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L iHSCLOSURE REPORT Rluind y the F:thks :121 Calendar Yc:ir … · 2019. 7. 26. · I ! .. '" __...

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I ! . . '" __ -_. X _ '"· :121* {cb . - NAɊIEOFOJANl7ATl<>NIEN -" pH ., .. ,. I Dal.: . ___ . .. : l N ONE - (Nnr.rl.p,L lilinr.) AO-J FINANCL L iHSCLOSURE REPORT Repor Rluind h the F:thks in Guvcrtnt Ac ui 197R Calendar Yc:ir 2003 {5 ll,S.C. app. 3§ lfll-1 H) !. l'rn Rcp1111i11g (L- nmn. Fin 11.nl. Middl inilinl) Breyer. Chn r! R 4. Tith: \Aicle Ill Jutlg. indirle 11:1iv or :'1i11r italu. mngiktrtcjudg. indic:11c lull- nrpl rHim•:) 7. thamhl o Ollk :\1ldr.oɉ llS l>1r1•1 Cnr 450 Oold.<al. Aw. l'Jth 1: 2. luur nr Organi1.lio1 N.1>. ofCalifoia 5. lkpm1Type appiate ly) 3. Dah:ofRepor 05/14/04 6. Rening l'e I NnmmalɈll. Ot.: 01/01103 l Initial I ) 1"lnl to 121/03 lt < )n lhc hiiY nfthe infommtion cain.' in lhil lfopo and any modiliC1ti1111i peraining !heo i i in my opinion. in cmplianc wilh appliihl. luw nn Ntlatiq lk1·icwi11g < lllic.r S fn:ic <a 94102 i itin acpanying thiN fn t hi fll1>wd. tnntpl.t. all p ihockng thi NONIɆ hi f i' pr le itio Sig on ln. pg. l. POSITIONS. (RL'lllti1 inih-dal only; 1.l p. 91.I 11flig im1citw11) l'C >SIT!< >N I. ·i1·r1ll .:;: -"\ C o ...ɇ,.; - , .. , Cr i ɂ r= C> - (' ."" o- i• .. + .. - , . 7 (: . , - -- ,-.. 1Ƀ" U.' . ,., 0 ·V·W"M .. r.- Ʉ·Ʌ ' • " fl. AGREEMENTS. (MLrin i ni\-idalonly:i p 1416lflilingin"rudiull") c.-- , '"i . 0 - r- al NONE - (Nnronrtahl.111;..'tlL":) 0 + t lAR11ES ANI> n:RMS l.
Transcript
Page 1: L iHSCLOSURE REPORT Rluind y the F:thks :121 Calendar Yc:ir … · 2019. 7. 26. · I ! .. '" __ -_._'"· :121 {cb . k NAIEOFOWANl.ATlNIEY -1 H I Dal:: .: l NONE -(Nnrmhl:p,llilinr,)

I ! ... '" __ -_._'"· :121

{cb .. -ck

NA IEOFOJWANl7.ATl<>NIEN1ITY

-"!"'1 H .,,_ ..... .

I

Dal.:: . ___ . •• .. •

: l NONE - (Nnr.:rmrtahl.:p,Llllilinr..,;,)

AO-Ja FINANCL<\ L iHSCLOSURE REPORT Report Rllf.luind hy the F:thks in Guvcrnmt>nt Act ui' 197R

Calendar Yc:ir 2003 {5 ll,S..C. app. 3§ lfll-1 H)

!. l'i:r:;on Rcp1111i11g (La.-i nmn.:. Fin;i 11.nnl<!. Middli: inilinl)

Breyer. Chn rl!!>< R

4. Tith: \Anicle Ill Jutlg.:i; indir.:ale 111:1iv.: or :«.'!1i11r i;talu...; mngi trntc:judg.:s indic:11c lull- nrpllrHim•:)

7. t'hamhl\lfli or Ollki: :\1ldr.:.o;.

llS l.>i:.1ri1•1 Cnurt

450 Oold.:n<Jal.: Aw. l'Jth 1:i

2. l'uurl nr Organi1.alio11

N.1>. ofCalifomia

5. lkpm1Type appropriate lype)

3. Dah:ofReport

05/14/04

6. Repnrting l'erfod

I Nnmmal lll. Oat.:: 01/01103

l Initial I ) 1-"lnnl to

12131/03 lt < )n lhc hai;i nfthe infommtion cuntain..'CI in lhi lfoport and any

modiliC11ti1111i; pertaining !hereto. it is. in my opinion. in compliance

wilhapplii:nhl.: luws nnd Ngltlation.q,

lk1·icwi11g < lllic.:r San fnmc::ii:cn. <.'a. 94102

i itNru&:tinni: accompanying thiN fonn tnw4 hi: foll1>'wd. t'nntpl.:t.: all partx. i:ho:cking thil NONI hoi.; for i:acl' part le infornmtion. Sign on ln...a pag.:.

l. POSITIONS. (RL'flllt1i11s indih-idual only; 11.:ll pp. 9-1.I 11fliling im11ruciitw111)

l'C >SIT!< >N

I. ·i1·rw41ll

.::;;:: -.;""\C'I .,.....! ,..; - , ..... ,C.,r) i r-=>C> - (:').- """

o-;:;if• ... ...-,,:. 7? (:::;l ..,---. ,#-...... 1 "\ .;,.'1.. ,.,., 0 · · "Ml....: r-c.- ·'a • "

fl. AGREEMENTS. (ML"l'1nrting indi\-idualonly:i= pp. 14-16Cllflilingin"'rudiull") c..-:> '""ii .. 0 -.,r-all NONE - (Nnro:pnrtahl.:111;r.:..'ltlL"l1l:<.) 0 t"r1

l'AR11ES ANI> n:RMS l.

Page 2: L iHSCLOSURE REPORT Rluind y the F:thks :121 Calendar Yc:ir … · 2019. 7. 26. · I ! .. '" __ -_._'"· :121 {cb . k NAIEOFOWANl.ATlNIEY -1 H I Dal:: .: l NONE -(Nnrmhl:p,llilinr,)

7-2411flilingin:itru<.'lion ...

A ..

HI. NON-INVESTMENT INCOME.(Rtiporting individual and J1<Ull;.::i;c.:pp. l )

Fil1!!r's Non-In"estmcnt Incom

h2J NONrE · (No n.-pnrtahll! 1•m-i11\'l.."l<ll1lllnl income.)

SOl.IRCI ANT> 1'YrJ-: . GROSS lNC.OME (ynun;. llOl li{hlUSl!'.H)

I.

B. Spouse's Ncm-Invcstmc111t I ncom(ll' m w.:n: mmri.:d during any po.wtion ofthi: reptll'ting yc:ir. pl.:aRe cmnplch: dtii< =.'titm. {dnllnr am0unt 111>1 r.:quil'lld .:. <."fll for hnnoraria)

i • N ()NE · (No n.'JIOl1ahl.: 11 m-i1ms1111."lll ini::timi:.)

Sot IRt'J-: ANI> TYl'Jo:

l. 2UCJ3 t'il · Ari.'<&. l..:cturi.."I. In.:

IV. REIMB URS EM EN TS·- lral»o'Jlllftatinn. ludging. llmJ. e1lli:rtaimn.:111.

(lm:luJ.:." th•mi: to llJM>lUO&: 1111d tL:rem.font chiktrllll. See Jiil. 2!1·27 nfit1,;1ruL1HlllK.) .

SOtlRCE UF.SCRll'TION

I. Pnc.::\\'ah:rhcn1 l.'oopei: Allem.li:d L'Cttlli:r1.•nw in lii:ntll!Clafo. /\7. • fllh 26-M11r 2. tr.will. m.:als and botc::I

2. 1\lh:nd..'ll L'nllferenOl in N1:w York. New Yurk • S..jll 29-30 • trawt mooh:..1md h1llc1l

:i. lns1i1111.: for 'tudy &. D<."l'el1'1'n1.:11111r L..-gal Syi;!.:r1111 (ISi >I .S) 1..:ctun:d 111 1-:gypeianjudk'llf)' 111icrimitml relim1. l'ian1. F.gypl. (>ct I 0-1 !i. trawl llllcllll and hcih:I.

Page 3: L iHSCLOSURE REPORT Rluind y the F:thks :121 Calendar Yc:ir … · 2019. 7. 26. · I ! .. '" __ -_._'"· :121 {cb . k NAIEOFOWANl.ATlNIEY -1 H I Dal:: .: l NONE -(Nnrmhl:p,llilinr,)

R_E_P_'O_·_R_T

_· _ .... _N_ .,_n"_' ·_1a-

·1•-.:r.;_,.._m_R_.:_1"-1ft-i1-1g·------------

0111

·-'

11,

1 4r

,:: 1 I I . ..

-�·-----------------------------------------------------------------------------------------------

F'lN ANC1A L D SCLOSURE •

VALi 11-: t'Ol)I•:

'' "" '"· " "' ""' •

V. GIFTS. ( lnclud.:.-< lho• c to i<F lm.: and d.."J1cndcnt chiktr..u Sa:.: pp. 28-3 I of in111n1c1ions.)

NONJE - (Nom1chn."f>nt1nbh: gill:<.)

llF.SCRll'TION

I.

VI. LIABILITIES. (lnclud..'!l< tl;iill<I! t\r"fklUl'C Md da:p...'lul.:ntchildr.."111. N.:.: rrt· 32-J4 ufin.�1ni 1inn.".}

LI NONE 'Jlt'll1Dhlc linbilitii.'N.)- (Nn r ..

l>ES('RIM10N

Mur1gagc • Fn:imo lndwllrial l'ad: (rt VIL ltc:in 21) M

Page 4: L iHSCLOSURE REPORT Rluind y the F:thks :121 Calendar Yc:ir … · 2019. 7. 26. · I ! .. '" __ -_._'"· :121 {cb . k NAIEOFOWANl.ATlNIEY -1 H I Dal:: .: l NONE -(Nnrmhl:p,llilinr,)

P:ige ·--�--�--�-�----------�--'-- -----��-:-�------------�--���----'--------------l

incnm.: ... ,.itic.

I -

-

2.

.. ·1111n111111

--

,\•

-

di. clnsure

(S)

Sdl

T

1:

Sell

J

s .. 011

I

4.

13.

15.

FE"/A.NC!!AL DISCLOSURE REPORT Nam.:,1fl'crsrn1R!.!tlt>rling Dnh: of R o11

l of 4 Proy.:r. t'lurd.::. R ()5/14/04

VIL rNrVESTivtENTS and TRUSTS- :miscntinll!' 1im-1u.i.. ... thn"c 11fl1tc "l"'u."' an<1uq><:n<h:111wi1.iren. i;.,. 1,1,. .1+:;1 ••rtilingcinmrnctinn•.>

,\.

l>a:Kcrip.ti• 1n l•f 1\.:ca!t..°' ( neluding lnt<l """1.'L )

rllace '(X)' ullcr each a.....:t "'tcnlJ'I lh>m r>ri•>r tlisclnsure

-

It Jncnme. dur;n

rq•nrtini; pennJ

{l) (:!)

Amount TYi"' (i:.i;.l"nd.: I div. rent. or (A-11) int.)

c. <in vatuc nl ni1l nf ''-'!'"fling rcrind

(I) cz:1

vn1 .... Value l'.11.Je:? Mcthnd · (J-1') l'ndel

(Q-W)

(!)

Type (e.g. buy.sell rnergi:r.

ll. Tran•ac1i11rn; <lurini/. rcpnrtmg p.:rinu

(:?) !lute: M<111th-

II nnt c.<=npt lrnm (3) {4)

Value . C'rain CndeJ C'.nJe I

I lay (J-1') (A·H)rd.:mrli•m)

IJcntily nf buyi:rl..,llcr (if rrivall• lran.w:tinn)

DNONE (Nt\ r"J"lllahl.: incnm"- a "<ll:<. "' lnm.<11ctinns) -

I. Ca!liti mia Stal.: l'uhlii: Work.• Cnll"!,\.: Suvinwc Pn:ogram

N<ln" Scll JU/07 J A

Cailili.n1i11 Still.: l'uhlis: Wlllk. 1('011.: Saving!' Pniogram

-

Nun.: I0/07 J A

3. C lifomia Stal.: l'uhlii: WOl"ks 1(."alli.: Savings

l'mgram

Nnna: Sllll IO/U7 J A

l'allitOmia Stah: l'uhlii: Wtuk.� il'alt.::1 .: S1wi¥ Noni: Scll IOJ(J7 J Al'rngram

5. <..'11llil<n11ia Stal.: l'uhlic: W<>rk il"nlli:g.: :\inings l'rnl,"11111

Nmw Scll I0/07 J A

6.

7.

t'allifoniia Slat.: Puhlii: Wnrk.• IL'nllt."1\:i: &1vinll" l'mgr-.un

W(o:it."ITI lnvlll<!m.:nt Real F..'ltllli: Tmi.1 A

Nmi.:

l>i\id.lnd J

S.:11 llllll7 J A

8. -

l'ai:ilic: ( la.'< & 1 :1.:..1ric.. CCH1lll1tllll !o1l)1:k ,\ I >i\'icl."l!d K

9. S.:ligmrut l'alil"Muni Iii Yi.:ld. nm1m1l limd N JIJ/11) J A

HI. -

Clv,.:rland fa:pre<l< Moo ..-y l\lark.:I Fumt ,\ l>i\'itfand '· "I'

11. C.:ll < i.:1k."')"'· i;t,ii:i; Nm1.: J ·r

12. -

l'alliflilali: J) ..'fll Tran S.:r ,\. z.::m. du.: l/OJ/20112 Nim.: Scll Ol/UI K A

-l'allil'Slatc l>cpl Trnns Ser L\. l'ii:rn. du.: .llO l/21104 N<11t.: Scll 04/lt: A

--14. l'ip.:r Jallh1y Mon.. · M:trkt.1 :\ l>i\•id.:11d J T

16.

l'allifs.1a1.: J>..111 Trun S..'1" A. 1..:m. du.: JIO I 121102 N11111o: (13/0I J A

-N ;.: Ct111u111n1 Stnck :\ I >i\idi:nd J ,.

17. Mc:l'latcl!y "\l'l-l' I'"'"' l>i\'id "ltd J T

-

18. Dayvir;w F.:dei-al S11ving. l'nnunnn 'ln.:k A l>ivid "ltd J T

1\ :::- $1Jllm or t ' II $t.1 11-S:!.Sm 1· i15Ul-$S.ll!ll ll $.'Jllll-$1 ....IKlll E . lJ;l5.[lll-S: ll.lttlll (Sec ( '11tum o: Ill and il-!) I' $511.Uill-SI 1i:1.1111n it $1!iHJMli-$lJ l.IMl!I 111 $!.IKKl.rnti .$5.JUY.l,!D l li2 Mnr than .rnm.uuo

S:l:.J¥.Hl111 i ;.-. 1: I .rnit.$SU.rnm ' . . $'.-l1.c::11.s 1 m.11m t\!! - $lH:i.tltll-:\:! li.lllY.l

,,; :b25t1.c ;;i..$::\lt;iJ,rm l) ::"on:J)IO -SU1n:1.urn I l'I :h1Jt:Jruu 11. \urnu1wi t12 = !5.nm.w 11.:;:2s.rnm.11mi 1'3 :::-;_rnt:J.t :: i; - ; .;,, , :rn u in :, !'-I :-::;1" i1'ir l' \hm: S'\i.JJU !UJMJ,J

:\f':'1Pi1!.'·"' ! nc:: -: od Estrnc It -.·:· ;; . •:!. ..,m nt T :.";a .i'J\.•larl-;,..:

hw\: ·1':11u · i:.:.., !-:..:11 m<J\\...'.,.:

Page 5: L iHSCLOSURE REPORT Rluind y the F:thks :121 Calendar Yc:ir … · 2019. 7. 26. · I ! .. '" __ -_._'"· :121 {cb . k NAIEOFOWANl.ATlNIEY -1 H I Dal:: .: l NONE -(Nnrmhl:p,llilinr,)

05114:04 · ------- _._ 1- ..:...-...: -�_J

TRUSTS--

.\.

{I) -(l) (3)

-

-

.. ·bwah 1\t. ... 't>lllll

Mnn .. "Y

-

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(1) !I not =xcmpl Imm tlisclt .. "Ure

\:J.i.J .... . . J ltH_i .i 'a·-d :·

Fir:<ANCIAL DISCLOSURE REPORT

Page 2 ol 4

VIL INVESTJ'viENTS and ma•m.:. \·111u".1rnnscau1nci• <mciui1.:s111""" nr11ic•1'"""" nmlut.']'Clltlt."111cili1.Jrcn. &c "I'· -... .. 1 nrm;ll!\ in•irua m•. ) .

n• c ll. lncnmedurini_! liro .. , vu! al eml nf Trnns.'u:lit1n:< <luring repnrting pt:ritlll D<'SCriptinn nf J\.'1.'ICL• rcrrmingpc:m..J lcf"lllint: f'L'Tind

(inclu.Jins 11\ISI u."'<c'I-<) {l) (2:1 {I)

Pina: "(X)" nll.:r ca..!1 ll:lllCl t!l frnm pri<>r dii;ch>st11·.:

An1'1Ulll C'nd.> I

TYi"' {e.g.div. n:nL nr

Valu.: l'nJc:?

(A-II) iitl.) (J-1')

19. 11.S. Ham:urp(Fonm:rly Firnl Bank Sysh:ms) II l>h•ilbul ..: Common Stock

20. V.;ic:alinn C11hin. Norden. <.'alifomi.'1 Nnn.: J

21. R.:11tal Prupo:rty. 1:r.:sno h1dlm1ia.I Park U..."11.:rnl E Rent N l'ru'llwn:hip

22. Chnrl.i:i. Scl1wuh <.'am 1W..·nu11i - Tm.'11 112 A Divi1L:nd J

23. (.'lmrlcOI s ca...n - Tru..i ii.\ :\ l>i\'id.:nd J

-24. Tm111114 (ll.:i1u: 25/2(1)

25. Wdl:i. ll'argn Ua11k <.'a11h J\o:c:lm111t A lnh:rcid. J

26. <.'NA Lifo lnm1rn111.."\!. !'nliL.1" None

27. l'ipi:r J111lmy Mark<.'1 A l >ivid-.'IKI J

-28. Tm1<1 l1l I - Rcw1."11hl.:: (llcms 2'>130)

2\1. t'lmrlc• Schwab t'll>'h t\CcOUn! :\ I >i\'id..'tld J

-30. Well" Fargo U1111k A lnt.:r.:51 J

-

Value Mcthnd i'ndc3 {Q.W)

T

w

w

T

T

T)'J'C (.:.g.huy. ....u. melll"f. rcdi:mptiun)

ll111c: Mnnth-flny

Value r.n<1e2 CJ-P)

(4) Clain Cude I: (A-II)

(5)1<1en1i11y 11f buycrlsellcr (if rrivalo: lrall.'!W:linn)

T

T

,.

T

31. 1'nill11 1 J - Bypa.•" (11.:nll> 32 - :117)

-n. franklin r:.,uity fund M11111al 111md .. \ Ui\•idcm.l K T

33. F.:dli:ni I Nat'I Mortgage AAHll 7.0&"!-. l>u.: 7/2D/2012 ll 1111.:rcl'l K T

34. B1111kA111..-rica t'11r1i1al 7.750'!, du.: 12!.l 1.202c. ll inlL'f.:i:I ..: T

35.

36.

Bank1:n1 Trull! N.:w York. 7.14'hi. d11c 1/0.1/2012

Nati•nl:ill City Bank 7.ooo•:... duc3KJl/2012

II lnt'1N4

lnh.'fll!Cl

K

K

T

T

L lnc11moiCiain r::...i.,.: 1\ .. , :£1,.o:»a or le." II $Uv.11. :;. uo c $ 5n 1-$5.ll!ltl D "$5,ll:Jl-$l5JK'l(I E = $ l5,!J(Jl-S51J.Ol .I (St.-c Col1.tmns H ' and [)4) F .. S:'illllOl-$ll!K1,!Mlfl {' · $lrn1.rn11.:;;1,rn11i.rn1n lll .. :;;1.u:,ia_11:i1- 5,11oa.1xi11 !!2 M01r:: tban f.5,CMl!lU(l:I

\1nlu::- t'f'rl.h!s. $!.5.uaatn il!Ss. \;. $ r 5.mi - r.'lrU)1 l\1 I. $51JJ l l-$1tl\l,!Jtlli f,J ·· $lrn.1.u:.11-S: ),:1nrn) \;)l-..!{'nl1Jmn:- !'l •m l t 1.:i·1 rJ, i .. UI ti:;...,-;: 5 H 1,( ::j ; 0 s; u:uun .. -:;: I .llll.tl.rn 1 l'I j.. '..!ii: 11!.11n l..�f5Jt 1u.rn1: i P:!. -:: s:s.un:1.0:1 - {,Jll):i,nn :

i:.; :;::i ._tim1.111 J .;;: u1an.u11:; [.q · s; ,-.. 1r· · than 5750.0U iJl lU

1\t,!'ltUl: · · r 'n.-.'. (l\i:al h'ioUtl. '..l>rll\'} ;.: /• .. -.;:\es.-1m:.!n·: · "a!1.:-:..1 .. l:".k::!1 '- : 11u n;, '. 1,· i"_,n:. I( i_ l ;. I. ::. [) " \\' ! : Si lrf'>.>tl, ;_i

Page 6: L iHSCLOSURE REPORT Rluind y the F:thks :121 Calendar Yc:ir … · 2019. 7. 26. · I ! .. '" __ -_._'"· :121 {cb . k NAIEOFOWANl.ATlNIEY -1 H I Dal:: .: l NONE -(Nnrmhl:p,llilinr,)

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tinm dL ctllsure (.3) (4) (5)

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(2)

(I-I') (A-H)

FlNANCt.\L D SCLOS:URE REPORT N;tmi: ofl'cr.mn lkpm1ing Dai.: of Report

Pa.ge 3 yf 4 llrcy.:r. Charle:< R 05114/04

c. ll. lncnmcduri I ir.,.. value 111 ood nf l'1i111:;m.1inns o.iuri"I/. rqmrting period De:crirtinn nr A.'!llt!!s rt.'!"lrting 1"--rinJ rep<ll'ling rcrind

(irtch.ldini; tru:.1 assets) (I) (2)- (1) (I) It not ll.'tempt

(2) l'locc '(X)" ..tier "8Ch """"'- .:. emf11 Amnulll Valw Value TYJ>C (.i.g. !lat.::T:YP.: (c-ti Value Oain ltlcntilyllffr.,m prinr di..:l•lh-un: l'ndc I div. root. ur c nJc:? ML'!hnJ buy.Hell. M.mlh. CAl<le? Cndc I buya/:;cllcr {if

priYlllii\ ·II) int.) (J-1') <'nde 3 me!!, ........ llnyrcucmpliun)(!J..W} tran.o;aotinn)

3'7. CMA Money l'uml

Condo. Sih..::mllo. California

39. lf.;1111 Fmnci11CG. California

4!1. IRA & P.:zL'iio11(11¢111.�41·58)

-

41. lm'l:>.1ni.m1 <.'11.-41 R.:i<i:n•c {\\':V' t:rigl11m1rk l\·h11i..·y lark.:! Fund)

42. V1U11gurd Capil.il Oppt1rt11nity Fund (Nani<: l'l11111gc)

Pimi:o Tutal Rclum Fund43.

44. Artii;w1 Midc-JJl Fund

45. Ain. can Share< Fund

-

4Ci. Fl'1\ Capital l'und

-

47. Whit.: Oak l imwlh 1=und

48. · Fl'A N.::w 111..:0111.: Fund

-

4'J. Wllli:tp•nt S.:li: ·• l'up fund {Nam.: {'hm1gc)

-

50. M.:rg.:r Fund

A

,\

A

E

A

n

I·:

l>ividi:nd

Nnni:

Nnn1:

l>ivid.."lld

il>i\idl.'Tld

J)i"id.md

Nun.:

Oi\-id..-ud

l>h•id.md

Nnn.:

l>i\•idl.'Tld

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l>ividcnd

N

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t.I

K

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l'a11 S.ill

BuyAdd'l

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Patt Scll

HuyAdd'I

12/IO

Hl/27

HJ/21)

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r.

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10129

10129

L

L

B

E

111/2') I.

Uuy K

Thud A\..:t!llC hll'I Flmd A l>Md..,ul i.; T Buy 11112') i.;

52. l.nn,glc.1f"l'art11cr Fund Non.: J T Huy 111/IO J

53. I larhor C1111. App. Fund A l>il-W..."lld J. T

54. Artii<ian Int'! Fund Nono: j T Huy 01110 J

l. lru:o1m.,11.1i•in CnJe.,· A $J ,!llKl « !. ' ll $1.1.Kll-:i.:!..:\IXI " $1,."n!-$5-.fKM.I D = $ .{ Jl-$15.lr."Kl r' = $15.tJrl!..Z50.GOO {S t'tllur.UL . [{! uni.ti } F ._, $'ilU.Kll-$!1tlJ,lr.lll n .. lWl31£11 $l,!!Oll-.OOO Ill · · $LlK l.lll"!l· '.).ll:)ll.IKlO !12 l•l•lr lhan S:5,(KHi.ll01l

V.alu:: r.\.J::.:. !! ! .5.uoo ,, l:t:$."> ;.: SJ5.0:1l-$-'tt.i "' l. S51J,l , i -$1 ( 1.1r.·10 J\i " • l!MJ.111.1 i-.r;.>u,1.1•1;i

{ c i ·,,1u111n: .;m.l! 1 n j ,,, )t . lil }j -;t 1 l iJlt J ,,, $".!llUl j- ] ,tUIH.Utll! l'I :. I J)ODJU1 ... .).Otlir.u:m p: . s 1Jti1tuiu\-S:?\rn1r1.rnm S-2 .im: 1.11n !- 50,urn iJ11 K I'-' $;'Jore ti�n.n :?51\u:1 ;.n1'1 1-

\·,1i1.1. ;d:.::lnn.i t \- rr.:: tj Appr1. i:;11: :; 'I l;· ' {lt.:.l!.::t: i.s a-.J:. lnh·< h.s;;t:;s.srr:.:!!:i: ,. 'a..i..:-r/h·l.iU1 •..:,

I I i J,, )., ,[, \' .1li '-· ( l: l.""' t•::.um;•;:_'t*._•iiUm ...,

Page 7: L iHSCLOSURE REPORT Rluind y the F:thks :121 Calendar Yc:ir … · 2019. 7. 26. · I ! .. '" __ -_._'"· :121 {cb . k NAIEOFOWANl.ATlNIEY -1 H I Dal:: .: l NONE -(Nnrmhl:p,llilinr,)

·-=-=--=--==--·-:-::=--::-:::-=::-- -'-- -- __i Il\fVESTI'vlENTS ai1d TRUSTS-

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(1) 11 nut e. em111 ln.1m dc<clnsure

F1Y. ANC:IAL D SCLOSURE REPORT Name oll'l'lll"N<lll H p,,11mg Dal" of Rcpmt Piige 4 of 4 Hr"Y"'T· l'lmrl.:s l 05/14/04

VIL mcm11c. w1luc. trnn :atinns (ino:ludcsth• ..c nfthcspnU.'IC antld\::p.mdoolc!ut..in.'ll. Seo l'l'- .H-57 ufli!ini.;inMruction:c)

c.,\. ll. tncnnte l irns.-t vnlut: al t!nJ nf Trm1:<ru.:tim._ durint r•J1tl!t1ng J""rin<I

l>.:scnption ,,f !Cf><>rllR£jl<.-rind(i1ncludini;. ll'U.<1 n.'\$Uls)

II) (2) (2) {I)

l'l:t<>.! "(:"<)" allcr cnch a£:1<.-t ;empt Amnunt frnm pri1u Jisc.:hcoura.: 1·•..i.:1

(A-II)

IA1:g l\fa.�nn N;l\'igator Fund

Harhol' lnl'I runJ H

l'BlllU Clirp.:r Fo..:tL r1a1d A

Vanguard l'rin1t.· t'ap fond A

Wi:Us Faq,>o Hm1k. I .:irksp11r. Calililmia A

Wi:llls Fargo Bank. S;u1 Fraru.'ii;.:u. l'allinmiu :\

W.:llls Fnrgu l\ank. S;m nllifomin A

Wi:llN Fargu llm1k. SM <.';11ifomia A

Typi: ("-l\-Jiv. renL•lr int)

Nnnc

l>ivid..,1d

Dividend

l>i\·id.:nd

lnt.:r.:l't

lnt..'f.:i-1

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56.

57.

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61.

62.

A

Va!w 1-yp.: (C.I). I.Mc: Vniuc Gain IJcntiltynfMt:thnd ·n..y. sell Mnnlh- l'<ule 2 C:nde ! bu.V"f/ l!"'T (if c 4.W, J m•'l\1-'l'. (J.,y (J-P) (A-1-{) private((.)·W) redemptina) transai:ti1111)

T

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T

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·r

,.

W.:lls Filri,•n Uank. San l'mm:ii;i:u .. l'ulifomia (11n:i;m1 1\ lnti:n:i.1 J· ,.

Rental)

M. 392 Fallcm Stn:i:l. ( i.11• t' Rent K

c.s. Bm:lli.imi:h - Raplmd Noli: ll lnh:n.'111 K T

I. lm:o11\Clllil,io t)"1:s: A · $ tJIOl., or J :. ll $1.IKIJ-$:!,..'if I (' S!50J-S:.5.!UI D .. $5,IKJi-$15.IKJ<l E = SI 5,0fll-S51J.OrnJ i:i C\;Junmsl!l ;md [• ) F >-\O.Uiill ·5 lUfl.1100 Ii S:i f !.U lj .) l,UHilJfUI l Ill · $1.11: 1.111.11.i;:..orir:.m:i H:! l'i:lm thom_ :s.um IJJ.:)n

l \'lliU< ;·,,,b £ t )Jtl.lH k"'!"' .; K $15'.llO ...$°'HJIOL1 L S\11.1k.•i-$:lm.rn·K1 M ·- :111:. JH11-tz n,cm11

( t.:\.' ( ·,,iu1nn 1 ·; mK! ll.i) f, .. �"': :jiu.n1t1.:s .... \rn1.rnm n -:)l J.UDl-$ J lUJl:Jo Pr $.lJ)t ri.rn11.i::-i-.O! n,t J-t1 !': ss.1ux .t11t1-:i .':.: r. uu;o

1•:, J, :\r•: m.ou; ..J. t:-3 1t1.n:1; l j! $Mme tb;m ,S o.0:1:;.0ll 1

11".k -. ,\r! <"•n:. 11 1: 1\:.;;; ::...1'. H.t"ii!\: ;1; , ... h j :;· 1•)1'. : ; 'm•ii/1 -1;1;-\.:-;.:;

· ..· ·,:,11 1 · \" l;h · )"l · -.. ...;1n1•1 i.: .

Page 8: L iHSCLOSURE REPORT Rluind y the F:thks :121 Calendar Yc:ir … · 2019. 7. 26. · I ! .. '" __ -_._'"· :121 {cb . k NAIEOFOWANl.ATlNIEY -1 H I Dal:: .: l NONE -(Nnrmhl:p,llilinr,)

(IS/

· -- --'''-- ..L - - -· . D t ··R lll!lll l.'Jlll11 i l.l

i Nam.:o(l' 'll R1.·pm1ing: EiNANClAL DiSCLOSURE REPORT I ----,

Bruyc:r. Chari R [410

VIII. ADDITIONAL INFORMATION OR EXPLANATiONS (lnuic.Ucl'311<lfRepnrt.)

Part VU - No11.:io

1. All divid1:ml.� (holh r.."glllat nnd capii1;iJ) w.:re r..'111 b:d for the mutual limd.� l<hown 1m 1'1111 VII.

Page 9: L iHSCLOSURE REPORT Rluind y the F:thks :121 Calendar Yc:ir … · 2019. 7. 26. · I ! .. '" __ -_._'"· :121 {cb . k NAIEOFOWANl.ATlNIEY -1 H I Dal:: .: l NONE -(Nnrmhl:p,llilinr,)

r-R..:p1

ln .. ")f.:r.

____ _ Dale lf1 2.-bOf

I 115/14/04

1, N:im..: 1)1'P"r.:<111 R..:pnt1ing f;;IN.-.\NClAL DJSCLOSVRE REPORT Oatc nf

i C. 'imrh:n R

IX. CERTIFICATION.

I ccr1if: Umt all infommtior.1 given aboVe (including infon.nation pertaining to my spouse and minor or dependent children. if any) is accurnlc. tmc. and comp•lclc lo the bes! of my knowledge :md belief. nnd that any infonna!ion not reported was withheld bl causc ii met applic::ablc statutory provisions pcrmiuting non-disdosm'c.

I furlhc:r certil)' that c.1mcd income from outside employment and honornria and tl\e acceptance of gifts which have been reported arie in compliallce with lite provisions of5 U.S.C. § 501 ct. seq.• 5 U.S.C. § 7353, and Judicial Co11fcrc11ce regulaticms.

Signature:

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAlLSTO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app § Hl-l).

FILING INSTRUCTIONS

Mail signed original nnd 3 additional copies to:

CommiUcc 011 Financial Disclosure

Admillistralivc Office ofthe United States Courts

Sui&c 2-301

One Columbus Circle. N.E.

Washington. D.C. 20544


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