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Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2...

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Introduction to Solid State Physics Prof. Igor Shvets [email protected] Lecture 6
Transcript
Page 1: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

Introduction to Solid State

Physics

Prof. Igor Shvets [email protected]

Lecture 6

Page 2: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

X-ray Diffraction

X-ray diffraction is a method

of determining the structure

of a crystal from its

diffraction pattern. X-ray

diffraction techniques are

based on the elastic

scattering of x-rays from

structures that have long

range order.

Max von Laue was awarded the 1914 Nobel Prize in Physics

for his discovery of the diffraction of X-rays by crystals.

He theorized that if X-rays were waves, the wavelengths

must be extremely small (on the order of 10-10

meters)

If true, the regular structure of crystalline materials should

be “viewable” using X-rays

Page 3: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

Solvay Conference 1913

STANDING: HASSENOHRL VERSCHAFFELT JEANS BRAGG LAUE RUBENS Mme CURIE GOLDSCHMIDT

HERZEN EINSTEIN LINDEMANN de BROGLIE POPE GRUNEISEN KNUDSEN HOSTELET LANGEVIN

SEATED: NERNST RUTHERFORD WIEN J.J. THOMSON WARBURG LORENTZ BRILLOUIN BARLOW

KAMERLINGH ONNES WOOD GOUY WEISS

STANDING: HASSENOHRL VERSCHAFFELT JEANS BRAGG LAUE RUBENS Mme CURIE GOLDSCHMIDT

HERZEN EINSTEIN LINDEMANN de BROGLIE POPE GRUNEISEN KNUDSEN HOSTELET LANGEVIN

SEATED: NERNST RUTHERFORD WIEN J.J. THOMSON WARBURG LORENTZ BRILLOUIN BARLOW

KAMERLINGH ONNES WOOD GOUY WEISS

Some notable names here: Come across these?

Page 4: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

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Generation of X-rays

-

Anode

Cathode

X-rays

Once the switch is closed a high potential difference is in the

circuit. This causes the cathode to heat up and high energy

electrons are attracted to the anode.

Page 5: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

Discoverer, Wilhelm Conrad Roentgen

(1845-1923) in 1896. Ironically (given the

nature of his discovery), Roentgen was not

fond of being photographed. There are

relatively few images of him after the

discovery, most in the same rigid and

solemn pose.

Site of the discovery, the Physical Institute

of the University of Wurzburg, taken in

1896. The Roentgens lived in apartments

on the upper storey, with laboratories and

classrooms in the basement and first floor

X-rays

Page 6: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

Early experimental tubes like

those used by Roentgen and

others to investigate the nature

of light.

The famous radiograph made by

Roentgen on 22 December 1895, and

sent to physicist Franz Exner in

Vienna. This is traditionally known as

"the first X-ray picture" and "the

radiograph of Mrs. Roentgen's hand."

X-rays

Page 7: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

Generation of X-rays (Classical View)

The free electron collides with an atom in the Anode, knocking an

electron out of a lower orbital. A higher orbital electron fills the

empty position, releasing its excess energy as a photon

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Page 8: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

-

Anode Atom Energy Levels

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- -

-

-

Generation of X-rays (Quantum View)

As in the classical view the free electron collides with an atom in

the Anode. An electron is knocked out of a lower energy level. A

electron in a higher level then fills the empty position, releasing

its excess energy as a photon.

h

Page 9: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

Substituting yields the

relationship between

wavelength and energy.

c hE 1

hcE 1

398.121 E

As energy of primary electron beam is usually measured in eV

(or KeV), we use these units for the estimate of required voltage.

X-rays may be described as waves and particles, having both

wavelength () and energy (E1).

E1 is the energy of the X-ray photon

(in KeV)

h is Planck’s constant

(4.135 x 10-15

eVs)

c is the speed of light

(3 x 1018

Å/s)

is the wavelength (in Å)

OR

Generation of X-rays

Page 10: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

Why X-Rays?

Typical inter-atomic distances in a

solid are of the order of 10-10

m (1

Angstrom). Therefore, to probe the

structures of solids on the atomic

scale once must have a wavelength

close to this size.

eVhc

PhotonofEnergyhc

3

10103.12

10

Photons at the energy we need are X-rays

Calculating

Page 11: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

The image created showed:

1. The lattice of the crystal

produced a series of regular

spots from concentration of

the x-ray intensity as it

passed through the crystal.

2. Demonstrated the wave

character of the x-rays

3. Proved that x-rays could be

diffracted by crystalline

materials

Von Laue’s results were

published in 1912

Von Laue’s experiment

In the early 20th

Century Von Laue conducted experiments

using x-rays. One experiment used an X-ray source

directed into a lead box containing an oriented crystal with

a photographic plate behind the box

Page 12: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

Bragg’s Law

In 1915, William Henry Bragg and

William Lawrence Bragg were awarded

the Nobel Prize.

They discovered that

diffraction of X-rays by

solids could be treated

as reflection from

evenly spaced planes if

monochromatic x-rays

were used.

nλ = 2dSinθ

Page 13: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

Bragg’s Law nλ = 2dSinθ

Bragg’s model assumes that the crystal is made of

parallel planes of ions, spaced an equal distance, d,

apart.

RECALL: There is more than one way to separate a lattice into

planes! Each such set of planes will produce its own reflection

Page 14: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

Conditions for forming sharp peaks of the scattered radiation;

1. X-rays are specularly reflected by ions in any one plane

2. X-rays from successive planes interfere constructively

- The path difference between the two rays

reflected from the two successive planes is 2dSinθ

Bragg’s Law nλ = 2dSinθ

Page 15: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

where n is an integer, the order of the corresponding reflection

is the wavelength of the X-radiation

d is the interplanar spacing in the crystalline material

is the diffraction angle

dSinn 2=

Constructive interference occurs when the path difference

between the reflected X-rays is integer multiples of the

wavelength. This leads to the Bragg Condition;

Bragg’s Law nλ = 2dSinθ

Page 16: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

The Bragg Angle, θ, is defined as half of the total angle by which

the incident beam is deflected.

But there is an important thing to remember when measuring

the angles…

Bragg’s Law nλ = 2dSinθ

Page 17: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

The sample may be of irregular shape. The direction of the atomic

planes has nothing to do with the way it is cut or the shape.

Bragg’s Law nλ = 2dSinθ

You can see here that

the planes of the

crystal are not aligned

with the flat of the

sample.

Page 18: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

Von Laue formulation of X-ray Diffraction

Von Laue’s approach had the advantage that it does not require

sectioning the crystal into lattice planes and no ad hoc

assumption of specular reflection is imposed as in Bragg

reflection. Instead, one regards the crystal as composed of

identical microscopic objects (ions, atoms, etc) placed at sites R

of a Bravais lattice. Each such object can radiate the incident

radiation in all directions.

Incident Beam

Page 19: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

A scattered ray will be

observed in a direction n’ with

wavelength λ, and wave vector

k’ = 2πn’/λ provided that the

path difference between the

rays scattered by each of the

two ions is an integral number

of wavelengths.

Sharp peaks will be observed only in directions and at

wavelengths for which the x-rays scattered from all lattice points

interfere constructively. Consider first just two scatterers,

separated by a displacement vector d.

d

Let an X-ray be incident from very far

away, along a direction n, with

wavelength λ, wave vector k = 2πn/λ

n

k

k

n’

k’

k’

θ θ’

Path difference between the rays

scattered by the two ions is:

d cos θ’ = - d ∙ n’

)'('coscos nnd dd

Von Laue formulation of X-ray Diffraction

Page 20: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

Von Laue formulation of X-ray Diffraction

)'('coscos nnd dd

The condition for interference is that the path difference is an

integral number of wavelengths.

Path difference between the

rays scattered by the two ions

Zmm ;)'( nnd

Multiplying both sides of the above equation by 2π/λ results in a

condition on the incident and scattered wave vectors

Zmm ;2)'( kkd

d

n k

k

n’

k’

k’

θ θ’

d cos θ’ = - d ∙ n’

Page 21: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

Taking this condition, now consider not just two scatterers but

an array of scatterers at all sites of a Bravais lattice. Let us put

the zero coordinate at one of the points of the array. Since the

lattice sites are displaced from one another by the Bravais lattice

vectors R, all scattered rays interfere constructively is when the

condition, d(k – k’) = 2m, holds simultaneously for all values of

R that are Bravais lattice vectors:

Von Laue formulation of X-ray Diffraction

2m; ) ' ( k k R m Z and all Bravais

lattice vectors R

Page 22: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

An equivalent statement is to say that;

By comparing this equation with the definition of a reciprocal

vector, we see that constructive interference occurs if

K = k - k’ is a vector of the reciprocal lattice

Von Laue formulation of X-ray Diffraction

2m; ) ' ( k k R m Z and all Bravais

lattice vectors R

.

; 1 ) ' (

R

R k k

vectors lattice

Bravais all for e i

Page 23: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

Bragg planes

If we notice that k and k’ have the same magnitude, we can see

that Von Laue condition can be formulated as : The tip of the

incident wave vector k must lie in the plane that is the

perpendicular bisector of a line joining the origin of k-space to

a reciprocal lattice point K. Such k-space planes are called

Bragg planes.

Page 24: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

Exercise

You wish to study a material with a cubic crystal structure with

three orthogonal sides of length a = 0.3nm. What is the

longest possible wavelength of the X-ray source you could use

to reveal the (211) Bragg peak of the crystal?

If you were interested in the (422) peak, what would change?

Page 25: Introduction to Solid State Physics - Trinity College, … to Solid State Physics ~ Kittel, Ch. 2 Solid State Physics ~ Hook & Hall, Ch. 1 Title Slide 1 Author mccleae Created Date

Problems/Questions?

Are you comfortable with all the equations and constants used in

this lecture?

Did you follow the Von Laue Formulation?

Did you follow the Bragg Formulation?

I would urge you to know the answers to these questions before

next time.

Good resources

Solid State Physics ~ Ashcroft, Ch. 6

Introduction to Solid State Physics ~ Kittel, Ch. 2

Solid State Physics ~ Hook & Hall, Ch. 1


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