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UNIVER TY O HAWAI I LIBRARY
ISLAM CIVIL SOCIETY AND DEMOCRATIZATION :THE
CASEO F
MUHAMMADIY H AND NAHDLATUL ULAMAIN POST-SUHARTO INDONESIA
A THESIS SUBMITTED TO THE GRADUATE DIVISION OF THEUNIVERSITY OF HAW Al I IN PARTIAL FULFILLMENT
OF THE REQUIREMENTS FOR THE DEGREE OF
MASTER OF ART
IN
POLITICAL SCIENCE
AUGUST 2008
By
Pramono Ubaid Tanthowi
Thesi s Committee:
Ehito Kimura ChairpersonManfred Henning senBenedict J . Kerkv liet
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We certifY thatwe have read this thesis and that n our opinion it is satisfactory n
scope and quality as a thesis for the degree o Master o Art n Political Science.
Thesis Committee:
Chairperson: Ehito Kimura
Member: Manfred Henningsen
Member: Benedict J Kerkvliet
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BSTR CT
Mnhammadiyah and Nahdlatul Ulama NU) are two largest Islamic organizations in
Indonesia. Long active as both religious and political organizations during 1950s nd 1960s
they withdrew from formal political arena and declared their disengagement from ny political
parties in the 1970s nd 1980s that enabled them to survive under the repressive Suharto regime
and consequently develop nascent civil society movements.
This thesis examines the relation between those Muslim civil society organizations
and democratization in the post-Suharto Indonesia: how they defend their posi tions as
autonomous entities beyond state and simultaneously intensely invo lve in political arena. t
also studies their roles in the process of democratization.
The study reveals a great deal ahout their participation in the political system where
they re now an impor tant part of he political leadership and their interests are now well
represented. However the problem is that in reality there is a significant degree of overlap
between civil society and political society as well s between civil society and the state.
This study also shows the role of those Muslim civil socie ty organizations in the
democratization process. These mass-based religious organizations seemed to be
consequential in all stages of democratization: they sought to broaden the free public sphere
and combined their efforts along with other pro-democracy movements in de-legitimating
and bringing the authoritarian Suharto regime down. They also join forces in encouraging
politica l participation monitoring the elections forcing the government to be more
accountable and transparent nd spreading the ideas of religious tolerance.
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CKNOWLEDGMENT
This thesis is the product of wo years of study and research on the dynamic
relationship between Islam, civil society, and democratization in post-Suharto Indonesia. It also
flows from over a decade of my personal involvement both in discourse and activism with
Muhammadiyah, the second largest Islamic organization in Indonesia.
There are so many people who have helped me along the completion in one way or
another; they encouraged me, provided guidance, and never lost faith that I would complete this
effort. The warmth and generosity of all of those who helped me during my two years of
research and wri ting continually amazed me, and I apologize to anyone I fail to mention here.
While I cannot list all those th t I am grateful to, several deserve special recognition.
I would like to thank first of all the member of my wonderfully supportive committee:
Ehito Kimura Manfred Henningsen, and en Kerkvliet. They always gave me valuable
comments, challenged me with provoking insights, provided unique perspectives on my
research, and went above and beyond the call of duty to accommodate me in their bnsy
schedules. Thei r meticulons readings of my thesis also saved me from many errors any
remaining ones are my own responsibility). I have greatly enjoyed my interactions with my
committee, and am honored to have had the opportunity to work with them.
My study in the Department of Political Science at the University of Hawaii t
Manoa, including my Graduate Certificate in International Cultural Studies, was made possible
by the East-West Center Graduate Degree Fellowship. I was fortunate to receive financial
support during my years of graduate study from the East-West Center, which was also greatly
instrumental to my fieldworks n Indonesia. In the East-West Center, lowe thanks to Charles
i
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Morison, Terry Bigalke, Mendl Djunaidy, and Stella Kolinski for their supports. My graduate
study was also supported by some other institutions and individuals. In the Asia Foundation
which provided m with additional funding during my first year low thanks to Douglas
Ramage and Robin Bush. During the second year I received additional financial support from
the American Indonesian Cultural and Educational Foundation (AICEF). I was also fortunate to
receive valuable financial supports from the Central Board ofMuhammadiyah, Pusat Studi
Agama d n Peradahan (pSAP), Kak Din Syamsuddin, Mas Jerne Geovannie, and Mas Rizal
Sukma.
Special thanks also to all who gave me their time and shared their insights in
interviews and other conversations throughout my fieldworks in Indonesia. They not only
infonned me about the political and social activities of he NU and Muhammadiyah in recent
years but also provided me with many of the crucial perspectives and interpretatious ofIslam
and civil society relations in Indonesia on which this study is based. Among those to whom I
owe particular tbanks are uya Syafii Maarif, Kak Din Syamsuddin, yai Hasyim Muzadi, Mas
Haedar Nashlr, Kyai Masdar Mas udi, A.S. Hikam, Mas Rizal Sukma, Eunsook Jung Sukidi,
Izzul Muslimin, Gunawan Hidayat, Ahmad Rofiq, Raja Jull Anthoni, Syaiful Bahri Anshori,
hmad Suaedy, Syafiq Hasyim, Adung Abdurrahman, Zuhairi Misrawi, Muhamad Ali
Achmad Ubaedillah, Saiful Umam, and Lance Nolde.
Above all, I want to th nk my parents who always supported me with their advices
and prayers. Finally, and the most importantly, an enonnous thank you to my wife Herawaty
and my son Risyad Mahdavi Tanthowi who made immense gifts oflove throughout the years I
had been leaving them and simultaneously brought me happiness on even the hardest days. It is
to my wife and my son that I dedicate this work.
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Anshor
ughat
DPR
Fatwa
Golkar
M I
Jjtihad
IMM
IRM
Istoghotsah
JPPR
GLOSS RY
The youth wing ofNU.
A tenn in Islamic law referring to rebellion against a
legitimate ruler who thus deserves the death sentence.
ewan Perwakilan Rakyat (House o Representatives).
Religious edict.
Golongan Karya (Functional Groups), the political
vehicle o he New Order Regime which was established
n 1973 and survives the reform era.
Himpunan Mahasiswa Islam The Islamic Student
Association), the Masyumi-inspired stodent organization.
Vigorous inquiry. The term is then adopted in Islamic law
referring to legal reasoning in response to the newly-
emerged problems.
Ikatan Mahasiswa Mubammadiyah (The Muhanunadiyah
Stodent Association).
Ikatan Remaja Muhammadiyah The Muhammadiyah
Adolescence Association).
A public prayer gathering which is mostly held by the NU
organization.
Jaringan Pendidikan Pernilih untuk Rakyat (the People s
Voter Education Networks).
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KAMMI
hittah
yai
Masyumi
MPR
i l l
Muktamar
P N
Parmusi
PBB
PBR
Kesatuan Aksi Mahasiswa Muslim Indonesia The United
Action of he Indonesian Muslim Student), the newly
PKS student wing.
Original guideline.
Traditional Islamic scholar which is mostly found n the
NU community.
Majelis Syuro Muslimin Indonesia The Consultative
Council of Indonesian Muslims), the largest Islamic par ty
in 1950s which was established in 1945 and forced to
dismiss n 1960 by Sukamo.
Majelis Permusyawaratan Rakyat people Consultative
Assembly)
Majelis Ulama Indonesia The Indonesian Council of
Ulemas).
National Congress which is held n the NU and
Mubammadiyah organizations once in every five years.
Partai Amanat Nasional National Mandate Party), the
party of Amien Rais which draws many of its members
from the modernist Musl im camp.
Partai Muslimin Indonesia The Indonesian Muslim
Party).
Partai Bulan Bintang The Crescent and Star Party).
Partai Bintang Reformasi The Reform Star Party)
i i
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PD
PDI-P
esantren
PKB
PKl
PKS
PMII
PPP
Tanwir
Wali
Partai Demokrat The Democrat Party)
Partai Demokrasi Indonesia Perjuangan The Indonesian
Democratic Party o Struggle).
Islamic boarding school which is mostly run and owned
by kyai ofNU.
Partai Kebangkitan Bangsa The National Awakening
Party), the party o Abdurrahman Wahid which draws
many o its members from the traditionalist Islam camp.
Partai Komunis Indonesia The Indonesian Communist
Party).
Partai Keadilan Sejahtera The Prosperous Justice Party).
Persatuan Mahasiswa Islam Indonesia The Indonesian
Islamic Student Union), The NU-affiliated student
organization.
Partai Persatuan Pembangunan The Unity and
Development Party).
Annual meeting n the Muhammadiyah organization.
Protege o God saint.
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i
Politics says:
A is a friend
i s a f o e
akwah rectifies:
is a friend
B is a companion
Politics tends to break up and divide
akwah tends to invite and unite
Ahmad Syafii Maarif, 2006, p. 335)
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Muslim Civil Society and Democratization:
he Case of Muhammadiyah and Nahdlatul mama n Post Suharto Indonesia
Chapter I Introduction
Civil Society, Islam, and Democratization
Literature Review
Methodology
Structure of he Thesis
Chapter II NU, Mnhammadiyah, and the Origin of Civility
Introduction
The Origins ofMuh ammadiyah and NU
The Involvement ofMuhammadiyah and NU n Politics
Muhammadiyah, NU and Political Disengagement
Muslim Civil Society: Competing Discourses
Conclusion
1
8
8
20
22
4
25
29
39
44
47
Chapter l l Muslim Civil Society and Political Change: Political Development 1998-2007
Introduction 49
Muslim Civil Society, Political Parties, and the 1999 election
The Rise and Fall of President Abdurrahman Wahid
Muslim Civil Society and the 2004 Presidential Election
National Congress and Leadership Change
Musl ims Approaching the 2009 Election
Conclusion
50
60
78
99
4
127
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Chapter V Muslim Civil Society and Democratization
Introduction 129
The Construction o f Free Public Sphere 13
The Election Monitoring 155
The Corruption Eradication 162
The Last astion o f Civic Pluralism 169
Foreign Donor and State Capacity 189
Conclusion 196
Chapter Concluding Remarks 198
ibliography 2 7
iographical Sketch
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CHAPTER I
INTRODU TION
A. Introduction
For a long time numerous observers and experts of Indonesian affairs seemed to
believe that Islam was peripheral importance in modern Indonesian life. They were convinced
that state and society of Indonesia were thoroughly dominated by nominal Muslims (or
abangan of Javanese ethnicity. The impression was reinforced by the relative scarcity of
academic studies of Islam in Indonesia. Compared with other Muslim countries, Islam in
Indonesia has been little studied. However, since the last decade of he 2th
century, it is no
longer tenable to hold such a view. Most observers now agree that a significant change in the
Indonesian Muslim society has been undergoing. 2 They now believe that since that decade
Indonesia has been experiencing a historically unprecendented Islamic political revival. 3 Not
only do many Indonesia' s most influential Islamic leaders, such as Abdurrahman Wahid and
Amien Rais, once occupied the highest positions in Indonesia' s political system, but Islamic
parties also playa significant role in the political affairs.
Equally important is the significant roles played by Indonesian Muslims in the process
of democratization. The political development in Indonesia since the 1990s has been witnessing
that the Islamic revival and democratization have marched hand in hand under, among others,
the leadership of Muslim democrats. Recent development in Indonesia offers an even more
striking indication of Muslim interest in democracy and civic pluralism. In the final years of the
Hefner, "Introduction", 1997, p. 8.2 Schwarz, A Nation in Waiting 1994, Ch. 7, "Islam: Coming from th Cold?" ; Yatikiotis, lndonesilln
Politics Under Suharto, 1994, Ch. Y, ''Toward an Islamic Identity?"3 Tanthowi, Kebangldtan Politik awn Santri, 2005.
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Suharto dictatorship (1996-98), a powerful movement for a democratic Muslim politics took
shape. In alliance with secular Muslims and non-Muslims, the movement succeeded in May
1998 in toppling the long ruling Suharto. No less remarkable, Muslims participants in the
democracy campaign dedicated themselves to devising religious argnments in support of
pluralism, democracy, women's right, and civil society.4
Unfortunately, the general debate now concerning Muslim communities in Indonesia
has been predominantly shaped by studies on development of Islamic radicalization and
political violence. s This is largely because the glaring process of democratization was soon
blurred by a rash of sectarian violence. For instance, from 1999 to 2002, battles between
Christians and Muslims in Maluku took some eight thousand lives. 6 During roughly the same
period, the central highlands on the nearby island o f Sulawesi saw bloody skirmishes between
Muslim and Christian gangs, causing a thousand deaths. 7 Equally alarming, in the months
following Suharto's fall, radical Islamic groups sprang up in cities across Indonesia.
While political scientists and anthropologists have been much concerned with the
developing some radical Islamic movements, they have paid little attention fur the mainstream
moderate ones, as i hey have lost their standing in the Indonesian Muslim community. Although
these extremist groups have been very vocal and active, however, this concern is not relevant,
because they are small and have very little influence. Admittedly, set against the succession of
weak governments that Indonesia has had since the fall ofSuharto, these groups look very
menacing. The fact remains, however, they are insignificant in number and, without support from
4 See Refuer, Civil Islam 2000; Barton, ''The Origin ofIs1amic Liberalism," 1997; Ramage, Politics inIndonesia, 1995.
S Abuza, Political Islam nd Violence in Indonesia 2007; Hasan Laskar Jihad 2006; Eliraz, Islam InIndonesia, 2004; Barton, Indonesia s Struggle, 2004; Side , Riots Pogroms Jihad, 2006; Yunanto a t aI. MilitantIslamic Movements 2003; Marika and Wright-Neville, Terrorism and Islam in Indonesia, 2005.
6 van Klinken ''The Maluku War," 2001, p. 1-26.7 Aragon, Communal Violence in Poso, " 2001, p. 44-79.
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certain element in the army, they will not be able to go very far with their threats Therefore, rather
than studying certain groups of Indonesian Muslim which are considered as anti-democratic forces
- threatening progress and clashing with the liberal democratic ideals, this thesis nonetheless
examines other groups which are adopts a positive outlook about the role of Islam in Indonesian
society instead
y analyzing the broader phenomenon within Indonesian Muslim community, this
study indicates that the growing religiosity among Indonesia s Muslim will not lead to
significant change in their political attitudes: vast majority of them are personally tolerant and
moderate in their outlook and very few Indonesian Muslim are attracted to Islamism in the
democratic election of 1999 and 2004.
In studying Indonesian politics, the Muhammadiyah and NU organizations are
important for some reasons. They are two largest Indonesia s Islamic organizations, with
approximately 25 and 35 million members respectively. Both organizations represent very
different segments of he Indonesian Muslim population - from a sociological, theological,
socio-economic, and political perspective. In fact, the cleavage between them represents the
primary cleavage in Indonesian Islam, although not mutually exclusive. With a little
simplification, it is said that the NU represents traditional Islamic stream, which is mainly
active in the rura areas. Meanwhile, the Mubammadiyah represents modernist Islamic stream,
which plays their roles in urban areas. Given their strong and overarching organizational
structures, the NU and Mubammadiyah have been playing their important roles in society, but
they do focus primarily on their own constituencies.
The significant of the NU and Muhammadiyah also lies in their political role since
their early developments. Both organizations playa significant role in developing a sense of
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nationalism among native peoples; they also played their role as political forces during the
liberal democratic era in the 1950s: the NU once became a political party when it divorced
from the Islamic Masyumi party n 1952 (until 1984), within which the Muhammadiyah
remained one o (and subsequently became the dominant one among) its special organizational
members from 1945-1959; they also played a crucial role during the political crisis n 1965
1967; and finally both played a significant role in the political change that ended the
authoritarian Suharto regime in 1998. In sum, the Muhammadiyah and NU organization have
been, and remain, important participants in Indonesia's political affairs.
Equally surprising, in studies o civil society in Indonesia during the 1990s and early
20oos, little attention has been shown to these associations. In the growing volume o studies on
Islam and civil society, they may be mentioned in passing but seldom appear to be thought o as
part o civil society themselves, unlike say students' associations, ICMl and issue-oriented
NGOs. Although there are quite a few recent studies ofMubammadiyah and especially ofNU,
most o hese focus on their religious discourse, system o religious education, their national
leaders, or their role in national politics. There has hardly been any comprehensive inquiry on the
specific role these associations play in the intermediary entity, standing between state and society
as a whole, or their roles in the process o democratization.
This thesis presents a study o the Muhammadiyah and NU movements during the
political reform in Indonesia. To begin with, I am going to present a more thorough account on
their roles in practical politics : how they keep their relationships with political parties,
particularly the National Mandate Party (PAN) and the National Awakening Party (PKB), two
parties which not only were established by the Muhammadiyah and NU leaders respectively,
but also whose mass bases largely come from both organizations. t seems to me that both
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organizations sought to steadfastly assert their independence from both parties, at least
formally. Although both parties incorporated non-Muhammadiyah and non-NU as well as non
Muslim figures into their leaderships, many people, however, see both political parties are
invariably inseparable from both organizations.
t is also important to study how they played their roles in the 1999 and 2004 elections
as well as the subsequent tensions and co-operation between both organizations. For example,
prior to and during the 2004 presidential election, NU and Mnharnmadiyah played similarly
significant roles. Out of five pairs running for presidential election, two president candidates,
Amien Rais and Harn71lh Haz came from Muhammadiyah and NU backgrounds respectively, and
two vice-president candidates, Hasyim Muzadi and Shalahuddin Wahid, came from NU
organizations. Ahead of he election, not only did both organizations provide a remarkably large
number of votes whose loyalty is relatively guaranteed, they also formed a tacit alliance wit
political parties during the election campaign. his further reflected their ambiguity between retreat
from ''practical politics and keep equal distance to all political parties.
Beside their roles during the political reform, the second aspect I would like to study
is the contribution of hese organizations in the process of democratization, a highly overlooked
subject in scholarly works of Indonesian politics. In a society where religion plays an important
role in public life, as in Indonesia, the role of religion, of religious institutions, and of social
movements that either had a religious identity or were influenced y religion was prominent
since the early democratization process.
Despite the coercive and strict control of he Suharto regime, for example, since early
in the 1990s Mnhammadiyah and NU are not predicated on the privatization of Islam and the
secularization of society, but rather on the self-organization of an autonomous Muslim public
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civil society, able to counteract and countervail state power and willing to promote and defend
a public culture of pluralism, political participation, and social justice. 8 Both also played a
predominant role in the pro-democracy movement that forced President Suharto to step down
in May 1998. While they provided a large number of students and members in mass protests,
their leaders, along with secular and non-Muslim leaders, were especially crucial in mobilizing
them for peaceful protests and demands for democratization.
After the fall of Suharto, both organizations also function to support the development
of political parties by stimulating political participation and increasing the political efficacy and
skill of democratic citizenship. Moreover, thei r young generations worked in concert, along
with other NGOs, in the People 's Voter Education Network (JPPR) not only in monitoring the
1999 and 2004 general and presidential elections in order t ensure their fairness, but also in
promoting an appreciation of the obligations as well as rights of democratic citizenship by
carrying out a massive civic education program.
n a new democracy, both organizations widen their functions to promote the more
substantive dimensions of democracy: increasing the transparency and accountability of
government. From 2003 t 2006 both worked hand in hand t carry out anti-corruption
programs. As social-religious organizations, however, they do not focus on investigation and
advocacy. They systematically addressed corruption issues by emphasizing their moral
persuasion; developing theological interpretations ofQur'an and Smmah concerning anti
corruption verses; media campaigning; drafting integrity pacts for candidates running in
regional elections; increasing the awareness of regional members of parliament in pro-poor
budgeting; as well as establishing corruption watch dogs in regional level.
8 See Hefuer, A Muslim Civil Society, 1998.
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The most important one, both organizations have been working in maintaining the
pluralistic and tolerant nature of Indonesian society. Many studies affirmed that Indonesia's
largest Muslim social organizations are significant obstacles to the further growth of Islamism. 9
Not only are their leaders' tolerant and pluralistic views, but their broader memberships also
seemed immune to Islamism's allure. These organizations have grown from the same soil as
Indonesian Islamism, but their roots run considerably deeper, and they have in turn been
enormously successful in entrenching political moderation in Indonesia. Their strength is one
of he gre t causes for hope in Indonesian democracy.
There are two questions I would like to answer from this thesis. Firstly, how the
Mllhammadiyah and Nahdlatul m m organizations maintain their positions as autonomous
entities beyond state and simultaneously intensely involve in politics. Secondly, what role have
these two organizations been playing in the democratization process.
By ''politics'', I refer in the course of this thesis both to political society and state, that
are political parties, election campaign, and government. By democratization, I refer to the
process of political change took place in Indonesia which comprises of hree major phases:
liberalization, transition, and consolidation.
This thesis is an in-depth case study ofMuhammadiyah and NU and their relations with
political society and state in Indonesia. This is not a study about the theological discourse within the
Mllhammadiyah and NU communities. Instead it is all about the behavior, choices, policies, and
strategies adopted by the Mllhammadiyah and NU organizations in their interactions with political
society and state over a period of post-Suharto era. Therefore, this thesis offers a political-historical-
9 See Mujani and Liddle, Politics, Islam and Public Opinion, 2004.
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anthropologiCalperspective on the Muhammadiyahand NU movements: their relations with
politiCal parties and state during the reform era.
Nor is this thesis a comparative study between them; I am not going to compare the
differences and similarities between Muharnmadiyah and NU in their dealing with politics.
Instead, I am going to put them together in this study: how both have been cooperating and
competing each other, how they have been going through their tensions and fraternities, and
how they have been both dealing and instigating their rivalries and cordialities.
B. Civil Society, Islam, nd Democratization
Central to this thesis are some conceptual frameworks regarding the concept of civil
society, democratization, the relation between civil society and democratization, of Islam and
civil society, as well as of religious organization and democratization. n doing so, I may not
propose new definitions and understandings; I am rather going to borrow them from able
theorists and political scientists whose works are prevalent in the field of political science.
There are several ways in which political scientists use and define civil society since
the concept is rather ambiguous and means different things to different people. s Lehmbruch
puts it, Quite often, when 'civil society' is used in the politiCal literature or the media, it is no
longer clear what exactly the respective author has in mind. The denotations of civil society
have undergone significant changes over time and in different contexts. As a consequence, the
meaning in the contemporary discourse is franght with considerable ambiguity . 10
Despite its long intellectual and political history, in this thesis I am largely following
Larry Diamond and his colleagues in defining and distinguishing the concept of civil society. n
his seminal article published more th n a decade ago, Diamond defines the concept as ''the
1 Lehmbruch, Gennany , 2001, p. 230.
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realm of organized social life that is voluntary, self-generating, (largely) self-supporting, and
autonomous from the state, and bound by a legal order or set of shared rules. II n a similar
vein, according to Linz and Stepan, civil society is arena of the polity where self-organizing
and relatively autonomous groups, movements, and individuals attempt to articulate values, to
create associations and solidarities, and to advance their interests. 12
According to Diamond, civil society is distinct from "society" in general in that it
involves citizens acting collectively in a public sphere to express their interests, passions,
preferences, and ideas, to exchange infonnation, to achieve collective goals, to make demand on the
state, to improve the structure and functioning of he state, and to hold state officials accountable. 3
Similarly, it is lso important to distinct civil society from political society. According to Linz and
Stepan, political society" is an "arena in which political actors compete for the legitimate right to
exercise control over public power and the state apparatus."14
Therefore, according to Diamond, civil society is distinct from political society, which
encompasses all those organized actors whose primarily goal is to win control of the state or at
least some positions for themselves within it. 5 Organizations in civil society, according to
Diamond, may indeed form alliances with parties, but if hey become captured by parties, or
hegemonic within them, they move their primary locns of activity to political society and lose
much of their ability to perform certain unique mediating and democracy-building functions. 6
fter defining the concept of civil society, it is important to understand the concept of
democratization. n this study several terms are used in similar ways: democratization, political
II Diamond, Rethinking Civil Society, 1994, p. 3-17.2 Linz nd Stepan, ''Toward Consolidated Democracies, 1996, p. 14-33.
13 Diamond, eveloping Democracy 1999, p. 221.4 Linz and Stepan, Toward Consolidated Democracies, 1996, p. 14-33.5 Diamond, eveloping Democracy 1999, p. 221.6 Diamond, eveloping Democracy 1999, p. 221.
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change, and political reform. While many will take issue with the impreciseness o using these
terms interchangeably, what I am interested in here is the process o political change toward a
more open, accountable, fair political system, and to me this is the essence o democratization.
There are many scholarly works on democratization. The literature that has the most
relevance to this thesis are works that came out in the late 1980s and early 1990s, as scholars
offered explanations o he wave o countries undergoing democratization. 17 While terminology
often differs, there are some common elements in much o his work. n a simplest way, the
democratization process involves three processes: liberalization, transition, and consolidation.
By liberalization, refer to measures which entail a significant opening o he previous
anthoritarian regime. his process could result from either split in the authoritarian regime or
popular mobilization, or could be a result o an interaction between them. Meanwhile, by
transition, O'Donnell and Schmitter define it as the interval between one political regime and
another. 18 They go on to explain that transitions are delimited, on the one side, by the launching
o he process o dissolution o an authoritarian regime and, on the other, by the installation o
some forms o democracy, the return to some forms o authoritarian rule, or the emergence o a
revolutionary alternative. Finally, consolidation, according to Diamond, is ''the process by which
democracy becomes so broadly aud profoundly legitimate among its citizens that it is very
unlikely to break down. 19 n a similar vein, Linz and Stepan note that consolidated democracy is
a political regime in which democracy as a complex system o nstitutions, rules, and patterned
incentives and disincentives has become, ''the only game in town. 20 It involves behavioral and
17 O'Donnell and Schmitter, Transitionsfrom Authoritarian Rule 1986; Huntington, The Third Wave1991; and Przeworski, Democracy and the Market 1991.
18 O'Donnell and Schmitter, Transitions from Authoritarian Rule 1986, p. 6.19 Diamond, Rethinking Civil Society, 1994, p. 3-17.2 Linz and Stepan, Toward Consolidated Democracies, 1996, p. 14-33.
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institutional changes that nonnalize democratic politics and narrow its uncertainty. This
nonnalization requires the expansion of citizen access, development of democratic citizenship
and culture, broadening of leadership recruitment and training and the like.
t is important to note that there does not seem t be any logical sequence to these
processes. Democracy activists do admit that it is not inevitable that transitional countries will
move steadily on this assumed path from opening and breakthrough t consolidation.
Transitional countries, they say, can and do go backward or stagnate as well as move forward
along the path. Of the nearly 100 countries considered as transitional in recent years, even
only a relatively small number-probably fewer than 20-are clearly en route to becoming
successful, well-functioning democracies or at least have made some democratic progress and
still enjoy a positive dynamic of democratization. 2 Most of the ''transitional countries,
however, are neither dictatorial nor clearly headed toward democracy. They have entered what
Carothers calls a political gray zone. 22
Keeping these definitions of civil society and democratization in mind, the next
theoretical task is to understand the relation between both concepts. Needless to say, theories of
democratization seek to understand the factors influencing the emergence and success of the
formal properties of modem democracy in particular society. Many scholars come to a
conclnsion that the dynamics of the democratization are not just a matter of political elite. Such
theories are increasingly inclined to attribute a role in democratization to civil society,23 and
this trend is discernible in many part of the world. 24 However, this does not mean that civil
2 See Diamond, Is the Third Wave Over? 1996 p. 20-37.22 Carothers, The End of he Transition PIII8digm 2002.23 O'Donnell and Schmitter, Transitions from Authoritarian Rule p. 48-56; and Diamond Developing
Democracy p. 218-260.24 Alagappa, Civil Society 2004; and Feinbergalai. (eds), Civil Society 2006
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society alone can produce democracy. Thus, what seems to be important is a balance between
civil society, political society, economic society, and the state, especially on the development
of cultures of social trust and respect for the rule oflaw Civil society, then, is just one factor in
the process of democratization.
Schmitter and Diamond theorize the role of associations in society as contributing to
or articulating the demands and interest of various sectors of the population. s n such a
position, civil society is poised to advance democracy in two generic ways: by helping to
generate a transition from authoritarian rule to electoral democracy and by deepening and
consolidating democracy once it is established.
n fact, Diamond outlines the ten democratic functions of civil society: (1), providing
the basis for the limitation of state power; (2), supplementing the role of political parties in
stimulating political participation; (3), serving as a crucial arena for the development of other
democratic attributes, such as tolerance, moderation, a willingness to compromise, and a
respect for opposing viewpoints; (4), creating channels for the articulation, aggregation, and
representation of nterests; (5), generating a wide range of interests that may cross-cut, and so
mitigate, the principal polarities of political conflict; (6), recruiting and training new political
leaders; (7), monitoring elections: deterring fraud, enhancing voter confidence, affirming the
legitimacy of he result, or demonstrating an opposition victory despite g o v e = e n t fraud; (8),
disseminating information and aiding citizens in the colIective pursuit and defense of their
interests and values; (9), supporting economic reform; and (10), strengthening the democratic
state by giving citizens respect for the state and positive engagement with it. 26
S Schmitter, Civil Society East and West, 1997; and Diamond, Rethinking Civil Society, 1994.26 Diamond, ''Rethinking Civil Society, 1994 p. 7-11.
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Given these theories o civil society, democratization, and the relation between them,
thus, what kind o cultural variation can be accommodated within the scope o civil society and
democratization? Is Islam uniquely different in its resistance to the conditions o civil society
and democratization? Islam is perhaps the prime example o a religious tradition that is widely
considered in the West to be in tension i not outright conflict with the normative tradition o
civil society,27 and contemporary perceptions are now further shaped by the events o
September 11, 2001. n his influential book, Ernest Gellner concludes that Islam is
incompatible with civil society, both normatively and empirically, since Islam is fundamentally
unsecularized. 28 Gellner understands secularization as the declining social significance o
religion. He says that in industrial or industrializing societies religion loses much o its
erstwhile hold over men and society. Where religion remains socially important, argues
Gellner, the development o individual autonomy is constrained. This in turn constrains the
development o civil society because, as Ozda1ga explains, ''individuals, who are not able to act
independently o the community o believers, cannot become the building-stones o he kind o
intermediary organizations on which civil society is built. 29
In the same token, the eminent Turkish Scholar, Serif Mardin, begins by answering ''the
question o whether the ideals o democracy and civil society are genera1isable tothe Muslim
world, with the response that civil society is a Western Dream, a historical aspiration, and as
such, does not translate into Islamic terms. 30 Therefore, in spite o he appearing o aspects o
pluricentric social organization that undexpinned the historic development o civil society in the
West elsewhere in the world, including in Muslim societies, as part o he modernization process,
27 Halliday, Islam and the Myth o Confrontation 199628 Gellner, The Condition o Liberty 1994, p. 15.29 Ozdalga Civil Society and its Enemies, 1997, p. 74.3 Mardin, ''Civil Society and Islam, 1995, p. 278-279.
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Mardin warns that Westem and Muslim "dreams" have not converged, because Muslim societies
have inherited a "collective memory of a total culture which once provided a 'civilized' life of a
tone different from that of the West.''3
There are empirical as well as conceptual reasons to believe that those arguments are
grounded in dubious assumptions. t is interesting to put here the three most relevant of four
challenges to Ge llner 's arguments proposed by David Herbert in his comprehensive study,32
Firstly Herbert argues that Muslim have generated a wide range of responses to the discourses
of democracy and civil society. Indeed, normatively, Muslims have taken up a full range of
positions on the compatibility or incompatibility of he relationship between Islam and both
democracy and civil society. Each position seeks to justify itself in relation to the primary
sources of Islamic law: the Qur an and Sunnah. This reality contradicts the simplistic integraJist
posit ion-the view that Islam insists that all aspects of life should directly governed by its
unchanging precepts-that Gellner attributes to Islam.
Secondly Herbert argues that the historical model on which Gellner bases his
argument applies only to a minority of historic Muslim societies and that the historically
predominant model of Muslim society has been characterized by institutional differentiation. t
is important to note that what is generally conceived of as the Islamic or Muslim countries in
the Arabian Peninsula is in fact home to a small minority of he ummah. Out of the more 1.3
billion Muslim population in the world today, the majority inhabit South and Southeast Asian
regions. There are also a significant number of Muslim populations in Central Asia, West and
North Africa, and, surprisingly, Europe.
3 Mardin, "Civil Society and Islam, 1995, p. 290.32 Herbert, Religion and Civil Society 2003, p. 76-79.
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Political scientists and journalists sometimes misleadingly equate Islam with Arab
culture. They then assert correctly that there are no democracies in the Islamic countries of the
Arab world, leaving the false impression there are no Muslims living under democratic
regimes. In fact, as Stepan points out, a case can be made that about half of all the world's
Muslims, over 600 million, live in democracies, near-democracies, or intermittent
democracies. 33 It seems that Gellner bases his generalization on his studies of Muslim countries
in North Africa. AI a matter of fact, what he claims about that region cannot necessarily be
generaIized to all Muslim countries.
FilUllly Herbert argues that in practice in many parts of he Muslim world today Islam
h s proven itself capable of mobiIization as a public discourse without stifling but rather
contributing to democratic pluralism. Religion, as Esposito points out has been a significant
factor in the reassertion of civil society in many Muslim societies. 34 He argues that Islamic
history provides examples of many non-state actors, institutions, and organizations that served as
intermediaries between the ruler gove=ent and the people. Meanwhile, in the contemporary
Muslim world, NGOs, professional associations, social welfare agencies, as well as educational
and financial institutions have proliferated not only in the most populous Muslim region of
Southeast Asia, 35 but lso across the Muslim world. 36
The last theoretical t sk necessary to this thesis is to understand the relationship
between religious organization and democratization. The literature of democratization mostly
focuses on the role of the middle class, labor unions, election monitoring groups, and other
33 stepan ''Religion, Democracy, 2000.34 Esposito, Islam and Civil Society, 2003 p. 70.35 Nakamura, a t al. (eds.), Islam and Civil Society In Southeast Asia 2001.36 Sajoo (ed.), Civil Society in the Muslim World 2002; Kubba, Arab nd Democracy, 2000.
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NGO institutions in the regime change. However, little attention has been paid to how religious
organizations are affecting democratization.
In is provocative book, Huntington gives primacy o place to Christianity as the
distinctive positive influence in the making o Western civilization: ''Westem Christianity, first
Catholicism and then Catholicism and Protestantism, is historically the single most important
characteristic o West em civilization. 37For Huntington, Westem culture's key contribution h s
been the separation o church and state, something th t he sees as foreign to the world's other major
religious systems (Confucianism and Islam).
In this regard, Stepan and Casanova warn us not to be trapped in major
misinterpretations. 8 Such a point o view is based on the assumption ofunivocality. We, as
Stepan notes, should beware o assuming that any religion's doctrine is univocally pro-
democratic or antidemocratic. Westem Christianity has certainly been multivocal concerning
democracy and the twin tolerations. At certain times in its history, Catholic doctrine has been
marshalled to oppose liberalism, the nation-state, tolerance, and democracy.
Secondly, such a perception falls into the fallacy o unique founding conditions.
This fallacy involves the assumption that the unique constellation o specific conditions that
were present at the birth o such phenomena as electoral democracy, a relatively independent
civil society, or the spirit o capitalism must be present in all cases i they are to thrive. To put
it differently, one can hardly make the argument that Catholicism is intrinsically, that is,
essentially , democratic or has elective affinities with democracy or with civil society.
Finally, Catholicism was not the only religion that played a positive role in civil
society formation and democratization throughout the third wave. Other religious groups
7 Huntington, The lash o/Civilizations 1996, p. 70.38 Stepan, Religion, Democracy, p. 44; Casanova, ''Civil Socie ty and Religion, 2001, p. 1042-1043.
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played equally positive roles in various places: Lutherans in East Gennany, Protestants as well
as Catholics in South Korea, Episcopalians and various other churches in South Africa, and in
Romania, a Hungarian Unitarian minister who triggered that country's revolution.
Casanova argues that religions have potential roles in civil society fonnation. e
proposes a three-step reconstruction of the transfonnation of religions that make possible their
roles in democratization. 39 Firstly, religion in general can serve as autonomous public spaces
and as a countervailing power to state power. Secondly, religions have to g ive up their
monopolistic claims and recognize religious freedom and freedom of conscience as universal
and inviolable human rights. Thirdly, not only should religions voluntarily disestablish
themselves from the state, but they also should disengage from political society proper. This
does not necessarily mean the privatization of religions. Contrarily, this relocation is the very
condition for the possibility of a modem public religion.
As shown by Cheng and Brown, some religious organizations have played a decisive
role in democratic transition in Asia, while others have been donnant, and still others have
acted in alliances with conservative politicians and business interests to block democratic
development. 4 They contend that religious doctrines do not predetermine the involvement of a
religious organization in the politics of democratization. Doctrines may constrain or inspire, but
they do not preclude or determine. They go on to say that most religions are multivioced; their
doctrines could be and have been interpreted in ways that permit, i f not encourage, political
action for the cause of democracy.
39 Casanova, Civil Society and Religion, 2001, p.1045-1047.40 Cheng and Brown, Introductioo, 2006. p. 3.
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s far as religious organizatious' involvement in the process of democratization is
concerned, according to Cheng and Brown, it is shaped and influenced by three key factors. 4
Firstly are their ties to preexisting regimes. Secondly are their ties to political opposition. And
finally is how they define (or redefine) their role in civil society. In this seuse, religious
doctrines do not explain the variations on the calculations of religious organizations about
whether to directly engage themselves in the democratization process.
c. i terature Review
Although many authors have studied political Islam and the state in Indonesia, not much
attention has been given to specific Muslim civil society organizations, namely Mllbammadiyah
and Nahdlatul Ulama and their interplay with politics and their role in the process of
democratization. Douglas Ramage gives an emphasis on the centrality of the Pancasila ideology
and the contrasting views of t in four political groupings: Abdurrabman Wahid and NU the
Indonesian Association of Muslim Intellectuals (ICMI), the armed forces and secular nationaIists. 42
Other authors have emphasized the centrality of he transformation of political ideas and practices
within Muslim communities during New Order 43 the Subarto regime's specific strategies to
structure state-Islamic relations 44 the emergence of civil pro-democratic Muslim in the process of
democratization in Indonesia, 45 and the compatibility of Islam and democratic values in Indonesian
Muslim community in the reform era.46
A large number of scholars have studied in detail particular major Islamic organizations,
including their relationship with larger political structure of he state. While studies by van
4 Cheng and Brown, Introduction, 2006, p. 14-17.42 Ramage, Politics in Indonesia 199543 Effendy, Islam and the State 200244 Porter, Managing Politics and Islam in Indonesia 2002.45 Hefiter Civil Islam 2000.46 Mujani, Rellglaus Democrats 2003
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Bruinessen, Fei1lard, FeaI1y, Kadir, and Bush emphasize the centrality of he U on their studies,47
some other authors, such as AIfian, Nakamura, Peacock, and Syamsuddin emphasizethe centrality
of he Muhammadiyah in their inquiries.48
Among these scholarly wOIks, Kadir and Bush s dissertations as well as Bruinessen and
Fei1lard s books have some similarities with my own thesis, particularly in term of heir approaches
to studying NU So does Syamsuddin s dissertation on Mnharnmadiyah. Their studies, by and
large, provide extensive discussions of particular U or Mnbammadiyah s political activities
dIning the New rder and aftermath (Bush s Dissertation), despite their formal disengagements
with political parties and their foci on non-political (cultural and social) activities since the 1970s
and 1980s. They, to large extent, give their works an emphasis on elite discourse,with a special
attention to their relationships with the New Order regime (Bruinessen, Kadir, and Syarnsuddin),
the army (Feillard), and the Habibie and Wabid s presidencies Bush).
The first distinction between my thesis and these scholarly works is that none of hem
studyingboth the Mnharnmadiyah and NU. fuamining both organizations altogether, I will present
a more comprehensive picture of Indonesian Mnslims and underscore that, despite several different,
even rival, varieties of political expression within Muslim co=unity they have been working in
concert to support the democratic change in Indonesia. While one organization seems to be more
willing to submit to the state control than the other, broader picture will show us that neither is less
democratic than the other.
Secondly, some of hese scholarly works already deal with the roles played by the Islamic
community and the U particularly in the incipientprocess of political IIbera1ization (Kadir) and in
7 van Bruinessen, NU. 1994; Feillard, NU Vis-a-vis Negara 1999; Featy, Ulama and Politics inIndonesia 1998; Kadir, Traditional Islamic Society 1999; Bush, Islam and Civil Society in Indonesia 2002.
48 Alfian, Muhammadiyah 1989; Nakamura, he Crescent Arises over the Banyan Tree 1983; Peacock,Purifying the Faith 1978; Syamsuddin, Religion and Politics in Islam 1991.
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the long process of political transition in Indonesia (Refuer and Bush . However, their studies by
and large give their emphasis on the relationship between Muslim civil society and the state. While
I am also studying the relationship between the Muslim civil society organization and the state,
however, I expand my inquiry into their further contribution, as civil society movements and as
religious organizations, in the process of democratization.
Finally, as most of heir time-period coverage is the New Order era, except Bush s
dissertation which extends to 2002, there was no a comprehensive account of he involvementsof
both NU and Mllbammadiyah during the democratization era until the SBY s presidency. The
extension of he time-period coverage will in turn lead to the further interpretation of he
significance ofMllbammadiyah and NU s political activities for the full-fledge democratization, not
simply in the state-civil society relations during the liberalization and transition era
D ethodology
To address this topic, I will conduct a qualitative study. I am going to employ
ethnographic methods to explore conceptions and practices of wo Muslim civil society
associations in Indonesia: Muharnmadiyah and NU. Therefore, the first sources of data
collection are semi-structured interviews, discussions, and participant observation. I have a
close relation with both institutions. I was born into a NU family. My father is still an important
figure ofNU in my sub-district. When I studied my Islamic senior high school in Jogjakarta, I
was also involved in the NU Students Association (IPNU).When I moved to Jakarta to continue
my undergraduate study in the State Institute of Islamic Studies (lAIN, currently urN in
Jakarta, I was involved in the Muharnmadiyah Students Association (IMM). I was a vice
president of that organization in 1999-2001 and 2001-2003. I have also been the Executive
Director of he Center for the Study of Religion and Civi1ization, a research center under the
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Central Board ofMuhammadiyah in 2001-2006. This center is incorporated in the People's
Voter Education Network (JPPR), a consortium of numerous youth wings ofMuhammadiyah
and NU and other NGOs working in civic education and election monitoring. Finally, when
Muhammadiyah and NU launched anti-corruption programs in 2003, I was also appointed to
lead the Muhammadiyah Institute for Good Governance Program, the Muhammadiyah's task
force of he program. ll these activities enabled me to have a close relationship with almost all
leaders ofNU and Muhammadiyah. Such a personal background has SP3 ked my interest in
studying both Mllbammadiyah and NU, and has enabled me to have a closer look into the
"soul" and inner feeling of these organizations.
My fieldwork of study was effectively carried out during summer 2007. was
primarily based in Jakarta, where the NU and (one of) Muharnmadiyah headquarter is located.
However, was also able to attend numerous discussions held by both Mllbammadiyah and NU
organizations. Beside this fieldwork, had another fieldwork in Indonesia during December
2007-January 2008 to carry out a more detailed and extensive interviews with leaders of
Muhammadiyah and NU. These interviews ask resource persons not only the facts they knew,
but also their interpretations of those facts.
n addition, sources of data include documents, reports, resolutions, speeches,
magazines, internal publications, and other Mllbammadiyah and NU materials not available
outside Indonesia or, in many instances, not available outside both organizations. also make
extensive use oflocal Indonesian newspapers and magazines.
Finally, use secondary sources. In addition to the more genera1literature concerning
state-civil society relations and on religion and politics, this thesis draws on writings focusing
on the dynamic interplay between state and Muslim civil society organizations in Indonesia.
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The analyses of he Indonesian st te are quite extensive. So do the analyses of political Islam in
Indonesia. The existing writings on the relations between Muslim civil organizations and the
state provide a general but important background of both organizations. Finally, existing
studies of the Muhammadiyah and NU are heavily referred to throughout the thesis as a means
to provide additional historical data othexwise unavailable in the primary documentations.
E Structure of the Thesis
This thesis is organized into five chapters but is not rigidly set out in a chronological
order. My first task is to establish the theoretical and conceptual frameworks of the study.
Therefore, this chapter not only reviews the discourse of Islam, civil society, and
democratizations, but it explains the significance of this study as well. Chapter II is an
overview of he relationship between political Islam and the state during roughly fifty years of
Indonesian independence in which Mnbammadiyah and Nahdlatul illarua NU) h d been
transforming from political to civil.
Chapter l l deals with the political roles played by these two organizations during the
transition period. First of all, it presents a comprehensive account on how they keep their
relationships with political parties. This chapter also deals with the roles played by the
Muhammadiyah and NU in the 1999 and 2004 legislative and presidential elections as well as
the subsequent tensions and co-operation between both organiz.ations. t also analyzes the
leadership changes within both organizations in 2004 and 2005 respectively and their
implication for both organizations in the near future political and societal affairs. Finally, it
examines the possible roles played by Indonesian Muslim civil society organizations and their
leaders in the 2 9 election.
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Chapter IV examines the contribution of both organizations to the democratization
process. t looks first at their roles to sustain their position as independent civil organizations
during the last decade of he New Order regime and subsequently transform themselves into
movements clamoring demands for democratization. t also studies how their young members
worked in concert not only in the election monitoring but also in a massive civic education
program. Equally important it deals with how both organizations widen their functions to
promote the more substantive dimensions of democracy: increasing the transparency and
accountability of govermnent. It also studies how both organizations have been working to
maintain the plura1istic and tolerant nature of Indonesian society. Finally this chapter studies
not only the interconnection between intemational funding received y most Islamic NGOs and
the internal democratization but the state-society relation in post-Suharto period as well.
The final part of he study at one level deals with the questions of Muslim civil
society organizations and democratization as well as Muslim civil society and the state in
Indonesia. More genera11y the chapter will reflect upon larger question about the relationship
between Islam and civil society in the Muslim world.
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CHAPTER II
MUHAMMADIYAH NU, AND TH ORIGIN OF CIVILITY
A Introduction
Indonesia is a home to the world s largest Muslim populat ion of approximately 200
million people. However Indonesia is not an Islamic state. Nor Indonesia is a secular state. It is
not an Islamic state in a sense that the 1945 Constitution rejects the superiority o f any religion
over the other. t is also not a secular state in the conventional sense of relegating religion to the
private sphere, and enforcing a strict separation between religion and state. The philosophical
basis of he state, ancasila five principles) begius with a declaration of the beliefin one God,
and the state recognizes s ix major religions. AIl a matter of fact, religion in Indonesia occupies
an important, and also ambiguous, position in the public affairs
This ambiguity has in part been the result of he position of Islam in Indonesian
history and society. Having aware of heir overwhelming majority, organized Muslims have
been unwilling to limit their activities to the nonpolitical realm. This refusal sterns no t only
from adherence to doctrinal principle-there is no separation between religion and politics in
Islam-bu t also from fear of being marginalized from political arena. Unfortunately, within a
numerical majority, political Islam in Indonesia is an active minority. Therefore, political
organizations committed to explicitly Islamic goals have never been able to garner sufficient
mass support to control the goverument and establish a state based on Islamic principles.
This chapter will first present a historical overview of the origin of the ideological
pluralism within Indonesian Islam, o f which political Islam has become a minor ity within a
numerical majority. Secondly, this chapter will present an overview of several critical moments
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in the political development of Indonesian Islam during the roughly fifty years of he
independence period in which Muhammadiyah and Nahdlatul Ulama NU) had been playing a
significant role. This is purported to explore the organizational precedents for non-state social
associations for civil society in the majority Mnslim nation of Indonesia.
B The Origins of Muhammadiyah and NU
Indonesia has the largest Muslim population of any country. Nearly 88 percent of ts
approximately 22 million people identify themselves as Muslims. This country, along with
other Southeast Asian countries, h s long been at the center of Asian maritime trade networks.
Hence, the global connection of religious and cultural systems to Indonesia existed long before
the present stage of globalization. Since the coming of Islam to Southeast Asia, Islamic
worldwide models for religious life have combined with distinctive local Indonesian patterns,
supporting the development of vibrant regional Muslim CUltures. Today, these cultures
continually shape and are shaped by the changing conditions of life in contemporary Indonesia.
Moreover, Indonesia is also the largest archipelagic nation, spanning all or parts of five large
and thousands of smaller inhahited islands, each one ecologically and ethno-linguistically
distinct. 2 Within these diverse indigenous ethnic groups, there is a small (around 3 percent of
the population) Chinese population widely seen as non-indigenous non-pribumi), and resented
by many because of ts disproportionate ownership of middle and large-scale private enterprise,
thank to the Dutch colonial policy. In addition to its Muslim majority, there is a substantial
number of Christians, Hindus, Buddhists, and tribal animists.
Complicating matters even further, as Hefuer says, despite its Sunni majority in
theological orientation, these Muslims have been deeply divided along ethnic, regional, and
I See Hefuer, Religion: Evolving Pluralism, 1999, pp. 205-236.2 See Cn'bb, ''Nation,'' 1999, pp. 3-38; Emmerson, What Is Indonesia? 2005, pp. 7-73.
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ideologicallines. 3 The fissures are o wo main inextricably linked kinds, so far as their political
effect is concerned: one is based on the extent to which the religion itself is regarded as a valid
motive force and the other on the division between the modernist and traditionalist
interpretation o it. The spread o Islam in the archipelago, particularly in Java was uneven. The
religion went from the coast to the interior. Its spread reflected trading networks, the rivalry
between coastal and interior states, and the competition o different cultural groups. In some other
islands, the religion penetrated smoothly. Examples include Sumatera and South Sulawesi. In
there places, the spread o Islam did not contend with the cultural legacies o animism, Hinduism,
and Buddhism. Historically, therefore, many Muslims from the nation's largest ethnic group, the
Javanese, have been o syncretic or nominal Islamic persuasion abangan), as opposed to strict
Muslim santri), and thus resistant to the demands o Islamic orthodoxy.4
In the social structure o Indonesian Islam there is also an historical fault line between
two relatively distinct (though also in some ways blurry and now fading) religious-social-
economic-political orientatious, namely the modernist and traditionalist . The modernist (or
reformist) movements,S which had their inspirations from the Islamic reform n the Middle East
during the second half o he nineteenth century, were both backward and forward-looking in
that it aimed to cleanse Islam o allegedly non-Islamic accretions acquired during the centuries
since the age o the Prophet Muhammad and, at the same time, sought to demonstrate that the
Muslim faith was based on rationality and thus not in conflict with the scientific spirit o the
modern world. The influence o reformist ideas spread n Indonesia as more and more
3 Hefiler A Muslim Civil Society? 1998 p. 290.4 The variants o Javanese Islam and their social significance are descnoed n Geertz, The Religion o
Java 1960; nd Jay, Religion and Politics in Rural entral Java 1963.S The standard accowrt on the modernist movemeots n the late colonial Indonesia, see Noer, he
Modernist Muslim Movement in Indonesia 1900-1942 1973.
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Indonesians visited the Middle East (Saudi Arabia and Egypt) as pilgrims or students and
returned as bearers of he new approach. 6
By the beginning of the twentieth century, several modernist organizations were
established, the most influential of which was the Muhammadiyah (the followers of
Muhammad).? Founded in 1912 by Ahmad Dahlan in Yogyakarta, Java, the Muhammadiyah
soon established itself at the forefront of he movement to reorient Islam and society. Its main
principles are derived from the Koranic dictum, arnar rna 'ru nahy rnunkar (calling to do
good and refrain from evil deeds). The main impetus for its establishment was to challenge
what they perceived as the two main weaknesses in Javanese society: on the one hand they
regarded traditional Islamic education as backward and incapable of coping with the challenge
of he modem world, and on the other, they rejected the non-Islamic accretions to Islamic
practice and urged a return to the basic purity of Islam as found in the Koran and Hadith. 8
Similarly, they observed with bitterness and resentment how the Dutch had ruled over the
country and had built a colonial educational system dedicated almost entirely to the preparation of
people to work as colonial administrators and clerks 9 Facing these real challenges, The
Muhammadiyah thus concentrated its energies mainly on education, health services, and care for
the poor, and eschewed fonnal politics. For example, in contrast to traditional Islamic education,
Mnhammadiyah schools combined the model of European school and Islamic education, and thus
taught science, math, history and geography along with traditional Islamic subjects.
6 On the origin of Islamic refornrism n the Middle East and its impact on Sontheast Asian Islam, seeAzra, The Transmission o slamic Reformismt Indonesia, 1992. On the comparative study between theMubammadiyah and Abduh's ideas, see Lubis, Pemikiran Muhamnuuliyahdon Muhammad Abduh, 1993.
See Nakamura, The Crescent Arises over the Banyan Tree, 1983; Pescock, PurifYing the Faith, 1984;A1fian Muhammadiyah, 1989.
8 On the Mubammadiyah's theology and ideology, see Saleh, Modern Trends in Islamic TheologicalDiscourse, 2001; Federspiel, The Mubammadiyah, 1970, pp. 57-79; Nakamnra, The Reformist Ideology ofMubammadiyah, 1980, pp. 273-286.
9 On the encounter between Mubammadiyah and Christian mission, see Shihab, The MuhammadiyahMovements,1995.
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In response of he proliferation of the modernist, reformist organizations, more
traditionally uIama organized themselves into the Nahdlatul Ulama (the Awakening of Islamic
scholars-NU) in ast Java in 1926. 10 Challenging the modernist' s emphasis on self-study and
individual responsibility, the traditionalists defended the privileged role of religious scholars by
pointing out that religious scholars ulama) were heirs of the Prophets al-ulama waratsatul
anbiya) in that they were part of he chain ofIslamic knowledge leading back to the Prophet
Muhammad. Given their anthority on Islamic law and its classical commentaries they served,
through their pesantren (Islamic boarding schools), as centers for the dissemination of Islamic
knowledge in the interior, rura1 area of Javanese society. While the Muhammadiyah tended to
be more successful in attracting better-educated followers from urban areas, the NU generally
retained the loyalty of he network of hese religious scholars ulama) who, through their
pesantren, had great influence among the students and ordinary people of the peasantry. s
far as the organizational style i s concerned, the NU also emphasized on these relatively
autonomous and dispersed charismatic religious scholars, in contrast t o the Muhammadiyah
which developed organizations with rule-governed bureaucracies and open election.
Although the NU and Muhammadiyah have grown closer together, the tension
betwee n these two orientations h s remained a key feature of Indonesian politics and society to
this day. Despite their rivalry, however, both organizations have experienced the similar
tendencies, being a large organization. Whi le the NU established strong roots in East and
Central Java and South Kalimantan, the Mubammadiyah gradually became more of a
10 On the standard account for the NU see Anam, Pertumbuhan dan Perkembangan NahdlatulUlama1985; van Bruinessen, NU 1994; Feillard, NU Vis-a-vis Negara, 1999.
Dhofier, The Pesantren Tradition, 1999.
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nationwide organization, spread out in cities throughout the country derived its support largely
from Sumatera, South Sulawesi, West Java and the north coast of Java
Ai illustrated above, there was a ubiquitous precedence of autonomous and
independent institutions during the late colonial period. Furthermore, there was also a deep
tradition of pluralism and diversity within Indonesian society, not only between Muslims and
non-Muslim, but also between devout and nominal Muslim as well as between the modernist
and traditional Islam. The next part will examine tension and cooperation among and between
these diverse groups in the course of 50 years of Indonesian independence.
c The nvolvement of the Muhammadiyah and NU n Politics
The proclamation of Indonesian Independence in 1945 was soon followed by the
establishment of a provisional parliament and the commencement of political activities by a
large number of competing parties. Among these parties-religious secular, and even
communist-Masyumi was one of he most significant. 12 The Masyumi Majelis Syuro
Muslimin Indonesia-Consultative Council of Indonesian Muslims) was created in the Japanese
period and transformed into a political party on November 7, 1945 in a Mubammadiyah's
boarding scbool in Yogyakarta 13 This party was comprised not only of ndividual members but
of corporate ones as well, namely, Muslim political, religious, social, and educational
organizations, as what so-called special members , that are NU, Muhammadiyah, and some
other smaller and regional organizations.
Therefore, Muslim politicians have had powerful positions since the early days of the
Independence period. The Masyumi was a leading member of most coalition governments
12 See Noer Partai Islam dalam Pentas Nasional 1987.13 A comprehensive account on the political relation betwee n the Masyumi nd Muhammadiyah, see
SyaifuIIah, Gerak Politik Muhammadiyah dalam Masyumi, 1997.
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during the Parliamentary Democracy period (1949-1956) and on several occasions had led the
governing coalitions. 4 Early in the revolution, in exchange for giving up their claim to an
Islamically defined state, which would have alienated Christian and other religions minorities,
Islamic groups were granted their demand for a ministry of religion. From this base, largely
controlled by the NU but sh red by a contingent ofMuhammadiyah educators, the Islamic
bureaucracy was expanded outwards throughout the archipelago.
But these gains coopted and divided political Islam. The Ministry became not a salient
but an enclave, while political competitions among Muslims, particularly between the
modernists and traditionalists, reinforced theological differences. The Masyumi, as has been
mentioned, was a federation of many organizations, each one with its own policies. Soon the
strain began to show. First, in 1948 the Partai Syarikat Islam Indonesian (pSI ) withdrew, to
campaign in its own right and under its own emblem. Then, in 1952, the NU broke away also to
campaign under its own emblem. IS This left the Masyumi to become the political vehicle of the
reformist movement, which took over the name virtually y default.
Throughout the 1950s, when political struggle was profoundly colored by ideological
battie 16 the Islamic parties and organizations, including the NU and Mubammadiyah, favored the
creation of a state based upon Islamic law. They believed in the holistic nature ofIslam as Islam
constitutes more than theological or ritual systems. Moreover, they argued, Islam does not
recognize the separation between the spiritual and temporal; rather it governs all aspects oflife.
14 n the rise and fall of he governments during this period, see Herbert Feith, The Decline oConstitutional Democracy in Indonesia 1962
" There were two reasons for the U to withdraw. Firstly, as the reformists continued their efforts todominate the federation, the U sought to get a greater role by establishing its own party. Secondly, there was adispute between Mnbammadiyah and U as to which organization would control the Ministry of Religion in thenext Masyumi-Ied coalition. For a comprehensive account for the political activities of he U during this period,see Fealy, Ulama and Politics in Indonesia 1998
16 Feith concluded that there were five major political streams involved in the political battle during thisperiod: Islamic traditionalism, Islamic modernism, socialism, oonmumism, and mdical nationalism. See Feith,"Introduction", in Feith and Castles (eds.), Indonesian Political Thinking 1970 p. 1-24.
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They also argued that Islam was the first basis on which Indonesia established a modern political
organization which attracted mass support. In this regard, they contended that Islam was the one
which first paved the way for political actions aiming at independence and which first planted the
seed o Indonesian unity. As a matter o fact many o he Muslim leaders believed that
Indonesia's nationalism should be Islamic in nature. 17 Meanwhile, nationalist and non-Islamic
parties supported the retention ofPancasila and found the concept o an Islamic state distasteful.
Only Pancasila, they affirmed, could appeal to the varied, ethnic, regional, and religious groups
that comprised Indonesia. They contended that Islam, insofar as it entered politics qua Islam, was
a divisive element. 1S Ideologically and intellectua11y this tension was paralyzing for Islam so
long as it was directly engaged politically.
In the first general election o 1955, six parties campaigned under the barmer o Islam.
They expected to win an outright electoral majority and subsequently go on to establish an
Islamic state. To the surprise o almost everyone, however, six Islamic parties took at best
43.9% o the vote for parliament, indicating clearly enough that a large number ofMus1ims had
opted for non-Islamic parties. From an electoral field o more than thirty parties, the Sukarno-
led Indonesian National Party (PNI) won 22.3 percent o the vote; Masyumi, 20.9 percent; NU,
18, 4 percent; and the Indonesian Communist Party (PIG), 16.4 percent. 19
After the 1955 elections, when Sukarno started to promote his idea o Guided
Democracy, power moved to the presidency, the army, and the PKI. 20 Other political parties
steadily lost strength, and therefore the ideological rivalries were increasing. Sukarno sought to
7 On the competing discourses between the Islamic group and nationalist group concerning the nature oIndonesian nationalism and the place o Islam during this period, see Effendy, Islam and the State in Indonesia2005, Cha pter2.
1 On the dynamics o political Islam during this period, see Boland, The Struggle o slam in ModemIndonesia 1982.
19 Feith, The Indonesian Electians o 1955 1957, pp. 58-59.20 See Feith, President Sukamo, the rmy and the Communists, 1964, pp. 969-980.
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submerge these ideological differences in a single national belief. He called it asakom
(NasionaIisme, Agama [religion], Komunisme). Unfortunately, this new country could not be
simultaneously Marxist, Islamic, and developmentaIist, except perhaps in the mind of Sukamo.
As the Guided Democracy period came in 1959, the distinct political attitudes of
Islamic parties were discernible, to some extent reflecting differences in regional-cultural
backgrounds. 21 The NU, culturally closer to the Javanese value system of he ruling elite and
following a long tradition of Sunni political conservatism, was always accommodative towards
the government of he day. To the NU, any government that allowed (and preferably facilitated)
its citizens the exercise of their religious obligations was acceptable. Its chief concrete
objective seemed to be to secure as much patronage from the government as possible. 22
Meanwhile, the Masyumi, culturally closer to the Outer islands' value system of egalitarianism
did not shy away from open confrontation with Sukamo. The Masyumi never formulated ideas
abou t a specifically Islamic political system; it basically demanded western-style parliamentary
democracy with a greater say for committed Muslims in matters of government policy.
n political terms, this meant on the part of he NU a readiness to legitimize Sukamo s
presidency, to tolerate Sukamo s increasingly radical nationalism and left-wing sympathies,
and to participate in successive coalition governments that shared his views. 23 By doing so, of
course, they ensured that they were in position of strength vis-a.-vis the reformists. The
Masyumi, on the other hand, would not compromise. It refused, on principle, to have any
association with a government that included Communist fellow travelers, and it resented
Sukamo s broad religious sympathies, his policies, and his personal lifestyles.
2 van Bruinessen, Islamic State or State Islam?, 1996, p. 22.22 For religio-political interpretation of he NO's political behavior during this period, see Haedar,
Nahdlatul Ulama dan Islam di Indanesia 1994; Fea1y Rowing in a Typhoon, 1994.23 See Federspiel, ''Sukarno and His Muslim Apologists, 1976.
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The Masyumi s political power started to wane since the outbreak of he PRRI
rebellion in 1958. Masyumi did not officially support the rebellion but three of its top leaders
joined them. Given its ambivalent attitude toward the rebellions, it was labeled the party of
separatism and revolt. 24 The Masyumi was forced to dissolve in 1960 for its supposed
complicity in the rebellion and its continuing opposition with Sukamo. Its leaders were placed
under political arrest; their supporters either joined NU or other small Islamic parties, i = e r s e d
themselves in religious or cultural activities, or remained silent. Prior to the dissolution,
Muha=adiyah dismantled its special membership to Masyumi in 1959 and devoted itseif to
educational, social, and religious activities.25
Islamic political activity during the Guided
Democracy period was therefore essentially dominated by the NU, whose freedom of action
was also circumscribed. 26 Like all other parties, the NU was forced to give uncritical support to
Sukamo while hoping his goodwill would protect its interests.
The failed Communist coup of 1965 was a watershed in modern Indonesian history. t
brought about the fall ofSukamo and his Guided Democracy idea, and in its wake caused
terrible bloodshed. 27 The PKI, the largest Communist par ty outside the Communist countries,
and its sympathizers were eliminated and the Suharto-Ied New Order regime came to power.
Both Muha=adiyah and particularly NU followers took active parts in the suppression of he
4 Lev The Transition t Guided Democracy 1966, p. 185.25 It was during that time that Mubammadiyah formulated Kepnoadian Muhammadiyah (The Character
ofMuharomadiyah) , which declared its identity as an Islantic movement whose activities revolves around
Islantic propagation dakwah) both within Muslim community and society as a whole. This concept began to bedeliberated in the 1956 Muhammadiyah Congress in PaIembang, South Swnatera, and was formaIly ratified in the35 th Muhammadiyah Congress in 1962 in Jakarta. The objective of is concept was that the Mubammadiyahsought to clear itself from any complicity in the Masyumi's political rivalry with the Sukarno, and thereforeavoided any ensuing consequent of he Masyumi's dissolntion.
26 On political Islam during the Guided Democracy period, see Maarif; Islam dan Politil< di IndonesiaPada Masa Demokrasi Terpimpin 1988.
7 There is no reliable figures exist for the number of people who were killed. A scholarly consensus hassettled on a figure of 400-500,000, but the correct figure could be half or twice as much. See, Cnob (ed.), TheIndonesian Killings 1965-1966, 1990; Cnbb, Genocide in Indonesia, 1965-1966, 2001.
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PKI (Le. in killing thousands of alleged members and activists), particularly in strongly Muslim
areas such as East Java and Aceh.
As reward for their assistance in forcing Sukarno from power and liquidating the PKI,
Muslim leaders at first expected to be welcomed into the new regime or, at very least, allowed
to play an active political role. Gradually Islamic political leaders began to feel that Islam was
the most important civil force in society, as its major antagonist, the PKI and Sukarno, had
been eliminated. Members of he Masyumi had high expectations that their party would be
rehabilitated, on the assumption that they were the very people who had adamantly resisted
Sukamo's regime. 8
s early as December 1965, a Coordinating Body of Muslim Activities
(Badan Koordinasi Amal Muslimin) was formed, uniting 16 Islamic organizations which
worked toward a rehabilitation of he Masyumi. From June 1966 onwards, many of them, and
in the first place the Muhammadiyah, openly began to advocate the return of the Masyumi.
The political rewards they expected never materialized. The impression in the Suharto
and military regime was that, with the Communists destroyed and the nationalists discredited,
the Muslim's political opportunity would be simultaneously obstructed. Early in 1967 Suharto
made it clear that the army would not countenance the revival of the Masyumi party. The
Suharto regime did allow a formation of a Masyumi successor by the name ofParmusi (partai
Muslimin Indonesia) while refusing to allow Masyumi senior leaders to pl y leadership role
in this party.29 The party at first rejected this condition but eventually gave in and obtained
legal recognition in February 1968. Led by Djarnawi Hadikusumo (Chairman) and Lukman
Harun (General Secretary), moderate Muhammadiyah leaders, the party executive contained
many Muhammadiyah figures as well as some other representatives of various Islamic groups.
28 Samson, Islam n Indonesian Politics, 1968, p. 1004.2 J See Ward, he Fowulation o h Partai Muslimin Indonesia 1970.
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The Parmusi ran into next trouble with the army when it held its first party congress
early in November 1968 in Malang, East Java. 30 At this congress Parmusi elected Muhammad
Roem, a very senior Masyumi leader who in the 1950s had served as Foreign Minister and
Deputy Prime Minister but had not participated in the PRRI revolt, as the new party chainnan.
However, the government could not agree to the newly-selected leadership of the Pannusi.
Relations became increasingly tense in the two years after the congress. Despite a series o