancel) order will be active and ready for trade until it is cancelled and GTD (Good Till Date) orders are active till defined date. Fill or Kill (FOK) orders are executed immediately and completely or not at all, Immediate or Cancel (IOC) orders should be matched as soon as it is placed. Partial match is possible for IOC orders & unmatched orders will be immediately cancelled. All or None (AON) order waits for a day to be matched. It should be completely matched or not at all.

Then, click on Place order.

66 | P a g e


Fig. 5.2 (f) Order placement

Once the order is placed, a success message will be displayed at top right corner of the screen.

Fig. 5.2 (g) Success message

Once the order is successfully placed, it gets populated in order book of respective client.

To verify, Navigate to Order Management- > Order Book.

67 | P a g e


Fig. 5.2 (h) Navigate to Order Book

Enter Client Name. All orders by respective client will be populated in a table. Order status will be ‘Open’ until the order is Matched/Partially matched/rejected.

Fig. 5.2 (i) client orders

68 | P a g e


4.2.1 Completely Matched Order

Now, place a counter sell order for same security. If the order is of same quantity and price, the order will be completely matched and status will change to completed. The counter order should be placed by a different client or member can place an order for him/herself.

Fig. 5.2.1 (a) Navigate to Normal Order and place a sell order.

Once the order is completely matched, the total quantity will be equal to traded quantity and remaining quantity will be zero. It is shown in below figure: -

69 | P a g e


Fig. 5.2.1 (b) Status changed to completed after order is matched.

Click on view icon in Action bar to view order details.

Fig. 5.2.1 (c) View of the Order Details.

70 | P a g e


Once the order is matched, it becomes a Trade which will be populated in Trade Book of respective client.

To verify, Navigate to Trade Management- > Trade Book.

Fig. 5.2.1 (d) Navigate to Trade Book after order is matched.

Enter Client Name. All orders by respective client will be populated in a table.

71 | P a g e


Fig. 5.2.1 (e) Respective orders of the entered client name.

Click on view icon in Action bar to view Trade details.

4.2.2 Partially-Matched Order

An order is partially matched if two counter orders are for same security and price but order quantity is different.

Select a Client and place a buy order for a security.

Fig. 5.2.2 (a) Navigate to Normal Orders and place order.

Once the order is successfully placed, it gets populated in respective client’s Order Book. The status of the order will be ‘OPEN’.

72 | P a g e


Fig. 5.2.2 (b) Status will be open after successful order placement.

Now, place a counter order for same security with same price but different order quantity.

Fig. 5.2.2 (c) Place order for same security with different values.

73 | P a g e


Once counter order is placed, the open Buy order will be partially matched. Here, counter sell order is of order quantity 10, so traded quantity is 10 and remaining quantity is 5 as shown in below figure.

Fig 5.2.2 (d) Status changed to partially open after counter order placed. Note: In partially traded order, Remaining quantity= Total quantity- Traded quantity as shown in above figure. Remaining quantity will be traded as per counter orders that will come with the same price. If there is any quantity left to be traded at the end of the day, the remaining quantity will be automatically cancelled.

Once the order is partially matched, the trade book for respective client will be populated with a trade for matched quantity only.

74 | P a g e


Fig 5.2.2 (e) Navigate to trade book and view the respective order of client.

4.3 Edit Orders (Buy/Sell)

4.3.1 Edit Partially_Traded Order

User can edit Partially_Traded (buy/sell) order. The update will only be applicable to order quantity yet to be traded.

Navigate to Order Book. Go to Open Orders tab. Choose Partially_Traded (buy/sell) order and click on edit icon in Action bar.

Fig. 5.3.1 (a) Navigate to Order book and Click on edit icon of partially traded status.

75 | P a g e


Once edit icon is clicked, it directs user to Order Entry window for respective order.

Note: - This Partially_Traded order is a sell order.

Fig. 5.3.1 (b) order entry

Make necessary changes to existing order details and click on Place Order.

The order will be placed for trading with updated order details. The status of the order will remain ‘PARTIALLY_TRADED’. Navigate to Order Book to verify.

76 | P a g e


4.3.2 Edit Open Order

User can manually edit Open buy/sell order. Navigate to Order Book and click on Open Orders tab.

Fig. 5.3.2 (a) Navigate to Order Book and click on Open Orders tab.

Choose an open buy/sell order to edit. Click on edit icon in Action bar.

Fig. 5.3.2 (b) Click on edit icon in Action Bar.

Once edit icon is clicked, it directs user to Order Entry window for respective order.

77 | P a g e


Fig. 5.3.2 (c) Place order in the order entry.

Make necessary changes to existing order details and click on Place Order.

The order will be placed for trading with updated order details. The status of the order will remain ‘NEW’. Navigate to Order Book to verify.

Note: Only quantity, price and validity of the existing order can be changed.

78 | P a g e


4.4 Cancelled Order (Buy/Sell)

4.4.1 Cancel Open order

User can manually cancel his/her open (buy/sell) order. Click on Open Orders tab in Order Book.

Fig. 5.4.1 (a) Click on Open Orders tab in Order Book.

Choose an open buy/sell order to cancel. Click on cancel icon in Action bar.

79 | P a g e


Fig. 5.4.1 (b) Cancel an open/buy sell order in action bar.

Fig. 5.4.1 (c) Pop up message for approvement.

The status of the order will be changed to ‘CANCELLED’. The cancelled order will not be available for trading.

Fig. 5.4.1 (d) Status changed to cancelled.

80 | P a g e


4.4.2 Cancel Partially_Trader Order (Buy/Sell)

User can cancel Partially_Traded order. Only order quantities that are yet to be traded will be cancelled.

Navigate to Order Book.

Go to Open Orders tab. Choose partially _traded order (buy/sell) to be cancelled. Click on cancel icon in Action bar.

Fig 5.4.2 (a) Navigate to order book, select open orders and cancel partially traded order.

81 | P a g e


Fig 5.4.2 (b) Pop up message for approve of order cancellation.

The status of the order will be changed to ‘CANCELLED’. Once the order is cancelled, the remaining quantity of Partially_Traded order will not be available for trading again.

Fig. 5.4.2 (c) Status changed to cancelled.

4.4.3 Order Cancelled At the End of Day (Buy/Sell)

All open and Partially_Traded orders will be automatically cancelled at the end of day. All unmatched orders will be cancelled at market close.

4.5 Rejected Order (Buy/Sell) Buy/Sell order can be rejected for various reasons like Member Suspension, Client

Suspension or total collateral utilized.

To verify Rejected order, navigate to Order Book of respective client. The status of the order will be ‘REJECTED’.

82 | P a g e


Fig 5.5 (a) Status changed to rejected in order book.

The Rejected will not have EXCHANCE ORDER ID.

To view rejection details, click on view icon in Action bar.

Fig 5.5 (b) Exchange Order Id and rejection reason shown.

83 | P a g e


4.6 Executed Orders (Buy/Sell) All Completed, Cancelled and Rejected buy/sell order will be displayed as Executed

Orders.

Navigate to Order Book. Go to Executed Orders tab.

84 | P a g e


5 Market Data

5.1 Market Watch Navigate to Market Data -> Market Watch.

Fig. 6.1 (a) Navigate to Market watch.

This screen allows user to watch market statistics of each security that are added to

the watch.

For each security in the Market Watch window, market information is dynamically

updated on real-time basis.

To add a new Market Watch, click on Add New Market Watch.

85 | P a g e


Fig. 6.1 (b) Add New Market Watch.

Select an appropriate name and click on Create MW.

Fig. 6.1 (c) Market Watch is created.

86 | P a g e


Fig. 6.1 (d) View the parameters of created market watch.

To Add Securities to the market watch screen select the security to add from the

drop down menu and click on Add Security.

Fig. 6.1 (e) Click on Add Security to add securities.

Once security is added, as success message is displayed at top right corner. Added

security will be displayed in Market Watch.

87 | P a g e


Fig. 6.1 (f) Success message after creation of market watch.

Fig. 6.1 (g) View the change in market watch.

User can add multiple securities to a Market Watch.

The market information that is displayed of each added security are Buy/Sell

quantity, Buy/Sell price, LTP , the LTP change indicator (‘+’ if LTP is better than the

previous LTP and ‘–‘ if it is worse).

Other market information are opening price of the day, day high, day low, closing

price of the day, volumes traded, last traded quantity and the last traded time.

88 | P a g e


Fig. 6.1 (h) View the different parameters in market watch.

User cannot have more than three Market Watch.

User also has the option to invoke the stock quote or market depth (MPB) window

from the market watch screen. User can place buy/sell order, view stock information

and intraday chart and delete a security from market watch screen as well. Right click

on Security and user will have all the options to invoke above mentioned windows.

89 | P a g e


Fig. 6.1 (i) Right clicks on security display option for different windows.

To rename existing Market Watch, right click on market watch screen that you want to rename and click on Rename Market Watch.

Fig. 6.1 (j) Rename existing Market Watch

To delete existing Market Watch, right click on market watch screen that you want to delete and click on Delete.

Rename existing Market Watch and click on Rename MW.

90 | P a g e


Fig. 6.1 (k) Rename existing Market Watch Name

Once market watch is renamed, as success message is displayed at top right corner.

Existing market watch will be renamed.

Fig. 6.1 (l) Successfully market watch renamed.

To delete existing Market Watch, right click on market watch that you want to delete and click on Delete.

91 | P a g e


Fig. 6.1 (m) Delete Market Watch

A Pop up will appear for confirmation, click on Yes.

Fig. 6.1 (n) Confirmation to delete market watch.

Once existing market watch is deleted, a success message will be displayed at top

right corner.

92 | P a g e


Fig. 6.1 (o) successfully deleted market watch.

5.2 Stock Information Navigate to Market Data -> Stock Information.

Fig. 6.2 (a) Navigate to stock information.

Stock Information Screen provides the users with a snapshot of the stock for any

specific security at any given point in time.

93 | P a g e


Fig. 6.2 (b) Stock information of specific security.

Select the security whose stock details you want to see. Stock information for

selected security will be displayed as shown in below figure: -

94 | P a g e


Fig. 6.2 (c) Selection of specific securities.

95 | P a g e


5.3 Market Depth Navigate to Market Data -> Market Depth.

Fig. 6.3 (a) Navigate to Market Depth.

Select the instrument type and security.

The default instrument type selected is EQ (Equity).

It displays top 5 buy and sell orders for selected security.

Market Depth for each security is dynamically updated on real-time basis.

96 | P a g e


Fig. 6.3 (b) Market Depth of specific security.

Stock information for selected security will also be displayed below market depth.

Fig. 6.3 (c) Stock Information of selected security.

97 | P a g e


User can place buy/sell order by clicking Buy/Sell button. It will invoke Normal Order screen.

5.4 News/Message/Connection Log Navigate to Market Data -> News/Message/Connection Log

Fig. 6.4 Navigate to News/Message/Connection Log

98 | P a g e


This screen allows user to view news published by listed companies, messages

published by exchange (NEPSE) and exchange connection logs.

Each news and message published has validity. It will be no longer available after

expiry date.

5.4.1 News

News are published by listed companies which are circulated to all trade work stations.

To view company news, click on News tab (default).

Fig. 6.4.1 Company news, messages and connection logs.

The validity of news is defined by a publishing company.

99 | P a g e


5.4.2 Messages

Exchange Messages are published by NEPSE which are circulated to all trade work stations.

To view exchange messages, click on Exchange Message tab.

Fig. 6.4.2 Exchange Message published by NEPSE.

The validity of message is defined by exchange (NEPSE).

5.4.3 Connection Log

Connection log records all instances of DNA connection. Once trade work station is logged into exchange via DNA login, a record is maintained with connection time.

Click on Connection Log tab to view connection details.

100 | P a g e


Fig. 6.4.3 Connection Details

5.5 Admin Messages Navigate to Market Data->Admin Messages

101 | P a g e


Fig 6.5 (a) Navigate to Admin Messages.

This screen allows clients and dealers to communicate with Admin (Broker).

This is a two way communication where user can receive and send messages to its

contacts.

All clients and brokers contact will be available in left panel of the screen.

Select a contact, type a message in text box and press enter.

102 | P a g e


Fig. 6.5 (b) Window for Admin and Broker to communicate.

The message will be sent to client/dealer.

103 | P a g e


Fig. 6.5 (c) Message sent to client/dealer.

To view incoming message, select a contact in left panel. Incoming messages from

respective client will be displayed in right panel.

Fig. 6.5 (d) Incoming messages from respective client.

NOTE: - Outgoing messages are shaded blue while incoming messages are shaded sky-grey.

104 | P a g e


5.6 Active Stocks Navigate to Market Data->Active Stocks.

Fig. 6.6 (a) Navigate to Active Stocks

This screen allows user to view trade value and trade volume of active stocks that

are available for trading.

Select Trade value or Trade volume to view respective details for active stocks.

105 | P a g e


Fig. 6.6 (b) Trade value or Trade volume to view respective details for active stocks.

Basically, it displays change and % change in value and volume of stocks along with

price details.

106 | P a g e


Fig 6.6 (c) Changes and % change in value and volume of stocks along with price

details.

5.7 Top 10 gainers and losers User can view stocks that are top 10 gainers and losers in terms of % price change,

trade price and trade volume. This helps users in trading of different stocks.

Navigate to Market Data -> Top 10 gainers and losers.

Fig. 6.7 (a) Navigate to Top 10 Gainers and Losers.

Check on Top Ten Securities-Losers if you wish to view Top 10 losers or else check on

Top Ten Securities-Gainers to view Top 10 gainers.

Select Order By option from dropdown.

Select the instrument type. EQ (Equity) is selected as default.

107 | P a g e


Fig. 6.7 (b) Top 10 gainers and losers

Date post:	27-Oct-2021
Category:	Documents
Upload:	others
View:	3 times
Download:	0 times

Internet Based Trade Fully Automated Management Online ...

Documents