Issue 91-169 August 30, 1991 Following is a schedule of Commission meetings which will be conducted under provisions of the Government in the Sunshine Act. In general, the Commission expects to follow a schedule of holding closed meetings on Tuesdays, and open meetings on Thursday mornings. Meetings on Wednesdays, and if necessary on Thursday afternoons, will be either open or closed according to the requirements of agenda items under consideration. CLOSED MEETING - THURSDAY. SEPTEMBER 5, 1991 - 2:30 P,M. The subject matter of the September 5 closed meeting will be: Institution of injunctive actions; Institution of administrative proceedings of an enforcement nature; Settlement of injunctive actions; and Formal order of investigation. AT TIMES CHANGES IN COMMISSION PRIORITIES REQUIRE ALTERATIONS IN THE SCHEDULING OF MEETING ITEMS. FOR FURTHER INFORMATION AND TO ASCERTAIN WHAT, IF ANY, MATTERS HAVE BEEN ADDED, DELETED OR POSTPONED, PLEASE CONTACT: Holly Smith at (202) 272-2100. " " .. _. ..-: .... '.,. : .. '.-: '-"-'<->--':' .. :.:''."":':""':'<"',>.:' ',", _. -:., _. '-,': ,.- .:. -,.'- . ','-, FREEDOM· ():f INFORMATION ACT RELEASBS GENERAL COUNSEL AFFIRMS DENIAL OF FREEDOM OF INFORMATION ACT REQUEST FOR CONFIDENTIAL FILINGS The General Counsel sent a letter to David E. Coleman affirming the decision of the Commission's Freedom of Information Act (FOIA) Officer to deny Mr. Coleman access to certain filings to which the Division of Investment Management had accorded confidential treatment. The FOIA Officer had denied access to responsive documents on the basis of Exemption 4 of the FOIA. The General Counsel concluded that the grant of confidential treatment was authorized by Section 13(f) of the Securities Exchange Act of 1934 and that the FOIA Officer properly denied access to those documents under Exemption 4 of the FOIA. (ReI. FOIA-l77)
Transcript
Issue 91-169 August 30, 1991
Following is a schedule of Commission meetings which will be conducted under provisions of the Government in the Sunshine Act. In general, the Commission expectsto follow a schedule of holding closed meetings on Tuesdays, and open meetings on Thursday mornings. Meetings on Wednesdays, and if necessary on Thursday afternoons,will be either open or closed according to the requirements of agenda items under consideration.
CLOSED MEETING - THURSDAY. SEPTEMBER 5, 1991 - 2:30 P,M.
The subject matter of the September 5 closed meeting will be: Institution of injunctive actions; Institution of administrative proceedings of an enforcement nature; Settlement of injunctive actions; and Formal order of investigation.
AT TIMES CHANGES IN COMMISSION PRIORITIES REQUIRE ALTERATIONS IN THE SCHEDULING OF MEETING ITEMS. FOR FURTHER INFORMATION AND TO ASCERTAIN WHAT, IF ANY, MATTERS HAVE BEEN ADDED, DELETED OR POSTPONED, PLEASE CONTACT: Holly Smith at (202) 272-2100.
GENERAL COUNSEL AFFIRMS DENIAL OF FREEDOM OF INFORMATION ACT REQUEST FOR CONFIDENTIAL FILINGS
The General Counsel sent a letter to David E. Coleman affirming the decision of the Commission's Freedom of Information Act (FOIA) Officer to deny Mr. Coleman access to certain filings to which the Division of Investment Management had accorded confidential treatment. The FOIA Officer had denied access to responsive documents on the basis of Exemption 4 of the FOIA. The General Counsel concluded that the grantof confidential treatment was authorized by Section 13(f) of the Securities ExchangeAct of 1934 and that the FOIA Officer properly denied access to those documents under Exemption 4 of the FOIA. (ReI. FOIA-l77)
ADMINISTRATIVE PROCEEDINGS
ADMINISTRATIVE PROCEEDINGS AGAINST ELLIOTT BELLEN
The Commission instituted administrative proceedings, made findings and imposedsanctions against Elliott L. Bellen (Bellen) of Boca Raton, Florida. Bellen was formerly an operations and branch manager for F. D. Roberts Securities, Inc. (F.D.Roberts), a registered broker-dealer which ceased operations in February 1989. Bellen submitted and the Commission accepted an Offer of Settlement whereby he consented to the entry of an Order Making Findings and Imposing Remedial Sanctions containing the following three findings. First, on December 14, 1989, Bellen pled guilty to two felony counts of securities fraud in violation of Section lO(b) of the S~curities Exchange Act of 1934 and Rule lOb-S thereunder, based on his activities while employedat F.D. Roberts. Second, on July 23, 1991, a Final Judgment of Permanent Injunctionand Other Relief was entered against Bellen enjoining him from further violating or aiding and abetting violations of the registration, anti-fraud and broker-dealer books and records provisions of the federal securities laws [SEC v. Leonard M. Tucker, et al., Civil Action No. 86-6974-CIV-GONZALEZ, S.D. Fla]. Finally, it was found that the Commission's complaint in SEC v. Leonard M. Tucker, et al. alleged that while Bellen was associated with F.D. Roberts he participated in a manipulation of the market prices for two securities issues underwritten and marketed by F.D. Roberts. (Rel. 34-29602)
NORMAN VANCE BARRED
The Commission announced the bar of Norman L. Vance (Vance) from the securities industry. Vance was charged with aiding and abetting violations of the broker-dealer books and records provisions. On June 27, 1991, the Commission instituted administrative proceedings against Vance. Vance made an Offer of Settlement, which the Commission determined to accept, barring him from association with the securities industry. The Order Making Findings and Imposing Remedial Sanctions recites that on July 31, 1989 the U.S. District Court for the District of Nevada entered an order of permanent injunction by consent against Vance [SEC v. Stoneridge Securities, Inc. et al., Civ. No. CV-S-89-096-PMP]. The Order also finds that Vance wilfully aided and abetted violations of Section l7(a) of the Exchange Act and Rule l7a-3 thereunder and that Vance has been criminally convicted for securities fraud and money laundering arising out of his activities in the industry [Criminal Action No. 89-220, D. N.M. and CR-S-89-27S-LDG, D. Nevada]. (Rel. 34-29601)
CIVIL PROCEEDINGS
PERMANENT INJUNCTION AGAINST MONEY SYSTEMS, INC. AND OTHERS
The Commission announced that on August 23 the U.S. District Court for the Northern District of California entered an Order of Permanent Injunction. The order was entered against Defendants Lynn F. Dickinson (Dickinson) of Berkeley, California,Money Systems, Inc., a California Corporation wholly owned by Dickinson, and LynnDickinson and Associates, a sole proprietorship owned by Dickinson.
NEMS DIGEST, August 30, 1991 2
The complaint alleges that from in or about April 1987 until at least July 1991,Defendants engaged in a scheme to defraud at least twenty customers of at least $750,000. Pursuant to this scheme, Defendants solicited investments and made fraudulent representations to customers concerning the expected returns and securityof their investment in a Pooled CD Program. The complaint further alleges that Defendants misappropriated funds from various customers.
Defendants, without admitting or denying any of the allegations of the complaint,consented to the issuance of an injunction against future violations of the antifraud provisions of the federal securities laws. Defendants also consented to temporaryorders requiring an accounting for and freezing of assets, appointment of a receiver,disgorgement of monies fraudulently obtained and civil penalties to be ordered by the court based on the receiver's report. [SEC v. Money Systems, Inc., Lynn Dickinson and Associates, and Lynn F. Dickinson, Civil Action No. C-9l-2735 VRW, N.D. Cal.] (LR-12958)
CR:U1INAL PROCEEDINGS··
TIMOTHY GIBBONS SENTENCED
The U. S. Attorney for the Eastern District of Arkansas and the Securities and ExchangeCommission announced that on August 26 Timothy Bryan Gibbons (Gibbons) received a six month sentence for criminal contempt of a previously entered Preliminary Injunction.Gibbons was also sentenced to 27 months on each of eight additional felony counts. All sentences are to run concurrently. Gibbons was convicted on May 10, 1991 for his participation in a "free riding" scheme. Co-defendant Mark Brandon Hopkins (Hopkins)was acquitted on all charges.
The defendants were charged with willfully and knowingly conspiring and devising a "free riding" scheme. The defendants used the mail and telephone in interstate commerce to induce securities dealers to open trading accounts and trade governmentsecurities on behalf of Union National Mortgage Co. (UNMC).
The Commission's civil action seeking a permanent injunction against Gibbons and disgorgement as to Gibbons, Hopkins and UNMC remains pending. Hopkins and UNMC consented to Orders of Permanent Injunction on December 21, 1990 (LR-12805). The civil trial is set for September 5, 1991. [U.S. v. Timothy Bryan Gibbons and Mark Brandon Hopkins, USDC/ED/AR/Criminal Action No. LR-CR-9l-l0] (LR-12957)
··nift~TMEN'1'COHPANY ACT RELEASES
lAUREL FUNDS
A notice has been issued g~v~ng interested persons until September 23 to request a hearing on an application filed by The Laurel Funds, Inc. for an order pursuant to Section l7(d) of the Investment Company Act and Rule l7d-l thereunder. The order would permi t the operation of a j oint trading account in repurchase agreements. (ReI.IC-18293 - August 29)
NEWS DIGEST, August 30, 1991 3
LISTING, DELISTING AND UNLISTED TRADING<l\Cl'IOIlS.
DELI STINGS GRfu~TED
Orders have been issued granting the applications of two exchanges to strike from listing and registration specified securities. The exchanges and securities are as follows: Philadelphia Stock Exchange - Columbia Gas Systems, Inc., Common Stock, Par Value $10; Pacific Stock Exchange - Americus Management Corp., Common Stock, Par Value $ .10; and Philadelphia Stock Exchange - First Executive Corporation, DepositaryPreferred Shares, each representing one-fourth share of Series E Adjustable Rate Preferred Stock, $1 Par Value. (Rels. 34-29611; 34-29614 and 34-29615, respectively)
UNLISTED TRADING PRIVILEGES GRANTED
Orders have been issued granting the applications of three exchanges for unlisted trading privileges in issues which are listed and registered on one or more other national securities exchanges and are reported in the consolidated transaction reporting system. The exchanges and the number of issues are as follows: Midwest Stock Exchange - 1 issue (34-29612); Cincinnati Stock Exchange - 10 issues (34-29613); Midwest Stock Exchange - 4 issues (34-29623); and Philadelphia Stock Exchange- 4 issues (34-29624).
UNLISTED TRADING PRIVILEGES SOUGHT
Notices have been issued giving interested persons until September 19 to comment on the applications of two exchanges for unlisted trading privileges in issues which are listed and registered on one or more other national securities exchanges and are reported in the consolidated transaction reporting system. The exchanges and number of issues are as follows: Midwest Stock Exchange - 4 issues (Rel. 34-29620); and Pacific Stock Exchange - 1 issue (34-29622).
A notice has been issued giving interested persons until September 20 to comment on the application of the Cincinnati Stock Exchange for unlisted trading privileges in 7 issues which are listed and registered on one or more other national securities exchanges and are reported .in the consolidated transaction reporting system. (Rel.34-29629)
wITHDRAWAL SOUGHT
A notice has been issued glvlng interested persons until September 19 to comment on the application of American Precision Industries, Inc. to withdraw its Common Stock,$.66 2/3 Par Value, from listing and registration on the American Stock Exchange.(ReI. 34 -29621)
NEWS DIGEST, August 30, 1991
SELF-REGULATORY ORGANIZATIONS
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE
The National Association of Securities Dealers filed a proposed rule change (SR-NASD-9l-38) under Rule 19b-4 which became effective immediately. The proposalestablishes a subscriber fee for receipt of the OTC Bulletin Board quotationinformation and a position charge for broker-dealers utilizing the OTC Bulletin Board Service. Publication of the notice is expected in the Federal Register during the week of September 2. (Rel. 34-29616)
TEMPORARY ACCELERATED APPROVAL OF PROPOSED RULE CHANGE
The Commission has approved on a temporary basis a proposed rule change (SR-PTC-91-12) filed by Participants Trust Company approving PTC's procedures for the close-out of repurchase agreement transactions. The approval is for a period of four months. Publication of the proposal is expected in the Federal Register during the week of September 2. (Rel. 34-29617)
PROPOSED RULE CHANGE
The Midwest Stock Exchange filed a proposed rule change (SR-MSE-9l-12) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder,that would provide for an enhanced version of the SuperMAX system to run concurrentlywith SuperMAX during the SuperMAX pilot program. Publication of the proposal is expected in the Federal Register during the week of September 2. (ReI. 34-29618)
APPROVAL OF PROPOSED RULE CHANGES
The Commission has approved for a one year pilot period a proposed rule change filed under Rule 19b-4 by the New York Stock Exchange (SR-NYSE-9l-7) to amend Exchange Rule 104.10(6) regarding specialist liquidating transa~tions. (ReI. 34-29626)
The Commission has approved proposed rule changes (SR-Amex-86-l9, SR-NYSE-86-20, SR-Phlx-86-2l, SR-PSE-86-lS and SR-CBOE-86-lS) filed by the American, New York,Philadelphia and Pacific Stock Exchanges and the Chicago Board Options Exchange which modify their initial listing and maintenance standards for securities underlyingstandardized exchange-traded options contracts. Publication of the order is expected in the Federal Register during the week of September 2. (Rel. 34-29628)
TRUST INDENTURE ACT RELEASES
UNITED MERCHANTS AND MANUFACTURERS, INC.
The Commission has issued an order under Section 304(d) of the Trust Indenture Act of 1939 on an application by United Merchants and Manufacturers, Inc. (Company) under
NEWS DIGEST, August 30, 1991 5
an Indenture between the Company and First Trust Na t iona L Association as Truc t> e , conditionally exempting such Indenture from the requirements of Section 3l!.(d) of the Trust Indenture Act of 1939. (Rel. TI-2275)
SIGNIFICANT NO-ACTION AND INTERPRETATIVE LETTERS
INTERPRETATION OF NEW RULES UNDER SECTION 16 OF THE EXCHANGE ACT
The Division of Corporation Finance has announced the publication of significant staff correspondence interpreting the new Section 16 rules. Copies of the letters may be obtained by writing to, or by making a request in person at, the Public Reference Room, Securities and Exchange Commission, 450 5th Street, N.W., Room 1024, Washington, D.C. 20549. Each request must state the name of the subject company, the Act and the Section of the Act to which it relates, and the public availability date.
Letter Availability SubjectDate
CSX Corporation August 30, 1991 Former and New Rule 16b-3, Rule 16a-1(c)and Rule l6b-6(b)
Foster Pepper & August 30, 1991 Rule 16b-3(c)Shefelman
Toys "R" Us, Inc. August 3D, 1991 Rule 16a-8(b)
Ventura County August 3D, 1991 Rule 16a-8(b)National Bancorp
SECURITIES ACT REGISTRA~IONS
The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managingunderwriter or depositor (if applicable); File number and date filed; Assigned Branch;and a designation if the statement is a New Issue.
5·3 CINCINNATI BELL INC IOH/. 201 E FOURTH ST, CINCINNATI, OH 45202 (513) 397-9900 -1,500,000 ($28,218,750) COMMON STOCK. (FILE 33-42215 - AUG. 22) (BR. 7)
S-1 ~ COMMUNICATIONS INC, 14673 TITUS ST, PANORAMA CITY, CA 91402 (818) 901-0627 -455,000 ($655,200) COMMON STOCK. 200,000 ($288,000) ~ARRANTS, OPTIONS OR RIGHTS.729,109 ($1,049,916.90) COMMON STOCK. (FILE 33-42217 - AUG. 22) (BR. 3)·
NEWS DIGEST, August 3D, 1991 6
GISTRATIONS CONTINUED
S-3 SOUTHERN CALIFORNIA WATER CO, 630 E FOOTHILL BLVD, SAN DIMAS, CA 91773(714) 394-3600 - 100,000 (S3,250,000) COMMON STOCK. (FILE 33-42218 - AUG. 22) (BR_ 8)
S-3 SIERRA HEALTH SERVICES INC, 333 N RANCHO DR. LAS VEGAS, NV 89106 (702) 646-8100 -350,100 (S5,339,025) COMMON STOCK. (FILE 33-42222 - AUG. 22) (BR. 9)
S-l HEALTHTRUST INC THE HOSPITAL CO, 4525 HARDING RD, NASHVILLE, iN 37205 (615) 383-4444 - 23,000,000 (S69O,000,000) COMMON STOCK. (FILE 33-42225 - AUG. 23) (BR. 5)
S-3 FIRST OF AMERICA BANK CORP IMII, 108 E MICHIGAN AVE, KALAMAZOO, HI 49007 (616) 376-9000 - 150,000,000 (S150,000,000) STRAIGHT BONDS. 4,000,000 ($100,000,000) PREFERRED STOCK. (FILE 33-42226 - AUG. 23) (BR. 2)
S-18 DYNETEL GROUP INC, 1750 COAST DEL SOL, BOCA RATON, FL 33432 (407) 393-6856 - 2,500(S25,000) COMMON STOCK. 250,000 (12,500,000) COMMON STOCK. (FILE 33-42233-A -AUG. 14) (SR. 14 - NEW ISSUE)
S-18 IDEALEASE OF NORTH AMERICA INC, 2aw144 INDUSTRIAL AVE SUITE 116, BARRINGTON, IL 60010 (708) 304-6000 - 250 (S2,501,250) COMMON STOCK. 250,000 COMMON STOCK. (FILE33-42250-C - AUG. 14) (BR. 12 - NEW ISSUE)
S-18 MCD MB DRILLING PROGRAM 1991, 104 SIXTH ST S.W., CANTON, OH 44702 (216) 456-2454 -3,000 (S3,000,000) LIMITED PARTNERS~IP CERTIFICATE. (FILE 33-42251-C - AUG. 15) (SR. 4 - NF.W ISSUE)
S-3 MEDI MAIL INC INVI, 3680 FIFTH AVE, SAN DIEGO, CA 92103 (619) 291-4900 - 753,077(S2,447,500.25) COMMON STOCK. (FILE 33-42346 - AUG. 22) (BR. 1)
S-8 SECOND BANCORP INC, 108 MAIN AVE SW, ~ARREN, ON 44481 (216) 841-0123 - 30,000(S645,OOO) COMMON STOCK. (FILE 33-42347 - AUG. 22) (BR. 2)
S-1 LEEWARDS CREATIVE CRAFTS INC, 1200 ST CHARLES ST, ELGIN, IL 60120 (708) 888-5800 • 600,000 (S8,400,000) COMMON STOCK. 2,045,000 (S28,630,OOO) COMMON STOCK. UHDF.R~ITE.' DEAN WITTER REYNOLDS INC, PRUDENTIAL SECURITIES INC. (FILE 33-42382 - AUG. 21) (SR. 2 - NE~ ISSUE)
S-4 SERVICE CORPORATION INTERNATIONAL, 1929 ALLEN PKWY, POBOX 130548, HOUSTON, TX 77019 (713) 522-5141 - 4,435,586 ($113,384,667.13) EQUIPFENT TRUST CERTIFICATES. (FILE 33-42388 - AUG. 23) (BR. 5)
S-3 HARSCO CORP, PO BOX 8888, CAMP HILL, PA 17001 (717) 763-7064 - 150,000,000(S150,000,OOO) STRAIGHT BONOS. (FILE 33-42389 - AUG. 23) (BR. 9)
S-2 GREEN MOUNTAIN POUER CORP, 25 GREEN MOUNTAIN DR, SOUTH BURLINGTON, VT 05403(802) 864-5731 - 440,000 ($11,880,000) COMMON STOCK. (FILE 33-42390 - AUG. 23) (BR. 7)
N-1A PRUDENTIAL PACIFIC GROWTH FUND INC, ONE SEAPORT PLAZA, NE~ YORK, NY 10292 (212) 214-1250 - INDEFINITE SHARES. (FILE 33-42391 - AUG. 20) (BR. 16 - NEW ISSUE)
S-l SCHERER R P CORP, 2075 W BIG BEAVER RD, TROY, MI 48084 (313) 649-0900 - 10,350,000(S186,300,000) COMMON STOCK. (FILE 33-42392 - AUG. 23) (BR. 4)
S-3 AHMANSON H F & CO IDEI, 4900 RIVERGRAOE RD, IRWINDALE, CA 91706 (818) 960-6311 -8,280,000 ($207,000,000) PREFERRED STOCK. (FILE 33-42394 - AUG. 23) (BR. 2)
NEWS DIGEST, August 30, 1991 7
.::i:C 1 STRA Tl ONS CONTI~\IUED
S-3 CAMBRIDGE ,BIOTECH CORP, 365 PLANTATION ST, BIOTECHNOLOGY RESEARCH PARK, WORCESTER,MA 01605 (508) 797-5777 - 3,450,000 ($24,796,875) COMMON STOCK. (FILE 33-42395 -AUG. 23) (BR. 4)
S·3 AMERICAN BRANDS INC /DE/, 1700 E PUTNAM AVE, OLD GREENWICH, CT 06870 (203) 698-5000 . 750,000,000 ($750,000,000) STRAIGHT BONDS. (FILE 33-42397 - AUG. 23) (BR. 3)
S-l DIGITAL METCOM INC, 33 COMAC LOOP, RONKONKOMA, NY 11779 (516) 981-7100 - 250,000($703,500) COMMON STOCK. 1,284,247 ($4,225,174) C(JoM)N STOCK. 538,571 ($1,048,298)COMMON STOCK. 500,000 (Sl,768,000) COtKlN STOCK. 250,000 (1640,000) COMMON .STOCK.(FILE 33-42398 - AUG. 23) (BR. 7)
S-3 BALL CORP, 345 S HIGH ST, MUNCIE, IN 47307 (317) 747-6100 - 3,162,500($109,296,000) COMMON STOCK. (FILE 33-42400 - AUG. 23) (BR. 9)
ACQUISITION OF SECURITIES
Companies and individuals must report to the Commission within ten days on Schedule l3D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent. Persons eligible to use the short form (Schedule l3G) may in lieu of filing a Schedule l3D file a Schedule l3G within 45 days after the end of the calendar year in which the person became subject to Section 13(d)(1). Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule l4D-l.
Below is a list of recent filings of Schedules 13D and l4D, which includes the following information: Column 1 - the company purchased (top), and the name of the purchaser; Column 2 - the type of security purchased; Column - 3 - the type of form filed; Column 4 - the date the transaction occurred; Column 5 - the current number of shares (in OOO's) owned (top) and the current percent owned; Column 6 - the CUSIP number (top) and the percent owned; and Column 7 - the status of the filing, i.e., new, update or revision.
EVENT SHRS(OOO)/ CUSIP/ FILINGNAME AND CLASS OF STOCK/OWNER FORM DATE XO\JNED PRIORX STATUS
LUKENS INC COM 276 54986610HUSTON FOUNDATION 130 7129/91 3.3 6.3 UPDATE
MEDIAGENIC COM NEW 1,069 58499620BHK TECHNOLOGIES CORP ET AL 130 7/29/91 25.2 30.3 UPDATE
NCC INDUSTRIES INC COM 3,618 62883410SPIESSHOFER GUENTHER ET AL 130 8/21/91 76.5 74.8 UPDATE
PAY N SAVE INC COM 8,052 70432010CHROMAN LARRY ET AL 130 8/23/91 42.3 40.6 UPDATE
NEWS DIGEST, August 30, 1991 8
ACQUISITIONS CONT.
EVUT "1(000)/ CUSIP/ FILING NAME AND CLASS OF STOCK/OWNER FORM DAD WED PRIORl STATUS
PLAZA COMMUNICATIONS INC COM 1.802 72814910GEFFS TOLMAN 130 8/14/91 51.7 51.7 UPDATE
( POSSIS CORP COM 464 73740710NICOLOFF DEMETRE M 130 8/22/91 5.5 5.5 UPDATE
\ R B & W CORP COM 393 74925210
CEILEY GLEN F ET AL 130 8/21/91 7.4 7.0 UPDATE
RALLYS INC COM 5.397 75120310GIANT GROUP LTD ET AL 130 8/21'" 45.2 44.0 UPDATE
RIO GRANDE INC COM 141 76709420SCHNEIDER RAYMOND J ET AL 130 8/19", 11.4 48.3 UPDATE
SOUTHDOWN INC C(»I 1,951 84129710BLUM RICHARD C & ASSOC ET AL 130 8/20/91 11.5 10.2 UPDATE
AMBER RES CO C(»I 1,357 02318410 CHIPPEWA RES CORP 130 8/21/91 71.9 0.0 NEW
BLOCKBUSTER ENTMT CORP C(»I 18.549 09367610 HUIZENGA H WAYNE ET AL 130 8/22191 12.0 12.6 UPDATE
BOHEMIA INC C(»I 996 09732910 WILLAMETTE INDS INC ET AL 140·1 8/28/91 19.5 0.0 NEW
BRITISH AMER INSURANCE COM 6,500 11047520MeMl LLEN TRUST 130 8/22/91 65.0 65.0 UPDATE
CAMBRIDGE HOLDINGS C(»I 360 13219810PUSEY GREGORY ET AL 130 8/23/91 25.8 24.4 UPDATE
WESTERN RESERVE BK OHIO COM 12 95935099 BURDMAN KENNETH ET AL 130 5/ 4/90 5.8 0.0 NEW
YUBA WESTGOLD INC WESTERN GOLD EXPL MIN LP
CL A 130 8/26/91
44,85570.1
98836310 1.4 UPDATE
10 Nt?; DIGFSl'. August 30. 199]
Form 8-K is used by companies to file current reports on the following events:
Item 1. Changes in Control of Registrant.Item 2. Acquisition or Disposition of Assets.Item 3. Bankruptcy or Receivership.Item 4. Changes in Registrant's Certifying Accountant.Item 5. Other Materially Important Events.Item 6. Resignations of Registrant's Directors.Item 7. Financial Statements and Exhibits.Item 8. Change in Fiscal Year.
The companies listed below have filed 8-K reports for the date indicated and/oramendments to 8-K reports previously filed, responding to the item(s) of the formspecified. Copies of the reports may be purchased from the Commission's PublicReference Room (when ordering, please give the date of the report). An invoice willbe included with the requested material when mailed.
STATE SIC ITEM NO. NAME OF ISSUER CODE 1 234 5 6 7 8 DATE CCMlENT ._--------------------------------------NATIONAL CREDIT CARD TRUST 1989-4 NAVISTAR FINANCIAL CORP NETWORK SYSTEMS CORP NORTHLAND CRANBERRIES INC tWIt NORTHWEST ILLINOIS BANCORP INC PAINEWEBBER RETAIL PROPERTY INVESTMENTS PANTHEON INDUSTRIES INC
PETRO GLOBAL INC PHARMACEUTICAL RESOURCES INC PHILLIPS E N COMPANY PITNEY BOWES INC /DE/ POLYMER RESEARCH CORP OF AMERICA PROVIDENCE ENERGY CORP RADVA CORP RANCON DEVELOPMENT FUND VII LP RANCON INCOME FUND I RANCON PACIFIC REALTY L P RANCON REALTY FUND I RANCON REALTY FUND II RANCON REALTY FUND III RAN CON REALTY FUND IV RANCON REALTY FUND V RESDEL INDUSTRIES SCRIPPS E W CO /DE SCRIPPS HOWARD BROADCASTING CO SEACOAST BANKING CORP OF FLORIDA SFFED CORP SHERWOOD GROUP INC SIERRA CAPITAL REALTY TRUST IV CO SIERRA CAPITAL REALTY TRUST VI CO
CO
DE DE NY RI VA CA CA CA CA CA CA CA CA CA DE OH fL
STATE SIC ITEM NO. NAME OF ISSUER COOE 12345678 DATE COMMENT
-----------------.--------------------.-SIERRA REAL ESTATE EQUITY TRUST 82 SIERRA REAL ESTATE EQUITY TRUST 83 SIERRA REAL ESTATE EQUITY TRUST 84 CO SOBANK INC SPHINX NATURAL RESOURCES INC STANDARD CREDIT CARD MASTER TRUST 1991-1 SUNR ISf BANCORP TELCO CCMUlICATlONS INC TELESPHERE COMMUNICATIONS INC TElICONICS INC TEL TONE CORP TEL TONE CORP TOLEDO EDISON CO
TUFCO INTERNATIONAL INC NY X 08/03/91 UNITED SYSTEMS TECHNOLOGY INC IA NO ITEMS 06/10191 AMEND UNITED TECHNOLOGIES CORP IDEI VERMONT RESEARCH CORP IVT/
