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The Problem Positive results Negative results Open questions and generalizations Invariant Subspaces and Where to Find Them A history of the invariant subspace problem Amudhan Krishnaswamy-Usha Texas A&M TAMU AMU GIGEM, March 4,2018 Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them
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Page 1: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

Invariant Subspaces and Where to Find ThemA history of the invariant subspace problem

Amudhan Krishnaswamy-Usha

Texas A&M

TAMU AMU GIGEM, March 4,2018

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them

Page 2: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

Let X be a (complex) vector space, and T : X → X a linear map.Is there a subspace V ⊂ X , such that T (V ) ⊂ V ?

[V is said to be an invariant subspace for T if this happens]

Trivial answer: yes. {0} and X . What about non-trivial invariantsubspaces?

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them

Page 3: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

Let X be a (complex) vector space, and T : X → X a linear map.Is there a subspace V ⊂ X , such that T (V ) ⊂ V ?

[V is said to be an invariant subspace for T if this happens]

Trivial answer: yes. {0} and X . What about non-trivial invariantsubspaces?

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them

Page 4: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

Theorem

Let X be finite dimensional, with dim(X ) > 1. Then T has a nontrivial invariant subspace.

Proof: Eigenvalues exist, since the characteristic polynomial has aroot.

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them

Page 5: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

What about infinite dimensions?

... It’s dangerous to go alone, take this:

|| . ||

From now on, X is an infinite dimensional Banach space (acomplete normed linear space), and T is a continuous (bounded)linear map on X .

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them

Page 6: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

What about infinite dimensions?

...

It’s dangerous to go alone, take this:

|| . ||

From now on, X is an infinite dimensional Banach space (acomplete normed linear space), and T is a continuous (bounded)linear map on X .

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them

Page 7: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

What about infinite dimensions?

... It’s dangerous to go alone, take this:

|| . ||

From now on, X is an infinite dimensional Banach space (acomplete normed linear space), and T is a continuous (bounded)linear map on X .

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them

Page 8: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

What about infinite dimensions?

... It’s dangerous to go alone, take this:

|| . ||

From now on, X is an infinite dimensional Banach space (acomplete normed linear space), and T is a continuous (bounded)linear map on X .

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them

Page 9: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

Let x ∈ X , and Vx = span{x ,Tx ,T 2x ...}. Clearly Vx is invariant.

Theorem

If x 6= 0, then Vx is a non-trivial invariant subspace.

Proof: Vx is the countable union of finite dimensional spaces, eachof which has empty interior. The Baire category theorem thenimplies Vx 6= X .

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them

Page 10: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

Make the problem non-trivial: demand non-trivial closed invariantsubspaces.

The invariant subspace problem

Let X be an infinite dimensional Banach space, and T : X → X abounded linear map. Is is true that T has a non-trivial, closedinvariant subspace?

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them

Page 11: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

All operators on a non-separable Banach space.

Normal (TT ∗ = T ∗T ) operators on a Hilbert space. (fromthe spectral theorem)

Compact operators on a Banach space [von Neumann forHilbert spaces (1920s), Aronszajn and Smith (1054) forBanach spaces]

’polynomially compact operators’ : p(T ) compact for somepolynomial p. [Bernstein, Robinson 1960s, using non-standardanalysis ]

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them

Page 12: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

All operators on a non-separable Banach space.

Normal (TT ∗ = T ∗T ) operators on a Hilbert space. (fromthe spectral theorem)

Compact operators on a Banach space [von Neumann forHilbert spaces (1920s), Aronszajn and Smith (1054) forBanach spaces]

’polynomially compact operators’ : p(T ) compact for somepolynomial p. [Bernstein, Robinson 1960s, using non-standardanalysis ]

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them

Page 13: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

All operators on a non-separable Banach space.

Normal (TT ∗ = T ∗T ) operators on a Hilbert space. (fromthe spectral theorem)

Compact operators on a Banach space [von Neumann forHilbert spaces (1920s), Aronszajn and Smith (1054) forBanach spaces]

’polynomially compact operators’ : p(T ) compact for somepolynomial p. [Bernstein, Robinson 1960s, using non-standardanalysis ]

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them

Page 14: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

All operators on a non-separable Banach space.

Normal (TT ∗ = T ∗T ) operators on a Hilbert space. (fromthe spectral theorem)

Compact operators on a Banach space [von Neumann forHilbert spaces (1920s), Aronszajn and Smith (1054) forBanach spaces]

’polynomially compact operators’ : p(T ) compact for somepolynomial p. [Bernstein, Robinson 1960s, using non-standardanalysis ]

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them

Page 15: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

Theorem (Lomonosov,1973)

If T is not a scalar multiple of the identity, and T commutes witha non-zero compact operator, then there is a non trivial closedsubspace of X which is invariant for every operator commutingwith T .

Such subspaces are said to be hyperinvariant

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them

Page 16: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

Theorem (Lomonosov,1973)

If T is not a scalar multiple of the identity, and T commutes witha non-zero compact operator, then there is a non trivial closedsubspace of X which is invariant for every operator commutingwith T .

Such subspaces are said to be hyperinvariant

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them

Page 17: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

Theorem (Argyros and Hayden, 2009)

There exists a Banach space such that every bounded operator isof the form scalar + compact. In particular, every operator has aninvariant subspace.

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them

Page 18: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

Per Enflo, (discovered in ’76, published in ’87): An operatoron a (non-reflexive) Banach space.

C. Read, ’84,’85: An operator on `1.

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them

Page 19: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

The Invariant Subspace Problem*

Does every bounded operator on a reflexive Banach space have anon trivial closed invariant subspace?

The Hyperinvariant Subspace problem

Does every bounded operator on a Hilbert space have ahyperinvariant subspace?

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them

Page 20: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

The Invariant Subspace Problem*

Does every bounded operator on a reflexive Banach space have anon trivial closed invariant subspace?

The Hyperinvariant Subspace problem

Does every bounded operator on a Hilbert space have ahyperinvariant subspace?

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them

Page 21: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

An algebra A of operators is transitive if there is no common(closed,non trivial) invariant subspace.

Theorem (Burnside)

If A is a subalgebra of n × n matrices, then A is transitive iffA = Mn.

Is this true in the infinite dimensional case? No, consider thealgebra of finite rank operators.

Is this true if the algebra is closed? No, consider the compactoperators.

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them

Page 22: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

An algebra A of operators is transitive if there is no common(closed,non trivial) invariant subspace.

Theorem (Burnside)

If A is a subalgebra of n × n matrices, then A is transitive iffA = Mn.

Is this true in the infinite dimensional case?

No, consider thealgebra of finite rank operators.

Is this true if the algebra is closed? No, consider the compactoperators.

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them

Page 23: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

An algebra A of operators is transitive if there is no common(closed,non trivial) invariant subspace.

Theorem (Burnside)

If A is a subalgebra of n × n matrices, then A is transitive iffA = Mn.

Is this true in the infinite dimensional case? No, consider thealgebra of finite rank operators.

Is this true if the algebra is closed? No, consider the compactoperators.

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them

Page 24: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

An algebra A of operators is transitive if there is no common(closed,non trivial) invariant subspace.

Theorem (Burnside)

If A is a subalgebra of n × n matrices, then A is transitive iffA = Mn.

Is this true in the infinite dimensional case? No, consider thealgebra of finite rank operators.

Is this true if the algebra is closed? No, consider the compactoperators.

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them

Page 25: Invariant Subspaces and Where to Find Themwrobel/GIGEM2018/Talks/... · All operators on a non-separable Banach space. Normal (TT = T T) operators on a Hilbert space. (from the spectral

The ProblemPositive resultsNegative results

Open questions and generalizations

Replace the operator norm topology by the strong operatortopology (pointwise convergence)

Transitive algebra problem

Let X be an infinite dimensional Banach space, and A is an algebraof bounded operators closed in the strong operator topology. IfA 6= B(X ), does A have a non trivial invariant subspace?

Amudhan Krishnaswamy-Usha Invariant Subspaces and Where to Find Them


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