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James C · ource nd ype source nd ype source lton purpose income tems pad or proidd financial...

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POSJON NAME OF ORGAIZOT PARI AJ IRMS Ql. l < 2 m - rr " / AOJO Rev. 112010 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 209 I. Pron R•poring (lat name, first, middle initial) 2. Cour or Orgaoizatioo HILL, JAMES C. U.S. COURT OF APPEALS, 1 JTH CIR 4. 1tlc (Anicle Ill judges indicate active or "nior status: Sa Rtport Tyc (check appropriate typ) magistrate judges indicate full- or part-time) D Nomination, Date SENIOR U.S. CIRCUIT JUDGE D Initia I Annual D S D Amended Reprt Final Report Required by the Ethics in Goverment Act of 1978 (5 U.S.C. app. §§ 101-111) J. Datt of Rtport 5/15/2010 6. Rtporing Perod 01/01/2009 to 12/31/2009 7. Chambtr or Ofc< Addrtss 8. On the b,.is or the information contain•d In this Rtpor and any modifcations ptrining lhtnlo, II ls, I my opinion, In compliance UNITED STATES COURTHOUSE ,ith applicable laws and rtgulations. POST OFFICE BOX 52598 JACKSONVILLE, FL 32201 Reviewing Ofcrr Dalt . IMPORT ANT NOTS: The instructions accompanying this fon mut be followed. Complete all parts, chuking tht NONE box for tach part M•here you have na reportable information. Sign on lat page. J, POSJTI 0NS, (Reporting individual 01/J; supp. 9-/J of filng instructions. NONE (No reportable positions.) [ 1. 2. 3. 4. 5. II. AGREEMENTS. (R<poning indMdual only; m pp. U-16 of fling instructins.) S " C 9 [ NONE (No reportable agreemellts.) (" C : r- a -- I. 2. 3. m e _,_ - ( c* :-- " r .: - -r - - Hill, James C.
Transcript
Page 1: James C · ource nd ype source nd ype source lton purpose income tems pad or proidd financial disclosure report page 2of10 nam• or perwn repoting lllll, james c.

POSJ1JON NAME OF ORGANIZATION/ENTITY

PARIIES ANJ2 IERMS

Ql;-. l> <

21 m -rrr "'

AOJO Rev. 112010

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009

I. Prrson R•porting (la.st name, first, middle initial) 2. Court or Orgaoizatioo

HILL, JAMES C. U.S. COURT OF APPEALS, 1 JTH CIR

4. 11tlc (Anicle Ill judges indicate active or ""nior status: Sa. Rtport Ty (check appropriate type) magistrate judges indicate full- or part-time)

D Nomination, Date

SENIOR U.S. CIRCUIT JUDGE D Initial IZl Annual D Sb. D Amended Report

Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)

J. Datt of Rtport

5/15/2010

6. Rtporting Period

01/01/2009

to

12/31/2009

7. Chambtrs or Offic< Addrtss 8. On the b,..is or the information contain•d In this Rtport and any modifications ptrt•ining lhtnlo, II ls, In my opinion, In compliance

UNITED STATES COURTHOUSE ,.ith applicable laws and rtgulations.

POST OFFICE BOX 52598 JACKSONVILLE, FL 32201

Reviewing Officrr Dalt

. IMPORT ANT NOTES: The instructions accompanying this fonn must be followed. Complete all parts, chuking tht NONE box for tach part M•here you have na reportable information. Sign on last page.

J, POSJTI 0 NS, (Reporting individual 011/J; supp. 9-/J of filing instructions.)

NONE (No reportable positions.) [{]

1.

2.

3.

4.

5.

II. AGREEMENTS. (R<poning indMdual only; m pp. U-16 of filing instructions.) S2 "'-> Cf) 9[{] NONE (No reportable agreemellts.) ("") C;> ::0r--r;a--

I.

2.

3.

men _,_ -< (")c

::o-- "-> rr;f'rl£:? .I:: -

-rir--

--J

Hill, James C.

Page 2: James C · ource nd ype source nd ype source lton purpose income tems pad or proidd financial disclosure report page 2of10 nam• or perwn repoting lllll, james c.

SOURCE AND TYPE

SOURCE AND TYPE

SOURCE LOCATION PURPOSE

INCOME

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT

Page 2of10

Nam• or Perwn Reporting

lllLL, JAMES C.

Datt ofRtport

5/15/2010

III. N 0 N-INVESTMENT IN co ME. (Rq>orting indfridual and •pouu; m pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

NONE (No reportable non-investmelll income.) D

SEE NOTE IN SECTION VIII.

(yours, nol spouse's)

$0.001. 12/31/09

2.

3.

4.

B. Spouse's Non-Investment Income • Ifyou Wtf< marriedduring any portion oflh• r.porting ]tar, comp/tit this s<elion.

(Do/UJr amount not ttquired exceptfor honoraria.)

NONE (No reportable no11-i11vestment income.) [ZJ

I.

2.

3.

4.

IV. REIMBURSEMENTS -1ransporta1ion, lodgint.food, tnltrtainmtnl.

(/nc/wles those to spouJe a,,d dependent chi/dre11,· s e pp. 25-27 of filing irtsrructfon.s.)

NONE (No reportable reimbursements.) [ZJ

l.

2.

3.

4.

5.

Page 3: James C · ource nd ype source nd ype source lton purpose income tems pad or proidd financial disclosure report page 2of10 nam• or perwn repoting lllll, james c.

SOURCE DESCRIPTION

CREDITOR DESCRIPTION

VALUE

VALUE CODE

5/1512010

Date of Rtport Namr or Ptrson Reporting

HILL, JAMES C.

FINANCIAL DISCLOSURE REPORT

Page 3of10

V. G IFf S. (lnclud<S thos• lo spowe and d•fHnd•1tt childrr:n; see pp. 28-31 of fiUng instructions.)

l2J NONE (No reportable gifts.)

1.

2.

3.

4.

5.

VI. LIABILITIES. (lnclwl.s thost o/spoust and dq••ndent children; supp. 32-JJ of filing instructions.)

12] NONE (No reportable liabilities.)

I.

2.

3.

4.

5.

Page 4: James C · ource nd ype source nd ype source lton purpose income tems pad or proidd financial disclosure report page 2of10 nam• or perwn repoting lllll, james c.

I I

(I) (2) (!) (5)

____ _

FINANCIAL DISCLOSURE REPORT

Page 4of10

Namr of Prnon Rrportiog

HILL, JAMES C.

D1lr of Report

5/15/2010

D

VII. INVESTMENTS and TRUSTS - incom•, •aru., tronsactions ancrudes those of spouse and depend"" child""' ... PP· J4-6o of filing 1ns11Uc1iom.)

NONE (No reportable income, assets, or transactions.)

l.

2.

3.

4.

5.

6.

7.

8.

9.

JO.

1 I.

A.

Descrjption of As.st:ts (including lru51 assets)

Place '(X)" after eacb a.o;.<ct

exempt from prior disclosure

MONROE INV., LTD., MONROE COUNTY GA

MIDlAND OJL

•• GEELAAC COMMONWEALTII

ANNUITY PLUS (ANNUITY}

• • HARTFORD FBL CRC DIRECTOR (ANNUITY)

BANK OF AMER ICA CORPORATION

AMERICAN NA TL INSURANCE

CATERPILLAR

COCA-COLA COMPANY

CONOCOPHILLIPS

EMERSON ELECTRIC CO

EXPRESS SCRIPTS

B.

Income during

reporting period

1Amount Type (e.g., : Code l div .• rent,: (A·H) oriot.)

None

None

None

None

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

None

Value

Code 2 (J.P)

J

J

M

L

J

K

J

J

J

J

J

f 12. GENCO SHIPPING & TRDG F None J

13. GENERAL DYNAMICS CORP

14. GENERAL ELECTRIC COMPANY

15. HEWLElT·PACKARD CORI'.

16. IN"IBRNATIONAL BUSINESS MACHINES CORP.

17. MONSANTO CO NEW DEL

1 Income G•i" Codcs: (Sec Columns DI and 04)

2. Value COOct.

(Sec Column Cl and DJJ

J. Value Mel hod ('odes (Sec (' l umn Cl)

A •SI ,000 Dr Jcu f -sso.001 • s100,ooo J •SIS,000 01 ks.s N •S2SO,OOI • SS00,000

r:l •S2$,000,00J • 5.10,000,000 Q •Appn.i"'l

U •Book V alvc

A

A

A

A

A

Dividend J

Dividend J

Dividend J

Dividend K

Dividend J

B-Sl,001 • S2.500

G •5100.001 • Sl,000.000 K =S15,00I • SS0,000

0 •S .001 • Sl,000,000

R ..C<»I (Re.I E>wc Only) V :::Q1hcr

------·

(2) (I)

Value Type (e.g., Method buy, sell,

Code 3 redemption)

(Q·W) ··-··----

w

w

T

T

T

T

T Buy

T

T

T

T Buy

T

T

T

T

T

T

C =S2.501 • SS,000

HJ •Sl,000.001 · SS,000.000

L =SSU,001 • S 100.000

Pl •Sl,000,00l ·SS,000.000

P4 •More ab .. S50,000,000

S •Ass.cssmcnl W E.s.timatcd

I (2) {:I) (4)

D•l< Value Gain

lmm/dd/yy Cod< 2 Code I

(J-P) (A·H)

02/09/09 J

09/18!09 I

D =S5.00J. S!S.000 H2 =More 1han S .000.000 M =StOU,001 - 5250,000 P2 =SS.000.001 • S25,000,000

T ""Ca!ih Milikcl

Identity of

buyer/seller

(if private lransaction)

SEE NOTE lN PART VIII

SEE NOTE IN PART VIII

E .SlS,OOJ - SS0,000

• -- •••·•-• · ··----·•M

Page 5: James C · ource nd ype source nd ype source lton purpose income tems pad or proidd financial disclosure report page 2of10 nam• or perwn repoting lllll, james c.

lnc :: i- Toros: Tr nsactions

Ty� .. Typ 'ie.:- -r-,

-----------�--------

K

-··-·· ·

-- ------

----

-----

'

0

Dale of ReportName uf Per.;on Rtportlne FINANCIAL DISCLOSURE REPORT

Page 5of10 5115/2010HILL, JAMES C.

VII. INVESTMENTS and TRUSTS - in com<, •·alue, lransa<lions (lnc/udts lht>Se of•pDl'se and def"ndent ckildmt; SU pp. 34-60 of filing instroctionsJ

NONE (No reportable income, assets, or transactions.) -

A. Description of Assets v e: -· ---- - - . - duri reporting period

(including trust assets) reporong pcnodfj of rcportiog period -

(5)Place "(X)" after each asset ! - v e . v -- v e :1" Identity of

exempt from prior disclosure: Code I div., rent, Code 2 Method buy, sell, mm/ddlyy Code 2 Code I buyer/seller(A·H) or int) (J-P) Cock 3 redemption) l (J·P) ' (A-H) (if private

(0-W) trans.action) -----·---- . --------- -------

18. PROCTER & GAMBLE A Dividend J T

19. WELLS FARGO & CO NEW A Dividend J T

20. GOLDMAN SACHS 6.20% PFD B Dividend K T

21. PIMCO LOW DURATION FUND B Dividend L T Buy 02/05i09 L

22. PIM CO TOTAL RETURN FUND c Di,·idend K T Buy 1/30/09 J (add'I)

23. VANGUARD LIMITED TERM A Dividend K T Buy 06/09/09 K

24. •SCHWAB I INTEREST A lnteresl K T

25. AMERICAN NA TL INSURANCE A Dividend K T

26. BB&T CORPORATION A Dividend K T

27. BANK OF AMERICA CORPORATION A Dividend J T

28. BARRICK GOLD CORP A Dividend K T

29. BERKSHIRE HA IBA WAY CL B None K T

30. BRISTOL-MYERS SQUIBB CO A Dividend K T

31. CATERPILLAR A Di\ · idend J T Buy 05/05/09 J

32. COCA-COLA COMPANY A Dividend K T

33. CONOCOPHILLIPS A Dividend T

34. DUKE ENERGY CORP NEW A Dividend J T

SEE NOTE IN PART VIII

·--·- - --· ·-- --- ··- ·-·--· - -- .. · ---- ·-·- - . . ---·- ·- - ------· ·- - - .. ·- -- - ···-·---·----I. 1ncomc G.1in Code': A dt,000 Df lcs.s D ·Sl.001 • 52,.500 C ·S2,.501 - SS,000 0 •55,00I - SIS,000 E •SlS,001 • S50.IXKI

-· (Sec ColumOi DI and 04) f •S. 0.001 • SJ00,000 G .$100,001·51,000,000 Ill ·51.000.001 - 55,000,000 H2 a.More 1h1D SS,000,000

2 Value C(lidcs. J •315,000 or k K •Sl .OOL -SS0,000 L •SS0.001 - SJ00,000 M oSI00,001 • 5250,000(See Column< Cl ond 03) N •S2.IO,OOI • SS00,000 o .s oo.001 • s 1,000.000 r1 =SJ,000,001 - ss.000.000 P2 =SS,000,001 - 525,000,000

l'J -s2.1,ooti,001 - sso.000,000 r4 =Mme thin sso.000.000 J Val Mclhod Codes 0 •Appui\al R ::Co I (Real 011.1c: Only) S •Af!>CllmC'Ot T ... c. Markel

(See Column Cl) U =Book" Value V ·01hcr W=fahmatcd

· ·

. .. . .. ,_ --·

Page 6: James C · ource nd ype source nd ype source lton purpose income tems pad or proidd financial disclosure report page 2of10 nam• or perwn repoting lllll, james c.

-··-----�------·-·-·

---------- ----�

-- - ----------

T

----------------· - ·--·

I

(I) (2)

35.

41.

42.

43.

Dair of Report Name of Prrsoo Rrportiog ; .

FINANCIAL DISCLOSURE REPORT

Page 6of10 5/1512010HILL, JAMES C.

VII. INVESTMENTS and TRUSTS - inconu, valU<', transaelions (lnclwl<s I/um ofspmm and dtpendtnl children; ... pp. 34-60 offilint inslructions.)

NONE (No reportable income, assets, or transactions.) D ---------·-- - ---

A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets} reporting period of reporting period

(I) (2) (I) (2) (3) (4) (5) Place "(X)' after each asset .Amount Type (e.g., Value Value Type (e.g.,

Code I Code 2 Method buy, sell, exempt from prior disclosure div•• rent, (A·H) or iot.) (J-P) Code 3 redemption)

(Q-W) --·-------

· ------·

EMERSON ELECfRIC CO A Dividend K T

GENERAL DYNAMICS CORP A Dividend K T

Date Value Gain Identity of mm/dd/yy . Code2 Code I buyer/seller

(l·P) . (A·H) (if private transaction)

36.

37. GENERAL ELECTRIC CO A Dividend J

38. HOME DEPOT COMMON STOCK B Dividend K

39. JOHNSON & JOHNSON B Dividend L

40. PROCTER & GAMBLE A Dividend K

T

T

T

T

SOUTHERN COMPANY COMMON STOCK

B Dividend K T I i

WELLS FARGO & CO NEW A Dividend J T

WEYERHAEUSER CO A Dividend J T

44. AMERICAN BALANCE FUND CLASS B B Dividend L T Buy 05/28/09 J (add'I)

45. JENNISON HEALlll SCIENCES FUND None L T CLASS A

46. GOLDMAN SACHS 6.20% PFD A Dividend J T

47. PIMCO LOW DURATION FUND B Dividend M T Buy 09/14/09 L (add'I)

48. PIMCO TOTAL RETIJRN FUND c Dividend K T Buy 02/05/09 K (add'I)

49. VANGUARD LIMITED TERM A Dividend K T Buy 06/09/09 K

50. US TREAS BILL A lntc:rcsl Redeemed 02/26/09 K

51. •soiW AB I INTEREST A Interest L SEE NOTE IN PART VIII

1. Income Gain Codes: (Sec Column• BI 1nd 04)

2. Value: Codes (See Column• Cl ind DJj

3. Voluc Meihod Code> (Sec Colunon C2)

A ... s1,CXX>or k!!ts F •S50,001 • SI00.000 J &SIS,000 or less N •S2S0.001 • SS00.000 Pl •S2 .000.00I • SS0.000.CXIO 0 .:;.Appraiul U •Book. V:Juc

. .. · ··-·----· -

e s 1.001 • si.... C •S2,501 • Sl,000 G •S 100,001 • S 1,000,000 HI •Sl,000,001 • SS,000.000 K •Sll.001 • SS0.000 L=Sl0,001-SIOO,OOO o ssoo.001 • s 1.000.cxxi Pl ·Sl.000.001 • SS,000,000

P4 =More than S50J:XX>,OCO R •Co1.1 (Rc•l El.111c Only) S c.cr.smcnt v ..()!bet W:fa,1 matcd . · · ·· - . -· ···- _, . .. . · ·-· · .. · - ·--· · - - · - · · · ·---·--·-

D •Sl,001 • 515,000 E 415,001 - SS0.000 H2 ..More tban S!i,000,000 M -Sl00.001 • Sll0,000 P2 =SS,000,001 • Sll,000,000

T =c.uh Markel

Page 7: James C · ource nd ype source nd ype source lton purpose income tems pad or proidd financial disclosure report page 2of10 nam• or perwn repoting lllll, james c.

T

---------,------

'

(I)

---�----------�----

J

FINANCIAL DISCLOSURE REPORT Page 7of10

Nam• of Ferson Rrportlng

HILL, JAMES C.

Dalt ofR•port

5/15/2010

VII. INVESTMENTS and TRUSTS - in com<, .. alut, lransactions (lncludu thos• of spoust and de ndtnl childr<n; ... PP· 34-60 of filing iui111ctions.)

NONE (No reportable income, assets, or transactions.) D A. B. c. D.

Description of Assets

(including trust assets)

Income during Gross value al end Transactions during reporting period

52.

53.

54.

55.

56.

57.

58.

59.

60.

61.

62.

63.

64.

65.

66.

67.

68.

Place "(X)' after each asset exempt from prior disclosure

AT&T INC NEW

AMERICAN NATL INSURANCE

BB&T CORPORATION

C ATERPILLAR

CONOCO PHILLIPS

EMERSON ELECTRIC CO

GENERAL ELECTRIC COMPANY

3M COMPANY

PROCTER & GAMBLE

THE SOUTllERN COMPANY

WELLS FARGO & CO NEW

ALABAMA POWER 5.2% PFD

GOLDMAN SACHS 6.20% PFD

PIMCO LOW DURATION FUND

PIMCO TOTAL RETURN FUND

VANGUARD LIMITED TERM

*SCHWAB US TREAS MONEY FD (SWEEP)

1. income Glut CMcs· A .. 11,lXXl or ICS.'i.

reporting J>Criod of reporting period -------- .. + : (1)

:Amount 'Code 1

, (A-H)

A

A

A

A

A

A

A

A

A

c

A

A

A

B

c

A

(2) Type (eg., jdiv .. rent. l

orint.) I I

Value

Code 2

(J-P)

(2) Value

Method

Code 3 (0-W)

(I) Type (e.g.,

buy, seJI,

rcdemplion)

(2) (3) Date Value

mm/dd/yy Code 2

(J-P)

_____j_

Dividend J T

Dividend K T

Dividend J T

Dividend T Buy 02/09/09 J

Dividend K T Buy 02/09/09 J (add'I)

Dividend K T Buy 06/11/09 J (add'J)

Dividend J T

Dividend K T

Dividend K T

Dividend L T

Dividend K T

Dividend J T Buy 05/05/09 J

Dividend J T

Dividend L T Buy 09/16/09 K (add'!)

Dividend K T Buy 2/5/09 K (add'l)

Dividend K T Buy 06/09/09 K

None K T

B =SI,()(JI • S2.,500 C =S2,SOI • SS.000 D =SS,001 - Sll,000

(4) Gain

Code I

(A·H)

(See Column• Bl and D4) 2. Va1\JeCodes

F •S50,00I • SI00,000 J s1s.ooo or le"

G =SlOO.ClOI • Sl.000,000

K =S 15,CXll • S50.00J

HJ =Sl,000,001- SS,000,000

L =SS0,001 • SIU0,000

H2 =More rhan S5.000.000 M =Sl00,001 • SV0.000

(See Column' C'J and DJ) N ..S250,lJOI - 5500,000 P) ·SlS,000.00J -S50,000JXJO

0 •SS00,001 -S 1,000,000 Pl =Sl,000,0Cll ·SS,000.000

P4 :More lhan S50,000,000

P2 :SS,000,001 • S25,00J.OOO

3. Value Mc:1hod Codes. 0 •Appruul R rC.0,1 (Real B.1a1c Only) S .. Alles.smenl T =C.a b M.arkd (Sec Column C2) U ;..Buok Viiluc V =Other W ::Es.1im1.tcd

'-----------------·-·-·-··----·- -- - ··-----·-·······---- ---- -··--------·. - - - ---·---------------- --

(l) Identity of

buyer/seller

(if privale

t ansac _J

SEE NOTE IN PART VIII

E •SJ5,00l -SS0.000

Page 8: James C · ource nd ype source nd ype source lton purpose income tems pad or proidd financial disclosure report page 2of10 nam• or perwn repoting lllll, james c.

-i--j

- orting.period__J__'.'f

I

I

Date or Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 8of10 5/15/2010HILL, JAMES C.

VII. INVESTMENTS and TRUSTS .. income, value, transactions (Includes tho<t of spous. and dependent children; Stt pp. J4-60 o/filint: iwstruclions.)

D NONE (No reportable income, assets, or transactions.)

69.

70.

A.

Dcscriptioo of Assets

(includ ing trust assets)

Place "(X)" after each asset

exempt from prjor disclosure

SCHWAB ADV CASH RESERVE

US TREAS BILL

B. C. Income during Gross value at end

reporting period (1) (2) (I) (2)

Amount Type (e.g .• Value Value Code l div.• renl. Code 2 Method (A-H) or int.) (J-P) Code 3

(0-W)

None J T

None

(1) Type (e.g., buy, s.ell,

redemption)

Redeemed

D.

Transactions during reporting period

(2) (3) (4) (5) Date Value Gain Identity of

mm/dd/yy Code 2 Code 1 buyer/seller (J-P) (A-H) (if private

transaction) ·----------------- ---· ·

01/22/09 L

A,.-SJ,CXX.lm ic s (Ser C"olumn' Bl and 04) F •SS0,001- SI00,000

2. Value Codu J =SIS,OOOQI lcu

(Sec Cotumni. Cl •nd 03) N ·S250,001 - SS00.000

B .Sl.CXll • S2..<00 C =52.501 • SS.000 G =5100.CJOl -Sl,000,000 HI :S!,000,001-55,000,tJOO

K •SJS.001- SS0.000 L •SS0,001 • SI00,000 O ·SS00,001 - S 1,000,000 PI .s 1.000.001 . ss.000.000

PJ ·S25.CJ(l0,001-SSO.ooo.ooo P4 ·Mme lhan SS0.000,000 3. Valu.c: Mclll(ld Cude•

(Sec Column C2) O •Arp1111hal U cBook Value

R =Co!i>I (Real Est:aic Only) V ==Other

S •Assus.mcnt

W=&tima1cd

H2 =More lhan 55,000.000

M •S 100,001 -S250.ll00 P2 •S\()(l().001 • 525.000.000

E •SIS.Oil! -SS0,000

Page 9: James C · ource nd ype source nd ype source lton purpose income tems pad or proidd financial disclosure report page 2of10 nam• or perwn repoting lllll, james c.

i

S/15/2010

Dale of Report Name of Prrson Reporting FINANCIAL DISCLOSURE REPORT

Page 9of10 HILL, JAMES C.

VIII. ADDITIONAL INFORMATION OR EXPIANATIONS. (/ndicaUparlo/R•pon.)

NOTE FROM SECTION Ill:

SEE ••ANNUITIES BELOW, WHICH REFER TO ITEMS 3 AND 4 OF SECTION VIII. THESE 1WO ITEMS ARE ANNUITIES AND MAY BE

ClASSIFIED AS INSURANCE EVEN THOUGH VALlJE DEPENDS UPON IBE UNDERLYING SECURITIES.

NOTE FROM SECTION VIII:

•SCHWAB I INTEREST & SCHWAB US TREAS MONEY FD: THESE ARE MONEY MARKETS INTO WHICH A BROKER WILL PUT CASH NOT

OTHERWISE INVESTED SO THAT IT WILL NOT BE IDLE. VALUE FLUCTUATES • REPORTING AVERAGE.

•'ANNUITIES: THE GEELAAC COMMONWEALTH PLUS AND HARTFORD CRC DIRECTOR ARE ANNUITIES WHOSE VALUES WILL BE REPRESENTED BY THE VALUE OF THE UNDERLYING SECURITIES. THERE WILL BE NO INCOME UNTIL TI-IE FUNDS ARE DRAWN OUT. THE

INCOME WILL DEPEND ON WHETIIER THE INVESTMENTS HAVE RISEN OR FALLEN. THESE ARE LIFE INSURANCE ITEMS.

Page 10: James C · ource nd ype source nd ype source lton purpose income tems pad or proidd financial disclosure report page 2of10 nam• or perwn repoting lllll, james c.

�-------------�--------�

... Nam• of Prnon Rtportlng Dal• of Rtport FINANCIAL DISCLOSURE REPORT .

Page 10 of 10 HILL. JAMES c. 5/15/2010

IX. CERTIFICATION.

I certify that all information given above {including information pertaining to my spouse and minor or dependent children, if any) Is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoratia and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WI JECTTO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544


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