A O I0 Rev. 1/2011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. ,~,~ 101-11 I) I. Person R eporting (last name, first, middle initial) Weis, Joseph F. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) SR CIRCUIT JUDGE 7. Chambers or Office Address 513 U.S. COUR THO USE PITTSBURGH, PA 15219-2403 2. Court or Organization COURT OF APPEALS 3. Date of Report 06/01/201 I 5a. Report Type (check appropriate q,’pe) ] Nomination, Date [] Initial [] Annual [] Final 5b. [] Amended Report 8. On the basis of the i nform ation contained in this Report and an y modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer 6. Reporting Period 01/01/2010 to 12/31/2010 IM P O R T A N T NOTES: The instructions accompanying this form must be followet£ Complete all parts, checking the NONE box for each part where you have no reportable information Sign on last pag~ I. POSITIONS. mcporang ~ndividuut o.ly; see pp. 9-13 of filing instructions.) [ ~] NONE (No reportable positions.) POSITION 2. 3. 4. 5. NAME OF ORGANIZATION/ENTITY II . A G R E E M E N T S . m epo,,i.g individual only; see pp. 14-16 of filing instructions.) 1~ ] NONE (No reportable agreements.) DATE ARTIES AND TERMS Weis Joseoh F.
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8/3/2019 Joseph F Weis Financial Disclosure Report for 2010
I11. N O N - I N V E S T M E N T I N C O M E . t n e p o r a . g individual and spouse; see pp . 17-24 of filing instructions.)
A. Filer’s Non-lnvestm ent Incom e
[-~ NONE n on - in v e s tme n t in come . )N o reportable
DATE SOURCE AND TYPE
2.
3.
4.
I N C O M E( y o u r s , n o t s p o u s e ’ s )
B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - I f ) ’ou were m arried during any p ort ion of the report ing year, complete this sect ion.
(Dollar a mount not required except for honoraria.)
N O N E ( N o reportable non-investment income.)
DATE SOURCE AND TYPE
1.
2.
3.
4.
I V . R E I M B U R S E M E N T S - transportation, lodging, food, enterta inment .
(Includes those to spouse and dependent children; see pp. 2 5-27 o filling instructions.)
~] NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE ITEM S PAID OR PROV IDED
8/3/2019 Joseph F Weis Financial Disclosure Report for 2010
V . G I F T S . (Includes those to spouse and dependcnt children; $ee pp. 28-31of filing lnstrucfions.)
N O N E (No repo rtable gifts .)
SO UR CE DESCR IP T IO N
I.
2.
3.
4.
5.
VALUE
V I . L I A B I L I T I E S . a n c ~ , , d . s t h o s e o / s ~ , o , , se a . d , ~ e p c . d e .t children: see p p . 3 2 - 3 3 of filing instr#ction~)
N O N E (No reportable liabilities.)
CREDITOR DESCRIPTION
I.
2.
3.
4.
5.
V A L U E C O D E
8/3/2019 Joseph F Weis Financial Disclosure Report for 2010
N O N E (No reportable income, assets, or transactions.)
A. B. C. D.
Description of Assets Income dur ing Gro ss v alu e a t en d Transactions during reporting period
(including trust assets) r e p o r t i n g p e r i o d o f r e p o rt i n g p e r i o d
( I ) ( 2 ) ( I ) ( 2 ) (I) ( 2 ) ( 3 ) ( 4 ) (5)
P l a c e " ( X ) " a f t e r e a c h a s s e t ! A m o u n t T 3 , p e ( e . g . , V alue V alue T y p e ( e . g ., D a t e Value Gain I d e n t i t y o f
exempt f rom pr ior d isclosure I Code I d i v . , r e n t , Code 2 M e t h o d b u y, se ll, m m/ddh/y Code 2 Co de I b uye r/se ller
(A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t io n ) ( J - P ) (A-H) ( i f p r i v a t e
[( Q - W ) t r a n s a c t i o n )
I. S c hwa b AMT Ta x-Fre e Mone y Fund A Div idend M T Bu y 01/27/10 M(add’ l )
2. (cont inuat ion) None Bu y 06/28/10 K
(add’ l )
3. (co n tin u atio n ) No ne Bu y 12/22/10 J
(add’ l)
4. (cont inu a t ion) None Sold 12/01/10 M(par t)
5. Art isan Mid Cap Mutual Fund A Dividend K T Sold 10/29/10 J(par t)
6. Clipper Mutual Fund A Dividend K T
A
B
7. FMI La rge Ca p Mut ua l Fund A Dividend K T
8. FPA Ca p i ta l Mut ua l Fund A Div idend K T Bu y 10/29/10
(add’ l )
9. Fi r s t Ea g l e Ove r se a s A M ut ua l Fund A Dividend K T Bu y 05/07 / I 0(add’ l )
1 0 . Harbor Internat ional Inst i tut ional Mutual A Dividend L T Sold 10/29/10Fu nd (par t)
1 1 . Lo n g leafPar tn ers MutuaI Fun d A Dividend L T
J
J
J
1 2 . Longlea fP a r tne rs Smal l - Cap Mu tu a l Fu nd A Div idend L T So ld 05/07 /10(par t)
1 3 . O akm ark In t e rna tiona l Mu tu a l Fu nd A Dividend L T Sold 10/29/10
(par t)
1 4 . O a k m a r k S e le c t M u t u a l F u n d A Dividend K T
J
J
A
A
1 5 . S e l e c te d A m e r i c a n S h a r e s S M u t u a l F u n d A D i v i dend L T
1 6 . TCW Se lec t Equ i t i e s Mu tu a l Fu nd A Dividend K T Bu y
(add’ l)
1 7 . Thom bu rg In t e rna t iona l Va lu e A Mu tu a l A Dividend K TFund
05/07/10
I . Income Gain Codes: A ~$ 1.000 o r less B = $ 1.001 - $ 2.500 C -$2.501 - $5.000 D =$5.0OI - $15.000
(See Columns BI and 134) F = $ 50.001 . $ 100.000 G = $100.001 - $1.000.000 II l = $ 1.000.001 - $ 5.000.000 112 =More than $5.000.000
2. Value COdc~ j =$15.000 or less K =$15.001 - $ 50.000 L = $ 50.001 - $ 100.000 M =$100.001 - $250.000
( S ee Colu mns CI and D3) N =$250.001 - $ 500.000 O = $500.0O I - $1.000.000 PI =$1.000.001 - $5.000,000 P2 -$5.000.001 - $25.000.000
N O N E (No reportable income, assets, or transactions.)
A. B. C. D.
Description of Assets Inco m e during Gro ss valu e at en d Transactions during reporting period
(inc luding trust asset.s) reporting pe riod o f r e p o r t i n g p e r i o d
(I) (2) (I) (2) (I ) (2) (3) (4) ( 5 )
P l a c e " I X ) " a f t e r e a c h a s s e t ~ A m o u n t T y p e ( e . g . , Value Value T y p e ( e . g ., D a t e Value Gain Identily of
exempt f rom pr ior d isclosure I Code I d i v . , r e n t , Code 2 M e t h o d b uy, se ll, m m /dd/yy Code 2 C o d e 1 buyer /se l ler
i (A-H)o r i n t . ) ( J - P ) Code 3 r e d e m p t io n ) ( J - P ) (A-H) ( i f p r i v a t e
( Q - W ) t r a n s a c t i o n )
1 8 . Thombu rg In t e rna t iona l Va lu e I Mu tu a lFu nd
1 9 . Vangu ard Energy Mu tu a l Fu nd
20 . Westport Select Cap R Mutual Fund
21. FPA Ne w Inc om e Mut ua l Fund
22 . (cont inu a t ion)
23. (cont inuat ion)
24. (cont inuat ion)
25. (cont inuat ion)
26 . (cont inu a t ion)
27 . (cont inuat ion)
28. Loomis Sayles Bond I Mu tu a l Fu nd
29 . (cont inu a t ion)
30 . PIMCO Low Durat ion 1 Mutual Fund
31. (cont inu a t ion)
32. (cont inu a t ion)
33. PIMCO To t a l Re t u rn I M ut ua l Fund
34. (cont inu a t ion)
A Div idend
B Div idend
K
L
T
T
A Div idend K T Sold 05/07/10 J A
(par t)
D Dividend M T Bu y 01/25/10 K
(add’ l )
Bu y 05/14/10 K
(add’ l )
Bu y 07/02/10 L
(add’ l)
Bu y 10/29/10 K
(add’ l )
Bu y 12/14/10 K
(add’ l )
So ld 07 /23/10 K A(par t)
So ld 09 /23/10 K A
(par t)
C Div idend L T So ld 05/07 /10 J A(par t)
Sold 10/29/10 J B(par t)
C Div idend M T Bu y 07/02/10 K
Div idend K
Bu y 10/29/10
(add’ l )
Bu y 12/09/10
(add’ l )
Bu y 07/02/10
K
K
L
Sold 12/09/10 K
(par t)
I . Income Gain Codes: A $1 .000 o r l e s s B $1,001 - $2.500 C =$2.501 - $5,000 D =$5.001 - $15,0~0
( S ee Colu mns B I and IM) F =$50.001 - $ 100.000 G =$100.001 - $1,090,000 I I I = $ 1. 00 0 .0 0 1 - $ 5.0 0 0. 00 0 1 12 = M or e th an $ 5. 00 0 .0 00
2 . V a l u e C o d L - s J =$15.0(~1 or less K =$15.001 - $50.000 L =$50.0~1 - $100.000 M = $10 0 .0 ~1 - $2 50 .0 ~
IS ee Colu mns CI and D3) N =$250.001 - $ 50~ .000 O $ 50~ .001 - $ 1,0~ 0.0~3~ PI =$1,000.001 - $5.000.000 P2 $5.0~L001 - $25.00~.000
P3 =$25.000.001 - $50.000,0~0 P4 =More than $50.000.000
3. Value Method Codes Q = Ap p r a i sa l R = Co s t ( Rea l Es t a t e On l y) S = Assessm en t T ~h Market
( S ee Colu mn C2 ) U =B ook V alu e V = O t h , . : ’ r W = Esl i m a t ed
8/3/2019 Joseph F Weis Financial Disclosure Report for 2010
V II . IN V E STM E N TS and T R U S T S -ineo ..... a t . e , t ransac t i ons ( Inc ludes t hose o f spouse a nd dependen t ch i ldren; see pp . 34-60 o f f i l i ng i ns t ruc t i ons .)
[] NONE income, assets, or transactions.)N o reportable
A. B. C. D .
D e s c r i p t io n o f A s s e t s I n c o m e d u r in g G r o s s v a l u e a t e n d T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d
( i n c l u d i n g t r u s t a s s e t s ) r e p o rt i n g p e r i o d o f r e p o r t i n g p e r i o d
[ (I) (2) O) (2) O) (2) (3) (4) ( 5 )
P l a c e " ( X ) " a f te r e a c h a s s e t [ A m o u n t T y p e ( e . g . , Value Value T y p e ( e . g . , D a t e Value G a i n I d e n t i t y o f
e x e m p t fr o m p r i o r d i s c lo s u r e C o d e I d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , m m /d d /y y C o d e 2 C o d e I b u y e r / s e l l e r
( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e
( Q - W ) t r a n s a c t i o n )
35. V a n g u a r d I n t e r m e d i a t e - T e rm T a x - E x e m p t So ld 07 /02/10 M D
Adm i ra l Mut ua l Fund
36 . (cont inu a t ion) Sold 10/29/10 K C
37 . (cont inuat ion) Sold 12/10/10 K B
38. (cont inuat ion) Sold 12/23/10 L C
39 . V a n g u a rd Sho rt-T e rm T a x -Ex em p t A d m ira l So ld 01/25/10 L B
Mut ua l Fund
40 . S ch wa b M o n ey Fu n d ( IR A ) A Div idend J T
41. Fi r s t Ea g l e Ove r se a s A M ut ua l Fund ( IRA) A Dividend J T Buy 10/29 /10 J
42. O akm ark Se lec t Mu tu a l Fu nd ( IRA) A Div idend J T
43. TCW S e l e c t Equit i e s N Mut ua l Fund ( IRA ) A Div idend J T
44. Thom bu rg In t e rna t iona l Va lu e 1 Mu tu a l A Div idend K T Sold 10/29/10 J CF u n d ( I R A ) (par t)
45. We st po r t S el e c t Ca p R Mut ua l Fund ( IRA ) A Dividend J T
46 . FPA Ne w Inc om e Mut ua l Fund ( IRA) A Div idend J T
47 . Loom i s S a y l e s Bond R Mut ua l Fund ( IRA) B Div idend K T Sold 10/29/10 J A(par t)
48. P I M CO L o w D ur at io n M u t ua l Fu n d ( IR A ) A Div idend J T
49 . M e l l o n B a n k A c c o u n t A Interest J T
50 . Me l l on Ba nk CD A Interest J T
51. National City Checking A Interest J T
1. In co m e Ga in Co d es: A = $1.000 or less B = $ 1,001 - $ 2,500 C = $2,501 - $ 5,000 D -$5.001 - $15.000
( See Co l um n s B I an d [ M, ) F =$ 50 ,001 - $ 100 ,000 G =$100 ,001 - $1.000,000 Ill =$ 1.000 ,001 - $ 5.000.000 112 = More than $5.000.000
2. Value Codes J =SI5.000 or less K = $15.001 - $ 50.000 L = $50.001 - $ 100.000 M =$100.001 -$250.0~0
( S ee Colu mns CI and D3) N =$250,001 - $500,000 O ~$500.001 - $1.000,000 PI $1,000.001 - $5.000.000 P2 =$5.000,001 - $25,000.000
I c e r t i f y th a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o ~ v l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t hh e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp ro v is io n s p ermi t t in g n o n *d isc lo su re .
I f u r t h e r c e r t i fy t h a t e a rn e d i n c o m e f ro m o u t s i d e e m p l o y m e n t a n d h o n o ra r i a a n d t h e a c c e p t a n c e o f g i f t s wh i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e wi t h t h e p ro v i s i o n s o f 5 U . S . C. a p p . § 501 e t . s e q ., 5 U . S .C. § 7 353 , a n d J u d i c i a l Co n fe r e n c e r e g u l a t i o n s .
Signature: S] Joseph F. Weis
N O T E : A N Y IN D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I ES O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LAND CR IMINA L SANCTIO NS (5 U.S. C. app . § 104)
C o m m i tt e e o n F i n a n c i a l D i s c lo s u r e
A d m i n i s t r a ti v e O f f i c e o f th e U n i t e d S t a t e s C o u r t s
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