` \ OWN. 13C}0057 GOOL requirements k Form 990-PF DspeMril of Me Trenuny IntemrRevmus, SS"" Note ] Return of Private Foundation pr SW .jon 4947(a)(1) Nonexempt Charitable Trust Treated as a Private Foundation ation may be able to use a copy o/ this return to satisfy state ropon . and enolno Employer Identification number 87-04907 m" -it " B Telephone number °'NP8 1030 MILITARY DRIVE See Specific City or town, state, and ZIP code instructions ALT LAKE CITY UT 84105 H Check type of organization M Section 501(c)(3) exempt Private foundation = Section 4947(a)(1) nonexempt charitable trust = Other taxable private foundation I Fair market value of all assets at end of year J Accounting method M Cash L-1 Accrual (from Part 11, cot (c), line 76) = Other (specify) 11104 681 , 791 . (Pat I, column (a) must be on cash basis) I Paid I Analysis of Revenue and Expenses (a) Revenue and (G) Net investment Rn, mw of .rrounn in column, inr ai end tai n+ .r not expenses per books I income nxavnM sours me enwne in mlumn Iv 1 1 Contributions, gets, grants, etc , received 10,00 CnacY " F-1 dn~o~mmema~m~munmmnom5m.8 2 Distributions from split-interest trusts mtemt on .minpa .noten,noan 19 , 710 3 cash m.emsio e orvidends and interest from securities 8 , 566 5a Gross rents o wet rental incohner or Does) Not n or oa from me a m~ab not on 5x line o ° ~ . -89 398 b G. sam phos for all 0 r - sess"' on line as 924 73 . c 7 csoitei oen net inmme (hum PM Nuns 7) c 8 Net Short-term capdi gain 4 income modifications wml~nwm~ lUi Grow ana ~iw~nw~ ` b Less Cost of goods sold c Gross profit or (1055) 11 Other income '1L. iz ~ ~ -51 , 12 2 7 3 comas, . ~ ~w,i.e 10 , 000 tee 14 Otn p oyee sa anes ft w V 15 ,ion olaYy~e0lDl~et Sufi N 16a ~ fee MF~IS b " T 4 1,044 a 6 cc min t T 5 2 , 650 c her or I ST 6 9 , 339 9 116 78 Taxes STMT 7 1 , 66 19 Depreciation and depletion E 20 Occupancy a 21 Travel conferences and meetings C 22 Printing and publications ~ 23 Other expenses n 24 Total operating and administrative n expenses Aadlines l3lhrouph23 24 702 25 ContnEUtions,gAls,grants paid 38 000 26 Total expenses and disbursements Add lines 24 and 25 62 , 702 27 Subtract line 26 tram line 12 - 11 3 , 82 4 3 Esms o1 ~avmua Ova aip~fa Yb G~fDUnrtynb ` V 6 Net Investment income or rsuw . t. -o-) c Adjusted net Income if hectors .1. ~zi'oa, LHA For Paperwork Reduction Act Notice, see the Instructions 4 Use the IRS Name of organization label Otherwise, C HARLES M b GLORIA F PARRISH F( print NurvOwN0s7M(0f PODD~numDYdrtWIbnOlOdnim W sum Moms) C Rwrwuoo wunuuoo n oenaioQ, u~nn " U D 1 Foreign organizations, check here jo. 'j Foreign organizations mwCnp Me 63% ml Urt hers; and All conerhutation E If private foundation status was terminated under section 507(b)(1)(A), Check here F II the foundation is in a 60-month termination- (c) Adjusted net (it) DIsOunenanb income b' '^m :,°,o-~ STATEMENT 2 STATEMENT 3 STATEMENT 1 9 , 000 . 1,044 . 2 , 650 . -0 . 0 . 12,694 . 38,000 . i 50,694 . Form 990-PF (2002)
Transcript
` \
OWN. 13C}0057
GOOL requirements
k
Form 990-PF DspeMril of Me Trenuny IntemrRevmus, SS"" Note ]
Return of Private Foundation pr SW.jon 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation ation may be able to use a copy o/ this return to satisfy state ropon
. and enolno
Employer Identification number
87-04907 m" -it" B Telephone number
°'NP8 1030 MILITARY DRIVE See Specific
City or town, state, and ZIP code instructions ALT LAKE CITY UT 84105
H Check type of organization M Section 501(c)(3) exempt Private foundation = Section 4947(a)(1) nonexempt charitable trust = Other taxable private foundation
I Fair market value of all assets at end of year J Accounting method M Cash L-1 Accrual (from Part 11, cot (c), line 76) = Other (specify) 11104 681 , 791 . (Pat I, column (a) must be on cash basis)
I Paid I Analysis of Revenue and Expenses (a) Revenue and (G) Net investment Rn, mw of .rrounn in column, inr ai end tai n+ .r not expenses per books I income nxavnM sours me enwne in mlumn Iv 1
1 Contributions, gets, grants, etc , received 10,00
CnacY " F-1 dn~o~mmema~m~munmmnom5m.8
2 Distributions from split-interest trusts mtemt on .minpa .noten,noan
19 , 710 3 cash m.emsio e orvidends and interest from securities 8 , 566 5a Gross rents o wet rental incohner or Does)
Not n or oa from me a m~ab not on 5x line o ° ~ . -89 398 b G. sam phos for all
0 r - sess"' on line as
924 73 . c 7 csoitei oen net inmme (hum PM Nuns 7) c
8 Net Short-term capdi gain
4 income modifications wml~nwm~ lUi Grow ana ~iw~nw~ `
b Less Cost of goods sold
c Gross profit or (1055) 11 Other income
'1L. iz ~ ~ -51 , 12 2 7 3 comas, . ~ ~w,i.e 10 , 000 tee
14 Otn p oyee sa anes ft w V 15 ,ion olaYy~e0lDl~et Sufi
N 16a ~ fee MF~IS b " T 4 1,044 a 6 cc min t T 5 2 , 650
E 20 Occupancy a 21 Travel conferences and meetings C 22 Printing and publications ~ 23 Other expenses n 24 Total operating and administrative n expenses Aadlines l3lhrouph23 24 702
25 ContnEUtions,gAls,grants paid 38 000 26 Total expenses and disbursements
Add lines 24 and 25 62 , 702 27 Subtract line 26 tram line 12
-11 3 , 82 4 3 Esms o1 ~avmua Ova aip~fa Yb G~fDUnrtynb ` V
6 Net Investment income or rsuw. t. -o-) c Adjusted net Income if hectors .1.
~zi'oa, LHA For Paperwork Reduction Act Notice, see the Instructions
4
Use the IRS Name of organization
label Otherwise, C HARLES M b GLORIA F PARRISH F(
print NurvOwN0s7M(0f PODD~numDYdrtWIbnOlOdnim W sum Moms)
C Rwrwuoo wunuuoo n oenaioQ, u~nn "U D 1 Foreign organizations, check here jo.
'j Foreign organizations mwCnp Me 63% ml Urt hers; and All conerhutation
E If private foundation status was terminated under section 507(b)(1)(A), Check here
F II the foundation is in a 60-month termination-
(c) Adjusted net (it) DIsOunenanb income b' '^m:,°,o-~
Less allowance fordoubtful accounts 11-4 Pledges receivable 10'
Less allowance for doubtful accounts 10. 5 Grants recervaCle B ReceNaGles due from officers directors trustees and other
disqualified persons
7 OOvmCaql~mVapb
Less allowance fardoubtful accounts 1111-B Inventories for sale or use
Y 9 Prepaid expenses and deterred charges
10a Investments-US and state government obligations D Investments -corporate stock STMT 8 c Investments-corporate bonds
11 h~s unrtewwpc~nomwmntoa
LM mmumew=em 1 12 Investments " mortgage loans 13 Investments " other 14 Land buildings, and equipment basis
LBmmIYMR9mL00t
15 Other assets (describe ~
0 .1 0 Organizations toot follow SFAS 117, check here and complete lines 24 through 26 and lines 30 and 31
N °' 24 Unrestricted u m ̀25 Temporarily restricted N m 26 Permanently restricted
Organizations that d0 not follow SFAS 117, chBCk herB ~ and complete lines 27 through 31
,°~ 27 Capital stock, trust principal or currant tunas 28 Paid-in or capital surplus or land bldg and equipment fund
a 29 Retained earnings, accumulated income endowment or other funds 30 Total net assets or fund balances 2
863,282 .1 749 .458 .
~~~ Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year " Part II, column (a), line 30 (must agree with end-of-year figure reported on poor years return) 863 , 282 .
2 Enter amount from Part 1, dine 27a 2 -113 , 824 . 3 Other increases not included in line 2 (itemize) " 3 0 . a naalines 7,2 and 3 a 749 458 . 5 Decreases not included in line 2 (itemize) " 5 0 . 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part 11 column (b), line 30 g 749 , 458 .
223511 F.m 990-PF ¢002 01 zo-m
17 Accounts payable and accrued expenses 18 Grants payable
d 19 Deferred revenue - 20 Loans Irum oMwo, dvmbn truabo Ana ama diaquWdled pvqna
m 27 Mortgages and other notes payable
22 Other lwhilRies(Oescnbe
RISH FOUNDATION 87-0490763 Page 2 Beginning of year End of ear (a) Book Value (b) Book value (c) Fair Market Value
1 . 1 . 45 935 . 194 234 . 194 234 .
948 .
816 , 399 . 555 , 223 ._ 487 , 556 .
M & GLORIA F PARRISH FOUN Form
(a) List and describe the kind(s) of property sold (e p , real estate 2-story brick warehouse, or common stock 200 shs MLC Co )
Ai.OMON SMITH BARNEY-SCHEDULE ATTACHED ALOMON SMITH BARNEY-SCHEDULE ATTACHED ALOMON SMITH BARNEY-SCHEDULE ATTACHED
(e) Gross sales once (0 Depreciation avowed (p) Cast or other basis (or allowable) plus expense of sale
omplete only for assets showing gain m column (h) and own-ad by the foundation on 12/31/69
I) F M V as 0112/1/69 (l) Adjusted basis (k) Excess Of col (i) as of 72/31/69 aver col (1), if any
2 Capital gain net income or (net capital loss) { ~~ 7ain, also enter in Part I line 7 l II (loss, enter-0" in Part I line 7
3 Net short-term capital pain or (loss) as defined in sections 1222(5) and (6) It pain, also enter in Part I, line 8, column (c) It (loss) enter -0-mPart l line 8 N/A
8 Enter qualifying distributions from Part %1I, line 4
II line 8 is equal to or greater than line 7, check the box in Part VI line 1 D, and complete that part using a 1% tax rate See the Part VI instructions
273321101 23 67 Fo~ B90-PF Qopz)
;awrea (c Date acquired (0) Date sold base ~mo day, yr ) (me , day, yr ~ ition P VARIOUS VARIOUS P VARIOUS VARIOUS P VARIOUS VARIOUS
(h) Gam or (loss) (e) plus (f) minus (p)
-80,275 . -6,327 . -2,796 .
(I) Gains (Col (h) pain minus col (k), but not less than -0-) of
Losses (from col (h))
-89 .398
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income )
It section 4940(d)(2) applies, leave leis part blank
Was the organization liable for the section 4942 tax on the distnbutable amount of any year in the base period? Yes M No If Yes' the organization does not quality under section 4940(e) Do not complete this part 1 Enter the appropriate amount in each column for each year see instructions before making any entries
1+1 (p) ~c~ Base penod years Adjusted qualifying distributions Net value of nonchanlaCle-use asses
Distnbution ratio Calenaaryear(artaxyear0eainninain) (cot (e)divided bycol (c))
onn, 36 .417_ 848 .692 . .0429096
2 Total of line 1, column (d) 3 Average distribution ratio for the 5-year base period -drvida the total on line 2 by 5, or by the number of years
the foundation has been in existence A Less than 5 years
d Enter the net value of nonchanta0le " use assets far 2002 from Pad % line 5
5 Multiply line 4 by line 3
6 Enter 1 %a of net investment income (1% of Part I line 27b)
7 Add lines 5 and 6
1982412
761,684 .
179 .
50 .6
87-0490763 Page 1 i), or 4948 - see instructions)
3' t ,
i ~'179 .
2 0 . 3 179 . a 0 . s 179 .
960 .
part VI Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 494U~
1 a Exempt operating foundations described in section 4940(d)(2), check here " and enter VA- on line 1 Date of ruling letter (attach copy of ruling letter II necessiaryaea instructions)
G Domestic organizations that meet the section 4940(e) requirements m Part V, check here " ~X and enter 1% of Part I, line 27b
c All other domestic organizations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, line 12 cal (D) 2 Tax under section 511 (domestic section 4947(a)(1 ) trusts and taxable foundations only Others enter -0-) 3 Add lines 1 and 2 d Subtitle A (income) tax (domestic section 4947(a)(1) mists and taxable foundations only Others enter-0 ") 5 Tax based on Investment Income Subtract line 4 from line 3 If zero or less, enter-0 " 6 Credits/Payments a 2002 estimated tax payments and 2001 overpayment credited to 2002 6a h Exempt foreign organizations -tax withheld at source 6b c Tax paid with application for extension of time to file (Form 8868) Bc E Backup withholding erroneously withheld ~ 60 7 Total credits and payments Add tines 6a through 6d 8 Enter any penalty for underpayment of estimated tax Check here 0 if Form 2220 is attached 9 Tax due If the total of lines 5 and 8 is more than line 7, enter amount awed 10 Overpayment If line 7 is more than the total of lines 5 and 8 enter the amount overpaid 11 Enter the amount o1 line 70 to be Credited to 2003 estimated tax " 2 0 0 .I HeN
AA 960 . iia
9 B
t ~ io 781 . t � 581 .
III During the tax year, did the organization attempt to influence any national, state, or local legislation or did it participate or intervene in Yes NO
any political campaign" la X h Did it spend mare than $100 Curing the year (either directly or indirectly) tar political purposes (sea instructions for definition)? 10 X
11 the answer is 'Yes' to 1 a or 1 D, attach a detailed descnphon of the activities end copies of any materials published or distributed by the organization in connection with the activities -
e Did the organization file Form 1120-POL for this years 7e X
0 Enter the amount (d any) of tax on political expenditures (section 4955) imposed during the year (1) On the organization " $ 0 " (Z) On organization managers " $ 0
e Enter the reimbursement (d any) paid by the organization during the year for political expenditure tax imposed on organization managers " $ 0 .
2 Has the organization engaged in any activities that have not previously been reported to the IRS 2 ~ X
If 'Yes," attach e detailed descnption of the activities 3 Has the organization made any changes, not previously reported to the IRS, in it governing instrument, articles of incorporation . or
bylaws, or other similar instruments) 11 'Yes,' attach a conformed copy o/ the changes 3 4a Did the organization have unrelated business gross income of $1000 or more during the years 07 X 6 It Yes' has it tiled a tax return on Farm 990 "7 for this years N/A ID 5 Was there a liquidation termination dissolution or substantial contraction during the years 5 X
If "Yes,' attach the statement required by General Instruction T fi Are the requirements of section 508(e) (relating to sections 4947 through 4945) satisfied either
" By language in the governing instrument or " By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the slate law
remain in the governing instruments 6 X 7 Did the organization have at least E5,000 in assets at any time during the year? 7 X
If 'Yes,' complete Pert 11, cot (c), and Part XV Ba Enter the stales to which the foundation reports or with which R is registered (see instructions)
NOT APPLICABLE h It the answer is Yes'to line 7 has the organization furnished a copy of Form 990-PF to the Attorney General (or designate)
of each state as required by General Instruction G? II 'No,' attach explanation SEE STATEMENT 9 BD `X
9 Is the organization claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(j)(5) for calendar
year 2002 or the taxable year beginning in 2002 (see instructions tar Part XIV)9 11 'Yes,' complete Part XIV 9 X 10 Didanypersons become substantial contributors during ihetaayear? u vA .n.cn . .rnwmsn.unoN..n .�,m . � a .oaro.n STMT 10 10 X 11 Did the organization comply with the public inspection requirements for its annual returns and exemption appliwli0n7 11 X
Web site address 110- N/A 12 TheDOOksareincareot " CHARLES M . PARRISH Telephone no "(801)583-0705
Lowtedat " 1030 MILITARY DRIVE, SALT LAKE CITY, UTAH ZiPa "84105 13 Section 4947(a)(1) nonexempt charitable trusts tiling Form 990-PF in lieu of Form 1001 - Check here 10-0
and enter the amount of tax-exempt interest received or accrues donna the veer " 1 13 ~ NBA
of zi'm Form 890-PF Row
Form 990-PF120021 CHARLES M
Forth 990-PF F P
a personal benefit contracts 0 Yes M No , D Did the organization, during the year, pay premiums directly or indirectly an a personal benefit contracts 6D X
II you answered 'Yes' to 6b, also (la Form 8870
Fo. 890-PF ¢opt)
7175,1 01 2340
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies . 1 e During the year did the organization (either directly or indirectly)
11) Engage in the sale or exchange, or leasing of property with a disqualified person? Yes EKI No (2) Borrow money from lend money to, or otherwise extend credit to (or accept it from) '
a disqualified persons D Yes D No (3) Fumish goods, services or facilities to (or accept them tram) a disqualified person? Yes No (a) Pay compensation to or pay or reimburse the expenses of a disqualified persons ~ Yes D No (5) Transfer any income or assets to a disqualified person (or make any of either available
torthebenefit oruseotadisqualified person)? DYes EM NO (6) Agree to pay money or property to a government official? (Exception Check'No'
if the organization agreed to make a grant to or to employ the official for a period after termination of government service if terminating within 90 days ) 0 Yes D No
h It any answer is 'Yes'to 1a(1)" (6) did any of the acts fail to quality under the exceptions described in Regulations section 53 4941(0)-3 or in a current notice regarding disaster assistance (see page 19 of the instructions)? NBA Organizations retying on a current nonce regarding disaster assistance check here
c Did the organization engage in a prior year in any of the acts described in to other than excepted acts, that were not corrected before the first day of the tax year beginning in 2002 Taxes on failure to distribute income (section 4942) (does not apply for years the organization was a private operating foundation defined in section 4944(1)(3) or 4942(1)(5))
a At the end of tax year 2002 did the organization have any undistributed income (lines 6d and 6a, Pa If 7(111) for tax year(s) beginning before 2002 0 roc a] No II Yes; list the years
6 Are there any years listed in 2a for which the organization is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed incomes (It applying section 4942(2)(2) to all years listed, answer'No' and attach statement -seeinstructions ) N/A 2b
c If the provisions o1 section 4942(a)(2) are being applied to and of the years listed in 2a, lisp the years here
3a Did the organization hole more than a 2% direct or indirect interest in any business enterprise at any time during the years ~ Yep D No
D It Yes; did it have excess business holdings in 2002 as a result of (1) any purchase by the organisation or disqualified persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest, or (3) the lapse of the 10-, 15-, or 20-year first phase holding periods (Use Schedule C, Form 4720, to determine if the organization had excess business holdings in 2002 ) N/A 31 ;
Oa Did the organization invest during the year any amount in a manner that would Jeopardize its charitable purposes7 as h Did the organization make any investment in a prior year (hut attar December 31, 7969) that could jeopardize its charitable purpose that had hat bean removed from jeopardy before the first day of the tax year beginning in 2002 Ib
Sa During the year did the organization pay or incur any amount to (7) Carry an propaganda, or otherwise attempt to influence legislation (section 4945(e))? 0 Yes X I No (2) Influence the outcome of any specific public election (see section 4955), or to carry on directly or indirectly,
any voter registration drive? Yes M No (3) Provide a grant to an individual for travel, study, or other similar purposes 0 Yea ~ No (4) Provide a grant to an organization other than a charitable etc , organization described in section
509(a)(1) (2), or (3), or section 4940(d)(2)7 Yes No (5) Provide for any purpose otherthan religious, charitable, scientfic, literary, or educational purposes, or for
the prevention of cruelty to children or animals ~ Yes ~ Na h It any answer is Yes'to Sa(1 )-(5), did any of the transactions tail to qualify under the exceptions described in Regulatlons
section 53 4945 or in a current notice regarding disaster assistance (see instructions)? NBA 50 Organizations retying on a current notice regarding disaster assistance check here
c It the answer is 'Yes' to question Sa(4), does the organization claim exemption from the tax because d maintained expenditure responsibility for the gran19 N/A Yes No If 'Yes .' attach the statement recruited by Regulations section 53 4945-5(o)
6a Did the organization during the year, receive any funds, directly or indirectly, to pay premiums on
Fog B90-PF Rpm
Information About Officers, Directors, Trustees, Foundation Managers, Highly Page s Tit Vlll Paid Employees, and Contractors 1 List all officers, directors, trustees, foundation managers end then compensation
(b) Tile, and average (e) Compensation m(dlcanrwuwsm (e) Expense (e) Name and address fours per weak devoted (If not pa10, d~~ a account, other
to position enter-0 " m allowances CHARLES MAXFIELD PARRISH CHAIRMAN 1030 MILITARY DRIVE SALT LAKE CITY UTAH 8410 ONE 10 , 000 . 0 . 0 .
GLORIA F. PARRISH TRUSTEE 1030 MILITARY DRIVE SALT LAKE CITY UTAH 8410 NONE 0 . 1 0 0 . CHARLES BRYAN PARRISH RUSTEE
BELLEWEUTWAAS98006H PLACE
ONE 0 . 0 .~ 0 .
2 Compensation of five highest-paid employees (other than those included on line 1) II none, enter "NONE " (b) Title and average
(a) Name and address of each employee paid more than $50 000 . hours. per week (e) Compensation
Total number of other employees paid over $50,000 ~ I 3 Five highest-paid independent contractors for professional services . If none, enter "NONE "
(a) Name and address Of each person paid more than $50,000 (b) Type of service (c) COml
NONE
Total number of others recervin over $50,000 for professional services 1 Part I%-A Summary of Direct Charitable Activities
List the foundation's tour largest direct charitable activities during the tax year Include relevant statistical information such as the Expenses number o1 organizations and other beneficiaries sewed, conferences convened, research papers produced, etc N/A
2
3
4
Form 990-PF(2002) CHARLES M & GLORIA F PARRISH FOUNDATION 87-0490763 Page?
Part iX-B Summary of Program-Related Investments
tax vear on lines 1 and 2 I Amount
All other program-related investments See instructions 3
Part Xll Qualifying Distributions see instructions)
mss, 01 23 03
Describe the two t N/A
2
Total Add lines 1 trough 3 f I U .
P8Y1 X Minimum Investment Return (All domestic foundations must complete this part Foreign foundations, see instructions )
1 Fair market value of assets not used (or held for use) directly in carrying out charitable etc purposes a Average monthly fair market value olsecurities to 659 378 .
b Average otmonthly cash balances 111 113 905 .
C Fair market value of all other assets 1 e D Total (aadlines I a,b,andc) to 773 283 . e Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation) le 0 . 2 Acquisition indebtedness applicable to line 1 assets 2 0 3 Subtract line 2from line ld 3 723 , 283 .
4 Cash deemed held far charitable activities Enter 1 1/2% of line 3 (for greater amount, see instructions) 4 1 1 , 599 . 5 Nat value of noncharltahle"uce assets Subtract line 4 from line 3 Enter here and on Part V line 4 5 - 761,684 .
Xi Dlstnbutable Amount (see instructions) (Section 49a2(j)(3) and (1)(5) private operating foundations and certain foreign organizations check here 1 E:J and do not complete this part 1
1 Minimum investment return from Part X, line 6 7 3- 8 , 084 . 2a Tax on investment income for 2002 from Part VI, line 5 2e 179 . D Income tax for 2002 (This does not include the tax from Part VI ) 2h c Add hoes 2a and 20 2e 179 .
3 DisinbutaGla amount before adjustments Subtract line 2c from line 1 3 3-7 , -9 05 . 4a Recoveries of amounts treated as qualifying distributions Ale 0 . h Income distributions from section 4947(a)(2) trusts 46 0 . c Add lines 4a and 4b do 0
5 Add lines 3 and 4c 37 , 905 . 6 Deduction from Aistnbutable amount (see instructions) ~ 6 ~ 0 7 Olstri0uta01e amount as adjusted Subtract line 6 from line 5 Enter here and on Part %III line 1 7 3 7 . 9 05 .
1 Amounts paid (including administrative expenses) to accomplish charitable etc purposes a expenses contributions gifts, etc - total from Pee i column (d), line 26 i s 5 0 , 6 94 . h Program-relatedinvestments -Total from Part IX-B 1D 0 .
2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc , purposes 2 3 Amounts set aside for specific charitable projects that satisfy tie a Suitability test (poor IRS approval required) 3a D Cash distribution test (attach the required schedule) 3h
4 Qualifying distributions Add lines 1a through 3b Enter here and on Part V, line 8, and Part %11I, line 4 S 50 , 694 . 5 Organizations that quality under section a940(e) for the reduced rate of tax on net investment
income Enter 1 % of Part I, line 27b 5 179 . 6 Adjusted qualifying distributions Subtract line s from line a ~ s - ~ 50, 515 .
Note The amount online 6 will be used in Pert V, column (b), in subsequent years when calculating whether the foundation quaftr1es /or the section 4940(e) reduction o/ tax in those years
Fog 990-PF R2)
Form s9o-FF(2002) CHARLES M & GLORIA F PARRISH FOUNDATION 87-0490763 Page e
Part XIII Undistnbuted Income (see instructions)
lal Ibl Icl lal Corpus Years prior to 2001 2001 2002
Z UMIsM W bE Inmrre if any a of Me rb 017007 a Enter amount for 2001 only ~ ~ 0 h Total for poor years
g Excess distributions carryover, A any, to 2002 a From 1997 6 From 1998 c From 1999 0 From 2000 e From 2001 f Total of lines 3a through e V 0 .
4 Quahtymg distributions for 2002 from ` Part xII line a ~ $ 50 , 694 .
a Applied to 2007, but not more than line 2a 0," 6 Applied to undistributed income of poor years (Election required -see instructions) 0
c Treated as distributions out o1 corpus (Electionrequired -see instructions) 0 .
d Applied to 2002 UistnbuG6le amount 37 , 905 . e Remaining amount distributed out of corpus 12 , 789 .
S EmN09ViDU7ona mnyw. amplies! to 2002 0 . 0 . Of envrountsppWalnmlumnldAaeunismount mint M anmm m mwmn "U 1
6 Enter the net total of each column o: Indicated below
3 Corpus Me ono 71 <c and 40 Subvc1 Tina 5 12 , 7 89 . DPrior years'undistributed income Subtract
line 4b from line 21b 0 . c Enter the amount of poor years' undistributed income for with a notice of , deficiency has been issued, or on which the section 4942(2) tax has been previously assessed O .
d Subtract line 6c from line fiG Taxable amount-see instructions 0 .
e Undistributed income for 2001 Subtract line 4a from line 2a Taxable amount-see inslr 0 .
t Undistributed income for 2002 Subtract lines 4d and 5 from line 1 This amount must be distributed in 2003 ~ 0 .
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(D)(1)(E)or49a2(9)(3) 0 .
8 Excess distributions carryover tram 1997 not applied on line 5 or line 7 0 .
9 Excess distributions carryover to 2003 Subtract lines 7 and e from line 6a 12 , 789 .
10 Analysis of line 9 a Excess from 1998 6 Excess from 1999 ' c Excess from 2000 d Excess from 2001 e excess from 2002 12 7 8 9 . . ~ - `
123571 Farm 990-PF Q0021 01 23 03
07 (see instructions and Pert VII A, question 91
cti0n 0 4942 (1)( 3 ) or 0 4942 1)(5) Prior 3 years
(e) Talal (c) 2000 (0) 1999 2 a Enter the lesser of the adjusted not
income from Part I or the minimum investment return from Part X for each year listed
It 85% of line 2a c Qualifying distributions tram Part XII
line 4 for each year listed d Amounts included in line 2c not
used directly for active conduct of exempt activities
e Qualifying distributions made directly for active conduct of exempt activities Subtract line 2d tram line 2c
3 Complete 3a, b, or c for the alternative test retied upon
7 'Assets' alternative test - enter (1) Value of an assets (2) Value of assets qualifying
under section 4942(j)(3)(8)(i) 6 'EndowmenC alternative test " Enter
2/3 0l minimum investment return shown in Part X, line 6 for each year tided
c 'Support' alternative test " enter (1) Total support other than gross
investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties)
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(1)(3)(B)(np
(3) Largest amount of support from an exempt organization
a My restrictions or limdabons on awards such as by geographical areas charrtaDle fields, kinds of institutions, or other factors NONE
FoRn 990-PF Q007) 277581/01 23 RI
ARRIS
1 a It the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2002 enter the date of the ruling
D Check fox to indicate whether the organization is a private operatin0 taunt
PI a!t xV ~ Supplementary Information (Complete this part only if the organization had 55,000 or more in assets at any time dunng the year-see page 25 of the instructions .)
1 Information Regarding Foundation Managers a List any managers of the foundation who have contributed more than 2% of the foul contributions received by the foundation before the close of any tax year (but only it they have contributed more than $S 000) (See section 507(E)(2) )
SEE STATEMENT 11 h List any managers of the foundation who own 10% or more of the stack of a corporation (or an equally large portion of the ownership of a partnership or
other entity) of which the foundation has a 10% or greater interest
2 Information Regarding Contribution, Grant, Gift, Loan, scholarship, etc, Programs Check here 111i El if the organization only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds II the organization makes gifts, grants etc (see instructions) to individuals or organizations under other conditions complete items 2a D, c, and 0
a Tie name, address, and telephone number of the person to whom applications should be addressed CHARLES M . & GLORIA F . PARRISH, 1030 MILITARY DR ., SALT LAKE CITY, UTAH 84
D Tie loan in which applications should be submitted and information and materials they should include N/A
c Any submission deadlines
Foundation status of
t so Total 223601IU1 23 03 Fom69p-PF anvil
Form 990-PF(20o2) CHARLES M 6 GLORIA F PARRI Part XY Supplementary Information (continued) 3 Grants and Contributions Paid During the Year or Approved for Futun
Recipient It sapient is an individual Show any relationship to
Name and address (dome or business) any,foundahon manager.
a Pad during the year
SEE STATEMENT 12 Total
h Approved for future payment
NONE
Purpose of grant or contribution Amount
Form 990-PF ¢oui)
Form 99o-PF(2002) CHARLES M & GLORIA F PARRISH FOUNDATION 87-0490763 Page 11
Part XVI-A Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated unrelated business income C duac ~o s,x sia orsi<
siness (h) .on . (E) ReWteOorexempt
Bu 1 Program service revenue revenue code Amount ~, Amount function income
a -~- 6 c a e I p Fees and contracts from government agencies
2 Membership dues and assessments 3 Interest on savings and temporary cash
investments 14 19 , 7 10 . a Dividends and interest from securities 14 8 , 566 . 5 Net renal income or (loss) from real estate
a Debt-financed property b Not debt-financed property
8 Net rental income or (loss) tram personal property
7 Other investment income 8 Gain or (toss) from sales of assets agar
than inventory 18 -89 , 398 . 9 Net income or (loss) from special evens
10 Grass profit or (loss) from solos of inventory 11 Other revenue
a h e a I I a
12 Subtotal Add columns (n), (d), and (e) [ 0 . 1 -6-1,12-2 . 0 . 13 Total Add line 12 commas Ibl, (d), and fel 13 -61,122 . (See worksheet in line 13 instructions to verity calculations 1
Pmt XVI-B Relationship of Activities to the Accomplishment of Exempt Purposes
Line No I Explain below how each activity for which income is reported in column (e) of Part 7(VI-A contributed importantly to the accomplishment of the organization's exempt purposes (other than by providing funds for such purposes)
87-0490763 and
1 Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of YE the Code (other loan section SOt(c)(3) organizations) or in section 527, relating to political organizations?
a Transfers from the reporting organization to a nonCharitable exempt organization of ^ (1) Cash 1B il l
tit (2) Other assets h Other Transactions
(1) Sales of assets to a nonChantaGte exempt organization 1 D 1 (2) Purchases of assets from a noncharrtable exempt organization 1D 2 (3) Rental of facilities, equipment, or other assets 1 D 9 (4) Reimbursement arrangements 10 4 /5) Loans or loan guarantees 10 5 (B) Performance of services or membership or fundraising solicitations
c Sharing of facilities . equipment mailing lists, other assets . or paid employees
A If tie answer to any of the above is Yes; complete tie following schedule Column (b) should aRVays show tie tar market value of the goods, other assets . or serves given by the reporting organization If the organization received less lean fair market value m any transaction or sharing arrangement, show in
4
27 Is tie organization directly or Indirectly affiliated with or related to, one or more tax-exempt organizations described in season 50t(c) of the Cane Comer loan section 501(c)(3)) or in section 527 = Yes M No
of
0 1 Signature of officer or trustee PrepareYS' m a signature
1.014 CZV DVO1L"LJ~J7Ll~V 1V
am~mo~m. '175 SOUTH WEST TEMPLE, S SALT LAKE CITY . UT 84101
223621 of-zzm
Form 99o-PF(zoo2) CHARLES M S GLORIA F PARRISH FOUNDAT
UnOS pnYOe of pwiuh, I U~ pyo I Mrs wamn,,E pile mNm 4nduolnp coony vq COmpI~ DaCYdIOn of ~ (oTt Non IYp"s or Ildua2M ~ ~ M YI
Caution Organizations that era not covered by the General Rule end/or the Special Rules donor file Schedule B (Forth 990, 990-Q, or 990-Pf), but they must check the box in the heading of they Form 990 Form 990-Q, or on line 1 0l their Form 990.PF, to certify that they do riot meet the tiling requirements o! Schedule 8 (Form 990, 990-EZ, or 990-PF)
Schedule B(FOrm 990,990-EZ,or990-PF) (2002)
223451 01 23 03
Schedule B Schedule of Contributors OMB No 151}00/7 (Form 690, 980-EZ, or
890-PF) Supplementary Information for 2002 oww~...,t o1 a. r~en.y line 1 of Form 890, 990-EZ, and B90-PF (see instructions)
Revanua Senia imema
Name of organization Employer identification number
CHARLES M b GLORIA F PARRISH FOUNDATION ---7 87-0490763 Organization type (check one)
Filers of, Section
Forth 990 or 990 EZ 0 501(c)( ) (enter number) organization
4947(a)(1) nonexempt charitable trust not treated as a private foundation
D 527 political organization
Form 990 PF ~X 501(c)(3) exempt private foundation
0 4947(a)(1) nonexempt charitable trust treated as a private foundation
D 501(c)(3) taxable private foundation
Check if your organization is covered by the General Rule or a Special Rule (Note Only a section 507(c)(7), (8), or (70) organization can check box(as) !or both the General Rule end a Special Rule-see instructions )
General Rue-
For organizations filing Form 990, 990 EZ, or 990-PF that received, during the year . E5.000 or more (in money or property) from anyone contributor (Complete Paris I and 11 )
Special Rules-
For a section 501(c)(3) organization filing Form 990, or Form 990 EZ, that met the 33 1/3% support test of the regulations under sections 509(a)(1)/170(b)(1)(A)(vi) and received from any one contnbutor, during the year, a contribution of the greater o1 E5,000 or 2% of the amount on line 1 of these forms (Complete Parts I and 11 )
D For a section 501(c)(7), (8), or (10) organization tiling Form 990, or Form 990 EZ, that received from any one contributor, during the year, aggregate contributions or bequests of more than $1 .000 for use efdusrvety for religious, charitable scientific, literary, or educational purposes, or the prevention of cruelty to children or animals (Complete Parts I, II, and III )
For a section 501(c)(7), (8), or (10) organization filing Form 990, or Form 990 EZ, that received from any one coninbutor, during the year, some contributions for use exclusively for religious, charitable, etc , purposes, but these contributions did not aggregate to more than $1,000 (If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable etc , purpose Do not complete any of the Paris unless the General Rule applies to this organization because it received nonexclusrvely religious, charitable, etc contributions of $5,000 or more during the year) " $
LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990 and Form B80-EZ
SCn00u11 B (Form 9B0 9BOEZ or 990-PF) (2002)
Name of organization
CHARLES M 6 GLORIA F PARRISH FOUNDATION
Employer Identification number
87-0490763
Person Payroll Noneash 0
(Complete Part II N there is a noncash contribution I
(a) (b) k1 Idl No Name, address, end ZIP + 4 Aggregate coninbutions Type of continbution
Person D Payroll 0
y Noneash 0
(Complete Part II d there is a noncash contribution
(e1 (b) lel (dl No Name, address, and ZIP t 4 Aggregate contn6utions Type of eontnbution
Person 0 Payroll 0
y Noncash
(Complete Part II A there is a noncash contribution I
1a> (b) k) !dl No Name, address, and ZIP * 4 Aggregate contnbuUons Type o1 oontnbution
Person 0 Payroll 0
E Noneash
(Complete Part II A there is a noncash contribution I
(a) (b) (c) (d) No Name, address, and ZIP + 4 Aggregate contirributions Type of contribution
Person O Payroll 0
y Noneash
(Complete Part II A there is a noncash contnbution I
(a) (b) (c) No Name, address, and ZIP + 4 Aggregate contributions Type o1 contnbution
1 CHARLES M . AND GLORIA F . PARRISH Person Payroll 0
10,000 . Noncasn 1030 MILITARY DRIVE Q (Complete Part 11 0 there
SALT LAKE CITY, UTAH 84105 is a noneash contribution )
(e) ~ (b) (c) Idl No Name, address, and 21P + 4 Aggregate eoninbuUOns Type of eontnbuLon
QN HA A R Y
ielcrenca opening Closing Sale
iumMr Ouanlil Secun Deur~plion Trade Dale Trade Date Proceeds Cost (LOSS) Gain
($ 2,303 92~ p5ppptpp 85 HOUSEHOLD INTERNATIONAL INC 05/10102 17/11/02 f 2,32858 $4,63250
75 09103/04 2,054 62 2,56187 (507 25)
~Details"of Short Term Gain (Lass) 2002- continued . " , .
Reference Opening Closing Sale
n
G number Ommily security Description Trade Date Trade Data Proceeds Cast (LOSS) Gain-
125000200 5 FITS LIBERTY MEDIA CORP SER A 17/06/02 11113/04 E 14 59 L 01 E 14 58 0 FXP 1Z/7/02 _ _ O
' Total $4,39779 $719438 (f 7 811 17) f 1458
G s`
Details of Deposits and WitFidrawals 2002 This section reflects any deposits or withdrawals made to your account during the year Y
C
Details of Sham Teen Gain (Loss) 2002 rills section shows your sales o! securities during the year The 'Sale Proceeds' column excludes any accrued income you may have received In addition
Though cash in lieu less than $20 is not included on Form 1099-A (i! applicable), it is included in this section Please note, this material is
wing prepared for informational purposes only and should not be used (or tax preparation without the assistance of your fax advisor
SALOMON SMITH BARNEY P
A memberofatiqroupl' Select Client Statement Ref 00003842 W440181 2002 Year End Summary
THE CHARLES MAXFIELD PARRISH 8 Account Number 508-15582-14 102 lax ID number 87-049076)
Details of Short Term Gain (Loss) 2002 ` his section shows your sales of securities during the year The 'Sale Proceeds' column excludes any accrued income you may have received In addition, Ifhouph cash in lieu less than $20 is not included on Form 1099-8 (if applicable), if is included in this section Please note, this material is O eing prepared for informational purposes only and should not be used for far preparation without the assistance o! your fax advisor or additional information regarding this section see enclosed brochure
eierence Opening Closing Sale Original Cost Original Gain/LOSS) Ordinary Income L amber Quantity Security Description -Trade Dale ToEe Dale Prxsads Adjusted Cost AEjusled Ga in/Loss) Capital GaiNlLoss)
25000100 40 TRANSOCEAN SEDCO FOREX 06/22/01 04/24/02 f 1,37316 f 1 84000 1: 46604) $000 INC USD $184000 ($46684) $000 Y
2,327 49 (710 16) 000 U 03/04/02 12380 18321 (5941) 000 M
18371 (59 41) 000 125006000 25 DUKE ENERGY CORP 03/0e/04 08/77/02 58295 91607 (3312) 000
81607 -_1J]7141_-- 000 175006700 120 DUKE ENERGY CORP 03/00/02 09/12/02 2172689 x,39716 (1,67027) 000 A
125006700 45 DUKE ENERGY CORP 09/27/02 11/18/04 83819 86012 (21 83) 000 es (21e3) 000
0 09/3Q/02 1e62s 44 (61e) 000 tea u (e1e) _ 000
125008300 55 DUKE ENERGY CORP 09130/04 71/78/02 1 03400 1,05813 (2413) 000 1,058 43 (24 43) 000
SALOMON SMITH BARNEY Page 10 0l n
Amember of atigroupAlk Select Client Statement Red 00003812 00440288 2002 Year End Summary
THE CHARLES MAXFIELD PARFISH 8 Account Number 508-27983-14 102 Tax ID number 87-049076)
Details of Short Term Gain (Loss) 2002 " continued n
Reference Opening Closing Sale Original Cost Original Gam/LOSS) Ordinary Income ` number Quantity Security Description Trade Dad Trade Date Proceeds Adjusted Cost Adjusted CalnqLoss) Capital Gain/(Loss) 175005200 4,000 COUNTRYWIDE HOME LOAN 08/13/07 07/09/02 f 4,07440 S 3,987 68 f 8672 f 000 0
pa", a t of ]Y A member of citigrouAr Select Client Statement
2002 Year End Summar gel 00003642 004n0789
SALOMON SMITH BARNEY
THE CHARLES MAXFIELD PARRISH 8 Account Number 508-27983-14 102 lax ID number B7-0490763
Details of Short Term Gain (Lass) 2002 : aonunirea ~ lelerence ~ Opening Closing Sale Original Cosh Original Gain/(Loss) Ordinary Income (, mmDer Quantity Security Description Trade Date Trade Date P,oceeGi Adjusted Cost Adjusted Gami(LOSS) Capital Cain/floss)
25006400 765 EMC CORP MASS 08/12101 01/03/02 f 2,73417 $5,25806 (S 2,523 B9) $'000
Account Number 508-27983-14 102 Tax ID number 87-0490767
alaence Opening Closing Sale Onpinal Cost Or101na1 Gain/LOSS) Ordinary Income umber Quantity Securely Description Trade Da te Trade Date Proceeds Adjusted Co st Adju sted Gai n/Loss) Capita l Gain/LOSS)
250003D0 70 FEDERAL NATIONAL MORTGAGE ASSN 12/06/07 04/4/02 5,66702 5,77782 78920 000 537782 48820 000 S
U IYI
M A R Y
X0,755 60
21,374 as
2.089 24
06/25/01 01/15/02 20,227 13 20,12822
41,450 03 2142315
2,06624 4~083A8
53447 000 62738 62738
(7597) 000 (48 09) (49 09)
25008400 19,000 FEDERAL NATL 1ATG ASSN GLOBAL DD 10113/00 DUE 10/15!2007 RATE 6625 YIELD 4 765MiV
125008500 21,000 FEDERAL NATL MTG ASSN 08/13/01 SUB DEBS BK/ENTRY DTD 02/01/2001 DUE 02101/2011 RATE 6 750
125008600 2,000 FEDERAL NATL IATG ASSN Ot/15/OZ SUB DEBS BK/ENTRY DTD 07/01/2001 DUE 02101/2011 RATE 6 250
4]OD 000 2576 2578
07/OB/dl
SALOMON SMITH BARNEY Amember ofcitiqroupT Select Client Statement
Page 17 0l 77
8, 0",6,2 W�0290 2002 Year End Summary THE CHARLES MAXFIELD PARRISH 8
Details of Short Term Gain (Loss) 2002 - continued
medlar
2 O
G
Y E A R
E N D
Details of Short Farm Gain (Loss) 2002 -"FApoMil9d ~ ielerence Opening Closing Sale Original Cost Original GaiN~Lnss/ Ordinary Income (, -mDer puanldy Secuny p.sc-ipho niphon Trade Dale Tied* Dale Proceeds Adjusted Cost Adjusted GauviLoss) Capital Gam/(Loss) 125008700 5,000 FEDERAL NATL AITG ASSN ~ 07/15/01 70/08/02 = 5.54688 f 5,76560 f 38128 $000 0
SUB DEBS BK/ENTRY $5,15490 $39208 $39208 CITE, 02/01/1001 0
SALOMON SMITH BARNEY AmernberotatiqroupT Select Client Statement
Page 13 of 32
Rnl 00003642 00440297 2002 Year End Summary THE CHARLES MAXFIELD PARRISH B Account Number 508-2798)-14 102 lax ID number 87-049076)
Details of Short Term Gain (Loss) 2002 -continued' Mfennce Opening Closing Sale Original Cost Original Gain/(Loss) Ordinary Income ` i umDer Quantity Secu rity Description Irate Date Tod" Dap ProcuMS Adjusted Cost Adjusted Gain/(LOSS) Capital Gain/Loss)
75010500 35 GENERAL MILLS INC 03i04/02 04/71/0 $ 1,77229 f 1,53995 f 78234 $000 0 O f 1 5" 85 f 18234 f 000
Jt1WLV1VIV 0lVll I n UAIVVGI Amember ofcitiqroupr Select Client Statement
Page 15 0l n
~I 000( )3W2 OOa40293 2002 Year End Summary THE CHARLES MAXFIELD PARRISH 8 Account Number 508-2798)-14 102 Tax ID number 87-049076)
Details of Short Term Gain (Loss) 2002 -continued taference Opening Closing Sale Original Cost Original Gain/(Loss) Ordinary Income L 'umber Quantity Security Description Tr ace Dap Trade Dale PrxeaES Adjusted Cost Adjusted GaINLoas) Capital Gain/Loss)
125016200 85 PHILLIPS PETROLEUM CO 01108/02 01/31/02 4,95046 5047e0 (9694) 000 U 5,04740 196 94)____0 00
125016300 30 PRINCIPAL FINANCIAL GROUP INC 12/05/07 03/19/02 76948 69000 7948 000 o~- 690 Do 79 48 M 125016400 15 PRINCIPAL FINANCIAL GROUP INC 12/05/01 03/22/02 38699 34500 47 99 000 TRADE AS OF 07/22/02 345 00 4199 000
55 1/13/01 1,41898 1,8765 1913 000
-- - - - -- ---- - -- ,,25765 ---- ,3, JL3- --°-°-° - 175016500 130 PRINCIPAL FINANCIAL GROUP INC 12/17/01 03147101 3,321 45 3,04355 277 90 000 Y
3,W7u 47IW 000
SALOMON SMITH BARNEY Amemberofatiqroup7' Select Client Statement
Page 18 01 71
,e, ,2 OD4,029, 2002 Year End Summary THE CHARLES MAXFIELD PARRISH & Account Number 508-2798?-14 102 Tax 10 number 87-0490763
Page 17 of 32 A member of c1figrouri Select Client
2002 Year End rt~r 00003642 00440295
Details of Short Term Gain (doss) 2002 -continued Reference Opening Closing Sale Original Cost Original GaiN1LOSS) Ordinary Income number Quanery Security Diaaipiaon Trade Dale Trade Dale Proceeds Adjusted Cost Mluslad GamqLOSS/ Capital GauJ(LO SS)
25017700 195 SUN MICROSYSTEMS INC 1005/01 04/24/02 1,69839 1,74849 (5010) 000 SALOMON SMITH BARNEY 1 7A849 -45010) -- 000
75017800 250 SUNMICROSYSTEMS 1NC 10/05/07 09103/02 87807 2,74165 (7,96258) 000 R 5l+L01AON SMITH BARNEY 2,24165 J11.362 58) 000
25017900 160 SUN MICROSYSTEMS INC 10/05/01 09/04102 564 78 1 43465 (86987) 000 -- SALOMONSMITH BARNEY -- -_1,0.M65 (86987_ E 25018400 38,000 U S TREASURY NOTES SER D 2004 01/75/02 04/24/07 41,E47 50 42 ,4911 72 (644 22) 000
oro 11n5ne94 42 10400 1256 50) (256 50) DUE 71/1512004 RATE 7875 VIEID 3685MTV D
25018500 8,000 U S TREASURY NOTES SER D 2004 01/15/02 07/09/02 8,66000 6,70922 (4922) 000 DTD11/15/1994 8,58587 8408 6408 DUE 1115/2004 RATE 7 875 YIELD 1976MiV
25018600 8,000 U S TREASURY NOTES SER D-2004 01115/02 10/08!02 10,1106 31 10,06387 4148 000 U DAD 11/15/1994 9,1110 ,11187 700 A1 30044 DUE 11/15/2004 RATE 7 875 YIELD 1 BBJM7Y --
25011 3,000 U 5 TREASURY NOTES SER D-2004 01/15104 11/14/02 3,35531 3,35461 70 000
M DT D 11/115/1994 325671 9B 60 9860 DUE 11/15/4004 RATE 7 875 YI ELD 1 B39AATV --
12501E800 51,000 U S TREASURY NOTES SER F 20014 02/13/01 01/15/02 56,617 73 51,67078 1,84695 000 DTD 0.5/15/1899 64,48979 2.12795 2,12795
Y 54,000 DUE0.5/15/YOOORATE 5 250 08/13/01 58,61774 55,83083 78887 000
YIELD 3070MTY 55.560 80 1,057 14 1,0571<
Amember of cifigroupT Select Client Statement
of 000MCA2 00"0296 2002 Year End Summary THE CHARLES MAXFIELD PARRISH 8 Account Number 508-27983-14 102 lax ID number 87 0490763
Details of Short Term Gain (Loss) 2QQ2 -oontfnued " I~
Releienca Opening Closing Sale Original Cost Original Gam/(Loss) Ordinary Income number Quantity Security Description Trade Date Trade Date Proceeds Adjusted Cost Adjusted Gam/(Loss) Capital GaiN(Loss)
125018900 3,0110 U 5 TREASURY NOTES SCR B2009 0.5/09102 10/08/02 6 3,41067 $3,09328 131735 $000 0 DID 05115/1999 $308855 S32207 53'1207 O DUE 0.5/1512009 RATE 5500 YIELD 318aMTY - _
2 125019000 2,000 U S TREASURY NOTES SER H 2019 0.5/09/01 71/14/02 2,25688 2 UL2 19 197 69 0 OH
D I D 05/15/1999 2,0511142 19846 19846 DUE 05/15/2009 RATE 5500
1,17366 (1,32167 000 t-1 1,33366 (1,32187) 000 ------- --------- Y
07/U2/04
575
425
200
SALOMON SMITH BARNEY A member of atigrourl Select Client Statement P,5- 18 o'
32
� c, 0"36.,Z �029, 2002 Year End Summary THE CHARLES MAXFIELD PARRISH 8 Account Number 508-27983-14 102 lax 10 number 87-0490767
125019200 40 VERIZON COMMUNICATIONS
115079300 150 VERI20N COMMUNICATIONS
125019400 150 WASHINGTON MUTUAL INC
125020000 180 WORLDCOM INC WORI DOOM GROUP cou
--- SALOMON SMITH BARNEY
125020100 220 WORLDCOM INC WORLDCOM GROUP SALOMON SMITH BARNEY
80
125020200 40 WORLOCOM INC WORLDCOAI GROUP SALOMON SMITH BARNEY
175
06/74/02
O6/14/OZ
03i0B/02
Q5/10/01
10/01/02
10/02/02
OA/01/02
anaioz
07/01/02
1,179 70
4,52863
4,947 29
62277
3 131 77 (3 11857) 000 D
SALOMON SMITH BARNEY Page 70 of Yl
Account Number 508-27983-14 702 lax ID number 87-0490763
elermce Opening Closing Sale Original Cosh Original Gain/Loss) Ordinary Income umber Quantity Security Description Trade Dal* Trade Dais Proceeds Ad ju sted Cost Adjusted Gain/LOSS) Capital GainqLoss)
250200 10 TRANSOCEAN INC 07/27/07 12/02/02 f 25387 $36859 (f 114 72) f 000 $36859 (f 11472) f 000
alai S 69597207 (S 81,826 57) $ 000 $614,14550 $694421 >0 (380275 60) $ 4,59823
Details of Long Term Gain (Loss) 2002 his section shows your sales o! securities during the year The 'Sale Proceeds' column excludes any accrued income you may have received In addition, ItAough cash in lieu less than E20 is not included on Form 1099-8 (it applicable), it is included in this section Please note, this material is
eing prepared for informational purposes only and should riot be used for fax preparation without the assistance of your lax advisor or additional information regarding this section see enclosed brochure
2 O
0
L
Y E A R
E N D
THE CHARLES MAXFIELD PARRISH 8 Account Number 508-27981-14 102 Tax ID number 87-0490767
Ralrrmce Opening Closing Sale Original Cost Original Wmi(LOSS) Ordinary Income nomUer Quantity Sewnly Ues<upiwn Trade Dale Trade Date ProceeCS Adjusted Cost Adjusted Gaiv(L oss) Capital Gaiip/(Loss)
725001700 50 AMERICAN HOME PRODUCTS CORP 11/17/99 03/01/02 $3,20353 $2,63438 $56915 $000
Amemberof citiqroupT Select Client Statement � ,2 00440300 2002 Year End Summary
THE CHARLES MAXFIELD PARRISH 8
Details of Long Terns Gain (Loss) 2002 - continued eNnnca Oceninp Closing Sale Original Cosh Original Ca1Nllou) Ordinary Income umber Quantity Securi ty Descnvbon Trade Dale Trade Dale Proceeds AUiusleA Casl a.Ajus1eA Gain/(Loss) Capital Cam//LOSS)
25003800 57 6074 CITIGROUP INC 09/76/96 01/2/71 f 2,57197 f 70543 $ 1,86951 $000 SALOMON SMITH BARNEY f 70547 f 186854 $000
SALOMON SMITH BARNEY Amember of atiqroupT Select Client Statement
Page YA of n
e1 00003W2 0044002 2002 Year End Summary THE CHARLES MAXFIELD PARRISH 8 Account Number 508-27987-14 102 lax ID number 87-049076)
THE CHARLES MAXFIELD PARRISH & Account Number 508-27983-14 102 lax ID number 87-0490763
Details of Long Term Gain (Loss) 20Q2 . aoiunued = - , iele~ence Opening Closing Sale Original Cost Original Gam/(Loss) Ordinary Income wmLer Quantity Security Descnpiion Trade Dale Trade Data P,aceeCS Adjusted Cost Adjusted Gam/(Loss) Capital Gain/11-051) 125013100 15 JP MORGAN CHASE b CO 09/19/01 09/27/07 f 267 73 $52529 (S 238 16) $000
SALOMON SMITH BARNEY Amember ofatiqroupT Select Client Statement Page 26 of 32
� 0000,642 00440306, 2002 Year End Summary THE CHARLES MAXFIELD PARRISH & Account Number 508-2798)-14 102 Tax 10 number 87-049076)
Details of Long Tettii Gain (Loss) 2002 - continued ~ ° ° ' `~ _ '
eluence Opening Closing Salt Original Cost Original Gain/(toss) Ordinary Income ` imEer Quantity Securely Description Tr ade Dale Trade Dab Proceeds Adjusted Cost Adjusted Gain/(Loss) Capital Gain/(Loss)
2501500 10 MCDONALDS CORP 03/74/00 07/19/02 S24622 f 31938 (S 7316) $000 $31938 (f73 16) f000 0
THE CHARLES MaXFIELD PARRISH 8 Account Number 508-27983-14 102 Tax 10 number 87-0490763
Details of Long Term, Gain (Loss) 2002 ~coaunuea Reference Opening Closing Sale Original Cost Original Gain/(Loss) Ordinary Income numLei Quantity Security Description Trade Date Trade Date Proceeds Adjusted Cost Adjusted Gain/Loss) Capital Gam/Loss/
775016600 10 SBC COMMUNICATIONS INC 01/18/07 43/05/02 $38901 $50997 (S 1096) $000 $50997 ($12096) f 000
SALOMON SMITH BARNEY Amemberof atiqrouri ~ Select Client Statement
Page 27 of 32
liul 00003647 00aa0305 2002 Year End Summary
G
0
0
G
Account Number 508-2798)-14 102 Tax ID number B7-049076)
efarence Opening Closing Sale original Cost Original Gain/(LOSS) Ordinary Income umber Quantity Security Description Trade Date Trade Dale Proceeds Adjusted Cost Adjusted Gain/iLoss) Capital Gain/(Loss)
25070000 523703 WORLOCOM INC WORLDCOAI GROUP 04/19199 01/24/02 S 781 20 L 2,88649 1$ 2,705 23) $000 COA1 $2,88843 ($x,705 Y]) f 000
