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Introduction to Planning Geography 241 Spring Semester 2009 The Origins and Development of Cities The Origins and Development of Cities What are cities? Theories of Urban Origins Agricultural Surplus: Religious Causes: Defensive Needs: Trading Requirements: Cities as Engines of Economic Growth: Capitalism, Industrialism, and Urbanism The New Trading Cities: A Capitalist Economy: The Revival of Urbanization: Structure and Form of Trading Cities Political and Economic Structure: Spatial Form: Industrial Cities:
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Introduction to PlanningGeography 241

Spring Semester2009

The Origins andDevelopment of Cities

The Originsand Development of Cities

• What are cities?

Theories of Urban Origins

• Agricultural Surplus:

• Religious Causes:

• Defensive Needs:

• Trading Requirements:

Cities as Engines of Economic Growth: Capitalism, Industrialism, and Urbanism

• The New Trading Cities:

• A Capitalist Economy:

• The Revival of Urbanization:

Structure and Form of Trading Cities

• Political and Economic Structure:

• Spatial Form:

• Industrial Cities:

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Industrial Revolution

• Changing Logic of City Locations:

• Elements of the Industrial City:

The Evolution of theAmerican Urban System

The Evolution of theAmerican Urban System

• Urban Systems:

• Situation:

The American Urban Hierarchy1630 - 2007

• Colonial Imprints:

• The Early Development of the U.S. Urban Hierarchy:

• Recent Shifts in the U.S. Urban Population:

Metropolitan Dominance

• Urbanization and Industrialization Among U.S. Urban Centers:

Borchert’s Transportation Epochs and American Metropolitan Growth

• Horse and Wagon Epoch 1790-1830:

• Regional Rail Network Epoch 1830-1870:

• National Railroad Network Epoch 1870-1920:

• Automobile-Airplane Epoch 1920-1960:

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Urbanization Process

• Urbanization Curves:

Walter Christaller’sCentral Place Theory

• Centrality:

• Range of Goods:

• Threshold:

• Hexagonal Trade Areas:

Rank-Size Rule

• Principal of Effort:

Konderatiev Waves

• First Wave: Industrial Revolution 1770-1815:

• Second Wave: The Steam Engine 1840-1865:

• Third Wave: Fordism 1890-1920:

• Fourth Wave: Consumer Goods 1945-1980:

• Fifth Wave: Digital Telecommunications 2000-2035:

Contemporary Urban-Economic Restructuring

• Empirical Examples:

• Amenities:

• Attracting Young Educated People:

• Recent Metropolitan Population Shifts:

Types of Urban Places

• City and Town denote nucleated settlements, multifunctional in character, including an established central business district and both residential and nonresidential land uses. Towns are smaller in size and have less functions.

• Suburb denotes a subsidiary area, a specialized function segment of a large urban complex, dependent on an urban area. Suburbs can be independent political entities, as in Connecticut.

• The Central City is the part of the urban area contained within the suburban ring; it usually has official boundaries.

• An Urbanized Area is a continuously built-up landscape defined by buildings and population densities with no reference to political boundaries.

• A Metropolitan Area, on the other hand, refers to a large-scale functional entity, perhaps containing several urbanized areas and operating as an integrated economic whole.

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Introduction to Planning

The Background and Development of Planning

What is Planning?

• Preparing for the future• Dealing with problems of the past• Profession• Organized problem solving

Why do Communities Plan?

Planning as a Response to Problems of Urbanism

Urbanization and Cities

• How does the ‘human condition’ vary from…• Hamlet, Village, Town, City, Megalopolis

• What is the nature of human relationships?• How specialized is society?• What are the traits of urban/non-urban cultures?• Why does government become more important

with cities and urbanization?

The Dawn of Urbanism

• What is ‘urban’? What is a ‘city’?• Evolution Toward Urbanism

– ‘Sedentary Communities’ & Agriculture– Hamlets– Villages– Towns– Cities

• Urbanism and Culture

Urbanism

• Advantages • Disadvantages

How are these ‘size/scale’ dependent?

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Urbanism, Government and Planning

• What is the role of government in an urban society?

• Planning in an urban society– Individuals and Families– Groups– Government

Classical Urbanism(ie. Greeks & Romans)

• Who cares?• Greeks: City-states & ‘organic cities’

– Forms• Acropolis, Agora, Temples, Theaters, Sports• Unplanned

– Housing• Courtyard style• Mixed neighborhoods

– Quality of Urban Life– Urban Design

• Grids as a means of organizing space

The Roman Impact• Context of an Economic/Military Empire

– Trade, Colonialism, and Wealth• Roads• Trading towns• Military settlements (castra towns)

– Urbanization and Urban Development• Massive investment in major cities • Investment in Social & Physical Infrastructure

– Innovations: The Roman Arch & Concrete• Vaulted Ceilings• Basilicas• Concrete

The Medieval Town(or Urbanism After Rome)

(400’s to 1450’s)

• What happens to the Roman cities?– Cities in an era of weak government

• Feudalism and cities• Feudalism and urban form• The Viking influence• Carcassonne as an example• Cities reflecting history & Modern Tourism

The Renaissance City(1450’s-1660’s)

• Planning and the City– Trade, Money, and Power– Changing defensive roll of the city (Vienna)

• Gunpowder• Rapid urbanization

– Grid patterns reintroduced– Public spaces an city life-squares, piazzas,

etc.• Practical uses• Symbolic uses

The Baroque Period(1660’s to 1720’s)

• Context– Empires, Monarchies– Early Colonialism and its financial influences– City as home to the wealthy

• ‘Formal’ Cities– Elements– Versailles & Paris as model

• Who cares?– Impact on the communities of the western hemisphere– Baroque planning and capital cities

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Origins of Industrial Urbanism

In Review from Last Time

• Planning as a way to improve our lives• Planning becomes more important when we live

in cities• Evolution of Cities/Planning

– What were cities like prior to the 1800– What was planning like prior to 1800– Rural ideal in U.S.

• Rebirth of capitalism & its urban influence

Early ‘Urban America’• The 1st American cities

– European Traditions• New England, New Amsterdam & village tradition• Tidewater and the ‘Town Acts’• The Carolinas/Georgia & Renaissance Style• L’Enfant-Washington DC & Baroque Style

– The Economics of Transporting Goods• In 1690 only 10% of the population was urban• Resource Exploitation and Trade• Population lived in small coastal/river valley villages

Urbanizing America after the Revolutionary War

• The Revolutionary War and its Impacts• In 1800 only 6% of the population was urban• In 1800 85-90% of the labor force were farming• Only 24 communities with over 2500 inhabitants• NYC had 100,000 residents in 1800

• Stabilizing the frontier• Expansion of the frontier• Trading routes into the interior• Growing population providing markets for rural products• Relative drop in urban population

What happens in the 1800’s• The frontier becomes more distant & less appealing

– The topography of the new frontier– Conditions on the frontier

• Massive immigration– many East Coast cities top 100,000– NYC 100,000 in 1800, over 2,000,00 by 1880

• Technology Change & Urban Growth– Water power to steam– Trains– Elevators and steel

• The Industrial and Urban Revolutions

An Industrial Utopia?

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The Evolution to IndustrialismCreation of an Urban America

• Industrialization • Crowding (Over) of the Central Cities• Closing of the frontier• Massive immigration & migration• The Railroad Flat & the Tenement• Problems of Sanitation & Health• Problems of Urban Unrest

Impacts of Industrialization• Industrialism Defined

– Craft– Manufacturing– The move to the city

• Positive– Economic Growth– Job Creation– Material Production– Wealth Creation

• Negative– Increases Poverty– Concentrates Poverty– Decreases Skill Demand– Increases Child Labor– Pollution– Lowers Life Expectancy– Conflict

– Triangle Shirtwaist Fire Example

– Rhondda Example

We start off with…• Pre-1800’s Urbanism

• Add – Industrialization– Immigration– New technology

• Results in rapidly growing urban centers• Results in rapidly growing problems

• How do we dealing with the problems?

The 19th Century CityPhysical Changes

• Housing– Higher Density Housing-Tenements– Suburbs-Estates, Enclaves, Bedroom

Communities• Factories

– The Factory– Factory ‘Towns’-Pullman, Saltaire (1880’s)

• Mass Transit & Its Evolution• Evolution of the Skyscraper

Dealing with the ChangesPrior to WWI

• Public Awareness of the Problems– Jacob Riis ‘How the Other Half Lives’ (1890)

http://www.temple.edu/photo/photographers/riis/riis1.htm

– Upton Sinclair ‘The Jungle’ (1905)– William Booth

• Poverty Surveys• The Salvation Army• Whitechapel

Conditions in the Industrial City

BAD

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What to do about the Problem?• Zoning and the Public Health Movement

– Regulations to benefit the human condition

• New Towns, Garden Cities, & Streetcar Suburbs– Bring housing to nature or start from scratch

• The City Beautiful and City Planning– The first generation of urban renewal

• Cities as unhealthy places– Massive migration/immigration/population growth– Industrial Impacts– ‘The Great Stink’, Cholera, Tuberculosis, Alcoholism….

• Alcoholism, distillation & the Temperance Movement

• Some good things to know– Housing sanitation-NYC Tenement Law of 1867– Housing safety-NYC Tenement Law of 1901

• The ‘Dumbell’ Tenement– Parks movement & F.L. Olmsted

• Central Park (1866) Fenway (1880) Stanley Quarter Park– 1st Regulations against noxious uses in cities

Public Health Movement

• Ebeneezer Howard ‘Garden Cities of Tomorrow’– Anti urban ‘satellite’ cities (village life as ideal)– http://www.rickmansworthherts.freeserve.co.uk/howard1.htm

• Some good things to know….– Small self-supporting communities– Limited population– Greenbelts and open space– Letchworth, Welwyn, Hampstead G.S.– Columbia, MD

• Leads to New Towns Movement in the U.S.• ‘Satellite’ cities in U.S.S.R

Garden Cities

• Big Projects as catalyst for growth & civic pride– See Adriaen’s Landing, Radio City, the Big Dig…

• Some good things to know…– The Columbian Exposition of 1893 ‘White City’

• http://www.chicagohs.org/history/expo/map.html

– Daniel Burnham’s Plan for Chicago (1909)• “Make no little plans they have no magic to stir men’s

blood…”– 1ST PLANNING COMMISSION-Hartford in 1907

• What they learned– Beautification and adornment (at huge costs) had limited

practicality for most cities. Hmmmm…

The City Beautiful

Planning and UrbanismBetween the Wars

Planning in the 20’s and 30’s

• Planning and the Car• Planning and Architecture• Planning and Economic Development• Regional Planning• Planning Regulations• Planning and the Courts

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Architects & the ‘Modern’ City

• Industrial age urban constructs• The Progressive Movement

– The ‘Modern’ context– 20th Century Architecture

• The Culturalists / Romanticists– The ‘Traditional’ context– Achitectural inspirations from the past

The Culturalists

• Drawing from tradition– Evolving from the public health movement

• Garden Cities & Ebenezer Howard• City Beautiful & Burnham

– Nostalgic– Inspired by our cultural heritage– Criticizes current situation in light of the past– Work with and/or add to existing urban context

The Progressives

• Breaking from tradition– Evolving from the public health movement

BUT

– Future oriented– Inspired by vision of social progress– Revolutionary visions– Breaks with the existing urban context

– Progressive evolves into ‘Modernism’

ModernismModernism is a reaction against the crisis of urban disorder, impoverishment, congestion and anarchy

through the imposition of rational order.

• Modern=Rational & efficient. Machine as metaphor.– The city is the factory of modern life– The machine is our medium of modern design– The house is a machine for modern living

– Home is nothing more than a factory for the production of happiness (Good Housekeeping, 1910)

Modernists…• Modernists think…

– Large scale, metropolitan wide, rational, efficient, functionalist (form follows function), organized, and monumental

• Modernists are trying to come to grips with…– Explosive urban growth, industrialization, rural to urban

migration, failing urban health, social uprisings, and the ‘despair of the cities’

• You may be a modernist if you like…– 1970’s architecture, minimalism, multi-purpose sports stadiums

(with the old kind of artificial turf), glass box architecture, or anything from IKEA.

Divergent trends in Modernism• Arts & Crafts-Frank Lloyd Wright• Futurist-Walter Gropius & Tony Garnier

– http://www.natureparktravel.com/dessau/screensaver-wallpaper.htm– http://www.anxo.org/artigos/140200.html

• Radical-Le Corbusier– http://www.athenaeum.ch/corbu3m2.htm– http://www.athenaeum.ch/corbu3m1.htm– http://www.tu-harburg.de/b/kuehn/voisin.jpg– http://expositions.bnf.fr/utopie/grand/4_59.htm

• Why should we care…– Dominated architecture into the late 1980’s

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Utopianism and Planning• What is Utopia?• Utopia as a concept in writing, design, thinking• The Culturalist / Romantic Utopia• The Progressive/Modernist Utopia

– http://www.arcosanti.org/archives/orginaldrawings/arcology/main.html

• What would we do with a blank slate?• Is one man’s utopia another man’s hell?

Post-War Urbanism and Planning

Putting Modernism to Work• Housing

– Modernist attempts at housing– Different European contexts– The U.S.?

• Garden Cities & New Towns– 1920’s and 1930’s– Unwin and the ‘Greenbelt’ towns, Radburn N.J.– Modern versions of garden cities.

Modernism and the State

• Modernism and Fascism

• Modernism and Socialism

Planning & the Great Depression• Boom to Bust in the U.S. Economy• Planning Impacts (the New Deal)

– Economic Development Planning– Environmental Conservation– Early Urban Renewal– Lots of housing legislation– Finance Programs– First Efforts at Highway Planning (parkways)– First Efforts at Regional Planning

• Evolutionary track of regulations• Milestones

– First city plan (Cleveland 1903)– First state ‘enabling legislation’ (WI 1909)– First city-wide zoning ‘code’ (LA 1909)– Standard State Zoning Enabling Act (1922)– Cincy adopts 1st comprehensive plan (1925)– Euclid vs. Ambler Realty (1926)– Standard City Planning Enable Act (1928)

Regulatory Planning

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Planning & the Post War Period• Building on foundations of the 1930’s+• Growing car ownership +• Population growth & the Baby Boomers +• Urban Renewal and Economic Growth +• Highway Planning and the Suburb +• Growth in home ownership =

The 1960’s City

The Car and the City

• Growing automobile ownership• Benefits of the car vs. mass transit• Problems of the car vs. mass transit• Land use impacts of the car• Planning impacts of the car• The car and the suburbs

(See highway impacts)

The ‘Baby Boom’ & Housing Changes

• The Baby Boom– Post-war fertility and birth rate growth– Short and long term effects

• Post War Housing– FHA & VA loan programs– Single family housing dominates– Levittown– Move up markets grow– Changes in who owns homes

Economic Growth•The Post-War Economic Boom

–The U.S. Position after WWII–Devastation in Europe–The lack of competition

•Fueling Growth–Highways–Consumer Spending–Urban Renewal

Urban Renewal• Basic Concepts

– The U.S. perspective– The European perspective

• Impacts• Urban Renewal, Housing, Public Housing• Problems

– Negatives– Costs– Ambitions– Economic downturns

The Coming of the Highway

• Parkways• Highways• Justification/funding for highways• Construction of the highways• Impacts of highways between cities• Impacts of highways within cities

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The 1960’s City and Beyond

The Urban Crisis• What was it?• The causes

– The world catches up– Industry moves out– Out-migration and urban poverty

• The taxation crisis• Declining urban environment• Racially/ethnically biased practices

• Catalysts– The Vietnam War– The assassinations of JFK & MLK

Children of the 1960’s

• Public awareness of the problem• Responses to the Urban Crisis

– Grassroots Planning• Civil rights• Advocacy & Non profits

– Environmental Planning• The Media & ‘Silent Spring’• Federal Government Actions

– Regional Planning

The Reagan Legacy• Limiting Federal Involvement

– Big government ‘slims’ down• Independent Communities

– Home rule not regions• Funds and not Structures

– Grant programs• Planning for Economics

– Growth pole economics• NIMBYism

The Shape of the Modern Metropolis

• The sections of the modern metropolis– Inner cities– Inner suburbs– Fringe suburbs– Urban realms

• Outside the metropolis– Small cities– Rural towns

What are their conditions, problems, goals?

Planning and your home town.

• What is your hometown?• What do you like about your home town?• What do you dislike about your home town?

• For those things that you like….How did they happen?

• For those things that you dislike….How do you fix them?

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Planning and the Law

How does government get us to do what it wants us to do?

• Regulations• Rewards• Advising

• How does each work?

Planning as Regulation

• Planning as a Police Power– Public Interest– Public Health, Safety, and Welfare – Public Participation

(These give government authority over us and the authority to create laws)

– Legal Precedent

• Enabling Legislation• Statutory Laws

Vs.

• Case Law

• Enabling Legislation– Basis– Terms Defined– Powers Established– Responsibilities Defined– Links to other Statutes– Administration

The Creation of Law

Advancement of Government Power

• How did government power advance during the 20th Century?

– Power to Control Land Use (late 1800’s)– Power to Plan (1920’s)– Economic Development & Housing (1930’s)– Civil Rights Powers (1950’s/1960’s)– Environmental Preservation (1960’s/1970’s)– Land Rights (1990’s)

What Empowers Government?What Limits Government?

• Enabling Legislation/Statutory Laws• Case Law

(Both empower and limit)vs.

• The Constitution (limits)– Amendment 1– Amendment 5– Amendment 14

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Why single out the 5th Amendment?

• Planning today deals extensively with property (mostly land) issues.

– The ownership of property– The use of property– The value of property

Why is land such an issue?

• Control/direct development– How, when public only owns about 10% of the land?

• Preserve/improve community character– How do you preserve/improve what you don’t own?

• Protect/conserve the environment– How, when most of the property is privately owned?

• Benefit the health & welfare of residents– How does your community generate revenues?– How does your community generate additional revenues?

LAND as PropertyLAND as Rights

• Land Rights and the Cone of Ownership

• Surface Rights• Subsurface Rights• Supersurface Rights• Right of Access• Boundary

Establishment• Adverse Occupance• Transient Resources

WHAT IMPACTS LAND VALUE???

• Location• Quality of the land• Quality of associated resources

(unlimited use, reasonable use, use rights)• What is on the land• For what is the land useful• How the land is used• Regulations affecting the land

• Land Value and Takings

Land, Law, and ‘Takings’

• 5th Amendment and Property Seizure• Eminent Domain and Condemnation• The Concept of a Taking• The Concept of Rational Nexus

Planning and the 1st Amendment

• When is a sign protected by it?• When isn’t a sign protected by it?• Does regulating a place of worship conflict

with it?• Does regulating adult entertainment

conflict with it?

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Government, the Law, and Ethics

Why do ethics matter in a discussion of government powers?

The 14th Amendment

14th Amendment & Town Plans

• A town plan presents the community’s goals. It indicates what is in the ‘best interest’ of the community.

• Planning is meant to make those goals a reality.

• How can you use the tools of planning without having a plan to justify them?

What makes planning political?

• Who benefits from planning?• Who pays for planning?

Town Plans

What empowers local planning?

ACTUALLY HAVING A PLAN

• Need a reason to use the tools• Need a goal for use of the of the tools• A plan may be needed or required in order to justify

public expenditures

The Types of Plans

• Branch Planning• Area Planning

– What are they?– Examples– What are their Pro’s and Con’s?– Who does them?– Why do they do them?

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Comprehensive PlansPlan of Development

• Comprehensive Plan– Definition– Requirements for Success – In Connecticut (Plans of Development)– Empowered by CT State Statutes– 10 year planning ‘windows’

Comprehensive Planning Leads to….

• If you have a comprehensive plan then you have empowered…

– Site Planning– Departmental Planning– Capital Improvements Planning– Zoning– Subdivision Regulations– Historic District Regulations– Etc. Etc. Etc.

• These can be used to put the plan into effect

The ‘Rational’ Planning MethodProblems--Plans--Actions--Results

• What’s the problem?• How do you know?• What are our goals?• Where are we now?• What are our limits?• What are our resources• Where are we going?

– Projection/Prediction

• Creating Solutions• Testing Solutions

• Evaluation and Selection

• Implementation

• Review

THE FOUNDATION PLAN CREATION

GOING FORWARD

LOOKING BACK

Examples: Examples: http://townofcantonct.org/http://townofcantonct.org/ http://www.WashingtonCT.orghttp://www.WashingtonCT.org

Social Issues in Planning:The Public Facilities Example

Social Issues?

• To what extent are community problems a social issue?• To what extent are community amenities a social issue?• To what extent are social issues solved through social

services?• To what extent are social issues solved through

development (land or facilities)?

Why Facilities?

• What are the advantages of using facilities as the basis for solving social problems?

• What are the disadvantages of using facilities as the basis for solving social problems?

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Facility Planning Goals

• Public Facilities should add to the quality of life in the community

• Public Facilities should meet the current and future needs of the community

Facilities Planning Basics

• Facility Need (performance standards)• Facility Design (architectural/design standards)• Facility Location (distribution standards)• Facility Alternatives• Facility Selection• Implementing (and how to pay for it)

• Facilities (structures) not Services

Some things are just good for you whether you like it or not.

• NIMBY’s• LULU’s

– How to deal with NIMBY’s– Judging the potential problems

Campus Facilities Planning

• What kinds of facilities are we talking about?

• Complexity of Task– Determining Need– Structural Needs– Location Requirements (economies of scale)– Location vs. Efficiency (human vs. capital)– Political Issues

Public Response to Facilities and Service Providers

• Based on client characteristics• Based on the characteristics of the facility

– Type– Size– Number– Reputation– Appearance

• Characteristics of the host community• Distance to the facility• Number/type of alternatives

How do you measure the costs?

• Are services/service facilities worth the money?• Cost issues-How do we measure costs?

• Cost-Benefit• Goals Achievement• Cost-Revenue• Cost-Effectiveness

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How does your town pay for its Services, Service Facilities?

• Current Revenue• Reserve Funds• General Obligation Bonds• Revenue Bonds• Special Assessments• Special Districts• Tax Increment Financing (TIF)

• Can these be used for services?

Land Use/Development Planning

The Land Component of Comprehensive Planning

• Tools of Comprehensive Planning• Goals

– Avoid adversarial uses– Promote complementary uses– Improve the ‘look’ of a community– Promote efficient use of land– Minimize public costs– Increase public revenues– Promote social equity– Protect the public health, safety, and welfare

Zoning

Tools for Controlling Land Use• Zoning Basics

– ‘By right’ and permitted uses– Conditionally or special permit uses– Non-permitted uses– Bulk/density limitations– Accessory uses vs. Accessory buildings– Performance Standards– Hierarchies vs. Exclusivity in zoning– Overlay zoning– Variances

http://www.washingtonct.org/zoning.pdf

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Fine Tuning Zoning• Downtowns

http://www.pbase.com/image/4458987 or http://www.pbase.com/image/21440863

– Bonus zoning– FAR

http://www.dutchess29.org/figures/f9.1w.jpg

• The problems of mixed use– Planned unit developments

http://www.bluebacksquare.com/

• Open space preservation and…– TDR

http://dnr.metrokc.gov/wlr/tdr/index.htm

– Clusteringhttp://www-unix.oit.umass.edu/~ruralma/Parsons.un.html

Historic Preservation

Historic Preservation Basics

• What is it?• Who does it?• Why is historic preservation legal?• What is worth preserving and why?• Why should we care about preservation?• The National Trust for Historic Preservation

http://www.nthp.org/index.html

Historic Preservation Myths & Realities

• It is only for major buildings linked to famous people• Preservation is too expensive• It costs people the rights to their property • Listed houses are safe from demolition• It is bad for business• It only cares about the past

Historic Preservation: The New Orleans Example

• Vieux Carre Commission (The French Quarter)• The Historic District Landmarks Commission (for areas

outside the French Quarter)• Preservation Resource Center of New Orleans• New Orleans Planning Commission• U.N.O.’s H.P. Program

Why preserve?Preserve from what?

• Protect historic properties• Development incentive• Stabilize property values• Control new development• Public relations

• Problems of physical deterioration

• Economically-based redevelopment efforts

• Bad maintenance and redesign practices

• Obscurity

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How do we preserve?

• Make it popular• Incentives

– Tax abatements– Tax credits– Tax freezes– Low interest loans– Professional guidance

and technical assistance

• Make it required• Regulations

– Zoning– Building codes– Historic/design district

regulations– Certificates of

Appropriateness

Development of a Historic District in CT

• Process– Create Historic District

Commission– Decide what is historic– Establish district boundaries– Classify properties as historic,

non-historic, intrusive

• Considerations– History of structure, site, and

occupants– Architectural compatibility– Landscaping and street furniture– Parking, sidewalks, public

spaces, signs, etc.

WHY?WHY?

Land Use Planning Tools

• Campus walk and zoning examples• http://www.new-britain.net/PDF/NBZoneMap2006.pdf

• Site plans• Subdivision regulations• Other land use planning tools

• Test Discussion

Tools for Controlling Land Development

• Development—Building—NOT USE!!!

• Site Plans• http://www.ci.yelm.wa.us/cdd/walmart/walmart.html

• Subdivision Regulations– Land Division– Preparation for building/use– Benefits for town, developer, buyer

• Impact and Development Fees-Exactions• Environmental Regulations

Introduction to Planning

Part 3: The Fields of Planning

Urban Design

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Urban Design

• Physical Structures…

– can add to the quality/character of communities.– can be catalysts for growth and change.– can have significant visual impacts.

There is a physical and psychological relationship between people and the built environment which

can be improved.

The Designer’s Perspective• Physical Structures

– should be Functional– should be Humane– should be Organized– should reflect accepted standards of Form

• THESE CAN & DO CONFLICT

“Beauty is in the eye of the beholder”

Seven Urban Design Themes

• Location -Placement within community• Form -Size/Height/Bulk• Scale -Fit or proportion• Use -Activities• Time -Timing of Use• Movement -Modes/Routes of…• Signature -Identifiers & unique items

Urban Design Stakeholders

• Government Officials• Neighbors• Users• Builders• Architects/Designers• Owners

How Urban Design is Done

• Regulatory Controls– Review Boards/Public input– Building Codes– Special Districts/Overlay Zoning/Bonus Zoning– Historic Preservation– Performance Standards

• Incentives– Monetary– Administrative & Technical Support

Redefining Urban Design In America

• The Big Dig• http://www.masspike.com/bigdig/index.html

• The WTC• http://www.renewnyc.com/plan_des_dev/wtc_site/new_design_plans/Sept_2003_refined_design.asp

• New Urbanism• http://www.civitasinc.com/downloads/NewUrbanism.pdf

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Aesthetics

• Aesthetics Basics • Berman v. Parker• Appearance as an ‘amenity’• Aesthetics and Building Design

– Remember bonus/incentive zoning?– Design Review boards– Village Design Districts

Aesthetics and Signs• Signs and the First Amendment• Signs and Business• Aesthetics, billboards, & highway signage

– Limiting Regulations– Eliminating Regulations– Skirting the Law– When is a billboard art? (http://www.siboliban.org/bio2/boondocks.html)

Planning and HousingPlanning and Housing

• Community Housing Goals

– Safe/Efficient Places– Safe/Efficient Designs– Housing Aesthetics– Positive Economic Impacts– Limit Community Costs– Equitable Access

Planners and Housing• Planners influence housing by influencing its…

– Design (direct)– Placement

And via planning for…

– Land Use (indirect)– Public Facilities– Transportation– Historic Preservation– Economic Development

Key Issues in Planning & Housing• Access

– Housing Affordability– Housing and low income populations– Housing and the poor

• Quantity– Housing Shortages

• Quality– Blight

• Impact of Land Use Planning on Housing• Failed Federal Housing Programs• Housing and Neighborhoods

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Participants in the Housing Market

• What are their motivations?• Conflicting motivations

– Owners– Renters– Bankers (goals, profit, risk)– Builders– Real Estate– Government

• The predatory lending example

Housing Market Participants

Goals Profit Risk

Owners

Renters

Bankers

Builders

Real Estate

Government

Predatory Lending• Sub-prime lending, risk, and foreclosures

– Foreclosures as a risk-not desired result– Foreclosures most common in marginal group

• ‘Predatory’-Foreclosure as desired result– Excessive interest rates– Prepayment penalties– Balloon payments– Adjustable rates– Misrepresentation of loan terms– Flipping-excessive refinancing– Fee packing

What happens to people priced out of the Housing Market?

• Public Housing• Public Housing vs. Affordable Housing• Public Housing Problems

– Design problems– Vested interest– Concentration of poverty– Location problems

• Solution Strategies– Home Ownership Programs– Scattered Site Housing– Reconstruction

Connecticut and the Affordable Housing Problem

• Definition• Determining what is Affordable• The Connecticut Problem

– Costs, Profitability, Taxes, Zoning

• Impact• Solutions

– Institute affordable housing legislation– Make it cheaper to build– Make it cheaper to buy/rent

Planning and Housing QuantityShortages/Surpluses

• Why do shortages occur? • Where do they occur?

– Excess demand– Loss of existing units-Redevelopment– Limits on new development

• What is the impact of housing shortages?• Who is impacted most?• Solutions

– New Development– Increasing Capacity of Existing Units

• Surpluses?

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Planning and Housing QualityBlight

• Planning and housing safety• Planning and housing appearance• Planning and housing location

• What is blight? What are its causes?• The Problems of Old Structures

– Deterioration & Obsolescence• Neighborhood-Wide Impacts

– Neighborhood value cycle– The Prisoner’s Dilemma

Blight and the Inner-City Why is it a Problem?

• Neighborhood Decline (Start with out migration)– Falling land values– Rents/Sale prices fall– Landlords increase density to deal w/falling prices– Produces overcrowding & degradation of buildings– Pushes values even lower– Pushes residents away

(Starts the cycle over again)

Blight Responses

• What to do with vacant/abandon property?– Infill Housing– Homesteading– Gentrification – Incumbent Upgrading (pre-abandonment)– Shift to non-residential uses

Housing in the Inner Suburbs

• Dealing with Adversarial Land Use Combos• Coming to Grips with ‘Build Out’• Maintaining the Housing Stock

Housing on the Urban Fringe

• Placing Housing in Suitable Locations• Creating Positive Environments• Preventing Adversarial Land Use Combos• Preventing Problems with New Housing

Transportation Planning

Goals, Issues, Problems, Solutions

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‘From Here to There’

Connecticut Public TelevisionThe Connecticut Experience Series

The Transportation System and its Planning

• Basic concepts– modes of transport– costs vs. benefits– link to land use

• Questions– What are you transporting?– How are you transporting it?– What facilities are involved in that form of

transportation?• The evolution of the transportation system

Goals of Transportation Planning

• Users• Community• Transportation Agencies

and Companies

• What are their GOALS?• Can you meet ALL of their

goals at the same time?

Common GoalsCommon Goalsmobility, safety, accessibility,mobility, safety, accessibility,dependability, aesthetics.dependability, aesthetics.

NonNon--Common GoalsCommon GoalsReduced travel time, costs Reduced travel time, costs (capital, operating, and user), (capital, operating, and user), pollution, economic and pollution, economic and environmentalenvironmentalimpacts.impacts.

Different Groups InvolvedDifferent Groups Involved

Major Issues in Transportation Planning

• Cars and Mass Transit– Pros and Cons

• Transportation & Economics• Transportation Subsidies• Transportation, Energy Use & Pollution• Transportation and Land Use• Transportation and Social Equity

– Acceptable and Fair Alternatives

Transportation ProblemsProblems, Causes, Solutions

• System Maintenance• Mode Requirements• Transportation Safety• System Policing• System Aesthetics• Traffic Misallocations

• Traffic Congestion

Traffic Congestion Problems

• Vehicles v. Capacity• Vehicles v. Time• Gridlock• Peak Load Problem• Black Hole of Highway

Investment• Transportation Systems are

Dynamic• Cumulative Causation

• New Construction• System Redesign• Mass Transit• Traffic Management• Manage and/or Modify Human

Behavior

• How do these compare for individual users, the community, and service providers?

SolutionsSolutionsBasic IssuesBasic Issues

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Planning and Economic Development

PLANNING and DEVELOPMENT

• What is Economic Development?• What is the Economic Developers Role?• Why are Planning & Economic Development

Sometimes Thrown Together?• Economic Growth and Quality of Life• Business Growth and Business Types• Multiplier Effects & Value Added• ED and the Chamber of Commerce

$$$

$$$

$$$

MAKING ECONOMIC DEVELOPMENT WORK

• Sell the Community• Build on Existing Strengths• Create New Opportunities• Develop Organizations

that can Help

The Basics• Business Attraction• Business Retention• New Business Creation• Retail and/or Industry• Bedroom Communities• Agriculture???• Retirement, Tourism & ED• Education and ED

Some Specific Strategies

Economic Development and Your Hometown

• What resources does your community have?• What liabilities does your community have?

– Fiscal– Infrastructural– Locational– Social– Environmental– Other

Tourism & Economic Development: A Planning Perspective

Development (Money, Jobs & Taxes)

The Growing Tourism Industry

• More Free Time +• More Disposable Income +• More Borrowing +• Greater World Knowledge +• Better Transportation/Housing +• World Business Expansion =

• MORE TOURISM SPENDING & REVENUE

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Tourism and Development

• Multiplier Effects• Primary Business/Sources of Income• Secondary Business/Sources of Income• Distribution of Impacts• Impact in the Developing World• Impact Compared to Raw Material Exports

Tourism and Planning

• Goals of Planning-Primary– People and Revenues

• Goals of Planning-Secondary– Spread the Wealth– Protecting the Environment: Tourist Perspective– Protecting the Environment: Local Perspective– Sustainability

Issues for Planners Dealing with Tourism

• Lack of Experience• Process Complexity• Matching Markets and Products• Market Change• Seasonality• Taking the Good with the Bad

Two Examples of Planning for Tourism

• Lake Havasu City– http://golakehavasu.com/– http://www.ci.lake-havasu-city.az.us/

• Tombstone– http://www.cityoftombstone.com/– http://www.tombstone.org/

Planning for TourismPlanning vs. Vacation Types

• What are your goals?• Who are you planning for?• What are their goals?• What kinds of facilities will

be required?• What kinds of services will

be required?• How will this impact the local

population?

• Family Beach Vacations• Business/Convention

Tourism• Cruises• Seasonal Senior Residence

Tourism• College Spring Break

Tourism

Economic Development,

Industry,and Retailing

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Planning Industry and Retail Activities

• Planning to support development– Taxes, Jobs, Economic Development

• Planning to deal with side effects– Traffic, Pollution (noise, air, water, etc.)

• The Planners Job:– Planning to get the good without the bad– Economic development as a catalyst

Understanding the Business:Industry and Planning

Land, Transport, Inputs, Labor, Taxes

• Industrial parks-Traditional, Techno, R&D• Enterprise zones and other relatives• Brownfield development• Industry, airports, & seaports• Warehousing

• Strategies change over time

Understanding the Business:Retail & Planning

Thresholds, Market Areas, Orders of Goods, Competition, ACCESS

• Ideal is a location monopoly• Realities

– Protecting locations-Locate away from competitors– Market sharing-Locate close to competitors– Clustering-Locate close to other kinds of retailers

• Retail Landscapes– Clusters– Ribbons– Districts

Regional Planning

Regional Planning Definitions

• What is a region?• What is regional planning?• Types of Regions

– Nodal– Homogenous– Functional

Benefits of Regional Planning

• Efficiency– Economies of Scale– Redundancy

• Coordination– Reduce Conflict & Competition

• Thinking Regionally Works Better

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Problems of Regional Planning

• The Politics of…– Federation– Consolidation– Home Rule

‘A Region at Risk’

New York RPA’s 3rd Regional Plan1999

Regional Planning Basics

• Regional Planning Organizations– RPA’s– COG’s

• Theories of Regional Planning– Dependency– Growth Poles & ‘Trickle Down’

Regional Planning Applications

• Rural Regions• Economic Development• Transportation Systems• Environmental Planning• Urban Regions• Suburbanization & Sprawl

• Why is it useful for these applications?

Understanding Suburbanizationand Sprawl

Suburbanization & Decentralization

• Behind the Wave-The Inner City• On the Crest-The Inner Suburbs• Ahead of the Wave-The New Suburbs• What Wave?-Isolated Rural Communities

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The Causes of Suburbanization

• Negative Societal View of Cities• Personal Preferences for House Types• Land Economics within Urban Areas• Taxes

AND compounded by

• Under-bounding of American Cities

Suburbanization: Population and Taxes

• People move to find better places to live• Due to underbounding they move away from the

city• Cities lose residents and tax dollars• Cities solve tax problem by cutting services or

raising taxes• More people leave • Attracting replacements becomes difficult

Suburbanization:Business Flight

• Business follows markets• Business follows workers• Business goes where taxes are low

• BUSINESSES & JOBS move to the suburbs

The Lure of Suburbanization

• New Development = – More Money– More Taxes– More New Development

Suburbanization vs. Sprawl

• Suburbanization: Movement of people, businesses, and jobs from the central city to the suburbs.

• Sprawl: Suburbanization into previously undeveloped areas (greenfields) and at low population densities.

Comparing Suburbanizationand Sprawl

• Physical expansion• Movement from the central

city• Decreases population density

in city• Can be very organized• Can retain strong urban links

• Inefficient physical expansion• Abandonment of central city• Urbanites moves to rural

locations• Disorganized• Divorced from urban society

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**Solutions to Sprawl** Two-Pronged Approach

• Limiting the Sprawl– Controlling Growth– Limiting Growth Incentives– Promoting Growth Disincentives

• Providing Attractive Urban Alternatives– Promoting Infill Development– Increasing the Attraction of the Central City– Urban Renewal as a Catalyst

Urban Renewal and Sprawl

• Urban Renewal as a Catalyst• Infrastructure Improvements• Facility Improvements• Beautification• Creating Central City Residential Focus

Growth Management‘Smart Growth’

• Contain sprawl & save open space• Create sustainable urban systems• Efficiently re-use urban lands• Change attitudes toward growth

– Location– Timing– Cost

• Utilize best development practices

Growth Management Models

• Hawaii– Regionalism & growth management

• Vermont– Growth management & new urbanism

• Oregon‘Saving American Cities by Design’

Portland, Oregon

Environmental Planning

Environmental Planning:Basics

• Regulate how we impact the environment• Regulate how environment impacts us• Environment as a commodity• Environment as a resource• How we manage the environment• How we mismanage the environment

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Environmental Planning:Purposes of...

• Protecting the environment from people– Environmental Protection

• Managing the environment for people– Environmental Conservation

• Protecting people from the environment– Environmental Hazards

Goals of Environmental Planning

• Minimize use of non-renewable resources• Properly manage, replenish, and/or recycle renewable

resources• Protect unique/critically endangered resources• Promote alternatives that minimize adverse environmental

impacts• Reduce/eliminate loss of life/damage due to environmental

hazards

Basic Problems of Environmental Planning

• Value– What is the environment worth?– How does that value vary?

• By packaging...• By viewpoint...

• Interactions– What does the environment interact with?

• Trade-offs: Environment-Society-Economics• Complexity

Environmental Protection

• The important questions– What is worth protecting?– How do we protect it?– How much do we to pay to protect it?

• Economic context• Social context

Environmental Conservation

• Important Concepts– Renewable & Non-Renewable Resources– Resource Depletion– Resource Degradation– Depletion & Carrying Capacity– Degradation & Pollution

• How do we solve the problem? • Whose problem is it?

Hazards Planning

• Protecting the Public Health/Safety/Welfare• Important Concepts

– Area of Impact– Recurrence Interval– Magnitude

• Know the Hazards– How do they work?– What causes them?– How do they cause damage?

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Hazards Planning Process

– Identify Potential Hazards– Determine how hazard affects H/S/W– Determine the area of potential impact– Identify Means of Lessening impact to H/S/W– Determine the Recurrence Intervals– Determine the Magnitudes– Decide on appropriate hazards strategy

EHP and Hurricanes• How does a hurricane function?

– http://www.nhc.noaa.gov/HAW2/english/history/andrew_big.jpg

• How do hurricanes cause damage?– http://www.nhc.noaa.gov/HAW2/english/intro.shtml

• What is the area that they will affect?– http://www.nhc.noaa.gov/HAW2/english/basics/climo.shtml– http://www.nhc.noaa.gov/HAW2/english/history.shtml

• How will different areas be affected?– Connecticut vs. …

• Hurricane Recurrence intervals and magnitudes– http://www.nhc.noaa.gov/HAW2/english/basics/return.shtml

Environmental Planningin New Orleans

• Preservation• Conservation• Hazards

Planning and Action

• How can hurricane damage be prevented?– Storm surge– Wind damage & tornadoes– Flooding

• What is an appropriate course of action?– For you– For government

Follow Up to the Hazards Stuff

• Personal Responses to Hazards– Migration– Evacuation– Insurance– Hazards ‘proofing’

Introduction to Planning

Part 4: National Planning

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National Planning in the U.S.

•••••

Get the Picture?

The Reality of U.S. National Planning

• Branch/Sector Planning

The State, The Feds, and Housing

• Low Income Housing• Housing & Economic Development• Loan Programs• Source of Funding & Rules

Federal & State Government “Priming the Pump”

The Good, the Bad, and the Ugly of Federal Involvement in Housing

• Evolving toward a ‘hands off’ policy• Post-War Loan Programs• Public Housing• Urban Renewal-Intentions, Focus, Results• Community Development Funding

– 1974 Housing & Community Development Act– Community Development Block Grants (CDBG)

National Planning Outside the U.S.

• Key issues in how other countries plan…– Geography– History– Political Systems

National Planning Example: Sprawl & Why Other Countries

Don’t Have It• Over-bounded Cities• European & Former Communist Countries

– Growth Controls– Social Importance of Inner City Locations– Investment Traditions– Quality of Residences

• Less Developed Countries (LDC’s)– Items 2 & 3 above– Inner City Infrastructure– Transportation Problems

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Anti-Suburbanization Issues

• Demand stays high for inner city locations.• Prices are inflated in inner city locations.• Public investment is in the inner city

(less automobile-oriented investment).• Access to the suburbs is oriented toward middle

to low-income consumers.• Squatter Housing on the fringe (LDC’s)

• What are the repercussions?


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