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Introduction to Solid State Physics Prof. Igor Shvets [email protected] Lecture 3
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Page 1: Introduction to Solid State Physics - Trinity College, Dublin · 2016-01-11 · Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie ... of two interlocking simple

Introduction to Solid State

Physics

Prof. Igor Shvets [email protected]

Lecture 3

Page 2: Introduction to Solid State Physics - Trinity College, Dublin · 2016-01-11 · Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie ... of two interlocking simple

Symmetry of Bravais Lattices

From the definitions given earlier it is clear that Bravais lattices

are symmetric under all translations through their lattice

vectors. However, these transformations are only a subset of

the set of rigid operations that take the lattice into itself.

The full set of these operations is called the symmetry group

or space group of a Bravais lattice. The space group often

includes rotations, reflections and inversions. Notice below

how after each operation the infinite lattice appears the same

as before.

21

34

32

41

2

3

1

4

Rotation Reflection

21

34

Inversion

Page 3: Introduction to Solid State Physics - Trinity College, Dublin · 2016-01-11 · Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie ... of two interlocking simple

Any symmetry operation of a Bravais lattice can be broken down

into a translation through a lattice vector combined with a rigid

operation that leaves at least one lattice point fixed (Proof on

next slide).

Take, for example, the rotation of the

lattice through 90o.

This can be broken down into a

translation through the lattice vector

and a rotation about point 1.

21

34

32

41

21

34

The rotation about the point 1 above is a member of a subset

of the space group, called the point group. The point group of

a lattice is the set of symmetry operations that hold one point

of the lattice in place while moving each remaining point to the

position of another point in the lattice.

a

Symmetry of Bravais Lattices

Page 4: Introduction to Solid State Physics - Trinity College, Dublin · 2016-01-11 · Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie ... of two interlocking simple

“Any symmetry operation of a Bravais lattice can be broken down

into a translation through a lattice vector combined with a rigid

operation that leaves at least one lattice point fixed.”

Proof

Consider a symmetry operation S that leaves no lattice point fixed.

Suppose this operation takes the origin, O, into another point P by a

vector R.

R must be one of the Bravais vectors because of the very notion of

symmetric operations: After S is applied the lattice falls into the same

lattice.

Now consider an operation, which consists of first applying S and then

applying a translation through –R called T-R

.

Combining the two operators provides a new symmetry operation, ST-R

which holds the origin in place.

Combining ST-R

with TRgives simply the operation S.

So the operation S can be broken down into ST-R

and TR. ST

-Rbeing a

point group operation and TR

being a translation.

Symmetry of Bravais Lattices

Page 5: Introduction to Solid State Physics - Trinity College, Dublin · 2016-01-11 · Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie ... of two interlocking simple

The full symmetry group of a Bravais lattice contains only

operations of the form;

1. Translations through Bravais lattice

vectors;

2. Operations that leave a particular point

of the lattice fixed (operations of this

type are in the point group subset);

3. Operations that can be constructed by

successive applications of the

operations of types (1) and (2);

Symmetry of Bravais Lattices

Page 6: Introduction to Solid State Physics - Trinity College, Dublin · 2016-01-11 · Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie ... of two interlocking simple

Point Group Subset

RECALL:

The point group of a lattice is the set of symmetry

operations that hold at least one point of the lattice in place

while moving the remaining points to the positions of other

points in the lattice.

There are seven distinct point groups that a Bravais lattice

can have. Point groups are considered identical if they

contain exactly the same symmetry operations.

The Cubic and Octahedral

structures have the same point

group since they both contain

the same symmetries

Page 7: Introduction to Solid State Physics - Trinity College, Dublin · 2016-01-11 · Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie ... of two interlocking simple

Seven Crystal Systems

Crystal structures can be categorised into one of the seven

crystal systems based on the symmetries of its underlying

Bravais lattice. Each crystal system corresponds to a different

point group.

Cubic Tetragonal Orthorhombic Monoclinic

Triclinic

Rombohedral

(Trigonal)

Hexagonal

a

a

a

a

a

c

ab

c

a

bc

α = 90°

Table 1

The Seven Crystal

systems, based on

the point group of

the underlying

Bravais lattice.ab

c

a

aa

aa

a

c

Page 8: Introduction to Solid State Physics - Trinity College, Dublin · 2016-01-11 · Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie ... of two interlocking simple

Point Group Operations

1. Rotations through Integral Multiples of 2π/n about some Axis

(n- fold rotation axis).

2. Rotations-Reflections A rotation through 2π/n that is not a

symmetry element can sometimes be made symmetric by

following the rotation with a reflection in a plane perpendicular to

the axis. (n- fold rotation-reflection axis).

3. Rotation-Inversions A rotation through 2π/n that is not a

symmetry element can sometimes be made symmetric by

following the rotation with an inversion in a point lying on the

rotation axis. (n- fold rotation-inversion axis).

4. Reflections Takes every point into its mirror image in a plane

(mirror plane).

5. Inversions A single point remains fixed. If that point is taken as

the origin, then every other point r is taken into –r.

Page 9: Introduction to Solid State Physics - Trinity College, Dublin · 2016-01-11 · Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie ... of two interlocking simple

a

a

c

Point Operation Examples

Tetragonal

• 4-fold rotation axis (vertical).

• 2-fold rotation axis perpendicular

to the 4-fold axis.

• Three mirror planes perpendicular

to the axes.

High-symmetry case

Page 10: Introduction to Solid State Physics - Trinity College, Dublin · 2016-01-11 · Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie ... of two interlocking simple

Point Operation Examples

ab

c

Triclinic

Low-symmetry case

• 2-fold rotation-reflection axis

The Triclinic crystal system has

the lowest symmetry of all seven

systems

Page 12: Introduction to Solid State Physics - Trinity College, Dublin · 2016-01-11 · Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie ... of two interlocking simple

Crystal Structure = Bravais Lattice + Basis

Usually, in nature, a basis will contain atoms of several

kinds

Example 1:

Sodium Chloride (NaCl)

NaCl structure consists of a

FCC lattice with a two point

basis.

zyxa

atClatNa ˆˆˆ2

,0

Page 13: Introduction to Solid State Physics - Trinity College, Dublin · 2016-01-11 · Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie ... of two interlocking simple

Example 2:

Cesium Chloride (CsCl)

The structure of CsCl consists

of two interlocking simple

cubic lattices of both

elements.

So it is an SC lattice with a

two point basis.

zyxa

atClatCs ˆˆˆ2

,0

Crystal Structure = Bravais Lattice + Basis

Page 14: Introduction to Solid State Physics - Trinity College, Dublin · 2016-01-11 · Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie ... of two interlocking simple

A multi-atom basis does not have to have atoms of different

kinds. They could be of the same type.

Example:

Diamond Structure

The diamond structure is

made up of a face centred

cubic lattice along with a two

point basis.

The basis consists of two

atoms of the same type.

a

zyxa

ˆˆˆ4

xy

z zyxa

atCandatC ˆˆˆ4

0

Crystal Structure = Bravais Lattice + Basis

Page 15: Introduction to Solid State Physics - Trinity College, Dublin · 2016-01-11 · Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie ... of two interlocking simple

Some Bravais lattices themselves can be broken down

further into a basis and a simpler Bravais lattice.

Example:

Face Centred Cubic

The FCC lattice can be

considered a simple cubic

lattice with a four point

basis.

Therefore, the Diamond

structure can be considered

a simple cubic lattice with

an eight point basis.

a1

a2

a3

Crystal Structure = Bravais Lattice + Basis

Page 16: Introduction to Solid State Physics - Trinity College, Dublin · 2016-01-11 · Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie ... of two interlocking simple

Diamonds VS Graphite (Coal)

Diamond and graphite are two allotropes of carbon: pure forms

of the same element that differ in structure. Their difference

structures lead to vastly different properties.

Diamond Graphite

Page 17: Introduction to Solid State Physics - Trinity College, Dublin · 2016-01-11 · Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie ... of two interlocking simple

Diamond Graphite

Diamonds VS Graphite (Coal)

Electrical insulator

Colour: Transparent to

opaque

Hardest naturally

occurring material

Electrical conductor

Colour: Steel black, to gray

One of the softest known

materials.

Page 18: Introduction to Solid State Physics - Trinity College, Dublin · 2016-01-11 · Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie ... of two interlocking simple

Hexagonal Lattices

It can be viewed as two interpenetrating

simple hexagonal Bravais lattices

displaced vertically by a distance c/2

and also horizontally so that the points

of one lie directly above the centres of

the triangles formed by the points of the

other.

Ideal ratio of c/a: 3

8

a

c

Hexagonal Close Packed Crystal Structure (Non-Bravais)

Simple Hexagonal Lattice (Bravais Lattice)

Two-dimensional triangular nets are

stacked directly above each other

Primitive Vectors:

za

yxa

xa

c

a

a

3

2

1

)2/3(2/

x

y

z

a1

= a

a2

= b

a3

= c

Page 19: Introduction to Solid State Physics - Trinity College, Dublin · 2016-01-11 · Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie ... of two interlocking simple

Stacking

Consider the problem of stacking

cannonballs. The first layer is fine and

consists of a hexagonal pattern of spheres.

However, when you reach the third layer there is a choice to make.

You can:

1. Place the spheres directly above those in the first layer. (ABA)

With the second layer the spheres are placed

above alternative interstices in the first.

2. Place the sphere above the interstices in the first that were not

covered by spheres in the second. (ABC)

Page 20: Introduction to Solid State Physics - Trinity College, Dublin · 2016-01-11 · Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie ... of two interlocking simple

a1a2

a3

The two options for packing spheres result in the hexagonal close

packed lattice or the face-centred cubic lattice respectively.

Hexagonal Close Packed

(ABABABAB…)

Face Centred Cubic

(ABCABCABC…)

Stacking

Page 21: Introduction to Solid State Physics - Trinity College, Dublin · 2016-01-11 · Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie ... of two interlocking simple

Exercise

FCC lattice is the most dense of the three Bravais cubic lattices

with Simple cubic being the least dense.

One measure of this is the coordination number.

Diamond structure has a coordination number of 4 and so is

even less dense than SC.

Suppose the lattice points are identical solid spheres of unit

density, show that the density (or “packing fraction”) of the four

structures are:

FCC: 0.74 =

BCC: 0.68 =

SC: 0.52 =

Diamond: 0.34 =

6

2

8

3

6

16

3

Page 22: Introduction to Solid State Physics - Trinity College, Dublin · 2016-01-11 · Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie ... of two interlocking simple

Problems/Questions?

What are the seven crystal systems?

What are the possible Point group operations.

Can you visualise them?

I would urge you to know the answers to these questions before

next time.

Good resources

Solid State Physics ~ Ashcroft, Ch. 7

The Physics and Chemistry of Solids ~ Elliott, Ch. 2


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