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JANUARY – JUNE 2018 acams.org/aml-training-web-seminars
Transcript

JANUARY – JUNE 2018

acams.org/aml-training-web-seminars

”ACAMS webinars provide much needed industry dialogue. It is great to be able to get your questions answered and form discussions with a variety of financial institutions. Everyone’s perspective and experiences help to clarify the next steps needed to be taken at your own institution in preparation for regulatory change.”

Nicole MurrayCompliance ManagerGolub Corporation

About ACAMS Webinars 4

Learning Tracks 5

Event Calendar 6

January Webinars 8

February Webinars 10

March Webinars 12

April Webinars 15

May Webinars 18

June Webinars 21

No matter your industry, role or institution type, you will find AML training to fit your needs with ACAMS webinars.

T A B L E O F C O N T E N T S

A B O U T A C A M S W E B I N A R S

ACAMS webinars provide a convenient, cost-effective method of delivering mandated AML training without the hassle and added expense of leaving the office.

Focused on providing practical knowledge and industry updates, ACAMS webinars offer low-cost, high-quality training for your entire compliance staff.

Stream live webinars from your desktop or share them on a screen with your entire department and earn CAMS credits in the process. In this guide, you will find a six-month lineup of events with learning objectives.

L E A R N I N G T R A C K S

Investigations In today’s world of near limitless electronic resources, it can be a real challenge to find your starting point in a financial crime investigation. Additionally, it is also easy to get lost in digital data and lose sight of the powerful intelligence that can be gathered by creating strong relationships with law enforcement. The Investigations Learning Track combines the latest best practices for intelligence gathering with the deductive reasoning skills needed to connect the dots in any investigation.

Compliance Strategies Year after year, the anti-money laundering (AML) community is witness to new reforms and compliance standards, added regulatory pressures and increasing enforcement actions. The question you now must ask yourself is this: Am I up to speed for 2017? The Compliance Learning Track provides practical insights including how to critically analyze your current compliance program, preparing for proposed changes coming down the pipeline, and accurately making adjustments based on new regulatory developments and expectations

Financial Crime Trends When it comes to money laundering, cash is king, but with advances in cybercrime, virtual currencies, sophisticated trade-based money laundering schemes and a host of new criminal funnels, it’s mandatory to remain on top of the newest trends impacting the compliance community. The Financial Crimes Trends Learning Track highlights.

Global PerspectivesUnderstanding global anti-money laundering (AML) and counter-terrorist financing (CTF) standards is paramount to the success of every compliance function and department. Improving global AML/CTF compliance requires an ongoing process that identifies regional trends and typologies in order to prevent financial crime and protect your institution from criminal attacks. The Global Perspectives Learning Track homes in on regional issues and provides global solutions to tackling these challenges.

Case Study Oscar Wilde once said that experience is simply the name we give our mistakes. This holds particularly true of the knowledge we glean and share from our own compliance errors and also our successes. Ripped from the financial crime headlines and dissected over two hours, the case study learning track delivers real-world knowledge and insight. From missteps to innovations, you will take away proven tools tested in the field to reinforce your own compliance efforts.

Risk Management A risk-based approach is the gold standard among compliance professionals when it comes to understanding and managing money laundering exposure. However, how do you develop a risk scoring methodology that’s right for your institution? What are the consequences and complexities of de-risking? The Risk Management Learning Track will take you down the path of understanding how risk management has, and continues to evolve.

Regulatory Updates Each year compliance professionals peg regulatory changes as the biggest problem faced in their departments due to an era of constant change as an array of new regulations are implemented. How will the new EU directive change the requirements for my department? How will FinCEN’s beneficial ownership changes alter the way I perform due diligence? What sanctions changing are coming and how do I prepare for them? This learning track takes an interpretive approach to these challenges, making it easier to understand how they affect your institution.

Sanctions The rise of extremist groups and recent sectoral sanctions have created new challenges for compliance professionals, and the stakes have never been higher. The Sanctions Learning Track explores the latest Office of Foreign Assets Control (OFAC) obligations, common mistakes made in sanctions management, and model testing strategies to help evaluate your sanctions program effectiveness and ensure sanctions compliance is a foundation of your program.

AuditTime and again, regulators have cited deficient AML audit as a primary component of recent AML failures, pointing to a real need for AML auditors to be at the top of their game. Whether you are an AML auditor, independent tester or a compliance officer, this learning track will provide you with the savvy to conduct AML audits accurately and successfully.

J A N U A R Y 2 4

Conducting an Effective Independent Audit of AML Compliance Programs

J A N U A R Y 3 0

Ethical Behavior, Financial Integrity and Governance Challenges in Sales Incentive Driven Environments

F E B R U A R Y 7

The Future of Risk: Assessing, Documenting and Managing Trends That May Alter the Risk Landscape

F E B R U A R Y 2 8

Caribbean Focus: Reviewing the Current State-of-Play on Financial Inclusion and De-Risking

M A R C H 9

FREE WEBINAR (APAC) APAC Focus: Building a Collaborative Approach between Public and Private Sectors

M A R C H 1 4

Taking a Deep Dive into Individual Sanctions Regimes and Effective Sanctions Management

M A R C H 2 8

Detailing Best AML Practices for Preventing Elder Financial Exploitation

A P R I L 4

Coordinating Internal Cross-Cooperation Efforts among BSA/AML Units, Cyber Security and Information Technology

A P R I L 2 5

FinCEN Geographic Targeting Orders (GTOs) Connected to Real Estate Purchases

Webinar Calendar

Unequivocally,

the best single

source for AML

information. Alberto FloresCompliance OfficerPlains Capital Bank

“”

6 acams.org/aml-training-web-seminars

A P R I L 3 0

FREE WEBINAR (MENA) MENA Regulatory Update: FATF Mutual Evaluations, Ongoing Compliance Expectations and New Requirements

M A Y 9

Money Laundering and Terrorist Financing Risks in the Online Gaming Sector

M A Y 1 6

CTF and TBML: Identifying Questionable Transactions within Global Trade Businesses

M A Y 3 0

Utilizing Data and Analytics Technology to Detect Signs of Human Trafficking

J U N E 6

Banking Highly Complex and Diversified MSBs

J U N E 8

FREE WEBINAR (APAC) APAC Focus: Adapting to Rapidly-Developing FinTech and RegTech Sectors

J U N E 1 3

Developing Meaningful Key Performance Indicators (KPIs) and Key Results Indicators (KRIs)

J U N E 2 0

Auditing Your Current Automation, Algorithmic and other Artificial Intelligence Systems

J U N E 2 2

FREE WEBINAR ACAMS Midyear Review: 2018 Compliance Developments and Challenges

JANUARY – JUNE 2018

Investigations

Financial Crime Trends

Case Study

Regulatory Updates

Compliance Strategies

Global Perspectives

Risk Management

Sanctions

Audit

7acams.org/aml-training-web-seminars

JANUARY 24 12:00 – 2:00 PM ET

L E A R N I N G O B J E C T I V E S :

• Differentiating various stages of an independent audit based on specific sectors, including a thorough review of program documents and steps for identifying control gaps

• Creating a detailed audit risk assessment methodology for various financial entities including banks, credit unions, MSBs and securities firms

• Discussing the importance of creating an internal control function within each unit or department

• Developing realistic and attainable action steps for implementation that serve institutional interests

Whether a small or large-sized financial institution, money service business (MSB), credit union, securities or insurance firm, it is essential that AML professionals within these organizations can handle the nuances of audit functions, testing, validation procedures and internal controls. As the last line of defense against various AML and sanctions violation risks, the audit function ensures that compliance controls are risk-ready. During this webinar, compliance professionals will share best practices for conducting an effective independent audit, including identifying compliance gaps and prescribing attainable steps for implementation.

Conducting an Effective Independent Audit of AML Compliance Programs

LEVEL Intermediate - Advanced

R E G I O N / I N D U S T R I E S• Global

• North America

• Bank

• Securities

• MSB

W H O S H O U L D AT T E N D• Compliance Officers

• Senior Management

• Risk Managers

• Industry Consultants

8 acams.org/aml-training-web-seminars

LEVEL All

R E G I O N / I N D U S T R I E S• Global

• North America

• Bank

• Securities

• MSB

W H O S H O U L D AT T E N D• Compliance Officers

• Legal Advisors

• Senior Management

• Risk Managers

• Industry Consultants

L E A R N I N G O B J E C T I V E S :

• Defining how ethical behavior, financial integrity and governance challenges relate to AML

• Reviewing lessons-learned from recent high-profile cases regarding improper sales and incentives practices

• Developing programs that bolster an ethics and compliance culture including a focus on “tone at the top” and a centralized corporate structure

• Analyzing case studies referencing the G20/OECD Principles of Corporate Governance

Recent record-breaking enforcement actions have created a new pressure for compliance professionals to maintain regulatory and ethical standards with regard to their financial institutions’ sales and incentives practices. During this webinar, professionals will detail the fundamentals for building a culture of compliance in a sales driven environment and provide practical strategies for balancing ethical, professional, regulatory and institutional interests.

Ethical Behavior, Financial Integrity and Governance Challenges in Sales Incentive Driven Environments

JANUARY 30 12:00 – 2:00 PM ET

9acams.org/aml-training-web-seminars

LEVEL All

R E G I O N / I N D U S T R I E S• Global

• North America

• Bank

• MSB

• Securities

W H O S H O U L D AT T E N D• Compliance Personnel

• Risk Management Officers

• Industry Consultants

L E A R N I N G O B J E C T I V E S :

• Automating processes to keep up with emerging threats and enhance AML risk management

• Staying ahead of emerging risks with effective SAR/STR analytics and control assessments

• Reviewing case studies highlighting “not so obvious” red flags to improve identification and management of these risks

The risk landscape is rapidly evolving due to regulatory expectations and emerging technologies. To meet the challenges, financial institutions must up their game to achieve greater efficacy in risk management. During this webinar, panelists will analyze trends that are shaping the risk landscape for compliance professionals, including how financial institutions are responding to the future of risk, and offer practical strategies to enhance risk management capabilities.

The Future of Risk: Assessing, Documenting and Managing Trends That May Alter the Risk Landscape

FEBRUARY 7 12:00 – 2:00 PM ET

10 acams.org/aml-training-web-seminars

LEVEL All

R E G I O N / I N D U S T R I E S• Caribbean

• Global

• Bank

• MSB

W H O S H O U L D AT T E N D• Compliance Officers

• Risk Managers

• Industry Consultants

• Onboarding Managers

L E A R N I N G O B J E C T I V E S :

• Analyzing recent trends, expectations and requirements impacting Caribbean compliance professionals

• Reviewing the current state-of-play on financial inclusion and de-risking in the Caribbean

• Tailoring business models and AML policies to meet correspondent bank risk tolerance standards

• Detailing Trinidad and Tobago, Jamaica, Belize, Bahamas, and other Caribbean jurisdictional requirements to aid UBO and ensure compliance with regulatory obligations

De-risking correspondent banking relationships, ultimate beneficial ownership (UBO) reporting, and effective information sharing are just some of the challenges compliance experts in the Caribbean currently face. This webinar will detail compliance hurdles in the Caribbean including practical strategies for managing AML/CFT risks and heightened regulatory requirements.

Caribbean Focus: Reviewing the Current State-of-Play on Financial Inclusion and De-Risking

FEBRUARY 28 12:00 – 2:00 PM ET

11acams.org/aml-training-web-seminars

LEVEL All

R E G I O N / I N D U S T R I E S• APAC

• Global

• Bank

• Public Sector

W H O S H O U L D AT T E N D• Law Enforcement

• Compliance Personnel

• Industry Consultants

• Legal/Regulatory Advisors

L E A R N I N G O B J E C T I V E S :

• Detailing recent APAC initiatives in public-private partnerships such as the Fraud and Money Laundering Intelligence Taskforce (FMLIT) in Hong Kong and the Anti-Money Laundering and Countering the Financing of Terrorism Industry Partnership (ACIP) in Singapore

• Incorporating practical collaboration strategies to better detect, deter and defend APAC financial institutions against financial crimes

• Detailing APAC legal obligations and the limitations of public-private collaboration to prevent missteps

Identifying and addressing financial crimes, including those associated with human trafficking, narcotics, terrorist financing and fraud, requires collaboration. Successful public-private partnerships enhance investigation outcomes by allowing both sectors to share the latest trends in financial crime. This webinar will look at joint investigations and offer insights on how banks can provide assistance to law enforcement in the fight against financial crime. Our panelists will also provide strategies for conducting a joint post-investigation review to determine best practices for future collaborative efforts

APAC Focus: Building a Collaborative Approach between Public and Private Sectors

MARCH 9 10:00 – 11:00 AM HKT

FREE WEBINAR - APAC

12 acams.org/aml-training-web-seminars

LEVEL Intermediate - Advanced

R E G I O N / I N D U S T R I E S• Global

• North America

• Bank

• Securities

• Insurance

L E A R N I N G O B J E C T I V E S :

• Reviewing recent sanctions initiatives involving Russia, Cuba, Venezuela, North Korea and Iran

• Creating objective metrics to mitigate sanctions risks linked to OFAC program changes, accounting for geography, entity profile, business products and transaction patterns

• Analyzing examples of acceptable and unacceptable transactions under the various sanctions regimes

• Conducting an OFAC risk assessment to determine potential sanctions-related issues for each sanction program and correct potential gaps

Recent sanctions designations targeting Russia, Cuba, Venezuela, North Korea and Iran present unique challenges for compliance professionals as they cope with rapidly changing geopolitical events. Identifying appropriate policies and procedures, as well as problems likely to arise while trying to comply with sanctions regimes, are critical for effectively managing your financial institutions’ sanctions risk. Panelists will take a deep dive into current sanctions designations and provide practical, risk-based approaches for creating effective sanction programs.

Taking a Deep Dive into Individual Sanctions Regimes and Effective Sanctions Management

W H O S H O U L D AT T E N D• Sanctions Risk Officers and

Managers

• Compliance Managers

• General Counsel

• Compliance IT Teams

MARCH 14 12:00 – 2:00 PM ET

13acams.org/aml-training-web-seminars

LEVEL All

R E G I O N / I N D U S T R I E S• Global

• North America

• Bank

• Securities

W H O S H O U L D AT T E N D• Relationship Managers

• Onboarding Officers

• Internal Investigations Personnel

L E A R N I N G O B J E C T I V E S :

• Reviewing current policies, procedures and training to ensure they identify and report transactions tied to crimes against older and vulnerable adults

• Analyzing typologies and red flags including transactions that are inconsistent for older adults or uncharacteristic attempts to wire large sums of money

• Ensuring proper handling of client finances through effective due diligence, monitoring, early detection and reporting on designated fiduciaries

• Establishing relationships with law enforcement to investigate alerts and gain insights into financial exploitation trends

Each year, older adults and vulnerable people of all ages lose more than $3 billion to exploitation, with financial institutions losing $1 billion in deposit fraud. Adults over 50 years old control more than 70 percent of the United States’ wealth, which is why this group remains a popular target for criminals using new tactics to abuse and financially exploit retiring baby boomers and the growing number of older and vulnerable adults. Join our panelists as they review typologies, warning signs and reporting barriers; analyze recent case studies and detail legal remedies to address exploitation.

Detailing Best AML Practices for Preventing Elder Financial Exploitation

MARCH 28 12:00 – 2:00 PM ET

14 acams.org/aml-training-web-seminars

LEVEL Intermediate - Advanced

R E G I O N / I N D U S T R I E S• Global

• North America

• Bank

W H O S H O U L D AT T E N D• Compliance Officers

• Information Technology

• Cyber-related Personnel

• Risk Managers

• Industry Consultants

L E A R N I N G O B J E C T I V E S :

• Incorporating practical strategies to foster collaboration among BSA/AML, cybersecurity and IT professionals

• Reviewing case studies and models that enhanced collaboration and sharing of information enterprise wide

• Analyzing recent regulatory and law enforcement initiatives requiring financial institutions to increase collaboration efforts

Cybercrime has become a major concern for financial institutions worldwide. The growing number of cyber-attacks requires collaboration among BSA/AML, fraud and information technology (IT) professionals to identify, report and mitigate cyber-enabled crime. Our panelists will discuss policies and procedures that will facilitate enterprise wide efforts, as well as practical strategies for recovering from and even preventing cyber hacks.

Coordinating Internal Cross-Cooperation Efforts among BSA/AML Units, Cyber Security and Information Technology

APRIL 4 12:00 – 2:00 PM ET

15acams.org/aml-training-web-seminars

LEVEL Intermediate - Advanced

R E G I O N / I N D U S T R I E S• Global

• North America

• Banking

• Real Estate providers

• Legal

• Auditing

• Regulatory Agencies

W H O S H O U L D AT T E N D• Compliance Personnel

• Industry Consultants

• Risk Managers

• Business Advisors

• Real Estate Professionals

• Legal Departments

L E A R N I N G O B J E C T I V E S :

• Understanding new regulatory standards and compliance requirements for real estate professionals, including Geographic Targeting Orders (GTOs)

• Reviewing lessons-learned from actual high-profile cases illustrating money laundering risks in the real estate sector

• Examining increasing model management expectations to adapt current AML models to unique systemic risks

With nearly 78 percent of real estate transactions in the United States required to comply with the Bank Secrecy Act’s (BSA) requirements, professionals dealing with real estate transactions must keep current with money laundering risks associated with certain real estate transactions. Title insurers, mortgage bankers and brokers, attorneys, escrow agents, and compliance officers can address these risks by identifying, addressing and reporting suspicious transactions. During this insightful webinar, our panelists will detail practical strategies to combat the exploitation of property markets to transfer and store illicit proceeds.

FinCEN Geographic Targeting Orders (GTOs) Connected to Real Estate Purchases

APRIL 25 12:00 – 2:00 PM ET

16 acams.org/aml-training-web-seminars

LEVEL All

R E G I O N / I N D U S T R I E S• Middle East / Africa

• Global

• Bank/Financial Sector

• MSB

W H O S H O U L D AT T E N D• Risk Assessment Managers

• Law Enforcement

• Compliance Officers

• FCC Professionals

L E A R N I N G O B J E C T I V E S :

• Identifying MENA regulatory initiatives, directives and trends to proactively develop and implement strategies for compliance and mitigating financial crime

• Examining how precious metals and stones from West Africa, especially diamonds, are used to launder the proceeds of crime

• Reviewing FATF’s Mutual Evaluations findings and recommendations to identify your financial institution’s risks and how they can be addressed while meeting the needs of business lines

Keeping up with regulatory changes as well as the ever-growing sophistication of money launderers and funders of terrorism is critical for financial institutions everywhere, no less in the Middle East and North Africa region. This webinar previews changes arising out of recent developments in the region with an emphasis on presenting concrete strategies for retooling existing compliance infrastructure and beefing up current compliance functions that are required to meet evolving regulatory expectations.

MENA Regulatory Update: FATF Mutual Evaluations, Ongoing Compliance Expectations and New Requirements

APRIL 30 7:00 - 8:00 PM GST

FREE WEBINAR - MENA

17acams.org/aml-training-web-seminars

LEVEL Intermediate - Advanced

R E G I O N / I N D U S T R I E S• Global

• North America

• Gaming/Casino

• Banking

• Legal

W H O S H O U L D AT T E N D• Gaming Industry

Compliance Officers

• Bankers with Gaming Industry Clients

• Legal/Audit Advisors to Gaming Organizations

L E A R N I N G O B J E C T I V E S :

• Analyzing how online gaming is used by criminals to mask and launder money including gold farming, glitching and duping

• Examining recent case studies to determine applicable lessons for mitigating online gaming-based financial crime risks

• Tracing common typologies and detailing best practices to spot, combat and report suspicious online gaming activities

• Reviewing AML best practices for online gaming according to the American Gaming Association’s Code of Conduct for Responsible Gaming

Online gaming, including social gaming, mobile gaming, free-to-play and pay-to-play multiplayer gaming is expected to generate $1 trillion in total revenue by 2021. Vulnerable to some types of criminal exploitation arising from cross border activity, the use of alternative payment systems and ease of access to gaming sites, the online gaming segment and the risks it can pose continues to evolve in both size and complexity. Our panel of experts will provide up-to-date information on online gaming market trends, industry standards and regulations, and best practices to combat fraudulent players and activity.

Money Laundering and Terrorist Financing Risks in the Online Gaming Sector

MAY 9 12:00 – 2:00 PM ET

18 acams.org/aml-training-web-seminars

LEVEL All

R E G I O N / I N D U S T R I E S• Global

• North America

• Bank

• MSB

W H O S H O U L D AT T E N D• Compliance Officers

• Risk Managers

• Industry Consultants

• AML and Transaction Monitoring Professionals

• Law Enforcement

• AML/CTF IT Specialists

• FIU/FCC Personnel

L E A R N I N G O B J E C T I V E S :

• Reviewing emerging terrorist financing and TBML trends to identify monitoring challenges and ensure adequate resourcing to meet them

• Training staff to recognize transactional TBML red flags for terrorist financing such as under- and over-invoicing and accommodation trading

• Deploying advanced analytical and statistical techniques to elevate CTF and TBML comprehensiveness and efficiency

One of the largest and most pervasive methods for laundering the proceeds of crime is trade-based money laundering (TBML). As a result, understanding and disrupting the flow of funds for terrorist organizations through trade-based money laundering has become fundamental for global financial institutions. This webinar will provide lessons-learned from recent case studies and practical strategies to help financial institutions stop money launderers and terrorist financers from using global trade to move illicit funds into the legitimate economy.

CTF and TBML: Identifying Questionable Transactions within Global Trade Businesses

MAY 16 12:00 – 2:00 PM ET

19acams.org/aml-training-web-seminars

LEVEL Intermediate - Advanced

R E G I O N / I N D U S T R I E S• Global

• North America

• Bank

• Law Enforcement

W H O S H O U L D AT T E N D• Law Enforcement

• FIU/FCC Team Members

• Compliance Officers

• All Lines of Business

• Information Technology

L E A R N I N G O B J E C T I V E S :

• Detailing common human trafficking indicators revealed by AML monitoring to ensure data and analytics technology addresses most relevant institutional risks

• Uncovering trafficking activity using new detection tools including graphical maps and cross-institutional collaboration tools

• Outlining technology-enabled investigation and data collection practices to effectively support human trafficking-related suspicious activity report (SAR) filings

Human traffickers generate hundreds of billions of dollars in profits worldwide by using violence, threats, deception, debt bondage, and other forms of coercion to force victims to engage in commercial sex or provide labor or services against their will. Compliance professionals are utilizing fraud detection technology that includes human trafficking alerts to combat this crime and identify new typologies. Our panel of professionals will discuss practical strategies for generating data and utilizing analytics to detect human trafficking.

Utilizing Data and Analytics Technology to Detect Signs of Human Trafficking

MAY 30 12:00 – 2:00 PM ET

20 acams.org/aml-training-web-seminars

LEVEL All

R E G I O N / I N D U S T R I E S• Global

• North America

• Bank

• MSB

W H O S H O U L D AT T E N D• Compliance Officers

• Risk Managers

• Industry Consultants

• Onboarding Managers

L E A R N I N G O B J E C T I V E S :

• Assessing risks of various complex and diversified MSBs such as money transmitters, check cashers, and issuers and redeemers of traveler’s checks

• Designing a risk control framework for complex MSBs including internal controls, review of the MSB’s controls, monitoring and reporting

• Auditing highly complex and diversified MSBs to ensure business models and AML policies meet risk tolerance standards

• Utilizing new tools and solutions developed specifically for complex MSBs and other cash intensive businesses

Risks associated with highly complex and diversified money service businesses (MSBs) include an ever-changing customer base that engages in one-time transactions, cash transactions where the source of funds is unknown, and ever-changing product offerings, agents and business locations. Despite the risks, these complex MSBs can be successfully banked by employing specific mitigating factors and risk-based practices. Our panel of bankers and MSB operators will provide insight into the complicated but surmountable risks associated with highly complex and diversified MSBs.

Banking Highly Complex and Diversified MSBs

JUNE 6 12:00 – 2:00 PM ET

21acams.org/aml-training-web-seminars

LEVEL All

R E G I O N / I N D U S T R I E S• APAC

• Global

• Banks

• FinTech/RegTech

W H O S H O U L D AT T E N D• Compliance Officers

• Industry Consultants

• Regulatory Representatives

• AML Information Technology Specialists

• Risk Assessment Managers

L E A R N I N G O B J E C T I V E S :

• Creating risk profiles and identifying the unique risks of FinTech to ensure onboarding screening models are effective

• Reviewing specific KYC/CDD challenges, including transaction monitoring, sanctions screening, fraud detection and other AML issues as they relate to technological innovation

• Closely monitoring shifts in the regulation of FinTech products, with an eye to harnessing innovations in RegTech to maintain a robust compliance program

FinTech and RegTech sectors throughout the APAC region are providing financial institutions with new and improved banking, payment and financing options. As a result, financial institutions have made technological innovation a priority with an eye to improving and expanding their product and service offerings without compromising compliance efforts. Our panel of experts will examine FinTech and RegTech developments throughout the APAC region, as well as practical approaches to undertake effective customer due diligence around FinTech products using emerging technology.

APAC Focus: Adapting to Rapidly-Developing FinTech and RegTech Sectors

JUNE 8 10:00 - 11:00 HKT

FREE WEBINAR - APAC

22 acams.org/aml-training-web-seminars

LEVEL Intermediate - Advanced

R E G I O N / I N D U S T R I E S• Global

• North America

• Bank

• Securities

• MSB

W H O S H O U L D AT T E N D• Compliance Officers

• Legal Advisors

• Risk Managers

• Industry Consultants

L E A R N I N G O B J E C T I V E S :

• Defining the differences between KRIs and KPIs in the transaction monitoring process including alert handling versus trends in alert backlogs

• Incorporating practical strategies to identify key KPIs and KRIs that are measurable, comparable and provide insight specific to the risk factor

• Conducting scheduled performance monitoring to assess the model for changes in risk profile, customer base and transaction base

• Formulating solutions for small to mid-sized institutions to effectively gather data for meaningful metrics

Compliance professionals must be able to gauge the efficacy of their transaction monitoring systems and processes. In addition, enhancing end-to-end transaction monitoring processes and overall compliance programs necessitates instituting meaningful metrics, including risk and performance indicators. This webinar will provide information for creating and using KRIs and KPIs that can indicate the effectiveness of your transaction monitoring system and compliance processes.

Developing Meaningful Key Performance Indicators (KPIs) and Key Results Indicators (KRIs)

JUNE 13 12:00 – 2:00 PM ET

23acams.org/aml-training-web-seminars

LEVEL Intermediate - Advanced

R E G I O N / I N D U S T R I E S• Global

• North America

• Bank

• Securities

• MSB

W H O S H O U L D AT T E N D• Compliance Officers

• Legal Advisors

• Risk Managers

• Industry Consultants

• Auditors

• Information Technology

L E A R N I N G O B J E C T I V E S :

• Understanding the role of audit in testing data-focused technology

• Acquiring auditing skills sets for increasingly complex automation, algorithmic and other AI systems

• Utilizing robotic process automation and cognitive intelligence to audit data flow to and from machine learning algorithms

Now that artificial intelligence (AI), automation, algorithmic systems and other data-management technology are becoming more prevalent, many AML professionals question whether internal audit has the expertise and knowledge to test these AML systems. This timely and informative webinar will identify the expertise and knowledge needed to incorporate practical strategies for auditing your current automation, algorithmic and other AI systems.

Auditing Your Current Automation, Algorithmic and other Artificial Intelligence Systems

JUNE 20 12:00 – 2:00 PM ET

24 acams.org/aml-training-web-seminars

LEVEL All

R E G I O N / I N D U S T R I E S• Global

• Bank

• Securities

• MSB

• Law Enforcement

W H O S H O U L D AT T E N D• Compliance/Policy Officers

• Risk Managers

• Law Enforcement

• Regulators

Join us for this popular review of the important issues anti-financial crime, sanctions and anti-terror finance compliance professionals faced during the first half of 2018 and a look ahead at what should preoccupy their efforts in the latter half of the year.

ACAMS Advisory Board members will join ACAMS moneylaundering.com Editor-in-Chief Kieran Beer as we assess the most important developments and challenges faced by the compliance community during the first half of 2018.

ACAMS Midyear Review: 2018 Compliance Developments and Challenges

JUNE 22 12:00 – 1:00 PM ET

FREE WEBINAR

25acams.org/aml-training-web-seminars

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ONLINE:acams.org

EMAIL:[email protected]

PHONE:+1 866.459.CAMS (Toll Free)+1 305.373.0020 (US and International)

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