Enterprise Content ManagementThe Solution to the Coming Technology and Regulatory

Convergence

Timothy D. Welsh, CFP®

President, Nexus Strategy, LLC

Michael LaksFinancial Program Strategist, Laserfiche

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The Convergence

Technology and Regulatory changes will fundamentally alter how advisors operate

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Regulatory Change

• Looming Specter of an Advisor SRO – FINRA?

• “User Fees” to fund SEC?

Bottom line: Are you prepared for increased costs along with increased frequency and severity of audits and examinations?

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Mobility

• In 2012 – 300 million iPhones, iPads and Android devices sold

• In 2016 - More mobile devices

than people

Bottom line: How do your clients use it? How are you using it in your business?

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Social Media

• Facebook is eating the web

• Compliance challenges limit advisor adoption

Bottom line: how can you empower advisors to post with confidence?

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The Cloud

• Where do you want to host your software?

• Security + IT issues

Bottom line: how can you use the best of the cloud?

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The Solution to the Convergence?

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Enterprise Content Management

CaptureScanningImportingConversion

DistributionPrintingEmailing/faxingClient portals

WorkflowRoutingAutomatingBusiness Process

IntegrationOpen Architecture

The tools, technology and processes that enable organizations to centrally and securely manage all of their content

One Repository

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From a paper world….

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To a digital one…

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Demonstration

Laserfiche Solutions• Laserfiche Mobile• Laserfiche Social Media Capture• Laserfiche Rio-on-the-Cloud

• Contact: Michael Laks, michael.laks@Laserfiche.com

(562) 988-1688 x211