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8/3/2019 Kent A Jordan Financial Disclosure Report for 2009
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. ; AOl0 ] FINANCIAL DISCLOSURE REPORT R e p o r l R e q u i r e d b y t h e E t h i csin Government Act of 1978R e ~ . l/ Z 0 1 0 ~ . I FOR CALENDAR YEAR 2009 0 u . s . c , a p p . . ~ ; . { 1 o i - t 1 1 )i. Person Reporting (last name, first, middle initial) 2. Court or Organization 3. Date of ReportJordan, Kent A. 3d Circuit 05/t4/2010
4. Title (Article Ill judges indicate active or senior status; 5a. Report Type (check appropriate type) 6. Rep~rtlng Periodmagistrate judges indicatg f~ll- or part-time) [] Nomination, Date 01/01/2009Circuit Judge [] lnilial [] Annual [] Final to, , 12;31/2009
5b. [] Amended Report7. Chambers or Office Address 8. On the basis of Ihe information contained in this Report and anymodiflcatiol~s pertaining thereto, it is, in my opinion, in compliance844 King Street with applicable laws and regulations.Lock Box 10Wilmington, DE 19801 Reviewing Offiter D ate
I M P O R T A N T N O T E S : The instructions accompanying this form musl be followea~ Complete all paris,checking the NONE box for each part where you have no reportable information Sign on last page.
I. POSITIONS. ~R~,a,s~] N O N E (No reportable positiora.)
POSITION N AM E O F O R G AN I Z AT I O N /E N T IT Y1. Member of Executive Committee Richard S. Rodney Inn of Court
2. A dvisory. B oard Member Georgetown U niversity E-Discovery Institute3. Board Member Ministry of Caring4. Board Member Sacred Heart Village
II. AGREEMENTS. (Reporting individ.al onl);" see pp. 14-16 of flllng instructions~)[~ NONE (No reportable agreemems.)
DATE PARTIES AND TERMSI.
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FINANCIAL DISCLOSURE REPORT N a m ~ o f P e r s o n R e p o r t i n g [ Date of Report [Page 2 of 1 0 Jordan, K e n t A . 0 5 / 1 4 / 2 0 1 0
I II . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; :;ec pp. 17-24 of filing instracaons,)A. Fliers Non-Investment Income[] NONE non-investment income.)N o reportable
D A T E SOURCE AND TYPE INC.~QME(yours, not spous*s)I. 2/2009 Vanderbilt University * teaching $8,000.00
2.09/2009 University of Pennsylvania School of Law - teaching $10.000
3.09/2009 Vanderbilt University - teaching $8.000.004.
B , S p o u s e s N o n - I n v e st m e n t I n c o m e - If you w ere married during any portion of the reporting year, complete this section.( D o l l a r a m o u n t n o t r e q u i r e d e x c e p t f o r h o n o r a r i a . )
~ NONE (No reportable non-investment income.)DATE SOURCE AND TYPE
1.1/09-3/09 Home Instead Senior Center - hourly2.3.4.
IV . R E I M B U R S E M E N T S -,r..,po..tio., todg~,s.food. ,,t,,,,i~,,,,~( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e m c h i l d r e n , " s e e p p . 2 , 5 - 2 7 o f f ! t i n g i n s t r u c t i o r t s . )~ NONE 6Vo reportable reimbursementa.)
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDEDt. PSS Systems, Inc t 1 2 2 - 2 3 1 0 9 Jacksonville, FL Speaker at seminar food, lodging, and tra.nsportation2. Vanderbih U niversity 2/6-13/09 Nashville, "IN teaching food, lodging and transportation3. Brigham Young U niversity 2 1 1 3 - 1 4 1 0 9 B oston, MA Speaker at seminar food, lodging and transportation4. Univ. of Pennsylvania Law 3 1 2 6 / 0 9 Philadelphia, PA Speaker at program transportationSchool5. Univ. of Pennsylvania Law 4/1/09 Philadelphia, PA Speaker at program transportationSchool;6. Boston U niversity 4/7-8/09 Boston, MA Judge Mo ot Ct, Fin als foo d. lo dg in g and tran sp ortatio n
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FINANCIAL DISCLOSURE REPORT Reporting DateofReportPage 3 of l 0 [ Jordan, KentA. 05 /14 /20107 . Practicing Law Institute 5/1/09 New York, NY Speaker at seminar food and transportation
Federa! Circuit Bar Assn. 6/18-20/09 W hite Sutpher Springs, conference participant food, lodging and transportationW V9. Vanderbuilt University 10/1 l-18/09 Nashville, TN leach food, lodging and transportation
1 1 .1 2 .
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FINANCIAL DISCLOSURE REPORT r ~ , ~ e o f ~ . e ~ o ~ a e p o , ~ i .g] Dat~ at
Page 4 of I 0 a o ~ a ~ ., K e n ~ A . 0 5 D 4 / 2 0 1 0
~ N O N E (No reportable g~fis.)~ DESCRIPTION VALUE
1.2.3.4.5.
[~ N O N E ( N o reportable liabilities.)C R E D I T O ~ D E S ~ R I P T I ~ ) N V A L U E C O D E
I.2.3.
5,
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FINANCIAL DISCLOSURE REPORT NameofPerson Reporting Date of ReportPage 5 of 1 0 J o r d ~ . , K e n l A. 0 5 / 1 4 / 2 0 1 0
VII. INVESTMENTS and TRUSTS - i ....... , ~ u e , t ...... tions (Includes those of sp ..... n d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f f i li n g i n s t r u c t io n s . )[---] NONE (No reportable income, assets, or transactions.)
A. B. C. D.D e s c r i p t io n o f A s s e t s I n c o m e d u r in g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p er i o d o f r e p or t i n g p er i o dP l a c e " C X ) " a f te r e a c h a s s e t A m o u n tI Type(e.g., Value I V a l u e T y p e ( g . , Date Value i Gain [ ldentityofe x e m p t f r o m p r i o r d is c l o s u r e Code I [ d i v . , r e n t , C O d e 2 [ Method b u y , s e l l ~ mm/dd/yy Code2 i Code I buyer/seller
(Q-W) .... t r a n s a c t i o n )l. Schwab U.S. Treasury Money Fund A Dividend K T
2. Galeway Index Plus Fund None J T B uy 01/05/09 J3. Buy 01/07/09 J
(addl)4. Sold 02/20/09 J(pan)5. Sold 02/24/09 J
6. B uy 04/13/09 J(addl)7 . Loomis Sayles Bond None K T B uy 01/22109 K8. A Dividend J T B uy 01/29/09(addl)9. A Dividend J T B uy 02/24/09(addl)I 0 . A Dividend J T B uy 03/24/09(add])1 l. A Dividend J T B uy 04/28/09(addl)1 2 . A Dividend J T Buy 05/27/09(addl)1 3. A Dividend J T B uy 06/23/09(addl)1 4 . A Dividend J T B uy 07/28/09(addl)1 5 . A Dividend J T B uy 08/25/09(addl)1 6 . A Dividend J T B uy 09/22/09
(addl)1 7 . A Dividend J T B uy 10/27/09(addl)
(See Columns CI a~d D3) N ~$250,001 - $500,000 O =$500,001 - $1,000,000 P I = $ 1, 00 0, 00 1 - $ 5 ,0 ~O ,0 00 P 2 = $ 5 ,0 00 ,0 01 - $ 2 5 ,0 ~ 0, 00 0P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,0~3. Value Method Codc-s Q =Appraisal R =Cost (Real E~tatc Only) S =Assessmenl T =C~h M~ket(See Column 2) U -B ook V alue V =Other W =Estimated
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FINANCIAL DISCLOSURE REPORT ~ Name of Person Reporting Date of ReporlPage 6 of 10] Jordan, Kent A,
05 / 14 / 2010
VII. INVESTM ENTS and TRUSTS - ~.co ..... t.., ,, .... a o . ,~ a . c t . ~ , h o s . o S s ~ . .. .. d a e ~ , ~ . a . , c h u a r . . ;N O N E (No reportable income, assets, or transactions.)
A. B. C. D.Description of Assets Income during Gross value at e n d Transactions during reporling period
(including !.rest assets) ~ reporting period of reporting period~,T-T ..... i ~ ) . . . . . T ~ i)- - I - -~ ) i . . . .. - f - i ) . . . . i-(-~i--~ i~i-? -(,-T j ..........i ~ S . . .. .p ~ , f x ) " ~ , e . . . . hamlet , \ m o n , t T > ~ ( 0 . g . , Va~ue[ W t o 0 I T ~ ( e . g . . : D a t e i Valne(A-H) [ orint.) (J-P) | Code3 [ redemption) ] (J-P) ~ (A-II) I (ifprivate
1 8 . A D i v id e n d J T B u y 11/24/09(addq)1 9 . A D i v id e n d J 3 " B u y 1 2 / 1 ~ / 0 9 J( a d d l }2 0 . R y d e x I n v e r s e G o D L o n g N o n e B u y 01/22/09 J2 1 . B u y 01/29/09( a d d ] )22 , S o l d 03/20/09(pan)23 . S o l d 04/02/092 4 . G a te w a y I n d e x P lu s F u n d N o n e J T B u y 04/02/0925, B u y 04/!4/09( a d d l )26. A D i v id e n d 3 T B u y 06/26/09( a d d l )2 7 . A D i v i d e n d J T B u y 09/25/09
( a d d l )2 8 , A D i v i d e n d 3 T B u y !t2/22/09( a d d { )2 9 , I v y A s s e t S tr a t e g y N o n e J T B u y ! 0 4 1 0 6 / 0 93 0 , B u y 04/13/09( a d d I )3 1 . A D i v i d e n d J T B u y 12/10/09( a d d l )32, ProFunds Rising Rates Opportun ity Fund None Buy 05/28/09
33. Buy 07/08109( a d d l )
34 . S o l d 07/31/09( p a r 0
(See Colu~
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P a g e F I N A N C I A L 7 o f 1 0 D I S C L O S U R E R E P O R T [ 0 s / J 4 / 2 0 1 0VII. INVESTMENTS an d TRUSTS - ~.o ..... tu,, , ..... h a n s (Includes those of spauae and ~pendem c h u r c h ; s e e p p . 3 4 - 6 0 O/~g ~ x t r u c t i o n s . )~ N O N E (No reportab& income, assets, or transactions.)...... -X~ .............. 1 .........~ .....................~ ? .... . . . . . .. . . . . . . . . .. . . . . . . . . . .. . . . . . . . . D. ................
Dc~fiption of Assels Income during Gross va lue a{ end Tmn~ctions d~ng rcpo~iag ~fi~ ~(including trust asse~) rc~ing ~ri~ of re~ing pe6od~o) ~) o) [ ~ o) ~) ~) .... ~ ...............~--~
PI~c "(X)" after each ~set : : Amount T~ (e.g., V a l u e [ Value T~ (e.g,, Date Value Gain Idmtity ofexempt from prior disclos~e ~ Cede I div., rent, C~c 2 Me~od buy, sell, ,m~d~ C~e 2 Code I buyer/seller~ (A-H) or int.) (J-P) C~e 3 redemption) ~ (J-P) ( A - H ) (ifpfivale
: (Q-~ ....... ~ t~ns~tion) :............. [ .............................................35 ~ Sold 08/18/09 J3 6 . Pioneer High Yield Fund Class A None K T B uy 06/03/09 K
3 7 , A Dividend J T B uy 06/30/09(addl)
3 8 . A Dividend J T B uy 07/31/09(addl)3 9 . A Dividend J T B uy 08/31/09( a d d l )40. A Dividend J T B uy 09/30!09(addl)41, A Dividend J T B uy 1 0 / 3 0 1 0 9(addq)42. A Dividend J T B uy 1/30/09
(addEl43. A Dividend J T Buy 12/31/09(addl)44. American Fund Growth Fund of Am. None J T Buy 07/22/09
45, J T B uy 08/31/09(addl)
46. A Dividend J T B uy 12/2 ]/09( a d d l )47 . American Century Equity-Income None J T B uy 08/07/094 8 . J T B uy 08/27 /09 J(addl)4 9 . A Dividend .I T [ ~ u y 09/15/09 J(addl)5 0 . A Dividend J T B uy 12/29/09 J
(addl)5t. Pioneer Global High Yield A None J T B uy 09/10/09 J
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FINANCIAL DISCLOSURE REPORT N a m e o f ~ e r s o o ~ t * p o , ( i a g O a ~ e o t R ~ , ,, ~ iIage 8 of 1 0 Jordan, K e n t A . 0 5 1 1 4 / 2 0 1 0VII. I N V E S T M E N T S a n d T R U S T S - ~,~o~, ~, , ~ o . ~ a . ~ . , ~ o ~ ~/~ . . . . . . ~ dependent children; s e e p p . 3 4 - 6 0 offlltng ins,ruclion~)
~O~E ~o reportable income, assets, or transactions.)
~sc~ption of Asse~ I n c o m e d u r in g Gr~s valuc at end T~n~crions du~ng re~Hing ~ri~(including ~st ~) re~aing ~ri~ of reposing pefi~
Place "(X)" a~er ~h ~ml A m o u n t T~e (e.g., V a l u e ] Value T~ (e.g., ~: Date :: Val~ G a i n I d e n t i t ye x e m p l f r o m p r i o r d i s c lo s ~ c C~e I d i v . , r e n t , C~e 2 ] Mc~ buy, sell, ~m~d~yy :: C~e 2 C o d e I b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) [ C o d e 3 r e d e m p l i o n ) [ (J-P ) : (A -H ) ( i f p r i v a t e(Q-~ .... r ~ trade,ion)5 2 . J T B uy 09/I 5/09 J(addl)53. A Dividend J T B uy 09/30/09 J(addl)5 4 . A Dividend J T B uy 10/30/095 5 . A Dividend J T B uy 11/30/~(addl)5 6 , A Dividend J T B uy 12/31/09 J(addl)57 . Fideli~ lnves~ent - DelawareCollegeInvestment (~58. Fideli~ lnves~ent - Delaware CollegeInvestment (~5 9 . FideIi~ Investmenl - Delaware C ollegelnves~ent (Y)60. Fideli~ Inves~enl - Delaware College {Y)
61. ING Direct (Money Market Accts) (Y)62. Texaco/Chevron Corp. Common Stock A Dividend6 3 . Texaco/Chevron Corp. Common Stock A Dividend J T6 4 . Texaco!Chevron Corp. Common Stock A Dividend J T65.
Income Gain Codes: A = $ 1 , 0 0 0 o r l e s s B = $ 1 . b ~ O I - $ 2 ,3 0 0 C = $ 2 , 5 0 1 - $ 5 , 0 0 0 D = $ 5 , 0 0 1 - $ t 5 . 0 0 0 E = $ 1 5 . 0 0 1 - $ 5 0 . 0 0 0
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Name of Person R eporl ing [ Date of ReportFINANCIAL DISCLOSURE REPORT[ Jordan, Kent A. [
05/14/2010ag~ 9 of 10VI I I. AD D I TIONAL I NFOR MATI ON OR EXPL ANAT I ONS. a,~,~,~,o/~eo~
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FINANCIAL DISCLOSURE REPORT ] N . . . . D.,eofR poIPage 1 0 of 1 0[ J o r d .n , K e n t A .
0 5 / 1 4 1 2 0 1 0
IX. CER TIFICATION.I cert i fy that al l information given ab ove (including information pertaiedng to m y spouse a nd m inor or depend ent chi ldren, i f any) Isaccurate, true, and complete to the best of m y knowledge and belief, and that any information n ot reported was w ithheld because it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned income from outside emp loyment and hono raria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U .S.C. 7353, and Judicial Conference regulations.
Signatur~
NOTE: ANY INIDIVIDUAL ~V iIO KNOWINGLY AND W ILFULL FAL SIFIES (AND CRIMINAL SANCTIONS (5 U .S.C. app. 104)
F I L I N G I N ST R U C T I O N SMail signed original and 3 additional copies to:
Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544