Murtha_Garvan_J
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 2of19 Murtha, J. Garvan 4/2212009
III. N 0 N-INVESTMENT IN CO ME. {Reporting individual and spouse; see pp. 17-14 of filing instructions.)
A. Filer's Non-Investment Income
[Z] NONE (No reportable non-investment income.)
SOURCE AND TYPE INCOME (yours, not spouse's)
I.
2.
3.
4.
B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section.
(Doi/or amount not required except for honororia.)
l2J NONE (No reportable non-investment income.)
SOURCE AND TYPE
I.
2.
3.
4.
IV• REIMBURSEMENTS - transportation, lodging, food, entertainment
(Includes those to spouse and dependent children; see pp. 25-17 of filing instructions.)
D NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
I. Freedom Forum, First Ame ndment Center
5/12/2008 Washington, DC Seminar Hotel and Meals
3.
FINANCIAL DISCLOSURE REPORT
Page 3of19
Name of Person Reporting
Murtha, J. Garvan
Date of Report
4/22/2009
V• G JFTS. (Includes those lo spouse and dependent children; see pp. 28-31 of filing instructions.)
[ZJ NONE (No reportable gifts.)
SOURCE DESCRIPTION VALUE
1.
2.
3.
4.
5.
VJ. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 offiling instructions.)
[ZJ NONE (No reportable liabilities.)
VALUE CODE CREDITOR
1.
DESCRIPTION
2.
3.
4.
5.
I (I) !
i (I)
I
I I I I ! ' I
d
-m- m10 --is)
C ------· Val ----·-----V·_=Ot_h_er __________ w_=E_ s_1i_m_a1_ ed _ __ ___ __ ___ __ _
I
I
FINANCIAL DISCLOSURE REPORT
Page 4of19
Name of Person Reporting
Murtha, J. Garvan
Date of Report
4/22/2009
VII. INVESTMENTS and TRUSTS - income, value, transactions onc1udes those of spouse and dependent children: see PP· 14-60 of filing instructions.>
D NONE (No reportable income, assets, or transactions.)
j (I) (2) (2) Place "(X)" after each asset /Amount Type (e.g., I Value I Value Type (e.g., i
exempt from prior disclosure Code 1 div., rent, I Code 2 i Method buy, sell, 1 (A-H) or int.) I (J-P) I Code 3 redemption)
(Q-W)
I. Accenture Ltd. Class A Stock A Dividend J T
2. Amgen Common Stock None K T
3. Bank of America Stock A Dividend J Buy
4. Bemis Company Common Stock A Dividend J T
5. Ca thay Bank Common Stock A Dividend K T
6. Cisco Systems Common Stock None J T
7. CVS Corp. Stock A Dividend J T
8. Eaglecrest Explorations Stock None J T Buy
9. Ecolab Common Stock A Dividend J T
10. Exxon-Mobil Common Stock A Dividend K T
11. GS Federal Fund #520 A Interest J T
12. Fortune Brands Stock A Dividend J T
13. FPL Group Inc. Stock A Dividend J T
14. Franklin Resource Stock A Dividend J T Buy
15. Income Money Market Fund A Interest J T
16. !share Midcap Index 400 Fund A Dividend J T
17. !share MSC! Fund A Dividend J T
- - ------ - ----· · - - - - - ------------- -- -- ------- -- - - -r-1.(1S
nceeomceo!Gumainsn C8od1 eans:d_D4_) - · · A =SJ.000 or less B =SJ ,001 - $2,500 C =$2.501 • $5,000
F =$50,001 ·$I 00,000 G =$100,00t • $1,000,000 HI =$ 1,000,001 • $5,000.000 I
2. Value Codes J =$15,000 or less K =SJ 5,00 I • $50.000 L =$50,001 • $ J00,000 1 (S ee Colum n sCl and DJ) N =$250,00 I - $500,000 0 =$500,00I - S 1,000,000 Pl =$1,000,001 • $5.000.000 I PJ =$25.000,00 I • $50,000,000 P4 =More than $50,000.000i 3. ValueMetho Codes Q =Appraisal R 9:ost (Real EstateOnly) S =Assessm ent
Date Value I Gain Identity of
Month- Code 2 J Code I Day (J-P) r (A-H)
I
2/26 J
2/12 J
2/26 J
D =S5,00 I • $15,000H2 =More than $5,000,000 M =SJ00,001. S250,000 P2 =$5,000,00 I - $25.000,000 T =Cash Market
buyer/seller
(if private
transaction)
i=11-5:aol-s50.0oo ·1 ! i
! __{See _ U =Book .
__ __ ___ -- ______
________ =$5.oITT-Si5.ooo
_ _
(2)
buy, sell,
9/3
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT Page 5of19 Murtha, J. Garvan 4/22/2009
VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(2) (1) (1) (2) (3) I (4) (5) Date Value Gain Identity of Type (e.g., Value Value Type (e.g., I (1)Place "(X)" after each asset 1 Amount
I Code I I buyer/sellerCode 1exempt from prior disclosure div., rent, Code 2Code 2 JMonth. MethodI i (J-P) I Code 3 I(A-H) (A-H) 11 transaction) ;
(if private
I ior int.) (J-P)Dayredemption)II ' (Q-W)_J_____
I Ii __,__ J_ _ '----------- --·-- - -----·-- _________ _____L_ --- ____l_ _____;
_ _ _ __
18. !share Small Cap 600 Fund A Dividend J T
19. Kaman Corp. Common Stock A Dividend J T
20. Maxim Integrated Prods. Stock A Dividend J T
21. McGraw Hill Stock A Dividend J T
22. Medtronic, Inc. Common Stock A Dividend K T
Buy23. Nokia Common Stock A Dividend J T J
24. Omnicom Group Common Stock A
25. Pepsico Common Stock A
26. Pimco Commodity Fund A
27. Pimco Real Return Fund A
28. Procter & Gamble Stock A
29. Qualcomm Stock A
30. U.S. Bankcorp Stock A
31. Vanguard Emerging Mkts Stock A
32. Wells Fargo Stock A
33. Webster Fincl. Corp. Slack A
34. Merchants Bank Account A
Dividend J T
Dividend J T
Dividend J T
Dividend J T
Dividend J T
Dividend
Dividend J T
Dividend J T
Dividend J T
Dividend
Interest J T
Buy
Sold
Buy
Buy
Sold
9105
9/3
2/26
2/26
9/3
J
J A
J
J
J c
--1.-1 -.-;;;c:i.inc;d;s - ---- - - -- -=-il ooci- -;ie ;-- - --- · ---8:;,-."0o s2.5oo - ----------c-=-$i.so1-:S5 o-ii o - ----- E-:Sls:Oiil---S5o il0a-l0 . o(See Columns BI and 04) F =$50,00 I - SI 00,000 G =$100.001 - Sl,000.000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$ll,001-S50,000 L =$50,001 -$100,000 M =s100.001 - mo, ooo (See Columns Ci and OJ) N =$250,001 - $500,000 0 =$500.00 I - $1,000.000 Pl =SI ,000,001 - $5,000,000 P2 =$5,000,001 - $25.000,000
PJ =$25,000.00I - $50.000,000 P4 =More than $50.000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estaie Only) S =Assessment T =Cash Market
. (See Column C2) U =Book Value Y =Other W =Estimatedi_______ ___ _ --------
! I
I I --
r
I I
----·------·----------------
I
I
T rn---1 Identity
l buyer/seller
(A-H) (ifprivate
transaction) i
FINANCIAL DISCLOSURE REPORT
Page 6of19
Name of Person Reporting
Murtha, J. Garvan
Date of Report
4/22/2009
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those of spouse and dependent children: see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.) r--------------- --·--·-·- - - ------ - -----,- ------------ -------------------,-- ---1 A. I B. I c. I
I "'""""""of"'"" j '"-' '"""' G=.,•I " ood of !
(including trust assets) reporting period reporting period
(I) (2) (I) (2) Place "(X)" after each asset
(I) : Amount Type (e.g., Value ! exempt ti-om p ior disclosure Code l div .. rent, Code 2i I (A-H) or int.) (J-P)
35. Brattleboro Country Club Bond A Interest J
36. Brattleboro Tennis Club, VT Stock None J
37. Ocean Reef Yacht Club Timeshare None J
38. - Limited Partnership #I D Div. & Int. N
39. - Automatic Data Processing Stock
40. - Becton Dickinson Stock
41. - CVS Caremark
42. - Citigroup Stock
43. - Columbia Dividend Income Fund
44. - Columbia Mid-Cap Value Fund
45. - Columbia Lg. Cap Growth Fund
46. - Columbia Sm. Cap Core Fund
47. - Columbia Mid-Cap Index Fund
48. - Columbia SmCap Growth Fund
49. - Columbia Small Cap Index Fund
50. - Columbia Acom Fund
51. - Columbia Acom Int'! Fund
---------·-- -------
I. Income Gain Codes:
(See Columns Eil and 04) 2. Value Codes
(See Columns Ct and 03)
3. Value Method Codes
(See Column C2)
A =S 1,000 or Jess
F =S50,001 -S 100.000
J =$15,000 or less N =$250,001 -$500,000
P3 =$25,000.001 -$50.000,000
Q =Appraisal
U=Book Value
B =S 1,00 I -S2.500
G =SI 00.00 I - S 1,000,000
K =S!S,001 • SS0,000 0 =$500.001 - $1 ,000,000
R =Cost (Real Estate Only) V=Other
i I
Value Type (e.g.,
Method buy, sell.
Code 3 redemption)
(Q-W)
w
w
w
T
Sold
Buy
Sold
Buy
Sold
Buy
Sold
Buy
Sold
Sold
C =S2,501 -$5.000
HI =Sl.000,001 - S5,000.000
L =Sl0.00 I • $I00,000
Pl =$t,000,00l -S5.000,000
P4=More than $50,000,000
S =Assessment
W=Estimated
D. -- ---·---- - l
I I
Transactions during reporting period
(2) (3) Date Value
Month- Code 2 Day (J-P)
1/17 J
12/17 K
12117 K
12117 K
12117 K
12117 K
12/17 K
12/17 J
12/17 J
12117 K
D =Sl,001 -$15.000
"'Gain of !
Code i · J
E =$15,001 -S50,000
H2 =More than $5.000.000
M =$100,001 • $250,000 P2 =S5.000.00I -$25.000.000
T=Cash Market
I i I
I
I
I
54.
55.
(Q-W)
D.
Name of Person Reporti ng Date of Report FINANCIAL DISCLOSURE REPORT
Page 7of19 Murtha, J. Garvan 412212009
VII. INVESTMENTS and TRUSTS -income, va1ue, 1ransacnons r1nc1udes those of spouse and dependent children; see PP· 14-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. c.
Description of Assets Income during Gross value al end of
(I) (2) (I) (2) {!) (3) (5)
Transactions during reporting period
II
(including trust assets) reporting period reporting period
(2) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g .•iCode I exempt from prior disclosure div., rent, Code 2 Method buy, sell,
(A-H) or int.) (J-P) Code 3 redemption)
Date Value Gain Identity of
Month- Code2 Code I buyer/seller
Day (J-P) (A-H) (if private
tran saction)
52. - Dreyfus Tax Exempt Fund
53. - Hartford Fin'! Stock Sold 12119 J
- Home Depot Stock Sold 12119 J
- MFS Ser Int'! Fund Buy 12117 K
56. - Oracle Stock
57. - Pepsico Stock
58. - Procter & Gamble Stock
59. - Target Stock
60. - United Technologies Stock
61. - Weyerhaeuser Stock
62. - Limited Partnership #2
63. - Bank of America Stock
64. - BA Diversified Real Estate Fund
65. - Caterpillar Stock
66. - Cathay Bancorp Stock
67. - Coca Cola
68. - Columbia Acom Int'! Fund
F Div. &Int. Pl
Sold
T
Sold
Buy
Sold
12119 J
12119 M
12/19 K
12117 M
I. Income Gain Codes: A =S 1.000 or less B =$1,001 -$2,500 C =!2,50 I - $5.000 D=!5.00i -$15.000 E =$15,001 -$50,000
(See Columns Bl and D4) F =SS0.001 -$100,000 G =$100.001 -Sl.000,000 Ill =SJ,000,001 -!5.000.000 H2 =More than !5.000.000
2. Value Codes J =$15,000 or less K =$15,001- $50.000 L =$50,001 - $100.000 M =$100,001 -$250,000
(See Columns Cl and 03) N =$250.00 I - $500,000 0 =$500,00 I -$1,000.000 Pl =Sl.000,001 -$5,000.000 P2 =!5,000.001 - $25,000,000
P3 =$25,000.001 - $50,000,000 P4 =More than $50,000.000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
: (See Column C2) U =Book Value V =-Other W =Estimated IL____ --· ---------· -- ·-· -------------·-----·· -------··-·--· ________.;
L
____
J --.--(-2)----.---C-Jl ! -i4li I Gain
-W)
i
Date or Report Name or Person Reporting FINANCIAL DISCLOSURE REPORT
Page 8of19 4/22/2009Murtha, J. Garvan
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. Desc ription of Assets Income during Gross value at e n d of Transactions duri reporting period
(including trust assets) reporting period reporting period (I) (2) (1) (2) ---c-i)-- cs)
Place "(X)" after each asset i Amount Type (e.g., Value Value Type (e.g., Date Value I . Identity of Code Iexempt from prior disclosure i div., rent, Code 2 Method buy, sell, Month - Code 2 ) Code I j buyer/seller
i (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) ! (A-H) (if private
, ____________ l___ --·---- ----'------ L __ L_ ______ ____ _ __ - ---- __ _ ______ ir_"
c_'.'. - ___ J
69. - Columbia Dividend Income Fund Buy 12/17 L
70. - Columbia Marisco Int'] Fund Sold 12/17 L
71. - Columbia Mid Cap Fd
72. - Columbia Multi-Strategy Hedge Fund
73. - Columbia Small Cap Core Fd Sold 12/17 K
74.
75.
76.
77.
78.
79.
80.
81.
82.
83.
84.
85.
- Columbia Small Cap Index Fund Buy 12/17 L
- CSX Corp. Stock
- Disney Stock Buy 12/19 K
- Dreyfus Tax Exempt Fund
- Exxon Mobil Stock
- Franklin Res. Stock
- Genzyme Stock
- Hewlett Packard Stock
- Lubrizol Corp. Stock
- MFS Ser lnt'J Fund Buy 12/17 L
- Morgan J.P. Chase Stock
- Procter & Gamble Stock
I. Income Gain Codes: A =S 1,000 or less B =$1.001 -52.500 C =$2,501 -SS.ODO D =$5.001 - $15,000 E =$15,001 -$50,000
(See Columns Bl and 04) F =$50.00 I - $I 00.000 G =$I 00.00 I -. S 1,000,000 HI =S 1,000,00 I - $5,000,000 H2 =More than S5,000,000
2. Value Codes J =$15,000 or less K=$15,001-$50,000 L =$50,00 I - $I 00,000 M =$100,001-$250,000 (See Columns Ct and DJ) N =$250,00 I - $500,000 0=$500,001-Sl,OOO,OOO Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000
Pl =$25.000.001 -$50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(See Column C2) U =Book Value I___ .--------- ----- .. - ----· - ·-·-·-·-- -··· .
V =Other W =Estimated
I I
I I I I
I
·-------·------------------------··--·---·-·-- ·-·---
i
I ;
FINANCIAL DISCLOSURE REPORT
Page 9 of19
Name of Person Reporting
Murtha, J. Garvan
Date of Report
4/22/2009
VII. INVESTMENTS and TRUSTS -income, value, rransactions r1nc1udes those of spouse and dependent children: see PP· 34-60 of filing instructions.)
0 NONE (No reportable income, assets, or transactions.)
A. B. c. Description of Assets Income during Gross value at end of
(including trust assets) reporting period reporting period I I
(I) (2) (1) (2) '
(I)iI Place "(X)" after each asset Amount Type (e.g., Value Value I Type (e.g.,
exempt from prior disclosure
86. - Royal Dutch Shell Stock
87. - Staples Stock
88. - Target Stock
89. - Teva Pharmaceutical Stock
90. - United Technologies Stock
91. - Weyerhaeuser Stock
92. - Limited Partnership #3
93. - Becton Dickinson Stock
94. - CVS Caremark
95. - Citigroup Stock
96. - Columbia Mid Cap Value Fund
97. - Columbia Mid Cap Index Fund
98. - Columbia Sm. Cap Core Fund
99. - Columbia Small Cap Index Fund
100. - Columbia SmCap Growth Fund
I 01. - Columbia Acom Fund
102. - Columbia Acom Int'! Fund
I. Income Gain Codes: A::::$ 1,000 or less (See Columns Bl and 04)
i 2. Value Codes (See Columns Cl and DJ)
F =$50,001 -$100,000
J =$15.000 or less
N =$250,001 -$500,000
3. Value Method Codes (See Column C2)
PJ =$25,000,00 I -$50,000,000 Q =Appraisal U =Book Value
Code 1 div., rent, Code2 (A-H) or int.) (J-P)
c lnt./Div.
B =Sl,001 - S2,500 0 =SI 00,00 I -S 1,000,000
K =$15,00 I - $50,000 0 =$500,00 I -S 1,000,000
R =Cost (Real Estate Only) V =Other
N
Method buy, sell,
Code 3 redemption)
(Q-W)
Sold
Sold
Sold
T
Sold
Sold
Buy
Sold
Buy
Sold
Sold
Sold
c =$2,501 - $5,000 HI =$1,000,001 -$5.000,000
L =$50,00 I • SI 00,000 Pl =$ 1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D.
Transactions during reporting period
(2) (3) (4) Date Value Gain
Month- Code 2 Code I
Day (J-P) (A-H)
12/19 L
12/19 K
12/19 K
1/17 K
12/17 J
12/17 K
9/23 K
12117 K
9123 K
9123 J
12117 J
D =$5,001 -$15.000 H2 =More than $5,000.000
M =$100,00 I - $250,000 P2 =$5,000,001 -$25,000,000
T =Cash Market
(5) Identity of
buyer/seller
(if private
transaction)
E =$ 15,00 I -$50,000
···------··--··-·
!
Descnptifn· sset:-----T---=om ·during ----- ::. ions duri
I
i _________
�ColumnC2)
--
I
of -Gross v= a e- -:f-,------- reporting period -------1
·-----__________ _,
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 10ofl9 4/22/2009Murtha, J. Garvan
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP• 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.) D
reporting penod(including trust assets) 1reporting period Ii ,
(1) (2) c1) c2) c1)Amount Type (e.g., j Value Value Type (e.g .. Code I div., rent, Code 2 Method buy, sell, (A-H)
1 Code 3 I
__L_____ j__'. 2
ior int ) redemption)
_j ______ _ I J_____
j (J-P) I
_
(3) i (4) (5)(2) Value I Gain Identity of Date Code 2 Code I buyer/sellerMonth
Day )
(ifprivatetran saction
I(J-P) (A-H) i_JJ 1
Place "(X)" after each asset exempt from prior disc lo sure
'---·--
103. - Dreyfus Tax Exempt Fund
104. - Hartford Fin'! Stock Sold 12/19 J .
105. - MFS Ser lnt'I Fund Buy 12/17 K
106. - Oracle Stock
107. - Target Stock
108. - United Technologies Stock
109. - Limited Partnership #4
110. - Air Prods & Chems Stock
Il l. -AT&T Stock
112. - Automatic Data Processing Stock
113. - Bank of America Stock
114. - Caterpillar Stock
115. - Cathay Bancorp Stock
116. - Coca Cola Stock
117. - Columbia Acom Int'! Fd
118. - Columbia Marisco Int'! Fd
119. - Columbia Mid Cap Fd
G lnt./Div. Pl T
Sold
Buy
Sold
Sold
Buy
Sold
Sold
12/19
12/19
12/19
12/19
12119
12/17
12/17
L
L
K
M
L
M
L
-i I. Income Gain Codes: A ==$1,000 or less B =S 1,001 -$2,500 c =$2,501 • $5,000 D=S5,00I • S 15,000 E =Sl5.001-S50,000 j-------------·-- - --·- ---- -· ··---·· -- - - ----·-· G =$100,001. St.000.000 HI =$ 1,000,00 I • $5.000.000 H2 =More than S5,000,000 -(See Columns Bl and 04) F=$50.00 I • $I 00,000
2. Value Codes J =$15.000 or less K =$15,001 • S50,000 L =$50,001 • $100,000 M =SJ00,001 -$250,000
(See Columns Ct and DJ) N=$250,001 • $500,000 0=$500,001 ·SI ,000,000 Pl=$! ,000,001 -$5,000,000 P2 =S5.000.00 I - $25,000,000
Pl =$25,000,001 -$50,000,000 P4 =More than $50,000,000
i 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment . T Cash Market
U=Book Value V =Other W =Estimated ___ _!
I I !
I
I i
! i
I
I
___ _J I
I
A.
(e.g.,
I
Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT
Page 11 of 19 Murtha, J. Garvan 4/2212009
VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 14-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period
I
r- B. c. D.
(I) (2) (I) I I (2) I I) (2) (3) 1(4)1 (SlII Date Value Gain Identity of i I
Type Code I exempt from prior disclosure div., rent, Code 2 i Method I
I buy, sell, Month - Code 2 1 Code I buyer/seller ,1(A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private I!
j 1transaction)(Q-W)
120. - Columbia Mngt Hedge Fd
Place "(X)" after each asset !Amount Type (e.g., IValue Value
121. - Columbia Small Cap Fd
122. - CSX Corp. Stock
123. - Disney Stock Buy 12/19 K
124. - Dreyfus Tax Exempt Fund
125. - Exxon Mobil Stock
126. - Franklin Res. Stock
127. - Genzyme Stock
128. - Harbor Int'! Fund
129. - Hewlett Packard Stock
130. - Houston Tex Arpt Bonds
131. - Johnson & Johnson Stock
132. - Kellogg Stock
133. - Lowes Stock
134. - Lubrizol Corp. Stock
135. - MFS Ser Int'! Fund
136. - Microsoft Stock
Sold
Buy
Sold
Sold
Buy
Sold
4/24 N
12117 L
12/19 M
12/J 9 K
12/J 7 L
12119 L
I. Income Gain Codes: A =$1,000 or less B=Sl,001-$2.500 c=$2.501 - $5,000 D =$5,00 I - $ J5,000 E =$15,001 - $50,000
(See Columns BI and D4) F=$50,001 - $100.000 G =SI00,001 - $1,000,000 HI =Sl,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J=S15,ooo or less K =$15,001 - Sl0,000 L =$50.001 -$100,000 M =$100,001 • $250,000 (See Columns Cl and DJ) N =$250,001 - $500,000 0 =$500,00 I - $1,000.000 PI =$1,000.00 I - $5,000,000 P2 =$5,000.001 - $25.000.000
P3 =$25,000,00 I - $50,000,000 P4 =More than $50,000.000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(See Column C2) U=Boak Value V =Other W =Estimated
I i
I I ! I I I I '
I
L-�������������������������������������������������������--��-i
l
i l I
I I
-- - - - -- -- - - - - --- --
FINANCIAL DISCLOSURE REPORT
Page 12of19
Name of Person Reporting
Murtha, J. Garvan
Date of Report
4/2212009
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.) - -- . ---- --- ------- -- ··- ----- --- - ---- -------- .. --- --- - - - - - ·-- --· - -·- - --- ----,
A. B. c. T 0. Description of Assets
(including trust assets)
IIncome during reporting period
Transactions during reporting period Gross value at end of I I
[)(Q-W)
137. - Monsanto Stock Buy 12/19 K
reporting period I I
I
(1) (2) (1) (2)(I) (3) (4) (5)(2)Amount Value Date Value GainValuePlace "(X)" after each asset Type (e.g.,
div., rent, Type (e.g., buy, sell,
1Code I Code Iexempt from prior disclosure Code 2 Code 2
Identity of buyer/sellerMethod Month - i I !
(A- )H
Day (if private H)
or int) (J-P) Code 3 redemption (J-P) (A-transaction) I
138. - Morgan J.P. Chase Stock
139. - Procter & Gamble Stock
140. - Rio Tinto PLC Stock Sold 12/J 9 K
141. - Royal Dutch Shell Stock
142. - Staples Stock
143. - Target Stock Sold 12/19 L
144. - Teva Pharmaceutical Stock
145. - United Parcel Stock Sold 12119 K
146. - United Technologies Stock Sold 12/19 M
147. - U.S. Bankcorp Del Buy 12/19 K
148. - Vanguard Int'! Fund Buy 12119 M
149. - Weyerhaeuser Stock Sold 12/19 K
150. Trust Company of VT - IRA c Div. & Int. M T
151. - Abbott Labs Stock
152. - Accenture Ltd. Stock
153. - Apache Corp. Stock
-. - -· --· - -
I. Income Gain Codes: A =$1,000 or less B =S 1.001 - $2,500 c =$2,501 -$5,000 D=S5,00l -Sl5.000 E=$15.001 - $50,000
(See Columns Bl and D4)
2. ValueCodes
F=$50,001 -$100,000
J =$15,000 or less G =$100.001 -$1,000,000
K =$15,001 - $50,000 HI =$1,000,001 - $5,000,000
L =$50,001 - SJ00,000 H2 =More than $5,000,000
M=$I 00,001 - $250,000 (See Columns CJ and DJ) N=$250,001 -$500,000 0=$500,001- $1,000,000 Pl =$t,OOO,OOI -$5,000,000 P2 =$5,000,001 -$25,000,000
Pl =$25,000.001 - $50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T=Cash Market
(See Column C2) U=Book Value V=Other W =Estimated I
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Citigroup
r1 ; ;;; -
- ------ - -
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(I) I
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT Page 13of19 Murtha, J, Garvan 4/22/2009
VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.) c. --- r--- -
Description of Assets Income during I Gross value at end of I I
(including trust assets) reporting period I reporting period I I(2) (2) (I)(I) I
Place "(X)" after each asset /Amount Type (e_g., Value Value Type (e.g., Code Iexempt from prior disclosure div., rent, Code 2 Method buy, sell, I (A-H) or int.) (J- P) i Code 3 I redemption)
co-wi_L_
154. - Arrow Electronics Stock
··--- ·· ----------- -------
o_
Transactions during reporting period
(2) (3) (4) (5)Date Value Gain Identity of
Month- Code 2 Code I buyer/seller
Day (A-H) ( if private
transaction)
(J-P)
155. - Automatic Data Processing Stock
156. - Bank of America Stock
157. - Bemis Stock
158. - BPPLC Stock
159_ - CGM Focus Fund Buy 8120 J
160. - Stock
161. - CVS Corp. Stock
162. - Dover Corp. Stock
163. - Fortune Brands Stock
164. - FPL Group Stock
165. - Franklin Res. Stock
166. - GS Federal Fund, formerly GS Finl Sq Tre asury Fund
167. - HCP Stock
168. - Illinois Tool Wks Stock
169. - !Share MSC! Fund
170. - !Share Midcap Fund
- s5. 0 - ---------6,:Si:0() 1- - -- - --- -e:-=s2:so1--:-ss ooo -- -- - -- ---D= SIS.000-- -- - --s: --Gai -Code -S2.500 . 0 1 E =$15.00 I -$50,000 n =Sl,000or 1c,; -
(See Columns BI and 04) F =$50.00 I -SI 00.000 G =SI 00,00 I - $1,000.000 fl! =$1,000,00 I - $5,000.000 H2 =More than $5,000,000 2. Value Codes J =$15.000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000
(See Columns Cl and DJ) N =$250,001 - S500.000 0 =$500,00 I -S 1,000,000 Pi =$1,000,00t -$5,000,000 P2 =$5,000.001 - $25,000.000 PJ =S25,000,00 I -$50,000,000 P4 =More than $50,000.000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V Other W =Estimated
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�_:a C22_
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FINANCIAL DISCLOSURE REPORT Page 14of19
Name of Person Reporting
Murtha, J. Garvan
Date of Report
4/22/2009
VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those ofspouse and dependent children; see pp. 34-60 offiling instructions.)
D NONE (No reportable income, assets, or transactions.) A.
Description of Assets
(inclu ding tru st assets)
B. Income during
reporting period
c. Gross valu e at end of
reporting period
I (I) ( 2) (I) (2)
:,,: Place "(X)" after e ach asse t 1,1 : : t Type (e.g., ·1'
CVoadlue
e2 I M
Veatlhuoed ii'exempt from prior disclosure div., rent .' ! . (A-H) or int.) ! (J-P) i Code J •
! i I i (Q-W) •'----------------------- ---------......_;i__ ,,. _______ ____ !,.______ ---
171. - !Share Small Cap Fund
172. - Johnson & Johnson Stock
I 73. - Kimco Realty Stock
174. - Maxim Integrated Prods. Stock
175. - MSC Industrial Direct Stock
176. - Nokia Stock
177. - Omnicom Group Stock
178. - Patterson Utl Energy Stock
179. - Pepsico, Inc. Stock
180. - Procter & Gamble Stock
181. - Roche Holding Stock
182. - Royal Dutch Shell Stock
183. - Sanofi Aventis Stock
184. - Stryker Corp. Stock
185. - Target Corp. Stock
186. - United Technologies Stock
187. - US Bancorp Stock
(1)Type (e.g.,buy. sell.
redemption)
B=Sl.001-$2.500 C=S2.501-S5.000 G =SI 00.001 -Sl.000.000 HI =S1.000,001 -$5.000,000
2. Value Codes J =$15.000 or less K =$15,001 - $50,000 L =$50.001 - $100,000I (See Columns Cl and DJ) N =$250,001 -$500,000 D=$500.001. $1.000.000 Pl =$1,000.001 -SS.000,000
I PJ=$25.000.001 -$50,000.000 P4=M o
re than SS0,000,000I 3. Value Method Codes Q =Appraisal R=Cost (Real Estate Only) S =Assessment
lumn _________u-==- ook
Vu: _ ---·- ·------- = -h --------__ ·- _________v:_ E
stima
t ed
D.
Tr ansactions during reporting pe riod
( 2)Date
Month
Day
(3) (4) I (5)V alue 1 Gain i Identity of
Code 2 l Code I I bu yer/seller i (J-P) ! (A-H) i (ifprivate ;j ! transaction) J
--- _...__ -- __l_
D =$5,001 -$15.000 E=S15,00I -$50.000 H2 =More than $5,000.000 M =$IOD.OD I - mo.DOD P2 =S5.000,00I -$25.000,000
T=Cash Market
:--------------A -.
---------- - ---B -- -11
II ��·";fh� ir"f "I
Gam-�---Wi.ooo
- - -- --- -- ---'
I I
--------------�·
I - - - - --- --- ---
(4)
(J-P)
417
I
I i
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT Page 15of19 Murtha, J. Garvan 4/22/2009
VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 14-60 of fl/inc instructions.)
D NONE (No reportable income, assets. or transactions.) -- - -,------ - - .- -- C D.
- . . ·-- - ----- ·· -· ·--
I Gross value at end of Transactions during reporting period Descnption of Assets Income dunng !
1 (2)(I) (3) (5)
GainDate ValueType (e.g., Identity of .:;:;�·;�;:; Month- Code l buyer/sellerCode2buy, sell,
(A-H) or int.) (J-P) Code 3 Day (A-H) (if private re demption)
(Q-W) transaction)
188. - Vanguard Emergin Mkts Stock
189. - Wells Fargo Stock
190. - Wm Blair lnt'I Fund
191. Estate# I E l nt ./Div. 0 T
192. - Air Prods & Chems Stock Sold K
193. - Coca Cola
194. - Columbia Acom Int'! Fund
195. - Columbia Dividend Income Fund
196. - Columbia Marisco Equities Fund
197. - Columbia Large Cap Growth Fund
198. - Columbia Marisco Int'! Fund
199. - Dreyfus Tax Exempt Cash Fund
200. - Hewlett Packard Stock
201. - MFS Ser Int'! Fund
202. - Rio Tinto Stock
203. - Target Stock
204. - Teva Pharmaceutical Stock
Buy
Sold
Buy
_ Sold
Buy
Sold
Sold
Buy
Sold
Sold
12/19 K
12/J 7 M
12/22 M
12/I7 L
12/22 L
12/17 M
12/17 L
12117 M
417 K
417 L
! c m or less B =S 1.00 I -S2,500 c =$2,501. $5,000 D=S5,00l -Sl5.000 E =Sl5,00J • S50,000
! (See Columns Bl and 04) F =S50.00I -$100.000 G =Sl00,001 -Sl,000,000 HI =$ 1,000,00 I - SS,000.000 H2 =More than S5,000,000
2. Value Codes 1=$15,000or less K =$15,001 • S50.000 L =$50,001 -$100,000 M =1100,001 -mo,ooo (See Columns Cl and DJ) N =$250.001 - $500.000 0 =$500,001. $1,000,000 Pl =$1,000.001 • $5,000.000 P2 =$5,000.001. $25,000,000
Pl =$25,000,001 -$50.000.000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S ===Assessment T=Cash Market
(See Column C2) U =Book Value v 0ther W =Estimated
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_____________________________ __
I ___
nsa_rion)
________
--------------------------------
(I) (2) Value
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 16 ofl9 Murtha, J. Garvan 4/22/2009
VII. INVESTMENTS and TRUSTS - income, vatue, transactions rrncludes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.) D A. B. c.
Description of Assets Income during Gross value at end of (including trust assets) reporting period reporting period
(2) (2) (I) (3)o i (4) (5)Place "(X)" after each asset
exempt from prior disclosure I I1 Code I Amount Value
div., rent, Code 2 Method buy, sell, Month Code 2 Value Date Gain Identity of
Code I buyer/seller Type (e.g., Type (e.g.,
I1(A-H) Dayor int.) (J-P) Code3 redemption) (J-P) i (A-H) (if p rivate i I
(Q-W) -· ________ _ _ _ _ _i -· _____ --------�-- _ __.. ______ . LL i _j
205. - United Technologies Stock Sold 12/19 L
206. Trust #2 E Div. & Int. N T
207. - Dreyfus Tax Exempt Cash Fund
208. - Kaman Stock
209. Merrill Lynch IRA
210. - Alliance Bernstein Int'! Fund
211. - American Growth Fund
212. - Citigroup Stock
213. - Ford Motor Cdt Bond
214. - General Mtrs Bond
215. - Hartford Cap Apprec. Fund
216. - Henderson Int'! Fund
217. - Hotchkis & Wiley Midcap Fund
218. - Legg Mason Fund
219. - Loomis Sayles Strategic Fund
220. - Lord Abbett Midcap Fund
221. - Mainstay Midcap Growth Fund
c Div. & Int. M T
Buy
Sold
Sold
Buy
Buy
10/29 J
613 J
613 J
613 J
613 J
I. Income Gain Codes: A =$ l ,000 or less B =Sl.001. $2.500 C =$2.50I - SS.ODO D =$5.001 • $15.000 E =S 15,00 I • $50,000
(Sec Columns BI and 04) F 450,001 • $100,000 G =SI 00,00 I · S 1.000.000 HI =$1.000.001 • S5.000.000 H2 =More than $5,000,000
2. Value Codes J =$15.000 or less K =$15,00 I - $50,000 L =$50,001. SI00,000 M =s100.001 - mo.ooo (See Columns Cl and DJ) N =$250,001 • $500.000 0 =$500,00I - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I • $25.000,000
PJ =$25,000.001 • $50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(Sec Column C2) U =Book Value V=Other W =Estimated
----B-. --------C-.-------------- ---
i;� t Tb yl{ 17:
--1-M ::: r z+ , ��:::,::--
l (A-H
-
)-o-r
-
int) (J-P) (A-H ) __________ __ ! transact1on)___J
C es: ------------- --E-=_$_1-5.-00 1
!
:7v 2{: :· i -(!)----(2) _____ ,/!-- -- ---- ___
---------·-----------·--s O:ooo-1
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page 17of19 Murtha, J. Garvan 4/22/2009
VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children: see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.) A. D.
Description of Assets 1 Income during i Gross value at end of J Transactions during reporting period (including trust assets)' reporting period _J_ reporting period , i
Value
Day (1fpnvate
Place "(X)" after each asset exempt from prior disclosure
ValueCode2(J-P)
MethodCode 3 redemption)(Q-W)
i
222. - P!MCO Emerg Mkts Bd Fund
223. - TouchstoneMidcap Growth Fund
224. - Vanguard Total Fund Buy 6/3 J
225. - Van Kampen Global Fund Sold 6/3 J
226. Trust #I (X) Income Beneficiary D Distribution M T
r1.1-;;c e Gain A=$1,000 or less B =Sl,001 -$2,500 (See Columns Bl and 04) F =$50,00I - $ 100,000
1 2. Value Codes J =$ t 5,000 or less K =$15,00 I -$50,000 I
C =S2,50I -S5.000 D =$5,00I -SI5,000 iG ;$ J 00,00 I - S 1,000,000 HI •$ J ,000,00 I -$5,000,000 H2 =More than $5.000,000
L =$50.00 I -$I 00.000 M =$I OD.DOI - $250,000 (See Columns CI and DJ) N =$250,001 -$500,000 0 =$500,00 I -$1,000,000 PI =$1,000,00 I -$5.000,000 P2 =$5,000.00 I -$25,000.000
PJ =$25,000,001 - $50,000,000 P4 =More Jhan $50.000.000 J. Value Method Codes Q =Appraisal R =CosJ (Real ESJale Only) S =Assessment T =Cash Market
(See Column C2) U =Book Value V =Other W =Estimated
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 18of19 Murtha, J. Garvan 4/22/2009
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofReporlJ
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 19of19 4/22/2009Murtha, J. Garvan
IX. CERTIFICATION.
I certify that all information given above ( including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353 , and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301
One Columbus Circle, N.E. Washington, D.C. 20544