John E Jones III Financial Disclosure Report for 2009

8/3/2019 John E Jones III Financial Disclosure Report for 2009

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Ao to ] FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h i c sin Government Act of 1978~ e v . ~ / 2 0 1 0 [ FOR CALENDAR YEAR 2009 ( 5 U . S . C . a p p . L ~ " lOt-ttt)I. Person Reporting (last name, first, middle initial) 2. Court or Organizat ion 3. Date of Rel~rtJONES IIL JOHN E. US COURT-MIDDLE DISTRICT OF PA 05/I 2/2010

4. Tit le (A rticle II1 judges indicate active or senior s tatns; 5a. Report Type (check appropriate type) 6. Reporting Periodmagistrate judges indicate full- or part-t ime)[] Nomination, Date 01/01/2009

US DISTRICT JUDGE [] Initial [] Ar, nual [] Final t~ ,12/3 I/20095b. [] Amended Rcporl

7, Chambers or Office Address 8, On the bas is of the inform ation contained in this Report and anymodifications pertaining thereto, i t i s , in my opinion , in compl iance240 WEST THIRD STREET with applicable laws and regulations.SUITE 4t)6W 1 L L I A M S P O R T , P A 1 7 7 0 1 Reviewing Of f ic er D~ te

IbIPO R TANT N O TES: Th e instructions accompanying thisform must be fottowe~t Complete all parts,checking the .NON E box for each part where you have no reportable information. Sign on last page.

1. P O S I T I O N S . ~ , o ~ n ~ g i ~ a ~ . ~ o ~ t ) .; ~ , e p ~ . 9 4 ~ o y a t ~ n gN ON E (N o reportable positions.)

/P OS I T I ON N A M E O F O RG A N IZ A T I ON E N T IT ~

I I. A G ~ E M E N T S . (~eporang indi, Mual only; seepp. 14-16 oyfd~g instruaions,) ~- . I.. ......~ N O N E (No reportable agreements.)

D A T E P A R T I E S A N D T E R M S1. 2002 THE STATE EMPLOYEES ~TI~MENI SYSTEM (PENNSYLVANIA) FORMER EMPLOYER - VESTEDP E N S I O N


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FI N AN C I AL D I SC L OSU R E R E POR T N~.,e of P ..... R e p o r t i n g D a l e o f R e p o ! !Page 2 of 13 a O N E S m , J O h N E . 0 . V ~ 2 / 2 0 1 0

111. NON-INVE STMEN T INCOME. (Repo,a.~ i.divU,,.~ .nd ~ ..... ; s e e p p . 1 7 - 2 4 of filing instructions.)A. F i l e r s N o n - I n v e s t m e n t I n c o m e

N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE INCOME(yours, not spou ses)

2.3.4,

B . S p o u s e s N o n - In v e s tm e n t I n c o m e - if you were married during any portion of the reporting year, complete this sectiott(Doll~r czmount ttm required e.r~:ept for honoraria)

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1 .

2.3 .4.

I V . R E I M B U R S E M E N T S - - ,~ . n ~ o ~ , . ,i o . , lodging, food, e n t e r t a i n m e n t .(Includes those to spou.le and dependent children; see pp. 25~27 ojf!ting instructions.)

~., N O N E (No reportable reimbursements.)S O U R C E D A T E S L O C A T I O N P U R P O SE IT E MS P A ID OR P R O V ID E D

I. H U MAN I ST S OC I E TY OF 2/13 - 2/17 SA N TA BA R.B A RA , C A LE C TURE A I R F A K ES A N T A B A R B A R A2. HEFSTILt~ UNIVERSITY 3 /1 I - 3 /I 2 H A MPSTE A D , N Y LE C TURE MI LE A G E , H OTE L, AN D ME AL S3. L IB E R TY U N I V E R S I TY 3/20 - 3/21 L Y N C H B U R G, V A MOOT COURT A N D MILE AGE , H OTE l., A N D ME ALSSCllOOL OF I .A W L E C TU R E4. U NI VE RS IT Y O|: 3/22 - 3/23 C OLLE GE PA RK . MD LE C TURE MI LE A G E , H OTE L, AN D ME AL SMAR Y L AN D5. AN TI -D E FAMATI ON 3 / 2 6 - 3 . 2 7 H OUSTON . TX LE C TURE A I R F A R E , H O T E L, A N D M E A L SL E A GU E6. MERCI"RSI~URG 3 / 3 1 ME RCE RS BU RG, PA LECTURE H OTE L , MI t. E AG E . AN D ME A L S


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Name of Person Reporting Date of ReportP a g e F I N A N C I A L 3 o f 1 3 DISCLOSURE REPORT

ACADEMY

7, FEDERAL JUDGES 5/2 - 5/4 WASHINGTON, DC BOARD MEETING MILEAGE, HOTEL, AND MEALSASSOCIATION

8. RICHARD S R O D N E Y 5/13 - 5/14 WILMINGTON, DE LECTURE HOTEL, MILEAGE AND MEALSA M E R I C A N L X f N O FCOU RT

9. DREXEL UNIVERSITY 6/3 P H I LA D E L P H I A , P A LECTURE HOTEL, MILEAGE, AND MEALS10 . ASPEN INSTITUTL: 6/30 - 7/2 ASPEN, CO P A N E L HOTEL, AIR.FARE, AND MEALSI t. BRIDGEWATER COLLEGE 9/17 BRIDGEWATER, VA LECTURE AIRFARE12. SOUTtlERN METHODIST 9/23 - 9/26 DALLAS, TX LECTURE AIRFARE. HOTEL, AND MEALSUNIVERSITY

13. GEOLOGICAL SOCIETY 10/17 - 10/20 PORTLAND, OR LECTURE AIRFARE, HOTEl., AND MEALSOF AMERICA

14. BERKS COUNTY BAR 10/27 READING, PA LECTURE P A R K F N GASSOCIATION

15. ST. MARYS COI_I.EGE OF 1 t!2 - 11t3 ST. MARYS CITY, MD LECTURE MILEAGE. HOTEL, AND MEAI.SMARYLAND

16, INTERNATIONAL I I/11 P H I LA D E L P H I A , P A LECTURE M I L E A G EASSOCIATION OFDEFENSE COUNSEL

17 . RUTGERS UNIVERSITY I 1/16 - 11/17 NEW BRUNSWICK, NJ LECTURE MILEAGE, ttOTEL, AND MEALS

18. TEMPLE UNIVERSITY I 1/20 P I tI L A D E L P H 1 A , P A LECTURE MILEAGE AND MEALS19. PENN STATE 12]1 STATE COLLEGE, PA LECTURE MILEAGE, IIOTEL, AND MEALSL,~ N IV ERS1TY

20 . INDIANA UNIVERSITY 12/4 - 12/5 BLOOMINGTON, IN LECTURE AIRFAP.E, |IOTEI., AND MEAI.S


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FINANCIAL DISCLOSURE R E P O R T l ~ " e f t . . . . . . e p o r . . , [ ~ . , e o , R e p o ~Page 4 of 13 ,i I

V . G I F T S . a . . ,c ~ , d ~ t h o , , , o s p . . . . . . d dependent chitdren; see p p . 2 ~ - 3 t of filing instructions.)N O N E (No reportable gifts.)

S O U R C E D E S C R I P T I O N V A L U E1.2 .3.4.5.

V I . L I A B I L I T I E S . a n t ,d e ~ , h o ~ e o Z ~ p . . . .. . d dependent c h i l d r e n ; s e e p p . 3 2 - 3 3 of filing instructions.)N O N E (No reportable liabilities.)

C R E D I T O R D E SC R IP T IO N V A LU E C O D E1.

3.4.5.


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FIN A N C IA L D IS C LO S U R E R EP O R T N ~ m e ~ P .... Reporting Date of ReportPage 5 of 1 3 J O N E S m , s o n ~ E . 0 5 / ~ 2 / 2 0 ~ 0

V I ! . I N V E S T M E N T S a n d T R U S T S -- i, . . . . . . ~.,. t ...... aans anctudes those of sp ... ... d dependent chi~ren; see p p . J 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

~i p t i o a o f A s s e t s ~ I n c v m c d o t i n g Gross value at ~d Tmnsactiop.s during m~ing0 n c l u d i n g t r u s t a s s e t s ) repo~ng ~fiod of repofling ~fiodP l a c e " ( X ) " a i d e r e a c h a s s e t ~ Amount,y~ (e.g., Value - r~l ~ aluc~ {e.g., D a t e ] V a l u eI [ l d e n l i l y o f] C ~e I [ b u y e r / s e l l e r

I. A Distribution O W2. A Distribution N W3 . A Distribntion O W4. A D i s t r i b u t i o n M W5. A Distribution N W

7. N o n e J W8. I A Distribution M W9. N ATI ON W I D E -AN N U I TY A Interest J T

I 0 . U N I ON B A N K & T R US T A Interest K TC O . - C H E C K I N GI I . Q U AL I TY V E N D I N G I N C -5 0 % D Distribution L WINTEREST1 2 . L OA N R E C E I V A B L E - P H OE N I X D Interest M TC O N T R A C T I N G1 3 . UBPTE-COMMON STOCK (UNION A Dividend .1 TBAN CORP INC (UI3PT.PK))t4 . DREYFUS PPO3MIER BALANCED FD. N o n e Merged 1 / 8 / 0 9(with line 15)1 5 . D R E Y FU S B AL AN C E D OP P OR TU N I TY A Dividend J TF ,J ND CL A S S A1 6 . PE NN NA T I ONA l , GA MI NG - COMMON N o n e J T Sold 5/21/09STOCK ( p a t ~ )1 7 . CH A RL E S S CH W A B & C O INC - Mi M A Interest Redeemed 6/15/09FU N D


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FINANCIAL DISCLOSURE REPORT NameofPerson Repert ing DateofReportPage 6 of ] 3 JONES III, JOIIN E. 05 /12 / 2010

VI 1. I N V E S T M E N T S a n d T R U S T S - ~ ........ ~ . e , tr ....#ons (I.cludes those of s~ .....d dependent children: seepp. 34-60 of filing ~ st r uc t i ons . )~ N O N E (No reportable income, msets, or ~ansactions.)D e~rip t ion of A s s e ts ~ Income during ! Gr~ss value at end Tr an~ c ~ io ns dur ing r eining(including trust asse~) ~ re~ing period : of repo r t ing per i~

exempt f r o m pr io r di~ lo sur c ~ C o d e f div., rent, C~e 2 Mc~ buy. sell, m ~ d d /y y ~ C o d e 2 ~ C ~ e I ~ yer /~ eller(Aql) I or int .) I (JP) ~ C~c 3 redemption) ~ {J-P) ] (A-H) (ifpfivatc

t8 . OPPgNtlEIMERGLOBAL g~D A- A ~ividend J TMUTUAL g~D1 9 . OPPENHEIMBER CAPITAL None J TAPPRECIATION F~D A - MUTUALFUND20. W~E COMMON STOCK-I~ A Dividend Redeemed 10/15/09 J C21. CVX COMMON S~OCK-I~ B Dividend K T

22 . ItPQ COMMON ST~K-IRA A Dividend J T23 . XOM COMMON STOCK-I~ A Dividend K T

24 . FULT COMMON STOCK-I~ A Dividend J T25. GE COMMON STOCK-I~ [ A Dividend J T

26 . HON COMMON STOCK-II~ A Divid~ md J T27. KMB COMMON STOCK-IRA A Dividend K T

28 . SOV COMMON STOCK-IRA N o n e Merged 2/25/09(wi th l ine 29)29 , BANCO SANTANDER CE~ HISPANO A Dividend J TCDR- I~30 . MRK COMMON ST~K-IRA A D i v i d e n d J T31 . MMM COMMON STOCK-I~ A Dividend K T32 . PEP COMMON STOCK-IRA A Divided K T

33 . PFE COMMON STOCK-IRA A Dividend J T34 . UNION BANCORP 1NC - IRA A Dividend J T


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Name of Person Reporting l Date of ReportFIN A N C IA L D IS C LO S U R E R EP O R T soN sage 7 of 13V I I. I N V E S T M E N T S a n d T R U S T S - i.co .... lue, , ....... ~o., (Includes those of sp . . . . . d dependent children; see p p . 3 4 - 6 0 of filing i n s t r u c t i o n . ~ )[~] N O N E (No reportable income, assets, or transactions.)

Desc r ip tio n o f Assets Inco me du ring Gro ss value at end Transactions during reporting periodL reporting period i of reporling periodh!htding trust assets)

Place "(X)" after each asset Amount Type (e.g., V a l u e V alue Typeexempt from prior disclosure C o d e 1 [ div., ren t, C ode 2 Method buy, sell, m m / d d / y y ! C o d e 2 ! C o d e 1 buyer/selleri( A - H ) [ or in:t,) ~J-P) C ode 3 redem ptio n) : (J-P) (A-H) (if private[ I : [ ( Q _ - C , r ) i i i t ..... lion)

35 . NATIONWIDE MUTUAL FUND CLASS A Dividend J TA36 . UNION BANK & TRUST CO,-SAVINGS A In terest J T Open 6/15/09 J

37. SIRIUS SATELLITE RADIO -COMMON [ N o n e J T So ld 9/t4/09 JSTOCK (part)38 . SIRIUS SATELLITE RADIO INC - None Sold 9/14/09 JCOMMON STOCK39 . FIDELITY BLUE CI liP VALUE FUND - A D iv iden d ./ TMUTUAL FUND - FBCVX40 . VANGUARD PA LONG TERM TAX EX -l A Dividend J TMUTUAL FUND41 . FIDELITY REAL ESTATE INCOME A Dividend J TFUND - MUTUAL FUND42 . FIDELITY INVESTMENT- M/M FUND A Dividend J T

43 , AFLAC INC - COMMON STOCK - IRA A Dividend J T4 4 . D R E Y F U S S M A L L C A P - M U T U A L A Dividend Sold 3 / 1 6 1 0 9 JF U N D4 5 . SCI IWAB S&P 500 INDE X - MUTUAL A Dividend Sold 5/21/09 JF U N D4 6 . V A N G U A R D 1 N T L V A L UE F U N D - A Dividend Sold 1 1 1 2 / 0 9 JMUTUAL FUN D - VTRIX4 7 . V A N G U AR D S TR ATE G I C - MU Iq . JAL A Dividend Sold 7/10/09 JFU N D - VSEQX4 8 . F N B D A I LY F U N D -IRA A Dividend J T49 . HOME DEPOT INC - COIvlMON STOCK A Dividend J T

5 0 . VI",RIZON - COMMON STOCK - IRA A Dividend 1 T5t. F N B D A I L Y F U N D - I RA A Dividend M T


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FINANCIAL DISCLOSURE REPORT NameofP .... R e p o r t i n g [ D a t e o f R e p o r ~Iage 8 of 13 JONES III, J O I I N E . 0 5 / 1 2 / 2 0 tV I I. I N V E S T M E N T S a n d T R U S T S - i ,~ o m e . , .~ t u , . t . . . . . . aons (Includes those o fsp ...... d ~ p e n d e n t c h i l d r e n ; . s e e p p . 3 4 - 6 0 D r i l l i n g i n s t r u a i o n s , )~ N O N E ( N o reportable income, assets, or transactions.).... L " . . . . . . . . . . ~ . . . . . . . . . . . . . ~ ............. C ......................... ~? ..........................D e ~ r i p t io n o f A s s e t s ] l ~ c o m c d u r in g . G r o s s v a l u e a t e n d Tran~ctions during re~ing ~riod(including t~st ~se~) I re,reins ~ri~ o f r e p o a i n g p e r i o d

P ~ " ~ X ) " ~ ..... h ~ 1 5 y ? ~ 2 ~ T~ (e .g., Value [ Value TS~ ~e.g., [ Date / Value Gain I d e m i tr o fI ( A - H ) o r i r a . ) (J-P) [ C~c 3 zdemption) ] ; ( J -P ) ( A ~ H ) ( i f p r i v a t e. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . J . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ,..I ....................................... , . . . . . ,,o.,

5 2 . APPLE COMPUTER - COMMON STIXK N o n e J T5 3 . GLD - C O MMO N S TO C K N o n e K T Sold 10/22/09 J B( p a r t )5 4 . ISI tARES SILVER TR - COMMON N o n e Sold 6t3/09 .J AS T OCK5 5 . FE D E R A TE D TOTAL R E TUR N B D C Dividend L TM U T U A L F U N D - IRA - FTRBX5 6 . V A N G U A R D I N T E R M T E R M B ON D C Dividend L TI N D E X F U N D - I R A - V I B S X5 7 . VA NGU A RD S I I ORT - T E RM F E D - A D M 1 3 Dividend L T#549 MUTUAl. FUND - IRA VSGDX

: 5 8 . TAR G E T C OR P - C OMMON S TOC K - A Dividend J TIRA5 9 . WA LGP,,EEN CO - C OMMON STOCK - A Dividend Sold 7/I/09 JIRA

6 0 . WELLS FARGO & C O - COMMON A Dividend J TST()CK - IRA6 1 . R R D ON N E L LE Y & S ON S C O - A Dividend J TCOMMON STOCK - IRA6 2 . U N I TE D P AR C E L S E R V I C E C L B - A Dividend J TCOMMON STOCK - IRA6 3 . APPI.fEI-} MATERIALS - COMMON A Dividend J TSTOCK - IRA6 4 . [NTE L CORP - COMMON STOCK - IRA A Dividend J T6 5 . MICROSOFT CORP - COMMON STOCK A Dividend J T- IR A6 6 . SELECT SE(7IOR SPDR TR UTILITIES - A Dividend K TC OMMON S TOC K - I R A6! . SELECT SECTOR SPDR "FR MATERIA L~ A Dividend K T- COMMON SIOCK - IRA6 8 . D O D G E & C O X S T OC K F U N D - B Dividend L TMUTUAL FUN D - IRA


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FI N AN C I AL D I SC L OSU R E R E POR T[ NameofPerson ReFort ing

DateofReportPage 9 of 1 3 JONES 111, J O H N E . 0 5 / 1 2 / 2 0 1 0

V I I. IN V E S TMEN TS and TRUSTS - i ...... , , t , , . t ........ l i o n s a n t l a d e s t h o s e o f s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f fi l in g i n s tr u c t i o n s . ), ~] N O N E 6 ~ V o reportable income, assets, or transactions.)

A . B c. -- ! ................ -07 .............D e s c r i p t i o n o f A s s e t z I n c o m e d u r i n g Gross value at end : T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d I~ : - + i ~ = : : . . . . . . .i+V-+


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FINANCIAL DISCLOSURE REPORT J O N ES m, J O a N E.Page 1 0 of 1 3 0 5 / 1 2 / ~ 0 ~ 0V I I. IN V ES TMEN TS and TRUSTS - ~.c ..... , t ~ e , t . . . . . ttons flncludes those ofsp ..... d d e p e n d e n t e h i ld r e n ; s e e p p . 3 4 - 6 0 o f f d i n g i n s tr u c t i o n s . )[ N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s i n c o m e d u r i n g G r o s s v a l u e al e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i r i g t r u s t a s s e t s ) r e p or t i n g p er i o d o f r c p or l i n g p er i o d IP l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n l T y p e ( e . g . , Value Value T y p e ( e . g . , [ Date Value G a in I d e n t i t y o fe x e m p t f r o m p r i o r d i s c l o s u r e Code I d i v . , r e n t . C o d e 2 M et h o d b u y , s e l l , [ m r r r d c t /y y i C o d e 2 C o d e I buyedseller( A - H ) o r i n t . ) ( J - P ) ( ? o d e 3 r e d e m p t i o n ) " i (J-P) ! ; ( A - I f ) ( i f p r i v a t e, ( Q - W ) [ ! t r a n . ~ a c t i ( : . n )

8 6 . FE D E R ATE D S TRATE G IC V A L UE # 6 6 2 - A Dividend J "1"8 7 . N E W MON T MI N I N G A Dividend Sold 6/2/09 J A8 8 . MAR K E T V E C TOR S E TF TR G OL D N o n e Sold 6/2/09 J BM Y N E R S8 9 . MAR K E T V E C TOR S E TF TR G OL D N o n e Sold 6/2/09 J BM I N E R S9 0 . A N N A L Y C A P IT A L M A N A G E M E N T A Dividend Sold 3/23/09IN C9 1 . A N N A L Y C A P I TA L M ,~ N A G E M E N T A Dividend Sold 3/23/099 2 . MCDE RMOTT INTL INC N o n e Sold 4/20/099 3 . C ON TI N E N TAL AI R L t N E S N o n e Sold 1/21/099 4 . U S A I RW A Y S N o n e Sold 1 / 2 1 1 0 9 J9 5 . T R E A S U RY F U N D C A P IT A L R E S E R V E S A Dividend Redeemed 6/15/09 J9 6 . W A L T D I SN E Y C O A D Mde nd J T9 7 . P I IOE N I X C ON TR AC TI N G - FAMI L Y A Distribution J WB U S I N E S S9 8 . F E D E R A T E D I N T E RC O N T IN E N T A L A Dividend J T B ny 6/t 5/09FU N D - I RA9 9 . NX G COMMON S T OCK N o n e J T B uy 5/11/09l O 0 . NG C OMMON S T OCK N o n e J T B uy 5 1 4 / 0 91 0 1 . POT COMMON STOCK A Dividend J T B uy 9/22/091 0 2 . A GC O COMMON S T OCK N o n e J T B uy 10/13/09 J


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FI N AN C I AL D I SC L OSU R E R E POR T N ~ , .~ o f ~ e ~ o . R e p o r t i, ~ D ~ , e o f R e p o .Page 1 1 of 13 Z O N E S 1 1 I , J O H N E . 0 5 / 1 2 / 2 0 1 0

V I I. INVESTMENTS an d TRUSTS - i ......... t , , ~ , , ...... tions (tndudes those oIsp ....... d dependent children; see p p . 3 4 - 6 0 of filing instructionsO[~ N O N E (No reportable income, assets, or transactions,)

~ription of Assets ] I ncome during Gross vah~e at end Transact ions d~ng re~aingr e~ r t ing per io d [ of r~o~ing period.... ................. ..... ..... .................

Plac e "( X) " af ter eac h asset Amount T~ (e.g., V a l u e ~ alue . T~e (e.g., Date Value Gain Identity ofC~e 1 I mnVdd/yy Code 2 ~C~e I buyer!sellerxempt f r em pdo r disc lo sur e[ (A-H) ~ div., r~t,

C~e 2 Meth~ buy, sdl,o r int .) (J-P} C ode 3 redem ptio n) (J-P) (A -H ) (if private~ : (Q - W ) ~ ~ t ransi t ion)

103. IPI COMMON STOCK None J T B uy 9/23/09 J

0 4. GD X J C O MMO N S TO C K N o n e J T B uy 1 2 / 2 I 1 0 9 J105. MF N C OMMON ST OC K N o ne J T B uy 6/22/09 J106. CCJ COMMON STOCK None J T B uy 1/27/09 J

107. CCJ COMMON STOCK None J T B uy 2/17109 J

1 0 8 . NE W GOLD I NC. C OMMON S T OCK N o n e B uy 5 ! 4 / 0 9 J

1 0 9 . NE W GOI,D I NC . COMMON S T OCK N o n e Sold 8/24/09 J B110. POWERSHARES DB MULTI SECTOR None B uy 3/18/09 J

COMMODITY COMMON 5TOCK~ I 1. POWERSHARES DB MULTI SECTOR None So ld 6/5/09 J ACOMMODITY COMMON STOCK112. SOUTHERN COPPER CORP COMMON None B uy 1/28/09 J:; STOCK113. SOUTHERN COPPERCORP COMMON None So ld 2117109 J ASTOCK114. US GOLD CORP COMMON STOCK N o n e B uy 5/7/09 J

115. US CK)LD CORP COMMON STOCK N o n e So ld 8/24/09 d A

116. UNITED STATES NATURAl. GAS FD LP N o n e B u y 4128/09 J

1 1 7 . U N I TE D S TATE S N ATU R AL G AS FD L P N o n e Sold 6/3/09 J A


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FI N AN C I AL D I SC L OSU R E R E POR T I N a m e o f P er s o n R e p o r t i n g D . t e o f R e p o r ~IPage 1 2 of 13 I soN~:s m, Jo~N E. 05:~2]20~0

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . ~u,ai.,,.t,,,r.,ZRe~,,,.)

PA RT V I I - INV E S T ME NT S A N D T RU S T SI T E M 29 BA N CO S A NT A ND E R I S A N A ME C H A NGE F ROM IT E M 31 S OVE RE I GN ( SOV) ON T H E 2008 RE PORT .I TE M 5 3 G LD C OMMON S TOC K I S A N A ME C H AN G E FR OM I TE M 5 7 STR E E TTR A C K S G OL D " I -R G OLD - C OMMON S TOC K ON TH E 2 0 08REPORT.


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FINANCIA L DISCLOSURE REPORT ~ a , . e o f P ~ r s o oPage 13 of 13 J O N E S I n , . ~ O n N E .

IX . C ER TIFIC A TIO N .! certify that all information given above (including informalion pertaining to my spouse and minor or dependent children, if any) isaccurate, t rue, and complete to the bes t of m y knowledge and bel ief, and that any information no t reported was wi thheld because i~" met applicable s~atutoryprovisions pcrmit t ing non-disclosure.I further cert ify tha~ earned income from outs ide employment and ho noraria and the acceptance of gif ts which have been reported are incom pliance wi th the provisions of 5 U.S.C. app. 501 et . seq. , 5 U.S,C. 7353, and Judicial Conference regulat ions.

NOTE: A N Y I N D I V I D U A L V C H O K N O ~ ,~ IN G L Y A N D W B E S U B J E C T T O C I V I LA N D C R l bII N A L S A N C TI ON S (S U .S.C . a pp . 1 04)

F I L IN G I N S T R U C T I O N SMail signed original and 3 additional copies to:

Committee o~ Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

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John E Jones III Financial Disclosure Report for 2009

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