Edited by STEPHEN J. LINDSAY
TMS2011 14oth Annual Meeting & Exhibition
Edited by Stephen J. Lindsay
Proceedings of the technical sessions presented by the TMS Aluminum
Committee
at the TMS 2011 Annual Meeting & Exhibition, San Diego,
California, USA February 27-March 3, 2011
Editor Stephen J. Lindsay
Chemistry and Materials Science: Professional
Copyright© 2016 by The Minerals, Metals, & Materials Society
Published by Springer International Publishers, Switzerland, 2016
Reprint of the original edition published by John Wiley & Sons,
Inc., 2011,978-1-11802-935-0
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viii
Preface
........................................................................................................................................................................xxi
About the Editor
.......................................................................................................................................................xxiii
Program
Organizers...................................................................................................................................................xxv
Aluminum Committee
..............................................................................................................................................xxxi
Resource Utilization of High-sulfur Bauxite of Low-median Grade in
Chongqing China..........................................19 J. Yin,
W. Xia, and M. Han
Development of Bauxite and Alumina Resources in the Kingdom of
Saudi Arabia ...................................................23
A. Al-Dubaisi
Digestion Studies on Central Indian
Bauxite...............................................................................................................29
P. Raghavan, N. Kshatriya, and Dasgupta
Effects of Roasting Pretreatment in Intense Magnetic Field on
Digestion Performance of Diasporic Bauxite...........33 Z. Ting-an,
D. Zhihe, L. Guozhi, L. Yan, D. Juan, W. Xiaoxiao, and L. Yan
Bayer Process I
Influence of Solid Concentration, Particle Size Distribution, Ph
And Temperature on Yield Stress of Bauxite Pulp
............................................................................................................................................................47
C. Barbato, M. Nele, and S. França
A New Method for Removal Organics in the Bayer
Process.......................................................................................51
B. Yingwen, L. Jungi, S. Mingliang, and Z. Fei
Alunorte Expansion 3 - The New Lines Added to Reach 6.3 Million
Tons per Year .................................................57
D. Khoshneviss, L. Corrêa, J. Ribeiro Alves Filho, H. Berntsen, and
R. Carvalho
ix
One Green Field Megaton Grade Large Alumina Refinery with
Successful Engineering & Operation Experience...63 L. Xianqing,
and Y. Xiaoping
Advanced Process Control in the Evaporation Unit
....................................................................................................69
C. Kumar, U. Giri, R. Pradhan, T. Banerjee, R. Saha, and P.
Pattnaik
Red Mud
Session Chairs
.............................................................................................................................................................79
Application of Nanofiltration Technology to Improve Sea Water
Neutralization of Bayer Process Residue .............81 K. Taylor,
M. Mullett, L. Fergusson, H. Adamson, and J. Wehrli
Caustic and Alumina Recovery from Bayer Residue
..................................................................................................89
S. Gu
Production of Ordinary Portland Cement( OPC) from NALCO Red
Mud..................................................................97
C. Mishra, D. Yadav, M. Alli, and P. Sharma
Recovery of Metal Values from Red
Mud.................................................................................................................103
P. Raghavan, N. Kshatriya, and K. Wawrynink
Reductive Smelting of Greek Bauxite Residues for Iron Production
........................................................................113
A. Xenidis, C. Zografidis, I. Kotsis, and D. Boufounos
Precipitation, Calcination and Properties
Pressure Calcination Revisited
..................................................................................................................................131
F. Williams, and C. Misra
Physical Simulation and Numerical Simulation of Mixing Performance
in the Seed Precipitation Tank with a Improved Intermig Impeller
......................................................................................................................................145
Z. Ting-an, L. Yan, W. Shuchan, Z. Hongliang, Z. Chao, Z. Qiuyue,
D. Zhihe, and L. Guozhi
x
Significant Improvement of Energy Efficiency at Alunorte's
Calcination Facility
...................................................157 M. Missalla,
H. Schmidt, J. Ribeiro, and R. Wischnewski
Attrition of Alumina in Smelter Handling and Scrubbing
Systems...........................................................................163
S. Lindsay
Energy and Environment
Alunorte Global Energy Efficiency
...........................................................................................................................179
A. Monteiro, R. Wischnewski, C. Azevedo, and E. Moraes
Opportunities for Improved Environmental Control in the Alumina
Industry
..........................................................185 R.
Mimna, J. Kildea, E. Phillips, W. Carlson, B. Keiser, and J.
Meier
Alumina Refinery Wastewater Management: When Zero Discharge Just
Isn’t Feasible… ......................................191 L.
Martin, and S. Howard
High Purity Alumina Powders Extracted from Aluminum Dross by the
Calcining-Leaching Process .....................197 L. Qingsheng,
Z. Chunming, F. Hui, and X. Jilai
Effect of Calcium/Aluminium Ratio on MgO Containing Calcium
Aluminate Slags...............................................201
W. Bo, S. Hui-Lan, G. Dong, and B. Shi-Wen
Study on Extracting Aluminum Hydroxide from Reduction Slag of
Magnesium Smelting by Vacuum Aluminothermic Reduction
.......................................................................................................................................205
W. Yaowu, F. Naixiang, Y. Jing, H. Wenxin, P. Jianping, D.
Yuezhong, and W. Zhihui
Application of Thermo-gravimetric Analysis for Estimation of
Tri-hydrate Alumina in Central Indian Bauxites-An Alternative for
Classical
Techniques.........................................................................................................................211
Y. Ramana, and R. Patnaik
Determination of Oxalate Ion in Bayer Liquor Using Electrochemical
Method .......................................................215
S. Turhan, B. Usta, Y. Sahin, and O. Uysal
Alternative Alumina Sources - Poster Session
Session Chairs
...........................................................................................................................................................219
The Effect of Ultrasonic Treatment on Alumina Leaching from Calcium
Aluminate Slag ......................................221 S.
Hui-lan, W. Bo, G. Dong, Z. Xue-zheng, and B. Shi-wen
Theory and Experiment on Cooling Strategy during Seeded
Precipitation
...............................................................227
Z. Liu, W. Chen, and W. Li
xi
Extraction of Alumina from Red Mud by Divalent Alkaline Earth Metal
Soda Ash Sinter Process.........................231 S. Meher, A.
Rout, and B. Padhi
Dissolution Kinetics of Silicon from Sintering Red Mud in Pure
Water...................................................................237
X. Li, K. Huang, and H. Zhu
The Effect of Cooling Rate on the Leachability of Calcium Aluminate
Slags ..........................................................241
W. Bo, S. Hui-lan, Z. Xue-zheng, and B. Shi-wen
Preparing Polymerized Aluminum-ferrum Chloride with Red Mud
.........................................................................245
L. Guilin, Y. Haiyan, and B. Shiwen
Adsorption of Polyethylene Glycol at the Interface of Dicalcium
Silicate - Sodium Aluminate Solution ................251 Y. Haiyan,
X. Pan, Z. Lu, and T. Ding
Production of Hematite Ore from Red Mud
..............................................................................................................255
P. Raghavan, N. Kshatriya, and K. Wawrynink
Session Chairs
...........................................................................................................................................................261
HF Measurements Inside an Aluminium Electrolysis
Cell........................................................................................263
K. Osen, T. Aarhaug, A. Solheim, E. Skybakmoen, and C.
Sommerseth
LasIRTM-R - The New Generation RoHS-Compliant Gas Analyzers Based
on Tunable Diode Lasers ..................269 J. Gagne, J. Pisano,
A. Chanda, G. Mackay, K. Mackay, and P. Bouchard
Use of Spent Potlining (SPL) in Ferro Silico Manganese Smelting
..........................................................................275
P. vonKrüger
Reduction of PFC Emissions at Pot Line 70 kA of Companhia
Brasileira de
Alumínio...........................................281 H. Santos,
D. Melo, J. Calixto, J. Santos, and J. Miranda
Towards Redefining the Alumina Specifications Sheet - The Case of
HF Emissions...............................................285 L.
Perander, M. Stam, M. Hyland, and J. Metson
Design of Experiment to Minimize Fluoride and Particulate Emissions
at Alumar ..................................................291 E.
Batista, P. Miotto, E. Montoro, and L. Souza
Innovative Distributed Multi-Pollutant Pot Gas Treatment System
..........................................................................295
G. Wedde, O. Bjarno, and A. Sorhuus
Fluoride Emissions Management Guide (FEMG) for Aluminium Smelters
.............................................................301 N.
Tjahyono, Y. Gao, D. Wong, W. Zhang, and M. Taylor
Bayer Process Chemistry and Alumina Quality I
Session Chairs
...........................................................................................................................................................307
On Continuous PFC Emission Unrelated to Anode Effects
......................................................................................309
X. Chen, W. Li, J. Marks, Q. Zhao, J. Yang, S. Qiu, and C.
Bayliss
Monitoring Air Fluoride Concentration around ALUAR Smelter in
Puerto Madryn (Chubut Province,
Argentina)....................................................................................................................................315
J. Zavatti, C. Moreno, J. Lifschitz, and G. Quiroga
Reduction of Anode Effect Duration in 400kA Prebake Cells
..................................................................................319
W. Zhang, D. Wong, M. Gilbert, Y. Gao, M. Dorreen, M. Taylor, A.
Tabereaux, M. Soffer, X. Sun, C. Hu, X. Liang, H. Qin, J. Mao, and
X. Lin
Sustainable Anode Effect Based Perfluorocarbon Emission
Reduction....................................................................325
N. Dando, L. Sylvain, J. Fleckenstein, C. Kato, V. Van Son, and L.
Coleman
Towards Eliminating Anode
Effects..........................................................................................................................333
A. Al Zarouni, B. Welch, M. Mohamed Al-Jallaf, and A. Kumar
Particulate Emissions from Electrolysis Cells
...........................................................................................................345
H. Gaertner, A. Ratvik, and T. Aarhaug
Investigation of Solutions to Reduce Fluoride Emissions from Anode
Butts and Crust Cover Material ..................351 G. Girault, M.
Faure, J. Bertolo, S. Massambi, and G. Bertran
PFC Survey in Some Smelters of
China....................................................................................................................357
W. Li, X. Chen, Q. Zhao, S. Qiu, and S. Zhang
Bayer Process Chemistry and Alumina Quality I
Session Chairs
...........................................................................................................................................................367
Cells Thermal Balance
Increasing the Power Modulation Window of Aluminium Smelter Pots
with Shell Heat Exchanger Technology...369 P. Lavoie, S.
Namboothiri, M. Dorreen, J. Chen, D. Zeigler, and M. Taylor
New Approaches to Power Modulation at TRIMET Hamburg
.................................................................................375
T. Reek
Some Aspects of Heat Transfer Between Bath and Sideledge in
Aluminium Reduction Cells.................................381 A.
Solheim
Towards a Design Tool for Self-heated Cells Producing Liquid Metal
by Electrolysis ............................................387 S.
Poizeau, and D. Sadoway
x
Effects of Composition and Granulometry on Thermal Conductivity of
Anode Cover Materials ............................399 H.
Wijayaratne, M. Hyland, M. Taylor, A. Grama, and T. Groutso
Restart of 300kA Potlines after 5 Hours Power
Failure.............................................................................................405
X. Zhao, B. Gao, H. Han, J. Liu, J. Xiao, J. Qian, J. Yan, and D.
Wang
Multiblock Monitoring of Aluminum Reduction Cells Performance
........................................................................407
J. Tessier, C. Duchesne, and G. Tarcy
Bayer Process Chemistry and Alumina Quality I
Session Chairs
...........................................................................................................................................................413
High Amperage Operation of AP18 pots at
Karmøy.................................................................................................415
M. Bugge, H. Haakonsen, O. Kobbeltvedt, and K. Paulsen
Aluminium Smelter Manufacturing Simulation - Can These Bring Real
Cost Savings? ..........................................421 M.
Meijer
Simultaneous Preheating and Fast Restart of 50 Aluminium Reduction
Cells in an Idled Potline - A New Soft Re- start Technique for a
Pot Line
...................................................................................................................................425
A. Mulder, A. Folkers, M. Stam, and M. Taylor
SWOT Perspectives of Midage Prebaked Aluminium Smelter
.................................................................................431
P. Choudhury, and A. Sharma
New Progress on Application of NEUI400kA Family High Energy
Efficiency Aluminum Reduction Pot ("HEEP") Technology
................................................................................................................................................................443
D. Lu, J. Qin, Z. Ai, and Y. Ban
Improving Current Efficiency of Aged Reduction Lines at Aluminium
Bahrain (Alba)...........................................449 A.
Ahmed, K. Raghavendra, H. Hassan, and K. Ghuloom
Development of NEUI500kA Family High Energy Efficiency Aluminum
Reduction Pot ("HEEP") Technology ..455 D. Lu, Y. Ban, X. Qi, J.
Mao, Q. Yang, and H. Dong
Cells Process Control
Current Efficiency for Aluminium Deposition from Molten
Cryolite-alumina Electrolytes in a Laboratory Cell....461 G.
Haarberg, J. Armoo, H. Gudbrandsen, E. Skybakmoen, A. Solheim, and
T. Jentoftsen
xi
Session Chairs
...........................................................................................................................................................465
Retrofit of a Combined Breaker Feeder with a Chisel Bath Contact
Detection System to Reduce Anode Effect Frequency in a
Potroom.............................................................................................................................................467
J. Verreault, R. Gariépy, B. Desgroseilliers, C. Simard, X.
Delcorde, C. Turpain, S. Simard, and S. Déry
Anode Dusting from a Potroom Perspective at Nordural and
Correlation with Anode Properties............................471 H.
Gudmundsson
The Application of Continuous Improvement to Aluminium Potline
Design and Equipment ..................................477 W.
Paul
Alcoa STARprobeTM
...............................................................................................................................................483
X. Wang, B. Hosler, and G. Tarcy
Active Pot Control using Alcoa
STARprobeTM.........................................................................................................491
X. Wang, G. Tarcy, E. Batista, and G. Wood
Technology & Equipment for Starting Up & Shutting Down
Aluminium Pots under Full Amperage .....................497 Y. Tao,
L. Meng, C. Bin, and Y. Xiaobing
Study on Solution of Al2O3 in Low Temperature Aluminum Electrolyte
.................................................................503
H. Kan, N. Zhang, and X. Wang
Applications of New Structure Reduction Cell Technology in Chalco's
Smelters ....................................................509 F.
Liu, S. Gu, J. Wang, and H. Yang
Transport Numbers in the Molten System NaF-KF-AlF3-Al2O3
...............................................................................513
P. Fellner, J. Hiveš, and J. Thonstad
Impact of Amperage Creep on Potroom Busbars and Electrical
Insulation: Thermal-Electrical Aspects.................525 A.
Schneider, D. Richard, and O. Charette
Modern Design of Potroom Ventilation
....................................................................................................................531
A. Vershenya, U. Shah, S. Broek, T. Plikas, J. Woloshyn, and A.
Schneider
CFD Modelling of Alumina Mixing in Aluminium Reduction Cells
........................................................................543
Y. Feng, M. Cooksey, and P. Schwarz
xx
Bubble Transport by Electro-Magnetophoretic Foces at Anode Botttom
of Aluminium Cells.................................549 V.
Bojarevics, and A. Roy
Anodic Voltage Oscillations in Hall-Héroult Cells
...................................................................................................555
K. Einarsrud, and E. Sandnes
Session Chairs
...........................................................................................................................................................561
Electrical Conductivity of the KF-NaF- AlF3 Molten System at Low
Cryolite Ratio with CaF2 Additions .............563 A. Redkin, A.
Dedyukhin, A. Apisarov, P. Tin'ghaev, and Y. Zaikov
Study of ACD Model and Energy Consumption in Aluminum Reduction
Cells ......................................................567 T.
Yingfu, and W. Hang
Modeling of Energy Savings by Using Cathode Design and Inserts
.........................................................................569
R. von Kaenel, and J. Antille
Experimental Investigation of Single Bubble Characteristics in a
Cold Model of a Hall-Héroult Electrolytic
Cell.........................................................................................................................................................575
S. Das, Y. Morsi, G. Brooks, W. Yang, and J. Chen
Large Gas Bubbles under the Anodes of Aluminum Electrolysis Cells
....................................................................581
A. Caboussat, L. Kiss, J. Rappaz, K. Vékony, A. Perron, S.
Renaudier, and O. Martin
Initiatives to Reduction of Aluminum Potline Energy Consumption
Alcoa Poços de Caldas/Brazil ........................587 A. Abreu,
M. Salles, and C. Kato
Overview of High-Efficiency Energy Saving for Aluminium Reduction
Cell ..........................................................591
X. Canming, and Y. Xiaobing
Cell Voltage Noise Reduction Based on Wavelet in Aluminum Reduction
Cell ......................................................599 B.
Li, J. Chen, X. Zhai, S. Sun, and G. Tu
Poster Session
Session Chairs
...........................................................................................................................................................603
Human Factors in Operational and Control Decision Making in
Aluminium Smelters ............................................605
Y. Gao, M. Taylor, J. Chen, and M. Hautus
Aluminum Rolling
xxi
Through Process Effects on Final Al-sheet Flatness
.................................................................................................625
S. Neumann, and K. Karhausen
Organizers..................................................................................................................................................................631
Session Chairs
...........................................................................................................................................................633
New Casthouse Smelter Layout for the Production of Small
Non-Alloyed Ingots: Three Furnaces/Two Lines.......635 J. Berlioux,
A. Bourgier, and J. Baudrenghien
Use of Process Simulation to Design a Billet
Casthouse...........................................................................................641
G. Jaouen
Optimizing Scrap Reuse as a Key Element in Efficient Aluminium Cast
Houses ....................................................647 T.
Schmidt, J. Migchielsen, D. Ing, and H. Gräb
Implementation of an Effective Energy Management Program Supported
by a Case Study ....................................653 R.
Courchée
Molten Metal Safety Approach through a
Network...................................................................................................657
C. Pluchon, B. Hannart, L. Jouet-Pastré, J. Mathieu, R. Wood, J.
Riquet, F. Fehrenbach, G. Ranaud, M. Bertherat, and J.
Hennings
Improved Monolithic Materials for Lining Aluminum Holding &
Melting Furnaces...............................................663
A. Wynn, J. Coppack, T. Steele, and K. Moody
Direct Chill Casting
Effect of Cooling Water Quality on Dendrite Arm Spacing of DC Cast
Billets........................................................681
S. Mohapatra, S. Nanda, and A. Palchowdhury
Mould Wall Heat Flow Mechanism in a DC Casting Mould
....................................................................................687
A. Prasad, and I. Bainbridge
Productivity Improvements at Direct Chill Casting Unit in Aluminium
Bahrain (ALBA) .......................................693 A. Noor,
S. Chateeriji, and A. Ahmed
xxii
Investment Casting of Surfaces with Microholes and Their Possible
Applications ..................................................705
T. Ivanov, A. Buehrig-Polaczek, U. Vroomen, C. Hartmann, A.
Gillner, K. Bobzin, J. Holtkamp, N. Bagcivan, and S. Theiss
Using SEM and EDX for a Simple Differentiation of Alpha- and
Beta-AlFeSi-Phases in Wrought Aluminum Billets711 M. Rosefort, C.
Matthies, H. Buck, and H. Koch
Dross Formation, Control and Handling
Session Chairs
...........................................................................................................................................................717
Study of Early Stage Interaction of Oxygen with Al; Methods,
Challenges and Difficulties....................................725
B. Fateh, G. Brooks, M. Rhamdhani, J. Taylor, J. Davis, and M.
Lowe
Quality Assessment of Recycled
Aluminium............................................................................................................731
D. Dispinar, A. Kvithyld, and A. Nordmark
The Effect of TiB2 Granules on Metal Quality
..........................................................................................................745
M. Mohamed Al-Jallaf, M. Hyland, B. Welch, A. Al Zarouni, and F.
Abdullah
Thermodynamic Analysis of Ti, Zr, V and Cr Impurities in Aluminium
Melt..........................................................751
A. Khaliq, M. Rhamdhani, G. Brooks, and J. Grandfield
Current Technologies for the Removal of Iron from Aluminum Alloys
...................................................................757
L. Zhang, J. Gao, and L. Damdah
Electromagnetically Enhanced Filtration of Aluminum Melts
..................................................................................763
M. Kennedy, S. Akhtar, R. Aune, and J. Bakken
Wettability of Aluminium with SiC and Graphite in Aluminium
Filtration..............................................................775
S. Bao, A. Kvithyld, T. Engh, and M. Tangstad
Study of Microporosity Formation under Different Pouring Conditions
in A356 Aluminum Alloy Castings..........783 L. Yao, S. Cockcroft,
D. Maijer, J. Zhu, and C. Reilly
xxiii
Session Chairs
...........................................................................................................................................................791
Development of Alba High Speed
Alloy...................................................................................................................803
A. Ahmed, J. Hassan, G. Martin, and K. Ghosh
Dissolution Studies of Si Metal in Liquid Al under Different Forced
Convection Conditions .................................809 M. Seyed
Ahmadi, S. Argyropoulos, M. Bussmann, and D. Doutre
Modification and Grain Refinement of Eutectics to Improve
Performance of Al-Si Castings..................................815
M. Felberbaum, and A. Dahle
Production of Al-Ti-C Grain Refiners with the Addition of Elemental
Carbon and K2TiF6 .....................................821 F.
Toptan, I. Kerti, S. Daglilar, A. Sagin, O. Karadeniz, and A.
Ambarkutuk
Effect of Mechanical Vibrations on Microstructure Refinement of
Al-7mass% Si Alloys .......................................827 T.
Tamura, T. Matsuki, and K. Miwa
Predicting the Response of Aluminum Casting Alloys to Heat
Treatment................................................................831
C. Wu, and M. Makhlouf
Electrode Technology for Aluminium Production
Organizers..................................................................................................................................................................837
Operation of an Open Type Anode Baking Furnace with a Temporary
Crossover ...................................................847 E.
Cobo, L. Beltramino, J. Artola, J. Rey Boero, P. Roy, and J.
Bigot
Recent Developments in Anode Baking Furnace
Design..........................................................................................853
D. Severo, V. Gusberti, P. Sulger, F. Keller, and M. Meier
Sohar Aluminium’s Anode Baking Furnace
Operation.............................................................................................859
S. Al Hosni, J. Chandler, O. Forato, F. Morales, C. Jonville, and
J. Bigot
Meeting the Challenge of Increasing Anode Baking Furnace
Productivity...............................................................865
F. Ordronneau, M. Gendre, L. Pomerleau, N. Backhouse, A. Berkovich,
and X. Huang
Wireless Communication for Secured Firing and Control Systems in
Anode Baking Furnaces ...............................871 N. Fiot,
and C. Coulaud
xxiv
High Performance Sealing for Anode Baking
Furnaces............................................................................................881
P. Mahieu, S. Neple, N. Fiot, I. Ofico, and M. Eufrasio
Session Chairs
...........................................................................................................................................................887
Quality and Process Performance of Rotary Kilns and Shaft Calciners
....................................................................895
L. Edwards
Sub-surface Carbon Dioxide Reaction in Anodes
.....................................................................................................901
D. Ziegler
Prebaked Anode from Coal Extract (2) - Effects of the Properties of
Hypercoal-coke on the Preformance of Prebaked Anodes
.......................................................................................................................................................913
M. Hamaguchi, N. Okuyama, N. Komatsu, J. Koide, K. Kano, T.
Shishido, K. Sakai, and T. Inoue
The New Generation of Vertical Shaft Calciner
Technology....................................................................................917
J. Zhao, Q. Zhao, and Q. Zhao
Prediction of Calcined Coke Bulk
Density................................................................................................................931
M. Dion, H. Darmstadt, N. Backhouse, F. Cannova, and M.
Canada
Calcined Coke Particle Size and Crushing Steps Affect Its VBD
Result
..................................................................937
F. Cannova, M. Canada, and B. Vitchus
Bulk Density - Overview of ASTM and ISO Methods with Examples of
Between Laboratory Comparisons .........941 L. Lossius, B. Spencer,
and H. Øye
Improving the Repeatability of Coke Bulk Density
Testing......................................................................................947
L. Edwards, M. Lubin, and J. Marino
xxv
Anode Quality and Rodding Processes
Session Chairs
...........................................................................................................................................................965
Characterization of a Full Scale Prebaked Carbon Anode using X-Ray
Computerized Tomography.......................973 D. Picard, H.
Alamdari, D. Ziegler, P. St-Arnaud, and M. Fafard
FEM Analysis of the Anode Connection in Aluminium Reduction Cells
.................................................................979
S. Beier, J. Chen, M. Fafard, and H. Fortin
Development of Industrial Benchmark Finite Element Analysis Model
to Study Energy Efficient Electrical Connections for Primary
Aluminium
Smelters..........................................................................................................985
D. Molenaar, K. Ding, and A. Kapoor
Real Time Temperature Distribution During Sealing Process and Room
Temperature Air Gap Measurements of a Hall-Héroult Cell Anode
...........................................................................................................................................991
O. Trempe, D. Larouche, D. Ziegler, M. Guillot, and M. Fafard
Effects of High Temperatures and Pressures on Cathode and Anode
Interfaces in a Hall-Heroult Electrolytic Cell997 L. St-Georges, L.
Kiss, J. Bouchard, M. Rouleau, and D. Marceau
New Apparatus for Characterizing Electrical Contact Resistance and
Thermal Contact Conductance...................1003 N. Kandev, H.
Fortin, S. Chénard, G. Gauvin, M. Martin, and M. Fafard
Carbon Anode Modeling for Electric Energy Savings in the Aluminium
Reduction Cell ......................................1009 D.
Andersen, and Z. Zhang
Cathode Design and Operation
Development and Application of an Energy Saving Technology for
Aluminum Reduction Cells .........................1023 P. Jianping,
F. Naixiang, F. Shaofeng, L. Jun, and Q. Xiquan
Study of Electromagnetic Field in 300kA Aluminium Reduction Cells
with Innovation Cathode Structure..........1029 B. Li, X. Zhang, S.
Zhang, F. Wang, and N. Feng
Evaluation of the Thermophysical Properties of Silicon Carbide,
Graphitic and Graphitized Carbon Sidewall Lining Materials Used in
Aluminium Reduction Cell in Function of
Temperature............................................................1035
A. Khatun, and M. Desilets
Advanced Numerical Simulation of the Thermo-Electro-Mechanical
Behaviour of Hall-Héroult Cells under Electrical
Preheating................................................................................................................................................1041
D. Marceau, S. Pilote, M. Désilets, L. Hacini, J. Bilodeau, and Y.
Caratini
xxvi
Influence of Technological and Constructive Parameters on the
Integrity of the Bottom of Aluminum Reduction Cells during Flame
Preheating.................................................................................................................................1047
A. Arkhipov, G. Arkhipov, and V. Pingin
Creep Behaviors of Industrial Graphitic and Graphitized Cathodes
during Modified Rapoport Tests ...................1053 W. Wang, J.
Xue, J. Feng, Q. Liu, L. Zhan, H. He, and J. Zhu
Cathode Materials and Wear
Coke Selection Criteria for Abrasion Resistant Graphitized Cathodes
...................................................................1067
R. Perruchoud, W. Fischer, M. Meier, and U. Mannweiler
Determination of the Effect of Pitch-Impregnation on Cathode
Erosion Rate
........................................................1073 P.
Patel, Y. Sato, and P. Lavoie
Simplifying Protection System to Prolong Cell Life
...............................................................................................1079
M. Mohamed Al-Jallaf, M. Hyland, B. Welch, and A. Al Zarouni
Aluminate Spinels as Sidewall Linings for Aluminum
Smelters.............................................................................1085
X. Yan, R. Mukhlis, M. Rhamdhani, and G. Brooks
Towards a Better Understanding of Carburation Phenomenon
...............................................................................1097
M. Lebeuf, M. Coulombe, B. Allard, and G. Soucy
Session Chairs
.........................................................................................................................................................1109
Furan Resin and Pitch Blends as Binders for TiB2-C Cathodes
..............................................................................1117
H. Zhang, J. Hou, X. Lü, Y. Lai, and J. Li
Influence of Cobalt Additions on Electrochemical Behaviour of
Ni-Fe-Based Anodes for Aluminium Electrowinning
........................................................................................................................................................1123
V. Singleton, B. Welch, and M. Skyllas-Kazacos
Effects of the Additive ZrO2 on Properties of Nickel Ferrite Cermet
Inert Anode..................................................1129
X. Zhang, G. Yao, Y. Liu, J. Ma, and Z. Zhang
xxvii
Poster Session - Electrode
Session Chairs
.........................................................................................................................................................1141
Influence of Ultrafine Powder on the Properties of Carbon Anode
Used in Aluminum Electrolysis......................1143 X. Jin, D.
Songyun, L. Jie, L. Yanqing, and L. Yexiang
Preparation NiFe2O4 Matrix Inert Anode Used in Aluminum
Electrolysis by Adding Nanopowder .....................1149 Z.
Zhang, G. Yao, Y. Liu, and X. Zhang
Cold Water Model Simulation of Aluminum Liquid Fluctuations Induced
by Anodic Gas in New Tape of Cathode Structure Aluminum
Electrolytic Cell
.....................................................................................................................1155
Y. Liu, T. Zhang, Z. Dou, H. Wang, G. Lv, Q. Zhao, N. Feng, and J.
He
Effects of Physical Properties of Anode Raw Materials on the Paste
Compaction Behavior..................................1161 K. Azari,
H. Ammar, H. Alamdari, D. Picard, M. Fafard, and D. Ziegler
Furnace Efficiency - Energy and Throughput
Organizers................................................................................................................................................................1165
Session Chairs
.........................................................................................................................................................1167
Session I
Latest Trends in Post Consumer and Light Gauge Scrap Processing to
include Problematic Materials such as UBC, Edge Trimming and Loose
Swarf............................................................................................................................1173
F. Niedermair, and G. Wimroither
Investigation of Heat Transfer Conditions in a Reverberatory
Melting Furnace by Numerical Modeling..............1179 A.
Buchholz, and J. Rødseth
Oxyfuel Optimization using CFD Modeling
...........................................................................................................1185
T. Niehoff, and S. Viyyuri
New Technology for Electromagnetic Stirring of Aluminum
Reverberatory Furnaces
..........................................1193 J. Herbert, and A.
Peel
Evaluation of Effects of Stirring in a Melting Furnace for
Aluminum....................................................................1199
K. Matsuzaki, T. Shimizu, Y. Murakoshi, and K. Takahashi
xxviii
Study on the Energy-saving Technology of Chinese Shaft Calciners
.....................................................................1217
G. Lang, C. Bao, S. Gao, R. Logan, Y. Li, and J. Wu
Author
Index............................................................................................................................................................1221
xxi
PREFACE
As editor it is my pleasure to present to you these contributed
proceedings of TMS’s 140th Annual Meeting and Exposition in San
Diego, California. The volumes included here represent a large
collective undertaking. All of it has been volunteered by the
hundreds of authors, dozens of Session Chairpersons, and more than
a dozen Symposium Chairpersons and Vice-Chairpersons that have
created Light Metals 2011. As members we owe them all a debt of
gratitude for the time and effort that they have donated.
Although our industry has faced trying times in recent years
contributions to this volume from industry and There are almost
twice that number of contributions from private industry,
individual contributors, and research institutes combined. Many of
these individuals or organizations have prepared technical papers
on varied topics and across multiple symposia. Such support from
our membership is what makes our annual meetings both productive
and successful.
This represents the best of TMS, a professional, diverse, and
growing organization that embraces and promotes both pure and
applied sciences.
The volumes of Light Metals represent a large fraction of the
accumulated knowledge of our industry that is in the public domain.
It is often used as a primary source of reference information in
the preparation of new contributions to the technical literature.
Each year the wealth of information in the accumulated volumes of
Light Metals grows and 2011 is no exception.
Yet, it is not enough to rest on these laurels. Our future is being
shaped now by forces that our industry could not have anticipated
even a decade ago. We look to grow, to include academic and
industrial papers from countries, universities, and enterprises
that have yet to be represented in Light Metals along with those
from more established contributors. We hope to allow future authors
to see further, if not from standing upon the shoulders of the
giants that have preceded them in our industry.
I encourage our members to not only participate in annual meetings,
but also to get actively involved. TMS committees are all composed
of volunteers. Authors that have contributed in the past are most
likely to contribute again. However, they, as I, would like to hear
from members who may have been tempted to write a technical paper
but never have done so. The strength of our organization is built
upon new ideas and insights that come from all quarters of
academia, research groups, and industry. New authors are always
welcomed.
On behalf of the organizers for Light Metals 2011 allow me to thank
the TMS staff including Marla Boots, Chris Wood, and Christina
Raabe Eck and the TMS Light Metals Aluminum Committee for their
support. I would also like to recognize the contributions of John
A. Johnson for his guidance and for his organization of the Plenary
Session celebrating 125 Years of the Hall-Héroult Aluminum
Reduction Process. I especially would like to recognize the 2011
Subject Chairpersons: Mohammed Mahmood, Abdullah Habib Ahmed Ali,
Dr. Alan Tomsett, Dr. James Metson, Dr. Geoffrey Brooks, Kai
Karhausen and Thomas Nieoff for their dedication and leadership in
preparation for our 2011 Annual Meeting.
Stephen J. Lindsay
STEPHEN J. LINDSAY LIGHT METALS 2011 EDITOR
Stephen Joseph Lindsay holds a B.S. in Chemical Engineering from
Clarkson College ofTechnology and an M.A. in Applied Behavioral
Science from Bastyr University's Leadership Institute of Seattle
program. During his time with Alcoa he has held numerous positions
with responsibilities in anode, cathode, pollution control systems,
and reduction technology. He has specialized in areas including
emissions control, metal purity, alumina and electrolytes. In these
areas he supports Alcoa's Primary Products division worldwide. His
wife, Dr. Margarita Merino de Lindsay, an author, poet, and artist
in her own right is his muse. She has encouraged Steve to
contribute regularly to technical literature and education, plus
control of pollution. It is for her sake that the colors of Light
Metals 2011 are those of Spain, her home country. A member ofTMS
since 1985, Steve has regularly authored or co-authored in Light
Metals. He has received the Best Paper Award in Reduction
Technology in 2006 and again in 2009. He served as the Subject
Chair for Reduction Technology in 2006, has instructed in various
short courses, and has served under the direction of Dr. Halvor
Kvande in the TMS Industrial Electrolysis Courses held since 2005.
He has also authored or co-authored technical papers appear in the
proceedings of the 8th and 9th Australasian Smelting Technology
Conferences, the 7th and 8th International Alumina Quality
Workshops, the International Committee for Study of Bauxite,
Alumina, & Aluminium 2010, and the International Beryllium
Research Conference 2007. Steve served on the Aluminum
Association's Industrial Hygiene sub-committee for beryllium
contributing to the understanding its mass balance in aluminum
smelters. He has participated as an instructor on a regular basis
in courses organized by the University of Auckland's Light Metals
Research Centre, the University ofNew South Wales, andAlcoa's own
Process Engineering Training Program. Steve is based at Alcoa's
Tennessee Operations near Knoxville, Tennessee and works with
Alcoa's Technology, Innovation and Center of Excellence group. His
is a manager in Primary Metal's Best Practices group.
PROGRAM ORGANIZERS
ALUMINA and BAUXITE
Jim Metson graduated with PhD in Chemistry from Victoria University
of Wellington, New Zealand, before taking up a position at Surface
Science Western, University of Western Ontario Canada. He then
moved to the University of Auckland, New Zealand, where he is a
Professor, the Associate Director of the Light Metals Research
Centre and Head of the Department of Chemistry. He is a Director of
the New Synchrotron Group Ltd, a councillor of the Australian
Institute of Nuclear Science and Engineering and chairs the
Research Infrastructure Advisory Group (RIAG) for the New Zealand
Government. His research interests are in materials and
particularly surface science, with an emphasis on applications in
the aluminium industry including alumina calcination and evolution
of microstructure, smelting technology and in particular the
impacts of alumina properties, and the surface science of aluminium
metal. He has had more than 20 years of engagement with the
aluminium industry and has been a regular participant at the Annual
TMS meeting. He is a past Light Metals Award winner and has
co-ordinated a course “Alumina from a Smelter Perspective” held as
part of the 2004 TMS meeting !#$ Practice”.
Carlos Suarez has been associated with the alumina and bauxite
industry for 30 years and has been a member of TMS since 1984.
Carlos attended the Uni- versity of Oklahoma where he obtained a
degree of Science in Chemical Engi- neering. He also attended the
University of Phoenix where he obtained a Master in Business
Administration. Carlos has been involved in all aspects of alumi-
*+<+=> Alumina in the areas of Process Safety, Quality,
Training and Development, Technical Sales, Plant Operations
Research and Development, Commissioning and Start-Ups, Knowledge
Management, Organizational Development, Tech- nology Transfer and
Business Development. He has been a Process Consultant for Hatch
since 2004 where he has served as process lead and project manager
for different alumina plant projects around the world. Carlos has
been an ac- tive member of TMS. He has contributed with several
technical papers and was !#$@ course sponsored by TMS in
2008.
xxv
ALUMINUM REDUCTION TECHNOLOGY
Mohammed Mahmood holds Master degree in Process Engineering from
Strathclyde University in Scotland in 1989. He began his career
with Aluminium Bahrain (ALBA) more than thirty years ago, rose
through the ranks to various managerial positions, from Manager of
Potlines, Manager Process & Quality Control to Manager Human
Resources & Development and then to General [ [@\] _ _! ` {|}
{~+ ~ {~* * +[ very often invited to speak at International
Conferences both Technical and People Development related. He is
the head of the Alba Community Service Committee where his role
encouraged the spirit of philanthropy amongst Alba employees and
enhanced kingdom wide appreciation of Alba’s corporate social
responsibility initiatives. His main passion is the development of
youth to become future leaders.
Abdulla Habib Ahmed, Manager Research & Development in Aluminum
Bahrain (Alba), joined Alba in March of 1995 after completing his
degree in ^ @ ! involved in many projects and studies to maximize
Aluminum Production in Alba. He gradually climbed the success
ladder of Alba hierarchy to become in charge of Metal Production as
Reduction Line Superintended in year 2000. On November 2004,
Abdulla completed his Master degree in University of < ! + +! @
* doing the Ph.D. in Aluminium Smelting technology and among few
people in [ ! + #[ !! the innovations; process improvements in
Reduction, Carbon and Casthouse in Aluminum Bahrain (Alba).
Charles “Mark” Read is Bechtel Senior Specialist – Primary
Aluminium Pro- cesses. Mark is currently Bechtel’s Area Manager,
Reduction for the Ma’aden “Ras Az Zawr Aluminium Smelter Project,
Kingdom of Saudi Arabia. Previous * [ | | aluminium smelter
projects, and technology and engineering oversight of stud- ies for
major Middle Eastern, North American and Russian aluminium Smelt-
ers. Mark has 33 years experience in business and technology
management in the Metals Industry, over 25 years of which were in
the aluminium industry – including in-depth technical experience of
Hall-Héroult cell design and opera- tion, pre-baked carbon products
processing and performance, and aluminium casting operations. Mark
joined Bechtel’s Montréal-based “Aluminium Cen- tre of Excellence”
in late 2003. Prior to joining Bechtel, Mark held various
technology management positions with Elkem Metals, Kaiser Aluminium
& ^ ^![ University, England. He holds a B.Sc. degree in
Metallurgical Engineering and M.Sc. in Industrial Metallurgy.
xxvi
CAST SHOP for ALUMINUM PRODUCTION
Geoffrey Brooks, B.Eng. (RMIT), B.A. (SUT), PhD (Melb.) F. I.Eng.
Aust, has been a Professor in the Faculty of Engineering and
Industrial Sciences at Swinburne University of Technology since
2006, where he leads the High Temperature Processing research
group. He also the leader of a cluster of researchers from
Australian and New Zealand Universities focussed on improving
Aluminium smelting. Previously, he was a Senior Principal Research
Scientist at CSIRO (2004-2006), an Associate Professor in Materials
Science and Engineering at McMaster University (2000-2004) and a
Senior Lecturer at the University of Wollongong (1993-2000). In the
17 years since completing his PhD at University of Melbourne, he
have published over 100 papers and run many large research projects
with funding from many major companies and government agencies. He
is currently active in work on dross formation in aluminium
processing, controlling minor elements in the casthouse, sidewall
materials in aluminium cells, development of sensors for bubbling
in high temperature operations, modelling of injection processes
and distribution of elements in magnesium production. He has been a
key reader for Metallurgical and Materials Transactions since 1998
and is a Fellow of the Institute of Engineers (Australia). Geoff
has been a member of the TMS since 1990.
> @+- * ![ (RMIT), a MSC in Mathematical Modelling (Monash
University) and a PhD in Materials Science (University of
Queensland). John has 25 years experience in light metals cast
house research in industry and government laboratories (Rio Tinto
Alcan, CASTcrc and CSIRO). He has developed new technology for alu-
minium and magnesium DC casting, and open mould conveyor ingot
casting. He conducts problem solving and research projects,
presents cast house tech- nology training courses around the world,
participates in in-house innovation workshops and conducts R&D
program reviews. John has four patents and has published more than
50 conference and journal papers. He is chair of the Aus- tralasian
Aluminium Casthouse Technology conference.
xxvii
ELECTRODE TECHNOLOGY for ALUMINUM PRODUCTION
Alan Tomsett has over twenty years experience in carbon anode and
cathode technology. He received his BSc and PhD in Chemical
Engineering from the University of New South Wales in Sydney,
Australia. He joined Rio Tinto Alcan at the R&D centre in
Melbourne in 1987. His activities with R&D Group have included
leadership of the global and regional Carbon R&D program,
provision of technical support for the RTA Australasian smelters,
carbon raw material expansions. Since 2008, Alan has been the
Technical Manager – Carbon for #!@[@! [ 1996. He is the coauthor of
several TMS papers and is a previous TMS session chair. He is also
a regular contributor to the Australasian Smelting
Conference.
Barry Sadler has been involved in the Aluminium Industry for more
than 25 years in a range of positions but always focusing on anode
carbon technology. His career started in 1982 at the Comalco (Now
Rio Tinto Alcan) Research Centre in Melbourne, Australia. In 1989
he moved to Comalco’s New Zealand Aluminium Smelter as Carbon Plant
Manager. After a stint as General Manager Organisational
Effectiveness for Hamersley Iron, in 1989 Barry took up the
position of Technical General Manager at Comalco Aluminium’s
corporate headquarters in Brisbane, Australia. Leaving Rio
Tinto/Comalco in 2002 to establish Net Carbon Consulting Pty Ltd,
Barry now provides consulting advice, training, and support to
clients on improving plant performance, with emphasis on the
practical application of statistical thinking to process
management. Barry has been a regular contributor at TMS meetings
for over 20 years as an author, session chairperson, and Electrodes
subject organiser.
xxviii
ALUMINIUM ROLLING
Kai Friedrich Karhausen is department manager for process
technology at the central Rolled Products R&D of Hydro
Aluminium in Bonn, Germany. Dr. Kar- hausen earned his doctorate at
the RWTH Aachen and worked in the industrial aluminum research for
15 years both in Norway and Germany. His principal work is focused
on the modeling and optimization of materials behavior in in- -
tions and publications. In 2003 he was awarded the
Georg-Sachs-Preis of the >[>[ integrated modeling of metal
forming and materials behavior.
xxix
FURNACE EFFICIENCY - ENERGY and THROUGHPUT
Thomas Niehoff currently Head of Non Ferrous and Mining at The
Linde Group, Div. Linde Gas is based in Munich, Germany. Graduated
from RWTH Aachen in Germany in mechanical engineering in 1992.
Thomas has 18 years experience in combustion and metallurgical
applications related to industrial gases. In his global role Thomas
now overlooks the R&D activities for Linde Gas. He has in depth
experience in metallurgy of aluminum, iron and steel - combustion
processes and emissions from combustion. He did his PhD at #!
xxx
xxxi
Past Chairperson Geoffrey Paul Hearne Rio Tinto Alcan Victoria,
Australia
Hussain H. Alali Retired, Aluminum Bahrain Manama, Bahrain
Martin Iffert Trimet Aluminum AG Essen, Germany
Gilles Dufour Alcoa Canada Quebec, Canada
Pierre Le Brun Alcan Voreppe Research Center Voreppe Cedex,
France
John Grandfield Granfield Technology Pty. Ltd. Victoria,
Australia
Charles Mark Read Bechtel Corp. Quebec, Canada
ALUMINUM COMMITTEE 2011-2012
JOMAdvisor Pierre P. Homsi Rio Tinto Alcan
Secretary Charles Mark Read Bechtel Corp. Quebec, Canada
MEMBERS THROUGH 2012
MEMBERS THROUGH 2013
Barry Sadler Net Carbon Consulting Pty. Ltd. Kangaroo Ground,
Australia
MEMBERS THROUGH 2014
Carlos Suarez Hatch Associates Inc. Pennsylvania, USA
CbDmUUG W@G5JD0
ORGANIZERS
Auckland, New Zealand
Pittsburgh, Pennsylvania, USA
Bauxite Resources and Utilisation
Peter-Hans ter Weer1
1TWS Services and Advice, Imkerweg 5, 1272 EB Huizen, The
Netherlands;
[email protected]
Keywords: Bauxite, Alumina, Project Development, Alumina
Technology, Economics
1. Abstract Developing a greenfield bauxite deposit nowadays
generally includes constructing an alumina refinery. Economics have
resulted in ever-increasing production capacities for
recently-built and future planned greenfield refineries. Rationale:
economy of scale. As a result the complexity of a greenfield
project has significantly increased and its capital cost has grown
to several billion USD. Important consequences:
• Project owners aim at risk reduction through project financing
and formation of joint ventures, further complicating project
implementation.
• Globally only a limited number of (large) companies have the
human and financial resources to develop greenfield bauxite &
alumina projects.
• Only a limited number of engineering firms have the required
skills and experience to successfully implement these mega
projects.
• Only large bauxite deposits get developed.
This paper proposes an alternative development model for bauxite
deposits resulting in a more efficient use of resources and a lower
threshold to develop bauxite & alumina projects.
2. Bauxite Deposit Development The development of bauxite deposits
is sometimes limited to the mining of bauxite for export purposes,
which may or may not include drying the bauxite to a certain
moisture percentage. Examples are the Boke and Kindia mines (both
in Guinea), and the Bintan mine in Indonesia (now closed).
In other cases the mine supplies both a local / in-country
refinery, as well as exporting bauxite, e.g. the Trombetas mine
(Brazil), and the Gove and Weipa mines (both in Australia).
In most recent cases the projected greenfield development of a
bauxite deposit includes directly or indirectly the construction of
a captive alumina refinery. Examples: Utkal (India), GAC (Guinea),
Aurukun (Australia), CAP (Brasil), Ma’aden (Saudi Arabia).
In some cases the project may be executed in two stages: a first
stage of establishing the bauxite mine with (temporary) export of
bauxite, and a second stage including the construction of an
alumina refinery. A recent example is the Darling Range project of
Bauxite Resources Ltd in Australia as stated in press
releases.
How have greenfield production capacities and more specifically
greenfield alumina refinery design capacities developed over time,
and did this have a bearing on project implementation?
3. Alumina Refinery Capacity Evolution Overview
An alumina refinery consists of a number of unit operations such as
grinding, digestion, evaporation, etc. A unit operation
generally
comprises a string of equipment which together performs the desired
process step, e.g. digestion with feed tank, heat exchangers,
pumps, digester vessel(s), flash vessels, etc. Such a string of
equipment is often referred to as a “train”, “unit” or “circuit”
(e.g. digestion unit, precipitation train, mill circuit). Alumina
refinery design generally takes the digestion area as plant
bottleneck due to its high unit capital cost and its requirement
for constant flow for optimum performance.
The design / initial refinery production capacity of greenfield
projects has evolved over time from about 0.5-1.0 Mt/y alumina
25-30 years ago (e.g. Worsley, Alumar, Aughinish) to 1.4-3.3 Mt/y
alumina for more recently constructed and future planned projects
(e.g. Lanjigarh, Yarwun, Utkal, GAC). Figure 1 illustrates this
trend.
Figure 1 – Refinery Design Capacity vs Start-up Year
Note that actual refinery production capacities increase over time
as a result of de-bottlenecking, improved process efficiencies and
operations performance, etc. In a paper presented at the ICSOBA
2008 conference [1] R. den Hond even suggests a doubling of design
capacity by exploiting overdesign and post start-up installation of
novel technology.
What has been the rationale for this trend of ever-increasing
design production capacities for recently built and future planned
greenfield refineries and what are its consequences?
Economy of Scale
The rationale offered for this trend is the economy of scale: an
increased alumina production capacity improves the economics (NPV,
IRR, VIR1) of a greenfield bauxite and alumina project2.
In the context of alumina refinery projects, economy of scale
aspects may be applied to Operating Cost and Capital Cost.
1 NPV=Net Present Value; IRR=Internal Rate of Return; VIR=Value
over Investment (capital efficiency) ratio. 2 Reference [2]
provides an overview of bauxite & alumina project
economics.
5
Light Metals 2011 Edited by: Stephen J. Lindsay TMS (The Minerals,
Metals & Materials Society), 2011
3.2.1 Effect on Operating Cost3
To better assess the effects of the economy of scale on Operating
Cost, we should consider its major components:
• Variable costs: In $/year these costs vary with plant production,
at least within certain plant production rates (typically +
10-15%), examples: bauxite, caustic soda, coal, fuel oil, lime. The
overall plant on-line time of an alumina refinery with more than
one train / unit / circuit, e.g. a digestion train, is higher than
a plant with one train only, as a result of more flexibility in
equipment operation and maintenance. The effect on plant on-line
time is generally limited (indic. 0.2-0.5% abs), however may vary
widely and in a specific case could be significant (>1% abs). As
a result the plant operates with less interruptions and operating
efficiencies (e.g. bauxite, caustic soda, energy consumption)
improve, albeit generally to a limited extent (indic.
0.5-3%).
• Fixed costs: In $/year these costs do not vary with plant
production, at least within certain plant production rates
(typically + 100,000 t/yr), examples: labour, maintenance
materials, administration, other fixed costs. This is the area on
which the economy of scale potentially has the largest effect, i.e.
a drop in cost per tonne of alumina produced, due to the “dilution”
of “fixed” annual expenses by a larger production volume. This
applies particularly to labour and other fixed costs. If the
increase in production capacity includes an increase in the number
of trains, this positive effect is dampened because not just the
size of the equipment involved increases, but also its number. In
addition, the requirements of complex and large alumina refineries
may result in disproportional increases of overhead costs.
The example provided in Table 1 may illustrate the above. In this
example the larger refinery capacity is based on an increase in the
number of operating units in several areas, resulting in a limited
improvement only of the fixed costs per tA.
Table 1 – Effect of Economy of Scale on Opex – 1
Refinery Production Capacity, Mt/y* 1.4 3.2
Variable Costs, $/tA 85 83
Fixed Costs, $/tA 40 34
Total Operating Cost, $/tA 125 117 * Mt/y = million tonne alumina
per annum
Table 2 provides an example in which the capacity increase involved
an increase in equipment size rather than the number of operating
units, illustrating in that case a more pronounced effect on fixed
costs per tA.
Table 2 – Effect of Economy of Scale on Opex – 2
Refinery Production Capacity, Mt/y* 2.8 3.3
Variable Costs, $/tA 84 84
Fixed Costs, $/tA 50 42
Total Operating Cost, $/tA 134 126 * Mt/y = million tonne alumina
per annum
3 Reference [3] provides an overview of Operating Cost
The conclusion from the above is that the primary effect of economy
of scale on Operating Cost is on fixed costs (expressed per tA),
and particularly if a capacity increase is the result of an
increase in equipment size rather than equipment number.
3.2.2 Effect on Capital Cost4
Economy of scale has the following main effects5 on Capital
Cost:
• In general larger size equipment, particularly tanks and vessels,
is more cost effective per tonne alumina (tA) produced because
larger tanks have a smaller surface area over volume ratio than
smaller tanks, hence are cheaper in material cost per m3 stored
volume. This effect is sometimes known as the “0.6 factor rule”6,
and potentially represents a significant drop in capital cost per
tA (note: this factor may be different for different equipment
types and unit operations). Although technological improvements
have resulted over time in a general increase in equipment size
available for most processing equipment (vessels, tanks, pumps,
mills, filters, etc), there are physical, technical and/or economic
limitations to the size of all equipment. In addition, design
considerations may favor in specific cases a large number of small
equipment over a small number of large equipment.
• Infrastructure (both shared and non-shared) costs are diluted
(e.g. piperacks, water supply, power distribution), and spare
equipment may be shared in case of a larger production capacity
resulting in the construction of more units. Both of these result
in a lower capital cost per tA produced. As an illustration: for a
refinery with two digestion trains, shared facilities represent
indicatively 20-25% of its capital cost (includes raw materials
handling, general facilities, shared spares, etc). Here too there
are limitations: both with respect to sharing of spare equipment
and because capacity increases in infrastructure are required at
some stage.
The overall effect is a drop in capital cost per tA produced at
higher production capacities. A straightforward power factor
relationship between these would look like Figure 2.
Figure 2 – Refinery Capex vs Design Capacity – Power Factor
In many cases however plant (and thus project) capacity increases
are a combination of increases in equipment size and in equipment
numbers (e.g. as a result of an increase in operational
4 Reference [4] provides an overview of Capital Cost. 5 A
second-order effect is an increased plant on-line time as a result
of a plant consisting of more than one train resulting in a
slightly lower capex per annual tA. 6 Theoretically the factor is
0.67.
6
units / trains). In addition, an increased project scope also adds
(at some stage disproportionally) to its complexity.
As a result, actual capital cost per tA produced may deviate from a
smooth curve as shown in Figure 2. In fact Canbäck and others [5]
refer to Bain who found in a study of twenty industries that at the
plant level, beyond a minimum optimum scale few additional
economies of scale can be exploited.
Available information suggests for the alumina industry that with
respect to the relationship of refinery capital cost and design
capacity, a differentiation can be made in two design capacity
ranges as illustrated in Figure 3:
• Up to about 1.5 Mt/y: a power factor of ~0.7.
• Above about 1.5 Mt/y: a power factor of ~0.9.
Figure 3 – Refinery Capex vs Design Capacity
From Figure 3 it would appear that although further gains in
capital cost per tA are possible at design capacities above ~1.5
Mt/y, these will be limited. A design capacity of about 1.5 Mt/y
for an alumina refinery might perhaps be the “minimum optimum
scale” referred to by Canbäck . Note that 1.5 Mt/y is meant to be
indicative only.
This raises the question how this result can be reconciled with the
design capacity of some future planned projects which are well
above 1.5 Mt/y (refer Figure 1).
3.2.3 Infrastructure Costs & Overall Economics
The explanation for the above result is that greenfield projects
have infrastructural requirements which may include access roads
and bridges, a railway line, port facilities, and employee living
facilities. In case of extensive infrastructural requirements, the
related capital cost is significant and has a disproportional
bearing on the economics of a smaller capacity greenfield
project.
An example may illustrate the above for two greenfield project
options at the same location: option 1 at 1.5 Mt/year alumina
production design capacity, and option 2 at 3 Mt/year. Assumed
infrastructural requirements for this location:
• 100 km railway line.
• Jetty and wharf, and ship loading/unloading facilities at the
alumina export port.
• Employee housing and living facilities.
Table 3 provides indicative numbers for capital, operating and
sustaining capital costs for the two options considered in this
example and their economics.
Table 3 – Effect of Capacity on Overall Project Economics
Refinery Capacity 1.5 Mt/y 3 Mt/y
Capital Cost*, M$ Mine Refinery Infrastructure (railway, port,
town) Total Capital Cost*, M$
$/AnntA
137 125
Economics# (indic.) NPV(8%), M$ IRR, % Payback period, y
- 139 7
369 9 9
* Basis W Europe, Mid 2010 US$ # Alumina price at 325 $/tA
Table 3 shows that, despite the Refinery capex per annual tA for
the two options following the trend illustrated in Figure 3, the
overall project economics flip from a significant negative NPV
(with IRR 7% and payback period 10.5 years) to a significant
positive NPV (with IRR 9% and payback period 8.5 years).
A major contributor is the disproportional increase in $/tA of the
Infrastructure capex. To underpin that: had the delta in capital
cost between the two project options expressed in $/Annual tA
remained unchanged from the delta between the two refineries, the
economics of the 1.5 Mt/year project (in that case at a total capex
of 1,383 $/AnntA) would have looked as follows: NPV(8%) = -12 M$;
IRR = 8%; Payback period = 9.5 years.
On re-considering the trend shown in Figure 1, the reasoning could
be turned around: a disproportionate increase in project scale is
required to result in acceptable economics.
In a similar context, A. Kjar in his paper presented at the TMS
2010 Annual Meeting [6] discusses in general terms the
uncompetitive capital cost of recent Western-developed greenfield
alumina projects as a result of (among other reasons) large project
size and increased project complexity.
Consequences
The indicated increase in the design / initial capacity of
greenfield (bauxite mine and) alumina refinery projects over the
past decades has had the following major consequences:
• The complexity of these mega projects7 has increased
significantly, especially in terms of project planning and
management. Significant infrastructural works are often required,
involving extensive government involvement, adding to project
complexity.
• Project capital cost has grown to several billion USD, and
project owners reduce risk through project financing and the
formation of multi-party joint ventures. This is perfectly
reasonable, however it complicates project implementation (e.g.
with respect to decision making processes).
• Due to the financial commitments involved, globally only a
limited number of (very) large companies have the financial and
human resources to develop greenfield bauxite & alumina
projects.
7 Typically projects over 1 billion US$.
7
• For the same reasons (project scope, complexity), only a limited
number of engineering firms have the required engineering,
construction and project management skills and experience to
successfully implement these projects.
• Typically a project life of 30+ years is (implicitly) applied to
justify the significant investment of a greenfield bauxite &
alumina project. Reason: an alumina refinery can operate
effectively for decades (refer e.g. Paranam, Gove, Kwinana, QAL).
For greenfield bauxite & alumina projects with a captive
refinery this means that the bauxite deposit on which a project is
based should be able to sustain refining operations for such a
period. Therefore only (very) large bauxite deposits are developed,
indicatively 200-300 Mt and more.
In summary, worldwide only a small number of companies develop
mostly very large greenfield bauxite and alumina projects, which
often take a decade and more to develop.
Where from here?
With an objective to lower the threshold for the development of
bauxite and alumina projects, the question may be asked if the
underlying trend, viz. ever-increasing alumina refinery design
capacities, is inevitable, or if viable alternatives exists. The
basic reason for the trend being economics (refer section 3.2), the
question could be reformulated as follows: is it possible to
develop smaller greenfield bauxite and alumina projects at
acceptable economics?
A. Kjar addresses this question and some of the issues discussed
above, albeit from a different perspective, in his earlier
mentioned paper. He indicates that as a means to overcome some of
these issues, attempts were made by others: 1. To gain improved
control over the project execution process; and 2. To increase the
level of pre-assembly to reduce total costs of on-site construction
labor and low productivity – refer also a paper by R. Valenti and
P. Ho [7]. A. Kjar proposes the use of replication of a modern
plant design, and small increments of capacity (without quantifying
a capacity), in order to quickly and more cost-effectively build a
large plant / project.
Although A. Kjar’s paper has a different angle (viz. building a
large plant at lower capital cost), there are overlaps with the
subject of the current paper (investigating the possibility to
lower the threshold for the development of – smaller – bauxite and
alumina projects).
To further explore the subject, a more in-depth look at the make-
up of a greenfield project’s capital cost is required.
4. Capital Cost Make-up Refinery Capital Cost
4.1.1 Overview
The capital cost of a greenfield alumina refinery may be split up
as shown in Table 4. In this table typical numbers are shown for a
low-temperature digestion alumina refinery with a 1.5 Mt/y
production capacity. Note that actual numbers may deviate
significantly as a result of bauxite quality, technology choices,
plant location, etc.
Table 4 – Greenfield 1.5 Mt/y Aa Refinery Capital Cost (typ.)
Cost Item 1.5 Mt/y
Direct Costs Equipment* Commodities#
Total Direct Costs, M$
78 256 180 190
Contingency, M$ 161
Total Refinery Capital Cost&, M$ 1,635 * Incl. steam &
power generation, sub stations, residue disposal, water supply,
communication & info systems # Incl. concrete, steel,
mechanical bulks, piping, wire and cable, etc & Basis W Europe,
Mid 2010 US$
4.1.2 Commodities and Plant Layout Aspects
Table 4 illustrates that the Commodities represent a very
significant element in the refinery capital cost. Commodity amounts
and their related capital costs reflect plant design including
plant layout.
Current alumina refinery layouts are designed to accommodate
additional (future) digestion units (and all of the other required
process units – e.g. precipitation, evaporation). The consequence
is that plant design is not optimized for its initial production
capacity. Plant layout is characterized by an “open architecture”,
at best compromising between on the one hand the limited layout
requirements for the initial / design capacity and on the other
hand the more extensive requirements to accommodate future
additional process units. And in the worst case consisting of a
layout of a large-capacity plant of which part is built, resulting
in an inefficient plant layout for the design / initial capacity.
In addition, in some cases plant design includes equipment which at
some future stage might be used to its full capacity, but operates
(well) below design for a considerable part of its lifetime.
4.1.3 Alternative Approach – Dedicated Plant Capacity
A. Kjar’s proposal to use replication means that a design is
developed for a dedicated production capacity. Or putting it
differently, this alternative design approach aims at designing an
alumina refinery for a dedicated production capacity, i.e. without
provisions for future expansions. This approach enables optimizing
plant layout for the targeted production capacity, e.g. with
respect to positioning similar equipment close to each other, use
of common spares, etc.
This more “closed” layout architecture results in a more efficient
plant layout, reflected for example in the design of main plant
piperacks. This is illustrated in Figure 4 which shows the main
piperack layout for a typical (current design) 1.5 Mt/year capacity
refinery ( i.e. in the expectation that additional production lines
in the various areas will be added in the future), and the layout
for a dedicated 1.5 Mt/y capacity alumina refinery (same
scale).
The alternative approach with its more closed layout design impacts
positively on commodity volumes: for the same production capacity,
commodity volumes for a greenfield plant designed along this
alternative approach are similar to that of a brownfield expansion
of an existing refinery. This is illustrated in Figure 5 which
shows the total length of piping of greenfield and
8
brownfield projects as function of plant production capacity, and
the requirement of a dedicated plant of 1.5 Mt/y capacity.
This approach also stimulates focusing on a “lean” design and
exploit any potential overdesign right from start-up (refer the
comment made in section 3.1).
Figure 4 – Main Piperack Layout Comparison
Figure 5 – Total Piping as function of Plant Capacity
4.1.4 Effect Alternative Approach on Commodities Cost
A dedicated greenfield plant design results in lower amounts (in
some cases significantly lower amounts) per annual tA produced of
commodities such as steel, concrete and piping. This is
reflected in lower Commodities costs, resulting in lower Direct
Capital Costs, in turn lowering Indirect Capital Costs. The overall
effect on the capital cost of a greenfield dedicated low-
temperature digestion alumina refinery of 1.5 Mt/y is illustrated
in Table 5 (indicative numbers).
As can be seen in this table, the alternative approach improves the
total refinery capital cost indicatively by over 10%. In fact the
capital cost expressed per annual tonne of alumina capacity is
lower than that of the current-design refinery at 3 Mt/y capacity
(976 vs 1,000 $/Ann tA – refer Table 3).
Table 5 – Comparison of Refinery Capital Costs (indic.)
Cost Item 1.5 Mt/y Refinery Capacity
Current-design Dedicated
231 539
682
Indirect Costs Freight EPCM Temp. Constr., start-up, Comm. Owner’s
Eng. & Other Costs Total Indirect Costs, M$
78 256 180 190
1,635 1,090
1,464 976
* The more efficient plant layout enables slightly lower equipment
cost as a result of a more efficient use of common spare equipment
# Basis W Europe, Mid 2010 US$
4.1.5 Compact Refinery – Simple & Limited Scope
Along the lines of A. Kjar’s paper (although he does not quantify
“small increments of capacity”), applying the proposed dedicated-
capacity approach to a compact alumina refinery capacity of 0.4
Mt/y results in a project with a simple and much more limited
scope. Available data suggest that as a result some Indirect
capital cost items decrease more than proportionately, particularly
costs related to temporary construction and start-up support, camp
and other construction related items, and owner’s costs.
Table 6 illustrates the capital cost for a 0.4 Mt/y alumina
refinery based on a dedicated design (indicative numbers). The
table shows that the capital cost per annual tonne alumina (1,295
$/AnntA) is higher than that of the much larger 1.5 Mt/y dedicated
plant (976 $/AnntA – refer Table 5), however is at a level which
could result in a project with acceptable economics, provided
Infrastructure capital cost is limited (compare with the 1,293
$/AnntA for the overall project capital cost of a 3 Mt/y refinery –
see Table 3). Table 6 also shows that the total capital cost is at
a level which would enable many more (relatively small) companies
to develop such a project without necessarily requiring the
formation of multi-party joint ventures, simplifying overall
project management and thus enabling to lower costs (effect not
included in Table 6).
Note that the 0.4 Mt/y refinery production capacity used here is
not fixed but is meant to typify a capacity range of 0.3-0.6 Mt/y.
The higher end of this range is limited by the objective to end up
with a total project capital cost well below 1 billion US$, the
lower end is determined by logistical limitations (e.g. with
respect to caustic soda and fuel oil shipments) and may vary for
different locations.
9
95 177
272
Indirect Costs Freight EPCM Temp. Constr., start-up, Comm. Owner’s
Eng. & Other Costs Total Indirect Costs, M$
28 91 37 33
518 1,295
Infrastructure Capital Cost
As mentioned above, in order to realise acceptable economics for a
project based on a compact dedicated production capacity,
Infrastructure capital cost should be limited. Conversely a project
based on a compact plant capacity has very limited infrastructural
requirements and has several advantages over a large plant,
particularly if the project is located close to an existing port,
e.g. it may be allowed closer to residential areas (i.e. is closer
to existing infrastructure); the existing infrastructure may be
sufficient for a small plant, but not for a big plant; a suitable
location for a small residue disposal area is easier to find than
for a large one, etc. As outlined in section 5.3 several such
locations exist worldwide.
Refinery Technologies
Note that the alternative approach proposed above is independent of
the selected refinery technologies, while at the same time
stimulating to focus on improvements, e.g. positioning similar
equipment close to each other, the use of common spares, etc.
Replication and Indirect Costs
A. Kjar indicates in his paper that the use of replication of a
modern design at small capacity increments has as one of its main
advantages far lower indirect capital costs, comprising Project
management; Procurement; and Technology & EPCM fees.
Although no direct quantification is mentioned in the paper, this
appears consistent with the results discussed above for a dedicated
plant design at a compact production capacity. Some of the
replication-related cost savings mentioned by A. Kjar may come on
top of the cost improvements indicated in this paper.
5. New Bauxite Deposit Development Model
New Development Model
The bauxite deposit development model proposed in this paper as
detailed above is based on the development of a dedicated compact
alumina refinery in the range 0.3-0.6 Mt/year.
The dedicated refinery design has no provisions for future
expansions, enabling optimizing plant layout and resulting in lower
capital cost per tonne of alumina (tA) produced compared with
current plant design. The compact capacity results in a
project with a simple and limited scope, further improving capital
cost per tA produced.
To ensure acceptable economics, Infrastructure capital cost should
be limited. At the same time such a project has few infrastructural
requirements , especially if located close to an existing
port.
Main Advantages
The main advantages of the new development model are:
• Due to the significantly smaller project capital expenditure
involved (lower risk), this approach enables the development of
bauxite & alumina projects by smaller companies without a need
to form multi-party joint ventures, i.e. it increases the number of
companies potentially interested in developing bauxite deposits. In
other words competition increases, which should result in more
efficient use of resources, both in terms of capital resources and
in terms of global bauxite deposits.
• Due to the decreased complexity of compact alumina refining
projects, the number of engineering companies potentially able to
develop these projects increases, again resulting in more
competition and the potential for a more efficient use of
resources.
• Small and simple projects carry less risks and require less time
to develop, implement and start-up, all of which has a positive
impact on economics.
• A long term alumina refining project based on the new model
requires only a relatively small bauxite deposit (a deposit of 40
Mt could support a 0.4 Mt/y project for 30 years). This means that
worldwide the number of bauxite deposits that lend themselves to
development increases.
• The new development model may be applied also to the development
of part(s) of a large deposit.
• This approach may in some cases lower the threshold to increase
value creation through alumina refining rather than being limited
to bauxite export sales. This is attractive both to host countries
and to companies developing potential bauxite & alumina
projects.
• In some cases, an adapted version of this new development model
may enable bauxite deposit development even in locations with
little existing infrastructure, albeit at a larger than compact
scale (refer e.g. to Table 5 for a dedicated 1.5 Mt/year capacity
project).
Possible Locations
Following are some examples of bauxite deposits that may lend
themselves to development via the proposed alternative approach
(between brackets the potential alumina export port):
• Haden, Queensland, Australia (Brisbane).
• Bindoon, Western Australia (Fremantle).
• Trelawny, Jamaica (Discovery Bay).
• Kibi, Ghana (Tema).
The above list is not exhaustive and meant to be illustrative
only.
In addition some bauxite deposits which in view of their size could
support the current development approach with large- capacity
alumina refining projects, may also lend themselves to stage-wise
development through the proposed alternative
10
approach. In this case these deposits would be able to support
several (smaller) greenfield bauxite and alumina projects as
outlined in the last bullet point of section 5.2 above. Example:
some of the Eastern Ghats deposits in Orissa and Andhra Pradesh,
India, e.g. the Kutrumali deposit (with Visakhapatnam as potential
alumina export port).
6. References 1. R. den Hond, “Technology Choices for Greenfield
Alumina Plants” (paper presented at ICSOBA 2008, Bhubaneswar), pp
267-270.
2. P.J.C. ter Weer, “Greenfield Dilemma – Innovation Challenges”
(paper presented at Light Metals 2005, San Francisco, California),
pp 17-22.
3. P.J.C. ter Weer, “Operating Cost – Issues and Opportunities”
(paper presented at Light Metals 2006, San Antonio, Texas), pp
109-114.
4. P.J.C. ter Weer, “Capital Cost: To Be or Not To Be” (paper
presented at Light Metals 2007, Orlando, Florida), pp 43-48.
5. S. Canbäck, P. Samouel, and D. Price, “Do Diseconomies of Scale
Impact Firm Size and Performance – A Theoretical and Empirical
Overview”, Journal of Managerial Economics, 2006, Vol. 4, No. 1, pp
27-70.
6. Anthony Kjar, “A Case for Replication of Alumina Plants” (paper
presented at Light Metals 2010, Seattle, Washington), pp
183-190.
7. R. Valenti and P. Ho, “Rio Tinto Alcan Gove G3 Experience on
Pre-Assembled Modules” (paper presented at the Alumina Quality
Workshop 2008, Darwin), pp 1-5.
For further information, please contact P.J.C. ter Weer at
[email protected] or visit www.twsservices.eu.
11
STUDY ON THE CHARACTERIZATION OF MARGINAL BAUXITE FROM
PARÁ/BRAZIL
Fernanda A.N.G. Silva1,2, João A. Sampaio2, Francisco M. S.
Garrido1, Marta. E. Medeiros1
1Universidade Federal do Rio de Janeiro, Instituto de Química,
Avenida Athos da Silveira Ramos, 149, Cidade Universitária; Rio de
Janeiro, RJ, 21941-909, Brasil.
2Centro de Tecnologia Mineral / CETEM-MCT, Avenida Pedro Calmon,
900, Cidade Universitária; Rio de Janeiro, RJ, 21941-908,
Brasil.
Keywords: Marginal Bauxite, Mineralogical and Chemical
Characterization
Abstract Bauxite from Pará is divided into five different layers.
However, only one is processed. The crystallized-amorphous (CAB)
phase is considered a marginal bauxite because it presents a high
quantity of SiO2reactive and its use depends on special
technologies. CAB was characterized and the results were compared
with the bauxite used nowadays in the alumina plant.
Characterization was performed by XRD, IR, XRF, chemical analysis,
TGA and SEM. XRD determined the mineral content: such bauxite is
gibbsitic and has been associated with kaolinite and hematite. IR
data supported the XRD results. XRF was used to determined the
sample's chemical composition. The chemical content of
Al2O3available and SiO2reactive was determined by potentiometric
titration and FAAS. The results found for the Bayer process sample
were 41.7% and 7.1%, respectively. TGA observed the bauxite
decomposition and SEM supplied chemical and thermal analysis. Thus,
based on stoichiometric relations of the bauxite components
decomposition, it was possible t