Kern,
5.
Report Required hy the Ethics FINANCIAL DISCLOSURE REPORT AO JO in Government Act of 1978 Rev. l/20Il
FOR CALENDAR YEAR 2010 (5 U.S.C. app. §§JOI-I I I)
I. Person l{eporting (last name, first, middle initial)
KERN, TERENCE C.
2. Court or Organization
USDC/NDOK
3. Date of Report
5/10/2011
4. Title (Article Ill judges indicate active or senior status;
magistrate judges indicate full- or part-time)
U.S. District Judge (Senior)
Sa. Report Type (check appropriate type)
D Nomination, Date
D Initial [{] Annual
Sb. D Amended Report
D Final
6. Reporting Period
01/01/2010
to
12/31/2010
7. Chambers or Office Address
United States Courthouse 333 West 4th Street, Rm 411
Tulsa OK 74103
8. On the basis of the information contained in this Report and any
modifications pertaining thereto, it is, in my opinion, in compliance
with applicable laws and regulations.
Reviewing Officer Date
IMPORT ANT N 0 TES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
I. POSITIONS, (Reporting individual only; see pp. 9-13 of filing instructions.)
[{] NONE (No reportable positions.)
POSITION NAME OF ORGANIZATION/ENTITY
I.
2.
3.
4.
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
[{] NONE (No reportable agreements.)
PARTIES AND TERMS
I.
2.
3.
Terence C.
4.
Name of Person Reporting Dale of Report FINANCIAL DISCLOSURE REPORT
Page 2 of9 KERN, TERENCE C. 5110/2011
Ill. N 0 N-INVES TMENT IN CO ME. (Reporting individual and spouse; see pp. 17-14 of filing instru<·tions.)
A. Filer's Non-Investment Income
[{] NONE (No reportable non-investment income.)
SOURCE AND TYPE INCOME (yours, not spouse's)
I.
2.
3.
4.
B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
[{] NONE (No reportable non-investment income.)
SOURCE AND TYPE
I.
2.
3.
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment.
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
[{] NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
I.
2.
3.
4.
5.
FINANCIAL DISCLOSURE REPORT
Page 3 of9
Name of Person Reporting
KERN, TERENCE C.
Date of l{eport
5/10/2011
V• G JFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
[{] NONE (No reportable gifts.)
SOURCE DESCRIPTION VALUE
I.
2.
3.
4.
5.
VJ. LJABILJTJES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
[{] NONE (No reportable liabilities.)
CREDITOR DESCRIPTION
I.
VALUE CODE
2.
3.
4.
5.
(2) (I)
FINANCIAL DISCLOSURE REPORT
Page 4of9
Name of Person Reporting
KERN, TERENCE C.
Date of Report
5/10/2011
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse anti tlepentlentchildren; see PP· 34-60 of filing instruction.<.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
I. Oil & Gas Leases: Heading for lines 2-17
2. ----L Tuley, Garvin Co, OK A Royalty J w
3. ----Lash, Murray Co, OK A Royalty J w
4. ----Crump, Murray Co, OK A Royalty J w
5. ----Floyd, Garvin Co, OK c Royalty J w
6. ----Gibson, Garvin Co, OK A Royalty J w
7. ----Muncrief, Garvin Co, OK A Royalty J w
8. ----Beers Lite, Dewey Co, OK A Royalty J w
9. ----Kenneth, Dewey Co, OK A Royalty J w
10. ----Edna, Dewey Co, OK A Royalty J w
11. ----Stanton, Dewey Co, OK A Royalty J w
12. ----Kimball, Major Co, OK A Royalty J w
13. ----Miller, Major Co, OK c Royalty J w
14. ----Spark, Bensch, Major Co, OK A Royalty J w
15. ----BcWk, Logan Co, OK A Royalty J w
16. ----Royalty Int, Custer Co, OK A Royalty J w
17. ----Royalty Int, Stephens Co, OK B Royalty J w
I. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001-$50,000
(Sec Columns Bl and D4) F =$50,001 -$!00,000 G =$!00,001 - $1,000,000 HI =$1,000,00 I -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,00I -$100,000 M =$100,00 I - $250,000
(Sec Columns Cl and 03) N =$250,001 -$500,000 0 =$500,00 I -$1,000,000 PI =$1,000,00 I -$5,000,000 P2 =$5,000,00 I - $25,000,000
P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000
3. Value Mclhod Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(Sec Column C2) U =Book Value V =Other W =Estimated
B.
(2) (2) (2) (5)
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 5 of9 5/10/2011KERN, TERENCE C.
VII. INVESTMENTS and TRUSTS - income, value, t ransactions (Includes tlrose of spouse and dependent clrildren; see PP• 34-60 of filing instru<·tions.)
D NONE (No reportable income, assets, or transactions.)
A. c. D.
Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(l) (I) (l ) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
18. BROKERAGE ACCOUNT#4 Heading for lines
19-32
19. --Xeta Tech None J T
20. --AIP Redeemed 12/31/10 L Rolled over into IRA
21. --UBS Bank USA Dep Acct A Int./Div. K T (Active Asset Money
Fund)
22. --Analog Devices Inc A Dividend J T
23. --Walgreen Co A Dividend J T
24. --Williams Co A Dividend J T
25. --lshares Trust Dow Jones Technology
Sector Index B Dividend J T
26. --Ishares Trustr S&P Global Materials Index Fund
A Dividend J T
27. --!shares Dow Jones US Telecom Sector Sold 06/09/10 J
28. --!shares Trust S&P Global Consumer
Staples Index Sold 10/27/10 J
29. --lshares Dow Jones US Aerospace &
Defense Sold 06/09/10 J
30. --ONEOK Partners LP B Dividend Buy 03/16/10 J
31. Buy
(add'I)
05/21/10 J
32. --Enterprise Products Partner LP MLP A Dividend Buy 06109110 K
33. BROKERAGE ACCOUNT#7 Heading for lines
34-48
34. --Cimarex Energy A Dividend J T
l. Income Gain Codes: A 4 I ,000 or less B =SI,001 -$2,500 c 42,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000
(See Columns BI and D4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001-$5,000,000 H2 =More than $5,000,000
2. Value Codes J=$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =SI 00,00 I -$250,000
(Sec Columns CI and 03). N=$250,00 I - $500,000 O =$500,00 I -$1,000,000 Pl =SI,000,001 -$5,000,000 P2 =$5,000,00 I - $25,000,000
P3 =$25,000,001 - $50.000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(Sec Column C2) U =Book Value V=Othcr W =Estimated
(I) (I) (2)
FINANCIAL DISCLOSURE REPORT
Page 6 of9
Name of Person Reporting
KERN, TERENCE C.
Date of Report
5/10/2011
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes tlrose of spouse and dependent clri/dren; ..ee PP• 34-60 of filing instruc·tit>ns.)
D NONE (No reportable income, assets, or transactions.)
A. 8. c. D.
Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period ofreporting period
(1) (2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
35. --Dow Chemical Co A Dividend J T
36. --Helmerich & Payne A Dividend K T
37. --Energy Transfer Partners LP B Distribution K T
38. --Coca Cola Co A Dividend J T
39. --United Technologies A Dividend J T
40. --!shares MSC! Emerging Markets Index Fund
B Dividend J T
41. --McKesson Corp B Dividend K T
42. --!shares Trust S&P Global Infrastructure Index
A Dividend J T
43. --!shares US Dow Jones Medical Equipment Index
A Dividend J T Buy 02/02/10 J
44. --Cushing MLP Total Return Fund B Dividend K T Buy 09/16/10 K
45. --Nuveen Diversified Commodity Fund Buy 10/27/10 J
46. --Powershares DB Multi Sector Commodity
TR DB Buy 10/27/10 J
47. --Technology Sector SPDR Trust SHS Buy 10/27/10 J
48. --UBS Bank USA Deposit Acct A Interest K T (Active Asset Money Fund)
49. BROKERAGE ACCOUNT#8 Heading for lines 50-54
50. --BPZ RES Inc Com A Dividend K T
51. --Federated Capital Reserves A lnt./Div. J T
I. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 C =$2,501 -$5,000 D =$5,001 - $15,000 E =$15,001 -$50,000
(See Columns BI and 04) F =$50,001 -$100,000 G =$100,001 -$1,000,000 H1 =$1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K=$15,001-$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000
(Sec Columns Cl and DJ) N =$250,001 -$500,000 0=$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000
P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(Sec Column C2) U =Book Value V =Other W =Estimated
(5)
FINANCIAL DISCLOSURE REPORT
Page 7 of9
Name of Person Reporting
KERN, TERENCE C.
[)ate of Report
5/ 10/2011
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing ins/rUL'lions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) repo11ing period of reporting period
(I) (2) (I) (2) (1) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/sellerCode 1
(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
52. --U.S. Energy Corp WYO A Dividend K T Buy 02/10/10 K
53. Buy (add'l)
02/10/10 J
54. --Magellan Midstream Partners LP Com Unit
B Dividend K T Buy 05/21/10 K
55. Bank of Oklahoma accounts A Interest K T
56. F&M Bank account A Interest J T
1. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 C =$2,50 I -$5,000 D=$5,001-$15,000 E=$15,00l -$50,000
(Sec Columns BI and D4) F =$50,001 - $100,000 G =$100,001 -$1,000,000 HI =$1,000,00 I - $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,00 I -$50,000 L =$50,001 - $100,000 M =$100,001 -$250,000
(See Columns Cl and DJ) N =$250,001 - $500,000 0 =$500,00 I - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 -$25,000,000
P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S ""Assessment T =Cash Market
(Sec Column C2) U =Book Value V =Other W <==Estimated
5/10/2011
Name of Person Reporting Dale of Report FINANCIAL DISCLOSURE REPORT
Page 8 of9 KERN, TERENCE C.
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicalepartofreport.)
FINANCIAL DISCLOSURE REPORT
Page 9 of9
Name of Person Reporting
KERN, TERENCE C.
Date of Report
511012011
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is
accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory
provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in
compliance with the provisions of S U.S.C. app. § SOI et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature: s/ TERENCE C. KERN
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL
AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301 One Columbus Circle, N .E.
Washington, D.C. 20544
2.
3.
2.
AOJO Rev. 112011
Reporl Required by the Ethics FINANCIAL DISCLOSURE REPORT in Government Act of 1978
FOR CALENDAR YEAR 2010 (5 U.S.C. app. §§ 101-111)
1. Person Reporting (last name, first, middle initial)
KERN, TERENCE C.
2. Court or Organization
USDC/NDOK
3. Date of Report
07/14/2011
4. Title (Article Ill judges indicate active or senior status;
magistrate judges indicate full- or part-time)
U.S. District Judge (Senior)
Sa. Report Type (check appropriate type)
D Nomination, Date
D Initial [lj Annual
Sh. [lj Amended Report
D Final
6. Reporting Period
01/01/2010
to
12/31/2010
7. Chambers or Office Address
United States Courthouse
333 West 4th Street, Rm 411
Tulsa OK 74103
8. On the hasis of the information contained in this Report and any
modifications pertaining thereto, it is, in my opinion, in compliance
with applicable laws and regulations.
Reviewing Officer Date
IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
I. POSITJ ONS. (Reporting individual only; see pp. 9-13 offiling instructions.)
[{] NONE (No reportable positions.)
POSITION NAME OF O RGANIZATION/ENTITY
I.
4.
5.
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instruL"lions.)
[{] NONE (No reportable agreements.)
PARTIES AND TERMS
I.
3.
Kern, Terence C. A
4.
4.
3.
FINANCIAL DISCLOSURE REPORT
Page 2 of9
Name of Person Reporting
KERN, TERENCE C.
Date of Report
07/14/2011
Ill. N 0 N-JNVES TMENT IN CO ME. (Reporting individual and spouse; see pp. 17-14 of filing instructions.)
A. Filer's Non-Investment Income
[{] NONE (No reportable non-investment income.)
SOURCE AND TYPE INCOME (yours, not spouse's)
I.
2.
3.
B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honorario.)
[{] NONE (No reportable non-investment income.)
SOURCE AND TYPE
I.
2.
3.
JV. REIMBURSEMENTS -transportation, /odging,food, entertainment
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
[{] NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
I.
2.
4.
5.
FINANCIAL DISCLOSURE REPORT
Page 3 of9
Name of Person Reporting
KERN, TERENCE C.
I>ale of l{eport
07/1412011
V• GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
[{] NONE (No reportable gifts.)
SOURCE DESCRIPTION VALUE
I.
2.
3.
4.
5.
VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
[{] NONE (No reportable liabilities.)
CREDITOR DESCRIPTION
I.
VALUE CODE
2.
3.
4.
5.
(I) (2) (4) (5)
FINANCIAL DISCLOSURE REPORT
Page 4 of9
Name of Person Reporting
KERN, TERENCE C.
Date of Report
07/14/2011
VII. INVESTMENTS and TRUSTS -income, value, tr1msactio11s <Includes those of spouse and dependen1 L"11itdren; see PP· 34-60 of filing instructions.J
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period ofreporting period
(2) (I) (2) (1) (3)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent,. Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
I. Oil & Gas Leases: Heading for lines 2-17
2. ----L Tuley, Garvin Co, OK A Royalty J w
3. ----Lash, Murray Co, OK A Royalty J w
4. ----Crump, Murray Co, OK A Royalty J w
5. ----Floyd, Garvin Co, OK c Royalty J w
6. ---Gibson, Garvin Co, OK A Royalty J w
7. ----Muncrief, Garvin Co, OK A Royalty J w
8. ----Beers Lite, Dewey Co, OK A Royalty J w
9. ----Kenneth, Dewey Co, OK A Royalty J w
10. ----Edna, Dewey Co, OK A Royalty J w
11. ----Stanton, Dewey Co, OK A Royalty J w
12. ----Kimball, Major Co, OK A Royalty J w
13. ----Miller, Major Co, OK c Royalty J w
14. ----Spark, Bensch, Major Co, OK A Royalty J w
15. ----BcWk, Logan Co, OK A Royalty J w
16. ----Royalty Int, Custer Co, OK A Royalty J w
17. ----Royalty Int, Stephens Co, OK B Royalty J w
L Income Gain Codes: A =$1,000 or less B =$ J,00 I - $2,500 C =$2,50 I -$5,000 D =$5,001-$15,000 E=$15,00J -$50,000
(See Columns BI and 04) F =$50,001 - $100,000 G =$100,001. $1,000,000 HI =$1,000,00 I - $5,000,000 H2 =More than $5,000,000
2, Value Codes J =$15,000 or less K =$!5,001 - $50,000 L =$50,001 -$100.000 M =$I 00.00 I - $250.000
(Sec Columns CI and 03) N =$250.00 I - $500,000 0 =$500,001 - $1,000,000 PI =$1,000,00 I $5,000.000 P2 =$5,000,001 - $25,000.000 •
P3 =$25,000,001 - $50,000.000 P4 =More than $50.000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Eswte Only) S =Assessment T ==Cash Market
(Sec Column C2) U =Book Value V =Other W =Estimated
(I) (3) (4)
FINANCIAL DISCLOSURE REPORT
Page 5 of9
Name of Person Reporting
KERN, TERENCE C.
Date of Report
07/14/2011
VII. INVESTMENTS and TRUSTS -income, value, transactions onc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.;
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period ofreporting period
(I) (2) (2) (I) (2) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code l buyer/seller
(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
18. BROKERAGEACCOUNT#4 Heading for lines 19-32
19. --Xeta Tech None J T
20. --AIP B Dividend Redeemed 12/31/10 L Rolled over into IRA
21. --UBS Bank USA Dep Acct A Int./Div. K T (Active Asset Money Fund)
22. --Analog Devices Inc A Dividend J T
23. --Walgreen Co A Dividend J T
24. --Williams Co A Dividend J T
25. --!shares Trust Dow Jones Technology Sector Index
B Dividend J T
26. --!shares Trustr S&P Global Materials Index Fund
A Dividend J T
27. --!shares Dow Jones US Telecom Sector A Dividend Sold 06109110 J B
28. --!shares Trust S&P Global Consumer Staples Index
A Dividend Sold 10/27/10 J A
29. --!shares Dow Jones US Aerospace & Defense
A Dividend Sold 06/09/10 J A
30. --ONEOK Partners LP B Dividend J T Buy 03/16/10 J
31. Buy (add'!)
05/21/10 1
32. --Enterprise Products Partner LP MLP A Dividend J T Buy 06109110 K
33. BROKERAGEACCOUNT#7 Heading for lines 34-48
34. --Cimarex Energy A Dividend J T
I. Income Gain Codes: A Sl,000 or less B =$1.00 I - $2,500 C =$2,50 I - $5,000 D $5,001 - $15,000 E =$15,00 I - $50,000
(See Columns Bl and D4) F =$50,001 -$100.000 G =$100.001 -$1,000.000 HI =$1,000,001-$5,000,000 H2 More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,00 I - $50,000 L =$50,001 -$100,000 M $100,001 -$250,000
(Sec Columns C 1 and 03) N =$250,001 -$500,000 0 =$500,00 I - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000
P3 =$25,000,00 I -$50,000,000 P4 More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cosl (Real Estalc Only) S ""'Assessment T :Cash Market
(Sec Column C2) U =Book Value V =Other W =Estimated
D.
(4)
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
Page 6 of9 KERN, TERENCE C. 07/14/2011
VII. INVESTMENTS and TRUSTS - income, value, transactions <Includes those of spouse and dependent children; see PP· 14-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. C.
Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period ofreporting period
(I) (2) (I) (2) (I) (2) (3) (5} Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code l buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
35. --Dow Chemical Co A Dividend J T
36. --Helmerich & Payne A Dividend K T
37. --Energy Transfer Partners LP B Distribution K T
38. --Coca Cola Co A Dividend J T
39. --Unite d Technologies A Dividend J T
40. --!shares MSC! Emerging Markets Index Fund
B Dividend J T
41. --McKesson Corp B Dividend K T
42. --!shares Trust S&P Global Infrastructure Index
A Dividend J T
43. --!shares US Dow Jones Medical Equipment Index
A Dividend J T Buy 02/02/10 J
44. --Cushing MLP Total Return Fund B Dividend K T Buy 09/16/10 K
45. --Nuveen Diversified Commodity Fund A Dividend J T Buy 10127110 J
46. --Powershares DB Multi Sector Commodity TR DB
A Dividend J T Buy 10/27/10 J
47. --Technology Sector SPDR Trust SHS A Dividend J T Buy 10/27/10 J
48. --UBS Bank USA Deposit Acct A Interest K T (Active Asset Money Fund)
49. BROKERAGE ACCOUNT#8 Heading for lines 50-54
50. --BPZ RES Inc Com A Dividend K T
51. --Federated Capital Reserves A Int./Div. J T
I. Income Gain Codes: A =$1,000 or less B =$ t ,00 I -$2,500 C $2,50 I -$5,000 0 $5,001 -$15,000 E =$15,001 -$50,000
(Sec Columns BI and 04) F =$50,00 I - $ I00,000 G=SJ00,001-$1,000,000 HJ $1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L $50,00 I - $ I00,000 M $ J 00,00 I - $250,000
(Sec Columns Cl and 03) N =$250.00 I -$500,000 0 =$500,00t - $1,000,000 p I =$ J,000,00l -$5,000,000 P2 =$5,000,001 -$25,000,000
P3 =$25,000,00 I -$50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T ='Cash Market
(Sec Column C2) U =Book Value V =01hcr W =Estimated
B.
(I) (I) (3)
FINANCIAL DISCLOSURE REPORT
Page 7 of9
Name of Person Reporting
KERN, TERENCE C.
Date of Report
07/14/2011
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP• 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. c. D.
Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reponing period of reporting period
(I) (2) (2) (2) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
Code I exempt from prior disclosure Code I buyer/sellerdiv., rent, Code 2 Method buy, sell, mrn/dd/yy Code 2
(A-H) (if private (A-H) or int.) (J-P) Code3 redemption) (J-P)
transaction)(Q-W)
52. --U.S. Energy Corp WYO A Dividend K T Buy 02/10/10 K
53. Buy (add'l)
02/10/10 J
54. --Magellan Midstream Partners LP Com Unit
B Dividend K T Buy 05/21/10 K
55. Bank ofOklahoma accounts A Interest K T
56. F&M Bank account A Interest J T
I. Income Gain Codes: A =$I ,000 or lcss B =$1,00 I - $2,500 C =$2,50 I - $5,000 D =$5,001 -$15,000 E =$15,001 -$50,000
(Sec Columns BI and D4) F =$50,001 - $100,000 G =$100,001 -$1,000,000 HJ =$1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$I 5,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$I 00,00 I - $250,000
(Sec Columns CI and DJ) N =$250,001 -$500,000 0 =$500,00 I - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,00 I - $25,000,000
P3 =$25,000,00 I - $50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(Sec Column C2) U =Book Value V =Other W =Estimated
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 8 of9 0711412011KERN, TERENCE C.
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofreport.)
FINANCIAL DISCLOSURE REPORT
Page 9 of9
Name of Person Reporting
KERN, TERENCE C.
Date of l{eport
07/1412011
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature: s/ TERENCE C. KERN
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301 One Columbus Circle, N.E.
Washington, D.C. 20544