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8/3/2019 Joy Flowers Conti Financial Disclosure Report for 2010
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I A O 1 0
Rev. 1/2011
FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 2 0 10
Report Required by the Ethics
in Government Act of 1978
(5 U.S.C. app. §§ 101-111)
1. Person Reporting (last name, first , middle init ial)
Co n t i , J o y F l o w e rs
4. Title (Arlicle I!1 judges indicate active or senior status;
magistrate judges indicate full- or part-time)
Active Artic le I11 Judge
7. Chambers or Office Address
5 2 5 0 U S Cour thouse70 0 Gr an t S t r ee tP i t t sbur gh , PA 15 2 19
2. Court or Organizat ion
U .S. D is t r ic t Cour t W D P A
5a. Report Type (check appropriate type)
] Nomina t ion , D a t e
[] Initial [] Annual [] Final
5b. [] Amended Report
8. On the basis of the informat ion contained in th is Repor t and any
modi f ica t ions per t a ining there to , i t i s , i n my o pinion, in comp l iancew i t h app l i cab l e l aw s and r egu l a t ions .
3. Date of Report
05/13/2011
6. Repor t ing Per iod
01/01/2010
to
12/31/2010
Reviewing Off icer Date
I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,
checking the NON E box for each part where you have no reportable informatiot~ Sign on last page.
I . P O S I T I O N S . (Rep ort ing individual only; see pp. 9-13 of f i ling instruct ions. )
D NONE (No reportable positions.)
P O SI T I O N
I. Boar d o f D i r ec to rs
2. Counselo r W . E d w a r d S e l l A m e r ic a n I n n o f C o u r t
3.
4.
5.
N A M E O F O R G A N I Z A T IO N / E N T I T Y
Ca t ho l i c Cha r i t i e s Fre e H e a l t h Ca re Ce n t e r
I I . A G R E E M E N T S . R e p o r t i n g i n d i v ia a a t o n t y ; s e e ~ , ~ , . 1 4 - 1 6 of filing instructions.)
~ (No reportable agreements .)O N E
DATE PARTIES AND TERMS
8/3/2019 Joy Flowers Conti Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORT
Page 2 of 8
r Y a m e o f P e r s o n R e p o r t in g
Co n t i , J o y Flo wer s
Date of Report
0.5/13/2011
I I l. N O N - IN V E S T M E N T I N C O M E . (Reporting individual a n d spouse; seepp. 17-24 of filing instructions.)
A. Filer’s Non-lnvestment Income
~-] N O N E (No reportable non-investment income.)
D A T E S O U R C E A N D T Y P E
2.
3.
4.
INCOME( y o u r s , n o t s p o u s e ’ s)
B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - If you were m arried during anyportion of the reportingyea r, complete this section.
(Dollar amount not required except for honoraria.)
N O N E (No reportable non-investment income.)
1 .2 0 1 0
2 . 2 0 1 0
3.
4.
DATE SOURCE AND TYPE
Ros s , S inc la i re & A s s oc ia t e s , L L C - Sa la ry
Co m m o n w e a l t h S e c u r i t i e s a n d In v e s t m e n t s , In c - F i n a l Co m m i ss i o n s
I V . R E I M B U R S E M E N T S - transportation, lodging, food, en t er ta inment .
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
N O N E (No reportable reimbursements.)
SOURCE
I. Ne w Yo rk In t e l l e c tu a l M ar ch 2 6 -2 8 , 2 0 1 0 N e w Y o rk , N Y N Y IP LA A n n u a l Fe d e ra l Fo o d , Lo d g i n g , T ra n sp o r t a t io nProperly Law Associa t ion J u d g e s ’ D i n n e r
2. A lle g h en y Co u n ty B a r Ju n e 1 7 -1 8 , 201 0 Ch a m p io n , P A A l l e g he n y Co u n t y Be n c h F ood , L odg ing , C onfe re nce Re g i s t ra t ionAs s oc i a t i on Ba r Co n fe re n c e
3. Masters Conference Inc Oct ob e r 4 -5 , 2 0 1 0 W a s h i n g t o n , D C 2 0 1 0 Ma s t e r s Co n fe re n c e Fo o d , Lo d g i n g , T ra n sp o r t a t io n , P a rk i n g
4. A c a d em y o f T ria l La w ye rs o f O cto b e r 6 - 8 ,2 0 1 0 Fa n n in g to n , P A A n n u al M a ste rs o f T ria l F o o d , L o d g i n gA lleg h en y Co u n ty A d v o ca cy R e trea t
5. Na t i o n a l Co n fe re n c e o f Oct ob e r 1 2 -1 6 , 2 0 1 0 N e w O r l e a n s , L A A nn u al N atio n a l Fo o d , Lo d g in g . T ra n sp o rta tio n , P arkin gB an kru p tc y Ju d g e s Co n fe ren ce o f B a n kru p tc y
Judges
DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
8/3/2019 Joy Flowers Conti Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORT
Page 3 of 8
N a m e o f P e r s o n R e p o r t in g
Conti , Joy Flowers
Date of Report
05/13/2011
V . G I F T S . a n a u d e s ,h o s e , o s p o u s e u n d d ~ p c n d e n , children; see p p . 2 8 - 3 1 of filing instructions.)
N O N E (No repor ta ble gi f t s .)
SOURCE DESCRIPTION
1 .
2.
3.
4.
5.
VALUE
V I . L I A B I L I T I E S . a , c lu a ~ s t h o s e o / sp o u s , u n d d e p ~ n , ~ e n t children; see pp. 3 2 - 3 3 of filing instructions.)
N O N E (No reportable liabilities.)
CREDITOR DESCRIPTION
1.
2.
3.
4.
5.
VALUECODE
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FINANCIAL DISCLOSURE REPORT
Page 4 of 8
N a m e o f P e r s o n R e p o r t in g
Conti , Joy Flowers
Date of Report
05/13/201 l
V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~] N O N E (No reportable income, assets, or transactions.)
A. B. C.
Description of Assets Incom e during G ross value at end
(including trust assets) rep orting period of rep orting period
(D (2 ) (1) (2)
Place "(X)" after each asset Amount Type (e.g., Val u e V a l u e
exempt from prior disclosure Code 1 div., rent, Code 2 Method
(A-H) o r i n t . ) (J-P) Code 3
(Q-W)
Type (e.g.,
buy , se l l ,
redemption)
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4)
D a t e Value Gain
mm/ddIyy C ode2 Code 1
( J - P ) ( A - H )
Identity of
b u y e r l s e l l e r
(if private
t r ansac t ion)
1 . B R O K E R A G E A C C O U N T # 1 ( P a r t V II I)
2. -Neoprob e C orp S tock N o n e J T
3. -Pa M uni Cash Tr ust (M oney Market) A Dividend J T
4. -F r ank lin Cn ty Pa ID A Bond 5 .2 5 % due A Interes t7/1/14
Bu y 0 7/0 1/10 J
R e d e e m e d 0 7/2 8/10 J
6. R O T H I R A R O L L O V E R A C C O U N T # 1 D Int /Div(Pa r t V l l l )
7. -Pershing Government Money M arket Fund
M T
9.
1 0.
1 2.
-Gener a l Moto r s Accep Cor p Sm ar tno tes( 7 .12 5 % due 8 /15 /12 )
- G e n e r a l M o t o r s A c c e p C o r p S m a r t n o te s( 7 . 2 5 % d u e 9 / 1 5 / 1 7 )
- G S M t g S e c s C o r p 2 0 0 5 -7 F M t g N o t e s ( 5 %due 9/25/35)
- G e n e m l M o t o r s A c c e p C o r p M e d T e r m( 8 .4%due 4 /15 /10 )
-Deere & Co Stock
Sold 10/20/10
Matu red 0 4/15 /10
K
K A
1 3 .
1 4 .
1 5 .
1 6 .
1 7 .
-G enera l Motors Accep C orp S mar tnotes
( 7% due 1 /15 /13)
- Ge n e ra l Mo t o r s A c c e p Co rp S m a r t n o te s
(0% due 11/15/201 I)
-Lee Street Investors LLC Class B Units
RETIREMENT PLAN #2 C I n t e r e s t N
-C R EF S tock Fu nd
B u y 07/06/10
B u y I0 /28/10 :
K
K
I . Income Gain Codes: A =$1 ,000 or less B =$ 1,001 - $2,500 C =$2,501 - $5,000 D =$5.001 - $15,000
(See C o lumn s BI an d D4) F =$50,001 - $100.000 G =$ 10 0,0 01 - $ I. 00 0.0 00 H I = $1 ,0 00 ,0 01 - $ 5, 00 0,0 00 H2 =More than $5,000,000
2. Value Codes J =$15.000 or less K= $15,001 - $50.000 L =$50.001 - $ 100,000 M =$ 100,001 - $250,000
( See Columns C I and D3 ) N ~$250,001 - $500,000 O =$500,01) I - $ 1,000,000 P 1 -$ 1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
P3 -$25,000,001 - $50,000,000 P4 =More than $50,000,0003. Value Method Codes Q = A ppr a i sa l R =Cost (Real Eslate Only) S = Asse ssmen t T = C ash Marke t
IScc Colunm C2) U = Bo o k Va lue V = O t h e r W =Estimated
E=$15 , 0 0 1- $5 0 . 0 0 0
8/3/2019 Joy Flowers Conti Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORT
Page 5 of 8
Name of Person Reporting
Conti , Joy Flowers
Date of Report
05/I 3/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i .co~.e, ~uc, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
---] N O N E (No reportable income, assets, or transactions.)
A. B. C.
De s c r ipt i on of A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d
( in c lu d in g tru st a s se ts) re p o rtin g p e rio d o f r e p o r t i n g p e r i o d
(t) (2) (1 ) (2 )
Place "(X)" after each asset A m o u n t Type (e.g., Value Value
e x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 d iv ., r e n t, C o d e 2 M e t h o d( A - H ) or i nt . ) (J-P) C o d e 3
( Q - W )
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
( 1 ) (2) (3)Type (e.g, D a t e Value
buy, s e l l , mm/dd/yy C o d e 2
r e d e m p t i o n ) ( J - P )
( 4 ) ( 5 )
G a i n Identity of
Code I b u y e r / s e l l e r
( A - H ) (if private
t r ansac t ion)
1 8 . -TIAA T raditional Annuities
1 9 .
20 .
21 .
22 .
23 .
24 .
25 .
26 .
27 .
28 .
29 .
30 .
31 .
32 .
33 .
34 .
ROTH IRA ROLLOVER ACCOUNT #3
(Part VIII)
-Pershing Government M oney M arket Fund
-Neoprobe Corp Stock
-Quanta Svcs, lnc - S tock
D Int./Div. M T
Sold 10/20/10 J(part)
Sold 10/19110 K
-G enl Mt rs Accep C orp S mar tnotes (7% du e
01 /1 5/1 3)
-Goldman Sachs Group - S tock
-lshares TR Dow Jones Select Div Fund
-S tandar d & Poor s D epos i to f f Receip t s -(SPDR’s)
-Knox C nty , KY Hos p B ond (5 .875% du e12/01/36)
-Lee Street Investors LLC Class B Un its
IRA ROLLOVER ACCOUNT #6
-Gateway B ank Of Pennsylvania Stock
IM M EDIUS, INC CONV PREFERREDS T O C K
IMM EDIUS, INC COMM ON STOCK
M ELLON BANK: ACCOUNTS
None
None
None
None
J
J
K
S o l d
Sold
Sold
B uy
B u y
(add’l)
Bu y
T
T
T
T
04/26/10 I
02/05/10
02/05/10
06/09110
0 9/0 1/10
10/28/10
J
K
K
J
K
B
I. Income Gain C0dcs:
(See C o lumn s BI an d D4)
2. Value Codes
(See C o lumn s C I an d DJ)
3, Value Melhod Codes
(See Column C2)
A =$1,000 or less
F =$50.001 - $100,000
J = $15.000 or less
N ~$2 5 0 ,0 0 1 - $5 0 0,0 0 0
P3 ~$25,000,001 - $ 5 0 , 0 0 0 , 0 0 1 1
Q =A ppr a i s al
U =Book Value
B =$1.001 - $2,500
G =$ 100.O01 - $1.000.000
K=
$15.001 - $ 50.000
o = $ 5 0 0 . 0 0 1 - $ I , o o 0 , o o o
R : Cost (Real Estate Only)
V : t ) thc r
C =$2,501 - $5.000
HI =$1,000,001 - $5,000,000
L =$50,001 - $100,000
P I =$ 1,000,001 - $5,000,000
P4 =More than $50,000.000
S :Asse s smen t
W :Es t lma tcd
D =$5.001 -$15,000
H2 =More than $5,000,000
M= $ 100.001 - $ 250,000
P2=$5,000,001 -$25,000,000
T = C ash Markc t
E = $ 15,001 - $ 50.000
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F I N AN C I A L D I S C L O S U R E R E P O R T
Page 6 of 8
N a m e o f P e r s o n R e p o r t in g
Confi, Joy Flowers
Date of Report
05/13/2011
V I I . I N V E S T M E N T S a n d T R U S T S - in r o m e , v a t u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
~] N O ~ N E (No reportable income, assets, or transactions.)
A. B. C.
Description of A ssets Incom e during Gross va lue a t end
(including trust assets) reporting period of reporting period
(l ) (2 ) (1) (2)
P l a c e " ( X ) " a f t e r ea c h a s s e t A m o u n t T y p e ( e . g ., V a l u e V a l u e
e x e m p t f r o m p r i o r d i s c l o s u r e C o d e l d i v . , r e n t , C o d e 2 M e t h o d
(A-H) o r i n t . ) (J-P) Code 3
(Q-W)
(1 )Type (e.g.,
buy, s e l l ,
r e d e m p t i o n )
T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) ( 4 )
D a t e Value G a i n
mm/dd!yy Code2 C o d e 1
( J - P ) ( A - H )
( 5 )
Identity of
buye r /s e l l e r
(if private
t r a ns a c t ion)
35 . C IT I Z EN S B AN K :A CC OU NT S None J
36 . M A S S A C H U S E T T S M U T U A L: WHOLE N o n e
L I F E P OL I C Y
37 . M A S S A C H U S E T T S M U T U A L: WHOLE N o n eL I F E P OL I C Y
38. NORTHWESTERN: W H O L E L IF E I N S N o n eP OL I C Y
39 . M ETROPOLITAN L I F E : W H O L E L I F E N o n e
P OL I C Y
40. G E N E R A L A M E R I C A N : W H O L E L I FE N o n e
P OL I C Y
41. M A S S A C H U S E T T S M U T U A L: WHOLE N o n eL I F E P OL I C Y
42 . M ETROPOLITAN L I F E : W H O L E L I F E N o n eP OL I C Y
43. NO RT H W ES T ERN : W H O L E L IF E I N S N o n eP OL I C Y
J
J
J
J
J
J
J
J
T
T
T
T
T
T
T
T
I. Incom e Gain Codes: A = $1.000 or less B =$1,001 . $2,500 C =$2.501 - $5,000
( S e e C o l u m n s B I a n d D 4 ) F =$ 50.001 - $ 100.000 G
= $ 10 0.0 01 - $ 1 ,00 0,0 00 H 1 =$ 1,00 0,001 - $5,000 ,0 00
2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000
(S ee Co lu mn s C I a nd D3 ) N ~ $2 50.001 - $ 50 0.000 O =$ 500 ,0 01 - $ 1.0 00 ,00 0 P I = $1 ,0 00 .0 01 - $ 5,00 0,0 00
P3 -$25.000d)01 - $51) .0()0 .000 P4 -M or e t h an $5 0 ,0 0 0 ,00 0
3. Value Mclhod Codes Q =A ppr a i s al I~. = Cost (Real E~tale Only) S = Asse ssmen t
( S ee Column C 2 ) U = Book Value V - O the r W =Es t imated
D =$5,001 - $15,000
H2 =M or e t h an $5 ,0 0 0 ,0 0 0
M =$ 100,001 - $250,000
P2 =$5,000,001 - $25,000,000
T = C ash Marke t
E =$15 ,0 0 1 - $5 0 ,0 0 0
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F I N A N C IA L D I S C L O S U R E R E P O R T
Page 7 of 8
N a m e o f P e r so n R e p o r li n g
Cont i , Joy Flowers
Date of Repor t
05/13/201 I
V I II . A D D IT I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (ln’dicatepart of report.)
Addi t ional In f o r mat ion f o r Par t V I I ( Inves tmen ts and Tr us t s ) :
From prior years :
On the 2 0 0 9 r epor t , the on ly br oker age accoun ts l i s t ed wer e # 1 and # 3 o In 2 0 0 9, Br oker age Accoun t # 3 was no longer r equ i r edto be r epor ted . Accor d ing ly , the on ly ac t ive br oker age accoun t was Br oker ag e Accoun t # 1 .
There i s no R e t i rement P lan # 1
Ther e i s no IRA / IRA Rol lover Accoun t # 2 , 4 o r 5
Current year :
L i n e 6 : ( f o r m e r ) I R A R o l l o v e r A c c o u n t # 1 ; L in e 1 9 : ( f o r m e r ) I R A R o l l o v e r A c c o u n t # 3
Asset s in each o f these accoun ts wer e conver ted to Ro th IRA accoun ts in Oc tober 2 0 10 . S ince the accoun ts wer et r ans f er r ed in tac t, r epo r t ing o f in f o r mat ion on these as se t s i s shown o n a combined bas i s f o r ac t iv i tywi th in the o ld /new accoun ts . The accoun t t i t l es have been chang ed to Ro th IRA Rol lover Accoun ts # 1 and # 3
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F I N A N C I A L D I S C L O S U R E R E P O R T
Page 8 of 8
Name of Person Report ing [ Date of Report
Cont i , Joy Flowers
[
05 /13 /2011
I X . C E R T I F I C A T I O N .
1 c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s
a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o rm a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .
l f u r th e r c e r t i f y th a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i ncompl iance wi th the provis ions of 5 U.S .C. app . § 501 e t . seq. , 5 U.S .C. § 7353, and Judic ia l Confe rence r egula t ions .
Signature: S /Joy Flowers Conti
N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S I FI E S O R F A I LS T O F I L E T H I S R E P O R T M A Y B E S U B J E CT T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544