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Lectures 5 and 6 – Bandstructure of crystals

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Gavin W Morley Department of Physics University of Warwick Diamond Science & Technology Centre for Doctoral Training, MSc course Module 2 – Properties and Characterization of Materials Module 2 – (PX904) Lectures 5 and 6 – Electronic properties: Lectures 5 and 6 – Bandstructure of crystals
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Page 1: Lectures 5 and 6 – Bandstructure of crystals

Gavin W Morley Department of Physics University of Warwick

Diamond Science & TechnologyCentre for Doctoral Training, MSc course Module 2 – Properties and Characterization of MaterialsModule 2 – (PX904)Lectures 5 and 6 – Electronic properties: Lectures 5 and 6 – Bandstructure of crystals

Page 2: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals2

Lectures

4 Electronic structure: - Atomic physics - Building crystals from atoms - Tight binding model - Drude model of metals

5 and 6 - Sommerfeld model of metalsBandstructure: - Bloch’s theorem - Nearly free electron model - Semiconductors and insulators - Relative permittivity - Intrinsic and extrinsic conductivity - Metal-insulator transition - Mobility

Page 3: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals3

Schematic model of a crystal of sodium metal. Page 142, Kittel, Introduction to Solid State Physics, Wiley 1996

1) Most elements are metals, particularly those on the left of the periodic table

2) Good conductors of electricity & heat

3) Tend to form in crystal structures with at least 8 nearest neighbours (FCC, HCP, BCC)

4) Malleable

Page 4: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals4

The Drude Model:1)Gas of electrons2)Electrons sometimes collide with an atomic core3)All other interactions ignored

Paul Drude (1863 –1906)

Page 5: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals5

The Drude Model:1)Gas of electrons2)Electrons sometimes collide with an atomic core3)All other interactions ignored4)Electrons obey the Schrödinger equation and the Pauli exclusion principle

Sommerfeld

Arnold Sommerfeld (1868 – 1951)

Page 6: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals6

The Drude ModelSommerfeld

A map of states in k-space, see also page 173, Singleton, Band Theory and Electronic Properties of Solids, OUP 2001

Page 7: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals7

The Drude ModelSommerfeld

Drude-Sommerfeld potentialSchematics of the potential due to the ions in the crystal, Page 3, Singleton, Band Theory and Electronic Properties of Solids, OUP 2001

0

1

Page 8: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals8

The Drude ModelSommerfeld

Dispersion relation for a free electron. Page 177, Kittel, Introduction to Solid State Physics, Wiley 1996

Page 9: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals9

The Drude Model

vs

fFD

Energy

Distribution functions for a typical metal at room temperature, Page 10, Singleton, Band Theory and Electronic Properties of Solids, OUP 2001

The Drude Model:

the Sommerfeld model

Energy

Page 10: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals10

Fermi-Dirac distribution function, Page 9, Singleton, Band Theory and Electronic Properties of Solids, OUP 2001

the Sommerfeld model

Zero temperature

T = 0

Finite temperature

T << EF/kB

Page 11: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals11

the Sommerfeld model

At any given moment, roughly how quickly does one of the fast electrons travel around in a typical metal at low temperatures?

a)0 mm s-1

b)1 mm s-1

c)7 million mph (1% of c)d)200 million mph (30% of c)e)Officer, I’m so sorry: I’m afraid I wasn’t looking at the speedometer

Page 12: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals12

Fermi-Dirac distribution function, Pages 8&9, Singleton, Band Theory and Electronic Properties of Solids, OUP 2001

the Sommerfeld model

Page 13: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals13

The Drude Model:1)Gas of electrons2)Electrons sometimes collide with an atomic core3)All other interactions ignored4)Electrons obey the Schrödinger equation and the Pauli exclusion principle

SommerfeldExplains temperature dependence and magnitude of: a)Electronic specific heat b)Thermal conductivity (approx.) c)Electrical conductivity (approx.)

But does not explain: a)Insulators & semiconductorsb)Thermopowerc)Magnetoresistenced)Hall EffectArnold Sommerfeld

(1868 – 1951)

Page 14: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals14

Beyond the Sommerfeld Model:1)Gas of electrons2)Electrons are in a periodic potential due to the ions3)Electron-electron interactions ignored4)Electrons obey the Schrödinger equation and the Pauli exclusion principle

Schematics of the potential due to the ions in the crystal, Page 3, Singleton, Band Theory and Electronic Properties of Solids, OUP 2001

Drude-Sommerfeld potential real ionic potential

0

1

Page 15: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals15

Bloch’s theorem, Page 16, Singleton, Band Theory and Electronic Properties of Solids, OUP 2001

Drude-Sommerfeld potential real ionic potential

0

1

“Consider a one-electron Hamiltonian with a periodic potential:The eigenstates can be chosen to be a plane wave times a function with the periodicity of the lattice.”

Page 16: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals16

The nearly-free electron model

Drude-Sommerfeld potential weak ionic potential

Page 17: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals17

The nearly-free electron model

Dispersion relation for free and nearly-free electrons. Page 177, Kittel, Introduction to Solid State Physics, Wiley 1996

Nearly free electron has bands

Page 18: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals18

The nearly-free electron model

Dispersion relation for free and nearly-free electrons. Page 177, Kittel, Introduction to Solid State Physics, Wiley 1996

Nearly free electron has bands

First Brillouin zone

Page 19: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals19

Representing bands

Three energy bands of a linear lattice. Page 238, Kittel, Introduction to Solid State Physics, Wiley 1996

Page 20: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals20

Diamond model

From the following list, which is the best model of diamond?a)Drude modelb)Sommerfeld modelc)Nearly-free electron modeld)Tight binding model

Page 21: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals21

Electronic Bandstructure of diamond

W. Saslow, T. K. Bergstresser, and Marvin L. Cohen, Physical Review Letters 16, 354 (1966)

Page 22: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals22

Electronic Bandstructure of diamond

W. Saslow, T. K. Bergstresser, and Marvin L. Cohen, Physical Review Letters 16, 354 (1966)

Kittel page 238

Page 23: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals23

Electronic Bandstructure of diamond

Heavy-hole band

Light-hole band

Effective mass derivation, Page 42, Singleton, Band Theory and Electronic Properties of Solids, OUP 2001

Page 24: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals24

Electronic Bandstructure of diamond

W. Saslow, T. K. Bergstresser, and Marvin L. Cohen, Physical Review Letters 16, 354 (1966)

Indirect bandgap

Page 25: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals25

Electronic Bandstructure of diamond

W. Saslow, T. K. Bergstresser, and Marvin L. Cohen, Physical Review Letters 16, 354 (1966)

Page 26: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals26

Electronic Bandstructure of diamond

W. Saslow, T. K. Bergstresser, and Marvin L. Cohen, Physical Review Letters 16, 354 (1966)

Page 27: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals27

Bandstructure of Si & diamond

Bandstructure of Si, page 50, Singleton, Band Theory and Electronic Properties of Solids, OUP 2001

Based on M. Cardona and F. Pollack, Physical Review 142, 530 (1966).)

Page 28: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals28

Any questions?

Page 29: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals29

Effect of an electric field

Relative permittivity. Page 271, Kittel, Introduction to Solid State Physics, Wiley 1996

Page 30: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals30

Effect of an electric field- capacitor

- - - - - -

+ + + + + +

+

-

+

-

+

-

Dielectric properties of insulators, page 533, Ashcroft and Mermin, Solid State Physics, Harcourt 1976.

Page 31: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals31

Effect of an electric field- Coulomb field

Page 240, Eisberg and Resnick, Quantum Physics of Atoms, Molecules, Solids, Nuclei, and Particles, Wiley 1985

Page 32: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals32

Dielectric permittivity- static

Dielectric constants, page 553, Ashcroft and Mermin, Solid State Physics, Harcourt 1976.

See J. C. Phillips, Physical Review Letters 20, 550 (1968)

Page 33: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals33

Dielectric permittivity- frequency-dependent

Dielectric properties of insulators, page 533, Ashcroft and Mermin, Solid State Physics, Harcourt 1976.

- - - - - -

+ + + + + +

+

-

+

-

+

-

→ Dielectric loss

Page 34: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals34

Temperature dependence

Energy

Metal InsulatorIntrinsic Semiconductor

at room temperature

Eg

Page 35: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals35

Cooling semiconductors down

Energy

Metal InsulatorIntrinsic Semiconductor

at room temperature

Eg

Intrinsic Semiconductor

at low temperature

Page 36: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals36

Cooling semiconductors down

EnergyIntrinsic Extrinsicfor kBT > Eg for Eg > kBT > donor binding energy

Page 37: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals37

Intrinsic charge carriers

Semiconductor at room temperature

holes

Energy

Intrinsic

Page 38: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals38

Intrinsic charge carriers

Eg

Page 56, Singleton, Band Theory and Electronic Properties of Solids, OUP 2001

Semiconductor at room temperature

Energy

Intrinsic

Page 39: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals39

Intrinsic charge carriers

Calculated intrinsic carrier densities versus temperature. Page 59, Singleton, Band Theory and Electronic Properties of Solids, OUP 2001

Ge: Eg = 0.74 eVSi: Eg = 1.17 eVGaAs: Eg = 1.52 eV

Page 40: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals40

Extrinsic charge carriers

Energy

Semiconductor at room

temperature

Intrinsic Extrinsic (n-type) Extrinsic (p-type) donor impurities acceptor impurities

Semiconductor at room

temperature

Semiconductor at room

temperature

Page 41: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals41

Extrinsic charge carriers

Page 240, Eisberg and Resnick, Quantum Physics of Atoms, Molecules, Solids, Nuclei, and Particles, Wiley 1985

Si:P binding energy = 46 meV

Page 42: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals42

Extrinsic charge carriers

Temperature dependence of the electron density in silicon with a net donor density ND-NA=1015 cm-

3. Page 61, Singleton

20 ppb

Dopants in diamond have larger binding energies so are not ionised at room temperature

Page 43: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals43

Donor Qubits in Silicon

Picture by Manuel Voegtli

Page 44: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals44

Electron Qubits in diamond

Picture by Alan Stonebraker

Page 45: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals45

Why is diamond an insulator?Electron energy

Interatomic spacing

2

4

4

6

Page 46: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals46

Page 240, Eisberg and Resnick, Quantum Physics of Atoms, Molecules, Solids, Nuclei, and Particles, Wiley 1985

Solve Schrödinger’s equationfor an electron in a box:

Binding energiesfor phosphorous donors:Silicon: 46 meVDiamond: 500 meV

-

Page 47: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals47

Why is diamond an insulator rather than a semiconductor?

a) Wide band-gap means no intrinsic conductivity, deep dopants mean no extrinsic conductivity

Page 48: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals48

But doped diamond and silicon can be metals too

Extrinsic conductivity

Semiconductor at room

temperature

Semiconductor at low

temperature

Page 49: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals49

Doped silicon can be a metal

Observed “zero temperature” conductivity versus donor concentration n for Si:P, after T F Rosenbaum et al. Page 285, Kittel, Introduction to Solid State Physics, Wiley 1996

Page 50: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals50

Doped diamond can be a metal

Charge transport in heavily B-doped polycrystalline diamond films, M. Werner et al Applied Physics Letters 64, 595 (1994)

Sample A has 8 x 1021 cm-3 boron

Page 51: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals51

Electrical conductivity of semiconductors. Page 127, Singleton, Band Theory and Electronic Properties of Solids, OUP 2001

Page 52: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals52

Carrier mobilities at room temperature in cm2/Vs. Page 221, Kittel, Introduction to Solid State Physics, Wiley 1996

Page 53: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals53

Resistivity (ohm-cm)

10-10 1 1010 1020

Diamond ~ 1016 -cm(room temperature)

PTFE (Teflon) > 1018 -cm(room temperature)

Silicon ~ 104 -cm(room temperature)

Sup

erco

nduc

tors

~

0

Pure metal ~ 10-10 -cm (1 K) Tin ~ 10-5 -cm

(room temperature)

Page 54: Lectures 5 and 6 – Bandstructure of crystals

Module 2 – Properties and Characterization of Materials- Lectures 5 and 6 – Bandstructure of crystals54

Diamond properties


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