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Symposium SEPT20Years – The Co-existence of Nature, Economy and Society as Base for Sustainable Economic Development, Leipzig, 24 November 2012 PES and REDD+ for sustainable land management in developing countries – case studies from Latin America, South East Asia, and Africa Udo Nehren, Cologne University of Applied Sciences
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Symposium SEPT20Years – The Co-existence of Nature, Economy and Society as Base for Sustainable Economic Development, Leipzig, 24 November 2012

PES and REDD+ for sustainable land management in developing countries – case studies from Latin America, South East Asia, and Africa

Udo Nehren, Cologne University of Applied Sciences

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Higher Education Excellence in Development Cooperation – exceed

— The CNRD is one of five competence centers for development cooperation in Germany, funded by the German Ministery of Economic Cooperation and Development (BMZ)

— CNRD is coordinated by the Institute for Technology and Resources Management in the Tropics and Subtropics (ITT) at Cologne University of Applied Sciences

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Orientation towards Millennium Development Goal 7 (MDG 7) in research, teaching, and training

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The CNRD network

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"The ninth-century collapse and abandonment of the Central Maya Lowlands in the Yucatán peninsular region were the result of complex human–environment interactions“ (Cook et al. 2012)

© Roy Andersen, National Geographic

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Maya civilization, depended on agriculture, technological and cultural progress

Growing population

Deforestation for agricultural land, urban expansion, building materials, etc. = internal pressure

Longest dry spell of the last 2,000 years = external pressure

Cook et al. (2012): - Reduced annual precipitation - Regional climate change, severe droughts

Few centuries later: Change of regional climate towards moister conditions In many areas forests expanded Collapse of Maya civilization

Population reduced to 10% if its maximum

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… Civilization

…technical progress

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Fotos Yucatán Kultur und Karst Slides Nummerieren

Climate Change Scenarios

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Earth System under stress – people under stress

Source: UNEP

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Hans Carl von Carlowitz: Sylvicultura oeconomica. Anweisung zur wilden Baum-Zucht (1713): Nachhaltigkeit (Sustainability)

Wood scarcity in Central Europe; reforestation, “forest romanticism”; Acc. to Radkau (2008) start of the modern environmental movement

US: preservation (= nature set aside for its own sake) versus conservation (= managing for human use)

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Club of Rome (1972): Limits to growth

Brundtland report (1987)

UN Conference on Environment and Development (UNCED), 1992 Rio Summit

Global 2000 (1980)

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2002 World Summit on Sustainable Development (WSSD) in Johannesburg

UN Conference on Environment and Development (UNCED), 2012 Rio+20

Kyoto Protocol 1997

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Action on all fronts and at all levels

Soil erosion Food security

Water  scarcity  Sea level rise

Kyoto Protocol

Millennium Ecosystem Assessment Agenda 21

Sustainable development IWRM

ICZM Ecosystem management

People

Researchers

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Markets and economic incentives?

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Biodiversity loss

„We'll lose uncounted new benefits. These are what the economists call opportunity costs, and they are enormous because we haven't even identified the vast majority of species out there.“

E.O. Wilson 1993: The Threatened Biosphere, Defenders Magazine, Summer 1993

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The crucial role of tropical and subtropical ecosystems

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Significance of tropical and subtropical Ecosystems

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Carbon storage

Deforestation is responsible for an estimated release of 5.8 billion tons of CO2 equivalents per year, of which 96% are emitted by developing countries of the tropics (Stern Report 2006, IPCC 2007)

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Protection from natural hazards

www.cnx.org

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(Sub)tropical countries prone to disasters

Alliance Development Works (2012): World Risk Report 2012

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Population growth, economic growth

Population data for 2011 (CIA fact book 2012) Economic data for 2011 (World Bank 2012)

Numbers = Average growth rate of real GDP 2007-2011

+1.2

+6.6 +5.9

+4.2 +3.6 +4.2

+10.5

+7.7

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FAO Global Forest Assessment 2010

Consequences

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Ecosystem Services for human well-being – The Millennium Ecosystem Assessment (2005)

Regulating services (climate, water, erosion, pest, disease regulation, and others): protection of natural resources

Provisioning services (food, fiber, genetic resources, biochemicals, fresh water): demand of natural resources

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Mechanismen:

CDM

REDD+

PES

Paying people for sustainable forest and land use management?

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Climate Change Mitigation

a) Reducing greenhouse gas emissions b) Increasing their sinks: Optimizing forest and land use management

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Deforestation and forest degradation in tropical rainforests: 12-20% of global GHG emissions (IPCC, 2007, van der Werf et al. 2009)

- Maintaining existing C pools - Restoring lost C pools - Creating new C pools

Low-cost GHG emission reduction

FAO 2010

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Reducing Emissions from Deforestation and Forest Degradation (REDD)

Concentration of REDD+ projects in rainforest countries of the Amazon Basin, Congo Basin, and South East Asia

1997 2005

Idea of REDD in the context of LULUCF

“Reducing Emissions from Deforestation in developing countries: approaches to stimulate action“ requested by “Coalition of Rainforest Nations“

Bali Action Plan: Sustainable forest management, participation of local communities and indigenous peoples

Copenhagen Accord: Mobilization of financial resources from developed countries

Cancún Agreements: Provide countries with guidance on REDD+ readiness

2007 2009 2010

Montreal (COP-11) Bali (COP-13) Copenhagen (COP-15) Cancún (COP-16) Kyoto Protocol

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REDD vs. PES

PES Payments for sustainable ecosystem management to protect natural resources

Usually four ecosystem services: - Carbon sequestration - Water quality and availability - Biodiversity protection - Landscape beauty and tourism

Funding particularly for small farmers and land owners

Mainly governmental payments, no trading system

REDD Financial compensation for C storage or emission reduction through forest management and reforestation

REDD+: sustainable use of forests and benefits for local communities

Monetary value for stored C; included in international carbon trade system

Projects financed by international funds and grants, such as UN-REDD or FCPC (Forest Carbon Partnership Fund)

Currently: Developing methodologies and implementation in national policies

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Potentials and Risks of REDD+ implementation in indigenous community lands in the

Ecuadorian Amazon Toa Loaiza-Lange, Udo Nehren, Gerhard Gerold

Case study I: Ecuador 26

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How can indigenous groups participate in the REDD+ mechanism?

REDD+ project in the buffer zone of Yasuní NP

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Rio Napo

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Kichwas Pop 80,000

Shuar Pop 45,000

Peasants

Agriculture, livestock production, forestry Fishing, hunting, gathering forests products

Extended families Nuclear Family Clan arrangements

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Nearly 900 petroleum companies are active in NE Amazon (80% of the surface) (Larrea et al. 2009)

Road opening, expansion of agricultural & pasture lands, illegal logging -> annual loss of virgin forest 2000-2010 = 1.8% (FAO, 2011)

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Legal issues in Indigenous territories

de facto vs de jure rights Benefit

Sharing

Carbon Rights

ownership

Legal Framework Analysis Local

Global

Oil Concessions

Laoiza Lange et al. 2012

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• REDD+ is known in the indigenous communities • Unclear land tenure and overlapping of properties • Shape & Limits of properties changed to allow oil

concessions • Actual territories do not match ancestral lands • Kichwas and Shuar also used legal mechanisms for

land titling to gain properties in non-traditional territories

• Land speculation, carbon rights - Who will benefit?

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Case study II: Atlantic Forest of Brazil

Climate Change Scenarios

Potential natural forest area ~1.0-1.5 million km² *) Percentage of original forest area ~ 8.0% *) / 11.4-16.0% **) Highly fragmented ~ 232,000 forest fragments *) One of 25 biodiversity hotspots ***)

*) Fundação SOS Mata Atlântica / INPE 2009 **) Ribeiro et al. 2009 ***) Myers et al. 2000

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Climate Change Scenarios

Serra do Mar corridor

SOS Mata Atlântica 2010, modified by Heinrich, Nehren & Sattler 2010

Study Area of the German-Brazilian Research Project DINARIO

Altlantic Ocean

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4.04% 0.14%

50.37% 45.45%

Potentials for REDD+?

Close to megacity Rio de Janeiro: suburbanization processes, fragmented landscape, many small farmers Lack of information about REDD+

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EMBRAPA 2010

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Climate Change Scenarios

Legal framework

REDDy?

Nehren et al. 2012

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Upper Guapi- Macacu watershed

No additionality

PES for reforestation and management of small forest fragments:

+ biodiversity + carbon storage + water quantity and quality + tourism

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Case study III: Deforestation and degradation of dry forests due for wood fuel extraction,

Mutomo district, Kenya

Date: 27th of September, 2012

Geoffrey Ndegwa1, Dieter Anhuf2, Udo Nehren3, Sabine Schlüter4, Miyuki Iiyama5

1 University Passau 2 Cologne University of Applied Sciences 3 ICRAF – World Agroforestry Centre, Nairobi

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Key figures Mutomo District (GOK, 2011)

Location Eastern province of Kenya

Population / land area

About 180,000 (2009), 33,000 households, 20,400 km2; high population growth rate

Main sources of income

Casual labour (41%), remittances (21%), petty trading (18%), formal employment (3%) charcoal production (9%)

Rainfall 500-1,050mm (with 30% reliability)

Population below poverty line

65%

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Household distribution by main cooking fuel

firewood paraffin electricity charcoal

How can a PES scheme support sustainable land management and reduce deforestation and forest degradation?

+ biodiversity + carbon storage + tourism

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ICRAF 2012

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Case studies IV and V: Vietnam and Indonesia

Hazards and environmental problems

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Climate Change Scenarios

Ecosystems under pressure

Slash and burn Acacia and rubber plantations

Dam construction Illegal mining

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Evolving technologies and community-­‐based monitoring for effective REDD+ implementation University of Wageningen (The Netherlands), Cologne University of Applied Sciences, Vietnam Academy for Water Resources, Hue University (Vietnam)

Ecosystem and community- based adaptation to climate related disasters Cologne University of Applied Sciences, Hue University (Vietnam)

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Climate Change Scenarios

Indonesia, Karimunjawa Island Mangrove forest carbon stock mapping in small islands using remote sensing: above and below ground carbon mapping on medium resolution satellite image Gadjah Mada University (Indonesia), Cologne University of Applied Sciences

Focus: Baseline for REDD+ implementation Community-based ecosystem management

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Lessons learned so far

Much attention paid to economic approaches for land and ecosystem management, such as REDD+ and PES

Success strongly depends on the political, socioeconomic, cultural and ecological circumstances

PES successfully implemented in (sub)tropical countries; relatively low risks

REDD+ bears risks of top-down governance, land speculation, violation of indigenous rights, apart from technical challenges

REDD+ requires strong involvement of communities to improve knowledge and acceptance; safeguards for communities and ecosystems needed

Can economic approaches help to prevent the 21st century ecological collapse?

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Thank you very much for your attention

And thanks to the PhD students:

Toa Loaiza Lange (Ecuador) Vanesa Rodriguez (Bolivia, Brazil)

Geoffrey Ndegwa (Kenya) Arun Pratihast (Nepal, Vietnam)

Pramaditya Wicaksono (Indonesia)

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20 THE CO-EXISTENCE OF NATURE, ECONOMY AND SOCIETY AS BASE FOR SUSTAINABLE ECONOMIC DEVELOPMENT

TOPIC: THE IMPACT OF SACOLA(SABYINYO

COMMUNITY LIVELIHOODS ASSOCIATION) IN THE CONSERVATION

OF VOLCANOES NATIONAL PARK- REPUBLIC OF RWANDA

Presented by: NSHIMIYIMANA Gonzalves

INES-Ruhengeri, E-mail: [email protected]

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Outline

SMEs: Coexistance of Nature, Economy and Society 2

1. BASIC INFORMATION ABOUT RWANDA 1. Akagera National Park (East of Rwanda) 2. Nyungwe National Park (South of Rwanda) 3. Volcanoes National Park (North Rwanda)

2. SACOLA : THE COEXISTANCE OF NATURE, ECONOMY AND SOCIETY

1. The nature of SACOLA 2. Main achievements of SACOLA (socio-cultural, economic, tourism)

3. Conclusion: Overall impact

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1. Basic information about Rwanda

Size: 26,338km2; Landscape: Hilly Pop: 11m (54% women, 46% men) Life: 85% agriculture Religion: 95 christians Languages: Kinyarwanda, English, French

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1.1. Akagera National Park (East of Rwanda)

SMEs: Coexistance of Nature, Economy and Society 4

Is the largest in Rwanda with various wild animals (Zebra, Giraffes, hippos, lions, impala,

Distance: 2hrs drive from Kigali

Inside the Park: Akagera Game Lodge

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1.2. Nyungwe National Park (South of Rwanda)

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One the largest populations of endemic species in all of Africa.

East Africa's largest protected high-altitude rainforest.

Distance: 3hrs drive from Kigali

Species inside the Park: 86 mammals, 14 of primates, 280 of avian species, 43 species of reptiles, 1100 species of orchids

What else? Canopy walkway: 90m long, 50m high Nyungwe forest Lodge

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1.3. Volcanoes National Park (North Rwanda) (the focus of this presentation)

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Home population of the remaining endangered Mountain Gorillas Distance: 2h30 from Kigali Inside and around the Park:

Mountain Gorillas Many lodges

Questions? How local communities benefit the volcanoes park? What do they do to protect it?

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2. SACOLA : THE COEXISTANCE OF NATURE, ECONOMY AND SOCIETY

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SACOLA means Sabyinyo (the mountain above) Community Livelihood Association

Created in 2004 by Kinigi District authorities in collaboration with the former Rwanda Office of Tourism and National Parks (Now: RDB)

Objectives: Improve and promote the lives of population surrounding the park who were suffering heavily from the consequences of the guerilla war of 1997-1998 Protect the park against human activities and disease transmission from humans to gorillas

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2.1. The nature of SACOLA

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1. Domains of Intervention: Socio- cultural Economic Tourism

2. Means Using, supporting and synchronizing services provided by local organizations and communities Profit sharing with surrounding communities.

3. Tools used: Community cooperatives born after .

UNICOPAV (Ex-poachers, Amizero poters club, crafters, bee-keepers), ANNICO (Producers of tourism products made in Bamboos) Muhisimbi (tourism guides)

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2.2. Main achievements of SACOLA 1. Socio-cultural

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Construction of full houses 31 for genocide survivors 20 for other vulnerables:

2,600 iron sheets + nails (16m Rwf)

Cows donated in the program one cow per family:

150 cows from 2010 to 2012

SACOLA cultural center: (traditional dancers, healers, iron

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Money inject locally from 2008 to 2011 (SACOLA in partnership with SSBL): 442,114 USD for:

construction of schools,

roads, rain harvest water tanks

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2. Economic achievements

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Investment: 750,000USD in Sabyinyo Silver Back Lodge (18 beds in total; 5 cottages, 2 suites and 1 family suite) Management by Governors camps, a British Kenya-based group

Prices: From normal to high season

300-500USD (Single)

700 to 1,000USD (Suite)

Revenue sharing: 58USD per day &per head allocated to SACOLA, 30USD per visit to cultural center paid directly to SACOLA which also allocates a tip to the owners of the visited site

60% of employees must come from local community

Basic food is supplied by locals

NB: With this money SACOLA invests back in the community

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3. Achievements in Tourism

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Gorilla naming ceremony (yearly) Introduced in 2005 to create awareness for safeguarding of the mountain Gorillas that are in danger of extinction

Gorillas increased from 300 to 480 in 2012, 2005-2006-2007-2008: 30, 12, 23 and 20 respectively.

Visit permit: from 500USD to 750USD

There are 8 gorilla families that can be visited 10 people each every day

Walls preventing other animals going out of the VNP

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Conclusion:Overall impact

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1. Social benefits: Improved education, health care, Community united around one cause Problems, experiences and solutions sharing Openness toward the outside world

2. Economic benefits: Hotel construction, Job creation and food market Revenue sharing

3.Tourism benefits

Environmental conservation Increased number of Gorillas Increased cost of Gorilla visit permit

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TtHhAaNnKk   YyOoUu!  

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Sources Interview with Florence Secretary, Founder, One of Gorilla Naming Personalities in 2010 www.nyungwe.org www.igcp.org

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