17
Investment Report 01/12/2020 to 31/12/2020 APPENDIX 7.1-A
Investment Report01/12/2020 to 31/12/2020
APPENDIX 7.1-A
Page 2 / 17
Portfolio Valuation as at 31/12/2020Issuer Rating Type Alloc Interest Purchase Maturity Rate Value Accrued Accrued MTD
Defence Bank A-2 TD GENERAL At Maturity 11/01/2020 11/01/2021 1.7000 2,000,000.00 33,161.64 2,887.67
AMP Bank A-2 TD GENERAL At Maturity 23/03/2020 23/03/2021 1.7500 2,000,000.00 27,232.88 2,972.60
Defence Bank A-2 TD GENERAL At Maturity 04/04/2020 06/04/2021 1.6500 2,000,000.00 24,591.78 2,802.74
G&C Mutual Bank A-2 TD GENERAL At Maturity 06/04/2020 06/04/2021 1.7000 2,000,000.00 25,150.68 2,887.67
Goulburn Murray Credit Union Unrated TD GENERAL At Maturity 13/05/2020 13/05/2021 1.3000 2,000,000.00 16,597.26 2,208.22
AMP Bank A-2 TD GENERAL At Maturity 24/11/2020 24/05/2021 0.7000 1,000,000.00 728.77 594.52
AMP Bank A-2 TD GENERAL At Maturity 30/11/2020 31/05/2021 0.7000 2,000,000.00 1,227.40 1,189.04
Defence Bank A-2 TD GENERAL At Maturity 29/06/2020 29/06/2021 1.3500 2,000,000.00 13,758.90 2,293.15
Defence Bank A-2 TD GENERAL At Maturity 31/08/2020 31/08/2021 0.8000 2,000,000.00 5,391.78 1,358.90
Central Murray Credit Union Unrated TD GENERAL At Maturity 31/08/2020 31/08/2021 1.0000 2,000,000.00 6,739.73 1,698.63
Bendigo and Adelaide A-2 TD GENERAL At Maturity 13/09/2020 13/09/2021 0.8500 2,000,000.00 5,123.29 1,443.84
Bendigo and Adelaide A-2 TD GENERAL At Maturity 26/09/2020 27/09/2021 0.8000 2,000,000.00 4,252.05 1,358.90
Bendigo and Adelaide A-2 TD GENERAL At Maturity 28/09/2020 28/09/2021 0.8000 5,000,000.00 10,410.96 3,397.26
AMP Bank A-2 TD GENERAL At Maturity 19/10/2020 19/10/2021 0.6000 2,000,000.00 2,432.88 1,019.18
NAB A-1+ TD GENERAL At Maturity 18/11/2020 18/11/2021 0.5500 2,000,000.00 1,326.03 934.25
NAB A-1+ CASH GENERAL Monthly 31/12/2020 31/12/2020 0.0000 7,253,541.95 - -
Bendigo and Adelaide A-2 CASH GENERAL Monthly 31/12/2020 31/12/2020 0.0000 760,048.20 - -
TOTALS 40,013,590.15 178,126.03 29,046.58
APPENDIX 7.1-A
Page 3 / 17
Counterparty Compliance as at 31/12/2020Short Term Investments
Compliant Bank Group Term Rating Invested Invested (%) Limit (%) Limit ($) Available
NAB Short A-1+ 9,253,541.95 23.13 40.00 - 6,751,894.11
G&C Mutual Bank Short A-2 2,000,000.00 5.00 25.00 - 8,003,397.54
AMP Bank Short A-2 7,000,000.00 17.49 25.00 - 3,003,397.54
Bendigo and Adelaide Short A-2 9,760,048.20 24.39 25.00 - 243,349.34
Defence Bank Short A-2 8,000,000.00 19.99 25.00 - 2,003,397.54
Goulburn Murray Credit Union Short Unrated 2,000,000.00 5.00 10.00 - 2,001,359.02
Central Murray Credit Union Short Unrated 2,000,000.00 5.00 10.00 - 2,001,359.02
TOTALS 40,013,590.15 100.00
APPENDIX 7.1-A
Page 4 / 17
Counterparty Compliance - Short Term Investments
NA
B
GC
M
AM
P
BE
NA
DL
DE
F
GM
C
CM
C
0
5
10
15
20
25
30
35
40
45
APPENDIX 7.1-A
Page 5 / 17
Credit Quality Compliance as at 31/12/2020Short Term Investments
Compliant Rating Invested ($) Invested (%) Limit (%) Available
A-1+ 9,253,541.95 23.13 100.00 30,760,048.20
A-2 26,760,048.20 66.88 80.00 5,250,823.92
Unrated 4,000,000.00 10.00 15.00 2,002,038.52
TOTALS 40,013,590.15 100.00
Credit Quality Compliance - Short Term Investments
A-1+ A-2 Unrated0
20
40
60
80
100
120
APPENDIX 7.1-A
Page 6 / 17
Maturity Compliance as at 31/12/2020Compliant Term Invested Invested (%) Min Limit (%) Max Limit (%) Available
0 - 90 days 12,013,590.15 30.02 10.00 100.00 28,000,000.00
91 - 365 days 28,000,000.00 69.98 20.00 100.00 12,013,590.15
1 - 2 years - 0.00 0.00 70.00 28,009,513.11
2 - 5 years - 0.00 0.00 50.00 20,006,795.08
5 - 10 years - 0.00 0.00 25.00 10,003,397.54
TOTALS 40,013,590.15 100.00
Maturity Compliance
0 - 90 days 91 - 365 days 1 - 2 years 2 - 5 years 5 - 10 years0
20
40
60
80
100
120
APPENDIX 7.1-A
Page 7 / 17
Portfolio ComparisonFrom: 30/11/2020 To: 31/12/2020
Issuer Rating Type Rate Purchase Maturity Interest 30/11/2020 31/12/2020 Difference
Defence Bank A-2 TD 1.7000 11/01/2020 11/01/2021 At Maturity 2,000,000.00 2,000,000.00 -
AMP Bank A-2 TD 1.7500 23/03/2020 23/03/2021 At Maturity 2,000,000.00 2,000,000.00 -
Defence Bank A-2 TD 1.6500 04/04/2020 06/04/2021 At Maturity 2,000,000.00 2,000,000.00 -
G&C Mutual Bank A-2 TD 1.7000 06/04/2020 06/04/2021 At Maturity 2,000,000.00 2,000,000.00 -
Goulburn Murray Credit Union Unrated TD 1.3000 13/05/2020 13/05/2021 At Maturity 2,000,000.00 2,000,000.00 -
AMP Bank A-2 TD 0.7000 24/11/2020 24/05/2021 At Maturity 1,000,000.00 1,000,000.00 -
AMP Bank A-2 TD 0.7000 30/11/2020 31/05/2021 At Maturity 2,000,000.00 2,000,000.00 -
Defence Bank A-2 TD 1.3500 29/06/2020 29/06/2021 At Maturity 2,000,000.00 2,000,000.00 -
Defence Bank A-2 TD 0.8000 31/08/2020 31/08/2021 At Maturity 2,000,000.00 2,000,000.00 -
Central Murray Credit Union Unrated TD 1.0000 31/08/2020 31/08/2021 At Maturity 2,000,000.00 2,000,000.00 -
Bendigo and Adelaide A-2 TD 0.8500 13/09/2020 13/09/2021 At Maturity 2,000,000.00 2,000,000.00 -
Bendigo and Adelaide A-2 TD 0.8000 26/09/2020 27/09/2021 At Maturity 2,000,000.00 2,000,000.00 -
Bendigo and Adelaide A-2 TD 0.8000 28/09/2020 28/09/2021 At Maturity 5,000,000.00 5,000,000.00 -
AMP Bank A-2 TD 0.6000 19/10/2020 19/10/2021 At Maturity 2,000,000.00 2,000,000.00 -
NAB A-1+ TD 0.5500 18/11/2020 18/11/2021 At Maturity 2,000,000.00 2,000,000.00 -
NAB A-1+ CASH 0.0000 30/11/2020 30/11/2020 Monthly 7,176,623.38 7,253,541.95 76,918.57
Bendigo and Adelaide A-2 CASH 0.0000 30/11/2020 30/11/2020 Monthly 2,835,725.18 760,048.20 -2,075,676.98
APPENDIX 7.1-A
Page 8 / 17
Issuer Rating Type Rate Purchase Maturity Interest 30/11/2020 31/12/2020 Difference
TOTALS 42,012,348.56 40,013,590.15 -1,998,758.41
APPENDIX 7.1-A
Page 9 / 17
Trades in PeriodFrom: 01/12/2020 To: 31/12/2020
New Trades
Issuer Rating Type Alloc Interest Purchase Maturity Rate Value Ref
No entries for this item
APPENDIX 7.1-A
Page 10 / 17
Sell Trades
Issuer Rating Type Alloc Interest Purchase Maturity Sell Rate Value Ref
No entries for this item
APPENDIX 7.1-A
Page 11 / 17
Matured Trades
Issuer Rating Type Alloc Interest Purchase Maturity Rate Value Ref
No entries for this item
APPENDIX 7.1-A
Page 12 / 17
Interest Received in PeriodFrom: 01/12/2020 To: 31/12/2020
Periodic Interest
Issuer Rating Type Alloc Frequency Value Purchase Maturity Coupon Date Type Rate Received
No entries for this given period
APPENDIX 7.1-A
Page 13 / 17
Maturity Cashflow as at 31/12/2020Year Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Total
2021 10,013,590 - 2,000,000 4,000,000 5,000,000 2,000,000 - 4,000,000 9,000,000 2,000,000 2,000,000 - 40,013,590.15
TOTALS 40,013,590.15
jan/21 may/21 sep/210
2
4
6
8
10
12
APPENDIX 7.1-A
Page 14 / 17
Historical Portfolio Balances (in MM) as at 31/12/202031/01/2020 29/02/2020 31/03/2020 30/04/2020 31/05/2020 30/06/2020 31/07/2020 31/08/2020 30/09/2020 31/10/2020 30/11/2020 31/12/2020
34.37 35.00 34.89 34.89 38.21 38.18 37.96 37.96 41.59 40.56 42.01 40.01
31/01/2020 29/02/2020 31/03/2020 30/04/2020 31/05/2020 30/06/2020 31/07/2020 31/08/2020 30/09/2020 31/10/2020 30/11/2020 31/12/202034
35
36
37
38
39
40
41
42
43
APPENDIX 7.1-A
Page 15 / 17
Historical Ratios as at 31/12/202031/01/2020 29/02/2020 31/03/2020 30/04/2020 31/05/2020 30/06/2020 31/07/2020 31/08/2020 30/09/2020 31/10/2020 30/11/2020 31/12/2020
WAM 141 116 114 133 123 131 109 126 131 172 174 158
WAY 1.8363 1.8303 1.6196 1.5032 1.1789 1.1276 1.1340 1.0418 0.8836 0.9555 0.8140 0.8547
WAM WAY
31/01/2020 29/02/2020 31/03/2020 30/04/2020 31/05/2020 30/06/2020 31/07/2020 31/08/2020 30/09/2020 31/10/2020 30/11/2020 31/12/2020100
110
120
130
140
150
160
170
180
0.6
0.8
1.0
1.2
1.4
1.6
1.8
2.0
APPENDIX 7.1-A
Page 16 / 17
Asset Class as at 31/12/2020Code Number of Trades Invested Invested (%)
TD 15 32,000,000.00 79.97
CASH 2 8,013,590.15 20.03
TOTALS 17 40,013,590.15 100.0
TD CASH0 %
20 %
40 %
60 %
80 %
100 %
APPENDIX 7.1-A
Page 17 / 17
ADIs funding fossil fuels as at 31/12/2020Number of Trades Invested Invested (%)
Not funding fossil fuels 11 23,760,048.20 59.4
Funding fossil fuels 6 16,253,541.95 40.6
Not Funding 59%
Funding 41%
APPENDIX 7.1-A
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