Jr Solomon Oliver Financial Disclosure Report for 2010

8/3/2019 Jr Solomon Oliver Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR2010Report Required by the Ethics

in Governmen t Act of 1978(5 U.S.C. app. 101-1ll)

1. Person Repor ting ( las t name, f ir s t , middle init ial)Oliver Jr . , So lo m o n

4. Ti t le (Art ic le 111 judges ind ica te ac t ive o r sen io r s ta tus;magis t ra te judges indicate fu l l - or par t - t ime)

U. S . C hi e f Di s t r ic t J ud g e

7. Chambers or Office AddressCar l B. S tokes US Cour t Hous e8 0 1 W e s t S u p e r i o r A v e n u eClevelan d , OH 44113-1838

2. Court or OrganizationU.S. Dis trict Court

3 . D a t e o f R e p o r t9/12/2011

5a . Report Type (check appropria te type )] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in th is Report and anymodif ica t ions pe rta in ing the re to , i t is , in my op in ion , in com pliancewith appl i cab le l aws and regulaf ions .

Reviewing Off icer Date

6 . R e p o r t i n g P e r i o d01/ 01 / 2 010

to12/31/2010

IMPORTANT NOTES: The instruct ions accom panying this form m ust be fol lowetL Com plete al l parts,checking the NONE box for each part where you h ave no reportable inform ation. Sign on last page.

I . P O S I T I O N S . m c p o n i n g i n d iv i d u a l only; s e e p p . 9 - 1 3 of filing instructions.)~ N O N E ( N o reportable positions.)

N A M E O F O R G A N IZ A T IO N / E N T I TY1 . Trus t e e C o l le g e o f W o o s t e r2. Co m m itte e M e m b e r N a tio n a l Co n fe re n ce o f B a r E xa m in e rs , M u lti-S ta te B a r Exa m Evid e n ceD raf t in g Co mm it tee3.4.5.

POSITION

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)---] N O N E (No reportable agreements.)

1 . 2011

2.3.

D A T E P A R T I E S A N D T E R M SFuture Ohio Sta te Teacher s Ret i rem en t Sys tem p en s io n ba sed o n 12 years o f s e rv ice a t ag e 64 fo r an es t imated$29 ,000 j t & surv . i l l d o n o t w i thd raw


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FINANCIAL DISCLOSURE REPORTPage 2 of 10

N a m e o f P e r so n R e p o r t i n gOliver Jr. , Solomon

D a t e o f R e p o r t9/12/2011

Il L N O N - I N V E S T M E N T I N C O M E . ( R e p o s i n g individual andspouse; seepp. 17-24 of f!ling instructions.)A. Filers Non-lnvestment Incom e[-~ N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE I N C O M E( y o u r s , n o t s p o u s e s )1.5 / 12 / 2010 Evid en ce D raf t in g Co mmit tee Mul t i -Sta te Bar Examin a t io n Meet in g $3,000.002 . 1 0/5 /201 0 E vid e n ce Dra f tin g Co m m itte e M u lti-S ta te B a r Exa m in a tio n M e e tin g $3,500.003.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - i f you were married during anyportion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)D N O N E (No reportable non-investment income.)

DATE1.2OlO2,3.4.

SOURCE AND TYPEH ei gh t s Pa r en t Cen t e r

I V . R E I M B U R S E M E N T S - transportation, lodglng, food, entertainmen~(Includes those to spouse a nd depen dent children," see pp. 25-27 o fi lling instructions.)

~ NONE(No reportable reimbursements.)SOURCE DATES LOCATION PURPOSE

1 . U n ivers i ty o f Vi rg in ia Law 2/19-2/21 Charlottsvil le, VA Act iv i ty o f p rof . o rg .Scho o l2. A m e r i c a n B a r A s s o c i a t io n 3/4-3/5 N e w Y o r k , N Y Act iv i ty o f p rof . o rg .

3. N a t i o n a l C o n f e r e n c e o f B a r 4 /29-5 /2 Sante F e , N M Act iv i ty o f p rof . o rg .E x a m i n e r s4. Jus t the Beg in n in g 9/30-10 /2 A tlan ta , G A A c tivity o f p ro f. o rg .F ounda t ion5. N a t i o n a l C o n f e r e n c e o f B a r 11/l 1-I 1/14 St . Tho mas , Vi rg in I s lan d s Act iv i ty o f p rof . o rg .E x a m i n e r s

ITEMS PAID OR PROVIDEDTravel , lo d g in g , fo o d in co n jun c t io n w i thp r o g r a mTravel , lo d g in g , fo o d in co n jun c t io n w i thp r o g r a mTravel , lo d g in g , fo o d in co n jun c t io n w i thp r o g r a mTravel , lo d g in g , fo o d in co n jun c t io n w i thm e e t i n gTravel , lo d g in g , fo o d in co n jun c t io n w i thp r o g r a m


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N a m e o f P e r s o n R e p o r t in gOliver Jr. , Solomon

D a t e o f R e p o r t9/12/2011

V . G I F T S . (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)~-] N O N E ( N o repo r table gi f ts .)

SOURCE DESCRIPTION1 .2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n d u d e s t h o s e o f s p o u s e and dependent children; seepp. 32-33 of filing instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTIONI.2.

3.

4.5.

VALUECODE


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FINANCIAL DISCLOSURE REPORTPage 4 of 10 Ia m e o f P e r s o n R e p o r t i n gOliver Jr. , Solomon D a t e o f R e p o r t9/12/2011

V I I . I N V E S T M E N T S a n d TRU S TS - i n c o m e , v a l a e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. .... D.Descr ipt ion of Assets Income during Gro~s value a t end Transac t ions dur ing repor t ing per iod

( inc lud ing t rust a sse ts) : repor t ing per iod : of repor t ing per iod(1) (2) (1 ) (2) (1) (2) 0) (4)

Place " (X) af ter each asse t Antount Type (e.g. , V al u e Value T y p e ( e ~ g . ; Date Value Gain Identity ofCode I ~i~ ~ehi C o d e 2 M~t~od , bu~,selk .... mm/dd/yy: C6de 2 Code 1 buyer/ se l le rexempt f rom pr ior d isc losu re ( A - H ~ or int.) ( J - P ) Code 3 . : ~ :edem pt ion) ( J - P ) ( A - H ) ( i f p r i v a t e( Q W ~ t r a n s a c t i o n )

1 . Abbot t Labora tor i e s (X) A D ivid en d J T2. Auto Da ta P roces s ing (X) A D ivid en d J T3. B a n k o f A m e r i c a ( X ) A D ivid en d J T4. B a n k o fN Y M ( X ) A Dividend J T5. Cardina l Hea l th (X) A D ivid en d J T6. E x x o n M o b i l ( X ) A Dividend J T7. Hewle t t -P acka rd (X) A D ivid en d J T8. Honeywel l In t e rna t iona l (X) A D ivid en d J T9. Johns on & Johns on (X) A Dividend J T1 0 . J P M o r g a n C h a s e ( X ) A Dividend J T1 1o N e w J e r se y R e s o u r c e s ( X ) A Dividend J T1 2 . N e x t e r a E n e r g ( X ) A Dividend J T1 3 . P r o c t o r & G a m b l e ( X ) A Dividend J T! 4. P ro g re ss E n er gy ( X ) A Dividend J T1 5 . R o y a l B k o f S c o t l a n d ( X ) A Dividend J T

1 6 . Ro ya l Dutch She l l B (X) A Dividend J T1 7 . S p e c t ra E n e r g y ( X ) A Dividend J T

( S ee Colu nms BI and 1 3 4 ) F =$50,001 : $100,000 G ~ $1 00 ]0 0i ~ $i~ 00 0,0 00 rli- -$ i~ 0f i0 ~0 0i : $ 5i6 00 ,0 00 H2 =M6r~ ~afi $5,000;0002 . V alu e Codes J =$15 000 or less .... K =$15;00~ S $50;000 ~ ~$50;001 = $100,000 M =$i 00,001 - $250~000

( S ee Colu mns C I and D 3 ) N =$250,001 - $500,000 O =$S00,001 - * I ;000;000 PI =*1;000;001 ~ *5;000;000 P 2 = $ 5 ~ 0 0 6 ~ 0 0 1 : $ 2 3 ~ 0 0 0 , 0 0 0P3 =$25,000,001 - $50~000;000 P4 --More than $50;000~000 T = Cas h Mar k et3. Value Method Codes Q =A p p r a i sa l R ~ C0s t ~e a l Es ta te On ly) S = As s es s ment

( S e e C o l u ~ C 2 ) U = Book V alu e V = O ther ~ = E s t i m a t e d

E =$15,001 - $50,000


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N a m e o f P e r so n R e p o r t i n gOliver Jr., S o l o m o n

Date of Report9/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~] NONE income, or transactions.)el) oltable assets,

A. B. C. D.D e s c r i p t i o n 0 f A s s e t s Income dur ing G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

Place "(X)" after each/asset A mou n t T y p e ( e . g ., Value V a l u e : T y p e ( e . g ., D a t e Valueexempt from prior dise logure Code I d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , m m / d d / y y C o d e ~: : ( A - H ) o r i n t . ) ( J - P ) C o d e 3 r edempt ion) ( J - P )( Q - W )

1 8 . Cohen & Stee rs Inf ra s t ruc tu re F und (X ) A D ivid en d J T1 9 . N u v e e n M u n V a l v e F u n d ( X ) A Dividend J T

20 . N uveen O H Q ua l i ty Income M unic ipa l F und A D ivid en d J T(x )21 . B l a c k r o c k E u r o F u n d I n v e s t o r ( X ) A Dividend J T

22 . SLM C orp Frn (X ) A Interest J T23 . Schwab Cas h and Mon ey Marke t (X) A Interest M T Buy 12/10/! 0 M

24 . Schw ab I n ves to r Checkin g A Interest L T25 . A T & T c o m m o n A Dividend J T26 . Bri s to l Meyers common A Dividend K T27 . C o c a C o la c o m m o n A D ivid en d K T28 . M o r g a n S t a n l e y D e a n W i tt e r c o m m o n A Dividend K T29 . F o r d co m m o n A Dividend J T30 . G e n e r a l E i e c t ri c c o m m o n A Dividend K T31 . B F G o o d r i c h co m m o n A D ivid en d J T32 . G o o d y e ar c o m m o n A Dividend J T

33 . H e i n z co m m o n A Dividend J T34 . H o m e D e p o t c o m m o n A Dividend K T

Gain Identity ofCode 1 buyer/ se l le r(A-H) (if privatetransaction)

(Se e Co lumn s BI a n d IM) F =$50,001 -2 . Va lu e Co d es J = $15 ,000 or less

( S ee Colu mns C I and D 3 ) N =$250,001 - $500;000P3 =$25;000,0012 $50,000i000

3 . V alu e Method Codes Q = Appr a iS al~,See Column C2) U = Book V alu e

G =$100,001 : $1,000,000K=$15,001 : $50;000O =$500,001 - $1,000,000R =Cost (Real Estate Only)V = O ther

C =$2;501 - $5,000I-It =$1;000,001 ~ $5,000,000L =$50;001 = $100,000PI =$1,000,001 - $5,000,000P4 =More than $50,000~000S = As s es s mentW = E s t imated

D =$5,001 - $15,000H2 =More t i tan $5~000,000M =$100,001 - $250,000P2 =$5,000,001 - $25,000,000T = Cas h Mar k et

E =$15,001 - $50,000


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N a m e o f P e r s o n R e p o r t in gOliver Jr., Solomon

D a t e o f R e p o r t9/I 2/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)N O N E ( N o reportable income, assets, or transactions.)

A. B. C.Description of Assets Income dur ing Gross value a t end( inc luding t rus t asse ts ) reporting period of reporting period

(D (2 ) (1) (2) 1)Place "(x)" after each asset A m o u n t Type (e.g. , Value Va l u e Type(e.g. ,exempt f rom pr ior d isc losu re Code I div., rent, Code 2 M ethod buy, se l l ,(A-H) o r i n t . )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4) (5 )Dat e Value Ga~ Identity of

mmidd/yy C o d e 2 Code 1 b u y e r / s e l l e r(J-P) (A--H) ( i f pr iva t e

t r a n s a c t i o n }

35. Federated Department Stores comm on A Dividend J T36 . M e r c k c o m m o n A Dividend K T

37 . Nike common A Dividend L T

38 . Libe r ty M edia Corpora t ion Clas s A N o n e J39 . WalM art common A Dividend K T4 0. P u tnam G loba l Equ i ty A Dividend K T4 1. F ide l i t y O hio T ax F ree A Interest K T4 2. CREF s tock-403(b) A Dividend O T4 3. TIAA Annui t y- 403 (b ) A Interest M T

4 4. O h io S a v i n g s B a n k A c c o t m t s B Interest L T45 . DWS Schudder International Fund A Dividend J T4 6. V o d a p h o n e A Dividend J T4 7. P ep s ico A Dividend L T48 . Allstate A Dividend K T

4 9. L u c e n t T e c h n o l o g y A Dividend J T50 . Tr i c on t i nen t a l Gl ob a l A Di v i d e n d J T

51 . Cit icorp A Dividend J T

] i~ G~in Codesi: : A--$ i ~000 0r l ess B =$1,001 ~ S2,500( S ee Colu mns B 1 and I ) 4 ) F =$50,001 - $ 100,000 G =$100,001 - $1,000,0002 . V alu e Codes J =$15,000 or less K =$15 , 001 - $50 , 000( S ee Colu mns CI and D 3 ) N =$250,001 - $500;000 O =$500,001 - $1,000,000

P3 =$25,000,001 - $50,000,0003 . V alu e Method Codes Q =A p p r a i sa l R =Cost (Real Estate Only)( S ee Colu mn C2) U = Book V alu e V = O ther

C =$2,501 . $5,000 D =$5,001 ~ $15,000 E =$15.001 - $50.000HI =$1,000,00i ~ $5,000;000L = $ 5 0 , 0 0 ~ - $ ~ 0 0 , 0 0 0 M ~ $ ~ 0 0 , O O ~ $ 2 s 0 ,0 0 0P I ~$1,000,001 - $5,000,000 P2 =$5,000,001 - $25~000~000P4 =More than $50,000,000S = As s c s s mc nt T = Cas h Mar k etW = E s t imated


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FINANCIAL DISCLOSURE REPORTPage 7 o f 10

N a m e o f P e r s o n R e p o r t in gOliver Jr., Solomon

Date of Report9/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E ( N o reportable income, assets, or transactions.)

1 3 .D e s c r i p t i o n o f A s s e t s

( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" after each assetexempt from prior disclosure

Inco m e d urin g Gro ss va lue a t e n d Transac t ions dur ing repor t ing per iodreporting period of reporting period

(I) (2) ( 1 ) ( 2 ) (1 ) (2) (3) (4) (5 )A m o u n t T y p e ( e . g ., Va l u e Value Type (e.g. , Date ValUe Gain Identity ofCode 1 div., rent, Code 2 M e ~ h o d buy, seIl,, m m / d d / y y Co d e 2 Code 1 .... buyer/ se l le r(A-H) o r i n t . ) O-P) C o d e 3 redemption ) (J-P) (A-H) (if private(Q-W) transaction)

52 . R e s o u r c e C a re e r s , I n c . 4 0 1 K V a n g u a r d 5 00 A Dividend J T53 . Cis eo N o n e J T

54. Zimmer None J T55. Lowes A Dividend J T56 . P f i z e r A Di v i d e n d J T

57 . M e dc o H ealth A I n t e r e s t J T58 . Comcast A Interest J T59 . V a n g u a r d I n t e rm e d i a t e T e r m T a x - E x e m p t A In te re st K TF u n d60. Vanguard 500 Index A Dividend K T61 . V a n g u a r d S m a l l C a p In d e x A Di v i d e n d K T

62. Fidelity Balance A Dividend K T63 . Fi de l i t y Capu t a! A ppr ec i a t i on A Di v i d e n d K T

64. T . Row e P ri c e E qu it y In com e B Dividend K T65 . T. R ow e Pr i c e R e t i r em en t 20 /20 B Di v i d e n d K T

66. Vangu ard Total International Stock Fund A Dividend K T67 . D ol l a r B ank A In te re st L T B u y 7/23/09 L

68 . Metlife Bank A I n t e r e s t M T Bu y 11130/09 M

~ incom e Gain Co d es: A = $1 ,000 o r le ss B -$1,001 - $2~500(Se e Co lumn s BI a n d D4) F =$50,001 - $100,000 G -$100,001 - $1,000,000

2. V alue Co d es J = $15,000 or lcss K = $1 5 ,00I - $50,000( S ee Colu mns C I and D 3 ) N =$250,001 - $500.000 O =$500,001 - $1,000,000

P3 =$25,000,001 - $50.000,0003. Value Method Codes Q =A p p r a i sa l R =Cost (Real Estate Only)( S ee Colu mn C2) U = Book V alu e V = O lher

C =$21501 : $5~000i iH 1 =$1,000,00! -$5;000,000L =$50;001 - $100;000P 1 = $ I ~ 0 0 0 , 0 0 1 - $ 5 1 0 0 0 , 0 0 0P4 =More than $50~000~000S = As s es s mentW = E s t imated

D =$5,00 t - $15,000 E =$15,001 - $50,000H2 =M0re than $5,000~000M =$100,001 - $250,000P2 --$5;000,001 -$25,000,000T = Cas h Mar k et


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D a t e o f R e p o r t9/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~ NONE (N o repor tab le income, asse ts , or transac t ions . )

69 . Ally Bank A I n t e r e s t M T B u y 11/29/09 M

1. Income Gain Codes: A =$1.000 or less B =$1.001 - $2.500(Se e Co lumn s BI a n d D4) F -$50.001 - $1 00.000 G = $1 00.001 - $1.000.000

2. Value Codes J =$15_000 or less K =$15,001 - $50.000( S ee Colu mns C I and D 3 ) N =$250.001 - $500.000 O =$500.001 - $1.000.000

P3 -$25.000.001 - $50,000.0003. Value Method Codes Q =A p p r a i sa l R = Cos t f R eal E s t a t e O nly )( S ee Colu mn C2) U = Book V alu e V =Oth e r

C = $2 ,501 - $5,000 D = $5,001 - $15 ,000 E =$15,001 - $50,000HI =$1,000,001 - $5.000,000 H2 =Mo re thala $5,000,000L =$50.001 - $100.000 M =$100,001 - $250,000P 1 =$ 1.0 00 .0 01 - $ 5. 00 0, 00 0 P 2 =$ 5 ,0 00 ,0 01 - $2 5 ,0 00 ,0 00P4 ~M ore than $50,000,000S = As s es s ment T =Ca sh Ma rke tW = E s t imated


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VIII. ADDITIONAL INFORM ATION OR EX PLANATIONS. a,,,~,~t~,,~,to/,.~,o,.t.~Inves tment s and T rus t s Sec t ionAs i t i s now:67. D o l la r Ban k A I n te res t L T B uy 7 / 23/ 09 LAs i t s hou ld be :6 7 . D o l l ar B a n k A I n t e r e st R e d e e m e d 1 0 / 6 / 09 L

D a t e o f R e p o r t9/12/2011

As i t i s now:68 . Met l i fe Bank A In t e re s t M L Buy 11 /30 /09 MAs i t s hou ld be :

6 8 . M e t l if e B a n k A I n t e re s t R e d e e m e d 1 1 / 3 0 / 1 0 M

As i t i s now:69. Al ly Bank A In t e re s t M T Bu y 11 /29/09 MAs i t s hou ld be :6 9 . A l l y B a n k A I n t e r e st L T


10/10


Na m e o f Pe r son Re por t i ngO l i v e r J r ., S o l o m o n

Date of Repor t9/12/2011

IX . CERTIFICATION.I c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t he b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t ha t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r th e r c e r ti f y t ha t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i ch h a v e b e e n r e p o r t e d a r e i ncompl iance wi th the p rovis ions o f 5 U.S.C. app . 501 e t . seq . , 5 U.S.C. 7353 , and Jud ic ia l Confe rence r egu la t ions .

Signature: S/Solom on Oliver Jr.

N O T E : A N Y I N D I V I DU A L W H O K N O W I N G L Y A N D W I L F UL L Y F A L S IF I E S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U .S . C. a p p . 1 0 4 )

C o m m i t te e o n F i n a n c i a l D i s c lo s u r eA dm in i s t r a t ive Of f ice o f the Uni ted Sta te s Cour t sSui t e 2-301O n e C o l u m bu s C i r c le , N . E .W a s h in g t o n , D . C . 2 0 5 4 4

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Jr Solomon Oliver Financial Disclosure Report for 2010

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