Jack Zouhary Financial Disclosure Report for 2010

8/3/2019 Jack Zouhary Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010

Report Required by the Ethicsin Government Act of 1978(5 U.S .C. app . 101-111)

1. Person Report ing (las t name, f i rs t , middle ini t ia l)Zouhar y , J ack

4 . T i t le (Ar t ic le 111 judges indica te ac t ive or senior s ta tus ;magistrate judges indicate full- or part- t ime)D i s t r ic t Ju d g e / A c t i ve

7. Chambers or Office AddressU.S. Dis t r i c t Cour t1716 S p i e l bu s c h A ve n u eT o l ed o , OH 4 3 6 0 4

2. Court or Organiza t ionDis t r ic t C our t , N or the r n Dis t r ict o f O hio

3. Date of Report05/09/2011

5a. Repor t Type (check appropr ia te type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas is of the informat ion conta ined in th is Repor t and anymodif ica t ions per ta in ing there to , i t i s , in m y opinion, in comp l iancew i t h ap p l i c ab l e l aw s an d r eg u l a t i o n s.

6. Repor t ing Per iod01/01/2010

to12/31 /2010

R e v i e w i n g O f f i ce r Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followea~ Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I. P O S I T I O N S . m e p o r a n g i n d i v i d u a l o n l y ; ~ . 9 - 1 3 of filing instructions.)~] N O N E (No reporlable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

2.

3.

4.5.

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of f!ling instructions.)N O N E (No reportable agreements.)

DATE1 .2.

3.

PARTIES AND TERMS


2/22

FINANCIAL DISCLOSURE REPORTPage 2 of 22

N a m e o f P e r s o n R e p o r t i n gZouhary, Jack

D a t e o f R e p o r t05/09/2011

I I I . N O N - I N V E S T M E N T I N C O M E . ~ R e p o r a n g i n d i v id u a l a n d s p o u s e ; see pp. 1 7 - 2 4 o:filing instructions.)A. Filers Non-Investment Incom e

~] NONE non- inves tment income . )N o reportableDA T E SO UR CE A N D T Y P E

2.

3.

4.

INCOM E( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1 .2.3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmen~(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

N O N E (No reportable reimbursements.)SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

1 . N A C o 1/20-21 /2010 S an An t o n i o , T X Ju s t i c e a n d P u bl i c S a f e t y Ai r f a r e , ho t e l , m ea l s , t r an s p o r t a t io n ,R e t r ea t m i l e a g e2. U n i v e r s i t y o f D en v e r 1/28-29/2010 D e n ve r , CO A CT L T as k Fo rc e o n A ir fa re , h ote l, m ea ls , tr an sp orta tio n,D i s c o v e r y mi l e a g e , p a r k i n g3. A CI 2/25-26/2010 N e w Y o r k , N Y E m plo ym en t A ir fa re , h o te l, m e a ls , tr an s p o rta tio n ,D is cr im in atio n Se m in ar m i le ag e, p ark in g4. A m e r i c a n Co l l e g e o f T r ia l 3 14-7/20 10 P a l m D e s e r t , C A S p r i n g M e e t i n g Ai r f a r e , ho t e l , m ea l s , t r an s p o r t a t io n ,

L a w y e r s mi l e a g e , p a r k i n g , r e g i s t r a t io n5. U n iv e r s i ty o f D e n v e r 7/8-9 /201 0 D e n v e r , CO A C T L T a s k Fo rc e o n Ai r f a r e , ho t e l , m ea l s , t r an s p o r t a t io n ,

D i s c o v e r y mi l e a g e , p a r k i n g


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N a m e o f P e r s o n R e p o r t i n gZouhary, Jack

D a t e o f R e p o r t05/09/2011

V . G I F T S . a n c l u d e s those to spouse and dependent children; see pp. 28-31 of filing instructions.)N O N E ( N o reporta ble gifts.)

SOURCE DESCRIPTION1 .2.3.4.5 .

VALUE

V I . L I A B I L I T I E S . a n e l u d e s t h o s e o y s p o u s e und dependent ~hildren; see pp. 32-33 of filing instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.

4.5.

VALUECODE


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N a m e o f P e r so n R e p o r t i n gZouhary, Jack

D a t e o f R e p o r t05/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s( in c lud in g t rus t a s se t s )

P l a c e " ( X ) " a f t e r e a c h a s s e texempt f r om pr ior d i s c los ur e

B, C. D.Incom e d uring G ro ss va lue a t end Transactions during reporting period

r epor t i ng per iod o~ r epor t i ng per iod(1) (2) (1) (2) (1 ) (2) (3) (4) (5 )A m o u n t T y p e ( e . g . , V a l u e Value T y p e ( e ~ g . , D a t e V a l u e Gain Identity ofC o d e 1 div ., ren t, Cod e 2 M ethod buy, sell , mm/dd/yy Code 2 Code I .... buyer/seller( A-H ) o r i n t . l ( J - P ) C o d e 3 r e d e m p t i o n ) ( J r P ) ( A-H ) ( i f p r i v a t e

( Q -W ) t ransaction)

1. DTE Energy* D i v i d e n d2 . T r us t # 1 G Int./Div. P2 T

3. - Boeing*

4. - D C T I n d us t r i a l T r us t *5. - Deere & Co*6 . - D P L *7. - G eneral Electric*8. - Intel*9. - I Shares TR Russell M id Cap Value*

10 . -M otoro la*11. - P e p s i c o *1 2 . - Pennsylvania Mutual Fund

1 3 . - T h o mbu r g I n t l / V a l u e F u n d

1 4 . - U S B a n c o r p D e l a w a r e N e w *1 5 . - Abbott Labs*1 6 . - A T & T *1 7 . - Atmos Energy*

~c.~ , n co m , . ~a , nCodesi( S ee C o l u m n s B I an d D4)

2 . V a l ue Co d e s( S ee C o l u m n s C I an d D3 )

3 , V a l ue M e t ho d Co d e s( S ee C o l u m n C 2 )

A =$1.000 or lessF=$50.001 - $100.000J =$15.000 or lessN =$250.001 - $500,000P 3 =$25,000.001 - $50.000.000Q=AppraisalU = Bo o k V a l ue

B = $ 1 ,001 - $ 2 ;500 C = $ 2,501 - $ 5 ,000 D =$5,001 - $15,000 E =$15,001 - $50,000(3 =$100,00i ~ $ 1,000,000 H t = $ t 0 00 00 1 : $5 00 0. 00 0 H 2 = Mo re th an $3 .0 00 .@ 0K =$ 15,001 o $50,000 L - - - $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 M =$100 001 - $250,000 :0 =$500,001 - $1,000,000 Pi ~-$1 000.00i- $5,000;000 P2 ~$5;000~001 ~ $25 ,0 0 0 ,0 0 0

P4 =More thin $50!000~000R =Co st (R ea l Es ta te On ly) S =A sse s s m en t T =C ash M ar k e tV = O t he r W ~ Es t i ma t e d


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N a m e o f P e r s on R e p o r t i n gZouhary, Jack

D a t e o f R e p o r t05/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp . 34-60 of fillng instructions.)---] N O N E (No reportable income, assets, or transactions.)

Place ,,(x)l~afie~fi~ha~t : 7o~eUi~ Typ~e x e m p t f r o m p r i o r d i s C l o S U r e C di~ i rehi~ Code 2 Meth~:

1 8 . - B P P L C *1 9 . - C a r d i n a l Hea l t h I n c Ohi o *

20 . - C o c a C o l a*

21 . - E a i o n *

22 . - C en t u r y l i n k*

23 . - H S B C H o l d i n g *

24 . - J P M o r g a n C h a s e *

25 . - K ey C o r p *

26 . - M c D o n a l d s *

27 . -Merck&Co*

28 . - P N C *

29 . - R o y a l D u t c h S h e l l *

30. - B r i s t o l -M y e r s S q u i bb*

31 . - C o n o c o P h i l i p s *

32. - C B S *

33. - C o l g a t e P a l m o l i v e*

Sold !10/05/10 J

Sold 10/05/10 J

34 . - C o n a g r a F o o d s *

1 . In co me Ga i n Co d e s : A =$1 0 0 0 o r [ e ss B =$1,001 - $2,500( S ee C o l u m n s B I an d D4) F=$50~001 r $100,000 : G =$100.001 - $ t ,000,000

2 . V a l u e C o d e s J =$ 15~ 000 or le ss K = $ 1 5,001 - $ 50.000( S ee C o l u m n s C I an d D3 ) N =$250,001 - $500,000 O = $ 5 0 0 ; 0 0 t ~ $ 1 ~ 0 0 0 ~ 0 0 0P3 =$2 5,000.001 - $50.000,0003. Value Method Codes Q = A p p ra i sa l R -C o s t ( Rea l E s t a t e On !y)(See C o h lm n C 2) U = B o o k V a lue V =Ot h e r

C =$2.501 -$5.000 D =$5,001 - $15.000 E =$15,001 - $50.000HI =$1.0001091 - $5.000.000 H2 =More than $5 ,000,000

P4 = Mo.~e th~. $60:000,000S =Assess lllentW = E s t i m a t e d


6/22


N a m e o f P e r s o n R e p o r t in gZouhary, Jack

D a t e o f R e p o r t05/09 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v u tu e , trunsactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions,)N O N E (No reportable income, assets, or transactions.)

A. B. Co: ............ ............. D.D es cr ipt ion of As s et s Inc ome dur ing Gross va lue a t end Tr ans act i ons dur ing r epor t i ng per iod(including trust assets) r epor t i ng per iod of r epor t i ng per iod

(1 ) (2 ) ( 1 ) ( 2 )Place "(X)" af ter each asset

exempt f r om pr ior d i s c los ur e

35 . - D u P o n t E I D e N e m o u r s *

36. - H CP I n c . *

37. - O l i n *

38 . - Or ac l e*

39 . - W a l g r e e n *

40 . - W h o l e F o o d s *

41 . - T r a d e w i n d s N W Q I n t l V a l u e ( F u n d )

42 . - C o hen & S t ee r s I n t l ( F un d )

43 . - B l ac k r o c k N a t i o n a l ( F un d )

44 . - N u v e e n O h i o M u n ( F u n d )

45 . - S p r i n t N e x t e l *

46 . - S t ryker*

47 . - W i n d s tr e a m *

48 . - W i s c o n si n E n e r g y *

49 . - 3 M*

50 . - E a t o n V a n c e O h i o M u n ( F u n d )

A m o u n t T y p e ( e . g . ,C o d e 1 d i v . , r e n t ,( A-H ) o r in t . ) ( J - P ) C o d e 3 r e d e m p t i o n )

S o l d 12/31/10 K

(5 )

( J - P ) : ( A : H ) ( i f p r i v a t et r a n s a c t i o n )

51 . - E a t o n V a n c e T a x ( F u n d )

i . t n~6me G~ihc odes i A ~ $ 1 , o o o o r l e s s..... F--$~0~001- $100,0002 . V a l u e C o d e s J = $ 1 5 . 0 0 0 o r l e s s

( S e e C o l u m n s C I a n d D 3 ) N = $ 2 5 0 , 0 0 1 - $ 5 0 0 , 0 0 0P 3 = $ 2 5 , 0 0 0 . 0 0 1 - $ 5 0 , 0 0 0 ,0 0 03 . V a l u e M e t h od C o d e s Q = A p p r a i s al

( S e e C o h u n n C 2 ) U = B o o k V a lu e

B = $ 0 0 2 5 2 5 0 0 C = $ 2 ; 5 0 1 ~ $ 5 0 0 0 : D = $ 5 , 0 0 t - $ 1 5 , 0 0 0 E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0(3=$ 00001~$ 000000 H =$1000091,$5000000 H 2 = M o r c th a n $ S O 9 0 0 0 0K = $ 1 5 , 0 0 1 - $ 5 0 ,0 0 0 L = $ 5 0 i 0 0 : $ 0 0 ~ 0 0 0 M ~ $ 1 0 0 0 0 1 , $ 2 5 0 ~ 0 0 00 = $ 5 0 0 , 0 0 , - $ t , o o o , o o oR = C o s t ( R e a l E s t a te O n l y ) S = A s s e S s m ~ i T g C a s h M a r k e tV = O t h er W = E s t im a t e d


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D a t e o f R e p o r t05/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v u l u e , transactions (Includes those of spouse and d epend ent children; see pp. 34-60 of f!ling instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s( in c lud in g t rus t a s se t s )

Place " ( X ) " af t er each as s etexemp t f r om pr ior d i s c los ur e

1 3 . C. D.Incom e during G ross v a lue a t end Tr ans act i ons dur ing r epor t i ng per iod

rep orting pe rio d of rep orting pe rio d(1) (2) (1) (2) = (1) (2) (3) (4) {5)

A m o u n t V a l u e D a t e V a l u e Gain I d e n t i ty o fT y p e (e.g. , Value T y p e ( e . g . ,Co d ~ I . . .. d i v . , r e n t , C o d e 2 M e t h o d buy~ sd l, m m /dd/yy Co de 2 Cod e I buyer/seller(A,H) : or int.) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A -H ~ ( i f p r i v a t e(Q_~ t r a n s a c t i o n )

52. - Amgen*53 . - J o h n s o n & J o h n s o n *

5 4 . - M i c r o s o f t *55 . - A mer i can E l ec t r i c Po wer *56 . - B o b E v a n s F a r m s *5 7 . - C i ti g r o u p *58. - Pfizer*59 . - S t . P au l T r av e le r s *6 0 . - T e c o E n e r g y *61 . - V e r i z o n C o m m u n i c a t io n s*62 . - A l c a t e l L uc en t *

63. - V a n g u a r d O h i o T a x , F r e e F u n d64 . - Div idend C api ta l T o ta l Rea l ty T r us t65 . - Deuts che Bank P F D T r us t IX66. - I S h a r e s T R S & P N a t i o n a l M u n B d F u n d67 . - N C R * S o l d 11/02/10 J

68. - T e r a D a t a * S o l d 05/I2/10 K A

I . I n co m e G a i n ~ d es : A @ $ i ; 0 9 0 : o r !e s s B ~$i ;O0i fi $2i500 C =$2,501 - $5,000 O =$5,001 - $15,000(S~ c~i~mfis B} ~nd D4)~ ~$~6~1 ~ $i~;000 .... H1 =$t.~,~1 - $5,~,~0 H2 =M o r e t h an $5 , ~ 0 , 0 0 02 . V a l u e C o d ~ J = $ t 5 . ~ 0 o r I ~ s K ~ $ 1 5 , ~ I - $ 5 0 7~ 0 L =$5 0 , 0 0 1 - $10 0 ~ 0 M = $ 1 0 0 , ~ 1 - $ 2 5 0 . ~ 0

( See Coh ,mns CI and 0 3 ) N =*250,~1 - *5~.~ O = $ 5 0 0 ; 0 0 i ; $ ! ~ 0 ~ 0 P I = $ L @ , 0 0 1 + s s ; 0 0 0 ;@ P2 =$5 000 001 - $25,000.000P3 =$25,000.~ 1 - $50.000.0~ P4 =More than $50~000 0003 . V a l u e M e t h o d C ~ e s Q = A p p ra i s a l R =C o s t ( Rea l ~ t a t e On l y ) S = A s ~ s s m e n t T = C ~ h M a r k e t

( S ee C o l u m n C 2 ) U = B ~ k V a l U e V = O t h ~ W = Es t i ma t ed

E =$ 1 5 , 0 0 1 - $ 5 0 . 0 0 0


8/22

FINANCIAL DISCLOSURE REPORTP a g e 8 o f 2 2


D a t e o f R e p o r t05/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , .e , v a t u e , ~ a n s a c t io n s a n c l u d e s t h o s e o f s p o u s e u n d d e p e n d e n t children; see pp. 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )Place "00" after each asset

exemp t f r om pr ior d i s c los ur e

I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o dr e po rt i n g pe ri o d o f r e po rt i n g pe r i o d(t) (2 ) (1) (2) (1 ) (2) (3) (4) ......... (5 }

Amount : Type (e.g. V a l u e V a lu e T y p e (e .g . , D ate V a l u e G a i n I d e n t i t y o fCode 1 div. ren t , C o d e 2 M e t h o d b u y . s e l l , m m / d d / y y C o d e 2 C o d e 1 buyer/seller( A - H ) o r in t . ) ( J - P ) C od e 3 r e d e m p t i o n ) ( J - P ) ( A -H ) ( i f p r i v a t e

69 . - W a s te M a n a g e me n t*

70. - Ver i f o n e* S o l d 09/03/10 J A

71 . - Rea l Es ta te P r ope r ty N o . 1 ( Dar ke C ounty ,O h i o )

72 . - Rea l Es ta te P r ope r ty N o . 2 ( Dar ke C ounty ,O h i o )73. - Rea l Es ta te P r ope r ty N o . 3 ( Dar ke C ounty ,O h io )74 . - C api ta l One ( Accounts )

S o l d 12/30/10 N G

S o l d 12/30/10 M G

75 . - F i f th T hi r d Bank ( A ccounts )76. - M er r i l l Lynch ( Accounts )77. - K ey Bank ( Accounts )

78 . - T hom as M cDona ld P a r tne r s ( Accounts )( cas h)79 . - V a r i o u s M u n i c ip a l T a x - E x e m p t B o n d s( Lines 8 0-99)80 . - G r e e n e C o u n t y ( B o n d ) R e d e e m e d 1 2 / 01 / 1 081 . - C i n c i n n a t i U rb a n R e d e v e l o p m e n t ( B o n d ) Redeemed 10/01 / 10 K82 . - O h i o S t a t e W a t e r D e v e l o p m e n t ( B o n d )83 . - W e s t l ak e O h i o C i t y S c h o o l ( B o n d )84 . - Cl eve l an d Pu b l i c Po wer ( B o n d )85 . - W a d s w o r t h S ch o o l I m p r o v e m e n t ( B o n d )

A:#$!~O00 or less 13 =$1;001: + $2;500 .... C =$2,501 - $5,000G ~$1 0 0 ,0 0 i ~ $1 ,0 0 0 ,0 0 0 HI :$1,000,001 - $5,000.000

2 . V a l ue Co d e s J = $ 1 5 ~ 0 0 0 O r l e ss K =$1 5,001 - $ 50,000 L = $50,001 - $ 100 000( S ee C o l u m n s C I an d D3 ) N =$250~001 - $ 500,000 , O =$5001001- $1,000,000 PI =$1,000.00i - $5.000,000

P3 =$25,000.001 - $50,000,000 P4 = M o re t ha n $50,000,0003. Value Method Codes Q = A p p ra i s al R = Co s t (R e a l Es t a t e O n l y) S = A s s e s s m c m( S ee C o l u m n C 2 ) U = Bo o k V a l ue V = O t h e r W = Es t i ma t ed

D =$5,001 - $15.000 E =$15,001 - $ 5 0 , 0 0 0H2 =More than $5.000,000M =$100,001 =$250,000P2 =$5 ,000,001 - $25,000.000 :

:T =C ash M ar k e t


9/22



D a t e o f R e p o r t05/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v o l u e , ~ a n s u c t i o n s a n c l u d e s t h o s e of spouse and dependent children; see pp. 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n s . )N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s( in c lud in g t rus t a s se t s )

Place "~" af ter each asse texempt f r om pr ior d i s c los ur e

86. - M ar ys v i l le Schoo l Dis t r ic t ( Bond)87 . - W a v e r l y C it y S c h o o l ( B o n d )88 . - Bar ber ton C i ty School ( Bond)89 . - S p r i n g b o r o S e w e r S y s te m ( B o n d )90 . - M i l lc r eek - Wes t Uni ty School ( Bond)91 . - T o l e d o S e w e r S y s t e m ( B o n d )92 . - A k r o n E c o n o m i c D e v e lo p m e n t ( B o n d )93 . - A n t h o n y W a y n e L o c a l S ch o o l ( B o n d )94 . - But le r C ounty Sew er Sys tem ( Bond)95 . - Oh i o S t a t e Hi g h er Ed u cat i o n ( B o n d )96 . - L a k e w o o d C i t y S c ho o l ( B o n d )97 . - E l i d a Lo cal Sch o o l ( B o n d )98 . - B u f fe r C o u n ty T ra n s p o r t a t i o n (B o n d )

99 . - L o r a i n W a t e r S y s t e m ( B o n d )1 0 0 . - C l o r o x1 0 1 . - P P G

B C. D.I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d a r i n g r e p o r t i n g p e r i o d

r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(1) (2) (1 ) ( 2 " } (!) (2) (3) (4) (5 )

A m o u n t T y p e ( e . g . , V a lu e V a lu e : T y p e ( e . g . , D a t e Value G a i n I d e n t i t y o fC o d e 1 d iv . , r e n t , C o d e 2 Method buy, s e l l , m m / d d , ~ y C o d e 2 C o d e 1 b u y e r / s e l l e r( A - H ) o r in t . ) ( J -P ) C o d e 3 r e d e m p t io n ) ( J- P ) (A,H) ( i f p r i v a t e

( Q - W ) t ra n sa c t io n )

Redeemed 12/01/10 K

1 0 2 . - Q C o m

:: A ~ $ 1 ; 0 0 0 o r l e s g B : $ 1 , 0 0 1 - $ 2 . 50 0(S~ C~lumns B1 and D4)F--$50.001 : $100,000 G = $100,001 - $1,000,000

2 . V a l ue Co d e s J =$15.000 or less K =$15,001 - $50,000( S ee C o l u m n s C I an d D3 ) N =$250~001 - $ 500,000 O =$500.001 - $1,000.000

P3 =$25,000.001 - $50.000.0003. Value IMelhod C~les Q = A p praisal R = Cost (R e al Esta te On ly)

( S ee C o l u m n C 2 ) U = Bo o k V a l ue V = O t he r

C =$2;501 - $5,000 D =$5,001 - $15,000H ! =$1,000,001 - $5,000,000 H2 =More than $5,000,000PI =$1,000.001 ~ $5,000,000 p 2 = $ 5 , 0 0 0 ~ 0 0 1 - $ 25] 0 0 0 ,0 0 0P4 =More than $ 50.000~000S -A ssessm en t T = C e s h M a r k e tW E s t i m a t e d

E =$ 1 5 , 0 0 1 - $ 5 0 , 0 0 0


10/22



D a t e o f R e p o r t05/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - - in c o m e , v a lu e , ~ a n s a c t l o n s a n c l u d e s t h o s e o l s p o n s e a n d dependent children; see pp.34-60 o~dlng instructions.)N O N E ( N o reportable income, assets, or transactions.)

Descript ion of Assets(including trust assets)

P l a c e " ( X ) " a f t e r e a c h a s s e texempt f r om pr ior d i s c los ur e

B . C. D.Incom e d uring G ro ss va lue a t end Tr ans act i ons dur ing r epor t i ng pe r i0dr epor t i ng per iod of r epor t i ng per iod

(1) (2) (1) (2) (1 ) (2 ) (3) (4 ) (5 )A m o u n t T y p e ( e . g : , V a l u eCode 1 d i v . . r e n t . Code 2( A-H ) o r i n t . ) ( J - P ) C o d e3 red em prion ) (J-P ) tA-H ) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

1 0 3 . - V G T1 0 4 . - V W O

10 5 . - F a i r p o i n t Co mmu n i c a t i o n s

10 6 . - F r a n k l i n H i g h Y i e l d ( F R H I X ) F u n d

1 0 7 . - B l a c k r o c k S h o r t M u n i c i p a l ( M A L M X )F u n d1 0 8 . - L e g g M a s o n ( S H M M X ) F u n d

1 0 9 . - L e g g M a s o n ( S T X A X ) F u n d110 . - Ch e vr o n

1 1 1 . - H e i n e k e n

I12. -Nokia

113. - V a n K a m p e n M u n i ci p a l ( V K I )1 1 4 . - A p p l e

1 1 5 . - G i l e a d S c i e n c e1 1 6 . - K r o g e r1 1 7 . - P r o c t o r G a m b l e

1 1 8 . - C a r e f u s i o n1 1 9 . - N B H

1 . i f ic o m e G a i n c o d e s :( S e e C o l u m n s B 1 a n d D 4 )

2 . V a l u e C o d e s( S e e C o l u m n s C I a n d 0 3 )

3. V a l ue M e t ho d Co d e s( S ee C o l u m n C 2 )

A = $ 1 . 0 0 0 o r l es s B - - $ 1 , 0 0 1 = $ 2 ~ 5 0 0 C = $ 2 , 5 0 1 , $ 5 . 0 0 0 D =$5 ,0 0 t - $15 .0 0 0 E=$15 , 0 0 1 - $ 5 0 . 0 0 0F = $ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0 G = $ 1 0 0 i 0 0 1 ~ $ : 0 0 0 0 0 0 H I = $ 1 0 0 0 1 0 0 1 , $ 5 ~ 0 0 0 , 0 0 0 H2 =Morethan $5.000,000 ....... : . . . . . . . . .J = $ 1 5 . 0 0 0 o r l e s s K =$ 1 5 ,0 0 1 - $ 5 0 ,0 0 0 L = $ 5 0 ,0 0 1 : $ 1 0 0 ; 0 0 0 M - - $ i0 0 . 0 0 1 : $ ~ 5 0 i 0 0 0N = $ 2 5 0 , 0 0 1 - $ 5 0 0 . 0 0 0 0 = $ 5 0 0 , 0 0 1 - $ 1 , 0 0 0 ~ 0 0 0 P I = $ 1 ~ 0 0 , 0 0 ! ~ $ 5 0 O 0 ; 0 0 0 P 2 = $ 5 ; 0 0 0 , 0 0 1 ~ $ 2 5 , 0 0 0 ~ 0 0 0p 3 = $ 2 5 , 0 0 0 . 0 0 1 - $ 5 0 . 0 0 0 ,0 0 0 P4 :M~te thafi $50!000;000 ....Q = A p p r a i s al R = C o s t ( R e a l E s t a te O n l y ) S = A S s e is m e n t T = C a s h M a r k e t :U = B o o k V a l u e V = O t h er W = E s t im a t e d :


11/22



D a t e o f R e p o r t05/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)[] NONE income, assets, or transactions.)N o reportable

1 2 0 . - A T O I X1 2 1 . - T G B A X

122. - L D L FX

123. - M o n t g o m e r y C o u n t y O h i o R e v ( B o n d )1 2 4 . - Oh i o S t a t e Hi g h er Ed u cat i o n Fac . ( B o n d )125. - Gr eene C ounty Hos p . ( Bond)1 2 6 . - A m . M u n . P o w e r O H R e v ( B o n d )[27. - M et Li f e Bank ( Account )1 2 8 . - F r on t ie r1 2 9 . - Banco Santande r1 3 0 . - Diageo131. - Kim b e r ly C la rk132. - M o n s a n to1 3 3 . - Ph i l i p M o rr i s134. - ST EC1 3 5 . - B l ack r o ck B u i l d A mer i ca B o n d Fu n d1 3 6 . - Lor d Abbe t t F loa t ing Ra te F und

R e d e e m e d 10/30/101 LS p i n o f f 07/08/I0 i J( f r o m l i n e 6 1)

Bu y 04/27/10 JBu y 05/06/10 KBu y 01 / 22/ 1 0 KBu y 09/28/10 KBu y 01 / 29/ 1 0 KBu y 01 / 22/ 1 0 JBu y 10/21/10 KBu y 02/09/10 L

1 . i n co me Ga i n Co d e s : A ~$1 ;000 0r le ss B =$1 , 0 0 1 - $2 .5 0 0 C =$2,501 - $5.000 D - - $ 5 . 0 0 1 - $ 1 5 ~ 0 0 0 E =$15,001 - $50.000(see COlumns BI and 04)F:~$50,001 ~$100,000 . .... (3 --$100i001 ~ $1,000,000 HI --$ t ,000~001 ~ $5 000 000 H2 ~M0re than $2,000,000 ........

2 . V a l ue Co d e s J = $ 15 ,000 o r le ss K = $1 5 ,001 - $ 50,000 L = $ 5 o ~ o o I ~ $ i b 6 1 0 o 0 M ~ S i 3 ~ . 0 0 i ~ 6 ~ 0 o o( S e e C o l . . . . .C I a n d 0 3 ) N =$250,001 ~ $500.000 O =$500,00t - $1,000.000 PI =$1100~i00i : $51000,0D0 : ....P3 =$2 5,000,00i , $50;000~000 P4 =More than $~0;000;000

3. V alue Me tho d Co d e s Q =A p praisal R --Cost (Real Esta te Only) S = A s s e s s m d n t T --C ash M ar k e t :(Se e Co hun n C2) U = Bo o k V a l ue V = O t he r W = Es t i ma t e d


12/22



D a t e o f R e p o r t05/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v o l u e , transactions (Includes those of spouse and dependent childrensee pp. 34-60 of filing instructions.)[] NONE(No reportable income, assets , or transactions. )

1 37. - N a t iona l C i ty C ap . T r . P f d .13 8 . - Mo r g an S t an l ey P f d .13 9 . - U SB Cap . XI P f d .1 4 0 . - B a n k O n e C a p . V I P f d .141 . - Gab el l i U t i l i t i es Fu n d1 4 2. ] iRA #11 4 3 . - B o n d F u n d o f A m e r i c a (B F A F X )1 4 4 . - C a la m o s ( C V T E X )1 4 5 . - G a t e w a y ( G A T E X )1 4 6 . - M u n d e r M id C a p ( M G O A X )1 4 7 . - O p p e n h e i m e r I n t e m a t o n a l ( O IB A X )1 4 8 . - P e n n s y l v a n i a M u t u a l ( P E N N X )1 4 9 . - T h o m a s M c D o n a l d M o n e y M a r k e t F u n d1 5 0 . - I S h a r e s R u s s e l l M i d c a p ( I W S )151. - Gr ow th F und of Am er ica ( GF AF X)1 5 2 . - H e n d e r s o n E u r o p e a n F o c u s1 5 3 . - T h o m b u r g I n t e r n a ti o n a l V a l u e ( T G V I X )

Int . /Div . N

Bu y 09/03/10 KBu y 08/06/10 KBu y 12/16/10 KBu y 09/03/10 KBu y 03/17/10 K

1 , l n g o me Ga i n Co d e s : A =$L0 0 0 o r [g as( S ee C o l u m n s B 1 an d D4/ F =$50,001 - $100.000

2 . Va l u e C o d es J =$15.000 or less[See Columns CI and D31 N =$250.001 - $500.000

P3 =$2 5,000.001 - $50.000.0003. Value Method Codes Q = A p p ra i s al( S ee C o l u m n C 2 ) U -B o o k Va l u e

=$1.001 - $2.500 C = $ 2 ,50t ~ 5 ,000 D = $ 5.001 - $ 1 5.000G = $ 1 0 C . 0 0 1 - $ 1 . O O 0 , 0 0 0 H1 =$1,000.001 -$5.000.000 H2 =More than $5 .000.000

=$15.001 - $50.000 L = $ 50.001 - $ 100,000 M = $1 00.001 - $ 250.000=$500.001 - $ t .000.000 P1 =$I.000,001 - $5.000.000 P2 =$ 5.000.001 - $25,000.000

P4 =More than $50,000.000=Cost (Real Esta te Only) S =A ssessm en t 2 ~ = C a s h M a r k e l=Other W = E s ~ i m a ~ e d

E =$15.001 -$50.000


13/22


N a m e o f P e r s o n R e p o r t in gZ o u h a r y , J a c k

D a t e o f R e p o r t05/09/20 ! 1

V I I . I N V E S T M E N T S a n d T R U S T S - i n e o m e , v u l u e , ~ . . ~ u e t i o n s a n d u # e s th o s e o l s p o u s e u n d dependent children; see p p , 3 4 - 6 0 of f!ling instructions.)N O N E (No reportable income, assets, or transactions.)

~ :(inCluding ~ as~)

: : e xe mp t f r o m p r i o r !

154. - V a n K a m p e n G r o w t h & In c o m e(A C G M X )15 5 . - D i v i d e n d Ca p i t a l T o t a l R e a l t y T r u s t

1 5 6 . - S u n t m s t C a p I X P F D

1 5 7 . - D o d g e & C o x I n c o m e ( D O D I X )158, - Gabe l l i Ut i l i t i e s F und ( GABUX)

Bu y 02/11/i0 JBu y 03/17/10 K

1 5 9 , - B A C C a p . X I I P f d . Bu y 05/06/10 J1 6 0 , IR A # 2 E Int./Div. N T1 6 1 , - D F E O X16 2 , - DFITX1 6 3 , - D F R E X1 6 4 , - D F L A X1 6 5 , - D F S H X1 6 6 , - V I P S X1 6 7 , - S c h w a b ( A c c o u n t )168. - VBSSX1 6 9 , - D F Q T X Bu y 01122/10 K17 0 . - DFIEX Bu y 03/29/10 K

2 . V a l ue Co d e s J =$15,000 or less K =$15,001 ~ $50 000 L = $ 5 0 , 0 0 1 - $ 1 0 0 . 0 0 0 M = $ 1 0 0 , 0 0 1 - $ 2 5 0 , 0 0 0( S ee C o l u m n s C I an d D3 ) N =$250;001 - $500,000 ..... O --$500;001 - $1,000,000 P ~ $ 0 ~ ; 0 0 1 - $ 5 0 0 0 ; 0 ~ 0 P2 =$5 000 001, $25 000;000

P3 =$25,000.001 $50~0~i000 P4 --More than $50,000.0003. Value Melhod Codes Q =Appraisal R --cOSt (R~at Esta te Only) S = A s s e s s m e n t T - ~ a , s h M a r k e t( S ee C o l u m n C 2 ) U =BOok Value V V o ~ he r w =E st i m a t ed

E = $ t 5 , 0 01 - $ 5 0 .0 0 0


14/22


N a m e o f P e r so n R e p o r t i n gZ o u h a r y , J a c k

D a t e o f R e p o r t05/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , ~ r a n s a c t i o n s a n c l u d e s t h o s e of spouse attd dependent chi ldren; see pp. 34-60 of filing ins truc tions . )~ N O N E income, assets, or transa ctions.)N o reportable

1 71 . I RA #3 E Int./Div. O T17 2 . - Mo r g an S t an l ey & Co .1 73. - M ic r os of t ( M SF T ) *1 7 4 . IR A # 4 D Di vi d en d M T1 7 5 . - B la c k r o c k B u i l d A m e r i c a ( B B N )17 6 . - Sp i d er Ch i n a ETF ( GXC)17 7 . - Van g u ar d To t a l Mar k et EFT ( VTI)1 7 8 . - D o d g e & C o x I n c o m e ( D O D I X )17 9 . F i ft h Th i r d B an k ( A cco t mt s ) E Interes t K T1 8 0 . K e y B a n k ( A c c o u m s ) B Interes t1 8 1 . R u r b a n F i n a n c i a l N o n e J T182 . F i f t h Th i r d IR A ( CDs) A Interes t K T1 8 3 . J o h n H a n c o c k V e n t u r e D Di vi d en d M T1 8 4 . R e l i a s t a r W h o l e L i f e ( I n s u r a n c e ) A Interes t J T1 8 5 . U S S a v in g s B o n d s B Interes t K T186 . Wash i n g t o n Co u n t y Oh i o Heal t h ( B o n d ) A Interes t J T187 . Ci t i g r o u p ( C) * B Di vi d en d K T

Bu y 10/21/10Bu y 05/04/10Bu y 06/29/101Bu y 04/23/10

Redeemed 12/30/101

KJJJ

2 . Va l u e C o d es J =$15,000 or less K =$15,001 - $50,000( S ee C o l u m n s C I an d D3 ) N =$250,001 - $5001000 : O =$5001001- $1,000,000

P3 =$2 5,000.001 r $50.000,0003. Value Method Codes Q = A p p r a i sa I R --Cost (Real Esta te Only)( S ee C o l u m n C 2 ) U = Bo o k V a l ue V =Ot h e r

C - - $ 2 . 5 0 1 - $ 5 ~ 0 0 0 D =$5,001 - $ t 5 000 E =$15,001 - $50,0~0H 1 = $ 1 , 0 0 0 , 0 0 1 - $ 5 0 0 0 . 0 0 0 H 2 = M o r e t h a n $ 5 .0 0 0 , 0 0 0P 1 = $ 1 , o o o . o o ~ - $ 5 ; 0 0 0 . 0 0 0 P 2 = $ ~ . o 0 o , o o ~ $ 2 5 , 0 0 0 . 0 0 0P4 =More than $50.000.000S = A s s e s s me n t T =C ash M ar k e tW = Es t i ma t e d


15/22



D a t e o f R e p o r t05/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a t u e , trunsactions ( I n c l u d e s those of spouse a nd de pende nt children; seepp . 34-60 of filing instructions.)N O N E ( N o reportable income, assets, or transactions.)

Description of Assets(including trust assets)

P l a c e " ( X )~ af t er each as s etexempt f r om pr ior d i s c los ur e

Inc ome dur ing Gross va lue a t endr epor t i ng per iod

(1) (2)A m o u n t T y p e ( e . g ., V a l u eC o d e 1 d i v . , r e n t , Code 2(A-H) o r i n t . ) ( J - P )

AA

A

AA

A

AA

B

B

A

B

A

188 . Co ca Co l a En t er p r i ses ( CCE) *189 . Wal t Di sn ey Co mp an y ( DIS) *19 0 . FFD Fi n an c i a l ( FFDF) *1 9 1 . G l i a t e c h ( G L I A Q ) *1 92. M otor o la ( M OT ) *1 9 3 . O c c i d e n t a l P e t ro l e u m ( O X Y ) *1 9 4 . R P M I n t e rn a t i o n a l ( R P M ) *1 9 5 . T o w e r F i n a n c i a l (T O F C ) *1 9 6 . U S B a n c o r p ( U S B ) *197 . H u n t i n g t o n *19 8 . Or b i t a l ( OB TEF) *19 9 . Mer r i l l Ly n ch CMA Fu n d s ( cash )2 0 0 . S y lv a n i a O h i o C i ty S c h o o l ( B o n d )2 0 1 . A m g e n ( A M G N ) *2 0 2 . A p p l i e d M a t e r i a l ( A M A T ) *2 0 3 . A r es Cap i t a l ( A R CC) *2 0 4 . A T & T ( T ) *

D i v i d e n d JD i v i d e n d JDi vi d en d J

N o n e JDi vi d en d JD i v i d e n d KDi vi d en d J

N o n e JD i v i d e n d JD i v i d e n d J

N o n e JInteres t LInteres t K

N o n e JD i v i d e n d JD i v i d e n d KDi vi d en d K

Transactions during reporting period( 5 )

V a l u e T y p e ( e . g . , D a t e V a l u e G ain Id en tity o fMethod . . . . . buy , se ll , m nd d d /yy C o d e 2 C o d e 1 . .buyer/ sel lerCode3 redemption) (J-P) (A-H) 0 f p r i v m e( Q _ ~ t r a n s a c t i o n l

T

T

T

T

T

T

T

TT

T

T

T

T

T

T

T

T

: A ~ $ i 0 0 0 O r le S s : B = $ 1 . 0 0 1 - $ 2 . 5 0 0~ = , 1 0 0 , 0 0 t - , l , 0 0 0 , 0 0 02 . V a l u e C o d e s J = $ 1 5 , 0 0 0 o r l e s s K $ 1 5 , 0 0 1 - $ 5 0 . 0 0 0

( S e e C o lu m n s C 1 a n d D 3 ) N = $ 2 5 0 , 0 0 1 - $ 5 0 0 . 0 0 0 O = $ 5 0 0 , 0 0 1 - $ I ~ 0 0 0 . 0 0 0P 3 = $ 2 5 . 0 0 0 .0 0 1 - $ 5 0 , 0 0 0 , 0 0 03 . V alu e M eth o d C o d e s Q = A pp r a is a l R = C o s t ( R e a l E s t a te O n l y )( S e e C o l u m n C 2 ) U - B o o k V a l u e V = O t h er

C ~ $ 2 , 5 0 t - $ 5 , 0 0 0 D - - $ 5 . 0 0 1 - $ 1 5 , 0 0 0 E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0H ~ . = $ t , 0 0 0 ,0 0 l - $ 5 , 0 0 0 ~ 0 0 H 2 = M o r e t h a n $ 5 , 0 0 0 ,0 0 0L ~ $ 5 0 ; 0 0 1 - $ 1 0 0 , 0 0 0 M ~i0~i~i i $250.000P 4 = M o r e t h a n $ 5 0 ~ 0 0 0 i 00 0S = A s s e S s m e n t T - - C a sh M a r k e tW =Estimated ........


16/22


N a m e o f P e r s o n R e p o r t in gZ o u h a r y , J a c k

D a t e o f R e p o r t05/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!llng instructions.)[] NONE(No reportable income, assets, or transactions.)

2 0 5 . B r i s t o l - My er s Squ i b b ( B MY ) * A Di vi d en d J T2 0 6 . C o c a C o l a ( K O ) * A Di vi d en d J T2 0 7 . C o n a g r a F o o d s ( C A G ) * A Di vi d en d J T2 0 8 . E l i L i l ly (LL)* B Di vi d en d K T2 0 9 . In t e l ( INTL) * A Di vi d en d J T2 1 0 . K e y C o r p ( K E Y ) * B Di vi d en d K T2 11. Mar a t h o n Oi l ( MR O) * A Di vi d en d J T21 2: M L&C o M it t s S&P ( M T SM ) N o n e2 1 3 . S o n y ( S N E ) * A Di vi d en d K T2 1 4 . V e r i z o n C o m m u n i c a t io n s ( V Z ) * A Di vi d en d J T2 1 5 . Z im m e r H o ld in g s (Z M H )* N o n e J T2 1 6 . G o ld m a n S a c h s F u n d ( G H Y A X ) A Interes t J T2 17 . B l ack r o ck Mu n In t er med i a t e Fu n d ( MU I) C Interes t K T2 18 . B l ack r o ck Mu n i h o l d i n g s Fu n d ( MHD) B Interes t L T2 1 9 . N u v e e n F u n d ( N Z F ) A Interes t K T2 2 0 . Di ver s i f ied Cr ed i t Op p t y Fu n d N o n e L T2 2 1 . C B S ( C B S A ) * A Di vi d en d J T

Redeemed 03/08/10 K

I ~ Income Gain Codes:( S ee C o l u m n s B I an d D4)

2 . V a l ue Co d e s( S ee C o l u m n s C I an d D3 )

3. V a l ue M e t ho d Co d e s( S ee C o l u m n C 2 )

=$1,000 or less : B =$1 001 ~ $2i500 C =$2,501 - $5;000 D =$5,001 - $15,000 E =$15,001 - $50,000F = $ 5 0 . 0 0 1 - $ 1 0 0 , 0 0 0 . . . . G~$i00001 ~$ ;000,000 . . . . . . . . . .H 1 = $ 1 , 0 0 0 0 0 1 ~ $ 5 , 0 0 0 0 0 0 H2 =More than $5.000,000 ........J =$15,000 or less K =$15 , 0 0 1-$5 0, 0 0 0 L =$50;60i ~ $i001000 M =$100.00i ~ ~250,000= $2 5 0.0 0 ~ - $ 5 00 .0 0 0 0 ~ s5 00 ~ oO ~ ~ $ ti0 0 0 ;0 0 0 1 ,1 =s i ,O 0 0 iO O l ~ s s . 0 0 0 ,0 0 0 P 2 ~ $ 5 , 0 0 0 ; 0 0 1 ~ $ ~ 0 0 0 , 0 0 0 :P3 =$25.000.001 - $50.000.000 P4 =More than $5 0,000,000

= A p p r a i s a l R = c o s t ( R e a l E s t a te O n l y ) S = A s s e s s m e n t T = C a s h M ~ r k ~ t= B o o k V a l u e V = O t h e r W = E s t i m a t ed


17/22



D a t e o f R e p o r t05/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ~ e , v o l u e , t r a n s a c t i o n s ( I n c l u d e s t h o s e of spouseand dependent children; s e e p p . 3 4 - 6 0 of filing instructions.)D NO N E (No repor table income, asse ts , or t ransact ions . )A. .... : c ~ :Descriptio~ 0f Ag~ : ~ r o s ~

(includ ng~t ~ re~i~g pefigd

(Q~222. Goldman Sachs (G SMAX) None J T

223. Loomis Sayles (NEFZX) A I n t e r e s t J T224. Cam pb ell Strategic B I n t e r e s t L T225 . M erck (M RK)* A Dividend J T226. Ohio Water Dev (Bond) A I n t e r e s t227. Anthony W ayne School (Bond ) A I n t e r e s t J T228. Lakewood City (Bond ) B I n t e r e s t K T229. Cedar Fair (FUN)* A Dividend J T230. Royal Dutch Shell (RDSA)* A Dividend K T231. Deutsche Bank PrefTrust IX B Dividend K T232. Eaton V ance Nat Mun Fund A Dividend K T233. W averly Ohio City Schools (Bond ) A I n t e r e s t234. Barberton Ohio City Schools (Bond ) A I n t e r e s t J T235. Sprin gboro Ohio Swr System (Bond ) A I n t e r e s t J T236. M il lcreek-West University Ohio (Bond) A I n t e r e s t J T237. V e r i f o n e ( P A Y ) * None238. Nationwide Bank (Accounts) C I n t e r e s t M T

Redeemed 09/01 / 10

Redeemed 12 /01 /10

Distr ibu ted 11/ 16/ 10

1 . i n co me Ga i n Co d e s : A = $1 .000 o r le ss B = $ 1.001 - $ 2.500ISee C o l u t r m s B I and D4) F =$50.001 - $100,000 G =$100,001. - $1,000,000

2 . V a l ue Co d e s J = $ 1 5 .000 o r le ss K = $ 15 .001 - $ 50,000[ S e e C o l u m n s C I and D3) N =$250,001 - $500.000 O =$500.001 - $1 .000.000

P3 =$2 5,000,001 - $50.000,0003 . V a l u e M e t h o d C o d e s Q = A p p r a i s a l R =C o s t ( Rea l Estate Only)( S ee C o l u m n C 2 ) U = Bo o k V a l ue V =Other

C = $ 2 . 50 1 - $ 5 , 0 0 0 D =$5,001 - $15,0~0HI =$1.000,001 - $5,000.000 H 2 =M ore than $5 .0 0 0 .0 0 0L =$50.001 - $100.000 M =$100.001 - $250,000PI =$1.000.001 - $5.000,000 P2 =$ 5,000.001 - $25,000,000P4 =M ore than $56,000,000S =A ssessm en t T = C a s h M a r k e tW =Estimated

E =$15,~01 - $50,000


18/22



D a t e o f R e p o r t05/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v u l u e , ~an ~ucao .~ ( I nc ludes those o f spouse and dependent ch i ld ren; see pp . 34-60 o f f i ling ins t ructions . )[] NONE income, assets , or transactions. )N o reportable

2 3 9 . B u t l e r C o u n t y ( B o n d ) B Interes t K T

2 40 . H e n d e r s o n I n t e r n a t i o n a l ( H F O A X ) F u n d A D i v i d e n d K T

241. IXJ A D i v i d e n d K T

2 4 2 . P f i z e r ( P F E ) A D i v i d e n d

243. VGT A D i v i d e n d J T

244. VEU A D i v i d e n d J T

2 4 5 . G i g a m e d i a L i m i te d - G 1 G M N o n e J T

2 4 6 . V O H X X A D i v i d e n d K T2 4 7 . V O H I X C D i v i d e n d K T2 4 8 . D F A U S C o r e E q u i ty ( D F Q T X ) B D i v i d e n d M T2 49 . D F A I n t e r n a t i o n a l Co r e ( D F I E X ) B D i v i d e n d K T2 5 0 . D F A E m e r g i n g ( D F C E X ) B D i v i d e n d K T

2 5 1 . S c h w a b ( A c c o u n0 (cash) A Interes t K T2 5 2 . B a n k o f A m e r i c a ( B A C ) A D i v i d e n d J T

253. VGK A .D i v i d en d J T254 . F r a n k l i n H i g h Y i e l d T a x F r e e ( F R H I X ) A D i v i d e n d J T

F u n d255. L e g g M a s o n M u n i c ip a l H i g h ( S T X A X ) A D i v i d e n d J TF u n d

Distributed Ii116/10

i ~ : C 0 1 ~ B i ~ n d D , I ) F = $ ~ 0 . 0 0 1 - $ 1 0 0 1 0 0 0 ~ ~ $ 1 0 0 , 0 0 i : $ i , 0 0 0 ~ 0 0 0 H I ~$ ii0 00 10 ~i ~ $~ i0 90 ;0 00 H 2 =M o re th an $ 5 ,0 00 ,0 0 02 . V a l u e C o d e s J = * | 5 . 0 0 0 o r l e s s K =*i500i ; $5~)i~0 L = $ ~ 0 ; 0 ~ 1 ~ $ i 0 9 ; 0 0 0 M = $ ! 0 0 , ~ ! " $ 2 5 0 ; 0 0 0 :(See Cot .. . . 1 a n d D 3 ) N - - $ 2 5 0 0 0 i - $ 5 0 0 0 0 0 O ~ $ 5 0 0 ~ 0 i ~ $ i i 0 0 0 ;0 0 b e 2 ~ $ ~ ; ~ i 0 0 i $ 2 5 , 0 0 0 ;0 0 0

P 3 = $ 2 5 . 0 0 0 , 0 0 t - $ 5 0 0 0 0 0 0 0 P 4 = ~ b r e i f i a n $ 5 0 , 0 0 0 , 0 0 03 . V a l u e M e t h o d C o d e s Q = A p p r a i s al R = C o s t ( R e a l E s t a te o n l y ) s = A ~ S e s ~ m e n i T = c a s h M ~ r k e t( S e e C o h l m n C 2 ) U = B o o k V a lu e V = O t h er W = E s t im a t e d


19/22



D a t e o f R e p o r t05/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - inco.,e, v a l u e , t~ u , ~ u c t i o n s a n a a d e s t h o s e o S s p o ~ s e u n d dependent children; see p p . 3 4 - 6 0 of filing instructions.)[] NONE income, assets, or transactions.)eportable

2 5 6 . P N C B a n k ( I R A ) ( C D ) A Interes t R e d e e m e d 04/15/10 M2 5 7 . O h i o S t a te H i g h e r E d ( B o n d s ) C Interes t L T2 5 8 . M o n t g o m e r y C o u n t y O h i o R e v ( B o n d s ) C Interes t K T2 5 9 . G r e e n e C o u n t y O h i o H o s . ( B o n d s ) B Interes t L T2 6 0 . A T O I X C Di vi d en d M T2 6 1 . X L P A Di vi d en d J T2 6 2 . D e x c o m N o n e J T2 6 3 . H E V N o n e J T2 6 4 . M e t L i fe B a n k ( A c c o u n t ) B Interes t R e d e e m e d 10/28/10 L2 6 5 . V F S T X A Di vi d en d J T2 6 6 . B a n c o S a n t a n d e r ( S T D ) A Di vi d en d J T Bu y 04/27/10 J2 6 7 . C i s c o ( C 1 S C O ) N o n e J T B uy 1 1 /1 6/10 J2 6 8 . E n e r g y S e c t o r S p d r . ( X L E ) A Di vi d en d J T Bu y 06/29/10 J2 6 9 . Ki mb er l y Cl ar k ( KIv l B ) A Di vi d en d K T Bu y 01 / 25/ 1 0 K2 7 0 . K r o g e r ( K R ) A Di vi d en d J T Bu y 03/01/10 J2 7 1. Mo n san t o ( MON) A Di vi d en d K T Bu y 04 / 29/ 1 0 K2 7 2 . N a t i o n a l B a n k G r e e c e ( N B G ) N o n e J T Bu y 04/12/10 J

1 . i n co me Ga i n Co d e s : A =$1.000 or less B = $ 1 .001 - $ 2.500 C = $ 2.501 - $5 .000 D =$5.001 - $15.000( S ee C o l u m n s B I an d D4~ F =$50.001 - $100,000 ~3 ~$100.001 - $1.000.000 H I = $ 1 ,000,o01 - $5.000.000 H2 =Mre than $5-000000

2 . V a l ue Co d e s J = $1 5 .000 o r te ss K = $1 5.0~ 1 - $50.000 L = $50.001 - $ 100.000 M = $100.001 - $ 250.000(Se e Co l umn s C1 a n d D 3 ) N = $25 0.091 - $ 500.000 O = $5 00.001 - $1 .000.000 P I = $ I, 00 0. 00 1 - $5 .0 00 ,0 00 P 2 = $ 5. 00 0. 00 1 - $2 5 .0 00 .0 00

P3 =$25.000.0~1 - $50.000.000 P4 =More than $5G .000,0003. Value Method Codes Q = A p p ra i s al R = Co s t (R e a l Es t a t e O n l y) S = A s s e s s me n t T =C ash M ar k e t

( S ee C o l u m n C 2 ) U = Bo o k V a l ue V =Ot h e r W -E s t i m a t ed

E =$15.001 - $50.000


20/22



D a t e o f R e p o r t05/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i , c o m e , v a i . e , ~ a . s a c t i o , ~ ( I , c i . d e s , h o s e o l s p o , s e ~ . d d e , e , d e n , children; see p p . 3 4 - 6 0 of filing ins t ruct ions . )~-] N O N E ( N o reportable income, assets, or transactions.)

2 73 . N a t i o n a l C i t y Ca p . P f d . ( N CC P R C) A D i v i d e n d K T

2 74 . P e t r o l e o B r a s i l e i r o ( P B R ) A D i v i d e n d J T

2 7 5 . Q u a l c o m m ( Q C O M ) A D i v i d e n d K T

2 7 6 . S a v i e n t P h a r m a c e u t i c a l ( SV N T ) N o n e J T

2 7 7 . T o r to i s e M L P F u n d ( N T G ) A D i v i d e n d J T

2 7 8 . B l a ck r o c k B u i l d A m e r i c a F u n d ( B B N ) A D i v i d e n d K T2 7 9 . T e m p l e t o ~ G l o b a l B o n d ( T G B A X ) A D i v i d e n d J T

2 8 0 . Lo r d A bbo t t S h o r t D u v . ( LD LF X ) A D i v i d e n d K T

2 8 1 . T o r to i s e M L P F u n d ( N T G ) A D i v i d e n d J T

2 8 2 . F r o n t i e r ( F T R ) A D i v i d e n d J T

B u y

B u y

B u yB u yB u yB u y

B u yB u y

B u y

S p i n o f f( f r o m l i n e 6 1 )

12/17/10 K

10/21 /10 J

01/28/10 K

10/25/10 J

0 9 / 15 / 10 J

0 8 / 2 6 / 1 0 1 K05/10/10 J

05/10/10 K

07/27/10 J

07/08/10 i J

i~ i~(~ ~i~ ~i A =$L000 0r less B = $ 1 , O O 1 - $ 2 ~ 5 0 0.... G = $tO0,OO1, Sl ,000.000

2 . V a l ue Co d e s J =$15 , 0 0 0 o r l e ss K =$15,001 - $50.000(Se e Co l umn s C1 a n d D 3 ) N =$250,001 - $500~000 O =$500,001 - $1,000,000

P3 =$25,000,00! - $50.000,0003 . V a l ue M e t ho d Co d e s Q = A p p ra i sa l R = Co s t (R e a l Es t a t e O n l y)( S ee C o l u m n C 2 ) U B o o k V a l u e V =Ot h e r

C =$2.50t - $5,000H1 =$1.000,001 - $5.1)00.000L =$50.001 - $100,000PI =$1~000,001 - $5,000,000P4 =More than $50.000;000S = A s s e s s me n tW = Es t i ma t ed

D =$ 5 , 0 0 1 - $ 1 5 , 0 0 0 E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 01 t 2 =M or e t h a n $ 5 , 0 0 0 , 0 0 0M =$ 1 0 0 , 0 0 1 ~ $ 2 5 0 0 0 0P2 =$5,OOO,OOi - $251000:6~6 ........T = C a s h M a r k e t


21/22


N a m e o f P e r s o n R e p o r t i n gZ o u h a r y , J a c k

V III. ADDITIONAL INFORM ATION OR EXPLANATIONS. (lndicate part of report)N a me s w i t h a s t e r i s k s a r e c o mmo n s t o c k .T r u s t # 1 ( L i n e 2 ) i s a n A g g r e g a t e O w n e r s h i p A r r a n g e m e n t i n w h i c h ~ i s a o n e - f i ft h b e n e f i ci a r y . A s s e t s a r e i te m i z e d ( L i n e s 3 - 1 4 1 ) .I R A # 1 ( L i n e 1 4 2 ) , IR A # 2 ( L i n e 1 6 0 ) a n d I R A # 4 ( L i n e 1 7 4 ) ( R o l l o v e r ) a r e l r e t ir e m e n t s , a g a i n i t e m i z e d .Verifone (PAY) (Line 237) and Pfizer (Line 242) were gified~~ in November 2010.

Ad d i t i o n s t o 20 1 0 R ep o r t :L i n es 1 28 - 1 4 1Ac q u i s i t i o n s m ad e t o T r us t # 1L i n es 1 57 - 1 59A c q u i s i ti o n ma d e t o I R A #1L i n es 1 6 9- 1 7 0A c q u i s i ti o n ma d e t o I R A #2L i n e 1 7 4 / I R A # 4L i n es 1 7 5- 1 7 8A c q u i s i t io n s m a d e t o I R A ~L i n es 26 6 - 28 2Acquisitions made~

D a t e . o f R e p o r t05/09/2011


22/22

FINANCIAL DISCLOSURE REPORTP a g e 2 2 o f 2 2

N a m e o f P e r s o n R e p o r t i n gZ o u h a r y , J a c k

Date o f Repor t05/09/2011

IX. CERTIFICATION.I c e r ti f y th a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l ud i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i ch h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S/Jack Zouhary

N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

Committee on Financial DisclosureA d m i n i s tr a t iv e O f f i c e o f t h e U n i te d S t a t e s C o u r t sSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

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Jack Zouhary Financial Disclosure Report for 2010

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