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    Solid State Electronics

    Text Book

    Ben. G. Streetman and Sanjay Banerjee: Solid State

    Electronic Devices, Prentice-Hall of India Private

    Limited.

    Chapter 4

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    Excess Carrier in SemiconductorsThe carriers, which are excess of the thermal equilibrium

    carries values, are created by external excitation is called excess

    carriers.The excess carriers can be created byoptical excitation or

    electron bombardment.

    Optical Absorption

    Measurement of band gap energy: The band gap energy of a

    semiconductor can be measured by the absorption of incident photons

    by the material.

    In order to measure the band gap energy, the photons of selected

    wavelengths are directed at the sample, and relative transmission of thevarious photons is observed.

    This type of band gap measurement gives an accurate value of

    band gap energy because photons with energies greater than the band

    gap energy are absorbed while photons with energies less than band gapare transmitted.

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    Excess carriers by optical excitation: It

    is apparent from Fig. 4-1 that a photon

    with energyhv>Egcan be absorbed in a

    semiconductor.

    Figure 4-1Optical absorption of a photon with

    hv>Eg: (a) an EHP is created during photon

    absorption (b) the excited electron gives upenergy to the lattice by scattering events; (c)

    the electron recombines with a hole in the

    valence band.

    Thus the excited electron losses energy to the lattice in scattering events until

    its velocity reaches the thermal equilibrium velocity of other conduction bandelectrons.

    The electron and hole created by this absorption process areexcess carriers:

    since they are out of balance with their environment, they must even eventually

    recombine.

    While the excess carriers exit in their respective bands, however, they arefree to contribute to the conduction of material.

    Since the valence band containsmany electrons and conduction band has

    many empty states into which the

    electron may be excited, the probability

    of photon absorption is high.

    Fig. 4-1 indicates, an electron

    excited to the conduction band by optical

    absorption may initially have more

    energy than is common for conduction

    band electrons.

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    If a beam of photons with hv>Eg falls on asemiconductor, there will be some predictable amount of

    absorption, determined by the properties of the material.

    The ratio of transmitted to incident light

    intensity depends on the photon wavelength and the

    thickness of the sample.

    let us assume that a photon beam of intensityI0(photons/cm-2-s) is directed

    at a sample of thicknesslas shown inFig. 4-2.

    )1.4()()( xdxxd II

    The beam contains only photons of wavelength selected by

    monochromator.As the beam passes through the sample, its intensity at a distance x from

    the surface can be calculated by considering the probability of absorption with in

    any incrementdx.

    The degradation of the intensitydI(x)/dxis proportional to the intensity remaining

    atx:

    I0 It

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    The solution to this equation is)2.4(

    0)( xex II

    Figure 4-3 Dependence of opticalabsorption coefficient for asemiconductor on the wavelength

    of incident light.

    and the intensity of light transmitted

    through the sample thicknesslis)3.4(

    0let

    II

    The coefficient is called theabsorption coeff icientand has units of

    cm-1

    .

    This coefficient varies with the photon

    wavelength and with the material.

    Fig. 4-3shows the plot of vs. wavelength.There is negligible absorption at long wavelength (hv small) and

    considerable absorptions with energies larger thanEg.

    The relation between photon energy and wavelength isE=hc/. IfEis

    given in electron volt andis micrometers, this becomesE=1.24/.

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    Steady State Carrier GenerationThe thermal generation of EHPs is balanced by the recombination rate that means

    [Eq. 3.7] )10.4(00

    2)( pnrinrTg

    If a steady state light is shone on the sample, an optical generation rate gopwill be

    added to the thermal generation, and the carrier concentrationnandpwill increase to

    new steady sate values.

    )11.4()0

    )(0

    ()( ppnnr

    nprop

    gTg

    For steady state recombination and no traping, n=p; thus Eq. (4.11) becomes

    )12.4(]2)00[(00)( nnpnrpnropgTg

    Sinceg(T)==rn0p0and neglecting the n2, we can rewrite Eq. (4.12) as

    )13.4()/(])00[( nnnpnropg

    .theis)00(

    1where, timelifecarrier

    pnrn

    Ifnandpare the carrier concentrations which are departed from equilibrium:

    The excess carrier can be written as )14.4(nopgpn

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    Quasi-Fermi LevelThe Fermi levelEFused in previous equations is meaningful only when no excess

    carriers are present.

    The steady state concentrations in the same form as the equilibrium expressions bydefining separatequasi-F er mi levels FnandF

    pfor electrons and holes.

    The resulting carrier concentration equations

    )15.4(/)(

    ;/)( KTpFiEeinpKTiEnFeinn

    can be considered as defining relation for the quasi-Fermi levels.

    Example 4-3 and 4-4Let us assume that 103 EHP/cm3 are created optically every

    microsecond in a Si sample with n0=1014 cm-3 and n=p =2 msec. Find the

    position of the quasi-fermi level for electrons and holesat room temperature.

    Solution: Given, optical generation rate, gop= 1013 EHP/cm3; n0=10

    14 cm-3;

    n=p=2msec,ni=1.51010 cm-3; andkT=0.0259 eVat room temperature.

    The steady state excess electron (or hole) concentration is then

    n=p= gop n=21013

    cm-3

    .

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    While the percentage change in the majority electron concentration is small, the

    minority carrier concentration changes from

    p0=ni2/n0= (2.2510

    20)/1014=2.25106 cm-3 (equilibrium)

    to p= 21013 cm -3 (Steady State)

    The steady state electron concentration is

    0259.0/)()10105.1(4102.11310214100

    iEnFennn

    Thus the electron quasi Fermi level positionFn-Eiis found from

    eV233.0)3108.0ln(0259.0)(

    ;3108.0)

    10105.1(

    14102.10259.0/)(

    iEnF

    iEnFe

    0259.0/)()10105.1(131021310261025.20 pFiEeppp

    The steady state hole concentration is

    eV186.02.70259.0)3

    1033.1ln(0259.0

    31033.1)10105.1(

    131020259.0/)(

    pFiE

    pFiEe

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    c

    v

    F=Fn

    p

    i0.186 eV

    0.233 eV

    Fig 4-11Quasi-fermi levelsFnandFpfor a Si sample with

    n0=1014 cm-3, p=2 ms, and gop=10

    3 EHP/cm3-s.

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    Diffusion of CarriersAny spatial variation (gradient) in n

    and p calls for a net motion of the

    carriers from the regions of high carrierconcentration to regions of low carrier

    concentration.

    This type of motion is calleddiffusion.

    The two basic process of current

    conduction are diffusion due to a

    carrier gradient and drift in an

    electric filed.

    Carriers in a semiconductor diffuse in a carrier gradient by random thermal motion and

    scattering from the lattice and impurities.

    Fig. 4-12Spreading of a pulse of electrons

    by diffusion.

    For example, a pulse of excess electrons injected atx=0 at timet=0 will spread out in

    time as shown inFig. 4-12.

    Initially, the excess electrons are concentrate atx=0; as time passes, however, electrons

    diffuse to regions of low electron concentration until finallyn(x) is constant.

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    We can calculate the rate at which the electrons diffusion in one dimensional problem

    by considering at arbitrary distributionn(x) such asFig. 4-13(a).

    Since the mean free path between collisions is a small

    incremental distance, we can divide x into segments

    wide, withn(x) evaluated at the center of each segment

    (Fig. 4-13b).

    l

    l

    The rate of electron flow in the +xdirection per unit area

    (the electron flux densityn) is given by

    )18.4()21

    (2

    )0

    ( nnt

    lxn

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    Since the mean free path is a small differential length, the difference in electron

    concentration (n1-n2) can be written as)19.4(

    )()()21( l

    x

    xxnxnnn

    where,xis taken at the center of segment (1) and x= .l

    In the limit of small x, Eq. (4-18) can be written in terms of the

    carrier gradientdn(x)/dx:

    )20.4()(

    2

    22)()(

    0lim

    2)(

    dx

    xdn

    t

    ll

    x

    xxnxn

    xt

    lx

    n

    The quantity is called the electron diffusion coefficientwith units cm2/s.tlnD 2/2

    The minus sign in Eq. (4-20) arises from the definition of thederivative; it simply indicates thatthe net motion of electrons due to

    diffusion in the direction of decreasing electron concentration.

    Equ. (4-20) can be written as )21.4()(

    )( a

    dx

    xdn

    n

    Dx

    n

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    Similarly, the rate of hole flow can be written as follows:

    )21.4()(

    )( bdx

    xdppDxp

    The diffusion current crossing a unit area (the current density) is theparticle flux density multiplied by the charge of the carrier:

    )22.4()()(

    )()diff.( adx

    xdnnqD

    dx

    xdnnDqnJ

    )22.4()()(

    )()diff.( bdx

    xdppqD

    dx

    xdppDqpJ

    Electrons and holes move together in a carrier gradient [Eqs.

    (4.21)], butthe resulting currents are in opposite directions [Eqs.

    (4.22)] because of the opposite charge of electrons and holes.

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    Diffusion and Drift of carriers

    If an electric field is present is

    addition to the carrier

    gradient, the current densities

    will each have a drift

    component and a diffusion

    component

    If an electric field is applied to a semiconductor, the drift currents are obtained as

    follows:

    )b23.4()(

    )()()(

    diffusiondrift

    )a23.4()(

    )()()(

    dx

    xdppqDxxppqxpJ

    dx

    xdnnqDxxnnqxnJ

    m

    m

    )()()drift,( xxnn

    qxn

    J m )()()drift,( xxpp

    qxp

    J m

    (=-dV/dx) is electric field intensity,Vis potential,mis mobility.

    It is well known thatthe direction of flow of electron is the opposite direction of

    the applied electrical field and the direction of flow of hole is the same direction of

    the applied electrical field.

    According to above equation it is seen thatthe electron and hole drift currents are

    in the same direction of the applied electric field intensity.

    and the total current is the sum of the contributions due to electron and holes

    )24.4()()()( xpJxnJxJ

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    n(x)

    p(x)

    (x) p(drift)n(drift)

    Jp(drift)Jn(drift)

    n(diff.)

    Jn(diff.)

    p(diff.)

    Jp(diff)

    Fig. 4-14 Drift and

    diffusion directions for

    electrons and holes in a

    carrier gradient and an

    electric field. Particle flow

    directions are indicated by

    dashed arrows, and the

    resulting currents are

    indicated by solid arrows.

    The resulting drift current is in the +xdirection in each case.

    The drift and diffusion components of the current are additive for holes when the field is in

    the direction of decreasing hole concentration, whereas the two components are subtractive

    for electrons under similar condition.

    The total current may be due primarily to the flow of electrons or holes depending on the

    relative concentrations and the relative magnitudes and directions of electric field and carrier

    gradients.

    An important result of Eqs. (4-23) is that minority carriers can contribute significantly to the

    current through diffusion.

    Since the drift terms are proportional to carrier contribution, minority carriers seldomprovide much drift current.

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    Assuming an electric field(x) in thexdirection, we can draw the energy bands as

    inFig. 4-15, to include the change in potential energy of electrons in the field.

    (x)

    i

    v

    c

    Fig. 4-15 Energy band diagram of a

    semiconductor in an electric field(x).

    Since electrons drift in a direction opposite to

    the field, we expect the potential energy for

    electrons to increase in the direction of thefield.

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    Comparison between diffusion anddriftcurrents:

    1. Diffusion current produces due to a carrier gradient and drift

    current produces due to the applied of an electric filed.

    2. Due to the diffusion, the net motion of electrons or holes in the

    direction of decreasing electron concentration. Due to appliedelectric field, the net motion of electron is the opposite direction

    of the applied electrical field and the direction of flow of hole is

    the same direction of the applied electrical field.

    3. Due to the diffusion, the electrons and holes currents are inopposite directions.Due to the applied voltage the electron and

    holes currents are in same direction.

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    Einstein relationThe electrostatic potentialV(x) varies in the opposite direction, since it is defined in

    terms of positive charges and is therefore related to the electron potential energy

    E(x) displayed in the figure byV(x)=E(x)/(-q).

    From the definition of electric field, )25.4()(

    )(dx

    xdVx

    ChoosingEias a reference, the electric

    field to this reference can be given by )26.4(

    1

    )(

    )()(

    dx

    idE

    qq

    iE

    dx

    d

    dx

    xdVx

    At equilibrium, no net current flows in a semiconductor.

    So, at equilibrium, setting Eq. (4.23b) equal to zero, we obtain the relation for electric

    filed as follows:

    0)(

    )()()(

    dx

    xdppqDxxppqxpJ m )27.4(

    )(

    )(

    1)(

    dx

    xdp

    xpp

    pDx

    m

    We know that,

    dx

    xFdE

    dx

    xidEkTxFExiEein

    kTdx

    xdp )()([

    /)]()([1)(so,

    kTxFExiEeinxp /)]()([

    )(

    D

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    )27.4()(

    )(

    1)(

    dx

    xdp

    xpp

    pDx

    m

    ])()(

    [/)]()([1

    /)]()([

    1)(

    dx

    xFdE

    dx

    xidEkTxFExiEeinkTkTx

    FEx

    iE

    einp

    pDx

    m

    )28.4(])()(

    [1

    )(dx

    xFdE

    dx

    xidE

    kTp

    pDx

    m

    The equilibrium Fermi level does not vary withx, and the derivative ofEiis given by

    Eq. (4.26) reduces to

    dx

    xidE

    kTp

    pD

    dx

    idE

    q

    )(11

    m

    q

    kT

    p

    pD

    m q

    kTD

    mgeneral,In

    This result is obtained either carrier type. This important equation is called

    Einstein relation.

    It allows us to calculate eitherDormfrom a measurement of the other.

    At room temperature,D/m 0.026 V.

    E l 4 5 A i i i Si l i d d i h d f id h h

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    Example 4-5An intrinsic Si sample is doped with donors from one side such that

    Nd=N0exp(-ax). (a) Find an expression for which Nd>>ni. (b) Evaluate (x) when

    a=1(mm)-1.(c) Sketch a band diagram such as in Fig. 4-15 and indicate the direction

    of(x).Solusion: (a) From Eq. (4-23a);

    0)()()()( dxxdn

    nqDxxnnqxnJ m dxxdn

    xnnnDx )(

    )(1)(

    m here )(0

    )( axeNxn

    )(0

    )( axeaNdxxdn ]

    )(0

    [)(

    0

    1)( axeaNaxeNn

    nDx

    m

    a

    nnDx

    m )(

    According to Einstein relation qkT

    nnD

    m a

    qkTx )(

    V/cm259cm410

    1

    C19106.1

    J19106.10259.0

    cm410

    1

    C19106.1

    ev0259.0)()(

    aqkTxb

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    Diffusion and Recombination:

    The Continuity EquationThe effects of recombination must be included in a description of

    conduction process, however since the recombination can cause a variation in the

    carrier distribution.

    Consider a differential length xof a semiconductor sample with areaAin

    theyz-plane (Fig. 4-16)

    The hole current density leaving the

    volume, Jp(x+x), can be larger or

    smaller than the current density

    entering Jp(x), depending on the

    generation and recombination of

    carriers taking place within the

    volume.The net increase in hole concentration

    per unit time, p/t, is the difference

    between the hole flux per unit volume

    entering and leaving, minus the

    recombination rate.

    We can convert hole current density to hole

    particle flux density byJpdividing byq.

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    The current densities are already expressed

    per unit area; thus dividing Jp(x)/q by x

    gives the number of carriers per unit volume

    entering xA per unit time, and (1/q)

    Jp(x+x)/x is the number leaving per unitvolume and time:

    )30.4()()(1

    p

    px

    xxpJxpJ

    qxxxtp

    (Rate of hole build up)=(increase of hole concentration in xAper unit time)-(recombination rate)As xapproach zero, we can write the current change in derivative form:

    )31.4(1),( ap

    pxpJ

    qtp

    ttxp

    The expression (4-31a) is called the

    continuity equationfor holes.

    For electrons we can write )31.4(1 bnnxnJ

    qtn

    When the current is carried strictly by diffusion (negligible drift), we can replace

    the currents in Eqs. (4-31) by the expressions for diffusion current; for example, for

    electron we have

    )32.4()diff.( t

    n

    nqDnJ

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    )32.4()diff.(tn

    nqDnJ

    )31.4(1 bn

    nxnJ

    qtn

    Substitute

    into

    we obtain the diffusion equationfor electrons,

    )33.4(2

    2 ann

    tnnDt

    n

    and similarly for holes,

    )33.4(

    2

    2b

    p

    n

    t

    p

    p

    D

    t

    p

    These equations are useful in solving transient problems of diffusion

    with recombination.

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    Steady State Carrier Injection;

    Diffusion LengthIn many problems a steady state distribution of excess carriers is maintained, such

    that the time derivatives in Eqs (4-33) are zero.

    In the steady state case the diffusion equation become

    02

    2

    02

    2

    pn

    tppD

    n

    n

    t

    nnD

    ppDn

    tp

    nnDn

    t

    n

    22

    2

    2

    222

    22

    2

    pLn

    ppDn

    tp

    nL

    n

    nnDn

    t

    n

    (4.34)

    where, is called the electrondiffusion lengthand

    is diffusion length of holes.

    nnDnL

    ppDpL

    Let us assume that excess holes are somehow injected into a semi-

    infinite semiconductor bar atx=0 and the steady state hole injection

    maintains a constant excess hole concentration at the injection point

    dp(x=0)=p.

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    The injected holes diffuse along the bar, recombining with a

    characteristic life timep.

    In steady state we expect the distribution of excess hole to decay to

    zero for long values ofx, because of the recombination (Fig. 4-17).

    Figure 4-17 Injection of holes at

    x=0, giving a steady state hole

    distribution p(x) and a resulting

    diffusion current densityJp(x).

    For this problem we use the steady state

    diffusion equation for holes, Eq. (4-34b).

    The solution to this equation has the form

    )35.4(/2

    /1

    pLxeCpLxeCp

    We can evaluateC1andC2from the boundary

    conditions.

    Since recombination must reduce dp(x) to

    zero for large values ofx, dp=0 atx=and

    thereforeC1=0.

    Similarly, the condition dp=p at x=0 gives

    C2=p, and the solution is

    )36.4(/ pLxpep

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    The injected excess hole concentration dies out exponentially inx

    due to recombination, and the diffusion length Lp represents the

    distance at which the excess hole distribution is reduced to 1/eof

    its value at the point of injection.

    Problem: Holes are injected in a very long p-type Si bar with cross-

    sectional area = 0.5 cm2 andNa=1017 cm-3 such that the steady state

    excess holes concentration is 51016 cm-3 at x = 0. Derive the

    analytical expression of hole distribution. Assumemp= 500 cm2/V-s

    andp=10-10s.

    Hence:Dp= 12.5 cm2/s [Table 4-1]

    pLxpep/

    ppDpL q

    kT

    p

    pD

    m


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